Basic Law: Human Dignity and Liberty

Adalah Legal Center for Arab Minority Rights in Israel v. Minister of Interior

Case/docket number: 
HCJ 7052/03
Date Decided: 
Sunday, May 14, 2006
Decision Type: 
Original
Abstract: 

Facts: Since September 2000, Palestinians have mounted a barrage of terror attacks on the State of Israel and its citizens and residents. The intensity of these attacks led the government to adopt various measures to protect the security and safety of Israeli citizens and residents. Because some of the terror attacks were perpetrated with the assistance of persons who were originally Palestinians living in the occupied territories and had received permission to live in Israel within the framework of family reunifications, the government decided in 2002 to stop giving permits to Palestinians from the occupied territories to live in Israel. This decision was subsequently passed by the Knesset into legislation in the form of the Citizenship and Entry into Israel Law (Temporary Provision), 5763-2003 (‘the law’); the law was valid for one year and was extended several times.

 

Petitions were filed in the High Court of Justice against the constitutionality of the law. In the course of the legal proceedings, the Knesset amended the law and introduced various concessions. These mainly allowed Palestinians from the occupied territories to apply to live in Israel within the framework of family reunifications, if the applicant was under the age of 14 or over the age of 35 (for a man) or 25 (for a woman).

 

The main question raised by the petitions is whether a constitutional right has been violated by the law, which, even in its amended, more lenient form, contains a blanket prohibition against allowing Palestinians between the ages of 14 and 35 (for a man) or 25 (for a woman) from entering Israel for the purposes of family reunifications.

 

The court was therefore called upon to consider whether the blanket prohibition of family reunifications (with Palestinians of certain ages) violates constitutional rights, and if it did, whether the violation of those rights satisfies the conditions of the limitations clause in the Basic Law: Human Dignity and Liberty, and was therefore constitutional. The blanket prohibition in the law was considered with reference to the position that prevailed before the law was enacted, whereby applications of Palestinians to live in Israel were considered on an individual basis, with a view to whether the applicant presented a risk to the security and safety of the Israeli public.

 

Held: (Minority opinion — President Barak, Justices Beinisch, Joubran, Hayut, Procaccia) The law violates two constitutional basic rights. It violates the right to family life, which is a derivative of human dignity, since the right to family life means the right of an Israeli citizen or resident to live with his family in Israel. The law also violates the right to equality, since only Israeli Arabs marry Palestinians from the occupied territories and therefore the only persons harmed by the law de facto are Israeli Arabs. These violations of constitutional rights lead to the law being unconstitutional, since the law does not satisfy the last condition of the limitations clause in the Basic Law: Human Dignity and Liberty, namely that the violation of the constitutional rights should not be excessive. The blanket prohibition in the law against all Palestinians between certain ages provides somewhat more security than the system of individual checks, but it increases the violation of constitutional rights considerably. In view of the small increase of security and the large increase in the violation of rights, the law is disproportionate in adopting a blanket prohibition rather than a system of individual checks. It is unconstitutional and therefore void.

 

(Majority opinion — Vice-President Cheshin, Justices Grunis, Naor) Like other countries around the world, Israel does not recognize a constitutional right that a person may have foreign members of his family immigrate to Israel. Such a right exists only to the extent that statute grants it. Therefore the law does not violate a constitutional right to human dignity. The law also does not violate the constitutional right to equality. The fact that the Palestinian Authority is de facto waging a war or quasi-war against Israel makes the residents of the territories enemy nationals. The law, in prohibiting family reunifications with enemy nationals, makes a permitted distinction between family reunifications with persons who are not enemy nationals, and family reunifications with persons who are enemy nationals. This is a permitted distinction in view of the current circumstances, and therefore the law is not discriminatory. The law was therefore constitutional. Nonetheless, the state should consider adding to the law a provision allowing exceptions in special humanitarian cases.

 

(Majority opinion — Justice Adiel) The law violates the constitutional right to family life which is a part of human dignity, but not the constitutional right to equality. Notwithstanding, in view of the bloody conflict between the Palestinians and Israel, the violation of the constitutional right is proportionate. Therefore the law is constitutional.

 

(Majority opinion — Justice Rivlin) There is no need to consider the petitions since the law is about to expire and it cannot be known in what format, if at all, the Knesset will re-enact it. The question is therefore moot. Subject to this, the law does violate a constitutional right to family life. However, the conflicting national security interest is really, in this case, made up of the rights of all the individual members of the public to life and security. In view of this, the law satisfies the proportionality test, and is therefore constitutional.

 

(Majority opinion — Justice Levy) The law violates both the right to family life and the right to equality. With regard to the conditions of the limitations clause, the main problem lies in the requirement that the law should adopt the least harmful measure. The blanket prohibition will have to be replaced by an individual check of each applicant for family reunification. In this check, in view of the clear hostility of the Palestinian Authority, applicants should be regarded to have a presumption of dangerousness, which they must rebut. The applicant should not be present illegally in Israel while the application is pending and he should be required to declare his loyalty to the state of Israel. Notwithstanding, since declaring the law void would create a void in security arrangements, the law should be allowed to stand, but if changes are not made, the law will be unlikely to satisfy judicial scrutiny in the future.

Voting Justices: 
Author
dissent
Primary Author
majority opinion
Author
dissent
Author
dissent
Author
dissent
Author
dissent
Author
concurrence
Author
concurrence
Author
concurrence
Author
concurrence
Author
concurrence
Full text of the opinion: 

HCJ 7052/03

Adalah Legal Centre for Arab Minority Rights in Israel and others

v

1.         Minister of Interior

2.         Attorney-General

3.         Jewish Majority in Israel

4.         Victims of Arab Terror

5.         Shifra Hoffman

HCJ 7102/03

MK Zahava Gal-On and others

v

Attorney-General and others

HCJ 7642/03

Shama Mahmud Musa and another

v

Minister of Interior and others

HCJ 7643/03

Ibrahim Alyon others

v

Minister of Interior and others

HCJ 8099/03

Association for Civil Rights in Israel

v

Minister of Interior and others

HCJ 8263/03

Rami Mohammed Askafi and others

v

Minister of Interior and others

 

HCJ 10650/03

Mirfat Taysir Abed Al Hamid and others

v

Minister of Interior and others

 

 

The Supreme Court sitting as the High Court of Justice

[14 May 2006]

Before President A. Barak, Vice-President Emeritus M. Cheshin
and Justices D. Beinisch, E. Rivlin, A. Procaccia, E.E. Levy, A. Grunis,
M. Naor, S. Joubran, E. Hayut, Y. Adiel

 

Petition to the Supreme Court sitting as the High Court of Justice

 

Facts: Since September 2000, Palestinians have mounted a barrage of terror attacks on the State of Israel and its citizens and residents. The intensity of these attacks led the government to adopt various measures to protect the security and safety of Israeli citizens and residents. Because some of the terror attacks were perpetrated with the assistance of persons who were originally Palestinians living in the occupied territories and had received permission to live in Israel within the framework of family reunifications, the government decided in 2002 to stop giving permits to Palestinians from the occupied territories to live in Israel. This decision was subsequently passed by the Knesset into legislation in the form of the Citizenship and Entry into Israel Law (Temporary Provision), 5763-2003 (‘the law’); the law was valid for one year and was extended several times.

Petitions were filed in the High Court of Justice against the constitutionality of the law. In the course of the legal proceedings, the Knesset amended the law and introduced various concessions. These mainly allowed Palestinians from the occupied territories to apply to live in Israel within the framework of family reunifications, if the applicant was under the age of 14 or over the age of 35 (for a man) or 25 (for a woman).

The main question raised by the petitions is whether a constitutional right has been violated by the law, which, even in its amended, more lenient form, contains a blanket prohibition against allowing Palestinians between the ages of 14 and 35 (for a man) or 25 (for a woman) from entering Israel for the purposes of family reunifications.

The court was therefore called upon to consider whether the blanket prohibition of family reunifications (with Palestinians of certain ages) violates constitutional rights, and if it did, whether the violation of those rights satisfies the conditions of the limitations clause in the Basic Law: Human Dignity and Liberty, and was therefore constitutional. The blanket prohibition in the law was considered with reference to the position that prevailed before the law was enacted, whereby applications of Palestinians to live in Israel were considered on an individual basis, with a view to whether the applicant presented a risk to the security and safety of the Israeli public.

 

Held: (Minority opinion — President Barak, Justices Beinisch, Joubran, Hayut, Procaccia) The law violates two constitutional basic rights. It violates the right to family life, which is a derivative of human dignity, since the right to family life means the right of an Israeli citizen or resident to live with his family in Israel. The law also violates the right to equality, since only Israeli Arabs marry Palestinians from the occupied territories and therefore the only persons harmed by the law de facto are Israeli Arabs. These violations of constitutional rights lead to the law being unconstitutional, since the law does not satisfy the last condition of the limitations clause in the Basic Law: Human Dignity and Liberty, namely that the violation of the constitutional rights should not be excessive. The blanket prohibition in the law against all Palestinians between certain ages provides somewhat more security than the system of individual checks, but it increases the violation of constitutional rights considerably. In view of the small increase of security and the large increase in the violation of rights, the law is disproportionate in adopting a blanket prohibition rather than a system of individual checks. It is unconstitutional and therefore void.

(Majority opinion — Vice-President Cheshin, Justices Grunis, Naor) Like other countries around the world, Israel does not recognize a constitutional right that a person may have foreign members of his family immigrate to Israel. Such a right exists only to the extent that statute grants it. Therefore the law does not violate a constitutional right to human dignity. The law also does not violate the constitutional right to equality. The fact that the Palestinian Authority is de facto waging a war or quasi-war against Israel makes the residents of the territories enemy nationals. The law, in prohibiting family reunifications with enemy nationals, makes a permitted distinction between family reunifications with persons who are not enemy nationals, and family reunifications with persons who are enemy nationals. This is a permitted distinction in view of the current circumstances, and therefore the law is not discriminatory. The law was therefore constitutional. Nonetheless, the state should consider adding to the law a provision allowing exceptions in special humanitarian cases.

(Majority opinion — Justice Adiel) The law violates the constitutional right to family life which is a part of human dignity, but not the constitutional right to equality. Notwithstanding, in view of the bloody conflict between the Palestinians and Israel, the violation of the constitutional right is proportionate. Therefore the law is constitutional.

(Majority opinion — Justice Rivlin) There is no need to consider the petitions since the law is about to expire and it cannot be known in what format, if at all, the Knesset will re-enact it. The question is therefore moot. Subject to this, the law does violate a constitutional right to family life. However, the conflicting national security interest is really, in this case, made up of the rights of all the individual members of the public to life and security. In view of this, the law satisfies the proportionality test, and is therefore constitutional.

(Majority opinion — Justice Levy) The law violates both the right to family life and the right to equality. With regard to the conditions of the limitations clause, the main problem lies in the requirement that the law should adopt the least harmful measure. The blanket prohibition will have to be replaced by an individual check of each applicant for family reunification. In this check, in view of the clear hostility of the Palestinian Authority, applicants should be regarded to have a presumption of dangerousness, which they must rebut. The applicant should not be present illegally in Israel while the application is pending and he should be required to declare his loyalty to the state of Israel. Notwithstanding, since declaring the law void would create a void in security arrangements, the law should be allowed to stand, but if changes are not made, the law will be unlikely to satisfy judicial scrutiny in the future.

 

Petition denied, by majority opinion (Vice-President Cheshin and Justices Rivlin, Levy, Grunis, Naor and Adiel), President Barak and Justices Beinisch, Procaccia, Joubran and Hayut dissenting.

 

Legislation cited:

Basic Law: Human Dignity and Liberty, ss. 1, 1A, 2, 3, 4, 5, 6(a), 7(a), 8, 12.

Basic Law: the Government, ss. 50, 50(d).

Basic Law: the Knesset, s. 38.

Citizenship and Entry into Israel Law (Temporary Provision), 5763-2003, ss. 2, 3, 3A, 3A(1), 3A(2), 3B, 3B(2), 3B(3), 3D, 3E, 4, 5.

Citizenship and Entry into Israel (Temporary Provision) (Extension of the Validity of the Law) Order, 5764-2004.

Citizenship and Entry into Israel (Temporary Provision) (Extension of the Validity of the Law) Order, 5765-2005.

Citizenship and Entry into Israel (Temporary Provision) (Extension of the Validity of the Law) Order (no. 2), 5765-2005.

Citizenship Law, 5712-1952, ss. 4, 4A(1), 4A(2), 5(a), 7.

Entry into Israel Regulations, 5734-1974, r. 12.

Law of Return, 5710-1950, ss. 2(b)(3), 4A.

Prevention of Terror Ordinance, 5708-1948.

Providing Information on the Effect of Legislation on Children’s Rights Law, 5762-2002.

 

Israeli Supreme Court cases cited:

[1]    HCJ 7015/02 Ajuri v. IDF Commander in West Bank [2002] IsrSC 56(6) 352; [2002-3] IsrLR 83.

[2]    HCJ 2056/04 Beit Sourik Village Council v. Government of Israel [2004] IsrSC 58(5) 807; [2004] IsrLR 264.

[3]      HCJ 3239/02 Marab v. IDF Commander in Judaea and Samaria [2003] IsrSC 57(2) 349; [2002-3] IsrLR 173.

[4]    HCJ 3278/02 Centre for Defence of the Individual v. IDF Commander in West Bank [2003] IsrSC 57(1) 385; [2002-3] IsrLR 123.

[5]      HCJ 7957/04 Marabeh v. Prime Minister of Israel [2005] (2) IsrLR 106.

[6]    HCJ 1661/05 Gaza Coast Local Council v. Knesset [2005] IsrSC 59(2) 481.

[7]    CA  6821/93 United Mizrahi Bank Ltd v. Migdal Cooperative Village [1995] IsrSC 49(4) 221.

[8]    HCJ 1715/97 Israel Investment Managers Association v. Minister of Finance [1997] IsrSC 51(4) 367.

[9]    HCJ 6055/95 Tzemah v. Minister of Defence [1999] IsrSC 53(5) 241; [1998-9] IsrLR 635.

[10]  HCJ 1030/99 Oron v. Knesset Speaker [2002] IsrSC 56(3) 640.

[11]  HCJ 4769/95 Menahem v. Minister of Transport [2003] IsrSC 57(1) 235.

[12]  HCJ 4128/02 Man, Nature and Law Israel Environmental Protection Society v. Prime Minister of Israel [2004] IsrSC 58(3) 503.

[13]  HCJ 2334/02 Stanger v. Knesset Speaker [2004] IsrSC 58(1) 786.

[14]  HCJ 5026/04 Design 22 Shark Deluxe Furniture Ltd v. Director of Sabbath Work Permits Department, Ministry of Labour and Social Affairs [2005] (1) IsrLR 340.

[15]  CrimApp 5934/05 Malka v. State of Israel [2005] IsrSC 59(2) 833.

[16]  HCJ 316/03 Bakri v. Israel Film Council [2003] IsrSC 58(1) 249; [2002-3] IsrLR 487.

[17]  CA 238/53 Cohen v. Attorney-General [1954] IsrSC 8 4; IsrSJ 2 239.

[18]  CA 337/62 Riezenfeld v. Jacobson [1963] IsrSC 17(2) 1009; IsrSJ 5 96.

[19]  CA 488/77 A v. Attorney-General [1978] IsrSC 32(3) 421.

[20]  HCJ 693/91 Efrat v. Director of Population Registry, Ministry of Interior [1993] IsrSC 47(1) 749.

[21]  LFA 377/05 A v. Biological Parents (not yet reported).

[22]  LCA 3009/02 A v. B [2002] IsrSC 56(4) 872.

[23]  CFH 7015/94 Attorney-General v. A [1996] IsrSC 50(1) 48.

[24]  HCJ 3648/97 Stamka v. Minister of Interior [1999] IsrSC 53(2) 728.

[25]  AAA 4614/05 State of Israel v. Oren (not yet reported).

[26]  LCA 4575/00 A v. B [2001] IsrSC 55(2) 321.

[27]  HCJ 98/69 Bergman v. Minister of Finance [1969] IsrSC 23(1) 693; IsrSJ 8 13.

[28]  HCJ 114/79 Burkan v. Minister of Finance [1978] IsrSC 32(2) 800.

[29]  HCJ 4112/99 Adalah Legal Centre for Arab Minority Rights in Israel v. Tel-Aviv Municipality [2002] IsrSC 56(5) 393.

[30]  HCJ 10026/01 Adalah Legal Centre for Arab Minority Rights in Israel v. Prime Minister [2003] IsrSC 57(3) 31.

[31]  HCJ 7111/95 Local Government Centre v. Knesset [1996] IsrSC 50(3) 485.

[32]  HCJ 953/87 Poraz v. Mayor of Tel-Aviv-Jaffa [1988] IsrSC 42(2) 309.

[33]  HCJ 104/87 Nevo v. National Labour Court [1990] IsrSC 44(4) 749; IsrSJ 10 136.

[34]  HCJ 2618/00 Parot Co. Ltd v. Minister of Health [2001] IsrSC 55(5) 49.

[35]  HCJ 2671/98 Israel Women’s Network v. Minister of Labour and Social Affairs [1998] IsrSC 52(3) 630.

[36]  HCJ 392/72 Berger v. Haifa District Planning and Building Committee [1973] IsrSC 27(2) 764.

[37]  HCJ 328/88 Avitan v. Israel Land Administration [1989] IsrSC 43(4) 297.

[38]  HCJ 6698/95 Kadan v. Israel Land Administration [2000] IsrSC 54(1) 258.

[39]  HCJ 1113/99 Adalah Legal Centre for Arab Minority Rights in Israel v. Minister of Religious Affairs [2000] IsrSC 54(2) 164.

[40]  HCJ 6924/93 Association for Civil Rights in Israel v. Government of Israel [2001] IsrSC 55(5) 15.

[41]  HCJ 11163/03 Supreme Monitoring Committee for Arab Affairs in Israel v. Prime Minister [2006] (1) IsrLR 105.

[42]  HCJ 122/54 Axel v. Mayor, Council Members and Residents of the Netanya Area [1954] IsrSC 8 1524.

[43]  HCJ 200/57 Bernstein v. Bet-Shemesh Local Council [1958] IsrSC 12 264.

[44]  HCJ 337/81 Miterani v. Minister of Transport [1983] IsrSC 37(3) 337.

[45]  CA 333/85 Aviel v. Minister of Labour and Social Affairs [1991] IsrSC 45(4) 581.

[46]  CA 524/88 Pri HaEmek Agricultural Cooperative Society Ltd v. Sedei Yaakov Workers Settlement Ltd [1991] IsrSC 45(4) 529.

[47]  CA 2781/93 Daaka v. Carmel Hospital [1999] IsrSC 53(4) 526; [1998‑9] IsrLR 409.

[48]  LCA 4905/98 Gamzu v. Yeshayahu [2001] IsrSC 55(3) 360.

[49]  HCJ 366/03 Commitment to Peace and Social Justice Society v. Minister of Finance [2005] (2) IsrLR 335.

[50]  CA 7155/96 A v. Attorney-General [1997] IsrSC 51(4) 160.

[51]  HCJ 6427/02 Movement for Quality Government in Israel v. Knesset (not yet reported).

[52]  HCJ 5688/92 Wechselbaum v. Minister of Defence [1993] IsrSC 47(2) 812.

[53]  HCJ 4330/93 Ganem v. Tel-Aviv District Committee, Bar Association [1996] IsrSC 50(4) 221.

[54]  HCJ 205/94 Nof v. Ministry of Defence [1996] IsrSC 50(5) 449; [1997] IsrLR 1.

[55]  HCJ 7357/95 Barki Feta Humphries (Israel) Ltd v. State of Israel [1996] IsrSC 50(2) 769.

[56]  CA 5942/92 A v. B [1994] IsrSC 48(3) 837.

[57]  HCJ 3512/04 Shezifi v. National Labour Court (not yet reported).

[58]  CA 232/85 A v. Attorney-General [1986] IsrSC 40(1) 1.

[59]  CA 5587/93 Nahmani v. Nahmani [1993] IsrSC 49(1) 485; [1995-6] IsrLR 1.

[60]  CFH 6041/02 A v. B [2004] IsrSC 58(6) 246.

[61]  CA 2266/93 A v. B [1995] IsrSC 49(1) 221.

[62]  HCJ 5394/92 Hoppert v. Yad VaShem Holocaust Martyrs and Heroes Memorial Authority [1994] IsrSC 48(3) 353.

[63]  CA 105/92 Re’em Contracting Engineers Ltd v. Upper Nazareth Municipality [1993] IsrSC 47(5) 189.

[64]  HCJ 726/94 Klal Insurance Co. Ltd v. Minister of Finance [1994] IsrSC 48(5) 441.

[65]  HCJ 721/94 El-Al Israel Airlines Ltd v. Danielowitz [1994] IsrSC 48(5) 749; [1992-4] IsrLR 478.

[66]  HCJ 453/94 Israel Women’s Network v. Government of Israel [1994] IsrSC 48(5) 501; [1992-4] IsrLR 425.

[67]  HCJ 4541/94 Miller v. Minister of Defence [1995] IsrSC 49(4) 94; [1995-6] IsrLR 178.

[68]  HCJ 4806/94 D.S.A. Environmental Quality Ltd v. Minister of Finance [1998] IsrSC 52(2) 193.

[69]  HCJ 1074/93 Attorney-General v. National Labour Court [1995] IsrSC 49(2) 485; [1995-6] IsrLR 149.

[70]  HCJ 678/88 Kefar Veradim v. Minister of Finance [1989] IsrSC 43(2) 501.

[71]  FH 10/69 Boronovski v. Chief Rabbis [1971] IsrSC 25(1) 7.

[72]  HCJ 246/81 Derech Eretz Association v. Broadcasting Authority [1981] IsrSC 35(4) 1; IsrSJ 8 21.

[73]  HCJ 6051/95 Recanat v. National Labour Court [1997] IsrSC 51(3) 289.

[74]  HCJ 1703/92 C.A.L. Freight Airlines Ltd v. Prime Minister [1998] IsrSC 52(4) 193.

[75]  HCJ 1000/92 Bavli v. Great Rabbinical Court [1994] IsrSC 48(2) 221.

[76]  HCJ 2597/99 Rodriguez-Tushbeim v. Minister of Interior [2005] IsrSC 58(5) 412; [2005] (1) IsrLR 268.

[77]  HCJ 3434/96 Hoffnung v. Knesset Speaker [1996] IsrSC 50(3) 57.

[78]  EA 92/03 Mofaz v. Chairman of the Central Elections Committee for the Sixteenth Knesset [2003] IsrSC 57(3) 793.

[79]  LCA 9041/05 Imrei Hayyim Registered Society v. Wiesel (decision of 30 January 2006, not yet reported).

[80]  HCJ 9333/03 Kaniel v. Government of Israel (not yet reported).

[81]  LCA 3145/99 Bank Leumi of Israel Ltd v. Hazan [2003] IsrSC 57(5) 385.

[82]  HCJ 4676/94 Meatreal Ltd v. Knesset [1994] IsrSC 50(5) 15.

[83]  HCJ 212/03 Herut National Movement v. Chairman of Central Elections Committee [2003] IsrSC 57(1) 750.

[84]  HCJ 1384/98 Avni v. Prime Minister [1998] IsrSC 52(5) 206.

[85]  HCJ 164/97 Conterm Ltd v. Minister of Finance [1998] IsrSC 52(1) 289; [1998-9] IsrLR 1.

[86]  HCJ 5627/02 Saif v. Government Press Office [2004] IsrSC 58(5) 70; [2004] IsrLR 191.

[87]  EA 2/84 Neiman v. Chairman of Elections Committee for Eleventh Knesset [1985] IsrSC 39(2) 225; IsrSJ 8 83.

[88]  CrimFH 7048/97 A v. Minister of Defence [2000] IsrSC 54(1) 721.

[89]  HCJ 5016/96 Horev v. Minister of Transport [1997] IsrSC 51(4) 1; [1997] IsrLR 149.

[90]  HCJ 4140/95 Superpharm (Israel) Ltd v. Director of Customs and VAT [2000] IsrSC 54(1) 49.

[91]  HCJ 3477/95 Ben-Atiya v. Minister of Education, Culture and Sport [1995] IsrSC 49(5) 1.

[92]  HCJ 6226/01 Indor v. Mayor of Jerusalem [2003] IsrSC 57(2) 157.

[93]  HCJ 490/97 Tenufa Manpower Services and Holdings Ltd v. Minister of Labour and Social Affairs [1998] IsrSC 52(2) 433.

[94]  HCJ 6778/97 Association for Civil Rights in Israel v. Minister of Public Security [2004] IsrSC 58(2) 358; [2004] IsrLR 1.

[95]  HCJ 278/73 Horeh v. Mayor of Tel-Aviv-Jaffa [1974] IsrSC 28(1) 271.

[96]  HCJ 6249/96 Israel Contractors and Builders Federation v. Sasson [1998] IsrSC 52(2) 42.

[97]  HCJ 552/04 Guzman v. State of Israel, TakSC 2005(3) 4.

[98]  HCJ 6268/00 Kibbutz HaHoterim Agricultural Cooperative Society v. Israel Land Administration [2001] IsrSC 55(5) 640.

[99]  HCJ 6893/05 Levy v. Government of Israel [2005] IsrSC 59(2) 876.

[100] AAA 4436/02 Tishim Kadurim Restaurant, Members’ Club v. Haifa Municipality [2004] IsrSC 58(3) 782.

[101] EA 1/65 Yardor v. Chairman of the Central Elections Committee for the Sixth Knesset [1965] IsrSC 19(3) 365.

[102] HCJ 5100/94 Public Committee Against Torture v. Government of Israel [1999] IsrSC 53(4) 817; [1998-9] IsrLR 567.

[103] HCJ 13/86 Shahin v. IDF Commander in Judaea and Samaria [1987] IsrSC 41(1) 197.

[104] HCJ 9098/01 Ganis v. Ministry of Building and Housing [2005] IsrSC 59(4) 241; [2004] IsrLR 505.

[105] HCJ 806/88 Universal City Studios Inc. v. Film and Play Review Board [1989] IsrSC 43(2) 22; IsrSJ 10 229.

[106] CrimA 2831/95 Alba v. State of Israel [1996] IsrSC 50(5) 221.

[107] CrimA 4424/98 Silgado v. State of Israel [2002] IsrSC 56(5) 529.

[108] HCJ 8172/02 Ibrahim v. IDF Commander in West Bank (not yet reported).

[109] HCJ 4764/04 Physicians for Human Rights v. IDF Commander in Gaza [2004] IsrSC 58(5) 385; [2004] IsrLR 200.

[110] HCJ 1730/96 Sabiah v. IDF Commander in Judaea and Samaria [1996] IsrSC 50(1) 353.

[111] HCJ 482/71 Clark v. Minister of Interior [1973] IsrSC 27(1) 113.

[112] HCJ 754/83 Rankin v. Minister of Interior [1984] IsrSC 38(4) 113.

[113] HCJ 4156/01 Dimitrov v. Minister of Interior [2002] IsrSC 56(6) 289.

[114] HCJ 2527/03 Assid v. Minister of Interior [2004] IsrSC 58(1) 139.

[115] HCJ 758/88 Kendall v. Minister of Interior [1992] IsrSC 46(4) 505.

[116] HCJ 1689/94 Harari v. Minister of Interior [1997] IsrSC 51(1) 15.

[117] HCJ 9778/04 Alwan v. State of Israel (not yet reported).

[118] HCJ 282/88 Awad v. Prime Minister [1988] IsrSC 42(2) 424.

[119] HCJ 100/85 Ben-Israel v. State of Israel [1985] IsrSC 39(2) 45.

[120] HCJ 740/87 Bentley v. Minister of Interior [1990] IsrSC 44(1) 443.

[121] HCJ 576/97 Scharf v. Minister of the Interior (not yet reported).

[122] HCJFH 8916/02 Dimitrov v. Minister of Interior (unreported).

[123] HCJ 6708/04 Badar v. Minister of Interior (not yet reported).

[124] HCJ 8986/04 Riash v. Minister of Interior (not yet reported).

[125] HCJ 8030/03 Samuilov v. Minister of Interior (not yet reported).

[126] HCJ 3403/97 Ankin v. Minister of Interior [1997] IsrSC 51(4) 522.

[127] CFH 7325/95 Yediot Aharonot Ltd v. Kraus [1998] IsrSC 52(3) 1.

[128] HCJ 24/01 Ressler v. Knesset [2002] IsrSC 56(2) 699.

[129] HCJ 4370/01 Lipka v. Minister of Interior [2003] IsrSC 57(4) 920.

[130] HCJ 1031/93 Pesaro (Goldstein) v. Minister of Interior [1995] IsrSC 49(4) 661.

[131] LCrimA 8472/01 Maharshak v. State of Israel [2005] IsrSC 59(1) 442.

[132] HCJ 2208/02 Salama v. Minister of Interior [2002] IsrSC 56(5) 950.

[133] AAA 9993/03 Hamdan v. Government of Israel (not yet reported).

[134] HCJ 2455/95 Dragma v. Minister of Interior (unreported).

[135] HCJ 7206/96 Mansour v. Minister of Interior (unreported).

[136] HCJ 1227/98 Malevsky v. Minister of Interior [1998] IsrSC 52(4) 690.

[137] HCJ 442/71 Lansky v. Minister of Interior [1972] IsrSC 26(2) 337.

[138] HCJ 7061/05 A v. Minister of Interior (not yet reported).

[139] HCJ 5304/02 Israel Victims of Work Accidents and Widows of Victims of Work Accidents Association v. State of Israel [2005] IsrSC 59(2) 135.

[140] HCJ 6845/00 Niv v. National Labour Court [2002] IsrSC 56(6) 663.

[141] HCJ 6971/98 Paritzky v. Government of Israel [1999] IsrSC 53(1) 763.

[142] HCJ 4915/00 Communications and Productions Network Co. (1992) Ltd v. Government of Israel [2000] IsrSC 54(5) 451.

[143] HCJ 450/97 Tenufa Manpower and Maintenance Services Ltd v. Minister of Labour and Social Affairs [1998] IsrSC 52(2) 433.

[144] CrimA 3439/04 Bazak (Bouzaglo) v. Attorney-General (not yet reported).

[145] CA 621/69 Nissim v. Euster [1970] IsrSC 24(1) 617.

[146] CA 79/83 Attorney-General v. Shukran [1985] IsrSC 39(2) 690.

[147] CA 6434/00 Danino v. Mena [2002] IsrSC 56(3) 683.

[148] CA 3798/94 A v. B [1996] IsrSC 50(3) 133; [1995-6] IsrLR 243.

[149] CA 6106/92 A v. Attorney-General [1994] IsrSC 489(2) 833.

[150] CA 549/75 A v. Attorney-General [1976] IsrSC 30(1) 459.

[151] CA 1212/91 LIBI The Fund for Strengthening Israel’s Defence v. Binstock [1994] IsrSC 48(3) 705; [1992-4] IsrLR 369.

[152] EDA 11280/02 Central Elections Committee for the Sixteenth Knesset v. Tibi [2003] IsrSC 57(4) 1.

[153] HCJ 9070/00 Livnat v. Chairman of Constitution, Law and Justice Committee [1991] IsrSC 55(4) 800.

[154] ADA 8607/04 Fahima v. State of Israel [2005] IsrSC 59(3) 258.

[155] HCJ 2320/98 El-Amla v. IDF Commander in Judaea and Samaria [1992] IsrSC 52(3) 346.

[156] HCJ 7862/04 Abu Dahar v. IDF Commander in Judaea and Samaria [2005] IsrSC 59(5) 368; [2005] (1) IsrLR 136.

[157] HCJ 6358/05 Vaanunu v. Home Front Commander (not yet reported).

[158] HCJ 5578/02 Manor v. Minister of Finance [2005] IsrSC 59(1) 729.

[159] CA 5604/94 Hemed v. State of Israel [2004] IsrSC 58(2) 498.

[160] HCJ 2533/97 Movement for Quality Government in Israel v. Government of Israel [1997] IsrSC 51(3) 46.

[161] CrimA 6696/96 Kahane v. State of Israel [1998] IsrSC 52(1) 535.

[162] LCA 6709/98 Attorney-General v. Moledet-Gesher-Tzomet List for Elections to Upper Nazareth Local Authority [1999] IsrSC 53(1) 351.

[163] HCJ 448/85 Dahar v. Minister of Interior [1986] IsrSC 40(2) 701.

[164] HCJ 428/86 Barzilai v. Government of Israel [1986] IsrSC 40(3) 505; IsrSJ 6 1.

[165] HCJ 494/03 Physicians for Human Rights v. Minister of Finance [2005] IsrSC 59(3) 322.

[166] HCJ 8093/03 Artmeyer v. Ministry of Interior (not yet reported).

[167] HCJ 4906/98 Free People Society for Freedom of Religion, Conscience, Education and Culture v. Ministry of Housing [2000] IsrSC 54(2) 503.

[168] HCJ 680/88 Schnitzer v. Chief Military Censor [1988] IsrSC 42(4) 617; IsrSJ 9 77.

[169] CrimApp 537/95 Ganimat v. State of Israel [1995] IsrSC 49(3) 355.

[170] HCJFH 4418/04 Government Press Office v. Saif (not yet reported).

[171] HCJ 258/79 Amira v. Minister of Defence [1980] IsrSC 34(1) 90.

[172] HCJ 5503/94 Segal v. Knesset Speaker [1997] IsrSC 51(4) 529.

[173] HCJ 3267/97 Rubinstein v. Minister of Defence [1998] IsrSC 52(5) 481; [1998-9] IsrLR 139.

[174] HCJ 1853/02 Navi v. Minister of Energy and National Infrastructures (unreported).

[175] HCJ 73/85 Kach Faction v. Knesset Speaker [1985] IsrSC 39(3) 141.

[176] CA 7175/98 National Insurance Institute v. Bar Finance Ltd (in liquidation) (unreported).

[177] CA 506/88 Shefer v. State of Israel [1994] IsrSC 48(1) 87; [1992-4] IsrLR 170.

[178] HCJ 4827/05 Man, Nature and Law Israel Environmental Protection Society v. Minister of Interior (not yet reported).

[179] HCJ 7190/05 Lobel v. Government of Israel (not yet reported).

[180] HCJ 5432/03 SHIN, Israeli Movement for Equal Representation of Women v. Council for Cable TV and Satellite Broadcasting [2004] IsrSC 58(3) 65; [2004] IsrLR 20.

[181] HCJ 6126/94 Szenes v. Broadcasting Authority [1999] IsrSC 53(3) 817; [1998-9] IsrLR 339.

[182] HCJ 73/53 Kol HaAm Co. Ltd v. Minister of Interior [1953] IsrSC 7 871; IsrSJ 1 90.

[183] HCJ 2481/93 Dayan v. Wilk [1994] IsrSC 48(2) 456; [1992-4] IsrLR 324.

 

American cases cited:

[184]  Schenck v. United States, 249 U.S. 47 (1918).

[185]  Korematsu v. United States, 323 U.S. 214 (1944).

[186] Roberts v. United States Jaycees, 468 U.S. 609 (1984).

[187] Griswold v. Connecticut, 381 U.S. 479 (1965).

[188] Loving v. Virginia, 388 U.S. 1 (1967).

[189] Lawrence v. Texas, 123 S. Ct. 2472 (2003).

[190] Fiallo v. Bell, 430 U.S. 787 (1977).

[191] Employment Div., Ore. Dept. of Human Res. v. Smith, 494 U.S. 872 (1990).

[192] Gonzales v. O Centro Espirita Beneficente Uniao Do Vegetal (2006) (not yet reported, decision of 21 February 2006).

[193] Aptheker v. Secretary of State, 378 U.S. 500 (1964).

[194] Schware v. Board of Bar Examiners, 353 U.S. 232 (1957).

[195] Sugarman v. Dougall, 413 U.S. 634 (1973).

[196] Regents of Univ. of Cal. v. Bakke, 438 U.S. 265 (1978).

[197] City of Richmond v. Carson, 488 U.S. 469 (1989).

[198] Johnson v. City of Cincinnati, 310 F.3d 484 (2002).

[199] Gratz v. Bollinger, 539 U.S. 244 (2003).

[200] Grutter v. Bollinger, 539 U.S. 982 (2003).

[201] Wisconsin v. Yoder, 406 U.S. 205 (1972).

[202] Railway Express Agency v. New York, 336 U.S. 106 (1949).

[203] Knauff v. Shaughnessy, 338 U.S. 537 (1949).

[204] Ekiu v. United States, 142 U.S. 651 (1892).

[205] Landon v. Plasencia, 459 U.S. 21 (1982).

[206] Moore v. East Cleveland, 431 U.S. 494 (1977).

[207] United States v. Carroll Towing Co., 159 F.2d 169 (1947).

[208] Kennedy v. Mendoza-Martinez, 372 U.S. 144 (1963).

[209] Ex parte Milligan, 71 U.S. 2 (1886).

[210] Rescue Army v. Municipal Court of Los Angeles, 331 U.S. 549 (1947).

[211] Ashwander v. Tennessee Valley Authority, 297 U.S. 288 (1936).

[212] Roe v. Wade, 410 U.S. 113 (1973).

[213] Southern Pac.Terminal Co. v. Interstate Commerce Commission, 219 U.S. 498 (1911).

 

Australian cases cited:

[214] Macabenta v. Minister for Immigration and Multicultural Affairs (1998) 90 FCR 202.

 

Canadian cases cited:

[215] R. v. Sharpe [2001] 1 S.C.R. 45.

[216] Irwin Toy Ltd. v. Quebec (Attorney General) [1989] 1 S.C.R. 927.

[217] Canadian Council of Churches v. Canada [1992] 1 S.C.R. 236.

[218] New Brunswick (Minister of Health and Community Services) v. G [1999] 3 S.C.R. 46.

[219] R. v. Keegstra [1990] 3 S.C.R 697.

[220] McKinney v. University of Guelph [1990] 3 S.C.R. 229.

[221] Libman v. Quebec (Attorney-General) [1997] 3 S.C.R. 569.

[222] RJR–MacDonald Inc. v. Canada (Attorney-General) [1995] 3 S.C.R 199.

[223] Edwards Books and Art Ltd. v. R. [1986] 2 S.C.R. 713.

 

English cases cited:

[224] Liversidge v. Anderson [1941] 3 All ER 338.

[225] R. v. Governor of Pentonville Prison [1973] 2 All ER 741.

[226] R (on the application of the Crown Prosecution Service) v. Registrar General of Births, Deaths and Marriages [2003] 1 All ER 540 (C.A.).

[227] Re Connor, an Application for Judicial Review [2004] NICA 45; [2005] NI 322 (C.A.).

[228] Secretary of State for the Home Department v. Rehman [2001] UKHL 47; [2002] 1 All ER 122.

[229] A v. Secretary of State for the Home Department [2004] UKHL 56; [2005] 2 AC 68.

 

European Court of Human Rights cases cited:

[230] Berrehab v. Netherlands (1988) 11 E.H.R.R. 322.

[231] Moustaquim v. Belgium (1991) 13 E.H.H.R. 82.

[232] Ciliz v. Netherlands (2000) 33 E.H.R.R. 623.

[233] Carpenter v. Secretary of State, ECR I-6279 (2002).

[234] Campbell v. United Kingdom (1993) 15 E.H.R.R. 137.

[235] Abdulaziz Cabales and Balkandali v. U.K. (1985) 7 E.H.R.R. 471.

[236] Ahmut v. The Netherlands, no. 21702/93 [1996] ECHR 61.

[237] Gül v. Switzerland, no. 23218/94 [1996] ECHR 5.

 

German cases cited:

[238] BVerfGE 76, 1 (1987).

[239] BVerfGE 6, 389 (1957).

[240] BVerfGE 19, 342 (1965).

 

Irish cases cited:

[241] Fajujonu v. Minister of Justice [1990] 2 IR 151.

 

South African cases cited:

[242] Dawood v. Minister of Home Affairs, CCT 35/99; 2000 (3) SA 936 (CC).

[243] Makinana v. Minister of Home Affairs, (Cape of Good Hope) Case No 339/2000, 8 February 2001, unreported).

[244] Booysen v. Minister of Home Affairs, CCT 8/01; 2001 (4) SA 485 (CC).

 

Jewish law sources cited:

[245]  Genesis 1, 27; 2, 18; 2, 24.

[246]  Ecclesiastes 3, 1; 3, 8.

 

For the petitioners in HCJ 7052/03 — H. Jabarin, O. Cohen.

For the petitioners in HCJ 7102/03 — D. Holtz-Lechner.

For the petitioners in HCJ 7642/03 and HCJ 7643/03 — Tz. Sasson.

For the petitioners in HCJ 8099/03 — D. Yakir, S. Avraham-Weiss.

For the petitioners in HCJ 8263/03 — M. Halila.

For the petitioners in HCJ 10650/03 — A. Lustigman

For the State — Y. Gnessin, D. Marks.

For Jewish Majority in Israel — Z. Ferber

 

 

JUDGMENT

 

 

President A. Barak

The Citizenship and Entry into Israel Law (Temporary Provision), 5753-2003, provides that the Minister of the Interior shall not grant citizenship to a resident of Judaea, Samaria or the Gaza Strip (the ‘area’ or the ‘territories’), nor shall he give him a permit to live in Israel. The law also provides that the area commander shall not give such a resident a permit to stay in Israel. This provision does not apply to Israelis who live in the territories. It has several qualifications. It prevents, inter alia, the possibility of family reunification between an Israeli Arab and his or her Arab spouse who lives in the territories (where the husband from the territories is under the age of 35 or the wife from the territories is under the age of 25). This provision also imposes restrictions on the contact between a parent who is an Israeli resident and his child who is registered in the population register in the territories. The purpose underlying these provisions is security. It is intended to prevent the realization of the danger, which has occurred in the past, that a man from the territories, who was given the possibility of living in Israel with his Israeli wife, may assist persons involved in hostile terror activity. The law is not based on any ‘demographic’ purpose of restricting the increase of the Arab population in Israel. Against this background, the question arises whether the provisions of the Citizenship and Entry into Israel Law unlawfully violate the right of the Israeli spouses and children. The question is not what is the right of the foreign spouses in the territories. The question is whether the provisions of the law, in so far as they apply to the reunification of families between an Israeli Arab spouse and his or her Arab spouse living in the territories, and to the contact between parents who are Israeli residents and their children registered in the territories, are constitutional. Do they violate the human dignity of the Israeli spouse or parents? Is the violation lawful? These are the questions before us.

A. The security and normative background

(1) The security background

1.    In September 2000, the second intifada broke out. An intense barrage of terror descended upon the State of Israel. Most of the terror attacks were directed against civilians. They harmed men and women, the elderly and children. Complete families lost their loved ones. The attacks were intended to harm human life. They were intended to sow fear and panic. They sought to disrupt the way of life of Israeli citizens. The terror attacks are carried out inside Israel and in the territories. They take place everywhere. They hurt people on public transport, at shopping centres and markets, at cafés and inside homes and towns. The main target of the attacks is town centres in Israel. The attacks are also directed at Israeli towns in the territories and at traffic arteries. The terror organizations make use of various methods, including suicide attacks (‘live human bombs’), car bombs, placing explosive charges, throwing Molotov cocktails and grenades and shooting firearms, mortars and rockets. Several attempts to attack strategic targets failed. From the beginning of the acts of terror until January 2006, more than 1,500 attacks were made within the State of Israel. More than one thousand Israelis lost their lives within the State of Israel. Approximately six thousand and five hundred Israelis were injured. Many of the injured were severely disabled. On the Palestinian side also the armed conflict has caused many dead and injured. The bereavement and suffering overwhelm us (for a description of this situation, see, inter alia, HCJ 7015/02 Ajuri v. IDF Commander in West Bank [1], at p. 358 {87}; HCJ 2056/04 Beit Sourik Village Council v. Government of Israel [2]).

2.    The State of Israel took a series of steps to protect the lives of its residents. Inter alia, military operations were carried out against the terror organizations, including the ‘Protective Wall’ operation (March 2002) and the ‘Determined Path’ operation (June 2002) (see HCJ 3239/02 Marab v. IDF Commander in Judaea and Samaria [3]; HCJ 3278/02 Centre for Defence of the Individual v. IDF Commander in West Bank [4]). It was decided to build a separation fence that would make it harder for terrorists to carry out attacks against Israelis, and would facilitate the struggle of the security forces against the terrorists (see Beit Sourik Village Council v. Government of Israel [2]; HCJ 7957/04 Marabeh v. Prime Minister of Israel [5]).

3.    Among these steps, restrictions were imposed on the entry of residents of the territories into the State of Israel, because, according to the assessment of the security establishment, the entry into Israel of residents of the territories, and their unrestricted movement within it, significantly endangers the safety and security of the citizens and residents of the State of Israel. Against this serious security reality, and in view of these security arrangements, the Citizenship and Entry into Israel Law (Temporary Provisions), 5763-2003, (hereafter — ‘the Citizenship and Entry into Israel Law’ or ‘the law’) was also enacted. Subject to qualifications, the law prevents residents of the territories from entering the State of Israel. Within this framework, restrictions were also imposed, inter alia, on the reunification of families where one spouse is an Arab with Israeli citizenship or a permanent resident in Israel (mainly in Jerusalem) and the other is a resident of the territories. What underlies this arrangement is the concern that allowing residents of the territories to take up residence in Israel by means of marriage and reunification of families would be abused for the purposes of the armed conflict. This concern was based, inter alia, on the actual involvement of residents of the territories, who received a status in Israel by virtue of their marriage to Israelis, in acts of terror that were perpetrated within the State of Israel. The respondents claim that twenty-six of the residents of the territories who received a status in Israel as a result of marriage were involved in terror activity. Some of these were involved in carrying out the attacks themselves. Some assisted in bringing terrorists into Israel. Some assisted in gathering intelligence about targets for attacks. This concern was also based on the future risk arising from the contacts which the residents of the territories who become residents of Israel maintain with their relations and other residents of the territories, including persons involved in terror activity. So the background that led to the enactment of the Citizenship and Entry into Israel Law is the serious security reality that has prevailed in Israel in recent years, and the security threat to the citizens and residents of the State of Israel from the acts of terror organizations. An element of this threat is the involvement of Palestinians, who are residents of the territories and acquired a status in Israel as a result of their marriage and family reunification, in acts of terror that were committed inside the State of Israel, and the future threat deriving from these persons, according to the State. The Citizenship and Entry into Israel Law is intended to contend with these threats.

(2) The normative background

4.    At first, restrictions were imposed on the reunification of families by virtue of a government decision. In 2002 the government determined (decision no. 1813) a new procedure for dealing with the ‘policy of family reunifications concerning residents of the Palestinian Authority and foreigners of Palestinian origin.’ The decision (of 12 May 2002) said:

‘B. Policy concerning family reunifications

In view of the security position, and because of the ramifications of immigration processes and the residency of foreigners of Palestinian origin in Israel, including by means of family reunifications, the Ministry of the Interior, together with the relevant government ministries, shall formulate a new policy for dealing with applications for family reunifications. Until this policy is formulated and finds expression in new procedures and legislation, as necessary, the following rules shall apply:

1.            Dealing with new applications, including applications in which no decision has yet been made

a.            A resident of the Palestinian Authority — no new applications shall be accepted from residents of the Palestinian Authority for a residency status or any other status; an application that has been submitted shall not be approved, and the foreign spouse shall be required to live outside Israel until any other decision is made.

b.            Others — the application shall be considered with reference to the origin of the person concerned.

2.            Applications that are in the staged process

During the interim, a permit that was given shall be extended, subject to the absence of any other impediment. There shall be no upgrading to a higher status.’

According to this procedure, the regular treatment of applications for family reunification was stopped, in so far as residents of the Palestinian Authority were concerned. Several petitions were filed in the High Court of Justice against this procedure (see, for example, HCJ 4022/02, HCJ 4608/02, HCJ 7316/02, HCJ 7320/02). No decision was made with regard to these petitions, since while they were pending, the Citizenship and Entry into Israel Law was enacted.

5.    On 6 August 2003, the Citizenship and Entry into Israel Law was published. In essence, it enshrined government policy. The law is valid for one year. It provides that the government may, with the approval of the Knesset, extend its validity in an order, for a period that shall not exceed one year each time (s. 5). When the year ended, the law was extended for six months (until 5 February 2005: see Citizenship and Entry into Israel (Temporary Provision) (Extension of the Validity of the Law) Order, 5764-2004, and the decision of the Knesset on 21 July 2004). At the end of this period, the validity of the law was extended for four additional months (until 31 May 2005: Citizenship and Entry into Israel (Temporary Provision) (Extension of the Validity of the Law) Order, 5765-2005, and the decision of the Knesset on 31 January 2005). At the end of this period, the law was extended for three additional months (until 31 August 2005: Citizenship and Entry into Israel (Temporary Provision) (Extension of the Validity of the Law) Order (no. 2), 5765-2005, and the decision of the Knesset on 30 May 2005). At the same time, the government prepared drafts for amendments to the law which extended the qualifications to the law’s application (see the draft law in HatZaot Hok (Draft Laws) 5765 (2004-5) no. 173, at p. 560). The amended law was published on 1 August 2005. It stated that it was valid until 31 March 2006. By virtue of s. 38 of the Basic Law: the Knesset, the validity of the law was extended for an additional three months.

6.    The Citizenship and Entry into Israel Law contains five sections. It is set out below in its entirety:

‘Citizenship and Entry into Israel Law (Temporary Provision), 5763-2003

Definitions

1.  In this law —

‘area’ — any of the following: Judaea, Samaria and the Gaza Strip;

 

‘Citizenship Law’ — the Citizenship Law, 5712-1952;

 

‘Entry into Israel Law’ — the Entry into Israel Law, 5712-1952;

 

‘area commander’ — for Judaea and Samaria — the IDF commander in Judaea and Samaria, and for the Gaza Strip — the IDF commander in the Gaza Strip or whoever is authorized by the Minister of the Interior, with the consent of the Minister of Defence;

 

‘resident of an area’ — whoever is registered in the population register of the area, and also whoever is living in the area even without being registered in the population register of the area, except for a resident of an Israeli town in an area.

Restriction on citizenship and residency in Israel

2.  As long as this law is valid, notwithstanding what is stated in any law including section 7 of the Citizenship Law, the Minister of the Interior shall not grant citizenship under the Citizenship Law to a resident of an area nor shall he give him a licence to reside in Israel under the Entry into Israel Law, and the area commander shall not give a resident as aforesaid a permit to stay in Israel under the security legislation in the area.

Permit for spouses

3.  Notwithstanding the provisions of section 2, the Minister of the Interior may, at his discretion, approve an application of a resident of the area to receive a permit to stay in Israel from the area commander —

 

(1) with regard to a male resident of an area whose age exceeds 35 years — in order to prevent his separation from his spouse who lives lawfully in Israel;

 

(2) with regard to a female resident of an area whose age exceeds 25 years — in order to prevent her separation from her spouse who lives lawfully in Israel.

Permit for children

3A. Notwithstanding the provisions of section 2, the Minister of the Interior, at his discretion, may —

 

(1) give a minor under the age of 14 years, who is a resident of an area, a licence to live in Israel in order to prevent his separation from his custodial parent who lives lawfully in Israel;

 

(2) approve an application to obtain a permit to live in Israel from the area commander for a minor under the age of 14 years, who is a resident of the area, in order to prevent his separation from his custodial parent who lives lawfully in Israel, provided that such a permit shall not be extended if the minor does not live permanently in Israel.

Additional permits

3B. Notwithstanding the provisions of section 2, the area commander may give a permit to stay in Israel for the following purposes:

 

(1) medical treatment;

 

(2) work in Israel;

 

(3) a temporary purpose, provided that the permit to stay for the aforesaid purpose shall be given for a cumulative period that does not exceed six months.

Special
permit

3C. Notwithstanding the provisions of section 2, the Minister of the Interior may grant citizenship or give a licence to live in Israel to a resident of an area, and the area commander may give a resident of an area a permit to stay in Israel, if they are persuaded that the resident of the area identifies with the State of Israel and its goals and that he or a member of his family has made a real contribution to promoting security, the economy or another important interest of the State, or that the granting of citizenship, giving the licence to live in Israel or giving the permit to stay in Israel, as applicable, are a special interest of the State; in this paragraph, ‘family member’ — spouse, parent, child.

Security impediment

3D. A permit to stay in Israel shall not be given to a resident of an area under section 3, 3A(2), 3B(2) and (3) and 4(2), if the Minister of the Interior or the area commander, as applicable, determines, in accordance with an opinion from the competent security authorities, that the resident of the area or his family member are likely to constitute a security risk to the State of Israel; in this section, ‘family member’ — spouse, parent, child, brother, sister and their spouses.

Transition provisions

4.  Notwithstanding the provisions of this law —

 

(1)    the Minister of the Interior or the area commander, as applicable, may extend the validity of a licence to live in Israel or of a permit to stay in Israel, which were held by a resident of an area prior to the commencement of this law, while taking into account, inter alia, the existence of a security impediment as stated in section 3D;

 

(2) The area commander may give a permit for a temporary stay in Israel to a resident of an area who filed an application to become a citizen under the Citizenship Law or an application for a licence to live in Israel under the Entry into Israel Law, before the first of Sivan 5762 (12 May 2002) and with regard to which, on the date of commencement of this law, no decision had been made, provided that a resident as aforesaid shall not be given citizenship, under the provisions of this paragraph, nor shall he be given a licence for temporary residency or permanent residency, under the Entry into Israel Law.

Validity

5.  This law shall remain valid until the second of Nissan 5766 (31 March 2006), but the government may, with the approval of the Knesset, extend its validity in an order, for a period that shall not exceed one year each time.’

B.    The petition and the hearing thereof

(1) The petitioners and the respondents

7.    Some of the petitioners before us are married couples to whom the Citizenship and Entry into Israel Law applies. Thus the second petitioner in HCJ 7052/03 is an Arab citizen of Israel, a resident of Kefar Lakia in the Negev, who is a lawyer by profession. He became acquainted with the third petitioner, a Palestinian resident of Bethlehem, who is a social worker by profession and a university lecturer, in 2000, when they studied together at a university in Canada. After they completed their education, and when the relationship between them became stronger, they decided to marry. They became engaged on 20 February 2003, and on the same occasion they made a marriage agreement that was given validity by the Sharia Court in Jerusalem. Their application to give a status in Israel to the third petitioner (which was filed on 19 March 2003) was rejected (on the basis of government decision no. 1813). The marriage ceremony took place on 11 July 2003. For the purpose of the ceremony, the third petitioner was permitted to stay in Israel for one week only. Since then she has not been allowed to enter Israel. The fourth petitioner in HCJ 7052/03 is an Arab woman who is an Israeli citizen living in Shefaram and whose profession is teaching literature, which she does at the Sahnin Technological High School. After an acquaintance of one year, on 6 November 1999 she married the fifth petitioner, a Palestinian from Shechem, who is an electrician by profession and worked in Nazareth and whose stay in Israel was lawful. The spouses live in Shefaram and they have two daughters (the sixth and seventh petitioners). The fourth petitioner applied to the Ministry of the Interior in the area where she lives in order to obtain a residency licence for her husband. The fifth petitioner was given a temporary licence to stay in Israel. As a result of the government’s decision, the process in which the fifth petitioner was becoming a citizen was stopped, and since then he has been staying in Israel by virtue of temporary permits that are renewed from time to time, at the discretion of the Minister of the Interior. The first petitioner in HCJ 8263/03 is an Arab citizen of Israel who lives in Haifa. On 12 July 2002, he married the second petitioner, a Palestinian from the Hebron area, and they have a son. The petitioners’ application for the second petitioner to be given a status was rejected on the basis of the government’s decision, and now the Citizenship and Entry into Israel Law prevents the possibility of them entering into the staged process in order to obtain a status for the second petitioner. The petitioners claim that they cannot go to live in the territories, inter alia, in view of the danger that threatens the life of the second petitioner. The first petitioner in HCJ 7082/03 is an Arab citizen of Israel, who lives in Beit Tzafafa in Jerusalem. On 21 December 2002 he married the second petitioner, a Palestinian from nearby Beit Sahour. At the beginning of 2003, their application was filed to obtain a status for the second petitioner in Israel. The application was rejected in view of the government’s decision, and subsequently the Citizenship and Entry into Israel Law came into effect. The first petitioner in HCJ 10650/03 was born in Jerusalem and is a resident of the State of Israel. In 1988 she married a resident of Ramalla and went to live with him. In 2000 the petitioner returned to live in Jerusalem. The couple have seven children. The oldest of these is sixteen and the youngest is three. Four of the children were born while she was living in the territories, and they were registered in the population register there. After she returned to live in Jerusalem, she applied, in 2002, for her children to be given the status of residents. Her request was rejected in view of the government’s decision, and subsequently the Citizenship and Entry into Israel Law came into effect.

8.    We therefore have before us various kinds of petitioners who are injured by the law. The petitioners with a personal interest in the clarification of the petitions are married couples, where one of the couple is an Israeli Arab and the other is a Palestinian Arab who is a resident of the territories. Some of them have children. The cases of some of the couples were not dealt with in view of the government’s decision and the Citizenship and Entry into Israel Law that incorporated it into legislation. The cases of other petitioners are undergoing the staged process, but the law prevents the process from being completed and it prevents the Palestinian spouse from being given Israeli citizenship. In addition to the petitioners with a personal interest, we have many public petitioners, including Knesset members (MK Taleb El-Sana, MK Mohammed Barakeh, MK Azmi Bishara, MK Abdulmalik Dehamshe, MK Jamal Zahalka, MK Wasil Taha, MK Ahmad Tibi, MK Issam Makhoul, MK Zahava Gal-On and MK Roman Bronfman), Knesset factions (the Meretz faction), the Supreme Monitoring Committee for Arab Affairs in Israel and human rights organizations (Adalah, the Association for Civil Rights in Israel, the Centre for the Defence of the Individual). The respondents are the Minister of the Interior and the attorney-general.

(2) The claims of the petitioners

9.    The petitioners claim that the Citizenship and Entry into Israel Law is unconstitutional, since it unlawfully violates rights that are enshrined in the Basic Law: Human Dignity and Liberty, on the basis of ethnic and national groupings. The petitioners claim that the law violates the right of citizens of the State who wish to be united with their spouses or their children in order to have a family life in their country. They claim that this violation breaches the right of the Arab citizens of Israel to equality, and the discrimination in this violates human dignity. The Citizenship and Entry into Israel law prevents the spouse of an Israeli citizen from becoming a citizen, if the spouse lives in the territories and is not a resident of an Israeli town there. Since the vast majority of those persons who are married to residents of the territories (who do not live in an Israeli town) are Arab citizens, it follows that the law mainly injures the Arab citizens of Israel. Therefore, this is a case of a discriminatory denial of rights, on an ethnic basis or a national basis. Against this background, the petitioners claim that the Citizenship and Entry into Israel Law should not be regarded as applying merely to immigration policy, but one should also focus on the injury that it causes to Israeli citizens and residents. They claim that the law besmirches a whole sector of the public with the suspicion of disloyalty to the State and classifies it as being a security risk. The petitioners claim that all of these involve a serious and mortal blow to the right of equality and the right to human dignity. The petitioners claim that the law violates additional basic rights enshrined in the Basic Law: Human Dignity and Liberty. Thus they claim that it violates the private life of Arab citizens who are married to residents of the territories that do not live in Israeli towns. The right to personal freedom is also violated. Furthermore, the natural right of a parent to have contact with his child and the right to build a family are violated. In all these respects, the petitioners claim that the Citizenship and Entry into Israel Law violates the provisions of international law that recognize the rights of marriage, family life and the reunification of families. In addition, the petitioners claim that the law applies retroactively to couples whose cases were pending, and so it also violates the right of due process.

10. The petitioners further claim that the violation of the basic rights that they indicate does not satisfy the limitations clause in the Basic Law, and therefore the Citizenship and Entry into Israel Law should be declared void. In so far as the purpose of the law is concerned, their claim is that it is an improper one. They claim that the sections of the law have no internal logic, and this indicates that the purpose of the law is not a security purpose at all. From the provisions of the law it appears that the legislature is prepared to allow the entry of Palestinian workers into Israel, but it is not prepared to permit the entry of parents and spouses so that they may have a family life. Therefore the purpose that appears from the Citizenship and Entry into Israel Law is to prevent the persons who are requesting visas for family purposes from entering or staying in Israel. The petitioners point to the desire of the Ministry of the Interior, which was already apparent in 2002, to reduce the phenomenon of the reunification of families with Palestinian spouses for demographic reasons. They also deduce the demographic purpose from the chart that was presented to the government before it made its decision (on 12 May 2002), which concerned this factor, and from the remarks of those participating in the Knesset debates before the Citizenship and Entry into Israel Law was enacted. In view of this, the petitioners claim that the purpose of the law is improper and does not befit the values of the State of Israel. The petitioners further claim that the severe violation caused by the law to human rights is disproportionate. According to them, it is possible to examine the security concern inherent in the Palestinian spouses on an individual basis, and there is no basis for denying the possibility of family reunification for a whole sector of the public because of the wrongdoing of individuals. This is especially the case when, from the respondents’ figures, it can be seen that the involvement of those who became citizens in terror activities, notwithstanding the severity with which this should be regarded, is very marginal. According to the petitioners, the purpose of the staged process followed by the Ministry of the Interior was, inter alia, to allay security concerns. Therefore, there is no basis for cancelling it and replacing it with a law that creates an absolute prohibition against the possibility of family reunification.

11. In addition to the substantive claims against the contents of the law, the petitioners further claim that defects occurred, according to them, in the legislative process of the Citizenship and Entry into Israel Law. Thus, when the draft law was considered, it was alleged that there was a security need for enacting it, in view of the increasing involvement in terror attacks on the part of Palestinians who received a status in Israel by virtue of family reunifications. But no exact data was provided about the number of the persons who received a status in Israel, how many of these were children and how many adults, and what was the extent of their involvement in terror. Moreover, the effects of the Citizenship and Entry into Israel Law on the rights of children were not considered, although this was required by the provisions of the Providing Information on the Effect of Legislation on Children’s Rights Law, 5762-2002. The petitioners also claim that the Internal Affairs Committee was not given an opportunity to hold a debate with regard to objections made regarding the constitutionality of the law. According to them, these defects go to the heart of the legislative process, to an extent that justifies the voidance of the law.

(3) The claims of the respondents

12. The respondents reject the claims of the petitioners. According to them, the Citizenship and Entry into Israel Law is constitutional. They focus on the security background that led to its enactment, and its security purpose. The Israeli-Palestinian conflict underwent a change in September 2000, and the terror activity component in it increased significantly. Many Israelis lost their lives as a result of this activity. Within the context of the armed conflict between the Palestinians and Israel, the Palestinian side avails itself, in some cases, of Arab citizens of the State of Israel, and especially persons who were residents of the territories and received a status in Israel as a result of the family reunification process. To the best of the knowledge of the security authorities, since 2001, twenty-six residents of the territories who received a status in Israel as a result of family reunifications were involved in real aid and assistance to terror attacks against Israelis. In these attacks, fifty Israelis were killed and more than a hundred were injured. Therefore, the assessment of the security forces is ‘that there is a security need to prevent, at this time, the entry of residents of the territories, as such, into Israel, since the entry of residents of the territories into Israel and their free movement within the State by virtue of the receipt of Israeli documentation is likely to endanger, in a very real way, the safety and security of citizens and residents of the State’ (para. 3 of the respondents’ response of 3 November 2003). The respondents’ position is that giving a permit to stay in Israel for the purpose of permanent residence in Israel to a resident of a state or a political entity that is waging an armed conflict with Israel involves a security risk, since the loyalty and commitment of that person is to the state or the political entity that is involved in a conflict with Israel. The respondents’ position is that ‘within the context of the loyalty and commitment of that person, and his close ties to the territory where and whence the terror against the State of Israel originates, it is possible to exert pressure on someone whose family continues to live in such a place so that he will help the terror organizations, if he does not want any harm to come to his family’ (para. 13 of the state’s response dated 6 November 2005).

13. The respondents emphasize that the purpose of the law is to reduce the danger of harm to the lives of Israeli citizens and residents. It is the duty of the State to protect its citizens. It is also its right to act in self-defence. Preventing persons from the territories from entering or staying in Israel is based upon a security concern, which is not theoretical, of an almost certain risk to public security and safety. The respondents reject the claim that the Citizenship and Entry into Israel Law suffers from a lack of internal logic; admittedly, the law retains the possibility of allowing Palestinian workers from the territories to enter Israel, but the entry of these is restricted to periods of calm, and it is easy to supervise their stay in Israel, unlike Palestinian spouses who stay in Israel on a permanent basis. A large-scale entry of residents of the territories into Israel is dangerous. Their free movement in Israel is likely to endanger significantly the safety and security of the citizens and residents of Israel.

14. The respondents claim that the law does not violate the human rights enshrined in the Basic Law: Human Dignity and Liberty. First, in so far as we are concerned with the rights of foreigners who wish to immigrate into Israel, there is no constitutional right that a foreigner may immigrate into Israel for any reason, including marriage. Moreover, our law, like the law practised around the world, recognizes a wide discretion given to the state in determining its immigration policy. As a rule, the state is not required to give reasons to a foreigner as to why it refuses to allow his entry into it. Second, the respondents are of the opinion that the law also does not violate the rights of the Israeli citizens enshrined in the Basic Law: Human Dignity and Liberty. Their fundamental position is that the Basic Law should be interpreted in accordance with the social consensus that prevailed at the time it was enacted. According to this consensus, the right of human dignity should be given its basic meaning that includes protection against blatant violations of human dignity — physical and emotional violations, humiliation, degradation, etc. — and there is no basis for including in it the whole scope of the right of equality or the right to family life. According to them, both constitutional history and the objective and subjective intention of the constitutive authority support this conclusion. Third, the respondents’ claim is that there is no need at all to consider the question of the circumstances in which a violation of equality will amount to a violation of the constitutional right to dignity, since the law does not violate the right to equality. The distinction that the law makes is an objective and justified distinction in the circumstances of the case, namely that a person belongs to a political entity that is in an armed conflict with the State of Israel. The respondents’ view is that improper discrimination exists only where citizens are treated differently because of an irrelevant difference (such as sex, religion, race and nationality). But the law does not make any distinctions on the basis of the characteristics of the Israeli spouses, only a distinction based on certain characteristics of the foreign spouse. Therefore, there is no basis for the claim of discrimination and the claim of a violation to the constitutional right to equality. Fourth, the respondents further claim that the law does not violate any other basic rights enshrined in the Basic Law: Human Dignity and Liberty. Thus, as they understand it, the right of the petitioners to freedom is not violated, since there is no violation of the right to freedom by means of imprisonment, arrest, extradition or the like. The right of privacy is also not violated, since the law denies benefits in the field of immigration only, and it does not affect the individual’s freedom to choose a spouse. In so far as the right to family life is concerned, the respondents claim that the temporary provision ‘does not prevent family life, nor does it limit the autonomy of choosing a spouse, nor does it deny the right to family life in principle, but it does not allow the realization of the right specifically in the State of Israel’ (para. 35 of the response dated 3 November 2005). If so, the law does not prevent the choice of spouse, but merely does not allow the realization of the right specifically in Israel. This realization is not protected by the Basic Law: Human Dignity and Liberty. With regard to the international conventions to which the petitioners refer, the respondents claim that these are not a part of internal Israeli law, and that even on the merits their provisions are subject to restrictions of national security. According to them, international law protects the right of a person who is staying in a country to leave it and to move freely within it, but the right of entry into the state is reserved for the citizens of the state only. Contractual international law, which concerns the protection of the family unit, does not provide an obligation on the part of the state to allow the entry of the foreign spouse into its territory for the purpose of living there. Moreover, the Basic Law: Human Dignity and Liberty allows every person to leave Israel (s. 6(a)), but allows only a citizen to enter Israel (s. 6(b)). Against this background, the respondents claim that there is, in this case, no violation of the rights enshrined in the Basic Law.

15. Finally, the respondents claim that even if the law violates rights under the Basic Law, these violations still satisfy the requirements of the limitations clause. First, the respondents emphasize that we are dealing with temporary provisions that are of a transient nature. Second, they claim that the right to life of the persons living in the State of Israel and the interest in protecting their security is a proper purpose that befits the values of the State of Israel. The fact that the purpose of the law is to protect the right to life, which is a basic right, should affect the examination of the law in accordance with the tests of the limitations clause. Taking this into account, their third claim is that the law also satisfies the requirement of proportionality. The respondents point to the difficulty inherent in their being able to examine the cases of persons requesting a status in Israel on an individual basis. In the case of many applicants, and especially those that live in the areas of the Palestinian Authority (areas A and B), there is no security information. The fact that there is no negative security information concerning an applicant does not mean that he is not involved in activity harmful to security. In addition, even someone who has already received a permit to stay in Israel may be recruited by terror activists. The respondents are of the opinion that the provisions of the law are not retroactive. The law does not apply to requests that were filed or approved before it came into effect. In addition, the respondents refer to the transition provisions that allow the extension of the validity of a licence to live or stay in Israel. Finally, the respondents claim that the legislative process was proper and that the provisions of the law were considered carefully, and even underwent important changes in the course of the deliberations that were held with regard to it.

(4) The hearing of the petitions

16. The petitions against the Citizenship and Entry into Israel Law were filed shortly after it was enacted. After we heard the arguments of the parties, an order nisi was made (on 9 November 2003). Interim orders were also made to prevent the deportation of the Palestinian petitioners staying in Israel. Other applications for interim orders, and an application for an interim order that would prevent the law from coming into effect, were denied. It was decided that the petitions would be heard before an extended panel of the court. We also decided to join as a respondent to the petitions the ‘Victims of Arab Terror’ association, which emphasized the right of Israeli citizens to a quiet and safe life. We also decided to join as a respondent the ‘Jewish Majority in Israel’ association, which emphasized the demographic consideration according to which the Jewish majority in Israel should be preserved. Before we had time to make a decision on the petitions, a year passed from the date on which the law was published, and the Citizenship and Entry into Israel (Temporary Provision) (Extension of the Validity of the Law) Order, 5764-2004, was published; this extended the validity of the law by an additional six months. Together with the decision to extend the validity of the law by half a year, the government adopted a decision to prepare an amendment to the law that would make changes to it, and in particular expand the qualifications to the application of the law. In view of this, we were of the opinion (in a decision on 14 December 2004) that our judgment should be given on the basis of the new normative reality that was about to be created. Before the process of amending the law was completed, the six months expired, and the Citizenship and Entry into Israel (Temporary Provision) (Extension of the Validity of the Law) Order, 5765-2005, was published; this extended the validity of the law for an additional four months, for the purpose of completing the legislative process. In view of the restricted period of the extension of the law’s validity, we decided (on 1 March 2005) that we ought to allow the legislator to complete the complex legislative process. The legislative process was completed. The amended law was published. After the amendment, we again (on 14 February 2006) heard the arguments of the parties and studied the supplementary arguments. The time has come to decide the petitions on their merits.

C.    The questions that require a decision and the methods of deciding them

(1) The questions that require a decision

17. The focus of the petitions before us is the Israeli spouse. The main question before us is whether the constitutional rights of the Israeli spouse have been violated unlawfully. The question is whether rights that were given to him in the Basic Law: Human Dignity and Liberty have been violated unlawfully. In view of the centrality of the right of the Israeli spouse and in view of my conclusion that the right of the Israeli spouse has been violated, I see no reason to consider the rights of the non-Israeli (foreign) spouse), whether under international law concerning human rights (such as the International Covenant on Civil and Political Rights, 1966, the International Covenant on Economic, Social and Cultural Rights, 1966, and the International Convention on the Elimination of All Forms of Racial Discrimination, 1965) or under humanitarian international law that applies to him because he lives in Judaea and Samaria, which are subject to a belligerent occupation (in this regard, see Marab v. IDF Commander in Judaea and Samaria [3] and A. Rubinstein & L. Orgad, ‘Human Rights, Security of the State and the Jewish Majority: the Case of Immigration for the Purposes of Marriage,’ 48 HaPraklit 315 (2006)). Indeed, even if the rights of the foreign spouse have been violated under international human rights law and humanitarian human rights law — and even if the rights of the Israeli spouse to the extent that they are enshrined only in those laws were violated — this violation was made by virtue of the Citizenship and Entry into Israel Law. Express local legislation is capable, from the internal viewpoint of Israeli law, of violating rights given in international law. No matter how much the latter constitutes customary international law, it is unable to overcome Israeli legislation that expressly violates it. This is not the case with the Israeli spouse under the Basic Law. In so far as he has rights under the Basic Law: Human Dignity and Liberty, an ordinary law (such as the Citizenship and Entry into Israel Law) cannot violate it lawfully, unless it satisfies the requirements of the limitations clause. This is the clear expression of Israel’s constitutional democracy. We adopted this approach with regard to the rights of the Israelis who were compelled to leave the Gaza Strip (see HCJ 1661/05 Gaza Coast Local Council v. Knesset [6]). According to the same normative system we should examine the constitutional rights of the Israeli spouses, in so far as the Citizenship and Entry into Israel Law violates them. Naturally, we cannot ignore the foreign spouse. We should recognize his rights and the effect of those on his life and the life of his Israeli spouse. Nonetheless, from the viewpoint of legal analysis, we will focus on the Israeli spouse, because he can call upon the Basic Law: Human Dignity and Liberty to support his case.

(2) The constitutional scrutiny

18. According to the petitioners, the two main rights that this law violates are the right to family life and the right to equality. Their position is that these rights are enshrined in the Basic Law: Human Dignity and Liberty, and they are violated in defiance of the conditions set out in the limitations clause. The scrutiny of a claim against the constitutionality of the Citizenship and Entry into Israel Law is done in three stages (see CA 6821/93 United Mizrahi Bank Ltd v. Migdal Cooperative Village [7]; HCJ 1715/97 Israel Investment Managers Association v. Minister of Finance [8]; HCJ 6055/95 Tzemah v. Minister of Defence [9]; HCJ 1030/99 Oron v. Knesset Speaker [10]; HCJ 4769/95 Menahem v. Minister of Transport [11]; Gaza Coast Local Council v. Knesset [6]). The first stage examines whether the law — in our case the Citizenship and Entry into Israel Law — violates a human right enshrined in the Basic Law. If the answer is no, the constitutional scrutiny ends, since an ordinary law, which contains an express provision, may violate a human right that is enshrined in an earlier ordinary law or in Israeli common law (see, for example, HCJ 4128/02 Man, Nature and Law Israel Environmental Protection Society v. Prime Minister of Israel [12]). If the answer is yes, the legal analysis passes on to the next stage. In the second stage, we examine the question whether the violation of the right satisfies the requirements of the limitations clause. Indeed, not every violation of a human right is an unlawful violation. Sometimes a law violates a constitutional human right, but the constitutionality of the law is upheld, since the violation satisfies the requirements of the limitations clause (see, for example, HCJ 2334/02 Stanger v. Knesset Speaker [13]; HCJ 5026/04 Design 22 Shark Deluxe Furniture Ltd v. Director of Sabbath Work Permits Department, Ministry of Labour and Social Affairs [14]). If the violation of the constitutional arrangement is lawful, the constitutional examination ends. If the violation is unlawful, the analysis continues on to the next stage. This third stage examines the consequences of the unconstitutionality. This is the relief or remedy stage.

(3) Is there a basis for constitutional scrutiny in times of war?

19. It may be argued that the cases before us deal with the prevention of terror in a time of war. They are not usual cases of preventing family reunification. We are dealing with an exceptional case of family reunification, where the spouse or child of the person claiming his constitutional right to family reunification is situated in an area which is in a state of war with the State of Israel. In such circumstances — so the argument would continue — the ordinary laws concerning the three-stage constitutional scrutiny should not be applied. This situation falls outside the normal framework. It is a matter of existence. À la guerre comme à la guerre; the security need prevails over the right of the individual.

20. I cannot accept this argument. The Basic Laws do not recognize two sets of laws, one that applies in times of peace and the other that applies in times of war. They do not contain provisions according to which constitutional human rights recede in times of war. Thus, for example, section 50 of the Basic Law: the Government, which authorizes the government to enact emergency regulations, states expressly that ‘Emergency regulations are incapable of… permitting a violation of human dignity’ (subsection (d)). The Basic Law: Human Dignity and Liberty further provides that ‘It is permitted to enact emergency regulations… which will contain a denial or restriction of rights under this Basic Law, provided that the denial or restriction are for a proper purpose and for a period and to a degree that are not excessive’ (s. 12). Indeed, Israeli constitutional law has a consistent approach to human rights in periods of relative calm and in periods of increased fighting. We do not recognize a clear distinction between the two. We do not have balancing laws that are unique to times of war. Naturally, human rights are not absolute. They can be restricted in times of calm and in times of war. I do not have a right to shout ‘fire’ in a theatre full of spectators (see the analogy of Justice Holmes in Schenck v. United States [184], at p. 52, which was cited in CrimApp 5934/05 Malka v. State of Israel [15], at p. 843). War is like a barrel full of explosives next to a source of fire. In times of war the likelihood that damage will occur to the public interest increases and the strength of the harm to the public interest increases, and so the restriction of the right becomes possible within the framework of existing criteria (see HCJ 316/03 Bakri v. Israel Film Council [16], at p. 283 {523-524}). Indeed, we do not have two sets of laws or balances, one for times of calm and the other for times of terror. This idea was well expressed by Lord Atkin more than sixty-five years ago, during the Second World War, in a minority opinion where he said:

‘In England amidst the clash of arms the laws are not silent. They may be changed, but they speak the same language in war as in peace. It has always been one of the pillars of freedom, one of the principles of liberty for which… we are now fighting, that the judges… stand between the subject and any attempted encroachments on his liberty by the executive, alert to see that any coercive action is justified in law’ (Liversidge v. Anderson [224], at p. 361).

21. Moreover, there is no possibility of making a clear distinction between the status of human rights in times of war and their status in times of peace. The dividing line between terror and calm is a fine one. This is the case everywhere. It is certainly the case in Israel. There is no possibility of maintaining it over time. We must treat human rights seriously both in times of war and in times of calm. We must free ourselves from the naïve belief that when terror ends we will be able to put the clock back. Indeed, if we fail in our task in times of war and terror, we will not be able to carry out our task properly in times of peace and calm. From this viewpoint, a mistake by the judiciary in a time of emergency is more serious than a mistake of the legislature and the executive in a time of emergency. The reason for this is that the mistake of the judiciary will accompany democracy even when the threat of terror has passed, and it will remain in the case law of the court as a magnet for the development of new and problematic rulings. This is not the case with mistakes by the other powers. These will be cancelled and usually no-one will remember them. This was well expressed by Justice Jackson in Korematsu v. United States [185], where he said:

‘A judicial construction of the due process clause that will sustain this order is a far more subtle blow to liberty… A military order, however unconstitutional, is not apt to last longer than the military emergency… But once a judicial opinion rationalizes such an order to show that it conforms to the Constitution, or rather rationalizes the Constitution to show that the Constitution sanctions such an order, the Court for all time has validated the principle of racial discrimination in criminal procedure and of transplanting American citizens. The principle then lies about like a loaded weapon ready for the hand of any authority that can bring forward a plausible claim of an urgent need… A military commander may overstep the bounds of constitutionality, and it is an incident. But if we review and approve, that passing incident becomes the doctrine of the Constitution. There it has a generative power of its own, and all that it creates will be in its own image’ (Korematsu v. United States [185], at p. 245).

22. Thus we see that there is only one track within which framework the petitions before us should be examined. This track is — with regard to any claim against the constitutionality of a statute — the track of the Basic Laws. Within the framework of this track, we should follow the well-trodden path of examining the constitutionality of the law. There is no parallel track; there is no alternative route. There is one path that applies at all times. It applies in times of calm. It applies in times of war.

D. Stages of the constitutional scrutiny: 1. Has a constitutional right been violated?

(1) The problems presented

23. It was argued before us that the Citizenship and Entry into Israel Law violates the right of the Israeli spouse to human dignity. This violation, so it is claimed, is two-fold: first, the right of the Israeli spouse to human dignity is violated, since his right to family life is violated; second, the right of the Israeli spouse to human dignity is violated, since his right to equality is violated. This argument presents us with three fundamental questions: first, are the right of the Israeli spouse to family life and his right to equality recognized in Israel? This question concerns the very existence of the right to family life and the right to equality. Second, are these human rights to family life and equality included within the scope of the constitutional right to human dignity, which is enshrined in sections 2 and 4 of the Basic Law: Human Dignity and Liberty? This question concerns the existence of the right to family life and equality as a constitutional right, within the scope of the Basic Law: Human Dignity and Liberty. Third, does the Citizenship and Entry into Israel Law violate the constitutional right to human dignity (with respect to family life and equality) of the Israeli spouse? We will begin with the first question, by considering separately the right to family life of the Israeli spouse and his right to equality.

(2) Does Israeli law recognize the right of the Israeli spouse to family life and equality?

(a) The right of the Israeli spouse to family life

24. Is the right of a person to family life recognized in Israel? Within the context of the petitions before us, we do not need to decide all the aspects of this question. We can focus mainly on two specific aspects of family life: first, do we recognize the right of the Israeli spouse to live in Israel together with the foreign spouse? Second, do we recognize the right of the Israeli spouse to live together with his children in Israel and the right of Israeli children to live together with their parents in Israel? Other aspects of the fundamental question, including the definition of family for this purpose, can be left undecided at this time (see Y. Marin, ‘The Right to Family Life and (Civil) Marriage — International and Local Law,’ Economic, Social and Cultural Rights in Israel (Y. Rabin and Y. Shani eds. (2004) 663).

25. The right to family life, in the broad sense, is recognized in Israeli law. It is derived from many statutes, which provide arrangements whose purpose is to preserve, encourage and nurture the family unit. Spouses are given social rights, tax, accommodation and housing benefits. They enjoy rights of medical and pension insurance. They have visitation rights in hospitals and prisons. They have privileges and defences in the laws of evidence. The criminal law protects the family; spouses have rights of inheritance, maintenance and mutual support during the marriage, and rights to a division of property when the marriage ends. Although the various statutes deal with specific aspects, it is possible to deduce from them that the family unit is recognized in Israel law and protected by it. Indeed, the family unit is ‘the basic unit… “of Israeli society” ’ (per Justice S.Z. Cheshin in CA 238/53 Cohen v. Attorney-General [17], at p. 53}). ‘Human society cannot exist unless we protect with our lives its basic unit, which is the family unit’ (per Justice M. Silberg in CA 337/62 Riezenfeld v. Jacobson [18], at p. 1021 {107}). It is ‘an institution that is recognized by society as one of the basic elements of social life’ (per President Y. Olshan, ibid. [18], at p. 1030 {118}). ‘It is our main and basic duty to preserve, nurture and protect the most basic and ancient family unit in the history of mankind, which was, is and will be the element that preserves and ensures the existence of the human race, namely the natural family’ (per Justice M. Elon in CA 488/77 A v. Attorney-General [19], at p. 434). ‘Protecting the institution of the family is a part of public policy in Israel. In the context of the family unit, protecting the institution of marriage is a central social value… there is a supreme public interest in protecting this status and in regulating… the scope of rights and duties that formulate it’ (HCJ 693/91 Efrat v. Director of Population Registry, Ministry of Interior [20], at p. 783). Indeed, the family relationship, and the protection of the family and its basic elements (the spouses and their children) lie at the basis of Israeli law. The family has an essential and central purpose in the life of the individual and the life of society. Family relationships, which the law protects and which it seeks to develop, are some of the strongest and most significant in a person’s life.

26. Protection of the family unit finds special expression when the family unit includes a minor. This protection is required both by the right of the parents to raise their children, and by the rights of the child himself. Indeed, ‘the right of the parents to raise their children is a natural, basic right, whose importance can hardly be exaggerated’ (P. Shifman, Family Law in Israel, vol. 2, 1989, at p. 219). ‘The connection between a child and his parents who gave birth to him is one of the fundamentals on which human society is based’ (LFA 377/05 A v. Biological Parents [21], at para. 46). As my colleague, Justice A. Procaccia, said:

‘The depth and strength of the parental bond, which contains within it the natural right of a parent and his child to a bond of life between them, has made family autonomy a value of the highest legal status, and a violation of this is allowed only in very special and exceptional cases. Every separation of a child from a parent is a violation of a natural right’ (LCA 3009/02 A v. B [22], at pp. 894-895).

And in the words of my colleague Justice M. Cheshin:

‘It is the law of nature that a mother and father naturally have custody of their child, raise him, love him and care for his needs until he grows up and becomes a man… this bond is stronger than any other, irrespective of society, religion and country… the law of the state did not create the rights of parents vis-à-vis their children and vis-à-vis the whole world. The law of the state adopts what already existed, and seeks to protect the innate instinct within us, and it turns an “interest” of parents into a “right” under the law, namely the rights of parents to have custody of their children’ (CFH 7015/94 Attorney-General v. A [23], at p. 102).

27. The right to family life is not exhausted by the right to marry and to have children. The right to family life means the right to joint family life. This is the right of the Israeli spouse to lead his family life in Israel. This right is violated if the Israeli spouse is not allowed to lead his family life in Israel with the foreign spouse. He is thereby forced to choose whether to emigrate from Israel or to sever his relationship with his spouse. This was discussed by Justice M. Cheshin in HCJ 3648/97 Stamka v. Minister of Interior [24]. In that case, the court considered the policy of the Minister of the Interior with regard to granting citizenship to a foreign spouse in Israel. Justice M. Cheshin recognized the ‘basic right of an individual — every individual — to marry and establish a family’ (at p. 782 [24]). In his opinion, Justice M. Cheshin says:

‘The State of Israel recognizes the right of the citizen to choose for himself a spouse and to establish with that spouse a family in Israel. Israel is committed to protect the family unit in accordance with international conventions… and although these conventions do not stipulate one policy or another with regard to family reunifications, Israel has recognized — and continues to recognize — its duty to provide protection to the family unit also by giving permits for family reunifications. Thus Israel has joined the most enlightened nations that recognize — subject to qualifications of national security, public safety and public welfare — the right of family members to live together in the place of their choice’ (Stamka v. Minister of Interior [24], at p. 787).

Against this background, it was held that this protection extends not only to married spouses, but also to recognized couples who are not married. My colleague Justice D. Beinisch wrote that the state recognizes:

‘… that the family unit, which is not based on a formal bond of marriage, is also worthy of protection, and the partners who comprise it should be allowed to live together and to continue to live in Israel, provided that it is a real, genuine and established relationship. This policy gives expression to the commitment of the state to the right to family life, which includes the right of the individual to choose his partner and to establish a family with him. This right is recognized in our law and is also protected in international law’ (AAA 4614/05 State of Israel v. Oren [25], at para. 11 of the opinion of Justice D. Beinisch).

Indeed, this right of the Israeli spouse to family life in Israel together with the foreign spouse finds expression in s. 7 of the Citizenship Law, 5712-1952 (hereafter — ‘the Citizenship Law’), which makes it easier for the foreign spouse to become a citizen. This right also finds expression in the discretion of the Minister of the Interior with regard to immigration to Israel. Admittedly, the right to family life in general, and the right of the Israeli spouse to realize it in Israel in particular, is not an absolute right. It can be restricted. Nonetheless, these restrictions are not capable of restricting the actual existence of the right. The right exists in Israel. It is recognized by Israeli law. It constitutes a general purpose of all legislation (see Efrat v. Director of Population Registry, Ministry of Interior [20], and thus assists in the interpretation of legislation (see Barak, ‘General Principles of Law in Interpretation of the Law,’ Weisman Book 1 (2002)). It constitutes a part of Israeli common law, from which it is possible to derive rights and duties.

28. The right to family life is also the right of the Israeli parent that his minor children will grow up with him in Israel and the right of an Israeli child to grow up in Israel together with his parents. Israeli law recognizes the importance of making the civil status of the parent equal to that of the child. Thus, s. 4 of the Citizenship Law provides that a child of an Israeli citizen shall also be an Israeli citizen, whether he is born in Israel (s. 4A(1)) or he is born outside it (s. 4A(2)). Similarly, r. 12 of the Entry into Israel Regulations, 5734-1974, provides that ‘A child who is born in Israel, to whom s. 4 of the Law of Return, 5710-1950, does not apply, shall have the same status in Israel as his parents.’ Even though this regulation does not apply, according to its wording, to children of residents who were not born in Israel, it has been held that the purpose for which r. 12 was intended applies also to the children of permanent residents who were born outside Israel. Thus, for example, it was held that:

‘As a rule, our legal system recognizes and respects the value of the integrity of the family unit and the interest of safeguarding the welfare of the child, and therefore we should prevent the creation of a difference between the status of a minor child and the status of his parent who has custody or is entitled to have custody of him’ (per Justice Beinisch in HCJ 979/99 Carlo (a minor) v. Minister of the Interior (not yet reported), at para. 2 of the opinion of Justice D. Beinisch).

Respect for the family unit has, therefore, two aspects. The first aspect is the right of the Israeli parent to raise his child in his country. This is the right of the Israeli parent to realize his parenthood in its entirety, the right to enjoy his relationship with his child and not be severed from him. This is the right to raise his child in his home, in his country. This is the right of the parent not to be compelled to emigrate from Israel, as a condition for realizing his parenthood. It is based on the autonomy and privacy of the family unit. This right is violated if we do not allow the minor child of the Israeli parent to live with him in Israel. The second aspect is the right of the child to family life. It is based on the independent recognition of the human rights of children. These rights are given in essence to every human being in as much as he is a human being, whether adult or minor. The child ‘is a human being with rights and needs of his own’ (LFA 377/05 A v. Biological Parents [21]). The child has the right to grow up in a complete and stable family unit. His welfare demands that he is not separated from his parents and that he grows up with both of them. Indeed, it is difficult to exaggerate the importance of the relationship between the child and each of his parents. The continuity and permanence of the relationship with his parents are an important element in the proper development of children. From the viewpoint of the child, separating him from one of his parents may even be regarded as abandonment and affects his emotional development. Indeed, ‘the welfare of children requires that they grow up with their father and mother within the framework of a stable and loving family unit, whereas the separation of parents involves a degree of separation between one of the parents and his children’ (LCA 4575/00 A v. B [26], at p. 331).

(b) The right of the Israeli spouse to equality

29. The right to equality constitutes an integral part of Israeli law. It is a central element of Israeli common law (see I. Zamir and M. Sobel, ‘Equality before the Law,’ 5 Mishpat uMimshal 165 (1999); F. Raday, ‘On Equality,’ 24 Hebrew Univ. L. Rev. (Mishpatim) 241 (1994); A. Bendor, ‘Equality and Executive Discretion — On Constitutional Equality and Administrative Equality,’ Shamgar Book (Articles, vol. 1, 2003) 287; A. Rubinstein, ‘On Equality for Arabs in Israel,’ Paths of Government and Law: Issues in Israeli Public Law 278 (2003); A. Rubinstein and B. Medina, The Constitutional Law of the State of Israel (fifth edition, vol. 1, 1997), at p. 271). Since the establishment of the State, the Supreme Court has repeatedly held that equality is the ‘soul of the whole of our constitutional system’ (per Justice M. Landau, in HCJ 98/69 Bergman v. Minister of Finance [27], at p. 698 {17}). It is ‘a basic constitutional principle, which runs like a golden thread through our basic legal conceptions and constitutes an integral part thereof’ (Justice M. Shamgar in HCJ 114/79 Burkan v. Minister of Finance [28], at p. 806). Equality lies at the basis of social existence. It is the cornerstone of democracy (see HCJ 4112/99 Adalah Legal Centre for Arab Minority Rights in Israel v. Tel-Aviv Municipality [29], at p. 415; HCJ 10026/01 Adalah Legal Centre for Arab Minority Rights in Israel v. Prime Minister [30], at p. 39). A violation of equality is ‘worse than anything’ (Justice M. Cheshin in HCJ 7111/95 Local Government Centre v. Knesset [31], at p. 503). I discussed this in HCJ 953/87 Poraz v. Mayor of Tel-Aviv-Jaffa [32]:

‘Equality is a basic value for every democratic society… The individual is integrated within the overall fabric and takes his part in building society, knowing that the others are also acting as he is. The need to ensure equality is natural to man. It is based on considerations of justice and fairness. Someone who wishes his right to be recognized must recognize the right of others to seek similar recognition. The need for equality is essential to society and to the social consensus on which it is based. Equality protects government from arbitrariness. Indeed, there is no more destructive force to society that the feeling of its members that they are treated unequally. The feeling of a lack of equality is one of the worst feelings. It undermines the forces that unite society. It harms a person’s identity’ (Poraz v. Mayor of Tel-Aviv-Jaffa [32], at p. 332; see also HCJ 104/87 Nevo v. National Labour Court [33], at p. 760 {150}).

Indeed, ‘discrimination erodes relationships between human beings until they are destroyed. The feeling of discrimination leads people to lose their self-restraint and leads to the destruction of the fabric of inter-personal relationships’ (per Justice M. Cheshin in Local Government Centre v. Knesset [31], at p. 503).        ‘Discrimination is an evil that undermines the basis of democracy, penetrates and shakes its foundations, until it finally brings about its collapse and destruction’ (HCJ 2618/00 Parot Co. Ltd v. Minister of Health [34], at p. 52). Within this framework, religious or race discrimination is harsh and cruel; such generic discrimination inflicts a ‘mortal wound’ (per Justice M. Cheshin in HCJ 2671/98 Israel Women’s Network v. Minister of Labour and Social Affairs [35], at p. 658; A. Barak, ‘General Principles of Law in Interpretation of the Law,’ supra, at p. 142). It has therefore been held, in a long line of cases, that discrimination against Israeli Arabs merely because they are Arabs violates the equality that is enjoyed by all Israelis (see HCJ 392/72 Berger v. Haifa District Planning and Building Committee [36]; HCJ 328/88 Avitan v. Israel Land Administration [37]; HCJ 6698/95 Kadan v. Israel Land Administration [38]; HCJ 1113/99 Adalah Legal Centre for Arab Minority Rights in Israel v. Minister of Religious Affairs [39]; HCJ 6924/93 Association for Civil Rights in Israel v. Government of Israel [40]; HCJ 11163/03 Supreme Monitoring Committee for Arab Affairs in Israel v. Prime Minister [41]; see also I. Zamir, ‘Equality of Rights vis-à-vis Arabs in Israel,’ 9 Mishpat uMimshal 11 (2006); A. Saban, ‘The Palestinian Arab Minority and the Supreme Court: Not a Black and White Picture (and Forecast),’ 8 Mishpat uMimshal 23 (2005)). This was well expressed by Justice I. Zamir, who said:

‘A violation of the principle of equality in the narrow sense is considered particularly serious… this is also the case with discrimination against an Arab because he is an Arab, and it makes no difference whether the discrimination is based on religion or on nationality. This is a breach of the principle of equality in the narrow sense. Therefore it is particularly serious. The principle of equality in this sense is the soul of democracy. Democracy demands not merely one vote for each person when there are elections, but also equality for every person at all times. The real test of the principle of equality lies in attitudes to a minority, whether religious, national or any other. If there is no equality for the minority, there is also no democracy for the majority… in a practical sphere, there is special significance in the State of Israel to the question of equality for Arabs. This question involves a complex relationship that has developed between Jews and Arabs in this country over a long period. Notwithstanding, or perhaps for this very reason, we need equality. Equality is essential for co-existence. The welfare of society, and, when considered properly, the welfare of each member of society, requires that the principle of equality is nurtured between Jews and Arabs. In any case, this is the requirement of law, and therefore it is the duty of the court’ (Association for Civil Rights in Israel v. Government of Israel [40], at pp. 27, 28).

(3) Is the right of the Israeli spouse to family life and equality a part of human dignity?

(a) The right to family life as a part of human dignity

30. The right to family life is a part of Israeli common law. Notwithstanding the importance of common law, a statute is capable of violating a right enshrined in common law, provided that the statute is phrased in clear, unambiguous and express language (see HCJ 122/54 Axel v. Mayor, Council Members and Residents of the Netanya Area [42], at pp. 1531-1532; HCJ 200/57 Bernstein v. Bet-Shemesh Local Council [43], at p. 268; HCJ 337/81 Miterani v. Minister of Transport [44], at p. 359; CA 333/85 Aviel v. Minister of Labour and Social Affairs [45], at p. 596; CA 524/88 Pri HaEmek Agricultural Cooperative Society Ltd v. Sedei Yaakov Workers Settlement Ltd [46], at p. 561). The Citizenship and Entry into Israel Law is phrased in clear, unambiguous and express language. Constitutional review of its clear, unambiguous and express provisions is possible only if the right to family life is protected in a Basic Law. The relevant Basic Law for our purposes is the Basic Law: Human Dignity and Liberty. Is the right to family life enshrined and protected in it?

31. The Basic Law: Human Dignity and Liberty does not contain an express provision with regard to the right to family life. The question is whether it is possible to include this right within the framework of the right to human dignity. Is the right to family life a ‘right without a name’ that is derived from the right to dignity (see H. Sumer, ‘Unmentioned Rights — On the Scope of the Constitutional Revolution,’ 28 Hebrew Univ. L. Rev. (Mishpatim) 257 (1997))? Note that the question is not whether in addition to the rights set out in the Basic Law: Human Dignity and Liberty it is possible to include additional human rights that are not expressly stated in it. The question is whether within the framework of the rights stated expressly in the Basic Law — in our case, within the framework of the right to human dignity — there is also included an aspect of human dignity which concerns family life. Indeed, the question is not whether there is a ‘lacuna’ in the Basic Law: Human Dignity and Liberty with regard to the right to family life, and whether it is possible to fill this lacuna. The question is whether the interpretation of the right to human dignity leads to a conclusion that within the framework of this express right there is also included the aspect of the autonomy of individual will that is directed towards having a family life and realizing it in Israel. Indeed, the right to human dignity is, by nature, a ‘framework’ or ‘general’ right. The nature of such a right is that, according to its wording, it does not give explicit details of the particular types of activity to which it applies. It is open-ended (see A. Barak, Legal Interpretation: Constitutional Interpretation (1994), at p. 357; CA 2781/93 Daaka v. Carmel Hospital [47], at p. 577 {463}). The situations to which it applies are derived from the interpretation of the open language of the Basic Law against the background of its purpose. These situations can be classified, for convenience, into categories and types, such as the right to a dignified human existence (see LCA 4905/98 Gamzu v. Yeshayahu [48]; HCJ 366/03 Commitment to Peace and Social Justice Society v. Minister of Finance [49]); the right to physical and emotional integrity (Man, Nature and Law Israel Environmental Protection Society v. Prime Minister of Israel [12], at p. 59); the right to a name (Efrat v. Director of Population Registry, Ministry of Interior [20]); the right of an adult to be adopted (CA 7155/96 A v. Attorney-General [50]), and similar ‘specific’ rights that are derived from the general right. In constitutional literature they are called derivative constitutional rights norms (see R. Alexy, A Theory of Constitutional Law (2002), at p. 35). Naturally the scope of application of the derivative rights raises difficult questions of interpretation. As long as they have not been separated by the Knesset from human dignity and stated independently, there is no alternative to interpretational activity that focuses on human dignity and seeks to determine the scope of this right, while attempting to formulate the types of cases included in it. Naturally, this categorization will never reflect the full scope of the right to human dignity, nor does it intend to do so. It is intended to assist in understanding the framework provision concerning human dignity (see Y. Karp, ‘Several Questions on Human Dignity under the Basic Law: Human Dignity and Liberty,’ 25 Hebrew Univ. L. Rev. (Mishpatim) 129 (1995); Sumer, ‘Unmentioned Rights — On the Scope of the Constitutional Revolution,’ supra; H.H. Cohn, ‘The Values of a Jewish and Democratic State: Studies in the Basic Law: Human Dignity and Liberty,’ HaPraklit Jubilee Book 9 (1994); D. Statman, ‘Two Concepts of Dignity,’ 24 Tel-Aviv University Law Review (Iyyunei Mishpat) 541 (2001); O. Kamir, Question of Dignity (2005). We discussed the scope of the right to human dignity in HCJ 6427/02 Movement for Quality Government in Israel v. Knesset [51]:

‘The right to human dignity constitutes a collection of rights which must be safeguarded in order to uphold the right of dignity. Underlying the right to human dignity is the recognition that man is a free entity, who develops his person and his abilities as he wishes in the society in which he lives; at the centre of human dignity is the sanctity of human life and liberty. Underlying human dignity are the autonomy of the individual will, freedom of choice and freedom of action of the person as a free entity. Human dignity is based on the recognition of the physical and spiritual integrity of man, his humanity, his value as a human being, all of which irrespective of the extent of his usefulness’ (Movement for Quality Government in Israel v. Knesset [51], at para. 35 of my opinion; see also HCJ 5688/92 Wechselbaum v. Minister of Defence [52], at p. 827; HCJ 7015/94 Attorney-General v. A [23], at p. 95; HCJ 4330/93 Ganem v. Tel-Aviv District Committee, Bar Association [53], at p. 233; HCJ 205/94 Nof v. Ministry of Defence [54], at p. 457 {9}; Daaka v. Carmel Hospital [47], at p. 577 {463}; Gamzu v. Yeshayahu [48], at p. 375; HCJ 7357/95 Barki Feta Humphries (Israel) Ltd v. State of Israel [55], at p. 783; Man, Nature and Law Israel Environmental Protection Society v. Prime Minister of Israel [12], at p. 518; CA 5942/92 A v. B [56], at p. 842; Gaza Coast Local Council v. Knesset [6], at p. 561; Commitment to Peace and Social Justice Society v. Minister of Finance [49]; HCJ 3512/04 Shezifi v. National Labour Court [57]).

This conception of the right to dignity is based on the conception that the right to dignity ‘should not be restricted merely to torture and degradation, since thereby we will miss the purpose underlying it. We should not extend it to include every human right, since thereby we will make redundant all the other human rights provided in the Basic Laws’ (Man, Nature and Law Israel Environmental Protection Society v. Prime Minister of Israel [12], at p. 518). This leads to the conclusion that the scope of the derivative rights deriving from the general right of human dignity will not always be identical to the scope of the derivative right had it been provided as an express and independent right in the Basic Law. I discussed this in Commitment to Peace and Social Justice Society v. Minister of Finance [49], where I said:

‘In deriving rights that are not mentioned expressly in the Basic Laws that speak of rights, but are included within the concept of human dignity, it is not always possible to comprehend the full scope that the “derivative” rights would have if they were independent rights… Deducing the rights implied by human dignity is therefore done from the viewpoint of human dignity, and in accordance with this perspective. This approach determines the scope of the implied rights. This is the case with regard to the implied civil rights… and it is also the case with regard to the implied social rights’ (ibid. [49], at p. 28).

Against this background the following question arises: is the right of the Israeli spouse to family life in Israel included within the right to human dignity provided in ss. 2 and 4 of the Basic Law: Human Dignity and Liberty?

32. The answer to this question is complex. Not all aspects of family life are derived from human dignity. We must focus on those aspects of family life that are incorporated within the scope of human dignity. The premise is that the family is a ‘constitutional unit’ (see CA 232/85 A v. Attorney-General [58], at p. 17). It is entitled to constitutional protection. This protection is found in the heart of the right to human dignity. It also relies on the right to privacy (see s. 7(a) of the Basic Law: Human Dignity and Liberty). Indeed, the right to live together as a family unit is a part of the right to human dignity. It falls within the scope of the essence of the right to dignity (see CA 5587/93 Nahmani v. Nahmani [59], at p. 499 {14}). One of the most basic elements of human dignity is the ability of a person to shape his family life in accordance with the autonomy of his free will, and to raise his children within that framework, with the constituents of the family unit living together. The family unit is a clear expression of a person’s self-realization. This was discussed by Justice D. Beinisch, who said:

‘In an era when “human dignity” is a protected constitutional basic right, we should give effect to the human aspiration to realize his personal existence, and for this reason we should respect his desire to belong to the family unit of which he regards himself to be a part’ (CA 7155/96 A v. Attorney-General [50]; see also CFH 6041/02 A v. B [60], at p. 256; CA 2266/93 A v. B [61]).

The family ties of a person are, to a large extent, the centre of his life (see Roberts v. United States Jaycees [186], at pp. 618-619). There are few decisions that shape and affect the life of a person as much as the decision as to the person with whom he will join his fate and with whom he will establish a family. This is also the case with regard to the right of parents to raise their children. ‘The law regards the relationship between a parent and his child as a natural right of constitutional dimensions’ (per Justice A. Procaccia in LCA 3009/02 A v. B [61], at p. 894); ‘the right of parents to have custody of their children and to raise them, with all that this implies, is a natural and basic constitutional right as an expression of the natural relation between parents and their children. This right is reflected in the privacy and autonomy of the family’ (per President M. Shamgar in CA 2266/93 A. v. B [61], at p. 235).

33. The right to family life enjoys constitutional protection in the internal law of many countries. It is provided as a constitutional right in the constitution of European countries, such as France (the preamble of the constitution of 1958), Ireland (article 41 of the Constitution of 1937), Spain (article 18 of the Constitution of 1978), Germany (article 6 of the Basic Law), Sweden (article 2 of the Constitution of 1975) and Switzerland (article 14 of the Constitution of 2000). Even in American law, notwithstanding the absence of an express right to family life in the constitution, the right to marry and to have a family life has been recognized as a constitutional right derived from the constitutional rights to liberty and privacy (see Griswold v. Connecticut [187]; Loving v. Virginia [188]; Lawrence v. Texas [189]). We should mention that the family also enjoys protection in international law (see article 16 of the Universal Declaration of Human Rights, 1948; article 23 of the International Covenant on Civil and Political Rights; article 8 of the European Convention for the Protection of Human Rights and Fundamental Freedoms).

34. Thus we see that from human dignity, which is based on the autonomy of the individual to shape his life, we derive the derivative right of establishing the family unit and continuing to live together as one unit. Does this imply also the conclusion that realizing the constitutional right to live together also means the constitutional right to realize this in Israel? My answer to this question is that the constitutional right to establish a family unit means the right to establish the family unit in Israel. Indeed, the Israeli spouse has a constitutional right, which is derived from human dignity, to live with his foreign spouse in Israel and to raise his children in Israel. The constitutional right of a spouse to realize his family unit is, first and foremost, his right to do so in his own country. The right of an Israeli to family life means his right to realize it in Israel. In this regard, the remarks of Justice M. Cheshin in Stamka v. Minister of Interior [24] are apposite, and in view of their importance I will cite them once again:

‘The State of Israel recognizes the right of the citizen to choose for himself a spouse and to establish with that spouse a family in Israel. Israel is committed to protect the family unit in accordance with international conventions… and although these conventions do not stipulate one policy or another with regard to family reunifications, Israel has recognized — and continues to recognize — its duty to provide protection to the family unit also by giving permits for family reunifications. Thus Israel has joined the most enlightened nations that recognize — subject to qualifications of national security, public safety and public welfare — the right of family members to live together in the place of their choice’ (Stamka v. Minister of Interior [24], at p. 787).

Indeed, the constitutional right of the Israeli spouse — a right that derives from the nucleus of human dignity as a constitutional right — is ‘to live together in the place of their choice.’

35. The question of the relationship between human dignity as a constitutional right and the right to family life in general, and the right to realize this right by means of living together in a family unit in particular, arose in the case of Dawood v. Minister of Home Affairs [242]. The judgment was given by the Constitutional Court of South Africa. The constitution of South Africa (in article 10) includes an express right concerning human dignity (‘Everyone has inherent dignity and the right to have their dignity respected and protected’). The constitution does not include an express provision concerning the right to family life. An ‘ordinary’ statute (the Aliens Control Act 96 of 1991) imposed restrictions on the entry into South Africa of a foreign spouse of a South African citizen. The question arose whether the provisions of the statute violated the right to dignity. The Constitutional Court replied (unanimously) that it was. Justice O’Regan analyzed human dignity as a constitutional value and as a constitutional right, and went on to say:

‘The decision to enter into a marriage relationship and to sustain such a relationship is a matter of defining significance for many if not most people and to prohibit the establishment of such a relationship impairs the ability of the individual to achieve personal fulfillment in an aspect of life that is of central significance. In my view, such legislation would clearly constitute an infringement of the right to dignity. It is not only legislation that prohibits the right to form a marriage relationship that will constitute an infringement of the right to dignity, but any legislation that significantly impairs the ability of spouses to honour their obligations to one another would also limit that right. A central aspect of marriage is cohabitation, the right (and duty) to live together, and legislation that significantly impairs the ability of spouses to honour that obligation would also constitute a limitation of the right to dignity’ (Dawood v. Minister of Home Affairs [242]).

A year later, the question arose in South Africa whether a provision in the statute (the same Aliens Control Act), which provided that foreigners who want a work permit must submit their application while they are still outside South Africa, and which restricted the areas of professions for which a work permit may be requested, was constitutional. The High Court of South Africa, Cape of Good Hope Provincial Division, held that it was an unconstitutional provision, since it restricted the ability of spouses to live together, and therefore violated human dignity (Makinana v. Minister of Home Affairs [243]). The Constitutional Court confirmed this ruling unanimously (Booysen v. Minister of Home Affairs [244]).

36. The right to family reunification is also recognized as a component of the right to family life in international law and in the constitutional law of many countries. Thus, article 8 of the European Convention on Human Rights was interpreted by the European Court of Human Rights as including the right of family members to live together, and therefore as imposing restrictions on the validity of the European Union’s policy in the field of immigration. It was held, in a long line of judgments, that decisions concerning immigration that harm the relationship between spouses or the relationship between a parent and his child are likely to violate rights under article 8 of the Convention (see, for example, Berrehab v. Netherlands [230]; Moustaquim v. Belgium [231]; Ciliz v. Netherlands [232]; Carpenter v. Secretary of State [233]).

37. Following the Treaty of Amsterdam (which came into force in 1999), issues of immigration were also transferred to the authority of the European Community. In consequence, the Council of the European Union issued a directive concerning immigration in 2003 (2003/86/EC), which binds all the member states of the Union (except for Denmark, the United Kingdom and Ireland, which were excluded from this directive). This directive is based, inter alia, on article 8 of the European Convention on Human Rights and Fundamental Freedoms, and provides in the preamble that: ‘Family reunification is a necessary way of making family life possible.’ It grants a broad right to the reunification of families for all citizens of the European Union, whether the foreign spouse is a citizen of a member state in the Union or not (see mainly para. 5 of the preamble, articles 2 and 3, and art. 7 which provides a right of family reunification, on the conditions provided there).

38. The right to family reunification is also regarded as an element in the constitutional right to family life in the internal law of many countries. Thus, in 1978, the Conseil d’État in France ruled that an immigration policy that violated the right of citizens of France to live in their country together with their spouse was unconstitutional, since it violated the undertaking of the State, which is provided in the preamble to the Constitution of 1946, to act in order to promote and develop the family (Arrêt GISTI (C.E.) of 8 December 1978). The Constitutional Court (Conseil Constitutionnel) followed this ruling and even extended it. It was held that the constitutional right to family reunification extended also to persons who had a right of residency in France:

‘Considérant que le dixième alinéa du préambule de la Constitution de 1946 dispose que: “La Nation assure à l’individu et à la famille les conditions nécessaires à leur développement”;

Considérant qu’il résulte de cette disposition que les étrangers dont la résidence en France est stable et régulière ont, comme les nationaux, le droit de mener une vie familiale normale ; que ce droit comporte en particulier la faculté pour ces étrangers de faire venir auprès d’eux leurs conjoints et leurs enfants mineurs sous réserve de restrictions tenant à la sauvegarde de l’ordre public et à la protection de la santé publique lesquelles revêtent le caractère d’objectifs de valeur constitutionnelle;…’ (Décision n° 93-325 DC du 13 août 1993).

‘The tenth paragraph of the Preamble to the 1946 Constitution states that: “The Nation shall provide the individual and the family with the conditions necessary to their development;”

As a result of this provision aliens who have resided ordinarily and legally in France have the right to lead a normal family life in the same way as French nationals; this right specifically allows these aliens to send for their spouses and children who are minors on condition of restrictions relating to preserving public order and protecting public health which are constitutional objectives;…’ (Decision 93-325 DC of 13 August 1993).

The right to family reunification has also been recognized in German law as an element of the constitutional protection to the institution of the family that is enshrined in article 6 of the German Basic Law. It has been held that the right to family life does not mean merely the right of each individual to marry, but also the right of the married spouses to have a family life, to live together and to raise their children. For this reason, the constitutional right to family life extends also to the foreign spouse of a German citizen:

‘Denn es gibt im Hinblick auf Ehepartner und Familienangehörige nur eine einheitliche Ehe oder Familie. Dem Leitbild der Einheit von Ehe und Familie und der durch Art. 3 Abs. 2 GG verbürgten Gleichberechtigung der Ehegatten liefe es im Kern zuwider, wenn der Schutzbereich des Art. 6 Abs. 1 GG in persönlicher Hinsicht gegenüber einem dem sachlichen Schutzbereich der Norm unterfallenden Hoheitsakt materiell — wie verfahrensrechtlich auf ein bestimmtes Ehe — oder Familienmitglied beschränkt bliebe.’

‘With respect to spouses and family members, there is only one joint marriage or family. It would be contrary to the essence of the ideal of unity of marriage and family and the equal rights of spouses set down in Art. 3(2) of the Basic Law if the scope of protection afforded by Art. 6(1) were to be substantively and procedurally restricted to a certain marital partner or family member with regard to a sovereign act falling within the norm’s material scope of protection’ (BVerfGE 76, 1 [238]).

The same is the case in the Republic of Ireland, where it was held that the constitutional right of a minor who is a citizen of Ireland to family life may render the state liable to provide permanent residency or citizenship to his parents, even if they entered Ireland unlawfully and they are staying there unlawfully. Justice Finlay wrote:

‘… there can be no question but that those children, as citizens, have got a constitutional right to the company, care and parentage of their parents within a family unit. I am also satisfied that prima facie and subject to the exigencies of the common good that that is a right which these citizens would be entitled to exercise within the State’ (Fajujonu v. Minister of Justice [1990] 2 IR 151; see also S. Mullally, ‘Citizenship and Family Life in Ireland: Asking the Question “Who Belongs?”,’ 25 Legal Studies, The Journal of the Society of Legal Scholars, vol. 25, (2005), 578).

In the United States it has also been held that the right to family reunification is protected within the framework of the constitutional protection given to the right to family life. This subject arose in Fiallo v. Bell [190]. The Immigration and Nationality Act of 1952 that was in force at that time enshrined the right of United States citizens and residents to family reunification. It was provided, inter alia, that United States citizens or residents were entitled to bring their foreign spouses and children into the country. ‘Child’ for the purpose of this law was defined as a legitimate child, step-child or adopted child. In addition, the law allowed an illegitimate child to be brought into the country for the purpose of his reunification with his American mother. No similar right of the father of such a child was recognized. It was alleged that this law was unconstitutional. The Supreme Court accepted the position that a violation of the right of family reunification was a violation of a protected constitutional right, and therefore the statute under consideration was, in principle, subject to judicial scrutiny. Opinions differed as to the question of the level of scrutiny. The majority opinion was that the proper level in this case was the lowest level (rational basis). On this basis, the majority justices held that the statute was constitutional. Justices Marshall, Brennan and White, in the minority, held that the level of judicial scrutiny for the violation of the right to family unity was the most strict level (strict scrutiny), which was applied in cases where a basic constitutional right was violated. On this basis, the minority held that the arrangement was unconstitutional, since it violated the constitutional right of the citizens and residents of the Unites States to equality and family life, in that the right of fathers to be reunited with their (illegitimate) children was denied, whereas such a right was given to mothers. Justice Marshall wrote:

‘…the statute interferes with the fundamental “freedom of personal choice in matters of marriage and family life” … The right to live together as a family belongs to both the child who seeks to bring in his or her father and the father who seeks the entrance of his child’ (Fiallo v. Bell [190] , at p. 810). See also J. Guendelsberger, ‘Implementing Family Unification Rights in American Immigration Law: Proposed Amendments,’ 25 San Diego L. Rev. 253 (1988)).

In summary, we have seen that the right to family life is not merely a basic right in common law, but a constitutional right enshrined in the right to human dignity.

(b) The right to equality as a part of human dignity

39. The right to equality was always an integral part of our common law. The Basic Law: Human Dignity and Liberty did not include an express provision with regard to equality. In the past the question arose whether it is possible to derive the right to equality from the general right to human dignity. On this question, various opinions were expressed in case law and legal literature (see HCJ 5394/92 Hoppert v. Yad VaShem Holocaust Martyrs and Heroes Memorial Authority [62]; CA 105/92 Re’em Contracting Engineers Ltd v. Upper Nazareth Municipality [63], at p. 201; Nof v. Ministry of Defence [54], at p. 460 {13}; HCJ 726/94 Klal Insurance Co. Ltd v. Minister of Finance [64], at p. 461; HCJ 721/94 El-Al Israel Airlines Ltd v. Danielowitz [65]; HCJ 453/94 Israel Women’s Network v. Government of Israel [66]; HCJ 4541/94 Miller v. Minister of Defence [67]; HCJ 4806/94 D.S.A. Environmental Quality Ltd v. Minister of Finance [68], at p. 204; HCJ 1074/93 Attorney-General v. National Labour Court [69]; Local Government Centre v. Knesset [31], at p. 485; HCJ 1113/99 Adalah Legal Centre for Arab Minority Rights in Israel v. Minister of Religious Affairs [39]; see also Y. Karp, ‘Basic Law: Human Dignity and Freedom — A Biography of Power Struggles’, 1 Law and Government, 1992, 323, at pp. 347-351; Sumer, ‘Unmentioned Rights — On the Scope of the Constitutional Revolution,’ supra; L. Shelef, ‘Two Models for Guaranteeing Human Rights — American Model versus possible Israeli Model,’ 16 Mehkarei Mishpat 105 (5761), at p. 138; Rubinstein & Medina, The Constitutional Law of the State of Israel, supra, at p. 921; Cohn, ‘The Values of a Jewish and Democratic State: Studies in the Basic Law: Human Dignity and Liberty,’ supra; Karp, ‘Several Questions on Human Dignity under the Basic Law: Human Dignity and Liberty,’ supra, at p. 145; D. Dorner, ‘Between Equality and Human Dignity,’ Shamgar Book (Articles, vol. 1, 2003) 9). This dispute was decided by the Supreme Court in Movement for Quality Government in Israel v. Knesset [51], at para. 40 of my opinion. It was held that the right to human dignity includes the right to equality, in so far as this right is closely and objectively connected with human dignity (see ibid [51], at para. 33). It should be noted that the right to equality is not an ‘implied’ constitutional right: it is not recognized outside the rights expressly provided in the Basic Law. The right to equality is an integral part of the right to human dignity. Recognition of the constitutional aspect of equality derives from the constitutional interpretation of the right to human dignity. This right to human dignity is expressly recognized in the Basic Law. Notwithstanding, not all aspects of equality that would have been included, had it been recognized as an independent right that stands on its own, are included within the framework of human dignity. Only those aspects of equality that are closely and objectively connected to human dignity are included within the framework of the right to human dignity.

40. Does the right of the Israeli spouse to have a family unit in Israel, by virtue of equality with the right of other Israeli couples to have a family unit in Israel, constitute a part of the right of the Israeli spouse to human dignity? The answer is yes. Both the protection of the family unit in Israel, and the protection of the equality of this family unit with the family units of other Israeli couples, fall within the essence of human dignity. The prohibition of discrimination against one spouse with regard to having his family unit in Israel as compared with another spouse is a part of the protection of the human dignity of the spouse who suffers that discrimination.

E.  Does the Citizenship and Entry into Israel Law violate a constitutional right?

(1) The problem

41. The right to human dignity grants every Israeli spouse a constitutional right to have his family life in Israel, thereby enjoying equality with other Israeli spouses. Does the Citizenship and Entry into Israel Law violate this right of the Israeli spouse? The Basic Law: Human Dignity and Liberty provides that ‘One may not violate a person’s dignity in as much as he is a human being’ (s. 2). Only if the Citizenship and Entry into Israel Law violates human dignity does a constitutional question arise in this case. Against this background, the question is whether the right of the Israeli spouse to family life is violated by the provisions of the Citizenship and Entry into Israel Law, and whether this law violates the right of the Israeli spouse to equality. Let us examine each of the questions separately.

(2) The violation of the right to family life

(a) The injury to the Israeli spouse

42. Human dignity as a constitutional right extends to the right of an Israeli to establish a family unit and realize it in Israel. Does the Citizenship and Entry into Israel Law violate this right? Certainly the Citizenship and Entry into Israel Law does not prevent the Israeli spouse from marrying the spouse in the territories. The freedom to marry is maintained. Moreover, usually the Israeli spouse is not prevented from moving to the territories (‘Every person is free to leave Israel:’ s. 6(a) of the Basic Law: Human Dignity and Liberty). Thus he is entitled, of course, to realize his right to have the family unit outside Israel. I assume — without having had all the details submitted to us in this regard — that in most cases the Israeli spouse will receive a permit from the military commander to enter the territories. With regard to the Palestinian authorities, we have not been told that they present any difficulties in this regard. It follows that the main question before us is the question of realizing the life of the family unit in Israel. It concerns s. 2 of the Citizenship and Entry into Israel Law, which states:

‘2.     As long as this law is valid, notwithstanding what is stated in any law including section 7 of the Citizenship Law, the Minister of the Interior shall not grant citizenship under the Citizenship Law to a resident of an area nor shall he give him a licence to reside in Israel under the Entry into Israel Law, and the area commander shall not give a resident as aforesaid a permit to stay in Israel under the security legislation in the area.’

Does this section violate the constitutional right of the Israeli spouse to have a family life and to realize it in Israel?

43. My answer to this question is yes. The right of the spouse to form a family unit is seriously violated if he is not allowed to form this family unit in Israel. The right to have the family unit is the right to realize the family unit in the country of the Israeli spouse. That is where his home is, that is where the rest of his family is, that is where his community is. That is where his historical, cultural and social roots are. The family unit does not exist in a vacuum. It lives in a specific time and place. The law violates this right. Indeed, it is the right of the Israeli spouse that his family should live with him in Israel; it is his right to plant the family roots in the soil of his country; it is his right that his child will grow up, be educated and become an Israeli in Israel. In Stamka v. Minister of Interior [24] the Supreme Court did not say to Israel Stamka: ‘Why are you complaining? Your right to have a family unit with your non-Jewish wife can be realized in the country of the wife.’ The court recognized the right of ‘family members to live together in the place of their choice’ (ibid. [24], at p. 787). That is how a civilized state behaves. This right is violated by the Citizenship and Entry into Israel Law. Indeed, s. 2 of the Citizenship and Entry into Israel Law violates the right of the Israeli spouse to realize his family life in Israel. When the foreign spouse is in the territories, he is prevented from entering Israel. The area commander is not authorized to give the spouse a permit to stay in Israel. The Minister of the Interior is not authorized to give him a licence to enter Israel. None go out and none come in. The family unit is injured.

(b) The injury to the Israeli minor

44. A similar injury befalls the child of the Israeli spouse, in so far as he is himself an Israeli (i.e., that his Israeli parent is a citizen or resident, and the minor lives with him). This minor cannot live with his second parent in Israel. He must decide to remain with his Israeli parent in Israel or to go to his other parent in the territories. This is a heartrending decision according to everyone, and it seriously injures the Israeli minor. It also injures the Israeli parent. If the minor is not Israeli and he is living with one of his parents in the territories, the Citizenship and Entry into Israel Law recognizes (see s. 3A of the law) the possibility of giving him — but not the parent with whom the minor lives in the territories — a permit to enter and a licence to stay in Israel (while distinguishing between minors up to the age of 14 and minors over the age of 14). Even in this case a heartrending decision must be made, which is based on the assumption that the family unit does not live together in Israel.

45. Thus we see that the right of the Israeli spouse and the Israeli child to realize family life in Israel with the foreign spouse is violated. Their right to dignity is violated. In view of these violations caused by the Citizenship and Entry into Israel Law to the human dignity of the Israeli spouse, we must turn to the second stage of constitutional scrutiny, which is the stage of the limitations clause. Before we do so, let us consider whether the Citizenship and Entry into Israel Law violates an additional aspect of human dignity, namely the right of the Israeli spouse to equality. Let us turn now to examine this question.

(3) The violation of the right to equality

(a) The nature of the violation

46. Human dignity as a constitutional right also extends to the right of the Israeli spouse to equality. Does the Citizenship and Entry into Israel Law violate this aspect of human dignity? My answer to this question is yes. The law violates the ability of Israelis who marry spouses who are Palestinians living in the territories to realize their right to family life in Israel. Who are these Israelis? The vast majority of the Israelis who marry Palestinians living in the territories are Arabs who are citizens or residents of Israel. The focus of the violation caused by the law is therefore Israeli Arabs. Admittedly, Israelis who are not Arabs are also not allowed to live in Israel together with Palestinian spouses who are residents of the territories. But the number of these is negligible. The conclusion is that the Citizenship and Entry into Israel Law de facto restricts the right of Israeli Arabs, and only Israeli Arabs, to realize their right to family life. The number of these cases is many thousands. From the figures given to us it appears that between 1993-2001, before the government adopted the new policy (on 15 February 2002) and before the Citizenship and Entry into Israel Law was originally enacted (on 6 August 2003), more than sixteen thousand applications for family reunifications with Arab spouses from the territories were granted in the sense that the spouses from the territories received permits to stay or licences to live in Israel. This is a significant percentage of all the Arab spouses who married in Israel in those years. My conclusion is, therefore, that the Citizenship and Entry into Israel Law results in depriving thousands of Arabs — and only Arabs — who are citizens of Israel of the possibility of realizing their right to family life. A law that has this result is a discriminatory law. A law that causes an injury that focuses almost exclusively on the Arab citizens of Israel violates equality.

(b) Prohibited discrimination or permitted distinction

47. Against this argument, the State raises two lines of defence. The first line of the State’s defence is the argument that the difference in the outcome between the Jewish Israeli couple and the Arab Israeli couple is not prohibited discrimination but a permitted distinction. This argument is based on the classic (Aristotelian) definition of discrimination. According to this, prohibited discrimination is treating equals differently and treating persons who are different equally (see HCJ 678/88 Kefar Veradim v. Minister of Finance [70], at p. 507). According to this approach, equality is explained on the basis of a conception of relevance. This was discussed by Justice S. Agranat:

‘In this context, the concept of “equality” therefore means “relevant equality,” and it requires, with regard to the purpose under discussion, “equality of treatment” for those persons in this state. By contrast, it will be a permitted distinction if the different treatment of different persons derives from their being, for the purpose of the treatment, in a state of relevant inequality, just as it will be discrimination if it derives from their being in a state of inequality that is not relevant to the purpose of the treatment’ (FH 10/69 Boronovski v. Chief Rabbis [71], at p. 35).

According to this approach, equality does not require identical treatment. Not every distinction constitutes discrimination. ‘Equality between persons who are not equal is sometimes merely an absurdity’ (Justice T. Or in Avitan v. Israel Land Administration [37], at p. 299). Sometimes, ‘in order to achieve equality, one must act by treating people differently’ (HCJ 246/81 Derech Eretz Association v. Broadcasting Authority [72], at p. 11 {30}); ‘discrimination is, of course, a distinction between persons or between matters for irrelevant reasons’ (Justice M. Cheshin in HCJ 6051/95 Recanat v. National Labour Court [73], at p. 311). Indeed, ‘the principle of equality does not rule out different laws for different people. The principle of equality demands that the existence of a law that makes distinctions is justified by the type and nature of the matter. The principle of equality assumes the existence of objective reasons that justify a difference’ (HCJ 1703/92 C.A.L. Freight Airlines Ltd v. Prime Minister [74], at p. 236; see also El-Al Israel Airlines Ltd v. Danielowitz [65], at p. 779 {519}).

48. Against the background of this classic definition of equality, the state argues that the law’s violation only of the right of Israeli Arab spouses to family life is based on a relevant difference. This difference is that only the Arab Israeli spouses wish to bring into Israel spouses who constitute a security risk, when they request to bring into Israel their Arab spouses from the territories. According to the State, ‘there is an objective justification that is based on the professional assessment of the security establishment concerning the risk to Israeli citizens and residents in view of the patterns of how residents of the territories have become residents in Israel by virtue of marriage during the active armed conflict (para. 56 of the closing arguments of February 2006).

49. Indeed, the law would support the state if the Citizenship and Entry into Israel Law provided that an Israeli spouse (whether Jewish or Arab) is not entitled to realize family life in Israel where the foreign spouse presents a security risk. In such a case, a difference would be created, de facto, between the Jewish-Israeli spouses (whose right to realize married life would not be violated by the law) and the Arab Israeli spouses (who would be prevented from realizing their married life in Israel with their Arab spouses from the territories who constitute a security risk). Notwithstanding, this difference would be relevant to achieving the purpose underlying the arrangement.

50. The provisions of the Citizenship and Entry into Israel Law say otherwise. The law does not prohibit the entry into Israel of a spouse who presents a danger to security. The law prohibits the entry into Israel of every Palestinian spouse from the territories, whether he presents a security danger or not. The State did not argue before us that of the sixteen thousand spouses from the territories who entered Israel in order to realize family life in Israel, all or most or even a significant number constitute a security risk. The State argued before us that the number of spouses who constitute a security risk and who are known to the State is small. It is clear, therefore, that even according to the State’s argument, most of the spouses from the territories, whose entry into Israel is being requested by their Israeli spouses, do not constitute a security risk. The distinction on which the Citizenship and Entry into Israel Law is based is therefore not the distinction between the Israeli spouses who wish to bring into Israel foreign spouses that constitute a security risk and Israeli spouses who wish to bring into Israel foreign spouses who do not constitute a security risk. Such a distinction — even if in practice it leads to an outcome that distinguishes between Jewish Israeli spouses and Arab Israeli spouses — is relevant, and its consequences do not involve a violation of equality (discrimination). But the Citizenship and Entry into Israel Law is based on a different distinction, and that is the distinction between foreign spouses of Israelis who are Palestinian residents of the territories, and foreign spouses of Israelis who are not. This distinction is not based on the security risk presented by the Palestinian spouse from the area, since even if there is no information with regard to the risk that he presents, and even were it proved de facto that he presents no danger, his entry into Israel is prohibited. My conclusion is, therefore, that the serious violation of the realization of the right of Israeli Arab spouses — and them alone — caused by the Citizenship and Entry into Israel Law is not based on a relevant distinction.

(c) The violation of equality in the absence of an intention to discriminate

51. The state’s second line of defence is the argument that the purpose of the law was not to discriminate between Jewish-Israeli spouses and Arab-Israeli spouses. The purpose of the law is merely a security one. It was not designed to create a difference between Jewish-Israeli spouses and Arab-Israeli spouses. This argument cannot stand. We accept that the purpose of the Citizenship and Entry into Israel Law is a security one, and that it does not conceal any intention to discriminate against the Arab-Israeli spouse as compared with the Jewish-Israeli spouse. Notwithstanding, the absence of an intention to discriminate has no effect on the existence of the discrimination. Indeed, it is an established case law principle with regard to the rules of equality that the violation of equality (or discrimination) is not examined merely in accordance with the purpose of the allegedly discriminatory norm. According to the law accepted in Israel, the violation of equality (or discrimination) is examined also according to the unintended impact resulting from it (see Nevo v. National Labour Court [33], at p. 759 {149}; El-Al Israel Airlines Ltd v. Danielowitz [65], at p. 759 {487}). A golden thread that runs through the case law of the Supreme Court is the outlook that ‘discrimination is wrong even when there is no intention to discriminate’ (Justice E. Mazza in Israel Women’s Network v. Government of Israel [66], at 524 {450}); ‘the principle of equality looks to the outcome; no matter how pure and innocent a person’s intention, if the outcome resulting from his action is a discriminatory outcome, his act will be declared void ab initio’ (Justice M. Cheshin in Israel Women’s Network v. Minister of Labour and Social Affairs [35], at p. 654; see also Nof v. Ministry of Defence [54], at p. 463 {19}; Miller v. Minister of Defence [67], at p. 116 {200}); ‘the question is not merely what is the motivation of the decision-makers; the question is also what is the outcome of the decision. The decision is improper, not only when the motivation is to violate equality, but also when there is another motivation, but equality is violated de facto’ (Poraz v. Mayor of Tel-Aviv-Jaffa [32], at p. 333). I discussed in one case, where I said:

‘The existence or absence of discrimination is determined, inter alia, in accordance with the effect that a piece of legislation achieves de facto… Therefore a law whose wording is “neutral” may be discriminatory if its effect is discriminatory. Indeed, discrimination may be unintentional… Even if the purpose of a legal norm is not to create discrimination, if discrimination is created de facto, the norm is tainted with discrimination’ (HCJ 1000/92 Bavli v. Great Rabbinical Court [75], at pp. 241-242; see also Kadan v. Israel Land Administration [38], at p. 279).

In Supreme Monitoring Committee for Arab Affairs in Israel v. Prime Minister [41] I added:

‘… prohibited discrimination may also occur without any discriminatory intention or motive on the part of the persons creating the discriminatory norm. Where discrimination is concerned, the discriminatory outcome is sufficient. When the implementation of the norm created by the authority, which may have been formulated without any discriminatory intent, leads to a result that is unequal and discriminatory, the norm is likely to be set aside because of the discrimination that taints it. Discrimination is not determined solely according to thought and intention of the creator of the discriminatory norm. It is determined also in accordance with the effect that it has de facto… The test for the existence of discrimination is an objective test that focuses on the outcome of realizing the norm that is under scrutiny. It is not limited to the subjective thinking of the creator of the norm. The question is not whether there is an intention to discriminate against one group or another. The question is what is the final outcome that is created in terms of the social reality’ (ibid. [41], at para. 18 of my opinion).

In the case before us, the impact of the Citizenship and Entry into Israel Law is solely to restrict the right of Arab citizens and residents of Israel to family life. This is a discriminatory outcome. This discrimination is not based on a relevant distinction. If we accept it, ‘we will carry out a serious act of discrimination, and we see no proper purpose for the act’ (per Justice M. Cheshin in Stamka v. Minister of Interior [24], at p. 759; see also the remarks of Justice A. Procaccia in HCJ 2597/99 Rodriguez-Tushbeim v. Minister of Interior [76], at pp. 450-451). The conclusion is that the law violates the constitutional right to equality.

(d) Lawful violation of equality

52. Naturally, the discriminatory result vis-à-vis the Arab-Israeli spouse that is caused by the Citizenship and Entry into Israel Law does not automatically lead to the conclusion that the law is unconstitutional. There are many constitutional violations of rights protected under the Basic Laws. This constitutionality exists notwithstanding the violation of human rights. It becomes possible by satisfying the conditions of the limitations clause. This is the law with regard to all human rights. It is also the law with regard to the right to realize family life in Israel. It is also the law with regard to the right to equality. Not every violation of equality — i.e., not every act of discrimination — is unconstitutional. There are constitutional acts of discrimination. These are those acts of discrimination that satisfy the requirements of the limitations clause. I discussed this in one case:

‘Within the sphere of the right to equality, the sole distinction is no longer between equality or a distinction (which are lawful) and discrimination (which is unlawful). Now we must distinguish between the right of equality and the constitutional possibility of violating this right when the requirements of the limitations clause are satisfied. In such circumstances, the executive act is discriminatory: it does not involve a distinction and it violates equality. Notwithstanding, the discrimination is proper, because it befits the values of the State, it is for a proper purpose, and the violation of equality is not excessive’ (HCJ 3434/96 Hoffnung v. Knesset Speaker [77], at p. 67).

And in another case I added:

‘… the right to equality, like all other human rights, is not an “absolute” right. It is of a “relative” nature. This relativity is reflected in the possibility of violating it lawfully, if the conditions of the limitations clause are satisfied’ (Supreme Monitoring Committee for Arab Affairs in Israel v. Prime Minister [41], at para. 22 of my opinion).

Thus we see that the response of the state with regard to the security risk presented by the foreign spouse who wishes to realize his family unit with the Arab-Israeli spouse is a response that is not capable of ridding the Citizenship and Entry into Israel Law of its discriminatory nature. The law violates the right of the Arab-Israeli spouse to equality. Notwithstanding, the state can still make the argument that this violation of equality — as well as the violation of the right of the Israeli spouse to realize his family life in Israel — is constitutional, since it satisfies the requirements of the limitations clause. Nonetheless, we ought to understand the effect and ‘geometric’ position of the state’s argument. Its effect is not to rid the Citizenship and Entry into Israel Law of its discriminatory nature. Its position in the first stage of the constitutional scrutiny is therefore ineffective. Despite this, the state may still make the argument — the validity of which we must examine — that this discrimination is lawful, since it satisfies the requirements of the limitations clause. The proper position of this claim is in the second stage of the constitutional scrutiny. Let us now turn to this scrutiny, both with regard to the violation of the right of the Israeli spouse to realize his family life in Israel, and with regard to the violation of his right to equality.

F. Stages of the constitutional scrutiny: 2. Is the violation of the constitutional right lawful?

(1) The purpose, importance and elements of the limitations clause

(a) The transition from the stage of the violation of the right to the stage of justifying the violation

53. We have reached the conclusion that the Citizenship and Entry into Israel Law violates the human dignity of the Israeli spouses. This violation is two-fold. First, the law violates the right of the Israeli spouse to realize his family life in Israel; second, the law violates the right of the Arab-Israeli spouse to realize his right to family life in Israel by virtue of the principle of equality. This conclusion is serious, but it is not fatal to the validity of the law. It does not follow from it that the Citizenship and Entry into Israel Law is not constitutional. Notwithstanding, the constitutionality of the law is in doubt, since a constitutional human right is violated. Now we must turn to the justification stage. It must be shown that the violation of the constitutional right is lawful. We have found that it is not possible to stop the constitutional scrutiny at the first stage (has a constitutional right been violated?), and we must turn to the second stage of constitutional scrutiny (is the breach of the right lawful?). Indeed, there are many laws that violate constitutional human rights, without being unconstitutional (see Design 22 Shark Deluxe Furniture Ltd v. Director of Sabbath Work Permits Department, Ministry of Labour and Social Affairs [14], at para. 11 of the judgment). This is because there are constitutional reasons that justify the violation. These reasons are enshrined in the limitations clauses. Some of these clauses are enshrined in the express language of the Basic Law, and some are the product of case law (see Hoffnung v. Knesset Speaker [77], at pp. 70, 75, 76; EA 92/03 Mofaz v. Chairman of the Central Elections Committee for the Sixteenth Knesset [78], at p. 811; see also the decision in LCA 9041/05 Imrei Hayyim Registered Society v. Wiesel [79]). Moreover, usually the right does not include its own special limitations clause. In such circumstances, that right will be subject to the general limitations clause that provides the conditions for a violation of all the provisions in that Basic Law, whether it is a statutory limitations clause or a judicial limitations clause (see A. Barak, A Judge in a Democracy (2004), at p. 350). But sometimes a specific limitations clause is provided, and this stipulates the conditions for the violation of a specific right or constitutional provision. In these circumstances, the right or constitutional provision is subject to several limitations clauses simultaneously. This is the case because a violation of a right of this kind requires both the conditions of the specific limitations clause and the conditions of the general limitations clause to be satisfied. In the petitions before us, what is relevant is the general limitations clause provided in the Basic Law: Human Dignity and Liberty. Let us now move on to an examination of this.

(b) The general limitations clause in the Basic Law: Human Dignity and Liberty

54. The general limitations clause in the Basic Law: Human Dignity and Liberty is provided in s. 8 of the Basic Law:

‘Violation of rights

8.         The rights under this Basic Law may only be violated by a law that befits the values of the State of Israel, is intended for a proper purpose, and to an extent that is not excessive, or in accordance with a law as aforesaid by virtue of an express authorization therein.’

Similar provisions exist in comparative law (see s. 1 of the Canadian Charter of Rights and Freedoms; s. 36 of the Constitution of South Africa; art. 29 of the Universal Declaration of Human Rights). A limitations clause has a two-fold purpose: on the one hand, it guarantees that the human rights provided in the Basic Law may only be violated when the conditions provided therein are satisfied. On the other hand, it guarantees that if the conditions provided therein are satisfied, the violation of the human rights provided therein is constitutional (see Design 22 Shark Deluxe Furniture Ltd v. Director of Sabbath Work Permits Department, Ministry of Labour and Social Affairs [14], at para. 11 of the judgment; HCJ 9333/03 Kaniel v. Government of Israel [80], at p. 17; Gaza Coast Local Council v. Knesset [6], at p. 545).

(c) The centrality of the limitations clause in the constitutional structure

55. The limitations clause is a central element in our constitutional structure (see D.M. Beatty, The Ultimate Rule of Law (2004)). It reflects the idea that the constitutional validity of human rights is based on an overall balance between the rights of the individual and the needs of society as a whole (United Mizrahi Bank Ltd v. Migdal Cooperative Village [7], at p. 433; Israel Investment Managers Association v. Minister of Finance [8], at p. 384; Design 22 Shark Deluxe Furniture Ltd v. Director of Sabbath Work Permits Department, Ministry of Labour and Social Affairs [14], at para. 11 of the judgment). ‘It is the foothold on which the constitutional balance between society as a whole and the individual is based’ (Movement for Quality Government in Israel v. Knesset [51], at para. 45 of my opinion). The limitations clause reflects the idea that human rights are not absolute; that they are relative; that it is possible to violate the right of one individual in order to uphold the right of another individual; that it is possible to violate the right of the individual in order to uphold a right belonging to society as a whole. This was discussed by my colleague, Justice A. Procaccia:

‘The limitations clause reflects a balance between the constitutional interests reflected in the basic rights and the needs reflected in the legislation under scrutiny. The basic rights, even though they are supreme rights of a constitutional nature, are not absolute, but they arise from a reality that requires balances to be struck between the duty to uphold important rights of the individual and the need to provide a solution to other worthy interests, whether of an individual or of the public. Finding a harmonious arrangement between all these interests is a condition for a proper social life and for preserving a proper constitutional system… the limitations clause is intended to delineate the boundaries within which primary legislation of the Knesset can be enacted even where it contains a violation of human rights, provided that this violation is found in the proper sphere of the balances between the protection of the right and the need to achieve other important purposes that are involved in violating it’ (LCA 3145/99 Bank Leumi of Israel Ltd v. Hazan [81], at p. 405).

Indeed, ‘the existence of human rights assumes the existence of society and the existence of restrictions on the free will of the individual’ (Movement for Quality Government in Israel v. Knesset [51], at para. 45 of my opinion).

56. The Basic Law: Human Dignity and Liberty gives a constitutional status to several rights. They are defined in broad terms. Their wording is open. The scope of the application of each one of the rights is not unlimited. The boundaries of each right will be determined in accordance with its constitutional interpretation. This interpretation will determine the boundary between the various rights. It will also determine the areas where several constitutional rights apply and the relationship between them. A change in the scope of application of the constitutional rights requires a constitutional change. It is possible to do this only by means of a Basic Law (see United Mizrahi Bank Ltd v. Migdal Cooperative Village [7], at p. 407; HCJ 4676/94 Meatreal Ltd v. Knesset [82], at p. 27; HCJ 212/03 Herut National Movement v. Chairman of Central Elections Committee [83], at pp. 755-756; HCJ 1384/98 Avni v. Prime Minister [84]). In all of these the limitations clause has no application. It does not determine the scope of the constitutional rights. Its role is different. It constitutes a part of the Basic Laws themselves, and its status is constitutional. It is intended to uphold the constitutional validity of ordinary legislation that violates constitutional human rights. It is a constitutional umbrella that provides constitutional protection to ‘ordinary’ pieces of legislation that violate human rights. Indeed, the role of the limitations clause is not to be found in the realm of the scope of the constitutional right. The limitations clause does not give constitutional validity to ordinary legislation that seeks to change the scope of the constitutional right. Ordinary legislation cannot determine that a certain matter does not fall within the scope of the constitutional right. The limitations clause acts in a different sphere. Its field of operations is that of ordinary law (as opposed to constitutional law). Ordinary law cannot change human rights. Notwithstanding, this law includes a comprehensive set of laws that are created by the organs of the State. These laws sometimes realize human rights, and in doing so they violate other rights. Sometimes they are intended to achieve the interests of society as a whole, and in doing so they violate the rights of the individual. The limitations clause is intended to give constitutional validity to violations caused by the ordinary law to constitutional human rights. Thus it also determines the extent of the realization of constitutional human rights. Indeed, the role of the limitations clause is to determine the validity of ordinary legislation that violates human rights. The sphere of activity of the limitations clause is the scope of the constitutional right and the limits of its application. The activity of the limitations clause is the realization of the constitutional right by means of the ordinary laws and the degree to which it is protected.

57. The limitations clause is an integral part of the Basic Law: Human Dignity and Liberty. The human right and the constitutionality of the violation of that right are derived from the Basic Law itself. Both the human rights and the limitations clause should be interpreted in accordance with the basic principles and basic purposes of the Basic Law (ss. 1 and 1A of the Basic Law). I discussed this in United Mizrahi Bank Ltd v. Migdal Cooperative Village [7], where I said:

‘The constitutional right and its lawful violation derive from a common source… both the constitutional right and the limitation on it are subject to the basic principle on which the Basic Law: Human Dignity and Liberty (s. 1) and its purposes (ss. 1A and 2) are built’ (ibid. [7], at p. 433).

Indeed, human rights and the possibility of violating them derive from the same source. They reflect the same values. Admittedly, human rights are not absolute. It is possible to restrict their realization. But there are limits to the restriction of the realization of human rights (see HCJ 164/97 Conterm Ltd v. Minister of Finance [85], at p. 347 {71}; Design 22 Shark Deluxe Furniture Ltd v. Director of Sabbath Work Permits Department, Ministry of Labour and Social Affairs [14], at para. 11; Gaza Coast Local Council v. Knesset [6], at p. 545). These limits are enshrined in the limitations clause.

58. The restrictions on the realization of constitutional human rights are of various kinds. One of the accepted and well-known kinds is national security and public safety. These are public interests that justify legislation that contains restrictions on human rights. ‘Indeed, security is a fundamental value in our society. Without security, it is not possible to protect human rights…’ (Justice D. Dorner in HCJ 5627/02 Saif v. Government Press Office [86], at p. 76 {197}). I discussed this in one case:

‘A constitution is not a recipe for suicide, and civil rights are not a platform for national destruction… civil rights derive nourishment from the existence of the State, and they should not become a means of bringing about its destruction’ (EA 2/84 Neiman v. Chairman of Elections Committee for Eleventh Knesset [87], at p. 310 {161}).

And in another case I said:

‘There is no alternative — in a freedom and security seeking democracy — to balancing liberty and dignity against security. Human rights must not become a tool for denying public and national security. We require a balance — a delicate and difficult balance — between the liberty and dignity of the individual and national security and public security’ (CrimFH 7048/97 A v. Minister of Defence [88], at 724; see also Ajuri v. IDF Commander in West Bank [1], at p. 383 {120}).

Indeed, ‘human rights are not a prescription for national destruction’ (Conterm Ltd v. Minister of Finance [85], at p. 347 {71}). ‘The needs of society and its national goals may allow a violation of human rights’ (Gaza Coast Local Council v. Knesset [6], at para. 59). It is possible to violate the right of an Arab-Israeli spouse to realize his family life in Israel, and it is possible to discriminate against him if security needs justify this. For this purpose, the law containing the violation must satisfy the conditions of the limitations clause. Let us now turn to examine these conditions.

(d) The conditions of the limitations clause

59. The limitations clause provides four conditions which must all be satisfied in order to allow a constitutional violation of a human right provided in the Basic Law: Human Dignity and Liberty. The four conditions are: (a) the violation of human rights should be enshrined ‘in a law… or in accordance with a law… by virtue of an express authorization therein;’ (b) the violating law should be one that ‘befits the values of the State of Israel;’ (c) the violating law should be ‘intended for a proper purpose;’ (d) the law should violate the constitutional human right ‘to an extent that is not excessive.’ Everyone agrees that the first condition is satisfied in the petitions before us. We have not heard any argument with regard to the second condition, and I will leave it undecided. Aspects of it will be considered within the framework of the third (‘proper purpose’) and fourth (‘to an extent that is not excessive’) conditions. These two conditions are interrelated. One provides the proper purpose, The other provides the proper means of achieving it. As long as we do not know what the purpose is and as long as it has not been established that the purpose is a proper one, we cannot know what are the proper means of realizing it. Let us now turn to each of these two conditions, and let us begin with ‘a proper purpose.’

(2) ‘Proper purpose’

(a) Determining the ‘purpose’

60. This condition of the limitations clause focuses on the purpose whose realization justifies a violation of the constitutional right. Therefore it is necessary to identify the ‘purpose’ of the legislation. It is also necessary to determine whether this ‘purpose’ is a ‘proper’ one. These actions are governed by normative criteria. They sometimes raise significant difficulties. Thus, for example, sometimes the question arises as to how to examine the purpose of a law that has several purposes. In this regard, it has been held that one should focus on the dominant purpose (see Menahem v. Minister of Transport [11], at p. 264). Serious problems also arise with regard to determining the level of abstraction of the purpose, where the law has several purposes at different levels of abstraction. Questions also arise with regard to the criteria for determining the purpose. The question is whether the purpose of a piece of legislation is only its subjective purpose, which focuses on the motive that underlies the legislation; or perhaps the ‘purpose’ of the legislation is only the objective purpose, which focuses on the purpose at the time of deciding the question of constitutionality; or perhaps the ‘purpose’ is determined — as it is with regard to the interpretation of legislation – in accordance with both its objective and subjective purpose together (see United Mizrahi Bank Ltd v. Migdal Cooperative Village [7], at p. 435). These questions become more intense when a significant period of time has passed between the date of the legislation and the date of determining the constitutionality. The petitions before us do not require us to provide an answer to these questions, if only because of the short time that has passed between the date of enacting the Citizenship and Entry into Israel Law and the date of determining its constitutionality.

(b) The ‘proper’ purpose

61. A law that violates a constitutional human right must be enacted for a ‘proper purpose.’ A purpose may be proper in various contexts. With regard to the limitations clause, whether a purpose is proper is examined within the context of the violation of human rights. I discussed this in one case where I said:

‘Examining the question whether the purpose is “proper” is done within the context of the violation of the human right that is protected in the Basic Law. The question that must be answered is whether it is possible to justify the violation of human rights with the proper purpose of the legislation… it follows that the legislation that violates human rights will satisfy the requirement concerning a “proper purpose” if the purpose of that legislation provides a sufficient justification for that violation of human rights’ (Gaza Coast Local Council v. Knesset [6], at para. 63 of the majority opinion).

(c) Characteristics of the proper purpose

62. What are the characteristics of the proper purpose? It has been held that the purpose of a law that violates human dignity is proper if it is intended to realize social purposes that are consistent with the values of the state as a whole, and that display sensitivity to the place of human rights in the overall social system (see Movement for Quality Government in Israel v. Knesset [51], at paras. 51 and 52 of my opinion, and also United Mizrahi Bank Ltd v. Migdal Cooperative Village [7], at p. 434; HCJ 5016/96 Horev v. Minister of Transport [89], at p. 42 {194}; Oron v. Knesset Speaker [10], at p. 662; HCJ 4140/95 Superpharm (Israel) Ltd v. Director of Customs and VAT [90], at p. 100; Menahem v. Minister of Transport [11], at p. 264; Gaza Coast Local Council v. Knesset [6], at p. 801 per Justice E. Levy).

(d) The need for realizing the purpose

63. To what degree must the purpose need to be realized for it to be ‘proper’? The answer to this question varies in accordance with the nature of the right that is violated and the extent of the violation thereof. ‘The more important the right that is violated, and the more serious the violation of the right, the stronger must be the public interest in order to justify the violation’ (per Justice I. Zamir in Tzemah v. Minister of Defence [9], at p. 273 {672}; see also Menahem v. Minister of Transport [11], at p. 258; Horev v. Minister of Transport [89], at p. 52 {205}). When the violation is of a central right — such as a violation of human dignity — the purpose of the violating law will justify the violation if the purpose seeks to realize a major social goal, or an urgent social need. It is possible that violations of less central rights will justify a lower level of need.

(3) ‘To an extent that is not excessive’

(a) Proportionality of the violation

64. The requirement that the purpose of the violating law should be a ‘proper’ one focuses on the purpose of the legislation that violates the constitutional human rights. The requirement that the violation of the legislation shall be ‘to an extent that is not excessive’ focuses on the means that the legislator chose. A law that violates a constitutional human right is proportionate only if it maintains a proper relationship between the proper purpose that the law wishes to realize and the means that it adopts to realize that purpose. We are dealing with a ‘dosage test’ (per Justice E. Goldberg in United Mizrahi Bank Ltd v. Migdal Cooperative Village [7], at p. 574). The main principle that emerges from this condition of proportionality is that ‘the end does not justify the means’ (per Justice T. Or in Oron v. Knesset Speaker [10], at p. 665). ‘Proper purposes do not justify all means’ (Movement for Quality Government in Israel v. Knesset [51], at para. 47 of my opinion). It is not sufficient that the purpose is a ‘proper’ one; the means must also be proper (Movement for Quality Government in Israel v. Knesset [51], at para. 57 of my opinion). A proper means is a proportionate means. A means is proportionate if the law’s violation of the protected right is to an extent that is not excessive. Indeed, the principle of proportionality is ‘intended to prevent an excessive violation of the liberty of the individual. It provides that the executive measure should be determined precisely in order to suit the realization of the purpose. This gives expression to the principle of the rule of law and lawful government’ (HCJ 3477/95 Ben-Atiya v. Minister of Education, Culture and Sport [91], at p. 12).

(b) Proportionality subtests

65. In Israeli law — following comparative law — an attempt has been made to concretize the requirement of proportionality (for Israeli and comparative sources, see Movement for Quality Government in Israel v. Knesset [51], at para. 57 of my opinion). This concretization ‘is intended to guide constitutional thinking, but not immobilize it’ (Israel Investment Managers Association v. Minister of Finance [8], at p. 385; see also P. Craig, ‘Unreasonableness and Proportionality in UK Law,’ in E. Ellis (ed.), The Principle of Proportionality in the Laws of Europe (1999) 85, at p. 99). It has been held that the existence of proportionality is conditional upon satisfying three subtests simultaneously. The borderline between the tests is not precise. Sometimes there is significant overlap between them. The application of the subtests themselves is influenced by the nature of the violated right. ‘All three subtests should… be applied and implemented with a view to the nature of the right whose violation is being considered’ (per Justice D. Dorner in Israel Investment Managers Association v. Minister of Finance [8], at p. 430). The application of the subtests is also affected by the degree of the violation, and the importance of the values and interests that the violating law is intended to realize (see Menahem v. Minister of Transport [11], at p. 280, and also D. Dorner, ‘Proportionality,’ Berinson Book (vol. 2, 2000) 281, at p. 288). ‘In applying the test of proportionality, we should remember that the strength of our scrutiny of the authority on the grounds of proportionality will correspond with the strength of the violated right or the strength of the violation of the right’ (Stamka v. Minister of Interior [24], at p. 777). The three subtests are: the rational connection test (or the appropriateness test); the least harmful measure test (or the necessity test); the proportionate measure test (or the test of proportionality in the narrow sense).

(4) The first subtest: rational connection

(a) The nature of the rational connection

66. The first test is the ‘rational connection test’ or the ‘appropriateness test.’ This requires a rational connection between the proper purpose and the measure chosen. Rationality is not technical. It sometimes requires the proof of causal relationships, which are the basis for the rational connection. With regard to these connections, on the one hand we do not need absolute certainty that the measure will achieve the purpose, but on the other hand we will not be satisfied with a ‘slight and theoretical’ possibility (Saif v. Government Press Office [86], at p. 78 {198}). We require the degree of likelihood that is appropriate, taking into account the nature of the right, the strength of the violation thereof and the public interest that the violation is intended to realize. ‘We do not require absolute certainty that the measure will achieve its purpose. It is sufficient that there is a serious likelihood of achieving the purpose by means of the measure that violates the right. The degree of likelihood required will be determined in accordance with the relative importance of the right that is violated and the purpose of the violation’ (per Justice Dorner in Israel Investment Managers Association v. Minister of Finance [8], at p. 420): thus, for example, in Stamka v. Minister of Interior [24] we considered the policy of the Ministry of the Interior, according to which a foreign spouse was required to leave Israel until the application of the Israeli spouse to regulate the status of the foreign spouse was considered on its merits. The court held that this policy was disproportionate. With regard to the rational connection test, Justice M. Cheshin said:

‘The Ministry of the Interior has not furnished us with any relevant statistics, either with regard to the number of fictitious marriages or with regard to the ratio between these and all the marriages between Israeli citizens and non-Jewish foreigners. Let us assume that we are speaking of a fictitious marriage in one out of every ten cases. Can we find a rational connection between the measure and the purpose? Is it a proper rational connection that nine persons should suffer because of one?’ (ibid. [24], at p. 778).

(b) Finding a basis for the rational connection

67. Sometimes the court requests that the ‘social facts’ (or the ‘constitutional facts’) that indicate the rational connection should be presented to it (see United Mizrahi Bank Ltd v. Migdal Cooperative Village [7], at p. 439, and also A. Lamer, ‘Canada’s Legal Revolution: Judging in the Age of the Charter of Rights,’ 28 Isr. L. Rev. 579 (1994), at p. 581). Often —

‘An examination is required of the social reality that the law is seeking to change. What characterizes these cases is that the assessment of the correspondence or the rational connection lies to a large extent in the realm of predicting the future. These are cases in which there are several variables that can affect the final correspondence between the measure and the purpose and the rational connection between them. The appropriateness or the rational connection are then examined in accordance with the “results test” ’ (Movement for Quality Government in Israel v. Knesset [51], at para. 58 of my opinion).

In many cases it is possible to base the rational connection on experience and common sense. On this basis, it is possible to show that the legislation is not arbitrary, but based on rational considerations. The mere fact that the factual assumptions and social assessments are not realized over the years does not necessarily lead to the conclusion that the measure chosen, when it was chosen, was irrational. Notwithstanding, a measure that was rational at the time of the legislation may become irrational in the course of time.

(5) The second subtest: the least harmful measure

(a) The necessity test

68. The second subtest of the proportionality of the violation is the ‘least harmful measure test’ or ‘the necessity test.’ The assumption is that the first subtest recognizes several measures that satisfy the rational connection between the proper purpose and the measure chosen. Of these measures, the measure that least violates the human right should be chosen. According to this test, it is required that the violating law does not violate the constitutional right more than is necessary in order to achieve the proper purpose (see Menahem v. Minister of Transport [11], at p. 279; HCJ 6226/01 Indor v. Mayor of Jerusalem [92], at p. 164). ‘The legislative measure can be compared to a ladder, which the legislator climbs in order to achieve the legislative purpose. The legislator must stop at the rung on which the legislative purpose is achieved and on which the violation of the human right is the least’ (Israel Investment Managers Association v. Minister of Finance [8], at p. 385; see also United Mizrahi Bank Ltd v. Migdal Cooperative Village [7], at p. 414). The obligation to choose the least harmful measure does not amount to the obligation to choose the measure that is absolutely the least harmful. The obligation is to choose, of the reasonable options that are available, the least harmful. One must therefore compare the rational possibilities, and choose the possibility that, in the concrete circumstances, is capable of achieving the proper purposes with a minimal violation of human rights. ‘The Knesset is not required to choose, on any terms and at any price, the measure that allows the achievement of the purpose without violating the right at all or the measure that violates the right to the smallest degree’ (per Justice Dorner in Israel Investment Managers Association v. Minister of Finance [8], at p. 420; Menahem v. Minister of Transport [11], at p. 280; see also R. v. Sharpe [215]). A balance must always be made between the purpose and the objective; the options available must always be considered (see Israel Investment Managers Association v. Minister of Finance [8], at p. 388); the nature of the right being violated must always be considered (see HCJ 490/97 Tenufa Manpower Services and Holdings Ltd v. Minister of Labour and Social Affairs [93], at p. 454; Stamka v. Minister of Interior [24], at p. 782). The degree of the violation must always be considered, as must the purpose that the chosen measure seeks to achieve.

(b) Individual consideration

69. The need to adopt the least harmful measure often prevents the use of a blanket prohibition. The reason for this is that in many cases the use of an individual examination achieves the proper purpose by employing a measure that violates the human right to a lesser degree. This principle is accepted in the case law of the Supreme Court (see Ben-Atiya v. Minister of Education, Culture and Sport [91], at p. 15; Stamka v. Minister of Interior [24], at p. 779). In one case we considered a blanket prohibition against candidates over the age of thirty-five joining the ranks of the police. It was held that this arrangement did not satisfy the requirement of adopting the least harmful measure in the proportionality test. In my opinion I said that:

‘…the employer will find it difficult to satisfy the “least possible harm test” if he does not have substantial reasons to show why an individual examination will prevent the attainment of the proper purpose that he wishes to achieve’ (HCJ 6778/97 Association for Civil Rights in Israel v. Minister of Public Security [94], at p. 367 {11}).

In another case, a provision that press cards would not be given to Palestinian journalists was disqualified. In her opinion, Justice D. Dorner said:

‘A refusal to give a press badge without any examination of the individual case, because of the danger inherent in all Palestinian journalists who are residents of Judaea and Samaria — including those entitled to enter and work in Israel — is the most prejudicial measure possible. This measure is strongly prejudicial to the interest of a free press, and could be prevented by individual security checks that are justified in order to mitigate the individual security risk presented by the residents of Judaea and Samaria, in so far as such a risk exists with regard to residents who have successfully undergone the checks required in order to receive permits to enter and work in Israel’ (Saif v. Government Press Office [86], at p. 77 {198}).

Naturally, there may be cases in which the individual consideration will not realize the proper purpose of the law, and a blanket prohibition should be adopted. Notwithstanding, before reaching this conclusion, we must be persuaded, on the basis of proper figures, that there is no alternative to the blanket prohibition. Sometimes the choice of the blanket prohibition results from a failure to determine the form of the individual consideration and not because such a consideration is ineffective. In Stamka v. Minister of Interior [24], Justice M. Cheshin held — with regard to the policy of the Ministry of the Interior that required the foreign spouse who was staying in Israel to leave it for a period until his application for a status in Israel was examined — that:

‘The clear impression is that the weakness in the supervision of the Ministry of the Interior was one of the main factors… for the creation of the new policy; and instead of strengthening the effectiveness of the supervision, the Ministry of the Interior took the easy path of demanding that the foreign spouse leave Israel’ (ibid. [24], at p. 770).

70. A blanket prohibition of a right, which is not based on an individual check, is a measure that raises a suspicion of being disproportionate. This is the case in our law. It is also the case in comparative law (see N. Emiliou, The Principle of Proportionality in European Law: A Comparative Study, 1996, at pp. 30, 99). This is the accepted approach in the European Court of Human Rights. Thus, for example, in Campbell v. United Kingdom [234], it was held that a Scottish regulation that provided a sweeping authority to examine the mail received by prisoners from their lawyers violated the right to privacy set out in art. 8 of the European Convention for the Protection of Human Rights and Fundamental Freedoms. It was held that, for the purpose of realizing the security purpose underlying the regulation, it was sufficient to carry out inspections based on individual concerns. This is also the case in the law of the European Union. The European directive that enshrines the right of citizens of the member states to family reunification (Directive 2004/38/EC of the European Parliament and of the Council on the right of citizens of the Union and their family members to move and reside freely within the territory of the Member States) allows, in certain circumstances, a departure from its provisions, but this is only on the condition that the violation of the right is proportionate and is based on a real and tangible individual threat (art. 27(2)):

‘Measures taken on grounds of public policy or public security shall comply with the principle of proportionality and shall be based exclusively on the personal conduct of the individual concerned…

The personal conduct of the individual concerned must represent a genuine, present and sufficiently serious threat affecting one of the fundamental interests of society. Justifications that are isolated from the particulars of the case or that rely on considerations of general prevention shall not be accepted.’

71. United States constitutional law recognizes the requirement of proportionality in the sense of the least harmful measure as a condition for the constitutionality of a violation of a human right. Violations of constitutional human rights (such as freedom of expression, freedom of religion, freedom of movement and the prohibition of discrimination) may be constitutional, provided that they satisfy the requirements of ‘strict scrutiny.’ One of the components of this scrutiny is the requirement that, of the possible ways of achieving the public purpose, the state should choose the measure that leads to the least restrictive violation of the right (see L. Tribe, American Constitutional Law, second edition, 1988, at pp. 1037-1038, 1451-1482; E. Chemerinsky, Constitutional Law, 1997, at p. 532). In interpreting this requirement, the Supreme Court of the United States has held that a condition for satisfying the requirement of the least restrictive measure is that the violation of the human right is based on individualized considerations, and is not based on a blanket prohibition. In the words of Justice O’Connor, strict scrutiny —

‘… at least requires a case-by-case determination of the question, sensitive to the facts of each particular claim’ (Employment Div., Ore. Dept. of Human Res. v. Smith [191], at p. 899; see also Gonzales v. O Centro Espirita Beneficente Uniao Do Vegetal [192].

Thus, for example, Aptheker v. Secretary of State [193] considered a law that was enacted in the United States at the time of the Cuban Missile Crisis and that prohibited members of the Communist Party from holding a passport. This law was explained by the security risk presented by the members of the party. The Supreme Court held that the law was unconstitutional. The court recognized the fact that the purpose for which the law was enacted was a proper one, but it held that the blanket prohibition was unconstitutional. After citing the remarks of Justice Black in Schware v. Board of Bar Examiners [194], at p. 246:

‘Assuming that some members of the Communist Party… had illegal aims and engaged in illegal activities, it cannot automatically be inferred that all members shared their evil purposes or participated in their illegal conduct.’

Justice Goldberg later went on to say:

‘The broad and enveloping prohibition indiscriminately excludes plainly relevant considerations such as the individual’s knowledge, activity, commitment, and purposes in and places for travel. The section therefore is patently not a regulation “narrowly drawn to prevent the supposed evil”… yet here, as elsewhere, precision must be the touchstone of legislation so affecting basic freedoms’ (Aptheker v. Secretary of State [193], at p. 514; see also Sugarman v. Dougall [195] at p. 647; Regents of Univ. of Cal. v. Bakke [196]; City of Richmond v. Carson [197]; Johnson v. City of Cincinnati [198]; Gratz v. Bollinger [199]; Grutter v. Bollinger [200]).

(c) Exceptions to the blanket prohibition

72. Even in cases where there is no alternative measure to a blanket prohibition of rights, the need to choose the least harmful measure may make it necessary to provide a mechanism that will allow exceptions to the blanket prohibition, such as humanitarian exceptions. The reason for this is that even if there is no alternative, for the purpose of achieving the proper purpose, to a blanket restriction of rights, there may be circumstances where, on the one hand, the violation of the right is very severe, and on the other hand, an exceptional protection of the right will not impair the realization of the proper purpose. The creation of a mechanism for exceptions is intended to provide an answer to such circumstances. The exceptions mechanism may reduce the law’s violation of the rights, without impairing the realization of the proper purpose. Therefore, the creation of such a mechanism is required by the second subtest concerning the choice of the least harmful measure. Indeed, just as every person with administrative authority is liable to exercise discretion on a case-by-case basis and to recognize exceptions to rules and fixed guidelines when the circumstances justify this (see Y. Dotan, Administrative Guidelines, 1996, at pp. 157-158; HCJ 278/73 Horeh v. Mayor of Tel-Aviv-Jaffa [95], at pp. 275-276; HCJ 6249/96 Israel Contractors and Builders Federation v. Sasson [96], at pp. 47-48; HCJ 552/04 Guzman v. State of Israel [97], at para. 7 of my opinion), so too is it the duty of the legislature, when it makes an arrangement that results in a sweeping violation of rights, to consider providing an arrangement for exceptional cases that will allow a solution to be found in special cases that justify one.

73. The need to determine exceptions to blanket prohibitions that restrict human rights is also recognized in comparative law. This is the law in Germany. In a case that dealt with the sentence imposed on a woman who had murdered her husband after being abused by him over a long period, it was held that a section in the criminal code that provided a mandatory life sentence for the offence of murder was disproportionate, since it did not leave any room for discretion in the individual case, and it did not permit a lighter sentence in circumstances where justices so required (BVerfGE 6, 389 [239]). Another case considered a law that provided that persons who had been indicted and might escape or pervert the course of justice, and also persons indicted on an offence of murder, would be held under arrest for the duration of their trial. In view of the provisions of this law, a man aged 76, who was suspected of an offence of murder during the Second World War, was arrested even though the suspect presented himself for interrogation on every occasion when he was asked to do so throughout the five years of the police investigation, and there was no real concern that he would escape justice. The court ordered his release. It was held that an exception should be recognized to the law in circumstances where the liberty of the accused was violated without this violation serving any proper purpose (BVerfGE 19, 342 [240]; and see Emiliou, The Principle of Proportionality in European Law: A Comparative Study, supra, at p. 546). The need to recognize exceptions is also recognized in United States constitutional law. It has been held that general laws that restrict a constitutional right are unconstitutional, even if they are intended to realize a proper purpose, if the State does not show why it is not possible to recognize exceptions to the general prohibition in special circumstances. As Chief Justice Roberts said in Gonzales v. O Centro Espirita Beneficente Uniao Do Vegetal [192]:

‘RFRA [the Religious Freedom Restoration Act], and the strict scrutiny test it adopted, contemplate an inquiry more focused than the Government’s categorical approach. RFRA requires the Government to demonstrate that the compelling interest test is satisfied through application of the challenged law “to the person” — the particular claimant whose sincere exercise of religion is being substantially burdened… this Court looked beyond broadly formulated interests justifying the general applicability of government mandates and scrutinized the asserted harm of granting specific exemptions to particular religious claimants… The Court explained that the State needed “to show with more particularity how its admittedly strong interest… would be adversely affected by granting an exemption…” (Wisconsin v. Yoder [201], at p. 236)’ (Gonzales v. O Centro Espirita Beneficente Uniao Do Vegetal [192], at para. IIIA).

Thus, in Gonzales v. O Centro Espirita Beneficente Uniao Do Vegetal [192], it was held that a law that absolutely prohibits the use of drugs is unconstitutional, since it does not include an exemption that allows the use of a particular drug by the members of a religious group who use that drug for the purposes of religious worship. In another case, the United States Supreme Court held that Wisconsin’s compulsory school-attendance law, which did not allow an exemption for a recognized religious sect (the Amish) that wanted to educate its children privately, was unconstitutional (Wisconsin v. Yoder [201]).

(6) The third subtest: proportionality in the narrow sense   

(a) The proportionate measure test

74. The third subtest of the proportionality of the violation is the ‘proportionate measure test’ or the ‘proportionality test in the narrow sense.’ This test examines the proper relationship between the benefit arising from achieving the proper purpose and the violation of the constitutional right. It concerns ‘the benefit arising from the policy as compared with the damage that it brings in its wake’ (per Justice M. Cheshin in Stamka v. Minister of Interior [24], at p. 782). It examines whether there is a ‘proper correspondence between the benefit that the policy creates and the damage that it causes’ (ibid. [24]). This is a balancing test. It gives expression to the concept of reasonableness (see HCJ 6268/00 Kibbutz HaHoterim Agricultural Cooperative Society v. Israel Land Administration [98], at p. 668; Indor v. Mayor of Jerusalem [92], at p. 164; HCJ 6893/05 Levy v. Government of Israel [99], at p. 890). It requires a contrast between conflicting values and interests and a balance between them according to their weight. I discussed this in Beit Sourik Village Council v. Government of Israel [2]:

‘This subtest examines the benefit as compared with the damage… According to it, a decision by an administrative authority must strike a reasonable balance between the needs of the public and the damage to the individual. The purpose of the examination is to consider whether the seriousness of the harm to the individual and the reasons that justify it stand in due proportion to one another. This assessment is made against the background of the general normative structure of the legal system…’ (ibid., at p. 850 {309-310}; see also Marabeh v. Prime Minister of Israel [5], at para. 110 of my opinion).

This principled balancing between the benefit arising from realizing the proper purpose and the degree of the violation of the right of the individual is not new in Israel. It has been accepted in the case law of the Supreme Court since the founding of the state (see A. Barak, The Judge in a Democracy, 2000, at p. 262). By means of this, a balance should be struck between the extent of the violation of the right and the extent to which the public interest is advanced. With regard to the right, we must take into account the nature of that right, and the scope of the violation thereof. The more basic the right that is being violated, and the more severe the violation thereof, the greater the weight that will be required of the considerations that justify that violation. With regard to the public interest, we must take into account the importance of the interest, and the degree of benefit arising from it by means of the violation of human rights. The more important the public interest, the greater the justification of a more serious violation of human rights (see J. Kirk, ‘Constitutional Guarantees, Characterisation and the Concept of Proportionality,’ 21 MULR 8 (1997)).

(b) The nature of the test

75. When operating the third subtest, we assume that the purpose which the law that violates the constitutional human right wishes to achieve is a ‘proper’ one. We also assume that the means chosen by the law are suitable (according to the rationality test) for achieving the proper purpose. We further assume that it has not been proved that there are measures that are capable of realizing the proper purpose while violating human rights to a smaller degree. In this normative situation, the limitations clause demands that the violation caused to the human right by the arrangements in the law will be proportionate to the benefit achieved by the realization of the proper purpose. Whereas the rational connection test and the least harmful measure test are essentially determined against the background of the proper purpose, and are derived from the need to realize it, the test of proportionality (in the narrow sense) examines whether the realization of this proper purpose is commensurate with the violation of the human right. ‘The relationship between the measure and the purpose must be proportionate, i.e., it must not be out of due proportion’ (I. Zamir, ‘Israeli Administrative Law as Compared with German Administrative Law,’ 2 Mishpat uMimshal 109 (1994), at p. 131). A proper purpose, a rational connection between it and the provisions of the law and the minimization of the violation of human rights that is capable of realizing the proper purposes are essential conditions for the constitutionality of the violation of human rights. But they are not sufficient in themselves. A constitutional regime that wishes to maintain a system of human rights cannot be satisfied only with these. It determines a threshold of protection for human rights that the legislature may not cross. It demands that the realization of the proper purpose, through rational measures that make use of the lowest level for realizing the purpose, will not lead to a disproportionate violation of human rights. In the words of Chief Justice McLachlin in R. v. Sharpe [215]:

‘The final proportionality assessment takes all the elements identified and measured under the heads of Parliament’s objective, rational connection and minimal impairment, and balances them to determine whether the state has proven on a balance of probabilities that its restriction on a fundamental Charter right is demonstrably justifiable in a free and democratic society’ (R. v. Sharpe [215], at p. 99).

This subtest therefore provides a value test that is based on a balance between conflicting values and interests (see Alexy, A Theory of Constitutional Law, at p. 66). It reflects the approach that there are violations of human rights that are so serious that a law cannot be allowed to commit them, even if the purpose of the law is a proper one, its provisions are rational and there is no reasonable alternative that violates them to a lesser degree. The assessment of the balance between the extent of the violation of the human right and the strength of the public interest that violates the right is made against a background of all the values of the legal system.

(c) Beit Sourik Village Council v. Government of Israel

76. The case of Beit Sourik Village Council v. Government of Israel [2] demonstrates the nature of the test of proportionality (in the narrow sense). The construction of the separation fence in the area of the village of Beit Sourik was determined to be a proper security purpose. A rational connection was proved between the construction of the fence in that place and the achievement of the security purpose. It was held that there was no other route that would harm human rights less but would still achieve the proper purpose in full. Notwithstanding this, it was decided that the route of the fence was unlawful. This was because the security purpose achieved by the route of the fence that was determined was not commensurate with the serious violation of the human rights of the residents of Beit Sourik. We held in that case that ‘a proportionate correlation between the degree of harm to the local inhabitants and the security benefit arising from the construction of the separation fence with the route determined by the military commander does not exist’ (ibid. [2], at p. 850 {310}). We pointed out that we had been shown alternative routes that would provide security for Israel, albeit to a lesser degree than the route that the military commander chose. These alternative routes would violate the human rights of the local inhabitants to a far smaller degree. Against this background we held:

‘The real question before us is whether the security benefit obtained by accepting the position of the military commander… is proportionate to the additional injury resulting from his position… Our answer to this question is that the military commander’s choice of the route for the separation fence is disproportionate. The difference between the security benefits required by the military commander’s approach and the security benefits of the alternate route is very small in comparison to the large difference between a fence that separates the local inhabitants from their lands and a fence that does not create such a separation or that creates a separation which is small and can be tolerated’ (ibid. [2], at pp. 851-852 {311}).

Indeed, in Beit Sourik Village Council v. Government of Israel [2] a proper (security) purpose was the basis for the separation fence; there was a rational connection between it and the achievement of the security purpose; no alternative route was found that realized the security purpose in full. Notwithstanding, the route was disqualified because its violation of the rights of the local inhabitants was disproportionate. We pointed to an alternative route, which allowed security to be achieved to a lesser degree than the proper purpose required to be achieved in full, but which harmed the local inhabitants far less. We said that this correlation — which provided slightly less security and much more protection of rights — was proportionate.

(7) The margin of proportionality and judicial review

(a) The margin of proportionality

77. The proportionality test, with its three subtests, is not a precise test. There is sometimes a significant overlap between the subtests. Within each of these, there is room for discretion. The subtests do not always lead to one and the same conclusion (see Menahem v. Minister of Transport [11], at p. 280). They are not sufficiently precise as to allow such unambiguity. Several solutions may sometimes be adopted in order to satisfy proportionality. Sometimes the case is a borderline one (see Ben-Atiya v. Minister of Education, Culture and Sport [91], at p. 13). A margin of proportionality is created (similar to the margin of reasonableness). Any choice of a measure or a combination of measures within the margin satisfies the requirements of the limitations clause. The legislature has room to manoeuvre within the margin. The choice is subject to its discretion (see United Mizrahi Bank Ltd v. Migdal Cooperative Village [7], at p. 438; Local Government Centre v. Knesset [31], at p. 496; Tenufa Manpower Services and Holdings Ltd v. Minister of Labour and Social Affairs [93]; AAA 4436/02 Tishim Kadurim Restaurant, Members’ Club v. Haifa Municipality [100], at p. 815; Gaza Coast Local Council v. Knesset [6], at pp. 550, 812; Movement for Quality Government in Israel v. Knesset [51], at para. 61 of my opinion).

(b) Judicial review

78. What is the place and role of judicial review? It protects the limits of the margin of proportionality. It has the role of protecting the constitutional human right so that it is not violated by measures that depart from the margin of proportionality. This gives expression to the principle of the separation of powers. The legislature determines the measures that are to be taken in order to realize social objectives. That is its role. The judiciary examines whether these measures violate the human right excessively. That is its role. One power does not enter the sphere of the other power. The court does not decide for the legislature the purposes that it should realize and the measures that it should choose. These are questions of national policy within the province of the legislature. The court examines whether the purposes and the measures that were chosen by the legislature and that violate a constitutional human right satisfy the limitations that the Basic Law placed on the legislative power of the legislature. I discussed this in one case, where I said:

‘The requirement of proportionality establishes a flexible test. Sometimes it is possible to point to several solutions that satisfy its requirements. In these circumstances, the judge should recognize the constitutionality of the law. Indeed, the basic premise is that the role of legislation was entrusted to the legislature. It is the faithful representative of the people who are sovereign. The national responsibility for enacting laws that will realize a proper purpose through proportionate measures rests, according to the principle of the separation of powers, with the legislature. It has the tools to identify the proper purpose and to choose the proportionate measure. The court does not aim to replace the discretion of the legislature with its own discretion. The court does not put itself in the shoes of the legislature. It does not ask itself what are the measures that it would have chosen had it been a member of the legislature. The court exercises judicial review. It examines the constitutionality of the law, not its wisdom. The question is not whether the law is good, effective, justified. The question is whether it is constitutional… What is therefore required is an act of comparing the ends with the means. In this comparison, we must recognize the legislature’s room to manoeuvre or the “margin of appreciation” given to it, which allows it to exercise its discretion in choosing the (proper) purpose and the means (whose violation of human rights is not excessive) that lie on the edge of the margin of appreciation. Indeed, we must adopt a flexible approach that recognizes the difficulties inherent in the legislature’s choice, the influence of this choice on the public and the legislature’s institutional advantage’ (Israel Investment Managers Association v. Minister of Finance [8], at pp. 386-387).

Thus we see that determining the national policy and formulating it into legislation is the role of the legislature. The scrutiny of the constitutionality of the legislation, in so far as it violates the human rights in the Basic Law is the role of the court. It realizes this role with great caution. It will act ‘with judicial discipline, caution and restraint’ (per Justice D. Beinisch in Menahem v. Minister of Transport [11], at p. 263). The judge should treat the law with respect (see Local Government Centre v. Knesset [31], at p. 496). He must ensure respect for the Basic Laws, by virtue of which the law was enacted, and the human dignity which is protected by them. Indeed, the tension is not between respect for the law and human dignity. Respect for the law means that the provisions of the Basic Law concerning human dignity and the possibilities of violating them are equally respected.

G.    Does the Citizenship and Entry into Israel Law satisfy the conditions of the limitations clause?

(1) Is the purpose of the law a proper one?

(a) The purpose of the Citizenship and Entry into Israel Law

79. What is the purpose of the Citizenship and Entry into Israel Law? Opinions are divided on this question in the petition before us. Some of the petitioners and the fourth respondent (the ‘Jewish Majority in Israel’ Society) think that the purpose of the law is not merely a security purpose but also a ‘demographic’ one. According to them, the law is intended to restrict the increase of the Arab population in Israel by means of marriage to residents of the territories. The respondents, however, argued before us that the purpose of the law is merely a security one. I am of the opinion that the respondents are correct. In my opinion, the purpose of the Citizenship and Entry into Israel Law is a security one and its purpose is to reduce, in so far as possible, the security risk from the foreign spouses in Israel. The purpose of the law is not based on demographic considerations. This conclusion is based on the legislative history and the content of the provisions of the law. Indeed, the legislation was based on the security concern with regard to the involvement in terror activity of Palestinian spouses, who hold an Israeli identity card as a result of ‘family reunifications’ with Israeli spouses. The purpose of the law is to reduce this risk in so far as possible. This purpose arises from the explanatory notes to the draft law:

‘Since the armed conflict broke out between Israel and the Palestinians, which led inter alia to dozens of suicide attacks being carried out in Israel, a trend can be seen of a growing involvement of Palestinians who were originally residents of the territories and who have an Israeli identity card as a result of family reunifications with persons with Israeli citizenship or residency, by means of an abuse of their status in Israel that allows them free movement between the areas of the Palestinian Authority and Israel. Therefore, and in accordance with a decision of the government… it is proposed to restrict the possibility of giving residents of the territories citizenship under the Citizenship Law, including by way of family reunification, and the possibility of giving the aforesaid residents licences to live in Israel under the Entry into Israel Law or permits to stay in Israel under the security legislation in the territories’ (draft Citizenship and Entry into Israel Law (Temporary Provision), 5763-2003 (Draft Laws 31, 2003, at p. 482).

This purpose also arises from the remarks of the Minister of the Interior, who presented the draft law at the first reading (see the minutes of the Knesset session on 17 June 2003). This was repeated by the Chairman of the Knesset Interior and Environmental Affairs Committee, who presented the draft law at the second and third readings (see the minutes of the Knesset session on 31 July 2003). A similar conclusion emerges from a study of the remarks made by Knesset members during the debate on the draft law. Admittedly, from time to time during the legislative process a claim was made that the law was being used by the state as a cover for advancing a ‘demographic purpose’ of restricting the increase of the Arab population in Israel. Government representatives denied this claim. In the arguments before us, the state repeatedly denied, most emphatically, that there was any ‘demographic purpose’ underlying the law. We were presented with details of 26 Palestinian spouses, who benefited from family reunifications and were involved in terror attacks. It was made clear to us that the information that was placed before the government and the Knesset was entirely of a security nature.

80. We can also see the security purpose of the Citizenship and Entry into Israel Law from its provisions. Thus, for example, the law is temporary (a ‘temporary provision’). It does not purport to formulate a new long-term demographic policy. It was designed for the needs of the present. It can be seen from the language of the law and the nature of its provisions that it is based on a security necessity and not on a clear socio-political outlook. The amendments made to the law when its validity was extended in 2005 also indicate the security purpose of the law. Thus, for example, power was given to the Minister of the Interior to approve an application of a spouse from the territories to receive a permit to stay in Israel, and thereby to avoid a separation from the Israeli spouse, if the foreign spouse is a male resident of the territories above the age of 35 or the foreign spouse is a female resident of the territories above the age of 25. This arrangement derives in its entirety from security considerations. It is based on a security assessment that the security risk presented by men over 35 and women over 25 is significantly lower than the risk presented by residents of the territories who do not meet the age criterion.

81. A doubt did arise in our minds with regard to the security purpose of the Citizenship and Entry into Israel Law in view of section 3B(2) of the law, which allows the entry of residents of the territories into Israel for work purposes. The petitioners argue that this section shows that the purpose of the law is not a security one at all, since there is also a security risk from the entry of workers into Israel. The petitioners’ conclusion is that this section indicates the demographic purpose of the law. According to them, the purpose of the law is to prevent the immigration of residents of the territories into Israel for the purpose of family reunifications. The state’s response is that giving citizenship or residency rights to Palestinians, who have an Israeli identity card, constitutes a security threat of a special and distinct kind, which does not merely involve coming into Israel. In view of the fact that the length of the period during which they can stay in Israel is unlimited, and that they have full freedom of movement both in Israel and between Israel and the territories (and this freedom of movement is not given to people holding temporary permits), there is a greater concern that they will take part in terror activity (see para. 180 of the respondents’ closing arguments of December 2003). This response allayed our concerns. We have been persuaded that the distinction between the entry of workers by virtue of temporary permits and the entry of residents of the territories for the purpose of family reunifications is based on security concerns, and therefore it does not imply another purpose.

(b) Are the characteristics of the purpose proper ones?

82. Do the characteristics of the security purpose that underlies the Citizenship and Entry into Israel Law justify a violation of the right of the Israeli-Arab spouse to realize family life in Israel and equality? My answer is yes. The Citizenship and Entry into Israel Law is intended to guarantee security for Israel by reducing, in so far as possible, the security risk presented by Palestinian spouses who live together with their Israeli spouses. It is intended to protect the lives of everyone present in Israel. It is intended to prevent attacks on human life. These are proper purposes. They are intended to protect national security and thereby they protect human life, dignity and liberty. Indeed, just as without rights there is no security, so too without security there are no rights. We are dealing with a delicate balance between security and human rights. As we have seen, ‘there is no alternative — in a freedom and security seeking democracy — to balancing liberty and dignity against security’ (CrimFH 7048/97 A v. Minister of Defence [88], at 741). In order that this balance of ‘liberty and dignity against security’ will take place, we must recognize the legitimacy of liberty and dignity on the one hand, and security on the other. This legitimacy of both sides of the balance is what lies at the heart of the outlook of defensive democracy (see EA 1/65 Yardor v. Chairman of the Central Elections Committee for the Sixth Knesset [101], at p. 399; Malka v. State of Israel [15], at para. 16, and also A. Sajo (ed.) Militant Democracy, 2004). Democracy’s defensiveness does not deprive it of its democratic nature. Its defensiveness is what protects its democratic nature. This is because of the proper balance that is found between security and human dignity and liberty. Indeed, the purpose of the Citizenship and Entry into Israel Law is a proper one, since it is intended to guarantee security that is intended to preserve human life and security.

(c) Is the extent of the need for realizing the purpose a proper one?

83. Does the violation of the right to realize family life in Israel of the Arab-Israeli spouse, and the resultant violation of his right to equality, constitute a major social objective? Is this an urgent social necessity? My answer to these questions is yes. Terror afflicts the inhabitants of Israel. The murder of innocents and the wounding of many others characterize these acts of terror. Taking steps that reduce the risk of this terror in so far as possible is a major social objective. It is an urgent social need. So it follows that the requirement of the limitations clause that the purpose of the law should be a ‘proper’ one is satisfied. Is this proper purpose achieved proportionately? This is the main question presented by the petitions before us.

(2) Proportionality: is there a rational connection between the purpose of the law and the measures chosen by it?

(a) The blanket prohibition satisfies the required rational connection

84. The purpose of the Citizenship and Entry into Israel Law is a security one. The aim is to reduce the security risk presented by a spouse from the territories who lives permanently in Israel within the framework of family reunification. In the past, several cases (26 in number) have been revealed in which terror organizations abused the status of spouses who were originally residents of the territories and who, when they became Israeli residents or citizens, were entitled to move freely in Israel. In order to prevent this risk, a prohibition was imposed against the entry of foreign spouses into Israel. Does there exist a rational connection between the purpose of the law (reducing the risk presented by the foreign spouse who comes to live in Israel) and the purpose of the law (reducing the risk presented by the foreign spouse who comes to live in Israel) and the measures that were determined (preventing their entry into Israel)? In my opinion, the answer is yes. The prohibition against the entry of the foreign spouses into Israel eliminates the risk that they present. Someone who is not in Israel cannot bring a terrorist into Israel to carry out his ‘designs.’ The blanket prohibition satisfies, in the petitions before us, the existence of the rational connection required under the limitations clause.

(b) The rational connection and temporary stays in Israel

85. The petitioners concentrated their main arguments concerning the question of the rational connection on the provisions of the law that authorizes the commander in the territories to give a permit to stay temporarily in Israel. Section 3B of the law provides:

‘Additional permits

3B. Notwithstanding the provisions of section 2, the area commander may give a permit to stay in Israel for the following purposes:

 

(1) medical treatment;

 

(2) work in Israel;

 

(3) a temporary purpose, provided that the permit to stay for the aforesaid purpose shall be given for a cumulative period that does not exceed six months.’

According to the petitioners, many thousands of residents in the territories receive work permits in Israel. If these are allowed to enter — so the petitioners claim — why is the entry of spouses from the territories prohibited? If the workers from the area do not constitute a security risk, why do the spouses from the territories constitute a security risk? If it is possible to overcome the risk presented by the workers coming from the territories by a security check of the individual (see s. 3D), why is it not possible to overcome the risk presented by the foreign spouse by such a security check?

86. These arguments do not raise any real question with regard to the rational connection between the prohibition that the law imposes on the entry of spouses from the territories and the purpose of the law. The fact that it possible to realize the purpose of the law by adopting additional measures that are not adopted does not necessarily indicate that the measure that was adopted is not rational. The condition of rationality does not demand that all the possible measures for achieving the purpose are exhausted. Refraining from adopting certain measures — where failing to adopt them does not affect the effectiveness of the measures that were adopted — does not make the measures that were adopted irrational. The requirement of rationality does not offer a choice merely between exhausting all the possible measures or refraining from adopting any measures. A rational choice can satisfy itself with adopting several measures, and not adopting other measures. The Supreme Court of the United States rightly said — with regard to the rational connection test — that:

‘It is no requirement… that all evils of the same genus be eradicated or none at all’ (Railway Express Agency v. New York [202], at p. 110).

The margin of appreciation gives the legislature the possibility of choosing from among various different measures, and the fact that it departs from one of them does not always oblige it, from a rational viewpoint, to choose another. The legislature may, therefore, determine that in order to achieve the security purpose it will adopt the measure of a prohibition of family reunification, and at the same time determine that in order to achieve other purposes, such as those connected with the Israeli national economy or the conditions of life in the territories, it will not prohibit the entry of workers from the territories. As long as realization of the one purpose does not affect the realization of another purpose, we see no problem, from the viewpoint of the requirement of rationality, in adopting this policy.

(3) Proportionality: was the least harmful measure adopted?

(a) The conflicting arguments

87. The proper purpose of the Citizenship and Entry into Israel Law is to reduce the security risk presented by the spouse from the territories who has received a permit to live in Israel or Israeli citizenship. The measure adopted by the law is the prohibition of the entry into Israel of the foreign spouses. The petitioners claim that there is another measure, which realizes the security purpose and violates the human dignity of the Israeli spouse less. This is the measure of individual security checks. If such a check is sufficient for a wife aged 25, it should be sufficient also for a wife aged 24; if it is sufficient for workers from the territories who come into Israel each year in their tens of thousands, it should be sufficient also for those several thousand foreign spouses who wish to enter Israel every year, and if it is necessary to make these individual checks more stringent, that may be done, provided that the blanket prohibition is stopped. Administrative measures may also be adopted, such as methods of identifying the foreign spouses in Israel. In any case, there is no arrangement that guarantees consideration for special cases on a humanitarian basis. To this the State responds that the individual check does not reduce the security risk to the required degree, since sometimes the risk is created years after the spouse enters Israel. The various means of identification suggested are insufficient. Moreover, an individual check is impractical in a time of war, since significant difficulties prevent the investigators from entering the areas of the war in order to make the security check. The respondents say that even a wife aged 25 presents a security risk, but research show that the older the spouse, the smaller the security risk. The State is prepared to take upon itself this reduced risk, but nothing more.

(b) The individual check in the scrutiny of the Citizenship and Entry into Israel Law

88. Is the individual check, as the petitioners claim, the least harmful measure to the right of the Israeli spouse? Naturally, if the sole comparison that us taken into account is between the blanket prohibition and the individual check, it is clear that the harm caused by the blanket prohibition to the Israeli spouse is more severe than the harm caused by the individual check. On the scale of violations of the rights of the Israeli spouse, the individual check is located on a lower level than the blanket prohibition. But this comparison between the two levels is not the examination that is required at this stage of the constitutional scrutiny. The question is not whether the individual check violates the rights of the Israeli spouse less than the blanket prohibition. The question is whether it is possible to achieve the purpose of the law by use of a less harmful measure. If the less harmful measure achieves the proper purpose to a lesser degree, it is not the measure that the legislature is obliged to adopt. The requirement of choosing the least harmful measure applies to the measures that achieve the purpose of the law. So it follows that at this stage of constitutional scrutiny, the question is not whether the individual check violates the right of the Israeli spouse less than the blanket prohibition. The question is whether the individual check achieves the purpose of the Citizenship and Entry into Israel Law to the same degree as the blanket prohibition. If the answer is yes — it does achieve the purpose to the same degree — then the legislature should choose this measure. But if the individual check does not achieve the purpose of the law, the legislature is not obliged to choose this measure. It must choose the measure that realizes this purpose and that violates the right of the Israeli spouse to a lesser degree.

89. We must return, therefore, to the proper purpose of the Citizenship and Entry into Israel Law. We have seen that the purpose of the law is a security one and not a demographic one. What is its security purpose? In this respect, we have seen that the purpose is to reduce, in so far as possible, the security risk presented by the foreign spouses coming to live in Israel. Against the background of this conception of the purpose, do the blanket prohibition and the individual check achieve the purpose to an equal degree? In this regard, we should compare the blanket prohibition, as it exists today, and the most comprehensive individual checks that can be made. But no matter how effective these can be, they cannot equal the additional security that the blanket prohibition provides. It follows that in view of the central value of human life that the law wishes to protect, it is clear that the blanket prohibition will always be more effective — from the viewpoint of achieving the goal of reducing the security risk as much as possible — than the individual check. Our conclusion is, therefore, that in the circumstances of the case before us, the individual check does not realize the legislative purpose to the same degree as the blanket prohibition. There is no obligation, therefore, within the framework of the least harmful measure, to stop at this level, and the legislature was entitled to choose the blanket prohibition that it chose.

90. It is of course possible to argue that the goal that we discussed — to reduce as much as possible the security risk presented by the spouse — is not the objective of the law, and that this objective is to reduce the security risk to some extent, and not as much as possible. According to this line of argument, the permit to stay in Israel given to the resident of the territories whose age is over 35 (for a man) or over 25 (for a woman) (s. 3 of the law) indicates that the purpose of the law was not to reduce the security risk as much as possible, and that the law was satisfied with a lesser reduction than that. It is also possible to point to the permit that is given to stay in Israel for work purposes. To this and similar arguments the state, in our opinion, provided a satisfactory answer. It pointed to the reduced security risk presented when the spouses are older, and also the reduced risk from the residents of the territories who work in Israel. We accept this reasoning. In the opinion of the state, the main risk is presented by young spouses staying in Israel on a permanent basis. This is a security assessment which we must assume as a basis for our decision (see Beit Sourik Village Council v. Government of Israel [2], at p. 842 {300-301}, and the references cited there). It may be argued that reducing the security risk as much as possible is not a ‘proper’ purpose; it is not sufficiently sensitive to human rights. The answer to this argument is that a desire to achieve security as much as possible — security that is intended to protect human life — cannot be regarded as an improper purpose. Notwithstanding, there is still a basis to examine whether this proper purpose is proportionate, since it does not take into account, to a proportionate extent, the violation of human rights. ‘The geometric place’ for examining this argument is not within the framework of the question whether the purpose is a ‘proper’ one, but within the framework of the question whether the means chosen is proportionate (in the narrow sense). Let us turn now to this question.

(4) Proportionality: was the chosen measure proportionate (in the narrow sense)?

(a) Is the move from an individual check to a blanket prohibition proportionate?

91. We have reached the decisive stage in the constitutional scrutiny of the petitions before us. The question is whether the blanket prohibition is proportionate (in the narrow sense)? Is the correlation between the benefit derived from achieving the proper purpose of the law (to reduce as much as possible the risk from the foreign spouses in Israel) and the damage to the human rights caused by it (a violation of the human dignity of the Israeli spouse) a proportionate one? The criterion we must adopt is a value one. We must balance between conflicting values and interests, against a background of the values of the Israeli legal system. We should note that the question before us is not the security of Israeli residents or protecting the dignity of the Israeli spouses. The question is not life or quality of life. The question before us is much more limited. It is this: is the additional security obtained by the policy change from the most stringent individual check of the foreign spouse that is possible under the law to a blanket prohibition of the spouse’s entry into Israel proportionate to the additional violation of the human dignity of the Israeli spouses caused as a result of this policy change?

92. My answer is that the additional security that the blanket prohibition achieves is not proportionate to the additional damage caused to the family life and equality of the Israeli spouses. Admittedly, the blanket prohibition does provide additional security; but it is achieved at too great a price. Admittedly, the chance of increasing security by means of a blanket prohibition is not ‘slight and theoretical.’ Notwithstanding, in comparison to the severe violation of human dignity, it is disproportionate. This was well expressed by Rubinstein and Medina when they said that ‘the measure adopted is clearly not “proportionate,” mainly because of its blanket nature’ (Rubinstein and Medina, The Constitutional Law of the State of Israel, supra, at p. 1100). In the same vein, Davidov, Yovel, Saban and Reichman said:

‘The violations and strictures that are compounded in the new law result in a severe violation, and maybe even a mortal violation, of rights that are close to the “nucleus” of human dignity, without a proper justification based on the conduct and concrete danger presented by the persons injured by the law. In such circumstances, it is difficult to see how any proportionate relationship exists between the serious violation inherent in the law and the hypothetical purpose that the law is intended to achieve. In these circumstances, when the ability of the law to achieve its purpose is uncertain, whereas the violation is certain and serious, the gap between the benefit and the violation in the new law is disproportionate. If there is one exceptional case in which the test of proportionality in the narrow sense is clearly required — this would appear to be that case’ (G. Davidov, Y. Yovel, I. Saban, A. Reichman, ‘State or Family? The Citizenship and Entry into Israel Law (Temporary Provision), 5763-2003,’ 8 Mishpat uMimshal, vol. 2, 643 (2005), at p. 679).

Admittedly, the amendments made to the Citizenship and Entry into Israel Law prior to the renewal of its validity somewhat reduced the scope of the disproportionality. Nonetheless, these amendments — as well as the temporary nature of the law — do not change the lack of proportionality to a significant degree. Thus, for example, we were told that s. 3 of the law, with regard to permits for a resident of the territories older than 35 (for a man) or 25 (for a woman) in order to prevent their separation from the Israeli spouses, reduces the number of injured spouses by approximately 20%. The significance of this is that the vast majority of the Israeli spouses who married spouses from the territories continue to be injured even after the amendments that were recently made.

(b) Return to first principles

93. Examination of the test of proportionality (in the narrow sense) returns us to first principles that are the foundation of our constitutional democracy and the human rights that are enjoyed by Israelis. These principles are that the end does not justify the means; that security is not above all else; that the proper purpose of increasing security does not justify serious harm to the lives of many thousands of Israeli citizens. Our democracy is characterized by the fact that it imposes limits on the ability to violate human rights; that it is based on the recognition that surrounding the individual there is a wall protecting his rights, which cannot be breached even by the majority. This is how the court has acted in many different cases. Thus, for example, adopting physical measures (‘torture’) would without doubt increase security. But we held that our democracy was not prepared to adopt them, even at the price of a certain harm to security (see HCJ 5100/94 Public Committee Against Torture v. Government of Israel [102]). Similarly, determining the route of the separation fence in the place decided by the military commander in Beit Sourik Village Council v. Government of Israel [2] would have increased security. But we held that the additional security was not commensurate with the serious harm to the lives of the Palestinians. Removing the family members of suicide bombers from their place of residence and moving them to other places (‘assigned residence’) would increase security in the territories, but it is inconsistent with the character of Israel as a ‘democratic freedom-seeking and liberty-seeking state’ (Ajuri v. IDF Commander in West Bank [1], at p. 372 {105}). We must adopt this path also in the case before us. The additional security achieved by abandoning the individual check and changing over to a blanket prohibition involves such a serious violation of the family life and equality of many thousands of Israeli citizens that it is a disproportionate change. Democracy does not act in this way. Democracy does not impose a blanket prohibition and thereby separate its citizens from their spouses, not does it prevent them from having a family life; democracy does not impose a blanket prohibition and thereby give its citizens the option of living in it without their spouse or leaving the state in order to live a proper family life; democracy does not impose a blanket prohibition and thereby separate parents from their children; democracy does not impose a blanket prohibition and thereby discriminate between its citizens with regard to the realization of their family life. Indeed, democracy concedes a certain amount of additional security in order to achieve an incomparably larger addition to family life and equality. This is how democracy acts in times of peace and calm. This is how democracy acts in times of war and terror. It is precisely in these difficult times that the power of democracy is revealed (W. J. Brennan, ‘The Quest to Develop a Jurisprudence in Times of security Crises,’ 18 Israel Yearbook of Human Rights 11 (1988)). Precisely in the difficult situations in which Israel finds itself today, Israeli democracy is put to the test.

(c) Increasing the effectiveness of the individual check

94. Naturally, everything should be done to increase the effectiveness of the individual checks. Therefore we recognize the constitutionality of the provision of section 3D of the Citizenship and Entry into Israel Law. According to this provision, no permit will be given if it is determined in accordance with a security opinion that ‘the resident of the area or his family member are likely to constitute a security risk to the State of Israel.’ Moreover, the security checks must be treated with great seriousness. Therefore if it is not possible to carry them out because of the security position in one part of the territories or another, the individual check will be postponed until the check becomes possible. If it is necessary to allow the identification of the foreign spouses in Israel as persons who came from the territories, this should be allowed until they reach the age at which the danger presented by them is reduced. There are also grounds for considering additional measures. The severity of these, even if it would in normal circumstance be considered great, cannot compare to the permanent violation of family life and the violation of equality. At the same time, the team carrying out the checks should be increased in a reasonable manner. If this involves a reasonable financial investment, it must be made. ‘The protection of human rights costs money, and a society that respects human rights must be prepared to bear the financial burden’ (Barak, Legal Interpretation: Constitutional Interpretation, supra, at p. 528). ‘When we are concerned with a claim to exercise a basic right… the relative weight of the budgetary considerations cannot be great’ (Justice E. Mazza in Miller v. Minister of Defence [67], at p. 113 {197}); see also the remarks of Justice D. Dorner there at p. 144 {240}). This was well expressed by Justice I. Zamir:

‘Society is judged, inter alia, according to the relative weight it affords to personal liberty. That weight should be expressed not just in lofty declarations nor just in legal literature, but also in the budget ledger. Protecting human rights generally has a cost. Society should be prepared to pay a reasonable price for protecting human rights’ (Tzemah v. Minister of Defence [9], at p. 281 {683}, and see the references cited there).

This is the case generally, and also in times of war and emergency. Indeed, ‘a society that wants both security and liberty must pay the price’ (Marab v. IDF Commander in Judaea and Samaria [3], at p. 384 {217}).

(d) The exception

95. In view of our position with regard to the disproportionality of the blanket prohibition, we do not need to examine exceptions to the blanket prohibition. We will say only that their absence from the law greatly highlights the disproportionality (in the narrow sense) of the blanket prohibition. Why is it not possible to allow a permit to enter Israel in individual cases where there are humanitarian reasons of great weight? In this context, the remarks of President M. Shamgar concerning the reunification of families between foreigners from outside the territories and spouses in the territories should be cited. The President wrote:

‘The respondent’s aforesaid policy and mode of operation includes the weighing of each and every case in accordance with its circumstances, and each case will also be reconsidered if there are unusual humanitarian circumstances’ (HCJ 13/86 Shahin v. IDF Commander in Judaea and Samaria [103], at p. 216).

(e) Turning to questions concerning the consequences of the unconstitutionality

96. Our conclusion is, therefore, that the provisions of the Citizenship and Entry into Israel Law violate the right of human dignity set out in the Basic Law: Human Dignity and Liberty. We have also held that this violation does not satisfy the provisions of the limitations clause. In so far as the proportionality of the violation is concerned, the disproportionality is reflected in the fact that the law provides a disproportionate relationship between the additional protection of security when changing over from the previous arrangement, which provided for an individual examination, and the additional violation to human dignity that the changeover to the blanket prohibition brings in its wake. In view of our conclusion, the question arises as to what is the consequence of this unconstitutionality. Let us now turn to consider this question.

H. Stages of the constitutional scrutiny: (3) The relief or remedy

97. The final stage in the constitutional scrutiny is the stage of the relief or remedy. We have reached the conclusion that a constitutional right enshrined in a Basic Law has been violated. We have determined that this violation does not satisfy the conditions of the limitations clause. Now we must determine the consequences of the unconstitutionality. The determination that the law unlawfully violates a constitutional right does not in itself mean that the law should be declared void, or that it should be declared void immediately. The court has discretion with regard to the proper relief in this situation (see Israel Investment Managers Association v. Minister of Finance [8], at pp. 413-414; the remarks of Vice-President E. Mazza in HCJ 9098/01 Ganis v. Ministry of Building and Housing [104]). This discretion extends both to the actual declaration that the law is void and to the date on which the voidance comes into effect. The court is not liable to order the voidance of the law in its entirety. It may order the law to be split, so that those provisions of the law that suffer from a constitutional defect are declared void, while the other provisions remain valid. This should be done when the remaining provisions have an independent reason, and the split does not lead to undermining of the purpose of the law (see Barak, Constitutional Interpretation, at pp. 736-737). The court is also entitled to order the date on which the voidance comes into effect to be deferred. This suspension of the declaration of voidance is essential where voiding the law on an immediate basis may result in serious harm to the public interest, and also in order to allow the legislature a suitable period of time to determine an alternative arrangement which will satisfies the demands of constitutionality (see Supreme Monitoring Committee for Arab Affairs in Israel v. Prime Minister [41], at para. 27; Israel Investment Managers Association v. Minister of Finance [8], at p. 416; Tzemah v. Minister of Defence [9], at p. 284 {686-687}). The proper relief in circumstances of this kind is therefore to suspend the declaration of voidance (in this regard, see Y. Mersel, ‘Suspending the Declaration of Voidance,’ 9 Mishpat uMimshal 39 (2006)).

98. In our case, my opinion is that there is no alternative to determining that the Citizenship and Entry into Israel Law is void in its entirety. Section 2 of the law is the provision that creates the prohibited violation of the right. Prima facie, declaring s. 2 void would be sufficient, and the remaining sections could be left as they are. But the remaining sections of the law are merely exceptions to the blanket prohibition set out in s. 2. Therefore, in the absence of s. 2, the Citizenship and Entry into Israel Law is devoid of all content. What point is there to an exception when the rule is void? The conclusion is that the law should be declared void in its entirety.

99. Should the legislator be given time to examine the position that results from the voidance of the law, and to consider making an alternative arrangement, by way of a deferral of the date on which it commences? The answer to this question is yes. Determining an alternative arrangement in the sensitive matter before us requires a thorough reassessment of a range of factors with wide-ranging implications. A fitting period of time should be allowed for determining an alternative arrangement. Had the Citizenship and Entry into Israel Law not provided a date on which it ceases to be valid, I would say that the voidance of the law should be suspended for a period of six months. Since the validity of the law expires on 16 July 2006, the declaration of voidance should be suspended until that date. If the government and the Knesset require a limited amount of time, and it seeks, for this purpose, to re-enact the Citizenship and Entry into Israel Law without any change, then I determine that our decision is suspended for six months from the date on which the law comes into effect.

Comments on the opinion of the vice-president, Justice M. Cheshin

100. I have, of course, studied the opinion of my colleague, the vice-president, Justice M. Cheshin. In many respects we are in agreement. Indeed, I accept that every state, including the State of Israel, may determine for itself an immigration policy. Within this framework, it is entitled to restrict the entry of foreigners (i.e., persons who are not citizens or immigrants under the Law of Return) into its territory. The state is not obliged to allow foreigners to enter it, to settle in it and to become citizens of it. The key to entering the state is held by the state. Foreigners have no right to open the door. This is the case with regard to foreigners who have no connection with Israeli citizens. This is the case with regard to foreigners who are married to Israeli citizens and to their children. All of them need to act in accordance with the Citizenship Law, 5712-1952, and in accordance with the Entry into Israel Law, 5712-1952. According to these laws, the foreign spouse has no right to enter Israel, to settle in it or to become a citizen of it, other than by virtue of ordinary legislation. This immigration legislation can restrict entry into Israel, determine general quotas and impose other restrictions that are recognized in civilized countries.

101. My opinion is limited to the viewpoint of the Israeli spouse, who wishes to realize his family life with his foreign spouse or with their joint child in Israel. Here too I do not claim that the Israeli spouse has the power to compel the state to open its gates to the foreign spouse, to allow him to enter Israel, to recognize his residence in it or to grant him Israeli citizenship. As can be seen from my opinion, the state is entitled to enact laws, like the Entry into Israel Law, or the Citizenship Law, which restrict the right of Israeli spouses to a family reunification with their foreign spouses. By virtue of this provision, thousands of foreign spouses from the territories have been prevented from entering or staying in Israel. This leads to my self-evident approach that the Knesset is authorized to enact the Entry into Israel Law, which restricts the entry of spouses from the territories. Indeed, had the Entry into Israel Law provided that the entry of a foreign spouse could be prevented as a result of an individual check with regard to the security danger that he presents, which satisfies the requirements of the limitations clause, I would see no constitutional problem with that law.

102. What, therefore, is the difference of opinion in this case between my colleague’s position and my position? At the basis of the difference of opinion lies the question whether the Israeli spouse has a super-legislative constitutional right to realize his family life in Israel with his foreign spouse and their joint child. My colleague is of the opinion that the Israeli spouse does not have such a constitutional right. Consequently my colleague is of the opinion that legislation that violates the realization of this family life in Israel does not need to satisfy the conditions of the limitations clause, since a constitutional right has not been violated. By contrast, I am of the opinion that the Basic Law: Human Dignity and Liberty does give the Israel spouse this right, as a part of his human dignity. In order to prevent the realization of the right, the requirements of the limitations clause must be satisfied. In my opinion, the provisions of the Citizenship and Entry into Israel Law do not satisfy the conditions of proportionality in the limitations clause. My colleague is of the opinion that had he needed to resort to the provisions of the limitations clause, the Citizenship and Entry into Israel Law would satisfy its conditions. A second difference of opinion between us concerns the violation of equality. My colleague is of the opinion that the right of the Arab-Israeli spouse is not violated, since the Citizenship and Entry into Israel Law is based on a permitted distinction. By contrast, I am of the opinion that this law is based on a prohibited distinction. It should be emphasized that my opinion is not that the key for the foreign spouse to enter the state is in the hands of the Israeli spouse. My position does not lead to the conclusion that ‘recognizing that the state has a constitutional obligation to allow the entry of foreign family members can only mean a transfer of sovereignty to each and every individual citizen’ (para. 55 of my colleague’s opinion). Certainly my position does not grant ‘an automatic right of immigration to anyone who marries one of the citizens or residents of the state’ (ibid.), nor does it therefore lead to the conclusion that ‘every citizen holds the right to allow immigration into the state, without the supervision of the state’ (ibid.). My position leads merely to the conclusion that a recognition of the constitutional right of an Israeli spouse to family reunification with the foreign spouse imposes on the state — which has the ability to determine immigration policy in accordance with its policy and has the power to supervise its policy – the obligation to enact a law that satisfies the requirements of the limitations clause. That was the position before the enactment of the Citizenship and Entry into Israel Law and that will be the position after the necessary amendments are made to this law. Did the state, before the enactment of the Citizenship and Entry into Israel Law, transfer sovereignty to each and every individual citizen? Did the state, before the enactment of this law, give an automatic right of immigration to anyone who married one of the citizens or residents of the state? Did every citizen previously have a right to allow immigration into the state, without the supervision of the state? Where was the Entry into Israel Law until now? And what happened, until now, to the Citizenship Law? Indeed, according to my approach, the key to entering the state remains with the state. It has the power to determine the criteria for immigration, and also to deny it utterly. All that it is required to do is that when it uses this key — in so far as this violates a constitutional right of an Israeli spouse — it should be used in a manner that is consistent with the values of the State of Israel, for a proper purpose and not excessively. No more and no less.

103. My colleague’s position — which rules out the application of the limitations clause in this case — is based on his interpretation of the constitutional right to human dignity. The premise of my colleague and myself in this regard is the same. We both agree that human dignity gives rise to ‘the right of an Israeli citizen to live with the members of his family in Israel, and the duty of the state to the citizen to allow him to realize his right to live with the members of his family in Israel’ (para. 47 of my colleague’s opinion). Therefore, if both of the spouses are Israeli, their right to realize family life in Israel is derived from the human dignity of each of them (para. 48 of my colleague’s opinion). But what is the law when one of the spouses is Israeli and the other is foreign? Here our ways part. According to my position, the human dignity of the Israeli spouse is to live together with his spouse — whether Israeli or foreign — and their children in Israel. According to my colleague’s position, there is a material difference with regard to human dignity between the case where the second spouse is also Israeli and the case where the second spouse is not Israeli. There are two considerations that underlie this approach of his: one is the strength of the constitutional right to have family life in Israel. According to my colleague’s approach, the right to family life lies at the very nucleus of human dignity, whereas the right to bring the foreign spouse to Israel in order to realize family life here lies on the margin or periphery (paras. 59 and 61 of my colleague’s opinion). The other is the public interest in the obligation of the state to all of its citizens to determine the character and identity of the framework of communal life (para. 49 of my colleague’s opinion), and the character of the state (para. 54). In my colleague’s opinion, ‘we ought to allow the public interest to have its say from the beginning, when the scope of the basic right is determined’ (para. 56 of my colleague’s opinion). In my opinion, these considerations of my colleague should not be accepted, and they are incapable of denying the Israeli spouse of his right — a right derived from human dignity that may, of course, be restricted when the conditions of the limitations clause are satisfied — to realize family life with the foreign spouse in Israel. I will discuss this approach of mine in brief, and I will begin with my colleague’s ‘strength’ argument.

104. In my opinion, the right of the Israeli spouse to realize his family life with the foreign spouse in Israel lies at the very nucleus of the right to family dignity. Let us always remember that human dignity is the dignity of ‘man as a human being’ (s. 2 of the Basic Law: Human Dignity and Liberty). If the realization of family life in Israel is part of the nucleus of human dignity when both of the spouses are Israeli, then the realization of family life in Israel is part of the nucleus of human dignity when only one of the spouses is Israeli. From the viewpoint of the Israeli spouse, how is the case where the other spouse is Israeli different from the case where the other spouse is foreign? Human dignity — the nucleus of human dignity — is identical in both cases. In both cases, if the spouses do not live together (in Israel or outside Israel), they are unable to realize their family life. But this is not all; even if the right of the Israeli spouse to realize his family life with the foreign spouse in Israel lies on the margin or the periphery of the right to human dignity, it is still part of the human right, and it cannot be violated without satisfying the conditions of the limitations clause. Indeed, I am of the opinion that making a distinction between a violation of the nucleus of the right (which is subject to the limitations clause) and a violation of its periphery (which lies beyond the scope of the right and therefore is not subject to the limitations clause) violates the constitutional protection of human rights. This distinction excludes the marginal or peripheral cases from the scope of constitutional protection, and it thereby drains human rights of a significant part of its content, namely the marginal or peripheral cases.

105. My colleague holds that taking into account the public interest in determining immigration policy excludes from the constitutional right to family life the right of the Israeli spouse to realize his family life with the foreign spouse in Israel. In my opinion, taking the public interest into account — no matter how important it may be — must be done within the framework of examining the conditions of the limitations clause (the second stage of the constitutional scrutiny) and not within the framework of determining the scope of the constitutional right itself (the first stage of the constitutional scrutiny). This is the case with regard to the right to family life and it is also the case with regard to every other constitutional right (see Alexy, A Theory of Constitutional Law, supra, at p. 196; R. Dworkin, Taking Rights Seriously, 1977, at p. 90; C.S. Nino, The Ethics of Human Rights, 1991, at p. 29). The methodology adopted by my colleague will eventually reduce the constitutional protection given to human rights to a significant degree. It is likely to lead, for example, to an approach that taking into account the public interest, such as national security or public safety, with regard to the right to freedom of expression, should find its place in determining the scope of freedom of expression and not it determining the constitutional possibility of violating it. Changing the ‘place’ of the public interest is not a mere technical or methodological matter. It is a matter with deep implications for human rights in Israel. It involves a drastic reduction in the scope of human rights. Indeed, the system adopted by this court, according to which the place of the public interest lies within the framework of the limitations clause, may give constitutional protection to a law that violates a constitutional human right, while protecting the scope of the human right. By contrast, the role of the public interest within the framework of determining the scope of the human right, as my colleague holds, is likely to reduce the right itself. According to my colleague’s methodology, balances whose proper place is in the limitations clause — when examining the values of the State of Israel, the proper purpose of the legislation and its proportionality — are made within the framework of determining the scope of the right itself, by imposing the burden on someone whose right has been violated. Thus this approach departs from a whole host of decisions, in which it has been held that taking account of the public interest finds its place in the stage of examining the violation of the right (such as freedom of expression) and not in the stage of determining the scope of the right (see HCJ 806/88 Universal City Studios Inc. v. Film and Play Review Board [105]; CrimA 2831/95 Alba v. State of Israel [106], at pp. 303, 316; F. Schauer, Free Speech: A Philosophical Enquiry (1982)). This opens up a new constitutional path that raises questions concerning the various balancing formulae that should be used and their relationship to the balancing formulae in the limitations clause.

106. What is more, this approach amounts to ‘an undermining of the constitutional balance’ (CrimA 4424/98 Silgado v. State of Israel [107], at p. 550); it involves a dilution of the constitutional protection of human rights in Israel. It leads us, in my colleague’s words, to place in ‘doubt whether the Basic Laws were originally intended to give basic rights to the individual while directly influencing the other individuals in the state and the image of society’ (para. 62 of my colleague’s opinion; see also para. 39 of my colleague’s opinion). But in my opinion there is no doubt in this regard. Basic human rights in Israel exist and are recognized precisely where they are capable of directly influencing ‘the other individuals in the state and the image of society.’ It is precisely then that we need them most in order to protect our values as a Jewish and democratic society. Our role as judges, at this stage of our national life, is to recognize in full the scope of human rights, while giving full strength to the power of the limitations clause to allow a violation of those rights, when necessary, without restricting their scope.

107. It should be noted that I do not hold that basic rights should be extended in every direction. I hold that they should be given a purposive interpretation. This interpretation is neither a restrictive nor an expansive one. It is an interpretation that reflects the way in which Israeli society understands the nature of human rights, according to their constitutional structure and according to the constitutional principles provided in the Basic Law, all of which while taking into account what is valuable and essential and rejecting what is temporary and fleeting (see Efrat v. Director of Population Registry, Ministry of Interior [20], at p. 780; Man, Nature and Law Israel Environmental Protection Society v. Prime Minister of Israel [12], at p. 518; Commitment to Peace and Social Justice Society v. Minister of Finance [49]). Moreover, I do not believe that giving a purposive interpretation to basic rights, while taking into account the public interest within the framework of the limitations clause, constitutes a violation of the principle of the separation of powers. There is nothing in the principle of the separation of powers to the effect that the court should give a restrictive interpretation to human rights, in order to limit the scope of judicial review of the constitutionality of a law. There is nothing in the principle of the separation of powers that leads to the conclusion that judicial review of the constitutionality of the law violates the separation of powers. On the contrary, this review protects the limits of the power of the various executive organs and protects human rights. This is also the function of the separation of powers. Finally, I do not think that my colleague’s approach leads to ‘a more comprehensive and careful scrutiny of legislation’ (para. 42 of his opinion). On the contrary, the more the public interest is taken into account within the framework of determining the scope of the right, the smaller will be the role of the limitations clause, and the smaller will be the possibility of a comprehensive and careful scrutiny of legislation. Instead of focusing on the violating law, the analysis will focus on the violated right. Instead of a requirement that the legislature should enact laws that satisfy the limitations clause, there will be a requirement that the court should reduce the scope of human rights.

108. This position of mine with regard to the scope of a constitutional right (such as human dignity) and the restrictions on it (in the conditions of the limitations clause) applies both in times of peace and calm and in times of war and terror. The armed conflict between Israel and the Palestinians in the territories does not change the scope of the human rights belonging to Israeli citizens. Our right to human dignity, privacy, property and freedom of occupation did not change when Hamas won the recent elections in the territories. Basic rights do not change according to the winds of peace or war that blow through our region. Taking the security position into account — which is of course essential and requisite — should be done within the framework of the limitations clause. For this reason, I accept my colleague’s approach that ‘even those who support the position that the Israeli citizen should have a right — a constitutional right or a legal right — to have his foreign family member enter Israel and reside in it will agree that reasons of national security and public security should qualify the right of the individual to have his family member enter the country and reside in it’ (para. 77 of his opinion). Notwithstanding, it should be re-emphasized that the expression ‘will qualify the right of the individual’ does not mean that his constitutional right as determined in the Basic Laws has been changed and reduced. The meaning of this expression is that the realization of the right and the protection given to it in legislation has been restricted for reasons of national security and public security, as required in the limitations clause. When these pass — and we all aspire to this — no change will occur to the constitutional right itself. It will remain as it was. The change will occur to the possibility of realizing it. Therefore I agree with my colleague’s approach that ‘a time of war is not the same as a time of peace’ (para. 82 of his opinion), and that ‘things which are appropriate in a time of peace cannot be maintained in a time of war’ (ibid.). Nonetheless, this change should find its full expression within the framework of the limitations clause. It should affect the realization of the right. This change is not capable of affecting the existence of the right and the scope of its application. Therefore, we cannot agree with his conclusion ‘that in times of war there arise — or you may say, there awaken — considerations and interests that are unique to this time, considerations and interests that can restrict the spheres of application of the rights of the individual’ (ibid.). The unique considerations and interests in times of war must act within the framework of the limitations clause, and within the framework of the constitutional right itself. They do not restrict ‘spheres of application of the rights of the individual.’ They restrict the possibility of realizing them.

109. Assuming that the Citizenship and Entry into Israel Law violates the constitutional right, is this violation proportionate? My colleague and I agree that the first two conditions of proportionality — the rational connection test and the least harmful measure test — are satisfied in our case. The difference of opinion between us concerns the third subtest (the test of proportionality in the narrow sense, or the ‘value test,’ as my colleague calls it). Even with regard to this subtest, we both agree that the blanket prohibition provided in the Citizenship and Entry into Israel Law provides more security to the citizens and residents of the State than the individual check. The framework of the doubts is therefore this: is there a proper proportion between the additional security obtained by changing over from the individual check (which was used in the past) to the blanket prohibition (which was introduced by the Citizenship and Entry into Israel Law) and the additional violation of the human dignity of the Israeli spouses caused by this change? My colleague’s reply is that ‘the additional security — security for life — that the blanket prohibition gives us as compared with the individual check that is limited in its ability [is] proper’ (para. 122). By contrast, I am of the opinion that the additional security provided by the blanket prohibition is not proportionate in comparison with the additional damage caused to the family life and equality of the Israeli spouses.

110. My colleague puts on one pan of the scales life itself. ‘We are concerned with life. Life and death. It is the right of the residents of the state to live. To live in security. This right of the individual to life and security is of great strength. It has chief place in the kingdom of rights of the individual, and it is clear that its great weight is capable of determining decisively the balance between damage and benefit’ (para. 120 of his opinion). Against this he places on the other pan the right to have family life (ibid.). Indeed, I accept that if we weigh life against quality of life — life will prevail. But is this the proper comparison? Had we posed the question in this way — life against quality of life — we would certainly have held that we are permitted, and perhaps even obliged, to torture a terrorist who constitutes a ‘ticking bomb’ in order to prevent harm to life; that we are permitted, and perhaps even obliged, to reassign the place of residence of an innocent family member of a terrorist in order to persuade him to refrain from terror and to prevent an injury to life; that the security fence should be placed where the military commander wished to place it, since thereby the lives of the citizens of the state are protected, and any harm to the local population, whatever its scope may be as long as it does not harm life itself, cannot be compared to the harm to the lives of the citizens of the state. But this is not how we decided either with regard to torture, or with regard to assigned residence or with regard to the harm caused by the separation fence to the fabric of the lives of the local residents (see, respectively, Public Committee Against Torture v. Government of Israel [102]; Ajuri v. IDF Commander in West Bank [1]; Beit Sourik Village Council v. Government of Israel [2]). In those cases and in many others we always put human life at the top of our concerns. We were sensitive to terror and its consequences in our decisions. Indeed, human life is dear to us all; and our sensitivity to terror attacks is as strong as in the past. We made the decisions that we made because we do not weigh life against the quality of life. In doing so, life always takes precedence and the result is to refrain from any act that endangers human life. Society cannot operate in this way, either in times of peace (such as with regard to road accident victims) or in times of war (such as with regard to victims of enemy attacks). The proper way of posing the question is by means of the level of the risks and the likelihood that they will occur, and their effect on the life of society as a whole. The questions that should be asked in our case are questions of probability. The question is what is the probability that human life will be harmed if we continue the individual check as compared with the likelihood that human life will be harmed if we change over to a blanket prohibition, and whether this additional likelihood is comparable to the certainty of the increase caused thereby to the violation of the rights of spouses who are citizens of the state.

111. Now that we have begun discussing the issue of risk, we must declare openly that democracy and human rights cannot be maintained without taking risks. Professor Sajo rightly said that ‘liberty is about higher risk-taking’ (A. Sajo (ed)., Militant Democracy (2004), at p. 217). Indeed, every democracy is required to balance the need to preserve and protect the life and safety of citizens against the need to preserve and protect human rights. This ‘balance’ simply means that in order to protect human rights we are required to take risks that may lead to innocent people being hurt. A society that wishes to protect its democratic values and that wishes to have a democratic system of government even in times of terror and war cannot prefer the right to life in every case where it conflicts with the preservation of human rights. A democratic society is required to carry out the complex work of balancing between the conflicting values. This balance, by its very nature, includes elements of risk and elements of probability (see, in this regard, C.R. Sunstein, Laws of Fear: Beyond the Precautionary Principle (2005), at pp. 204-223; J. Waldron, ‘Security and Liberty: The Image of Balance,’ The Journal of Political Philosophy, vol. 11 (2003), at pp. 191-210; M. Freeman, ‘Order, Rights and Threats: Terrorism and Global Justice,’ in Human Rights in the War on Terror (R. Wilson, ed., 2005), at pp. 37-56). Naturally, we must not take any unreasonable risks. Democracy should not commit suicide in order to protect the human rights of its citizens. Democracy should protect itself and fight for its existence and its values. But this protection and this war should be carried out in a manner that does not deprive us of our democratic nature.

112. In this perception, the comparison in our opinion is not between life and family life. The comparison is between the risk to life and the likelihood that the right to life will be violated as compared with the certainty of the violation of family life. In my opinion, the additional security caused by changing from an individual check to a blanket prohibition of the entry of husbands up to the age of 35 and wives up to the age of 25 cannot be compared to the additional damage to the Israeli spouses as a result of the violation of their right to family life. Indeed, if an individual check is proper, from the viewpoint of the risks that should be taken in our defensive democracy, when the husband reaches 35 and the wife reaches 25, why does it become improper, from the viewpoint of the risks, when they have not yet reached these ages? This question is asked mainly against the background of the state’s position, which it repeatedly stated before us and which my colleague discussed in his opinion, that the concern is with regard to a change in the position of the foreign spouse after entering Israel. My colleague asks: ‘who therefore is so wise that he does not suspect that a resident of the territories may become associated with a terror organization after receiving Israeli documentation? (para. 111 of his opinion). Indeed, the suspicion certainly exists. As the years pass, this concern may even increase. And yet, notwithstanding this concern, the state decided — rightly, in my opinion — that this concern is insufficiently serious in order to reject an individual check and in order to necessitate a blanket prohibition for husbands aged 35 or more and wives aged 25 or more. The same is true of the transition provisions included in the Citizenship and Entry into Israel Law, which my colleague discusses (in para. 123 of his opinion). These provisions provide that the Minister of the Interior or the military commander in the territories may give licences to live and permits to stay in Israel to residents of the territories who filed their application for family reunifications before 15 May 2002, subject to an individual check of the risk presented by him. My colleague calculates the number of those persons who may benefit from the transition provisions at approximately 16,000. So we see that with regard to these thousands the state remains satisfied to carry out individual checks, notwithstanding the risk involved therein. The violation that would be caused by applying the law retroactively appears to the state — and rightly so — too serious a violation of the rights, which ought to be avoided even at the price of the security risk involved therein. The same is true of residents of the territories who enter Israel for work purposes. Also with regard to them the state is satisfied to carry out an individual check, notwithstanding the risk inherent in this. The needs of Israeli society for the work of these people seems to the state — and in my opinion, rightly — to be creating a risk that should be taken. Against the background of all of these, it is difficult, very difficult, to give such great weight to the risk that arises from holding an individual check, which is right and proper for spouses over the age of 35 (for husbands) and over the age of 25 (for wives), for spouses who submitted their request before the effective date, and for workers from the territories, precisely in the case of the other foreign spouses who wish to enter Israel. Once again, were we to place before us human life only, we would be obliged to reach the conclusion that whatever the age of the foreign spouses, a blanket prohibition should be applied to them; we would also be liable to determine that family reunifications should not be allowed, irrespective of the question of when the application was filed; we would also be liable to determine that workers should not be allowed at all to enter from the territories. But this is not what the Citizenship and Entry into Israel Law provides. If the state is prepared to take the risks to human life that its policy — which refrains from a blanket prohibition and is satisfied with an individual check — causes with regard to spouses over the ages of 35 and 25, and if the state was prepared to take the risks of giving entry permits to spouses who filed their application before the effective date, and if the state was prepared to take the risks in allowing workers from the territories to enter Israel and is satisfied with an individual check, it is a sign that the risk presented by being satisfied with an individual check is not so large that it can justify the serious violation to the family life of the Israeli spouses.

113. Naturally, everything should be done in order to increase the effectiveness of the individual check. In this regard, the Citizenship and Entry into Israel Law contains provisions with regard to the individual check of those persons to whom the blanket prohibition does not apply (s. 3D of the law). It is possible, of course, to exercise these provisions with regard to everyone who undergoes an individual check. It is also possible to propose additional measures that can be taken. Thus, for example, it is possible to give weight to the fact that the Israeli spouse applied originally to the respondents and asked that an individual check should be made. Of course, if de facto there is no real possibility of receiving relevant information from an individual check of a foreign spouse because of the security position, there is no alternative to deferring the decision concerning him until the individual check becomes possible. Where fighting is taking place checks are not carried out; where there is no possibility, because of the security conditions, of making a check, it should be deferred until the conditions change. All of these will be determined in accordance with the conditions of the time and place; they will be governed by a blanket prohibition. Therefore, with regard to those spouses for whom the individual check is possible, it should be made. In such situations the disproportionality of the blanket prohibition stands out. Why should the Israeli spouse not be allowed to have a family life in Israel with the foreign spouse, when a reasonable check shows that the foreign spouse does not constitute a security risk at the time of the check, and there exists little risk that this will change in the future? Even if the burden of proof is placed, in this regard, on the Israeli spouse, why should he be deprived of the possibility of proving that the burden has been discharged?

Conclusion

114. The decision in these petitions is difficult. ‘We are members of Israeli society. Although we sometimes find ourselves in an ivory tower, that tower is in the heart of Jerusalem, which has on more than one occasion suffered from ruthless terror. We are aware of the killing and destruction that the terror against the state and its citizens brings in its wake. Like every other Israeli, we too recognize the need to protect the state and its citizens against the serious harm of terror. We are aware that, in the short term, this judgment of ours will not make the state’s struggle against those that attack it any easier. But we are judges. When we sit in judgment, we ourselves are being judged’ (Beit Sourik Village Council v. Government of Israel [2], at p. 861 {323}). As judges, we know that we must find a proper balance between human rights and security. ‘In this balance, human rights cannot receive complete protection, as if there were no terror, and state security cannot receive complete protection, as if there were no human rights. A delicate and sensitive balance is required. This is the price of democracy. It is expensive, but worthwhile. It strengthens the state. It provides a reason for its struggle’ (Ajuri v. IDF Commander in West Bank [1], at p. 383 {120}). We discussed this in Public Committee Against Torture v. Government of Israel [102], which concerned the use of violence in order to save human life from a terrorist who was alleged to be a ‘ticking bomb.’ These remarks are also apposite in this case:

‘We are aware that this decision does not make it easier to deal with that reality. This is the destiny of a democracy — it does not see all means as acceptable, and the ways of her enemies are not always open to it. A democracy must sometimes fight with one hand tied behind its back. Even so, a democracy has the upper hand. The rule of law and the liberty of the individual constitute important components in its understanding of security. At the end of the day, they strengthen her spirit and this strength allows it to overcome its difficulties’ (ibid. [102], at p. 845 {605}).

Were my opinion accepted, the result would be that the Citizenship and Entry into Israel Law is void. The declaration of the law’s voidance is suspended until 16 July 2006.

 

 

Vice-President Emeritus M. Cheshin

When I received the opinion of my colleague, President Barak, I put my hand in his and allowed him to lead me along his path. So we followed paths that were paved with basic principles, we ascended mountains with summits of basic rights, we transversed doctrines, we descended into specific rules of law, and on our way we were continually accompanied by justice, truth, integrity and common sense. Towards the end of the journey, we boarded a ship and we reached an island in the middle of the ocean. We disembarked, and on the pier a dignified person greeted us.

‘Welcome,’ the man welcomed us with a kind expression.

‘Greetings,’ we replied, and added: ‘We are from Israel, from the Supreme Court of Israel. And who are you, sir?’ we asked.

‘My name is Thomas, Thomas More, also known as Thomas Morus.’

‘Very pleased to meet you. And what is this place?’ we asked.

‘You are in the state of Utopia,’ the man replied, and added: ‘The state of Utopia was established according to a plan that I outlined in a book that I wrote, which has the same name as the state, Utopia. By the way,’ the man added, ‘the word Utopia is from Greek, and it means “nowhere”.’

‘Interesting, very interesting,’ we said, ‘And as persons of the law, let us also ask you this: what is the legal system in Utopia? Is it similar to the legal system in Israel?’ (Our assumption was, of course, that this wise man knew the Israeli legal system).

Mr More immediately answered: ‘I am sorry, but there are vast differences between the two legal systems, and it will be a long time before Israel reaches the level of Utopia. At this time, you are fighting for your lives, for the existence of the state, for the ability of the Jewish people to have a communal and national life like all peoples. The laws of Utopia — in the position you find yourselves in at present — are not for you. Not yet. Take care of yourselves, do the best you can, and live.’ Thus spoke the man, and he said no more.

Then I awoke, and it was a dream.

* * *

The Citizenship and Entry into Israel Law (Temporary Provision), 5763-2003 (‘the law’ or ‘the Citizenship and Entry into Israel Law’) tells us that, subject to various exceptions — which are extensive — Israeli citizenship shall not be given to a resident of Judaea, Samaria or the Gaza Strip (the territories), nor shall a licence to live in Israel be given to such a person. The law does not apply to the residents of Israeli towns in the territories. On this occasion, we are concerned with the question whether the law satisfies — or does not satisfy — the constitutionality tests set out in the Basic Law: Human Dignity and Liberty.

2.    I have read carefully the opinion of my colleague, President Barak. The opinion is broad in scope and excellently presented, from beginning to end. I read it, but I was unable to agree. My path in the law is, in its essence, different from my colleague’s path. My thinking is different from my colleague’s thinking.

First of all, I believe that the State of Israel — like any country in the world — is entitled to restrict by law the immigration of foreigners into Israel, including the spouses of Israeli citizens. I do not accept that the citizens of the State have a constitutional right — i.e., a right by virtue of which it is possible to declare a statute of the Knesset void — that their foreign spouses may immigrate into Israel by virtue of marriage. Admittedly, I too, like my colleague the president, recognize the lofty status of the right to marriage and family life, but a disagreement divides us with regard to the secondary rights that derive from that right. Unlike my colleague, I doubt whether the right to marriage and family life implies a constitutional duty that is imposed on the state to allow foreign citizens who married citizens of the state to enter Israel.

Secondly, in times of war the state — any state — may refuse entry to citizens of an enemy of the state, even if they are married to citizens of the state. The State of Israel, as we all know, is at war — or at least a quasi-war — which is cruel and hard, against the Palestinian Authority and the terror organizations that act from within it. The residents of the Palestinian territories are de facto enemy nationals, and as such they are a group that presents a risk to the citizens and residents of Israel. The state is therefore entitled, in order to protect its citizens and residents, to enact a law that prohibits the entry of residents of the territories — enemy nationals — into the state, as long as the state of war or quasi-war continues. The basic right to marriage and family life is a basic right that we all recognize as a right derived from human dignity. But I doubt whether it implies, in itself, a duty imposed on the state to allow the entry into Israel of enemy nationals merely because they married persons who are residents or citizens of Israel. This is an enemy that is sponsoring a prolonged and murderous attack against the state and its residents. Here we will also find the answer to the claim of discrimination, since a distinction made by the law — a distinction that concerns the residents of the territories and not the citizens of the state — is a permitted distinction between the citizens of the state who married foreign citizens that are enemy nationals and citizens of the state who married foreign citizens that are not enemy nationals.

Third, even had I agreed with my colleague’s approach with regard to the constitutional status of the right to family life with persons who are foreign to the state, I still would not agree with his conclusion that the test of proportionality (‘in its narrow sense’) undermines the law and dooms it to destruction. Unlike my colleague, I am of the opinion that the advantage and benefit that the Citizenship and Entry into Israel Law contributes to the security and the lives of Israeli residents overrides the violation that the law inflicts on some of the citizens of Israel who have married — or who intend to marry — residents of the territories and who wish to live with their spouse in Israel. Indeed, when we place on one side of the scales the right of the citizens of Israel to life and security and on the other the right of some of the citizens of Israel to marry residents of the territories and live in Israel, the first side has greater weight. This should be the law where security is undermined to a significant degree, when life is in constant risk. And we all know that when we speak of risks to life and preserving life, we are not speaking metaphorically. It is life that we are seeking to protect, and no less. So when the Knesset — the supreme body in Israeli democracy — decided that the provisions of the Citizenship and Entry into Israel Law, a temporary law that is qualified with considerable restrictions, constitutes an effective and proper tool for protecting the lives of the citizens of the state and for the war against the serious risks to life and security, I find it difficult to accept that from the viewpoint of Israeli society the law commits the sin of disproportionality.

3.    The Citizenship and Entry into Israel Law is a law that was enacted against a difficult security background in which the State of Israel finds itself. Against this difficult background, since we know from past experience that some of the residents of the territories — residents who by virtue of their marriage were given Israeli citizenship, with permits to move freely within Israel and between the areas of the Palestinian Authority and Israel — aided the terror attacks of suicide bombers that plague Israel, our opinion is that the petitioners are not entitled to the voidance of the law. We should always remember: Israel is not Utopia. Israel finds itself in a difficult armed conflict with the Palestinians. An authority against a state. One collective against another. And this armed conflict has become like a war. Not like the War of Independence; not like the Six Day War; not like the Yom Kippur War. But it is a war nevertheless. And a state that finds itself in a state of war with another state usually prohibits — and is entitled to prohibit — the entry of the residents of the enemy state into its territory. This is also the case here. As to the relationship between the state and its residents and citizens, its internal relations, the state is entitled, in order to protect its citizens and its residents, to forbid the residents of the area that is waging an armed conflict with it — to forbid the residents of the ‘enemy state’ — to enter Israel.

4.    When it became clear that some of the residents of the territories who live in Israel were involved in the activity of suicide bombers who came from the Palestinian Authority, and when it became clear to the security establishment that they were unable to distinguish with a reasonable level of accuracy between the residents of the territories who are likely to aid terror and the residents of the territories who are not likely to aid terror, even if only for the reason that the terror organizations seek the help of those residents after they receive the coveted Israeli documentation, we are of the opinion that the arrangement provided by the Knesset in the Citizenship and Entry into Israel Law — a law whose validity is limited in time and whose application is qualified by reservations — according to which Palestinian residents from the territories, in the age groups stated in the law, will not be given citizenship or a licence to live in Israel, is a constitutional and proportionate law.

5.    We all know that the provisions of the law harm some of the citizens of Israel who wish to marry Palestinian spouses and live with them in Israel. As human beings, we can only identify with the pain of those innocent persons whose right to have a family life in Israel has been violated. But there are two sides to the coin. Thus, as long as the Palestinian-Israeli armed conflict continues, as long as the Palestinian terror continues to strike Israel and Israelis indiscriminately, as long as the security services find it difficult to distinguish between those who aid our enemies and those who do not aid our enemies, the right of the few to have a family life in Israel should yield to the right of all the residents of Israel to life and security. Indeed, it is the right — more, it is the duty — of a state, of every state, to protect its residents against those who wish to harm them, and from this it can be derived that the state may prevent the immigration of enemy nationals into it — even if they are merely the spouses of Israeli citizens — while it is waging an armed conflict with that enemy.

Concerning the armed struggle that the Palestinians are waging against Israel and Israelis

6.    In September 2000, a murderous terror onslaught began to afflict the State of Israel and its residents. Its origins were in the territories of Judaea, Samaria and the Gaza Strip. The onslaught is planned and executed almost entirely by Palestinians who are residents of the territories. The armed struggle of the Palestinians against the State of Israel and its residents has not stopped, and while we write this judgment the citizens of Israel continue to live under the threat of the murderous terror that is directed against them. We already know that we are speaking of one of the most serious onslaughts that we have undergone. Tens of thousands of terror attacks originating in the territories have struck children, the elderly, women and men indiscriminately and mercilessly. The vast majority of these are innocent citizens who are engaged in their normal day-to-day activities. This has led to the death of more than one thousand Israelis and the wounding of thousands more. Much property has been damaged and destroyed. The economy of the State of Israel has been seriously undermined. Daily life in the country has been disrupted. Many citizens have become fearful of everyday occurrences, such as travelling on buses, visiting shopping malls and eating out in restaurants. In the eyes of the world Israel is pictured as a country afflicted with terror that should not be visited.

7.    Let us briefly mention the facts that can be called ‘plain facts,’ but in truth they are stained and discoloured with much blood. Since September 2000 the Palestinian have carried out 26,448 terror attacks, in which they have murdered 1,080 Israeli citizens and wounded 7,416 citizens. The number of terror attacks includes all the terror attacks that were carried out in Israel and the territories, and it includes various types of enemy terror activity, such as huge explosions with many victims inside Israel, shooting attacks in the territories and the firing of Kassam rockets and light firearms into Israel. For our purpose, we will focus on the attacks that are carried out inside Israel, i.e., attacks whose execution usually requires the help of persons who live legally in Israel and are able to avoid obstacles that Israel places in the path of terrorists who come from the territories. Inside the State of Israel — literally in the home — the Palestinians have carried out 1,596 terror attacks, including 148 suicide attacks. 626 Israeli citizens were murdered near their homes, while they were sitting in restaurants, travelling on buses, shopping at malls or waiting to cross a pedestrian crossing with small children. 6,446 Israelis — men and women, children and the elderly — have been wounded, some with very serious injuries that will leave them scarred all their lives. In the suicide attacks alone the Palestinians have murdered 505 Israelis and wounded thousands. This is the reality in which we live. These are the results of the war that the Palestinians are waging against us. And at this time we do not know what tomorrow will bring.

8.    To protect the residents of the state, Israel is fighting terror to its utmost. But this war is not simple at all. It is also not like previous wars, those wars which shaped the norms of war accepted in international law. The Palestinian war of terror is not carried out by an organized army wearing uniforms, nor is it waged on the battlefield. This is a war of terrorists who do not wear a tag to distinguish themselves from the other inhabitants of the territories and who direct their attacks against civilians who are going about their daily lives. The terrorists hide and mingle among the Palestinian population so that it is impossible to know who is an innocent Palestinian resident, who is a terrorist and who is a Palestinian resident who is likely to aid terror. This hiding of the terror organizations among the civilian population is not a coincidence. The terrorists hide deliberately among the civilian population, and they sometimes make use of the innocent population as ‘human shields’ against the operations of the IDF. Moreover, the terrorists are given support and assistance by parts of the civilian population. Indeed, not only do the inhabitants of the territories do nothing to stop the terror, but many of them even support it and assist it. A large number of terrorists receive the encouragement and assistance of those around them and their families. Many regard the perpetration of acts of terror and aiding terror as a means of ensuring the future livelihood of the family. Others act because of threats, and they aid the terror organizations out of a fear that if they do not do so they or their families will disappear. The Palestinian Authority itself also does not do enough to subdue terror, and in several cases it has been found that the Palestinian Authority or persons who were members in its agencies aided acts of terror or took part in them directly. This support is, inter alia, a result of the extreme and rabid incitement that calls for acts of violence to be carried out against Israel and its residents. This incitement has continued for many years, and it is clear that it has penetrated all sectors of Palestinian society. This court has been called on in the past to consider the difficult and complex security reality in which we find ourselves. Let us cite remarks made by President Barak three and a half years ago (on 3 September 2002) in Ajuri v. IDF Commander in West Bank [1], at p. 358 {87}:

‘Israel’s fight is complex. The Palestinians use, inter alia, guided human bombs. These suicide bombers reach every place where Israelis are to be found (within the boundaries of the State of Israel and in the Jewish villages in Judaea and Samaria and the Gaza Strip). They sew destruction and spill blood in the cities and towns. Indeed, the forces fighting against Israel are terrorists; they are not members of a regular army; they do not wear uniforms; they hide among the civilian Palestinian population in the territories, including in holy sites; they are supported by part of the civilian population, and by their families and relatives.’

In another case, the court considered the attitude prevailing in Palestinian society and the encouragement given by some of the Palestinian population to the war of the terror organizations against the State of Israel (CrimA 2131/03 Saadi v. State of Israel (unreported), per Justice Levy):

‘… It is sufficient to point to the large number of attacks that have been perpetrated and the many others that were prevented, and it is especially appropriate to point to the exultations and joy following the killing of Jews, and the “days of feasting” announced by the families of those who are declared to be “martyrs” after their families are told of the death of their sons. In my opinion, these are capable of clarifying to what extent the population of the territories occupied by Israel encourage the suicide bombers, and we can therefore understand the growing number of persons who are prepared to act as “live bombs.” In this situation, the need to search for deterrents in order to reduce the cycle of killing is an existential need that knows no parallel…’

Someone who has not seen a mother praising her son who killed himself as a ‘live bomb’ in order to murder Israelis — and who among us has not seen these scenes of horror on the television screen — has never seen anything surreal in his life. Such are the enemies of Israel.

9.    We received clear and explicit evidence of the prevailing attitude of the Palestinian public in the elections that took place in the Palestinian Authority on 25 January 2006. In these elections the Hamas organization won a majority of the seats in the Palestinian parliament, and as a result of this win it also formed the government of the Authority. I think that there is no need to expand on the nature of the Hamas organization that, already on 22 June 1989, seventeen years ago, was declared by the government of Israel to be a terror organization, in accordance with the definition of this term in the Prevention of Terror Ordinance, 5708-1948. Hamas is a murderous terror organization, one of the most extreme and dangerous of the terror organizations, whose declared and clear purpose is to fight a war of Jihad that will wipe Israel off the face of the earth. The beliefs of the Hamas organization can be learned from the organization’s charter, which gives clear expression to the ideology that governs it. This charter, which is the basic constitution of Hamas, reveals an extreme outlook that calls for an uncompromising war of Jihad against Israel and Zionism. The Hamas organization regards itself as a link in a holy war against the Zionist invasion, and it calls upon the whole Moslem nation, and especially the Palestinian people, to take a part in this war which will lead to the destruction of the State of Israel. The charter of the Hamas organization numbers many pages, and we will cite (from the translation which the state submitted for our study) only some of the main points in brief. At the beginning of the charter, there is the following quote that is attributed to Hassan Albana, the founder of the Moslem Brotherhood movement in Egypt:

‘Israel will exist and will continue to exist until Islam will obliterate it, just as it obliterated others before it.’

This is the beginning of the charter and this is the evil and cruel spirit that permeates it.

Further on, the Hamas charter states that ‘Palestine is land belonging to the Islamic Wakf,’ and in consequence of this ‘it is forbidden to relinquish it or any part of it or to concede it or any part of it.’ Since the Hamas organization rules out any solution that involves conceding Palestinian lands — i.e., rules out any solution that does not involve the destruction of the State of Israel — the charter states openly and expressly that the Hamas organization rules out any peaceful solution whatsoever, since a peaceful solution means a concession of holy Palestinian lands. Hamas believes that the one and only solution to the ‘theft of Palestine by the Jews’ is a solution of war: not merely any war, but a holy Islamic war that will wipe the State of Israel off the face of the earth. In this spirit, the Hamas organization calls upon Moslems in general and Palestinians in particular to join the ranks of the Jihad warriors (the Mujadeen) in their war on Israel, and it also calls upon Islamic religious scholars to disseminate the spirit of Jihad and nurture Islamic consciousness among the whole people (paras. 14 and 15 of the charter):

‘… The freeing [of Palestine] is a personal obligation on every Moslem wherever he is. It is [solely] on this basis that one should address the problem [of Palestine], and every Moslem should understand this well.

When the enemies steal a part of Moslem lands, the Jihad becomes a personal duty of every Moslem. With regard to dealing with the theft of Palestine by the Jews, there is no alternative to raising the banner of Jihad, something which requires the spreading of Moslem consciousness among the masses on a local, Arab and Moslem level, and there is no alternative to spreading the spirit of Jihad among the [Islamic] nation, fighting the enemies and joining the warriors of the Jihad [the Mujadeen].’

It should be stated that further on the charter levels against Israel and the Jews serious and fantastic anti-Semitic accusations, including the accusation that ‘they were behind the French Revolution, the Communist Revolution and most of the revolutions of which we have heard and of which we hear in various places’; it is the Jews who caused the First World War which was intended to destroy the Ottoman Caliphate; the Jews have set up secret organizations throughout the world and they control them; the Jews set up the United Nations — which replaced the League of Nations — in order that they might control the world; the Jews use money and resources in order to control the world and to ensure the foundation and existence of the State of Israel (para. 22 of the charter). Indeed, the Protocols of the Elders of Zion have worthy progeny.

10. These, then, are the beliefs of the Hamas organization, these are its purposes, and to our sorrow Hamas has acted and continue to act in order to realize its beliefs and purposes. Since it was founded, Hamas has fought a cruel and murderous war of terror against Israel and it strikes Israeli citizens without mercy. Hundreds have been killed and thousands have been wounded in suicide attacks inspired by the organization, and this modus operandi has spread to other Palestinian organizations and from them to Moslem organizations throughout the world. Much blood has been spilt, and Hamas continues on its path.

11. And yet, despite its extreme positions, Hamas has benefited and the Palestinian public elected it to lead them. The Palestinian public elected the Hamas organization to power, and as a result of this election Hamas has formed a government in the Palestinian Authority. Hamas members hold office as the prime minister and as ministers in the government, they control the Authority’s budget and they decide its policy. Members of the Hamas organization are the Authority’s spokesmen, they control the media and they implement their policy vis-à-vis the world and the State of Israel. The Hamas organization and the Palestinian Authority — at least the organs of government in the Palestinian Authority — have become one.

12. An armed conflict has been taking place between Israel and the Palestinians for many years. This conflict has reaped a heavy price on both sides, and we have seen the massive scale of the harm caused to Israel and its inhabitants. The Palestinian public plays an active part in the armed conflict. Among the Palestinian public there is enmity to Israel and Israelis. Large parts of the Palestinian public — including also persons who are members of the organs of the Palestinian Authority — support the armed struggle against Israel and actively participate in it. The terror organizations and their operatives are well placed in all parts of Palestinian society and they receive its assistance, at least by its silence and failure to prevent terror operations. The Palestinian public chose the Hamas terror organization to rule it, and we know what are the character and the beliefs of the party that controls the Palestinian Authority. All of these are facts that are not in dispute, and the conclusion that follows from them is that the Palestinian Authority is a political entity that is hostile to Israel. It follows from this that the residents of the territories — Judaea, Samaria and the Gaza Strip — are enemy nationals. Admittedly, between Israel and the Palestinian Authority there is a complex and intricate relationship which is not merely a relationship of war, and it is clear that many of the residents of the territories do not take part in terror and even denounce it. But we are concerned with the rule, and when we are speaking of the rule — in the Palestinian Authority and the Palestinian public — the picture that we obtain is a picture of hostility and enmity. The Palestinian Authority is hostile to Israel. From the places under its control, and with its knowledge — possibly even on its initiative and with its encouragement — an armed struggle is being waged against Israel and its residents, and human bombs from the territories sew death and destruction in Israel. The relationship of Israel and the Authority is similar to the relationship between states that are at war with one another.

The security background to the enactment of the Citizenship and Entry into Israel Law

13. The State of Israel and the security forces have done all they can to defeat the wave of terror that has overwhelmed the state, and they have adopted wide-ranging measures, some of which have led, regrettably and as an inevitable consequence, to harm to the Palestinian population. Thus, inter alia, military operations have been conducted, some on a large scale, in the territories under the control of the Palestinian Authority. These operations involved infantry, heavy weapons — tanks and armoured personnel carriers — helicopter gunships and airplanes. The army entered Palestinian towns and villages, engaged in fierce fighting there and arrested many suspects. The army imposed curfews and sieges in various areas and several cities in Judaea and Samaria. Roadblocks were set up on highways and roads in the territories. The State of Israel initiated a policy of targeted attacks — on the land and from the air — and in several cases it accidentally caused harm to the civilian population among whom the terrorists who were being targeted by the operation were hiding. Alongside these military operations, when it was found that they did not provide a satisfactory solution to the terror onslaught, the State of Israel began building the security fence, which was intended to be a physical barrier that would prevent terrorists from entering the State of Israel.

14. Almost all of the military activities of the State of Israel were attacked in the court, on the grounds that they harm citizens who are not involved in terror, but the opinion of the court was consistent and clear: it is the right of the State to protect itself and its residents against the terror onslaught, and this is true even at the price of the accidental and unintentional harm to a civilian population that does not wish to harm the State of Israel. The right to life and existence — the life and existence of the residents of Israel, the life and existence of the state — therefore overrode other important rights, and the voice of the court was heard loud and clear. See, for example, Beit Sourik Village Council v. Government of Israel [2]; Marabeh v. Prime Minister of Israel [5]; Marab v. IDF Commander in Judaea and Samaria [3]; Centre for Defence of the Individual v. IDF Commander in West Bank [4]; HCJ 8172/02 Ibrahim v. IDF Commander in West Bank [108]; HCJ 4764/04 Physicians for Human Rights v. IDF Commander in Gaza [109]; HCJ 1730/96 Sabiah v. IDF Commander in Judaea and Samaria [110]. Those cases admittedly concerned the activity of the state in an area held under belligerent occupation, and thus they were different from the case before us. At the same time, we can learn from those cases how to balance rights, which we are also required to do in this case, when on the one side there are rights of the individual and on the other said there is the duty of the state to prevent terror activities and to protect the lives of the residents of the state.

15. Notwithstanding all the activities and efforts of the state of Israel, the terror onslaught was not stopped, and whenever a method of reducing the ability of the terrorists to harm Israel was found, the terror organizations made great efforts to overcome that method. This is what happened after the building of the security fence. The terror organizations encountered a method of defence that they found difficult to overcome, and in order to avoid it they began to avail themselves of residents of the territories who had undergone processes of ‘family reunifications’ and were given permits to enter Israel and move around in it freely. ‘The Israeli identity cards that were given to residents of the territories [as a result of marriage to citizens or residents of Israel] allowed them free movement between the areas of the Authority and Israel, and made them the preferred group of terror organizations for carrying out hostile activity in general, and inside Israel in particular’ (explanatory notes to the draft Citizenship and Entry into Israel (Temporary Provision) Law (Amendment) 5765-2005, Hatzaot Hok (Draft Laws), 5765, at p. 624). Thus a new reality was created ‘in which there is increasing involvement in the conflict on the part of Palestinians who were originally residents of the territories and who have Israeli identity cards as a result of the process of family reunification with persons having Israeli citizenship or residency, and who abused their status in Israel for the sake of involvement in terror activity, including aiding the perpetration of suicide attacks’ (ibid.).

The law and the security reasons underlying it

16. The residents of the territories who have documents that permit them to stay in Israel have therefore become a target for recruitment by the terror organizations because of their ability to aid in the perpetration of terror attacks in Israel. And indeed, the security forces of Israel have found that the efforts of the terror organizations have borne fruit, and that the involvement of the residents of the territories carrying Israeli identity cards in terror activity has increased. We should further point out that on more than one occasion the terror organizations contacted a resident of the territories after he passed all the required checks — including a check of the lack of a security risk — and he received a permit to stay in Israel. In other words, when he received the permit, the resident of the territories had no connection whatsoever with the terror organizations and therefore the security establishment did not find that he presented a security danger, but after receiving the documentation the terror organizations recruited him into their ranks to aid in terror activity.

17. Against the background of this difficult security reality, the government of Israel decided, on 12 May 2002, to determine a general policy with regard to the ‘treatment of illegal aliens and the policy of family reunifications with regard to the residents of the Palestinian Authority and foreigners of Palestinian origin’ (decision no. 1813). The government set out rules and principles for that new policy, adding that until a new policy was formulated, no residents of the territories would be entitled to documentation that allowed them to stay in Israel, including licences to live in Israel by virtue of the Entry into Israel Law, 5712-1952. In the language of the decision: ‘No new applications of residents of the Palestinian Authority to receive a status of resident or any other status will be accepted; an application that has been filed will not be approved, and the foreign spouse will be required to stay outside Israel until the decision is made.’

18. The government’s decision and the policy that the decision was intended to put into effect were enshrined in the Citizenship and Entry into Israel Law (Temporary Provision), 5763-2003. This is the law whose constitutionality (after its amendment) is the subject of the case before us. The law restricted, subject to certain exceptions, the right of residents of the territories to receive Israeli documentation that will permit them to stay in Israel, and according to section 2:

‘Restriction on citizenship and residency in Israel

2.  As long as this law is valid, notwithstanding what is stated in any law including section 7 of the Citizenship Law, the Minister of the Interior shall not grant citizenship under the Citizenship Law to a resident of an area nor shall he give him a licence to reside in Israel under the Entry into Israel Law, and the area commander shall not give a resident as aforesaid a permit to stay in Israel under the security legislation in the area.’

19. As we have explained above, the reasons for this law are security ones, and we are also told this in the explanatory notes to the draft Citizenship and Entry into Israel Law (Temporary Provision), 5763-2003 (Hatzaot Hok (Draft Laws), 5763, at p. 482):

‘Since the armed conflict broke out between Israel and the Palestinians, which led inter alia to dozens of suicide attacks being carried out in Israel, a trend can be seen of an increasing involvement in this conflict on the part of Palestinians who were originally residents of the territories who carry an Israeli identity card as a result of family reunifications with persons with Israeli citizenship or residency, by means of an abuse of their status in Israel that allows them freedom of movement between the areas of the Palestinian Authority and Israel.

Therefore, and in accordance with decision no. 1813 of the government… it is proposed to restrict the possibility of giving residents of the territories citizenship under the Citizenship Law, including by way of family reunifications, and the possibility of giving the aforesaid residents licences to live in Israel under the Entry into Israel Law or permits to stay in Israel under the security legislation in the territories.’

At the same time, on the basis of the assumption that the security reasons that led to the enactment of the law may change as time passes, it was decided that the law would be enacted in the format of a ‘temporary provision’ for a year, and that at the end of that year, after the ramifications of the temporary provision and the security position were examined, the government would be entitled, with the approval of the Knesset, to extend the validity of the law for an additional period that would not exceed an additional year, and so on. See Hatzaot Hok (Draft Laws), 5763, at p. 483. According to the wording of s. 5 of the law (as it was at the time of its enactment):

‘Validity

5.  This law shall remain valid until a year has passed from the date of its publication, but the government may, with the approval of the Knesset, extend its validity in an order, from time to time, for a period that shall not exceed one year each time.’

Extending the validity of the law and reducing its personal application

20. The law was enacted on 6 August 2003, and according to s. 5 it was valid until 5 August 2004. But the government exercised its power in s. 5 of the law, and with the approval of the Knesset it extended the validity of the law three times, for three short periods: once until 5 February 2005, a second time until 31 May 2005 and a third time until 31 August 2005. During this period, there was no change in the professional assessment of the security establishment that the terror organizations were doing their best to recruit to their ranks residents of the territories who held Israeli documentation by virtue of marriage to Israeli citizens. Moreover, it was found that the temporary provisions served the purpose for which it was intended, and that it was an effective tool in reducing terror and preventing security risks to the residents of the state. At the same time, the government considered the remarks that were made by the court within the framework of the hearings in petitions filed against the constitutionality of the law, namely that it should address the violation caused by the law to the rights of Israeli citizens who married residents of the territories, and that it should consider whether it was possible to balance the security purpose and the violation of those rights in a more lenient manner.

21. The government addressed the security considerations, the danger to public security and the violation of the rights of citizens, and after it weighed the conflicting interests against one another, it decided to recommend to the Knesset that it extend the validity of the law, and at the same time amend it in two respects: one, by broadening the group that might be entitled to licences to live in Israel, and two, by giving the Minister of the Interior discretion to give a permit to stay in Israel to groups that according to the security forces posed a (relatively) smaller potential security risk. This broadening of the exceptions to the law, so the government thought, would give a proper expression to the considerations of proportionality provided in statute and in case law, and it would therefore reduce the violation caused by the law to Israelis citizens without significantly prejudicing the security purpose. In the government’s opinion, the amendment of the law will lead to a reduction of approximately a third of the number of cases to which the law originally applied. We can see the reasons that formed a basis for the amendment and the nature of the amendment from the explanatory notes to the Citizenship and Entry into Israel (Temporary Provision) Law (Amendment) 5765-2005 (Hatzaot Hok (Draft Laws) 5765, at p. 624):

‘The professional position of the security establishment is that there has been no change in the security reality that was the basis for the enactment of the temporary provision, in so far as concerns the intention of the terror organizations to carry out major attacks, as much as possible, inside the State of Israel, and in so far as concerns the potential for exploiting the aforesaid population in carrying out these attacks, and even now attempts to carry out such attacks are continuing all the time.

It was also found that as the building of the separation fence progressed, members of the Palestinian population that hold an Israeli identity card became a higher priority for the terror organizations as aforesaid.

… The professional assessment of the security establishment is that the temporary provision is an effective tool for reducing the free passage of residents of the territories between the areas controlled by the Authority and Israel, and for preventing the potential for a serious security risk on the part of that population.

It is therefore proposed that the validity of the temporary provision should be extended for an additional period.

Notwithstanding, in accordance with decision no. 2265 of the government… and in view of the remarks of the High Court of Justice in petitions that were filed with regard to the temporary provision [the petitions that are before us], it is proposed that alongside the extension of its validity, the temporary provision should be amended so that the exceptions to the application of the restrictions therein should be broadened. This broadening of the exceptions should be made with regard to population groups who, according to the assessment of the security authorities, are of a reduced security risk potential, so that the purpose of the temporary measure is achieved, on the one hand, and we ensure that this purpose is achieved in a more proportionate manner, on the other.’

22. The Knesset debated the draft law and finally the draft was formulated into an amendment of the law that was published in Reshumot on 1 August 2005. We will not expand upon all the amendments that were made to the law, but we will recall once again that notwithstanding the general prohibition provided in s. 2 of the law, the Minister of the Interior was authorized, at his discretion and subject to the fulfilment of certain conditions, to give approval for residents of the territories to live in Israel. Thus, for example, it was provided, inter alia, in s. 3 of the law that notwithstanding the prohibition provided in s. 2 of the law — the prohibition against granting a resident of the territories citizenship or a licence to live in Israel — the Minister of the Interior may, at his discretion, approve an application of a resident of the territories to be given a permit to stay in Israel, if the age of the applicant is over 35 for a man or over 25 for a woman, provided that it is done in order to prevent a separation of spouses who are legally in Israel. This more lenient approach was adopted after the security establishment found that the expected risks from these age groups were (relatively) low. It was also determined (in s. 3A) that in order to prevent the separation of a minor from his custodial parent who is lawfully in Israel, the prohibition in the law shall not apply to a minor of up to 14 years of age, and that with the approval of the Minister of the Interior and the military commander, the stay in Israel of a minor who is a resident of the territories and who is up to 14 years of age will be allowed, here too in order to prevent his separation from his custodial parent. It should be emphasized that the provisions of section 3A of the law only concern minors who are residents of the territories, were not born in Israel and wish to join their custodial parent who lives in Israel. A minor who was born in Israel to a citizen or resident of Israel is entitled to receive the status of his parent, according to the provisions of s. 4A(1) of the Citizenship Law, 5712-1952, and r. 12 of the Entry into Israel Regulations, 5734-1974. It was also provided — in s. 3B of the law — that the military commander may give a permit to stay in Israel (for our purposes, to a resident of the territories who is a parent of a minor) ‘for a temporary purpose, provided that the permit to stay for the aforesaid purpose shall be given for a cumulative period that does not exceed six months.’ At the same time, in order not to harm the main purpose of the law — the security purpose — it was provided expressly (in s. 3D) that notwithstanding the concessions added to the law, no approval would be given for the stay in Israel of a resident of the territories if the security establishment thinks that he or a member of his family may constitute a security risk to the state. Let us look at the current wording of the law — at the main changes and concessions made in the amendment — against the background of the general prohibition in s. 2 of the law:

‘Restriction on citizenship and residency in Israel

2.  As long as this law is valid, notwithstanding what is stated in any law including section 7 of the Citizenship Law, the Minister of the Interior shall not grant citizenship under the Citizenship Law to a resident of an area nor shall he give him a licence to reside in Israel under the Entry into Israel Law, and the area commander shall not give a resident as aforesaid a permit to stay in Israel under the security legislation in the area.

Permit for spouses

3.  Notwithstanding the provisions of section 2, the Minister of the Interior may, at his discretion, approve an application of a resident of the area to receive a permit to stay in Israel from the area commander —

 

(1) with regard to a male resident of an area whose age exceeds 35 years — in order to prevent his separation from his spouse who lives lawfully in Israel;

 

(2) with regard to a female resident of an area whose age exceeds 25 years — in order to prevent her separation from her spouse who lives lawfully in Israel.

Permit for children

3A. Notwithstanding the provisions of section 2, the Minister of the Interior, at his discretion, may —

 

(1) give a minor under the age of 14 years, who is a resident of an area, a licence to live in Israel in order to prevent his separation from his custodial parent who lives lawfully in Israel;

 

(2) approve an application to obtain a permit to live in Israel from the area commander for a minor under the age of 14 years, who is a resident of the area, in order to prevent his separation from his custodial parent who lives lawfully in Israel, provided that such a permit shall not be extended if the minor does not live permanently in Israel.

Additional permits

3B. Notwithstanding the provisions of section 2, the area commander may give a permit to stay in Israel for the following purposes:

 

(1) medical treatment;

 

(2) work in Israel;

 

(3) a temporary purpose, provided that the permit to stay for the aforesaid purpose shall be given for a cumulative period that does not exceed six months.

Special
permit

3C. Notwithstanding the provisions of section 2, the Minister of the Interior may grant citizenship or give a licence to live in Israel to a resident of an area, and the area commander may give a resident of an area a permit to stay in Israel, if they are persuaded that the resident of the area identifies with the State of Israel and its goals and that he or a member of his family made a real contribution to promoting security, the economy or another important interest of the State, or that the granting of citizenship, giving the licence to live in Israel or giving the permit to stay in Israel, as applicable, are a special interest of the State; in this paragraph, ‘family member’ — spouse, parent, child.

Security impediment

3D. A permit to stay in Israel shall not be given to a resident of an area under section 3, 3A(2), 3B(2) and (3) and 4(2), if the Minister of the Interior or the area commander, as applicable, determines, in accordance with an opinion from the competent security authorities, that the resident of the area or his family member are likely to constitute a security risk to the State of Israel; in this section, ‘family member’ — spouse, parent, child, brother, sister and their spouses.

The law therefore restricted itself to the residents of the territories aged between 14 and 35 for men and between 14 and 25 for women. The meaning of this is — so the explanatory notes to the draft law state (ibid., at p. 625) — that ‘adding the proposed qualifications… can restore approximately 28.5% of all the applications for family reunifications to the list of those applications that can be processed…’. The law also restricted (in s. 3A) the harm to the children of Israeli citizens and residents, by making it possible for minors who are residents of the territories to be reunited with the custodial parent who lives in Israel. Nonetheless, the foreign parent, who is a resident of the territories, is neither able nor entitled to receive a status by virtue of his being a parent of a child who lives in Israel. It is also provided, in the spirit of proportionality, that the law will remain valid until the second of Nissan, 5766 (31 March 2006), but the government may, with the approval of the Knesset, extend its validity in an order, for a period that shall not exceed one year each time (s. 5).

The Citizenship and Entry into Israel Law — interim summary

23. This, then, is the law that the Knesset enacted, and its purpose is to restrict the ability of Palestinians who are residents of the territories to come to live inside Israel as long as the armed conflict continues between the State of Israel and the Palestinian Authority and its inhabitants. The law, we should emphasize, does not speak of Israeli citizens and it does not address the rights of Israeli citizens. At the same time, there is no doubt that the law directly affects the rights and status of all citizens of Israel; some citizens whose spouses are residents of the territories cannot live with their Palestinian family members in Israel, whereas all the residents of Israel enjoy, presumably, a reduction in terror.

24. Everyone will agree that the purpose of the law is a security purpose, a purpose of protecting the lives and security of the residents of Israel — all the residents of Israel — against Palestinian terror. The background to the enactment of the law is also clear. An armed struggle is taking place between Israel and the Palestinian entity in which the Palestinian public is playing an active role. Some of the inhabitants of the territories who received permits to stay in Israel by virtue of their marriage to citizens or residents of Israel aided acts of terror in Israel. The security establishment is of the opinion that they cannot distinguish between an inhabitant of the territories who regards himself as belonging to the terror organizations and his neighbour who does not regard himself as belonging to the terror organizations. The terror organizations are making efforts to recruit persons who have already passed the security checks and have received permits to stay in Israel. An additional investment of resources cannot prevent the security risks to the residents of the state. Therefore, in order to protect the lives and security of the residents of the state, it was decided not to give permits to stay in Israel to anyone who is included in the population groups that past experience has shown to constitute a high risk (relatively speaking) of becoming involved in terror. At the same time, it became possible to give permits to stay in Israel to those groups that are not regarded as dangerous (relatively speaking).

25. The prohibition in the law is a prohibition that is limited in time and by several qualifications, and its purpose is to provide a solution to specific security risks that were revealed within the framework of the armed struggle that the Palestinians are conducting against Israel. The professional assessment of the security establishment with regard to the security risks has not changed, and they have also found that the law is an effective tool for reducing those risks. The government and the Knesset addressed the violation that the law causes to some citizens of the state who wish to live in Israel with their Palestinian family members, but they thought that in the prevailing security reality this violation was a necessity. Nonetheless, the government and the Knesset — at their discretion — acted in order to reduce the violation caused by the law. The government and the Knesset therefore reached a formula that balances, in their opinion, the various considerations in a proportionate manner, and this led to the format of the law.

A synopsis of the arguments of the petitioners and our brief response

26. The following is a synopsis of the petitioners’ arguments: the Citizenship and Entry into Israel Law violates the right to marriage and family life of Israeli citizens, men and women, who have married residents of the territories, since it prevents them from having a proper family life in Israel. If this is not enough, the violation of these rights of Israeli citizens is tainted also with inequality, since it mainly concerns Arab Israelis who marry persons from the territories. Both the violation of family life and the violation of equality each amount to a violation of the dignity of Arab Israeli citizens who are married to residents of the territories, and it follows that they are contrary to the value of human dignity in the Basic Law: Human Dignity and Liberty. As to the criteria in the limitations clause, the petitioners’ claim is that the violations are not intended for a proper purpose, and in this respect they hint that the security purpose argued by the state was only intended for the purposes of legal argument, whereas the real purpose of the law is the demographic purpose. The petitioners also claim that the violation of their rights is not proportionate — in all aspects of the requirement of proportionality — since it seriously harms thousands of citizens whereas in practice only several dozen cases have been uncovered in which residents of the territories who received Israeli documentation aided terror.

27. We do not accept the petitioners’ claims, with regard to the content and scope of the violated right, the purpose of the law and the proportionality of the violation. Our brief and simple response is that as long as an armed conflict — a state of quasi-war — continues between Israel and the Palestinians, as long as Palestinian terror continues to strike Israel and murder Israelis, the state does not have any legal duty (to its citizens) to allow residents of the territories who married citizens of the state to enter and stay in Israel. The residents of the territories are enemy nationals. Their loyalty is to the Palestinian side. There are many ties that bind them to the Palestinian Authority. And in a time of war, they are presumed to be a risk group to Israel and its citizens. We agree, of course, that not all the residents of the territories wish to harm the State of Israel, but the general trend, the prevailing wind, is directed by the leadership, and its philosophy is that the name of Israel should be obliterated from among the nations. If this does not suffice, then in view of the fact that it is not possible to distinguish between those persons who constitute a security risk to the residents of the state and those who do not, I find it difficult to understand how the state can be rendered liable to take a risk and permit the entry into Israel of the former together with the latter.

Immigration into Israel — in general and as a result of marriage and family reunification

28. Let us first consider the question of the right to marriage and to have a family life in Israel, where we are speaking of a marriage between someone who is an Israeli citizen and someone who is not an Israeli citizen. We shall first address this issue on the level of ordinary legislation and afterwards discuss it on the level of the Basic Laws. We are not speaking of the right to marriage and have a family life between spouses who are both Israeli citizens.

29. The law in Israel is that someone who is not an Israeli citizen or an immigrant under the Law of Return does not have a right to enter Israel or to live here unless he receives a permit from the authorities. As it has been said elsewhere: ‘A person who is not an Israeli citizen or an immigrant under the Law of Return does not have a right to enter Israel or a right to stay in it without permission’ (HCJ 482/71 Clark v. Minister of Interior [111], at p. 117). This is the law concerning an unmarried foreigner and this is the law concerning a foreigner who is married to an Israeli citizen. The starting point for the interpretive voyage is therefore this: that the law of the state does not give the foreign spouse of an Israeli citizen a right to enter Israel, to live in it permanently or to become a citizen of the state by virtue of marriage. It is admittedly true that Israel recognizes – in principle — the right of the individual to marry and to have a family life. It follows from this that the state will permit — in general — the foreign spouses of Israeli citizens to enter and live in Israel, and thus it will enable Israeli citizens to realize their right to marry and to establish a family in Israel. At the same time, notwithstanding the recognition of the right to marry and to family life, the state has refused to grant the individual a constitutional and express right to ‘family reunification’ in Israel. Moreover, where there is a concern of harm to public interests, which include a concern as to security risks, the entry of the foreign family member into Israel will not be allowed, whatever his family status. We extensively discussed all of this and more in Stamka v. Minister of Interior [24], at p. 787:

‘The State of Israel recognizes the right of the citizen to choose for himself a spouse and to establish with that spouse a family in Israel. Israel is committed to protect the family unit in accordance with international conventions… and although these conventions do not stipulate one policy or another with regard to family unifications, Israel has recognized — and continues to recognize — its duty to provide protection to the family unit also by giving permits for family unifications. Thus Israel has joined the most enlightened nations that recognize — subject to qualifications of national security, public safety and public welfare — the right of family members to live together in the place of their choice.’

 We should note and emphasize: the recognition that it is right and proper to give protection to the family unit is subject to ‘qualifications of national security, public safety and public welfare.’ These qualifications are required by the very nature of the subject under discussion, but since they were stated, we saw fit to mention them. All of this is relevant to the claim concerning the duty of the state not to prevent the individual from establishing and maintaining in Israel a family unit as he chooses.

With regard to the right — or absence of a right — of a foreign spouse to enter and stay in Israel, see also HCJ 754/83 Rankin v. Minister of Interior [112], at p. 116; HCJ 4156/01 Dimitrov v. Minister of Interior [113], at p. 293; HCJ 2527/03 Assid v. Minister of Interior [114], at p. 143; cf. also cases concerning children and parents: HCJ 758/88 Kendall v. Minister of Interior [115]; HCJ 1689/94 Harari v. Minister of Interior [116]; HCJ 9778/04 Alwan v. State of Israel [117]; Dimitrov v. Minister of Interior [113], at p. 293.

30. The decision of the legislature not to give a right of entry and residence in Israel, even to the foreign family members of Israeli citizens, was a deliberate choice — a choice made with considered purpose. Thus, for example, we find that in the early days of the state, a possibility was considered of stating in the law that a foreign national who married an Israeli citizen would become an Israeli by virtue of marriage (s. 6 of the draft Citizenship Law, 5712-1951; Hatzaot Hok (Draft Laws) 5712, at p. 22). This proposal was rejected. By contrast, where the legislature wanted to give a foreign national or members of his family a right to immigrate to Israel, the legislature knew how to do so expressly. This is the effect of the Law of Return, 5710-1950, which gives every Jew, as such, and his family members, a right to immigrate to Israel, and in consequence to be given Israeli citizenship. This right that was given to the family members of a Jew who is entitled to immigrate to Israel was not given to the spouses of local residents, whether Jews or non-Jews. Their cases were made subject to the discretion of the Minister of the Interior, and they are subject to the same law as all other foreign nationals. See and cf. Stamka v. Minister of Interior [24], at pp. 757-760. The entry and stay in Israel of foreign spouses who married Israeli citizens is therefore subject to the discretion of the Minister of the Interior, according to the policy that he has formulated and subject to statute and the rules of administrative law. See Kendall v. Minister of Interior [115]; HCJ 282/88 Awad v. Prime Minister [118], at p. 434; HCJ 100/85 Ben-Israel v. State of Israel [119], at p. 47; cf. HCJ 740/87 Bentley v. Minister of Interior [120], at p. 444. If this is the case with regard to entering and staying in Israel, it is certainly the case that the foreign spouse does not have a right to Israeli citizenship by virtue of marriage. Admittedly, the foreign spouses of Israeli citizens have been accorded a certain degree of leniency in terms of the conditions that allow them to become Israeli citizens — see s. 7 of the Citizenship Law, 5712-1952 — but everyone agrees that the spouses do not have a substantive right to receive citizenship. As stated in Stamka v. Minister of Interior [24], at p. 766:

‘A foreigner who marries an Israeli citizen does not acquire — by virtue of his marriage — a right to become a citizen, and the Minister of the Interior has the power to grant or not to grant the application for citizenship submitted to him by that foreign spouse.’

See also Rankin v. Minister of Interior [112], at p. 116; Dimitrov v. Minister of Interior [113], at pp. 292-293.

31. Marriage to an Israeli citizen does not, therefore, automatically grant a right to the foreign spouse to be an Israeli citizen. The Minister of the Interior has the power to decide whether to grant the citizenship application of the foreign spouse of an Israeli citizen, and no one will argue that the foreign spouse, as well as the Israeli spouse, has a right that the Minister of the Interior should grant his application. Even the leniency to which the foreign spouse is treated in accordance with s. 7 of the Citizenship Law does not derogate from the power of the Minister of the Interior — from his power and his duty — to consider whether to grant the citizenship application or to refuse it. Moreover, s. 7 of the Citizenship Law also does not restrict the scope of the discretion of the Minister of the Interior, and it has been held in the past that, notwithstanding this provision, the Minister of the Interior is authorized to determine a policy that will make the granting of the foreign spouse’s application for citizenship conditional on the fulfilment of some of the conditions provided in s. 5(a) of the law. See HCJ 576/97 Scharf v. Minister of the Interior [121].

32. We should also mention in this context that it is a case law rule that a foreigner is not entitled to receive a status in Israel by virtue of his minor child, if he does not request in the same breath to be part of a family unit in Israel with the Israeli spouse. The court held in those cases that, notwithstanding the strength of the connection between parents and their children, a parent does not have a right to ‘family reunification’ with his child in Israel merely because he is a parent, if he is not a part of a family unit with the Israeli spouse. The following was stated by President Barak in Dimitrov v. Minister of Interior [113], at p. 294:

‘… The petitioner does not base his claim for the status of a permanent resident on the bond of marriage. His claim is that he is entitled to this right because of his minor daughter, who is an Israeli citizen. Even though the three-member family unit has broken up, his relationship with his daughter is a good and warm one, and he wants this relationship not to be harmed. Is this a valid argument?

The respondent’s position is that only in exceptional cases, in which there are extraordinary humanitarian circumstances, does the fact that a foreigner is the parent of a minor who is an Israeli citizen justify his being given a status of a permanent resident (see Harari v. Minister of Interior [116]). In the respondent’s opinion, these special circumstances do not exist in the case before us. Notwithstanding, the respondent is prepared to allow the petitioner, if he so wishes, “generous” visiting visas in order that he may visit his daughter from time to time. Is this consideration lawful? In my opinion, the answer is yes. Already in Kendall v. Minister of Interior [115] it was held that “the place of a minor is with his parents. Where they live, there he should live, and not vice versa. A minor is dependent on his parents, and parents are not dependent on him” (ibid., at p. 518). Therefore, in principle, the citizenship of the daughter is insufficient to grant a status of a permanent resident to her foreign parent, but there may of course be humanitarian cases that will require a departure from this principle. I am satisfied that in the case before us these special circumstances do not exist.’

This case law rule that was made with regard to parents of minors who live in Israel is stricter than the rule made with regard to spouses. Indeed, in both cases the foreign spouse (in the one case) or parent (in the other case) does not have a recognized right to enter Israel by virtue of their family connections in Israel. At the same time, whereas with regard to spouses a policy allowing the foreign spouse, as a rule, to enter Israel has been approved — subject to criminal and security checks — in the case of a foreign parent a policy was adopted that does not allow (subject to exceptional humanitarian cases) the parent to receive any status in Israel. See also Kendall v. Minister of Interior [115], at p. 518; HCJFH 8916/02 Dimitrov v. Minister of Interior [122]; Alwan v. State of Israel [117]; HCJ 6708/04 Badar v. Minister of Interior [123]; HCJ 8986/04 Riash v. Minister of Interior [124]; HCJ 8030/03 Samuilov v. Minister of Interior [125]. With regard to family reunifications between parents and foreign children who are not minors, see Harari v. Minister of Interior [116]; HCJ 3403/97 Ankin v. Minister of Interior [126].

33. A summary of what has been said up to this point is therefore that the law in Israel does not give the foreign (non-Jewish) spouse of an Israeli citizen, nor a parent of a minor living in Israel, a right to enter Israel, to live in Israel or to be an Israel citizen. The power to permit entry into Israel or residency in Israel, or to grant Israeli citizenship, is held by the state authorities, and these should act in accordance with their power and their discretion, in accordance with the laws of the state and subject to principles and doctrines that prevail in administrative law. The case law of the Supreme Court is one of these. Indeed, on several occasions the court has ordered the state authorities to grant an application that was submitted to it with regard to entering Israel or receiving a permit to live in Israel, but in all these cases no one cast any doubt on the provisions of the law, and the intervention of the court was restricted to the discretion of the competent authority. Against this background, the provisions of the Citizenship and Entry into Israel Law should be understood and analyzed. This law informs us that, notwithstanding powers that were given to the Minister of the Interior, first in the Citizenship Law, with regard to citizenship, and again in the Entry into Israel Law, with regard to entry into Israel and living in it, the minister does not have power to grant residents of the territories citizenship nor does he have power to allow them to live in Israel. The law therefore does not rule out an express legal right that is given to Israeli citizens or their foreign spouses. All it does is to reduce the powers of the Minister of the Interior under the Citizenship Law and under the Entry into Israel Law. The two are not the same. The question that should now be asked is whether the legislature was permitted in this way to reduce the scope of the discretion of the Minister of the Interior? This question, as phrased above, raises us to the level of the Basic Laws, and we will address the Basic Laws below.

Immigration by virtue of marriage and establishing a family — the constitutional right — general

34. The Israeli legislature did not give Israeli citizens a right in statute that their foreign family members may enter Israel, live in it and become Israeli citizens. But have Israeli citizens acquired this right from another source, namely the value of human dignity in the Basic Law: Human Dignity and Liberty? The petitioners’ argument, in brief and in general, is that the right of the individual to marriage and family life derives from the value of human dignity in the Basic Law, and in consequence of this the state has a duty to permit the foreign family members of an Israeli citizen to live with him in Israel. Moreover they also claim that the provision of the law concerning ‘residents of the territories’ is a provision that discriminates against the Arab citizens of the state and it violates equality between the citizens of the state, since only Arab citizens (except in a handful of cases) marry residents of the territories. Since the duty of treating the citizens of the state with equality is also derived from human dignity, it follows that the provision of the law that relates solely to residents of the territories also seriously violates human dignity. This implies that the law, which relates only to ‘residents of the territories,’ is afflicted by two maladies that seriously violate human dignity: first, it violates the right of Israeli citizens to family life, and second, it violates equality between Israeli citizens. The conclusion that follows from all of the above is, according to the petitioners’ argument, that the law should be declared void because it seriously undermines the Basic Law: Human Dignity and Liberty.

35. The arguments of the petitioners are weighty arguments. They are arguments that come from the depths of the hearts of Arab citizens of the state who married residents of the territories and wish to live with their spouses in Israel. Let us translate these arguments into our language, the language of the law, and the question that presents itself to us in all of its force is this: does the state have a duty under the Basic Law: Human Dignity and Liberty — or, to be more precise, by virtue of the value of human dignity in the Basic Law — to allow the foreign spouses of Israeli citizens, whether Jewish or non-Jewish, to immigrate into Israel, to establish their permanent place of residence in Israel. Note that we are not talking of the limitations clause and the balances required by the conflict between human dignity and interests that conflict with it. We are speaking now of the scope of human dignity in the Basic Law: Human Dignity and Liberty in principle. Alternatively, even if we say that the value of human dignity gives an Israeli citizen a right that his foreign spouse can make his permanent home in Israel, an additional question is whether he retains this right even in times of war and armed conflict, or whether this right of the citizen is limited by the power of the state not to allow ‘enemy nationals’ to enter Israel and live here permanently. Here too, we should emphasize, we are speaking of the scope of the right to dignity in principle.

36. This question concerning the scope of human dignity in its aspect of the right to marry and to have a regular family life in Israel can be divided into two sub-questions, that should be asked sequentially: the first sub-question is whether the right to marry and to have a regular family life falls within the scope of human dignity within the meaning thereof in the Basic Law: Human Dignity and Liberty. If the answer to this sub-question is no, the matter ends and there is no need to ask the second sub-question. But if the answer to the first sub-question is yes, then we must ask the second sub-question, which is whether the concept of human dignity implies not only a right to marry and to have a regular family life but also an inherent right of an Israeli citizen not merely to marry a foreign spouse but in addition to establish the permanent residence of the couple specifically in Israel. In this context, the question also arises as to whether a minor, who is a citizen or a resident and lives in Israel with his Israeli parent, has an inherent right that a status is given in Israel also to his foreign parent. At a later stage, we will also ask whether the value of human dignity gives an Israeli citizen who married a resident of an entity that is at war with Israel a right to live with his Israeli spouse, and similarly whether it gives a minor, who lives in Israel with his Israeli parent, a right to bring to Israel his foreign parent who is a resident of an entity that is at war with Israel. Let us consider these questions separately, in order, but first we should make a few remarks on the limits of the scope of basic rights — constitutional rights — in Israeli law, including establishing the boundaries of rights that derive from the value of human dignity in the Basic Law: Human Dignity and Liberty.

On determining the scope of basic rights and rights deriving therefrom

37. Determining the scope of application of the basic rights and the relationship between the basic rights inter se and between them and other interests that seek to limit them from within or to restrict them from without, by applying the limitations clause, is not an easy task at all. My colleague President Barak argues for extending the scope of the basic rights, since he thinks that the place for restricting those rights is in the limitations clause (see A. Barak, Legal Interpretation, vol. 3, Constitutional Interpretation (1994), at p. 385). Thereby, of course, my colleague reduces the scope of the power of the legislature. Personally, I am not at all sure that public interests that seek to limit, detract from or violate basic rights should always — or even usually — find their place only in the limitations clause as opposed to the determination of the scope of the basic right in principle.

38. First of all, before we consider the relationship and balance between rights and interests, we ought to be aware that a determination that a certain right is a constitutional right means that it is a right that derives its force and strength from the Basic Law: Human Dignity and Liberty. The concept of a constitutional right tells us that it is a right superior to statute, a right that the legislature — as a legislator — does not have the right and power to violate other than in accordance with an exception that was permitted in the constitution itself, which in Israel should be in the Basic Law itself. For this purpose, there is no need to consider the question whether all the Basic Laws are really a constitution. It is sufficient for our purposes that everyone agrees that the rights in the Basic Law before us, the Basic Law: Human Dignity and Liberty, have been substantially entrenched against the intervention of the Knesset. See United Mizrahi Bank Ltd v. Migdal Cooperative Village [7]. Thus, when we decide that a certain right has taken on the form of a constitutional right — or of a basic right — it is as if we are saying to the legislature: take care and keep away. This sphere is a constitutional sphere. So when we extend the scope of the basic rights — as my colleague the president wishes to do — we necessarily restrict the scope of the legislature’s power and we prevent it, subject to the conditions set out in the limitations clause, from enacting laws that violate the arrangement provided in the constitution in that sphere. Is it right that we should restrict the power of the legislature in this way? In this respect, we should distinguish some rights from others. Indeed, there are rights and values — universal rights and values — by which the power of the legislature should be restricted. Such, for example, are the values of equality and personal liberty. But an excessive expansion of the basic meaning of the rights, and applying constitutional protection to all the derivative rights, means a restriction of the power of the Knesset that was elected to enact laws. Thus, the more we extend the scope of the basic laws, the more we restrict the power of the Knesset to enact laws. Justice Zamir rightly pointed out that:

‘The Basic Law: Human Dignity and Liberty and the Basic Law: Freedom of Occupation were not intended to make the statutes of the Knesset easy prey for anyone who was not pleased by a statute. A statute of the Knesset retains its position of dignity: the statute still reflects the will of the sovereign, which is the people, and therefore the statute is what leads the people, including the court… human dignity should not replace the dignity of statute’ (Local Government Centre v. Knesset [31], at p. 496).

See also Hoffnung v. Knesset Speaker [77], at pp. 67-68, and the disagreements that arose in Silgado v. State of Israel [107].

39. Admittedly, in countries where there is a formal constitution the constitutive authority is entitled and authorized to include in the constitution specific arrangements that grant rights that in general we will find it difficult to call ‘basic rights.’ These constitutional arrangements do not concern universal basic values — values that everyone agrees ought to override an ordinary statute — and their purpose is to regulate life in the country in a specific manner, according to its special (and changing) needs. The normative status of these constitutional arrangements is the same as that of all other constitutional arrangements: the law of the state will be overridden by them and the power of the legislature will not stand up against them. At the same time — and for this reason that they do not reflect universal basic values — those arrangements may be cancelled or changed when times change and the needs of the state change. We can illustrate our remarks by means of two of the arrangements in the United States constitution: one is the constitutional prohibition introduced in 1919 (in the Eighteenth Amendment to the Constitution) against the manufacture, sale, or transportation of intoxicating liquors within the territory of the United States (known as ‘Prohibition’). It is doubtful whether this prohibition reflected universal basic values; it was perhaps correct and desirable in its time, but when the need ceased, the prohibition was also repealed (in 1933, in the Twenty-First Amendment to the Constitution). The other arrangement is found in the constitutional right of the individual to bear arms (the Second Amendment to the Constitution in 1791). This arrangement has its origin in years past, when the young state required an armed militia to ensure its independence. This constitutional arrangement is a specific and unique arrangement, and it is doubtful whether there is a similar arrangement in the constitutions of other countries of the world. On the contrary, most countries — including Israel — actually forbid their citizens to bear arms. See and cf. United Mizrahi Bank Ltd v. Migdal Cooperative Village [7], at p. 516.

Until now we have spoken of formal constitutions and countries where they have established formal constitutions. Now we turn to countries — such as Israel — where there is no formal and detailed constitution. In such countries, the basic rights of the individual are derived from the basic values themselves, and naturally they are restricted to basic values and do not extend to specific arrangements that are not universal, but might find their way into formal constitutions. In other words, where there is no formal constitution, the court, which is the competent organ for reviewing the constitutionality of statutes, has only the basic values themselves to rely upon, and it does not have power to ‘establish’ specific arrangements, i.e., to give arrangements that do not reflect universal basic rights a normative status of a constitution. In Israel, we have not had the fortune to have a constitutive authority establish for us constitutional arrangements, and although some basic rights have been given a special normative status in the Basic Laws, it is doubtful whether we are competent to derive from those rights — and in our case, from the right to human dignity — specific rights that will also enjoy the normative protection of the Basic Laws. The court does not have the power to give a normative status of a basic right — a right that enjoys the normative protection of a Basic Law — to specific rights which by their very nature do not have a normative status of a ‘constitution,’ unless the constitutive authority in the state included them expressly in the constitution of the state.

40. We are now concerned with the interpretation of the concept of human dignity in the Basic Law: Human Dignity and Liberty — with the interpretation of the concept and determining its scope of application. The constitution of the state — for our current purposes, human dignity in the Basic Law: Human Dignity and Liberty — constitutes a fundamental norm for coexistence in Israel of its citizens and residents. A necessary conclusion is that in determining the scope of a basic right, we must survey our environment panoramically, and when determining the boundaries of a basic right it is our obligation to take note not merely of the individual who has rights but, at least, of his close environment and the social and other ramifications that are implied by giving the right a greater or lesser scope. Indeed, a basic right — every basic right — does not exist in a vacuum. The basic rights exist within a human society, among human beings, and are supposed to express the recognition of human dignity, the autonomy of free will, the freedom of a person to shape his life as he wishes in the society in which he lives. Man is a social creature, and his existence, development and advancement are all dependent on the existence of a human society in which there is a minimum of order, security and safety. A basic right affects its surroundings and is affected by its surroundings. Determining the scope of its application is a function of its internal strength and those wide-ranging influences. It would not be right, in my opinion, to channel the question of those influences merely into the limitations clause and the issue of the violation of the basic right. There are strong forces that are capable of affecting the determination of the boundaries of the basic right in principle, and every interest ought to find its proper place.

41. Stretching basic rights in every direction — up, down and to the sides — while referring the interests that are capable of affecting their boundaries to the limitations clause is likely to have a detrimental effect on constitutional debate, and this is likely to lead eventually to a reduction in the constitutional protection of human rights. But we seek to create a balanced and proper constitutional process that is intended to prevent contempt for the constitutional debate. This was discussed by Justice Zamir in United Mizrahi Bank Ltd v. Migdal Cooperative Village [7], at pp. 470-471, when he considered the question of the scope of property rights:

‘… I want to be very careful not to make rigid determinations on the question of what is property and what is a violation of property. Does the Basic Law give protection against any new law that adversely affects, even indirectly, the value of the property or pecuniary income? For example, does the protection of property extend also to restrictions that the law imposes on employment contracts, such as a provision concerning a minimum wage, or to requirements in property relations between spouses, such as a provision concerning a liability for maintenance? If everything that adversely affects the value of a person’s property, including any kind of pecuniary liability, is a violation of property rights, it will be found that the laws that violate property rights are innumerable; the court may founder in its efforts to examine the constitutionality of every such law, in case, inter alia, it violates property rights excessively; and the legislature will find it difficult to carry out its role properly. The more the scope of property rights as a constitutional right is widened, so it is to be feared that the strength of the protection of those rights will be weakened. Of such a case it may be said: the higher you aim, the lower you fall.’

See also the remarks made by Prof. Hogg, as cited by President Shamgar in United Mizrahi Bank Ltd v. Migdal Cooperative Village [7], at p. 330 (the emphases were supplied by President Shamgar):

‘The reason that generosity should give way, rather than the stringent standard of justification, concerns the policy-making role of the courts. If the scope of the guaranteed right is wide, and the standard of justification is relaxed, then a large number of Charter challenges will come before the courts and will fall to be determined under section 1. Since section 1 requires that the policy of the legislation be balanced against the policy of the Charter, and since it is difficult to devise meaningful standards to constrain the balancing process, judicial review will become even more pervasive, even more policy-laden, and even more unpredictable than it is now. While some judges will welcome such extensive powers, most judges will be concerned to stem the wasteful floods of litigation, to limit the occasions when they have to review the policy choices of legislative bodies, and to introduce meaningful rules to the process of Charter review. These purposes can be accomplished only by restricting the scope of Charter rights’ (P.W. Hogg, ‘Interpreting the Charter of Rights: Generosity and Justification,’ 28 Osgoode Hall L.J. (1990) 817, at pp. 819-820).

42. The public interest — that interest that seeks to restrict or violate a basic right — is in fact a collection of interests, which are different in their nature and different in their strength, and it is not right and proper that we should speak of the public interest as if we are speaking of one composite interest. We must closely examine and inspect each strand of those interests that together make up the general public interest, and we should treat it according to its measure. See and cf. CFH 7325/95 Yediot Aharonot Ltd v. Kraus [127], at p. 78.

Interspersing the strands of the collective public interest — according to the strength of the relevant strand — between the task of determining the boundaries of a basic right and the limitations clause is consistent with the principle of the separation of powers and the decentralization of power, since it is capable of leading to a more comprehensive and careful scrutiny of legislation. We should recall the remarks uttered by this court only recently in Gaza Coast Local Council v. Knesset [6], at p. 553:

‘… When declaring a statute void because of unconstitutionality, we are concerned with the voidance of legislation enacted by a body that was elected by the people. This results in the approach that a clear and substantial violation of a constitutional human right is required in order for a statute to be unconstitutional (see Hoffnung v. Knesset Speaker [77], at p. 68); this leads to the approach that a “permanent” law is not the same as a “temporary” law when scrutinizing the constitutionality of the law (see Klal Insurance Co. Ltd v. Minister of Finance [64], at p. 486; Local Government Centre v. Knesset [31], at p. 494; HCJ 24/01 Ressler v. Knesset [128]). Indeed, with regard to the constitutional scrutiny “… the less, the better”.’

43. It follows that when we are about to scrutinize the scope of the application of a basic right, we are obliged to cast a glance from side to side, above and below. Concentrating our gaze on the individual tree, while ignoring the forest around it, is tantamount to ignoring reality. By protecting the individual tree we may harm the forest, and thus we unintentionally harm the tree itself, since the tree exists only within the limits of the forest. We should emphasize that this scrutiny should be made — if only in part — at the source of the right, when the basic right comes into existence and is shaped. The reason for this is that extending the right ab initio into remote areas — areas for which it may not be intended — will inevitably lead to its restriction at the stage of the limitations clause. This process, as we have said, may lead to contempt for the constitutional debate.

44. In the process of shaping and moulding a basic right, when establishing its boundaries and determining the scope of its application, we must distinguish between the nucleus of the right and the area close to the nucleus, on the one hand, and other parts that are more remote from the nucleus, on the other; between ripples of water that are close to the place where the stone struck the water and ripples of water that are further away and become weaker as they go (see and cf. Y. Karp, ‘Several Questions on Human Dignity under the Basic Law: Human Dignity and Liberty,’ supra, at p. 136); between the right’s centre of gravity and areas that are remoter from the centre of gravity. The closer we find ourselves to the nucleus, the centre of gravity, or to the area close by it, so the strength of the protected values will be greater, and the further we move away from the nucleus, from the centre of gravity, so the strength of the right will be weaker, and the strength of other interests that also compete in the arena of the law — public interests and interests of other individuals — will become (relatively) stronger. When we realize this, we will also realize that the protection afforded to the centre, to the nucleus, is not the same as the protection afforded to the areas that are remoter from the nucleus. And sometimes the area being scrutinized is so remote — remote nor merely in physical terms but remote in that it is subject to the influence of other considerations and interests — that it is possible that we will reach the conclusion that those areas do not fall within the gravitational pull of the right at all.

45. Thus, both in general and also when examining the scope of the application of human dignity, we ought to scrutinize the nature of the protected values carefully to see whether they are central values or marginal ones.

The right to marriage and to have a family life as a constitutional right

46. We all agree — how could we do otherwise? — that a person, any person, has a right to marry and to have a family life. The covenant between a man and a woman, family life, was created before the state existed and before rights and obligations came into the world. First came the creation of man, and man means both men and women. ‘And God created man in His image, in the image of God He created him, male and female He created them’ (Genesis 1, 27 [245]). Thus Adam and Eve were created. A man needs a woman and a woman needs a man; ‘Wherefore a man shall leave his father and his mother and cling to his wife, and they shall be one flesh’ (Genesis 2, 24 [245]). Thus a covenant is made between a man and a woman, and when children are born the extended family comes into existence. In the course of all this, love develops. Thus, in so far as the family is concerned, the state found it ready made and extended its protection to what nature had dictated to us. Society and the state sanctified the covenant of the man and the woman in marriage, and thus the right to marriage and to have a family life came into existence. Philosophers and thinkers may say what they wish; in the final analysis — or to be precise, in the initial analysis — the existence of the family comes from God above, from nature, from man’s genetic makeup, from the very existence of life. Such is the relationship between a man and a woman and such is the relationship between parents and their children. And as we have said elsewhere (CFH 7015/94 Attorney-General v. A [23], at p. 102):

‘It is the law of nature that a mother and father naturally have custody of their child, raise him, love him and provide for his needs until he grows up and becomes a man. This is the instinct for existence and survival inside us… “the blood ties,” the primeval yearning of a mother for her child — and it is shared by man, beast and fowl. … This tie is stronger than any other, and it goes beyond society, religion and state. The conditions of place and time — they and the persons involved — will determine the timing of the separation of children from their parents, but the starting position remains as it was. The law of the state did not create the rights of parents vis-à-vis their children and vis-à-vis the whole world. The law of the state found this ready made; it proposes to protect an innate instinct within us, and it turns an “interest” of parents into a “right” under the law — the rights of parents to have custody of their children.’

It is important to make these remarks, since they may act as our guide in determining the boundaries of human dignity.

47. The right to marry and to have a family life, including the right of a minor to be with his parents, is the basis for the existence of society. The family unit is the basic unit of human society, and society and the state are built on it. It is not surprising, therefore, that the right to a family life has been recognized in the international community as a basic right. This is also the law in Israel. See and cf. Stamka v. Minister of Interior [24], at p. 787; A. Rubinstein, ‘The Right to Marriage,’ 3 Tel-Aviv University Law Review (Iyyunei Mishpat) (1973) 433; see also art. 16(1) of the Universal Declaration of Human Rights, 1948; art. 12 of the European Convention for the Protection of Human Rights and Fundamental Freedoms; art. 2.23 of the International Covenant on Civil and Political Rights, 1966. Even though this right, the right to marry and to have a family life, has not been expressly included among the basic rights that have been expressly recognized in the Basic Laws, we will all agree — agree and declare — that it is derived from the highest right of all, from human dignity. The right to marry and to have a family life implies, from the context, ‘the right of an Israeli citizen to live with the members of his family in Israel, and the duty of the state to the citizen to allow him to realize his right to live with the members of his family in Israel’ (Stamka v. Minister of Interior [24], ibid.). This is the position with regard to the right to marry and the fundamental right of the Israeli citizen to live with his family in Israel.

Immigration by virtue of the right to marry and to family life as a constitutional right

48. Now we turn to the second sub-question, which derives from the first sub-question. Does the basic right of an Israeli citizen to have a normal family life in Israel — a basic right derived from human dignity — concern only Israeli citizens and permanent Israeli residents, inter se, or perhaps we should say that it extends also to a spouse who is a foreign citizen or resident and who has married an Israeli citizen and wishes to immigrate into Israel and live with him on a permanent basis? An Israeli citizen enters into a bond of marriage with a spouse who is not an Israeli citizen or resident. Does the Israeli citizen have a right in the Basic Law that the foreign spouse should be given the right to immigrate into Israel and to live here on a permanent basis? An additional question in this respect is whether the right to dignity of a minor who is living in Israel extends also to his foreign parent who wishes to immigrate to Israel to be with him? And since the right of a citizen — a right in a Basic Law — implies a duty of the state towards him, we must ask whether the human dignity of an Israeli citizen obliges the state, as a constitutional obligation, to allow the foreign spouse to immigrate into Israel, and whether the human dignity of a minor who lives in Israel obliges the state to allow his foreign parent to immigrate into Israel? We must ask these questions in general, and also in particular — as in our case — when the foreign spouse or parent is a resident of an entity that is involved in an armed conflict with the State of Israel.

49. My colleague President Barak is of the opinion that the right to have a family life in Israel is a constitutional right of the Israeli citizen even if the spouse is a foreigner. In his words (in para. 34 of his opinion):

‘… the constitutional right to establish a family unit means the right to establish the family unit in Israel. Indeed, the Israeli spouse has a constitutional right, which is derived from human dignity, to live with his foreign spouse in Israel and to raise his children in Israel. The constitutional right of a spouse to realize his family unit is, first and foremost, his right to do so in his own country. The right of an Israeli to family life means his right to realize it in Israel.’

I find this normative determination problematic. I understand my colleague’s thinking in his desire to apply the value of human dignity to its derivatives — in our case, to the right of the Israeli citizen to have his family life in Israel even if his spouse is a foreigner — as extensively as possible, and to restrict the rights only by means of the limitations clause. But it seems to me that when we scrutinize the whole picture, we must address both sides of the coin. We are obliged to examine not only the rights of the individual — the citizen of the state — vis-à-vis the state, i.e., the duties of the state vis-à-vis the individual. We are obliged, at the same time, to examine the duties of the state to all of its individuals, or if your prefer, we are obliged to examine closely what obligation the recognition of the right of the individual citizen places on all the residents and citizens of the state, on the other individuals for whom the state is a framework for living together. This all-embracing examination will show, in my opinion, that a broad application of the basic right as my colleague proposes may seriously harm other individuals to such an extent that it is doubtful whether it is right and proper to impose on the state an obligation on the level of a basic right. If this is the case with regard to an individual citizen, it is certainly the case with regard to the impending immigration of tens of thousands of foreigners — in our case, tens of thousands of enemy nationals — who married Israeli citizens while Israel has been engaged in an armed struggle against that enemy.

50. The premise is — we discussed this in our remarks above — that a state, any state, is not obliged to allow foreigners to enter it, and certainly it is not liable to allow foreigners to become permanent or temporary residents in it. We derive this from the supreme principle of the sovereignty of the state, a principle from which we derive the right of the state to determine who may enter it and who may become its citizens or receive a right to live in it. This has also been held on several occasions in Israel. ‘A state, any state, is authorized and entitled to determine which foreigners may enter it and which foreigners may stay in it’ (HCJ 4370/01 Lipka v. Minister of Interior [129], at p. 930); ‘in principle, the state does not owe any duty whatsoever to foreigners who wish to become residents in its territory’ (Conterm Ltd v. Minister of Finance [85], at p. 381 {120}); ‘this gives expression to the principle — which is accepted in modern democratic countries — that the state has broad discretion to prevent foreigners from taking up residence in it. The foreigner does not have a right to come to Israel either as a tourist or as a resident’ (Dimitrov v. Minister of Interior [113], at p. 293). Cf. also Kendall v. Minister of Interior [115], at p. 520; HCJ 1031/93 Pesaro (Goldstein) v. Minister of Interior [130], at p. 705. See also Clark v. Minister of Interior [111], at p. 117 (per Justice Berinson):

‘As a rule, every country reserves for itself the right to prevent foreign persons from entering it or to remove them from its territory when they are no longer wanted, for one reason or another, and even without any reason…’

Incidentally, in Clark v. Minister of Interior [111] Justice Berinson reviewed the decisions of the courts in England and the United States, and he cited a judgment of the Supreme Court of the United States in Knauff v. Shaughnessy [203], in which a decision of the immigration authorities not to allow a foreign woman who married a soldier during the period of his service in the Second World War to enter the United States was upheld.

51. This principle is a basic principle in the law of the countries of the world. Every state has the natural right — a right deriving from the sovereignty of the state over its territory — to determine who will be its citizens and who will be entitled to enter it. See, for example, Halsbury’s Laws of England, vol. 18 (fourth edition, 1977), at para. 1726:

‘In customary international law a state is free to refuse the admission of aliens to its territory, or to annex whatever conditions it pleases to their entry.’

See also the judgment of the European Court of Human Rights in Abdulaziz Cabales and Balkandali v. U.K. [235]:

‘As a matter of well established international law and subject to its treaty obligations a state has the right to control the entry of non-nationals into its territory.’

In this spirit, the countries of the world, including Israel, have adopted a rule that it is the natural right of every sovereign nation to determine the identity of the persons who may enter it and become its residents. This is what was held by the Supreme Court of the United States, as long ago as 1892, in Ekiu v. United States [204], at p. 659:

‘It is an accepted maxim of international law that every sovereign nation has the power, as inherent in sovereignty, and essential to self-preservation, to forbid the entrance of foreigners within its dominions, or to admit them only in such cases and upon such conditions as it may see fit to prescribe.’

Indeed, even today no foreign citizen has a right — and certainly not a constitutional right — to enter and stay in the United States, even if he is a family member of a United States citizen:

‘An alien has no constitutional right to enter, or to stay in, the United States’ (3B American Jurisprudence 2d, Aliens and Citizens, § 2291).

See also, for example, Knauff v. Shaughnessy [203], Fiallo v. Bell [190]; Landon v. Plasencia [205].

This has also been held by the Court of Appeal in England, when it ruled that a foreigner may not enter the country except in accordance with the laws of the country. In the words of Lord Denning in R. v. Governor of Pentonville Prison [225], at p. 747:

‘… no alien has any right to enter this country except by leave of the Crown; and the Crown can refuse leave without giving any reason…’

52. A foreigner, therefore, is not entitled to enter the state, and certainly not to immigrate to it, unless it is in accordance with the laws of the state, and many countries of the world have indeed enacted strict immigration laws that place before someone who wishes to immigrate conditions and restrictions that are based on the needs of the state and its policy from time to time. Thus, for example, we find arrangements that distinguish between candidates for immigration on the basis of economic position, profession, age, family status, state of health, biography, etc.. Ethnic origin, nationality and country of origin have also been used to distinguish between candidates for immigration, and it has also been found that many countries even stipulate a quota that restricts the number of persons immigrating to it. The arrangements are unique to each country, and they change from time to time in accordance with the spirit of the times and the needs of the state. With regard to the position in the United States, see, for example, 3A Am. Jur. 2d, Aliens and Citizens, §1:

‘The history of the immigration laws of the United States is one of evolution from no restrictions to extremely narrow qualitative restrictions, to additional qualitative restrictions, and later to more extensive qualitative restrictions, including ethnic ones, and eventually to quantitative restrictions.’

For changes that have occurred over the years in the attitude of European countries to immigration in general, and to immigration for reasons of marriage in particular, see, for example: S. Castles et al., Migration and Integration as Challenges to European Society, Assessment of Research Reports Carried Out for European Commission Targeted Socio-Economic Research (TSER) Programme (Oxford, 2003); Family Reunification Evaluation Project (Final Report, The European Commission: Targeted Socio-Economic Research, Brussels, 2004), at pp. 21–22. These articles are also mentioned in the article of Prof. Amnon Rubinstein and Liav Orgad, ‘Human Rights, National Security and the Jewish Majority — the Case of Immigration for the Purpose of Marriage,’ 48 HaPraklit (2006) 315, at pp. 330 (note 54), 341 (note 108).

53. So we see that a state may impose restrictions on immigration into it in accordance with the immigration policy that it deems fit and appropriate for its needs, without taking into account the concerns and wishes of the foreign nationals who wish to immigrate to it. All of this is the case with regard to the foreign relations of the state, vis-à-vis other countries and vis-à-vis persons who are not its citizens or residents. But what about the relations of the state vis-à-vis its own citizens and residents? Does the state also have the power to restrict the entry of foreigners into the state in its internal relations, even if the foreigners concerned are family members of citizens and residents? The answer to the question is yes. The rule of state prerogative is valid with regard to the immigration of foreign citizens or residents, even if they are family members of its citizens or residents. A state is entitled to refuse to allow the foreign family members of its citizens to enter the state, and certainly to refuse to allow them to immigrate to it, and a citizen of the state is not entitled to demand that the state permits his foreign family members to immigrate into the state other than in accordance with the laws of the state. Indeed, although international law recognizes the right of the individual to marriage and family life, it does not recognize the right of the individual to realize this right specifically in his country of citizenship. In other words, the right of the individual to marriage and to family life does not necessarily imply a constitutional right to ‘family reunifications’ in the state. The prevailing legal position in this sphere was recently considered by Rubinstein and Orgad, ‘Human Rights, National Security and the Jewish Majority — the Case of Immigration for the Purpose of Marriage,’ supra, at p. 340. In their words:

‘The rules of international law also do not give rise to a right to immigrate for the purposes of marriage. International law admittedly recognizes the importance of the right to establish a family, as well as the importance of the right of a family not to separated by deportation, but there is no express and concrete right in international law that creates a positive duty that a state should allow immigration into its territory for the purpose of marriage, even in times of peace’ (emphasis in the original).

A similar conclusion was reached by the Supreme Court in Shahin v. IDF Commander in Judaea and Samaria [103], which considered a similar case to ours. Cf. Y. Dinstein, ‘Family Reunifications in the Occupied Territories,’ 13 Tel-Aviv University Law Review (Iyyunei Mishpat) (1989) 221, at p. 223. See also, for example, the research published by the European Union in 2004 with regard to the legal arrangements prevailing in the European Union until the year 2004: Family Reunification Evaluation Project (Final Report, The European Commission: Targeted Socio-Economic Research, Brussels, 2004), at p. 22:

‘Although international documents endorse family rights, none of the declarations establishes an explicit right to family reunification. Likewise, although the Convention on the Rights of the Child demands that applications by a child or parents to enter or leave the State for the purpose of family reunification be handled in a “positive, humane and expeditious manner… there is no specification that the provision provides the basis for legal claims to family reunification … The second area of international law, which may be conflictual with the principle of universal family reunification, refers to the precedence of State sovereignty.’

Incidentally, following the rule in international law, the European Union enacted a directive in 2004, in which some of the states of the Union took upon themselves the obligation to enact internal — qualified — arrangements according to which the foreign spouses of residents would be allowed to immigrate into the state. Before the directive existed, the spouses had no such right other than under the internal law of each individual state.

54. A state is made up of its residents. The residents of the state are the persons who shape the image of the society, and the ‘state’ serves as a framework for the society and its residents. The entry of a foreign national into the state as a permanent resident thereof means a change of the status quo ante in the relationship of the citizens and residents inter se. Accepting a resident or a new citizen into Israeli society makes his status equal to that of the residents and citizens of the state, and in this way the image of the society and the state changes. Where we are speaking of an individual resident or citizen, the change is infinitesimal. But this is not the case with a massive incursion of foreign residents and citizens whose joint influence on the state may significantly change its image. Giving an individual a right to bring with him to Israel a foreign spouse is therefore capable of changing the image of society, and the question that arises is whether it is right and proper that we should entrust to each and every citizen and resident of the state a constitutional key that makes the doors of the state wide open to foreigners. The basic rights of the individual are, mainly, rights vis-à-vis the state; if we recognize a constitutional right of a citizen, of every citizen, to bring to Israel, as he wishes, a foreign spouse or parent, we will find that the recognition of the innate right of a citizen to have a family life with foreigners in Israel does not merely determine the right of the Israeli citizen. In the very same breath, it limits and restricts the rights of other citizens whose opinion has not been heard. In this regard I say that it would appear that the human dignity of Israeli citizens — of all Israeli citizens — demands that each citizen is not given a free hand, on the level of a constitutional right, to change the social status quo ante by bringing foreigners to Israel, even as spouses. The ‘state’ is the authorized spokesperson of Israeli citizens and residents, and it would appear that even a state would not be prepared to open up its borders by entrusting to every citizen the key that opens the gates of the state, even for the immigration of a spouse or parent into the state. The power to determine who will be the citizens and residents of the state is entrusted to the laws of the state, and it is the state that will decide who will be entitled to immigrate into it.

55. Moreover, the state has a duty to maintain a balanced immigration policy, a policy that befits the needs of the state and its basic values. The state may not discharge this duty by transferring to its citizens the power to determine who will immigrate into it. Someone who wishes to immigrate into the state must apply to the organs of the state and not to one of its citizens, and it is the organs of the state who will decide the application. Recognizing that the state has a constitutional obligation to allow the entry of foreign family members can only mean a transfer of sovereignty to each and every individual citizen, and this inevitably harms the ability of the state to formulate its policy and respect its heritage. In other words, giving an automatic right of immigration to anyone who marries one of the citizens or residents of the state means that every citizen holds the right to allow immigration into the state, without the supervision of the state, and it is clear that no government in the world will allow not only the functioning but even the sovereignty of the state itself to be harmed in this way. See, for example, A. John, Family Reunification for Migrants and Refugees: a Forgotten Human Right? (2004), at p. 10:

‘No Government wished to find itself shackled to a precise and enforceable standard of family reunification rights that would impede on the State’s sovereign right to control who entered and settled on its territory.’

It is not surprising that the author of this research reaches the conclusion that, notwithstanding all the rights in the law, including the right to family life, the countries of the world have consistently refused to recognize the existence of a right to family reunifications on the grounds of marriage, since this right violates the sovereignty of the state and its power to determine who will immigrate into it (ibid., at p. 6):

‘… in all the international instruments adopted, States have opposed any recognition of a right to family reunification that might be considered to substantially curb States’ sovereign right to control who may enter or settle in its territory.’

56. Indeed, a state — any state — will not agree to give its individuals, or any one of them, a basic right to change the status quo ante in the society and the state. Even states that recognize an express constitutional right to marriage and to family life will find it difficult to permit free immigration by virtue of this right, and indeed it has been found that many of these states ‘… repudiate the principle that marriage itself (or its breakdown) results in an automatic change in the citizenship of the spouses’ (Rankin v. Minister of Interior [112], at p. 116). Moreover, even when they grant a right of immigration for family reasons, the countries of the world have tended to restrict this right by imposing restrictions on the realization of the right. Every state has its own arrangement: an arrangement that suits its basic values, the immigration policy it determined and its economic and political needs, and no one arrangement is identical to another. At the same time, there are general lines of similarity between the arrangements. Thus, for example, it has been found that many states impose age restrictions on immigration for reasons of marriage, and they allow the foreign spouse to immigrate into the state only if one or both of the spouses have reached a minimum age. When there are no means of subsistence — sometimes for a lengthy period — the immigration of the foreign spouse into the state will not be allowed. Some states require the foreign spouse to have various ties with the state absorbing them. Receiving citizenship in the state absorbing them usually requires a lengthy stay in the absorbing state, requirements of knowing the language of the absorbing state, being familiar with its culture and heritage and taking an oath of allegiance to the state. Not infrequently the foreign spouse is also required to waive his original citizenship as a condition for receiving his new citizenship. For a comprehensive survey of the requirements imposed in the countries of the world, see: Rubinstein and Orgad, ‘Human Rights, National Security and the Jewish Majority — the Case of Immigration for the Purpose of Marriage,’ supra. Thus, for example, Rubinstein and Orgad tell us at the beginning of chapter 3 of their work (at p. 328):

‘In recent years, the trend in European countries is to make the conditions for immigration on the basis of marriage stricter. In a significant number of countries, laws have been enacted in recent years to restrict the possibility of immigrating for the purpose of marriage. Thus, for example, the economic conditions required of the spouses who wish to immigrate for the purposes of marriage have been made stricter, basic cultural requirements (such as learning a language) that the immigrating spouse must satisfy before he immigrates have been introduced, restrictions on the age for immigration have been imposed, ties have been required with the state to which the spouses wish to immigrate and the burden for proving the genuine nature of the marriage has been made stricter. The European Court of Human Rights has usually given its approval to the stringent legislation that has come before it.’

Indeed, it may be argued that all these restrictions should be examined within the framework of applying the limitations clause, but we say that this subject-matter is extremely sensitive, and in the case of a fundamental public interest, such as the interest that underlies the issue before us, we ought to allow the public interest to have its say at the outset, when determining the scope of the basic right. This is the panoramic view to which we refer, a view that allows us to see the individual and the society in which he lives as integral parts of one whole.

57. In summary let us therefore say this: the countries of the world do not recognize in general the existence of an absolute right, a basic right that the citizen has to have a foreign spouse immigrate into the state. The right of the spouse to enter the state is a right that may be given by virtue of laws determined on the basis of the needs of the state; the laws of the state may restrict the right and even deny it entirely, and where there is no right the entry of the foreign spouse into the state, and certainly his immigration to it, will not be allowed.

The struggle and the balance

58. Against the background of all the rights and interests that compete against one another, this is a struggle of giants. On one side there is the right of the state not to allow foreigners to enter its territory, and on the other side is the right of the citizen — a basic right, a constitutional right derived from human dignity — to live together with his family members in Israel. The question that arises is what is the law where an Israeli citizen wishes to have a family life in Israel with his foreign spouse or parent — a spouse or parent who is neither a citizen nor a resident of Israel? Does the basic right to have a family life in Israel also apply to a couple where one of them is a foreigner, or perhaps we should say that the basic right applies only to a couple where both of them are Israeli citizens or residents? Does the basic right to family life in Israel apply also to minors who live in Israel with the Israeli parent and wish that the foreign parent should also be given a status? Note than the question being asked here merely concerns the scope of the basic right of human dignity. Thus, even if we determine that human dignity does not imply a basic right of the citizen to have a family life in Israel with a foreigner, our consideration of the citizen’s rights will not have ended, since it is possible that the citizen has an ordinary right that is not a basic right.

59. In our case, the question before us now is whether the Citizenship and Entry into Israel Law violates a constitutional basic right of Israeli citizens. My colleague President Barak holds that the value of human dignity, as expressed in the Basic Law: Human Dignity and Liberty, gives rise to a constitutional right to have a family life in Israel, even where one of the spouses is a foreigner, even where a foreign parent wishes to receive a status by virtue of his child (which, as aforesaid, is completely contrary to the case law rule that prevailed hitherto), and that the provisions of the law violate this constitutional right. But there may be persons who claim that this scrutiny of the right to have a family life in Israel — a scrutiny that focuses solely on an Israeli citizen and his family life in Israel — is not complete. This is because, in order to examine the scope of the right of an Israeli citizen to have a family life in Israel with a foreigner, we must examine closely the following two values and weigh the one against the other: one value is the strength of the right to have a family life in Israel as derived from the values which the right seeks to express in the law. There are many sides to the right to family life, and as we have said in our remarks above, the protection of the nucleus of the right is different from the protection of the periphery of the right. The other value is that we must examine whether recognition of a constitutional right as proposed violates other values or interests; and if it violates other values or interests, is the strength of those values or interests on the level of a basic right — a strength that is capable of defining boundaries for the basic right — or should they be located only in the second stage of the scrutiny, when examining the conditions of the limitations clause?

60. I placed all the values and considerations into one pot, and my conclusion is that the value of human dignity — in principle — does not give an Israeli citizen a constitutional right to bring a foreign spouse into Israel. This conclusion is implied equally by an examination of the strength of the right to have a family life, by the conflicting values and interests and by the conflict between the aforesaid right with the aforesaid values and interests.

61. With regard to the strength of the constitutional right to have a family life, I do not nor shall I deny the constitutional right of an Israeli citizen to have a family life. This right, as we have noted, is required by nature, and it is right and proper for the law to encompass the natural instinct in man and protect it in statute. In the words of the Roman poet Horace (Quintus Horatius Flaccus, Epistles 1, 10: naturam expelles furca, tamen usque recurret (‘you expel nature with a pitchfork, but it always comes back’). But the strength of this constitutional right, which is derived from the value of human dignity, becomes weaker the further we distance ourselves from the nucleus and approach the periphery. We are not concerned now with the nucleus, with the right of a person to marry. We are not concerned with the essence, with the right of a person to establish a family and to live together with that family. We are concerned with an addition to all of these, with the question of the right of an Israeli citizen to bring with him to Israel a foreign spouse, and by so doing to change the status quo ante of Israeli society. This right, no matter how much it may be a desirable right, is not necessarily a part of the nucleus and we may not necessarily recognize it as a constitutional right.

62. But the values and interests that conflict with the argument concerning the constitutional right of the citizen to bring a foreign spouse to live in Israel are fundamental. The conflicting values and interests are found in the prerogative of the state to decide from time to time the immigration policy that it deems appropriate, a policy that can shape the image of the state and the image of the society in it. This prerogative of the state has a constitutional status, and it therefore is capable of affecting the scope of the right to have a family life. This prerogative of the state is not required — nor should it be required — to bow its head and enter the constitutional debate within the framework of the limitations clause. Its place is on the first page of the constitution, when the values and the basic rights of the individual are being shaped. The strength of this interest in our case is so strong that it can affect the scope of application of the right to have a family life. In other words, the strong and decisive interest of the state in protecting the identity of society in Israel is capable of overriding — and, it should be emphasized, on the constitutional level, as opposed to the legislative level — the strength of the right to family life in so far as the immigration of a foreign spouse into Israel is concerned. The state, it should be recalled, is merely a collection of individuals and groups that live together, and the meaning of this for our purposes is that the state’s prerogative constitutes an expression of the protection that the citizens of Israel need. A constitution is created, first and foremost, for the people of the land and to regulate life for the residents and citizens of the land inter se. The constitution of the United States is for the people of the United States, the German constitution is for Germans and the Basic Laws in Israel are for Israelis and for regulating relations between them and the state and among them inter se. But when a foreign element comes into the system — in our case, a foreign spouse — I doubt whether the Basic Laws were originally intended to give basic rights to the individual while directly influencing the other individuals in the state and the image of society. I very much doubt it.

63. Moreover, let us be mindful and not forget: immigration arrangements, by their very nature, are specific arrangements; they are arrangements that change from time to time in accordance with the needs of the state (see supra, at para. 39). Even if these arrangements are included in the constitutions of various states, nothing in the fact that they are placed in the constitution can change their nature and substance as specific arrangements. And since they are such, we will have difficulty in finding an analogy between the arrangements of one constitution and the arrangements in another constitution, and between the arrangements of a foreign country and Israeli law. As President Shamgar said in United Mizrahi Bank Ltd v. Migdal Cooperative Village [7], at p. 329:

‘But it should be understood that the consideration of other constitutions and their implementation is merely comparative. Every constitution reflects in the protection of rights that are granted therein the social order of priorities that is unique to it and the outlooks that have been adopted by its society. It need not be added that there is also a whole range of political considerations that accompanies the formulation of a constitution. Thus, for example, in Canada it was decided not to include a prohibition against the violation of property in the Charter of Rights.’

Take the case of Ruritania, a country in the centre of Europe. Its inhabitants are growing old and it wishes to stimulate the life cycle in the country and revive its economy. Such a country will tend to encourage immigration, and naturally it will also extend the right of immigration to family members. After some time, when Ruritania finds that immigrants who came into it have changed the image of the state — and possibly even threaten the hegemony of the original citizens — Ruritania may change the law and stop immigration, even for family reasons. But Zenda, the neighbour of Ruritania, is different. The population density in Zenda is high, the birth rate is high, and naturally it will tend to limit immigration, including immigration for family reasons.

64. The same criteria apply to the question whether a minor living in Israel with his Israeli parent has the right to bring to Israel his foreign parent. I cannot accept that the minor has an inherent constitutional right to this, namely a right that imposes a duty on the state to allow into Israel a foreigner merely because of his family ties. We have seen that an Israeli citizen cannot impose on the state a duty to allow a foreigner to enter it, and certainly he does not have the power to grant the foreigner a status under the law. The same applies to a minor who lives in Israel with his Israeli parent; he cannot impose such a duty on the state. It is in the interest of the state and its individuals that the state should be the one to decide who will enter it, who will join Israeli society and what will be the image of this society. This interest is sufficiently great and strong to qualify the interest in recognizing a constitutional right to bring a foreign parent to Israel.

65. I will add to this that the harm caused by the Citizenship and Entry into Israel Law to children is limited. We should recall that the law, in s. 3A, provided a special exception for the cases of children, as follows:

‘Permit for children

3A. Notwithstanding the provisions of section 2, the Minister of the Interior, at his discretion, may —

 

(1) give a minor under the age of 14 years, who is a resident of an area, a licence to live in Israel in order to prevent his separation from his custodial parent who lives lawfully in Israel;

 

(2) approve an application to obtain a permit to live in Israel from the area commander for a minor under the age of 14 years, who is a resident of the area, in order to prevent his separation from his custodial parent who lives lawfully in Israel, provided that such a permit shall not be extended if the minor does not live permanently in Israel.’

Thus we see, according to s. 3A(1) of the law, that minors up to the age of 14 are entitled to receive a status in Israel in order to prevent their separation from a custodial parent who lawfully lives in Israel. In other words, the right of these minors to live with the custodial parent is not harmed at all. With regard to minors over the age of 14, these can, according to s. 3A(2), receive a permit to stay in Israel in order to prevent their separation from the custodial parent. Such a permit will be extended only if the minor lives permanently in Israel.

This is the case with regard to the right of children to live with the custodial parent in Israel. This arrangement is satisfactory, and the legislature did well to provide an exception that allows children to stay if only with one of their parents in Israel. It should be admitted that the Citizenship and Entry into Israel Law in its original version harmed children considerably by preventing them from living with the custodial parent in Israel. But after the law was amended by adding the arrangement in s. 3A, the position has improved greatly, both with regard to minors under the age of 14 and minors above the age of 14. According to the law in its current form, I see no proper justification to declare it void in this respect.

66. With regard to the interest of a minor who is living with his custodial parent in Israel to have his foreign parent also live with him in Israel, and, in consequence, the interest of the foreign parent to live with his minor child and with his family members in Israel — these are interests that my colleague the president addresses. I too agree with my colleague’s position that the separation of the foreign parent from the minor is not desirable, but I am of the opinion that even in this case the minor does not have a protected basic right that his foreign parent will live in Israel merely because he is his parent. In this case, the immigration considerations that we have discussed make themselves heard — and they do so loudly — and the first of these is the right of the state to decide who will be its residents and citizens (to these considerations we will also add below considerations of a special kind — considerations of the state in a time of war). This was the approach of case law in Israel even in times of peace. Before the Citizenship and Entry into Israel Law was enacted, a foreign parent was not entitled to receive a status in Israel by virtue of his minor child who lived in Israel. In the words of President Barak in Dimitrov v. Minister of Interior [113]: ‘… in principle, the citizenship of the daughter is insufficient to grant a status of a permanent resident to her foreign parent…’ (ibid., at p. 294; for additional references, see para. 32 above). We should also add that s. 3B(3) of the Citizenship and Entry into Israel Law provides that the area commander may give a resident of the territories a permit to stay in Israel ‘for a temporary purpose, provided that the permit to stay for the aforesaid purpose shall be given for a cumulative period that does not exceed six months.’ It is possible and right to interpret this provision of statute as granting power to the area commander to allow the entry of the foreign parent into Israel to visit his minor child temporarily. We should also remember that the restriction is temporary — until the parent reaches the age mentioned in the law, which is 25 for a woman and 35 for a man, at which age it will be possible to give the parent a permit to enter Israel.

67. This, then, is the position: the harm to minors living in Israel with the custodial parent is currently limited in comparison to the law which prevailed before the enactment of the amendment to the Citizenship and Entry into Israel Law. The law does not apply at all to a child who was born in Israel to an Israeli parent, since such a child receives the same status as his Israeli parent. In addition, the law allows a minor who is a resident of the territories and was not born in Israel to live in Israel with his Israeli parent (s. 3A of the law). With regard to the foreign parent, who is a resident of the territories, it is true that he is not entitled to enter Israel. Has any constitutional right of the minor who lives in Israel with his custodial parent been violated as a result? The answer to this must be no, both because the violation is (relatively) limited and because of the very powerful interest that conflicts with it. In any case, we do not know from where a minor acquired a basic right that his foreign parent will follow him and also obtain a right to live in Israel.

Comments regarding the scope of application of the constitutional right to family life

68. Before I consider the question whether an Israeli citizen has a constitutional right — a basic right — to bring to Israel his foreign spouse, a national of an enemy entity, in a time of war, I would like to make two comments that concern the remarks made by my colleague the president with regard to the constitutional right of an Israeli citizen to bring his foreign spouse into Israel. One comment concerns remarks which I made in Stamka v. Minister of Interior [24]. The other comment concerns reliance on constitutional arrangements in foreign countries.

a.     Concerning remarks that I made in Stamka v. Minister of Interior

69. My colleague the president did me the honour of citing — twice, in para. 27 and in para 34 of his opinion — remarks that I made in Stamka v. Minister of Interior [24], at p. 787, in which I said:

‘The State of Israel recognizes the right of the citizen to choose for himself a spouse and to establish with that spouse a family in Israel. Israel is committed to protect the family unit in accordance with international conventions… and although these conventions do not stipulate one policy or another with regard to family reunifications, Israel has recognized — and continues to recognize — its duty to provide protection to the family unit also by giving permits for family reunifications. Thus Israel has joined the most enlightened nations that recognize — subject to qualifications of national security, public safety and public welfare — the right of family members to live together in the place of their choice.’

After citing these remarks (in para. 34 of his opinion), my colleague the president goes on to make the following remarks: ‘Indeed, the constitutional right of the Israeli spouse — a right that derives from the nucleus of human dignity as a constitutional right — is “to live together in the place of their choice”.’ I do not retract the remarks that I made, but I do not think that it is possible to deduce from them that an Israeli citizen has a constitutional right that his foreign spouse can enter Israel and take up residence in it.

First, the continuation of the remarks that I wrote (ibid.) should be read. They state:

‘This is the case here too. The respondents recognize the right of spouses — an Israeli citizen and someone who is not an Israeli citizen — who were genuinely married to live together in Israel, and the right of the foreigner to an arrangement at the end of which he will receive a permanent status in Israel: permanent residency and citizenship. What then is the complaint? It concerns the length of that “staged arrangement” and the inflexibility of the arrangement.’

The explanation of this is that when I spoke about the ‘right of the citizen to choose for himself a spouse and to establish with that spouse a family in Israel’ — and certainly when I spoke of ‘the right of the foreigner to an arrangement’ — I was describing a policy that is practised by the state. Indeed, I regarded this policy as a proper policy, but I did nothing more than describe the legal position that prevailed at that time. I should add that this policy — in so far as I am aware — has not changed in principle. The policy is still in force, except with regard to residents of the territories. The question is merely whether the change that took place in the policy with regard to residents of the territories is a lawful change.

 Second, and this is the main point, the judgment in Stamka v. Minister of Interior [24] was written on 4 May 1999. The serious armed conflict between the Palestinian Authority and Israel — which is a quasi-war — began more than a year later, in September 2000, and it utterly changed the relationship between the Palestinian Authority and Israel. We have discussed above the difficult position of Israel since the armed conflict broke out, and nothing needs to be added. Against this background, the Knesset enacted the Citizenship and Entry into Israel Law, as it sought to protect the residents and citizens of Israel against those who seek to harm it. The Mejellah, in its wisdom, taught us (in s. 39) that: ‘It cannot be denied that, when the times change, the laws also change with them.’ This is what happened in our case. The times changed — and they changed radically — and therefore it was decided to make a change in policy.

Third, my remarks are qualified automatically by ‘qualifications of national security, public safety and public welfare.’ With regard to these qualifications there is no need to add anything except for this, that they are inherent to the subject-matter and their existence would not be in doubt even had they not been written expressly.

70. We therefore return to the beginning, and the question is whether there is any flaw or defect in the Citizenship and Entry into Israel Law. My answer to this question is, as aforesaid, no.

b.     The interpretation of a constitution and arrangements from comparative law

71. In his opinion, my colleague President Barak surveys legal arrangements that are practised in various countries around the world, including the European Union, and his conclusion is that ‘the right to family life is… a constitutional right enshrined in the right to human dignity’ (para. 38 of his opinion). I am prepared to accept that this is the law in the legal systems of those countries mentioned in my colleague’s opinion, just as I accept that the right of a person in Israel to have a normal family life is a right that derives from human dignity. This is what we are taught by natural law, and the state merely embraces what is already there by wrapping natural law in the garb of law and constitution. But we are speaking of the creation and existence of the family unit between members of the state and within the framework of the state. This is not the case when a citizen of the state wishes to marry a foreign national and establish a family unit in the state. This kind of situation gives rise to the question of immigration in all its force, including immigration by virtue of the right to marry and to establish a family, and this issue is special and unique to each country, and what is more, it changes from time to time. Constitutional and legislative arrangements that are in force within the territory of a state are, admittedly, derived from basic values that a state wishes to foster in its midst, but to the same degree they are also built on the needs of the state and the reality of life with which it is required to contend. It is not surprising, therefore that the case law of the court in every country is context-dependent on the positive normative arrangement adopted in the constitution of the state, the prevailing law, basic principles and the reality of life. From a factual viewpoint, the use of comparative law in our case — like in every case — must be made sensitively and carefully, after thorough examination as to whether the legal arrangements practised in one country or another are compatible with the law in Israel and the reality of life with which we contend. This was discussed by my colleague President Barak with regard to legislative and constitutional arrangements concerning the environment, and I will cite some of his remarks that are apt also in our case (Man, Nature and Law Israel Environmental Protection Society v. Prime Minister of Israel [12], at p. 514):

‘In comparative law there is much discussion of the environment. Many laws addressing the environment have been enacted in many countries… sometimes the environment has been given a constitutional status. In a large number of constitutions, a constitutional right to have a suitable environment has been recognized…’

And further on (at pp. 515-516):

‘This comparative law — whether in the international sphere or in the national sphere — is of great importance… Nonetheless, each country has its own problems. Even if the basic considerations are similar, the balance between them reflects the uniqueness of every society and what characterizes its legal arrangements… Indeed, this is the power and these are the limits of comparative law. Its power lies in extending the interpretational horizon and field of vision. Its power lies in guiding the interpreter with regard to the normative potential inherent in the legal system… Its limits lie in the uniqueness of every legal system, its institutions, the ideology that characterizes it and the manner in which it deals with the individual and society. Indeed, comparative law is like an experienced friend. It is desirable to hear his good advice, but this should not replace one’s own decision.’

See also LCrimA 8472/01 Maharshak v. State of Israel [131], at p. 474:

‘… It is a burden that is imposed on us to take care not to follow foreign legal systems blindly, and especially to know how to distinguish between principles and doctrines and ways of thinking and techniques for arriving at a solution, from which it is possible to derive inspiration and wisdom, and between details and specific solutions which we should ignore. Indeed, comparative law is capable of extending one’s thinking, enriching knowledge and wisdom, freeing us from provincialism, but at the same time we should not forget that we are dealing with our own system and our own country, and we should avoid the imitation of assimilation and self-deprecation.’

72. We should remember that we are Israeli judges, we judge in Israel and we dwell among our people. Although in general it is proper for us to take a look at foreign legal systems, to learn and to receive inspiration, we should always remember that normative arrangements that were created and exist in other places were created and exist against a background of a reality that prevails in those countries and that exist within legal systems that give expression to that reality, and therefore we should not follow blindly — in the manner of assimilation and self-deprecation — normative arrangements that are practised in those places. This is true both of legislation and of the constitution. As President Shamgar told us in United Mizrahi Bank Ltd v. Migdal Cooperative Village [7], at p. 329:

‘But it should be understood that the consideration of other constitutions and their implementation is merely comparative. Every constitution reflects in the protections of rights that are granted therein the social order of priorities that is unique to it and the outlooks that have been adopted in its society. It need not be added that there is also a whole range of political considerations that accompanies the formulation of a constitution. Thus, for example, in Canada it was decided not to include a prohibition against the violation of property in the Charter of Rights.’

The more a normative arrangement is influenced by the reality and the specific needs of the country where it prevails, the harder it will be to learn from it and to make an analogy between it and the State of Israel in which we live. This is true in general and it is also true in this case. The attitude of each state to immigration arrangements — including immigration arrangements by virtue of the right to marry and to family life — originates not only in the legal system and its characteristics in each different place but also, mainly, in the reality with which the state is required to contend. It is therefore not surprising that the countries of the world have adopted and continue to adopt, each for itself, arrangements that are suited to its needs from time to time, and moreover they tend to change from time to time the immigration arrangements prevailing in them according to the reality — a changing reality — with which the state is required to contend. See the remarks that we cited above (in para. 52) with regard to the position prevailing in the United States and changes in immigration arrangements in that country.

73. With regard to us, we doubt whether among all those countries, from which my colleague the president seeks to derive an analogy, there is another country that is contending with a reality similar to the reality with which Israel is contending. Of the many differences between Israel and all those countries — whether considered individually or all together — we should remember most of all that extremely hostility exists between the Palestinian Authority and Israel; the declared intention of the body that controls the Palestinian Authority — Hamas — to destroy Israel and to wipe its name off the face of the earth; the sad fact that our time is a time of armed conflict — a time of quasi-war — between us and the Palestinian Authority. We should add to the organization that controls the Palestinian Authority the fact that the population in the territory of the Palestinian Authority, in general, is hostile and inimical to Israel, and I think that we can be cured of the need to derive an analogy from the legal systems of other countries whose position and geo-political status is more different than similar to the position and geo-political status of the State of Israel. Is there any other country that is being asked to allow in its territory the establishment of a family unit in which one of its members is an enemy national? On all of this, and more besides, see Rubinstein and Orgad, ‘Human Rights, National Security and the Jewish Majority — the Case of Immigration for the Purpose of Marriage,’ supra.

74. For our purposes, we should say that even were we to adopt general basic principles that guide the paths of cultured countries of the world, we would have difficulty following specific arrangements that were chosen by the various countries, whether within the territory of the European Union or in any other place. The status and way of life of those countries, and especially the security position in them, are so different from the status of Israel, its way of life and the security position that prevails in our country that an analogy from the legal systems practised there — legal systems that reflect what is happening in those countries — is out of place.

Interim remark

75. Hitherto we have considered the question whether Israeli law gives an Israeli citizen — or does not give him — a constitutional right, a basic right, to bring to Israel his foreign family member for permanent residence or even for temporary residence. Our answer to the question was, as we have explained, that he does not. Let us now turn to discuss an additional matter that arises in our case, which is whether the Israeli citizen has a constitutional right to bring to Israel his foreign family member when that family member is a resident of a hostile entity that is involved in an armed conflict with Israel.

Immigration in times of war

76. Does the constitutional right to family life, a right that is derived from the value of human dignity, imply an innate right of the citizens and residents of Israel to bring to Israel their foreign family member (a spouse or parent) who is a resident of a hostile entity that is involved in an armed conflict with the State of Israel? My answer to the question is no. In this case too I think that the strength of the right to family life is confronted by another strong and very powerful interest: the lives and security of the citizens and residents of Israel and the security and stability of the State. These latter interests are capable of preventing, in my opinion, a recognition of the existence of a constitutional right in times of war to allow the entry of a resident of an enemy state into the territory of the State of Israel. The balance is between the right of individuals to family life and the right of others to life. In this context, we find apt the remarks that were made with regard to the way in which Canadian legislation concerning the war on terror should be scrutinized as legislation whose purpose is to protect all liberties:

‘The configurative analysis of the Bill in terms of national security versus civil liberties may be as misleading as it is inappropriate in its framing of the issues. It appears to suggest — however inadvertently — that those who are against the legislation are the true civil libertarians, while those in favour of it are somehow indifferent to, if not insensitive to, civil liberties. The point is that there are good civil libertarians on both sides of the issue — and the civil libertarian issue should be considered on the merits and not as a function of the labeling of one’s positions as being for or against the legislation.

The better approach from a conceptual and foundational point of view is to regard the legislation as human security legislation, which seeks to protect both national security — or the security of democracy if not democracy itself — and civil liberties. As the United Nations puts it, terrorism constitutes a fundamental assault on human rights and, as such, a threat to international peace and security, while counter-terrorism law involves the protection of the most fundamental of rights, the right to life, liberty, and the security of the person, as well as the collective right to peace’ (I. Cotler, ‘Thinking Outside the Box: Foundational Principles for a Counter-Terrorism Law and Policy,’ in The Security of Freedom: Essays on Canada’s Anti-Terrorism Bill (R.J. Daniels, P. Macklen and K. Roach, eds., 2001) 111, at pp. 112-113).

77. I believe that even those who support the position that the Israeli citizen should have a right — a constitutional right or a legal right — to have his foreign family member enter Israel and reside in it will agree that reasons of national security and public security should qualify the right of the individual to have his family member enter the country and reside in it. Thus, if the state authorities discover that a foreign national presents a specific security risk to national security and public security, that foreign national will not be allowed to enter Israel, whatever his family status may be. See, for example, Stamka v. Minister of Interior [24], at pp. 787-788; HCJ 2208/02 Salama v. Minister of Interior [132]; AAA 9993/03 Hamdan v. Government of Israel [133]; HCJ 2455/95 Dragma v. Minister of Interior [134]; HCJ 7206/96 Mansour v. Minister of Interior [135]. Cf. s. 2(b)(3) of the Law of Return. Cf. also HCJ 1227/98 Malevsky v. Minister of Interior [136]; HCJ 442/71 Lansky v. Minister of Interior [137]. This is the law where the foreign national himself is suspected of being dangerous to national security, and it is also the law where the foreign national is associated with persons who endanger public safety and may influence him. See, for example, HCJ 7061/05 A v. Minister of Interior [138]:

‘Someone who wishes to obtain permanent residency in Israel cannot be associated with persons active in hostile activity and terror. Residency in Israel and an association with such persons is a contradiction in terms…’

78. This natural and simple rule, that a foreign national who presents a risk to national security will not be allowed to enter the state, leads almost automatically to the conclusion that in times of war hostile nationals will not be allowed to enter the state, since they are presumed to endanger national security and public security. Indeed, it will not be difficult to understand and realize that a foreign family member who is not an Israeli citizen has strong ties with his family and his place of birth, and that these ties are not severed even if the person leaves his home and comes to live in Israel. This feeling of loyalty of a person to his people and his place of birth is a natural feeling, a feeling of great strength, and it is much stronger where a person leaves behind him — and this is the usual case — parents, brothers, sisters, other family members, friends and companions. And so, when the two peoples — the people of the family member’s place of birth and the people among whom he now lives — become involved in an armed conflict with one another, a person is likely to be required to decide where his loyalties lie and whom he will aid. Often he will support his place of birth and seek to assist it in one way or another. The risk and the danger will increase greatly in a case where the family member has left behind him family members and friends who may be subject to harm and threats from the regime in his place of birth or from gangs in that country. The risk and the danger will increase even more where the person belongs to a people that seeks to destroy the state that absorbed him and that is waging against it a bloody struggle that has continued for many years.

79. The premise in international law is that in times of war the citizens of the warring states become hostile to one another, and that every citizen will regard himself as loyal to his country and place of birth and hostile to the enemies of his place of birth. It is natural, therefore, that a state that is in a situation of conflict may determine special arrangements concerning enemy nationals, including, of course, an arrangement that prevents them from entering its territory. See J.G. Ku, ‘Customary International Law in State Courts,’ 42 Va. J. Int’l L. (2001) 265, at p. 322:

‘Because the declaration of war between sovereigns transforms every individual subject and citizen of those sovereign nations into enemies, the traditional law of nations naturally require that enemy aliens be accorded different legal status than alien subjects hailing from friendly powers. In particular, the treatise writers found that the law of nations imposed severe restrictions on the nature of the contacts between subjects of sovereigns at war with each other.’

80. In our times — unlike in the past — we no longer make formal declarations of war; and wars — again, unlike in the past — are not necessarily between states. But the rules and principles that were intended to protect the citizens and residents of the state are valid and logical even where an armed conflict is being waged not between states, but between a state and an entity, like the Palestinian Authority, which is not a state. In such circumstances, and in other similar ones, the presumption of hostility exists in full strength. See and cf. E. Gross, The Struggle of Democracy against Terror — Legal and Moral Aspects (2004), at pp. 70 et seq.; Rubinstein and Orgad, ‘Human Rights, National Security and the Jewish Majority — the Case of Immigration for the Purpose of Marriage,’ supra, at p. 317, and see the references cited there.

81. On the basis of this logical deduction, a deduction that is common to all human beings and to all human peoples, it has been determined in international law that when there is a dispute between nations, a nation may prohibit the nationals of the foreign nation, as such, from entering or immigrating to it. The reason for this is that because of the strong and special ties that they have to their place of birth, people and family members, enemy nationals, as such, constitute a special risk group. Admittedly, not all enemy nationals are actually enemies, but in the heat of an armed conflict there arises a quasi-presumption that enemy nationals — all enemy nationals — are enemies of the state, and the state has no legal duty to rebut the presumption and distinguish between an enemy national who is likely to endanger the state and its residents and an enemy national who is unlikely to endanger the state and its residents. There is a presumption that enemy nationals, because they are enemy nationals, are the enemies of the state and that they endanger the safety and the security of the public in the state that is at war with their state; and the state is entitled — and is even obliged by virtue of its duty to protect its citizens and residents — to refuse the application of enemy nationals to immigrate to its territory. This rule, a rule in times of war and conflict, is valid also with regard to the case of persons who wish to immigrate by virtue of the right to marry and raise a family, since even these are likely to endanger the security of the state and the security of the residents of the state. See Rubinstein and Orgad, ‘Human Rights, National Security and the Jewish Majority — the Case of Immigration for the Purpose of Marriage,’ supra, at pp. 320-321:

‘The accepted norm of not allowing enemy nationals to enter in times of war or in times of armed conflict applies also to immigration for the purposes of marriage (marriage migration). International law and the relevant conventions impose various duties on the state with regard to family reunifications. Thus, for example, a state that is a party to an armed conflict is required to facilitate meetings of families that were compelled to separate during the fighting (even though the duty is to assist the renewal of the connection and, in so far as possible, family meetings, there is however no duty to allow family reunifications or to allow immigration for the purposes of marriage). A state that is a party to an armed conflict is also required to make an effort in order not to separate existing families during the armed conflict. But the state has no legal or moral duty in international law to allow immigration for the purposes of marriage from state A to state B, as long as the two states are involved in an armed conflict, and even when they are completely at peace.’

82. We tend to the outlook — which we have explained in detail above — that the state has no constitutional or legal obligation to allow family reunifications in its territory. But even if in times of peace the state is accustomed to allow foreign family members of its citizens to immigrate into the state (see Stamka v. Minister of Interior [24]), the state may in times of war suspend this practice and prevent the entry of foreign family members who are enemy nationals notwithstanding the harm to the individual who married an enemy national or to a minor who lives with his Israeli parent only. A time of war is not the same as a time of peace. Although we all know that ‘even when the trumpets of war sound, the rule of law will make its voice heard’ (Sabiah v. IDF Commander in Judaea and Samaria [110], at p. 369), we also know that things which are appropriate in a time of peace cannot be maintained in a time of war. In the words of the wisest of men (Ecclesiastes 3, 1; 3, 8 [246]) ‘For everything there is a time and for every desire there is an occasion under the heavens… A time to love and a time to hate, a time of war and a time of peace.’ I agree with my colleague the president that the state does not have two systems of law, one for times of calm and one for times of war. The basic rights of the individual are alive and well even in times of security risks. At the same time, we cannot deny ‘that in times of war there arise — or you may say, there awaken — considerations and interests that are unique to this time, considerations and interests that can restrict the spheres of application of the rights of the individual,’ or at least stop their realization (the limitations clause). We cannot deny that in times of war a state may restrict the individual in the realization of his rights, provided that this restriction is done for a proper purpose — i.e., in order to maintain public interests of great weight — for a restricted period and to a degree that is not excessive. Cf. s. 12 of the Basic Law: Human Dignity and Liberty. This (at least) is the case before us.

83. Human rights stand firm, with their full force, even in times of war and emergency, but the situation of war and emergency can affect the restrictions that can be placed on their realization. The question is one of dosage; the dosage in times of peace is not the same as the dosage in times of war. In times of peace, the right will blossom and spread its scent all across the land. But this is not the case in times of war or in times when security risks are constantly lying in wait for the residents of the state.

Let us remember that rights that are given to the individual in a democracy will not exist if there is no state or there is no life for the citizen. We are accustomed to exalting — and rightly so — the basic rights of the individual, human dignity, the principle of equality and with them other basic values on which our legal system prides itself. These rights and principles are of supreme importance. They are exalted above all else. Without them we would have no democracy worthy of the name. But the very existence of the state and the right of the individual to life are more exalted and important than all of these. Without a state, the rights of the individual would have no existence, and the basic rights of the individual must not become a spade to be used for undermining the existence of the state. Cf. Yardor v. Chairman of the Central Elections Committee for the Sixth Knesset [101], at pp. 388, 390; Neiman v. Chairman of Elections Committee for Eleventh Knesset [87]. Such is the existence of the state and the risks to the life of its citizens. ‘Without security, it is not possible to protect human rights’ (per Justice D. Dorner in Saif v. Government Press Office [86], at p. 77 {197}). Therefore, ‘human rights should not become a spade for denying public and national security’ (CrimFH 7048/97 A v. Minister of Defence [88], at p. 741). Safeguarding the lives and security of the public may necessitate a certain erosion of the rights of the individual — some might say, may justify a restriction of the scope of application of rights, and at least necessitate a suspension of the realization of the rights of the individual — and this erosion, if it is done proportionately, is a permitted violation in our constitutional system. In the words of my colleague President Barak, in Conterm Ltd v. Minister of Finance [85], at p. 347 {71}:

‘We cannot protect human rights without infringing on human rights. A democracy is not characterized by the fact that it never violates human rights. Human rights are not a recipe for national destruction.’

84. The state has a duty to its citizens and its residents — and this is a duty of the first order — to protect their lives and security, even at the price of violating the right of some citizens to realize, within the territory of the state, their right to family life with their spouses who are enemy nationals. In a time of armed conflict a sovereign state is therefore not required to allow enemy nationals to immigrate, even if they have first-degree family members in the state. The concern, and it is a reasonable concern, is that at the crucial moment the enemy nationals will be loyal to their people and place of birth, and at the least they will be subject to various pressures — because of family and other ties — to help the enemy. This is sufficient to create a presumption that all enemy nationals are dangerous and to justify a prohibition against their entering the state. This is the rule, and it has its logic and reasons. We should add in this context that rules formulated in international law usually concern individual and exceptional cases, because naturally the citizens of enemy states do not marry each other, and in times of armed conflict they do not immigrate in their thousands from their state to the enemy state. Our case, we should remember, is completely different, since we are talking of residents of the territories who wish to immigrate to Israel in their thousands. And when we are considering the case of thousands of immigrants — and not merely a few immigrants — those concerns that gave rise to the accepted norm in international law are automatically magnified.

85. So we see that here too we are confronted by rights and interests that conflict with one another: on one side there is the right of the state not to allow residents of an enemy state to enter its territory in times of war, and on the other side there is the right of the citizen — a basic right, a constitutional right derived from human dignity — that he will be allowed to live together with his family members and to have a normal family life in Israel. The question is whether the basic right to have a family life in Israel also applies to family members when one of them is a resident of a hostile entity that is involved in an armed conflict with the State of Israel? In order to answer this question, we ought to consider closely these two values and weigh them against one other (see also para. 59, supra): the one is the strength of the right to have a family life in Israel as derived from the values that the right is supposed to express in the law; the other is the strength of the conflicting value, which in our case is the lives of citizens and residents and national security. When we place these conflicting values before us, we must clarify and weigh up to what extent the right to family life as aforesaid detracts from the values of life and security, and vice versa: to what extent do the values of life and security detract from family life. In this case, we say that recognizing the right of the citizen to include a right to bring into Israel, in a time of war, a family member who is an enemy national causes harm in two ways: first, it violates the right of the organized society in Israel to decide who will live in Israel and who will be its citizens and residents, i.e., it impairs the ability of the state to determine its identity and character; second, it harms — or at least it is likely to harm — national security.

86. Once again I placed all the values and considerations into one pot, and my conclusion is that the value of human dignity — in principle — does not give rise to a constitutional right to realize in Israel a marriage with a foreign spouse, or to bring a foreign parent into Israel, when that spouse or parent is a national of a state that is in a state of war — or a state of quasi-war — with Israel. This conclusion is implied both by an examination of the strength of the right to have a family life, and by the values and interests of the state and its residents to life and security, as well as by the conflict between the former and the latter.

As we have already said (see para. 61 above), I do not nor shall I dispute the constitutional right of an Israeli citizen to have a family life. But here too the main issue is the values and interests that conflict with the argument concerning the constitutional right of the citizen to have a family member live in Israel when that family member is a national of an entity that is involved in an armed conflict with the State of Israel (cf. para. 62, supra). We are speaking of a concern that hostile parties will enter Israel, and the state is asking us to allow it to prevent the entry of Palestinians who wish to live here. The strength of this interest is so strong in my opinion that it is capable of influencing, ab initio, the scope of the application of the right to have a family life in Israel. The state, we should recall, is merely the organization of society to live together, and the meaning of this for our purposes is that the state’s prerogative is merely an expression of the protection that Israeli citizens require even in times of peace, but particularly in times of war.

Indeed, we should not ignore the conflicting interests and values, both those of the state and those of its individuals. Human rights live and endure also in times of war, but there is no doubt that a change occurs in the process of balancing them against the interests that conflict with them, with regard to the value of human dignity, personal autonomy and human liberty. The war harms everyone: soldiers on the battlefield and citizens on the home front. The economy of the state is harmed. The realization of social goals are postponed to a later date. And when the reality changes, the balance may also change. Indeed, the nucleus of the rights will not change. The piccolo will continue to pipe its clear notes. But the remoter we are from the nucleus and the more we approach the periphery — and in our case we are speaking of the right of the citizen to bring a foreign national to live in Israel in a time of war — so the influence and strength of other elements and values will increase.

87. In summary, in times of war Israeli citizens and residents do not have a constitutional right to bring into Israel a family member who is a citizen of an entity that is involved in an armed conflict or war with the State of Israel.

Immigration by virtue of marriage and the right to family life — interim summary

88. The conclusion that we arrive at is therefore this, that the right of the individual to family life does not imply a constitutional or legal obligation that is imposed on the state to allow the foreign family member of the individual (a spouse or parent) to immigrate into the territory of the state. Such immigration — if and to the extent that it is allowed — will be allowed if the state so wishes, and in accordance with its laws. The state has no obligation to allow immigration for reasons of marriage — except in accordance with its laws — and the state may impose restrictions on immigrations into its territory for the purpose of marriage. If this is the case in general, it is certainly the case in times of war, when the persons who wish to immigrate into the state are enemy nationals.

The question of the violation of equality — the right (and duty) of a state to restrict the immigration of enemy nationals in times of war

89. We all agree (for how could we not?) that the Citizenship and Entry into Israel Law mainly harms the Arab citizens of the state. It is true that the law does not address Israeli citizens at all, and therefore it does not distinguish between Jews and Arabs, but it is also true that de facto it is Arab Israeli citizens who are harmed by the law, since it is only they — with the exception of isolated cases — who find a spouse among the residents of the territories. From the viewpoint of the end result, there is no equality between the Arab citizens of the state and the Jewish citizens of the state. Cf. Israel Women’s Network v. Minister of Labour and Social Affairs [35], at p. 654; Supreme Monitoring Committee for Arab Affairs in Israel v. Prime Minister [41]. Does this inequality in the end result have any legal significance?

90. Everyone agrees that an immigration restriction should be applied democratically and equally. The state should not discriminate against one population group by preventing their foreign spouses from immigrating into the state, while at the same time allowing the foreign spouses of another population group to immigrate into it. We discussed this in Stamka v. Minister of Interior [24], where we explained that the principle of equality demands that the laws of immigration by virtue of marriage should be applied equally to Jews and non-Jews (ibid., at pp. 758-759):

‘… We do not find any justification for preferring a Jew who lives securely in his land to someone who is not a Jew, such that the former should be able to acquire citizenship for a non-Jewish spouse whereas the latter cannot. Although we agree, wholeheartedly, with the right possessed by every Jew, as such, to immigrate to Israel, with his family, we shall find it difficult to agree to a greater right being given to a Jew who is a citizen of Israel — to him, but not to the Israeli citizen who is not Jewish — to be entitled to citizenship for a non-Jew who became his spouse while he is a citizen of Israel. When we recognize the right of a Jewish citizen of Israel to obtain citizenship for his non-Jewish spouse, but at the same time we deny this right to the non-Jewish citizen, we commit a serious act of discrimination, and we have found no proper purpose in this.’

The meaning is that the citizens of Israel, whether Jews or non-Jews, have not acquired a right that their foreign spouses can immigrate into Israel. In this, they are different from Jews who are not citizens of Israel, who are entitled to have their family members immigrate to Israel (s. 4A of the Law of Return), and the absence of the right will apply equally to Jews and non-Jews. If a right is given to Israelis to have their foreign spouses immigrate to Israel, this right should be given equally to all Israelis, to Jews and non-Jews alike. Once we realize this, the question that we must ask now is whether the Citizenship and Entry into Israel Law is a law that discriminates against Arab Israelis, and whether for this reason it should be declared void as a law that violates the principle of equality. We will now consider this claim.

91. It is well known that not every inequality leads to the voidance of a legal norm, and certainly it does not lead to the voidance of a law of the Knesset. Not every distinction between persons is an improper distinction. The same is true of a violation of human dignity. A distinction that is based on relevant considerations does not violate human dignity nor does it violate the right to equality. In other words, the right to equality does not apply to every distinction but only to prohibited distinctions. Not every different treatment is discriminatory treatment. Discrimination is, it is well known, a distinction between persons or between matters for reasons that are irrelevant, but when there is a difference that is relevant, the authority may, and sometimes must, treat the persons or the matters differently. This was elucidated by President Agranat: ‘…it will be a permitted distinction if the different treatment of different persons derives from their being, for the purpose of the treatment, in a state of relevant inequality…’ (Boronovski v. Chief Rabbis [71], at p. 35). It follows from this, so President Barak told us, that: ‘In order to establish a claim of discrimination that allegedly constitutes a violation of the constitutional right to equality, one must point to the existence of an unjustified discrimination in the offending law. Discrimination between groups that is based on a relevant difference does not in itself constitute discrimination’ (HCJ 5304/02 Israel Victims of Work Accidents and Widows of Victims of Work Accidents Association v. State of Israel [139], at 141). See also: Kefar Veradim v. Minister of Finance [70], at pp. 507-508; El-Al Israel Airlines Ltd v. Danielowitz [65], at p. 761 {489}; Recanat v. National Labour Court [73], at p. 312; HCJ 6845/00 Niv v. National Labour Court [140], at p. 680. And as we have said elsewhere (Local Government Centre v. Knesset [31], at p. 502), the concept of equality — the concept of substantive equality — is a concept that is synonymous with justice and fairness; and discrimination between equals (from a substantive point of view) means an act of injustice and unfairness.

92. In our case, are Arab Israeli citizens discriminated against in comparison with Israelis who are not Arabs? Does the Citizenship and Entry into Israel Law discriminate improperly between Arab Israeli citizens and non-Arab Israeli citizens? Our answer is no. The Citizenship and Entry into Israel Law was enacted against the background of the armed conflict and state of war between Israel and the Palestinians, and therefore there is a proper and permitted distinction between persons who married foreigners, who are Palestinian ‘enemy nationals’ that are presumed to constitute a potential security risk to the residents of the state, and persons who married foreigners who are not ‘hostile nationals.’ Moreover, in times of war the state — every state in the world — may categorically prevent the immigration of enemy nationals into its territory out of a concern that their loyalty will be given to their place of birth — i.e., to the enemy — and not to the state that absorbs them. Even if in times of peace the state is accustomed to allow foreign spouses of citizens of the state to immigrate to it, in times of war the state may suspend this practice, at least in so far as concerns foreign spouses who are enemy nationals. Admittedly a citizen of the state who married an enemy national will be hurt by the state’s decision, and it is possible that he will even feel discriminated against in comparison to his neighbours who married foreign citizens who are not enemy nationals and their spouses are permitted to come to Israel. But can we seriously say that someone who married an enemy national has been discriminated against? With regard to our case we will say that as long as the armed conflict between Israel and the Palestinians continues, the state is entitled to prevent the immigration of Palestinians who are residents of the territories to Israel. This ban does indeed harm a minority group of which the vast majority are Arabs, but this harm derives from the marriage to enemy nationals who are likely to endanger the public in Israel and not from the fact that they are Arabs. The decisive factor is national security and the lives of the residents of the state, and this factor outweighs the others.

93. After realizing all of the above, we reject the claim of discrimination that the petitioners raised before us.

Immigration by virtue of the right to marry and raise a family and the principle of equality — summary

94. The right to marry and raise a family, and likewise the right to equality, are both rights that do not imply that the state has any duty — neither a constitutional duty nor a legal duty — to allow immigration to Israel by virtue of marriage. The individual — every individual — does not have a right that his foreign spouse will be allowed to immigrate to Israel. This is the law in times of peace and it is certainly the law in times of war, when the persons wishing to immigrate are members of an enemy people that is involved in an armed conflict with the state and its citizens. Israel does not therefore have any duty to allow residents of the territories who married Israeli citizens to enter Israel, and Israeli citizens who married residents of the territories do not have a constitutional right — a right that is allegedly capable of causing the voidance of a law of the Knesset — to have their foreign spouses immigrate to Israel. Admittedly, the Citizenship and Entry into Israel Law harms some of the citizens of Israel, the vast majority of whom are Arabs, that married residents of the territories and wish to realize their right to family life in Israel. But this harm is a necessary evil brought about by reality, the security reality in which we find ourselves. The State of Israel is entitled to prevent the entry of enemy nationals into its territory during an armed conflict, and in a time of war it does not have a legal obligation to allow immigration to Israel for the purpose of marriage and as a result of marriage. The citizen of the state does not have a right that in a time of war the state should allow his foreign spouse who is an enemy national to immigrate to Israel. And even if in times of peace the citizen of the state has a right vis-à-vis the state that it should allow his foreign spouse to immigrate to Israel, the state is entitled to suspend this right in a time of war.

95. Our opinion is therefore this, that the Knesset had the power to enact the Citizenship and Entry into Israel Law in its amended form. There remains, prima facie, a question as to whether it was right to enact a blanket provision of law that applies to a whole group of the population within certain ages, without any distinction between the individuals in the group, or whether the enactment of the blanket provision undermines the validity of the law, like a law that is contrary to principles in the Basic Law: Human Dignity and Liberty. The answer to this question is somewhat complex. As we have seen in our remarks above, it is possible to classify the relationship between Israel and the Palestinian Authority in two ways: one, as a relationship of armed conflict that is equivalent, for our purposes, to a state of war, and two, alternatively, or maybe additionally, as a relationship that creates serious security risks to the residents of Israel on the part of the Palestinian Authority or terror groups that operate from within it.

96. It would appear that in so far as we are speaking of the armed conflict — which is tantamount, in our opinion, to a state of war — the blanket prohibition on the entry of a certain population group into Israel may well be required by the state of the conflict. And if a blanket prohibition of the entry of enemy nationals is a proper and lawful prohibition, at a time of war or armed conflict, then a partial prohibition as we find in the law is certainly proper and lawful. The same is true according to the alternative classification, according to which the relationship between the Palestinian Authority and Israel creates serious risks to the lives of Israeli residents. This is especially the case when the security services are unable to distinguish between immigrants who constitute a danger to security and immigrants who do not constitute a danger to security.

97. In summary, the Citizenship and Entry into Israel Law harms Arab citizens of the State of Israel who wish to marry spouses who are residents of the territories, but this harm does not amount to a constitutional violation of a provision of the Basic Law: Human Dignity and Liberty. This is the case with regard to the constitutional right to family life, which is a right that does not extend to the request of an Israeli citizen to bring his foreign spouse to Israel, and this is also the case with regard to the constitutional right to equality, which is not violated since the effect of the law on Arab citizens and residents is based on relevant considerations at this time, a time of war. Now that we have said what we have said, our voyage is complete. Nonetheless, in order to avoid doubt, and on the basis of the assumption that the Citizenship and Entry into Israel Law does violate a basic right of the citizen, I would like to go on to consider whether that violation satisfies the tests of the limitations clause.

The Citizenship and Entry into Israel Law — purpose and proportionality

98. The premise for our deliberations from this point will be that the purpose underlying the Citizenship and Entry into Israel Law, and I am speaking here only of the purpose, is a proper purpose. The question is merely whether the measure determined by the law to achieve the purpose is a proper and proportionate measure. The purpose of the law is to protect the security and lives of Israeli citizens, and it is clear that this purpose is a proper purpose that befits the values of the State of Israel as a Jewish and democratic state. The State of Israel is required to contend with terror, and it is entitled — or rather it is obliged — to adopt measures that will protect the lives and security of the residents of the state. The state is entitled therefore to prevent the terror organizations from exploiting the basic rights of the individual — which in our case means the right to marry and to family life, and, in consequence, the right to live in Israel — in order to make it easier to commit acts of terror against the citizens of Israel. Everyone accepts, therefore, that in principle the state is entitled to adopt proper measures in order to prevent the foreign spouse of an Israeli citizen from coming into Israel where there is a concern that such a person will be involved in terror activity or will assist terror. The question that is being asked is simply whether the state was entitled, within the framework of the law, to impose a blanket prohibition on the residents of the area, who married Israeli citizens and are of a certain age, against entering Israel and living in it.

The limitations clause — values of the state and purpose of the law

99. Assuming that the Citizenship and Entry into Israel Law violates one of the basic rights given to the citizen in the Basic Law: Human Dignity and Liberty — although I personally doubt that this is true in our case — the question that must be asked is whether that violation satisfies the test of the limitations clause and passes it safely, or whether the violation fails the test of the limitations clause and in consequence the law is doomed — in whole or in part — to be declared void. Let us recall what the limitations clause in s. 8 of the Basic Law: Human Dignity and Liberty says:

‘Violation of rights

8.  The rights under this Basic Law may only be violated by a law that befits the values of the State of Israel, is intended for a proper purpose and to an extent that is not excessive, or in accordance with a law as aforesaid by virtue of an express authorization therein.’

We are speaking of a law of the Knesset that the petitioners are seeking to have declared void, and in this respect the limitations clause provides us with several tests: the law must befit the values of the State of Israel; the law must be intended for a proper purpose; and the violation of the basic right must be to an extent that is not excessive. The petitioners raised no argument before us with regard to the first condition (the law must befit the values of the state of Israel). With regard to the condition of the proper purpose, my colleague President Barak considered this in detail, and his conclusion is that the law satisfies this requirement. I agree with my colleague’s remarks and I will find it hard to add anything to them. It is clear that the purpose of protecting the security and life of residents and citizens of the state is a proper purpose.

The limitations clause: proportionality

100. There remains one more hurdle for the Citizenship and Entry into Israel Law to overcome, and that is the proportionality hurdle; or in the language of the law, the violation of the basic right must be ‘to an extent that is not excessive.’ This test, as distinct from the first two tests, places on the agenda the measure that the law chose for achieving the proper purpose, and the question is whether this measure is a ‘proportionate’ measure. The test of proportionality is divided, as is well known, into three subtests, and now we will consider these tests one by one. See also: Ben-Atiya v. Minister of Education, Culture and Sport [91]; HCJ 6971/98 Paritzky v. Government of Israel [141], at p. 779; Oron v. Knesset Speaker [10], at p. 665; Stamka v. Minister of Interior [24], at pp. 776-778. Since my colleague the president went into detail in his analysis of these tests, we will be brief although we too could have gone into detail.

The first subtest — making the measure correspond to the purpose

101. Does the blanket prohibition against the entry of residents of the territories of certain ages into Israel constitute a proper measure for realizing the purpose of the law? Does this prohibition rationally serve the security purpose that underlies the law? My colleague the president says that the answer to this question is yes. This is also my opinion. The purpose of the law is to prevent terror organizations from receiving aid from residents of the territories who hold Israeli documentation, which allows them to enter Israel and to move freely in Israel. The following was stated in the explanatory notes to the draft Citizenship and Entry into Israel (Temporary Provision) Law (Amendment), 5765-2005 (Hatzaot Hok (Draft Laws) 624):

‘The temporary provision was enacted... in view of the security reality since the beginning of the armed conflict between Israel and the Palestinians, in which we have seen increasing involvement in this conflict of Palestinians that were originally residents of the territories, who have Israeli identity cards as a result of family reunification processes with persons who have Israeli citizenship or residency, and who abused their position in Israel in order to become involved in terror activity, including aiding the perpetration of suicide attacks.

The Israeli identity cards that were given to the residents of the territories as aforesaid allowed them free movement between the territories of the Palestinian Authority and Israel, and they made them a preferred target group of terror organizations for perpetrating hostile activity in general, and inside the territory of the State of Israel in particular.’

Because of their ability and readiness to aid the perpetration of terror attacks inside Israel, the residents of the territories who hold Israeli documentation became a recruitment target for the terror organizations, and the security establishment in Israel did indeed find that the efforts of the terror organizations were successful and that the involvement of residents of the territories who have Israeli identity cards in terror activities increased. We will consider this matter further in our remarks below.

Thus, when it was discovered that the residents of the territories who have Israeli identity cards by virtue of family ties were involved in terror by means of their abusing their right to move freely within Israel and between the territories and Israel; that the involvement of these persons in terror was increasing along with the progress in building the security fence which constitutes a physical obstacle to terrorists who wish to harm Israel; that the terror organizations are making great efforts to recruit into their ranks residents of the territories who have Israeli documentation, and it is possible that they also threaten the family members who are left behind; and that it is impossible to predict who will become involved in terror; it was also discovered that the restriction that the state imposed in the law on entering Israel served the purpose of the law in a rational and direct manner. Thus, the following was stated in the explanatory notes to the draft Citizenship and Entry into Israel (Temporary Provision) Law (Amendment), 5765-2005 (Hatzaot Hok (Draft Laws) 624):

‘… The professional assessment of the security establishment is that the temporary provision is an effective tool for reducing the free passage of residents of the territories between the areas controlled by the Authority and Israel, and for preventing the potential for a serious security risk on the part of that population.’

102. In paras. 85 and 86 of his opinion, my colleague the president examines the effect of the temporary permits to stay in Israel which the law allows — mainly for the purposes of employment — on the blanket prohibition against certain age groups staying and living in Israel, and his conclusion is that these permits do not sever the rational connection between the purpose of the law and the prohibitions therein. I accept my colleague’s conclusion. Indeed, the case of an employee who enters Israel for a limited time and subject to restrictions cannot be compared to the situation of a person who has an identity card that permits him to move freely, without hindrance, from the areas of the territories to Israel and within Israel itself.

 103. The first test of proportionality — the rational connection test — is therefore satisfied in full: the measure chosen to implement the purpose of the law corresponds from a rational viewpoint with the purpose of the law.

The second subtest — the least harmful measure

104. According to this test, the measure determined by the law, which violates a constitutional human right, is a proper measure if it is not possible to achieve the purpose of the legislation by adopting another measure that violates the human right to a lesser degree. Here we must make a clarification: when applying the second test of proportionality, the law is not compelled to choose absolutely the least harmful measure. Were we to say otherwise, then we would allow the court to dictate to the legislature which measure to choose, and in this way we would be undermining the discretion of the legislature and seriously violating the principle of the separation of powers and the decentralization of power. Moreover, in a case of this kind, the court is likely to undermine the effective implementation of the purpose of the law. The concept of proportionality for our purposes here means that the law chose a measure that falls within the spectrum of measures whose violation of a human right corresponds appropriately to the purpose of the law. The remarks of Justice Beinisch in Menahem v. Minister of Transport [11], at p. 80, are apposite to our case. She said:

‘The requirement that the legislature should choose a measure that violates the constitutional right to an extent that is not excessive in order to achieve the purpose of the law does not mean that the legislature must always choose the lowest level at the bottom of the ladder. Such a determination would make things too difficult for the legislature, which would not be able to penetrate the barrier of judicial review... There may be cases where the choice of an alternative measure that violates the constitutional right a little less is likely to lead to a significant reduction in the extent of realizing the purpose or in the extent of the benefit that will accrue from it, and therefore it will not be right to compel the legislature to adopt this measure. As a result, this court has recognized a “constitutional room to manoeuvre” which is also called the “margin of appreciation.” The limits of the constitutional room to manoeuvre are determined by the court in each case on its merits and in accordance with its circumstances, while taking into account the nature of the right that is violated and the strength of the violation thereof in relation to the nature and character of the competing rights or interests.’

See also Israel Investment Managers Association v. Minister of Finance [8], at pp. 387-389.

105. The question in our case is whether it was possible or it was not possible to achieve the purpose of preventing attacks carried out with the assistance of family members who are residents of the territories, by means of a lesser violation of the right to family life. We are mainly speaking of the creation of a mechanism of an individual check for every resident of the territories who is a spouse or parent of an Israeli citizen, instead of imposing a blanket prohibition on all the residents of the territories who are of certain ages. My colleague the president reached the conclusion that the provisions of the law satisfy the second test of proportionality, because in his words ‘… in the circumstances of the case before us, the individual check does not realize the legislative purpose to the same degree as the blanket prohibition. There is no obligation, therefore, within the framework of the least harmful measure, to stop at this level, and the legislature was entitled to choose the blanket prohibition that it chose’ (para. 89 of his opinion). Let us further point out already at this stage, by jumping ahead to some extent, that when he discusses the third test of proportionality — the benefit-damage test — my colleague reaches the conclusion that the violation engendered by the blanket prohibition is greater than the benefit that it causes; that the advantage that the law generates is significantly less than the damage that it inflicts on the right of the citizen; and consequently, the state ought to have adopted an arrangement of an individual check while increasing its effectiveness in so far as possible (paras. 91-94 of his opinion).

106. I too am of the opinion that the Citizenship and Entry into Israel Law passes the second test of proportionality, and I will add nothing to the remarks of my colleague the president. The main disagreements between my colleague and me are restricted to the third subtest of the test of proportionality — the test of benefit as compared with damage — and we will now turn to this subtest.

The third subtest — the value subtest — benefit versus damage

107. Before we enter the arena to discuss and debate rights and duties, we would like to make an introductory remark concerning nomenclature: there are three subtests in the test of proportionality, and for reasons that I do not understand the third subtest is called by the name of the test of proportionality ‘in the narrow sense.’ This name is a mystery to me. The test of proportionality ‘in the narrow sense’ is, in my opinion, actually the second subtest, since it is a test whose beginning, middle and end all concern proportionality (see United Mizrahi Bank Ltd v. Migdal Cooperative Village [7], at p. 437). But the third subtest before us, the test in which we place on each pan of the scales the values that conflict with one another, the benefit values against the damage values, ought to be called the test of proportionality ‘in the value sense.’ This test is concerned with values, and therefore it should be given that name. See and cf. United Mizrahi Bank Ltd v. Migdal Cooperative Village [7], at pp. 345-347; I. Zamir, ‘Israeli Administrative Law as Compared with German Administrative Law,’ supra, at pp. 131-132.

108. In the first two subtests, my colleague President Barak and I went hand in hand, and our conclusions were similar. But this is not the case with the third subtest, a test that concerns the proper relationship or the correlation between the benefit that the law engenders and the extent of the violation of the right of the individual. My colleague does agree that the provisions of the Citizenship and Entry into Israel Law contribute to public security, but his opinion is that the violation of the right of Israeli citizens who wish to marry residents of the territories and live with them in Israel is greater and outweighs the benefit. In his words (at para. 92 of his opinion): ‘Admittedly, the blanket prohibition does provide additional security; but it is achieved at too great a price. Admittedly, the chance of increasing security by means of a blanket prohibition is not “slight and theoretical.” Notwithstanding, in comparison to the severe violation of human dignity, it is disproportionate.’ In consequence, my colleague wishes to compel the state to carry out an individual check of the spouses from the territories, a check which is supposed to reduce the violation of the rights of the citizen and reach a proportionate balance between public security and the violation of the rights. Cf. Beit Sourik Village Council v. Government of Israel [2], at pp. 840, 850-852 {297-298, 309-312}.

109. At this point I will part from my colleague and take my own path. In my opinion, an individual check of the persons included in those population groups who have a proven potential for endangering security and life may reduce the violation of the ability to have a family life in Israel, but it will not properly guarantee public security, and it will disproportionately violate the security of the individual and the public. It is not merely that there is an inherent difficulty in examining ab initio the positions and beliefs of the resident of the territories, to find out whether he supports our enemies or not; we also cannot ignore a real concern, which has been proved in the past, that the terror organizations will recruit the spouse who is a resident of the territories into its ranks only after he has been given a permit that allows him to enter Israel and to move freely in Israel. The investment of greater resources or more concentrated efforts will also not guarantee the security of Israeli residents, and the meaning of this is that cancelling the blanket prohibition in the law and replacing it with an arrangement of an individual check is likely to lead to quite a high probability of an increase in terror activities in Israel; to the killing and wounding of residents of the state; to a real and tangible weakening of the feeling of stability; and as a result of all of these to the undermining of democracy itself. In the task of balancing between a reduction of the killing, safeguarding life and guaranteeing the stability of the system of government, as compared with the damage caused to some of the citizens of Israel who wish to live with their foreign family members in Israel — and we should remember that the amendment to the law reduced the scope of the violation significantly — the benefit is, in my opinion, greater than the damage.

110. We have spoken at length about the armed conflict between Israel and the Palestinians and about the difficult reality — a difficult security reality — in which we live. We also spoke of the great difficulty that Israel has encountered in its war against the terror organizations, a difficulty that originates, inter alia, in the strong connection between the terror organizations and the Palestinian civilian population. We discussed at length the position of the Palestinian people in this dispute, the attitude of the Palestinian public, the great hostility that many Palestinians feel towards Israel and Israelis and the support of the armed conflict waged by the terror organizations among large parts of the Palestinian public. This support is often expressed by actually taking part in terror activities or aiding terror. The danger to the Israeli public, to its security and to its life is a clear and present danger, and we see evidence of this every day. Whoever lives in Israel today knows this well. The source of the danger, it should be remembered, is not merely the Palestinian Authority but — and perhaps mainly — the terror organizations and the Palestinian public in its entirety. Even if we agree that not all Palestinians wish to harm Israel, in general the Palestinian public and its members are hostile to the State of Israel. In such circumstances, an individual check of every resident of the territories who wishes to immigrate to Israel is an impractical mission — I will go further and say, an impossible mission — and even if at a particular moment it is possible to determine that a specific resident from the territories does not associate himself with the supporters of terror, who can guarantee that tomorrow or the day after, after he has received the much-desired permit, he will not change his opinion and his actions? The state says in this regard (in paras. 25 and 27 of the state’s response dated 7 February 2006) (all the emphases are in the original):

‘The forces fighting the State of Israel are not members of a regular army and they are not necessarily recognized as terror activists by the security forces; a substantial part of the Palestinian civilian population of certain ages are partners in the armed conflict, in one way or another. Because of this, and as has also been explained in detail in the past, it is not possible to predict the involvement in terror (whether it is clandestine involvement or assistance or financial support) of a resident of the Palestinian Authority, who is not recognized by the security establishment as a terror activist.

… The involvement of persons that have Israeli documentation since the armed conflict began, with regard to all the characteristics set out above, in aid to terror organizations and in carrying out bloody attacks inside the State of Israel indicates that many of those persons who, in the absence of concrete security intelligence against them, were granted a status in Israel by the state within the framework of applications for family reunifications, associated themselves with the Palestinian cause at one stage or another, after they entered Israel, and aided or committed murderous terror attacks.’

111. Against the background of these facts — facts that constitute a basis for our consideration and deliberation — the limitations of the individual check arise as if with a will of their own, and we discover that the security establishment has no real capacity to identify who are those residents of the territories who are likely to endanger the security of the public in Israel. Thus, for example, it is clear that the security services have difficulty in collecting intelligence — whether favourable or unfavourable — about residents of the territories who live in enemy territory. Moreover, terrorists do their best to recruit residents of the territories who have Israeli documentation, whether by means of ideological persuasion, whether by economic means or whether by putting pressure on their family members who live in the territories. Who therefore is so wise that he does not suspect that a resident of the territories may become associated with a terror organization after receiving Israeli documentation? It is clear that the security services are unable to carry out a continuous and uninterrupted check of all the residents of the territories who have received a permit to stay in Israel. In their arguments, the state explained at length the reasons that make the individual check impracticable, and we will quote some of its arguments (para. 28 of the response dated 7 February 2006; see also para. 16 of the closing arguments dated 16 December 2003):

‘The reasons that underlie the limitations of the individual check on the part of the security establishment are as follows:

a.  Intelligence gaps — in the circumstances of time and place, obviously the security establishment has intelligence gaps with regard to the activity of the residents of the territories, especially those who live in areas A and B. In these circumstances, the fact that there is no unfavourable security intelligence about a particular resident does not indicate that this person is not involved in prohibited security activity, and it cannot rule out the possibility that the lack of intelligence is a result of intelligence gaps that exist today.

b.  The risk to the security of the State of Israel can be created and realized at any time, without prior warning, since someone on behalf of whom an application for a family reunification in Israel is submitted lives in a place where terror organizations operate without hindrance, and so too do his family members and his close friends. The terror organizations can therefore, without any difficulty and at any time, make contact with a person who is requesting a status in Israel and/or with his family members or his social circle, and persuade them, either in an amicable manner or by threats, to cooperate with them. Therefore a current examination of every applicant — even were it practicable — would not be able to rule out the existence of the risk arising from giving permanent entry permits into Israel.

c.  The risk comes from anyone who can enter Israel permanently by means of Israeli documentation that makes it possible also to stay in Israel overnight, and to move lawfully throughout the state — since the general closure was tightened, and the difficulty in entering Israel was increased, the terror organizations are seeking every possible way that will help them carry out terror activities inside Israel.

     The terror organizations regard the holders of Israeli documentation and especially persons who have a strong connection to the Palestinian Authority as an attractive and very important asset, from their point of view, for aiding the terror organizations within the framework of the armed struggle. This is because of the continued existence of a strong connection with the close family and childhood friends in the territories, the continuing identification with the Palestinian cause, the extensive accessibility to the territories and to the State of Israel simultaneously, and the ability to exert pressure through the close family which is left in the territories to obtain the cooperation of the former resident of the territories. It need not be said in this context that the professional assessment of the security establishment is that in order to establish a “separation barrier” or in other words a “barrier area” or a “border area,” as well as constructing a “Jerusalem bypass road,” there may be serious future implications, in this respect, since these will increase even more the attractiveness of persons who receive the status in Israel for the various terror organizations, because of the difficulty in crossing into Israel and/or sending terrorists and weapons from the territories into Israel.

d.  The past is no indication of the future — the fact that someone was permitted in the past to enter Israel and/or that there is no current concrete security intelligence about him, cannot, in itself, predict that he does not present a future risk to national security, whether because of his identification with the armed struggle being carried out today by the Palestinian side, of which he is a part himself, or because of the fact that he cannot withstand threats against him and his close family that live in the territories that are made by the terror organizations.

     Thus, for example, it is possible to bring examples from recent months of participants in terror activity who were not regarded as persons likely to become involved in terror activity… In addition, from the viewpoint of the terror organizations, there is a preference for using someone with regard to whom the terror organization thinks that Israel has no adverse intelligence.’

112. The concerns raised by the state in its arguments are not unfounded. As we said in our remarks above, past experience has proved that residents of the territories who received a permit to stay in Israel by virtue of family ties have indeed associated themselves with terror organizations, and have made use of the permits which allowed them to move freely from the territories to Israel and within Israeli itself to carry out terror acts in Israel. In its arguments before us, the state included figures of known cases, and it appears that at least twenty-six residents of the territories — men and women, who receive a permit to stay in Israel by virtue of family ties were involved in terror or were known from intelligence sources to be involved in terror. The involvement of these residents in terror began, or at least became known to the state, only after those residents received the Israeli documentation (see para. 31 of the state’s response dated 7 February 2006):

‘Twenty-six residents of the territories who received a status in Israel as a result of a process of family reunification were involved in carrying out murderous terror attacks in Israel… Another forty-two residents of the territories who are in the process of the staged process were found, according to intelligence information, to be involved in terror activity… In all these cases, those persons received a status in Israel without it being possible to predict the security risk that they presented… obtaining a status in Israel is what allowed these residents of the territories to act as an essential link in carrying out murderous attacks that led to the deaths of dozens of innocent citizens.’

113. This is the reality in which we live. Regrettably, it has been found that residents of the territories who have a permit to stay in Israel aided terror and that their substantial aid claimed the lives of dozens of residents of the state. ‘Because of their free movement within the State of Israel and by virtue of their good knowledge of the terrain, these residents of the territories are an essential component in the infrastructure of terror and in planning and perpetrating attacks’ (para. 24 of the response dated 7 February 2006). ‘Some of the residents of the territories, who received a status in Israel by virtue of family reunifications, were involved in the perpetration of suicide attacks, whether by carrying them out themselves or by aiding them. Others were involved in carrying out car bomb attacks, kidnappings, assassinations and detonating explosive charges’ (para. 37 of the response dated 6 November 2005). ‘Their essential involvement… in the perpetration of suicide attacks led to very serious harm to national security and the safety of Israel’s citizens’ (para. 30 of the response dated 7 February 2006). Indeed, residents of the territories who have Israeli documentation by virtue of marriage were involved in at least twenty-five major attacks and attempted attacks in Israel (para. 24 of the response dated 7 February 2006), in which at least forty-five Israelis were killed and at least one hundred and twenty-four were injured (para. 17 of the closing arguments dated 16 December 2003).

114. Thus we see that the damage to the security of Israel and the security of its residents is great, and preventing that damage is not possible by means of an individual check of each of the residents of the territories who wishes to immigrate to Israel. At the same time, it is precisely the method adopted by the law that has been proved effective, in that it averts the threat presented by those population groups that according to past experience are most likely to endanger the security of the public in Israel. In other words, the measure chosen to realize the legislative purpose has proved itself by its results. It has been proved that the law, in its present format, is an effective tool for reducing security risks, increasing stability and preventing damage to the system of government itself. As we saw in the remarks cited above from the explanatory notes to Citizenship and Entry into Israel (Temporary Provision) Law (Amendment), 5765-2005 (Hatzaot Hok (Draft Laws) 624):

‘… The professional assessment of the security establishment is that the temporary provision is an effective tool for reducing the free passage of residents of the territories between the areas controlled by the Authority and Israel, and for preventing the potential for a serious security risk on the part of that population.’

115. There are some who claim that the blanket prohibition in the Citizenship and Entry into Israel Law constitutes a collective injury to all the Arab population in Israel because of the crimes of a few whose place of residence was in the past within the territories and who today live in Israel. We agree, of course, that a collective injury has a serious and injurious result, and a democracy ought to refrain from adopting it. But I think that there are cases where we cannot avoid it. Sometimes, the harm caused by a few persons is so evil and extreme that it may justify collective restrictions; this is especially the case where it is not possible to identify and locate those few who wish to cause harm, and the harm that can be anticipated from those people is very serious and dangerous. Indeed, the preventative measures required are commensurate with the estimated harm. With regard to our case we will say that the cumulative harm anticipated from terror attacks is very serious and destructive: people are murdered, many others are injured and hurt and the feeling of stability which is essential to the existence of a society in general and a democracy in particular is undermined. It is to be regretted that these circumstances are likely to make it necessary — in times of war like the present time — to impose restrictions that are capable of harming some of the collective of Arab Israeli citizens.

116. The benefit of the Citizenship and Entry into Israel Law in its present format has been clearly proved. The significant superiority of the blanket prohibition over the individual check has also been proved. But together with the benefit that the law engenders, there is the harm to those citizens of the state who wish to bring to Israel their family members who are residents of the territories. We do not take this harm lightly, but I have difficulty in accepting the position of my colleague the president that the weight of this harm is greater than the weight of the benefit engendered by the law in its present format. First, let us recall that in order to reduce the harm to Israeli citizens the state reduced the prohibition provided in the original law, by applying it only to population groups who were shown by past experience to present (relatively) high security risks. Thus men over the age of 35 and women over the age of 25 were excluded from the prohibition, as well as minors under the age of 14. The possibility of giving minors over the age of 14 a permit to stay in Israel was increased. In addition, a possibility was provided to give a permit to stay in Israel for temporary purposes. The figures that underlie the determination of the age limits in the law were discussed by the state in para. 37 of its response dated 6 November 2005:

‘The assessment of the security establishment is that approximately 90% of those involved in terror attacks are between the ages of 16 and 35, and also that approximately 97% of the suicide bombers are of those ages. Twenty-two residents of the territories who received a status in Israel as a result of family reunifications and who were involved in terror attacks against Israeli targets were between the ages of 18 and 35. With regard to women, the vast majority of those involved in terror attacks are between the ages of 17 and 30. It should be pointed out that in the year 2004, 36 women were involved in terror attacks as aforesaid, a number that constitutes a significant increase in comparison to the years 2002 and 2003.

It is well known that minors are also involved in the armed conflict between the Palestinians and the State of Israel. In recent years, more than 30 minors between the ages of 12 and 15 were involved in terror attacks. Of these ten minors were involved in suicide attacks. Nonetheless, it should be noted that 24 of the minors who were involved in terror attacks were between the ages of 14 and 15, seven of them between the ages of 13 and 14, and two of them were between the ages of 12 and 13.’

117. The effect of the prohibition in the law was therefore reduced to those population groups who constitute, according to the assessment of the security establishment, a relatively high potential for being security risks. Within those population groups who have a high risk potential, it is impossible to predict who will constitute and who will not constitute a risk to the state, and for this reason a blanket prohibition was imposed on all the members of those age groups mentioned in the law. At the same time, population groups that do not usually present a risk to security were excluded from the prohibition, subject to specific risks to national security (s. 3E of the law). This reduction of the blanket prohibition — so we are told by the state — is likely to reduce the scope of the population injured by the law by nearly 30 per cent, and as stated in the Citizenship and Entry into Israel (Temporary Provision) Law (Amendment), 5765-2005 ((Hatzaot Hok (Draft Laws) 624), at p. 625:

‘… adding the proposed qualifications to the restrictions in the temporary provision can restore approximately 28.5% of all the applications for family reunifications of residents of the territories to the list of those applications that can be processed…’

The petitioners seek in their arguments to challenge this percentage presented by the state, and to replace it with an amount of 12.3% of the applicants. This percentage is deduced by the petitioners from general statistics concerning the average marriage age in Moslem society. Without more substantiated figures, we find it difficult to accept the position of the petitioners and prefer it to the position of the state. Moreover, even if we accepted the position of the petitioners with regard to the amount by which the harm caused by the law has been reduced, we would still be unable to accept their claim that the harm caused by the (amended) law is greater than its benefit.

118. We should also address the fact that the Citizenship and Entry into Israel Law was enacted in the format of a temporary provision whose validity was determined for one year, and that it is possible to extend it, from time to time, for a period that does not exceed a year each time. This temporary nature of the law has importance. Our case law has established a rule that ‘a “permanent” law is not the same as a “temporary” law when engaging in a constitutional scrutiny of the law’ (Gaza Coast Local Council v. Knesset [6], at p. 553), and the less we declare temporary laws void, the better. See and cf. Klal Insurance Co. Ltd v. Minister of Finance [64], at p. 486; Ressler v. Knesset [128]. The reasons for this rule are pertinent in the case before us. Security reasons are reasons that change from time to time, and determining that a law is a temporary law means a reduction in the harm caused by it merely to the areas where security reasons so demand. Moreover, this temporary nature of the law requires the government and the Knesset to consider the provisions of the law and the consequences of applying them on a frequent basis, and to continue to balance from time to time the rights that have been violated against the security needs of the state.

119. The changes made in the amendment law of 5765-2005 significantly reduced the harm to the right of Israeli citizens, but my colleague President Barak is of the opinion that ‘… these amendments — as well as the temporary nature of the law — do not change the lack of proportionality to a significant degree’ (para. 92 of his opinion). The reason for this is that ‘… the vast majority of the Israeli spouses who married spouses from the territories continue to be injured even after the amendments that were recently made’ (ibid.). My opinion is different. When striking a balance as required by the third subtest in the test of proportionality — a balance between the benefit and the damage — we are required to examine, first and foremost, whether the legislature struck a reasonable balance between the needs of the individuals in the whole public and the harm to the individual. In other words, is the balance struck by the law between the conflicting interests such an improper balance that it calls upon the court to intervene in an act of legislation?

Here — like in the second subtest — the legislature has room to manoeuvre, which can be called a ‘margin of proportionality’ or a ‘margin of legislative manoeuvre,’ in which it may ‘choose, at its discretion, between a (proper) purpose and (proportionate) measures’ (Gaza Coast Local Council v. Knesset [6], at p. 551). Moreover, ‘the court will intervene only when the measure chosen significantly deviates from the boundaries of the margin, and it is clearly disproportionate’ (Menahem v. Minister of Transport [11], at p. 280). ‘We should also remember that the court will not rush to intervene and declare void a provision of statute enacted by the legislature. Even if we find that there is a preferable solution to the one chosen by the legislature, the court will not intervene unless the legislature deviated from the margin of proportionality’ (HCJ 4915/00 Communications and Productions Network Co. (1992) Ltd v. Government of Israel [142], at p. 466). The court does not replace the discretion of the legislator with its own discretion, and it does not become involved in the choice and examination of measures that were unacceptable to the legislature. The role of the court is to identity the boundaries of the scope of operation given to the legislature — under the constitution or the Basic Laws — and to examine whether a measure chosen by the legislature falls within this margin. In determining the boundaries of that scope of operation given to the legislature, the court will examine the strength of the conflicting rights and interests — rights and interests that give life to the law, on the one hand, and rights that are violated by the law, on the other — and also the circumstances and interests that are involved in the case under review. As it has been said: ‘In applying the principle of proportionality we should remember… [therefore] that the degree of strictness with the authority will be commensurate with the strength of the violated right or the strength of the violation of the right’ (Stamka v. Minister of Interior [24], at p. 777). See further HCJ 450/97 Tenufa Manpower and Maintenance Services Ltd v. Minister of Labour and Social Affairs [143], at p. 452; Israel Investment Managers Association v. Minister of Finance [8], at pp. 387-389; Tishim Kadurim Restaurant, Members’ Club v. Haifa Municipality [100], at pp. 812-813.

120. In our case, we are speaking of the right to have a family life, and it is a right of great strength and strong radiation (Stamka v. Minister of Interior [24], at p. 782). Conflicting with this powerful right, there is a right that is also of great strength, namely the right of all the residents of Israel to life and security. In truth, arguments concerning ‘life’ and ‘security’ do not override others as if by magic, and we are obliged to examine and check them thoroughly and closely. But past experience has shown that we are really speaking about life, that we are concerned with life. Life and death. It is the right of the residents of the state to live. To live in security. This right of the individual to life and security is of great strength. It has chief place in the kingdom of rights of the individual, and it is clear that its great weight is capable of determining the balance between damage and benefit decisively. This right to life, which is the purpose of the legislation, is capable of telling us that the scope for making the balancing will be quite broad.

121. Moreover, we should remember that we are not speaking of a violation of the essence of the right to marry and to have family life. The citizens of the state may marry residents of the territories as they see fit. No one has deprived them of that right. No one has even deprived them of living together with their family members and children. The right to marry and have a family life in the narrow and main sense has not been violated, and a person who wishes to live with his wife and children can do so. But at this time — a time of war — for reasons of public security, the realization of the right inside the State of Israel has been restricted. The spouses can realize their right to marry and establish a family in a place that does not present any danger to the residents and citizens of Israel. They can and may realize their right to family life in Israel if they are included in the age groups permitted in the law, but they cannot have a family life in Israel if they are included in the age groups that present a considerable potential risk to the lives and security of Israeli citizens. It is clear that restricting the ability to realize a right to have family life in Israel harms the Israeli citizen, but this harm is a limited harm and it is overridden by the right of Israeli citizens and residents to life and security.

122. The right of some of the citizens of the state to realize their right to marriage and family life in Israel therefore conflicts with the right of all the residents of Israel to life and security. Let us consider the forty-five families who lost their beloved relations; let us also consider the one hundred and twenty-four families who are caring for their injured sons and daughters; let us consider these carefully and ask: is the contribution of the law not a worthy one? Is the additional security — security for life — that the blanket prohibition gives us, as compared with the individual check that is limited in its ability, not proper? Let us remember that figures from the past concern years before the security fence, and we know that the building of the security fence constitutes one of the main incentives for the terror organizations to recruit residents of the territories who hold Israeli documentation — documentation that allows them to move freely within Israeli and between the territories and Israel.

123. It will not be redundant if we mention and emphasize that the Citizenship and Entry into Israel Law — both in its original version and after it was amended — contains transition provisions that were intended to treat with some leniency those residents of the territories who began the process of obtaining a status in Israel before the law was enacted and before decision no. 1813 (of 12 May 2002) that preceded the law was made by the government. In the language of s. 4 of the law (as it is today):

‘Transition provisions

4.  Notwithstanding the provisions of this law —

 

(1) the Minister of the Interior or the area commander, as applicable, may extend the validity of a licence to live in Israel or of a permit to stay in Israel, which were held by a resident of an area prior to the commencement of this law, while taking into account, inter alia, the existence of a security impediment as stated in section 3D;

 

(2) The area commander may give a permit for a temporary stay in Israel to a resident of an area who filed an application to become a citizen under the Citizenship Law or an application for a licence to live in Israel under the Entry into Israel Law, before the first of Sivan 5762 (12 May 2002) and with regard to which, on the date of commencement of this law, no decision had been made, provided that a resident as aforesaid shall not be given citizenship, under the provisions of this paragraph, nor shall he be given a licence for temporary residency or permanent residency, under the Entry into Israel Law.

These transition provisions are capable of reducing the harm caused by the law to some Israeli citizens who married residents of the territories before the government decision, in reliance on the policy that preceded it. Thus, for example, an Israeli citizen whose spouse, a resident of the territories, was given a status in Israel before the decision of the government, will continue to live in Israel with his foreign spouse despite the provisions of the law (subject to security grounds; subsection (1)). Even his neighbour, an Israeli citizen who married a resident of the territories who submitted an application to live in Israel before the policy changed, can, in principle, continue to stay in Israel, even though he cannot be granted citizenship in Israel, by virtue of a permanent residency licence or a temporary residency licence (subsection (2)).

In its response of 7 February 2006, the state told us that at the time of the government’s decision (of 15 May 2003) there were 16,007 applications to receive a status in Israel pending. It follows that the transition provisions can resolve, if only partially, the cases of more than sixteen thousand couples, subject, of course, to security considerations. So we see that the transition provisions significantly reduce the harm to Israeli citizens who married before the change in policy and relied on the previous policy. With regard to Israeli citizens who married residents of the territories after the government’s decision or after the enactment of the Citizenship and Entry into Israel Law, they can be presumed to have known that their spouses who are residents of the territories would not be allowed to enter Israel, and their cases are not similar to the cases of persons who married before the law was enacted.

124. My opinion is therefore that the law satisfies the proportionality test in the value sense, just as it satisfies the other two proportionality tests.

Summary

125. The end result is therefore that the Citizenship and Entry into Israel Law is a law that does not contain a defect or flaw, and it follows from this that the petitions should be denied.

Provision for humanitarian cases

126. Notwithstanding the remarks we made above, we would like to add that we were disturbed by the absence of a provision designed for special humanitarian cases. In other words, the law lacks a provision for exceptions where the Minister of the Interior will be allowed — if he finds there is a special humanitarian need and when any suspicion of a security risk has been allayed — to consider granting a permit for a resident of the territories to enter Israel. This omission admittedly is not capable of resulting in the voidance of the law, but I think the state ought to consider adding an exception of this kind to the law, in one form or another. As the court said in Stamka v. Minister of Interior [24], at p. 794: ‘A policy that does not allow for exceptions is like a ball bearing machine without any lubrication oil. Just as the latter will not work and will soon explode, so too will the policy.’

Conclusion

127. My opinion is therefore that the petitions should be denied.

Postscript

128. I have studied carefully the response of my colleague President Barak to my opinion, and I certainly will not surprise anyone by saying that my opinion remains unchanged. In his main opinion my colleague explained his position well, and even if he has now honed and polished various aspects — important aspects — of his outlook, a little here and a little there, the main points remain unchanged. The same is true of the main points on which I built my opinion.

129. The disagreements between my colleague the president and me revolve around the following issues: does an Israeli citizen have a constitutional right — a right deriving from the Basic Law: Human Dignity and Liberty — to live a family life in Israel with his spouse who is not an Israeli, including with their child or children? My colleague is of the opinion that an Israeli citizen derives this right from the constitution. Unlike my colleague, I am of the opinion that this right to family life, in so far as it exists, comes from the law — from the law and not from the constitution. From these different opinions of ours we have each reached our own conclusions, and everything has been said and written at length, perhaps even at greater length than was necessary.

130. The main theoretical disagreements between my colleague and myself concern the scope of application of the concept of human dignity in the Basic Law: Human Dignity and Liberty, and the relationship between this basic right and the provisions of the limitations clause. My colleague wishes to extend the basic rights listed in the Basic Law almost endlessly, while he throws the burden of restraint on the limitations clause, whereas my opinion is that even at the first stage of determining the scope of application of the basic rights, we must take into account fundamental social factors that are capable of affecting the limits of the basic right. Thus we see that my colleague says (in para. 107 of his opinion):

‘I do not hold that basic rights should be extended in every direction. I hold that they should be given a purposive interpretation. This interpretation is neither a restrictive nor an expansive one. It is an interpretation that reflects the way in which Israeli society understands the nature of human rights, according to their constitutional structure and according to the constitutional principles provided in the Basic Law, all of which while taking into account values and essentials, and rejecting what is temporary and fleeting…’

But I will stand up and ask: what is the source of my colleague’s knowledge that the ‘understanding of Israeli society’ is that the Israeli spouse has a constitutional right — and note, a constitutional right, not merely a legal right — to have a family life in Israel with a spouse who is not Israeli, i.e., that it is a constitutional right for Israeli citizens to bring with them spouses from foreign countries and have them settle with them in Israel? You may say that my colleague thinks that this ought to be the case, and since nothing is stated to the contrary, what ought to be is also what is. But I say that fundamental principles, universal principles that are common to all peoples of the world, together with principles that are characteristic of Israel and distinguish it from all other peoples, are capable of determining boundaries also for the right of the individual to have a family life in Israel with a foreign spouse, at least in so far as a constitutional right is concerned. In our time and place, I think that it is proper that this question should be decided, according to the principles of law and the principles of the constitution, by the body that is competent to give Israel a constitution.

 131. With regard to the risks that led the Knesset to enact the Citizenship and Entry into Israel Law: even if we said — and we do say — that the existence of democracy and protecting human rights involve risks, I do not agree, and it is not in my opinion reasonable that I should be asked to agree, that we should take upon ourselves risks to life of such magnitude and with such significant chances of their materialization as in our case. Whoever destroys one life is regarded as if he has destroyed a whole world, and we know that many lives have been lost as a result of risks that the state took upon itself prior to the enactment of the Citizenship and Entry into Israel Law.

My colleague says (in para. 111 of his opinion):

‘A society that wishes to protect its democratic values and that wishes to have a democratic system of government even in times of terror and war cannot prefer the right to life in every case where it conflicts with the preservation of human rights. A democratic society is required to carry out the complex work of balancing between the conflicting values. This balance, by its very nature, includes elements of risk and elements of probability…’

With regard to these remarks of my colleague I would like to say the following: I agree that a democratic society is required to make balances and to consider risks and the probabilities that risks will materialize. But this is exactly what happened in our case, when the Knesset — the legislature — was required to carry out the complex task of balancing between the conflicting values, a balance which took into account risk factors and probability factors, which in the opinion of the security establishment are not at all negligible. The Knesset — the legislature of the State of Israel — therefore struck a balance, as it is authorized to do, between the right to life and other rights, and after it examined risks and probabilities, it reached the formula set out in the law and determined who would be allowed to enter Israel, notwithstanding the risk and probability that residents of the state would be harmed, and who would be prevented from coming into Israel because the probability that he would harm residents was too high. This is what the Knesset decided, and I do not think that we ought to overturn its decision.

Moreover, the ‘right to life’ is so exalted that in the task of balancing and considering risks it has a very great weight. This is certainly the case where the lives of many are at risk, and the harm to life can undermine the feeling of stability and security in Israel. When we weigh the proven risks to life against other rights — in our case the (alleged) right of an Israeli to have a family life in Israel with a foreign spouse — the latter right will prevail only if the violation thereof is a very serious and weighty one while the probability of an injury to life is insignificant. This is not the case here.

132. With regard to fixing a minimum age of 35 for a man and 25 for a woman in order to grant a permit to enter Israel subject to an individual check, my colleague says (in para. 112):

‘Indeed, if an individual check is proper, from the viewpoint of the risks that should be taken in our defensive democracy, when the husband reaches 35 and the wife reaches 25, why does it become improper, from the viewpoint of the risks, when they have not yet reached these ages?’

And further on:

‘…were we to place before us human life only, we would be obliged to reach the conclusion that whatever the age of the foreign spouses, a blanket prohibition should be applied to them; we would also be liable to determine that family reunifications should not be allowed, irrespective of the question of when the application was filed; we would also be liable to determine that workers should not be allowed at all to enter from the territories. But this is not what the Citizenship and Entry into Israel Law provides. If the state was prepared to take the risks to human life which its policy — that refrains from a blanket prohibition and is satisfied with an individual check — causes with regard to spouses over the ages of 35 and 25, and if the state was prepared to take the risks of giving entry permits to spouses who filed their application before the effective date, and if the state was prepared to take the risks in allowing workers from the territories to enter Israel and is satisfied with an individual check, it is a sign that the risk presented by being satisfied with an individual check is not so large that it can justify the serious violation to the family life of the Israeli spouses.’

I dispute this line of argument, since it is always possible to improve the proportionality of the violation with the argument that determining sweeping boundaries makes the violation of the right too broad. Thus, for example, we could ask, in the manner of my colleague: if the state is prepared to take upon itself risks to life by allowing driving at a speed of 90 kilometres per hour, why should it not determine a limit of 91 kph? 92? And so on. The same is true of other matters, such as the statute of limitations, the age of majority, etc.. ‘But this is the nature of times, measures, weights, distances and similar measurable concepts, that in determining their limits the boundaries are somewhat arbitrary. This is well known’ (CrimA 3439/04 Bazak (Bouzaglo) v. Attorney-General [144], at para. 24 of the judgment). Indeed, the determination of measurable concepts is a part of the experience of the law, and the question is merely one of reasonableness in the circumstances of one case or another, and in the case before us, mainly also questions of risks and probabilities. With regard to our case, we have received a thorough explanation as to why the ages of 25 and 35 were chosen for the entry of foreign spouses into Israel, and these matters have been explained at length above (see para. 116 supra). In any case, if the state is prepared to take certain risks on itself, are we to come with an argument and ask why it did not take on itself greater risks? With regard to all this, the Knesset and the government thought, in accordance with the advice of the security service, that Israeli democracy ought to be prepared to take upon itself some risks to human life in order to protect the basic rights of the individual, whereas it should not take upon itself other risks to human life. Does the court — after considering, inter alia, the principle of the separation of powers — have a proper reason for overturning this decision of the law? The answer to this question is, in my opinion, no.

133. Meanwhile I have received the opinions of my colleagues Justice Procaccia and Justice Joubran, and I would like to devote a few remarks to these opinions.

134. My colleagues, each in his own way and style, hint in their opinions that it is possible that the purpose of the law was not a security one, or at least was not only a security one; that at the time of enacting the law, it is possible that the legislature also considered the purpose of demography (see para. 14 of the opinion of Justice Procaccia and para. 24 of the opinion of Justice Joubran). My colleague Justice Joubran does not draw any conclusion from these remarks, whereas my colleague Justice Procaccia is of the opinion that ‘even if there is nothing [in the demographic consideration] to reduce the credibility of the security consideration, it is possible that it reflects to some extent on its weight and strength.’

135. This position of my colleagues was rejected utterly in the opinion of my colleague the president and in my opinion, and even now I have difficulty accepting the position of my colleagues. The draft law, the provisions of the law, the amendments to the law, and in addition to all of these — the arguments of the state before us, all of these point to the fact that the purpose of the laws is a security purpose. The remarks uttered in the Knesset at the time of the enactment of the law cannot change this purpose. Moreover, the demographic issue was not considered at all by us and we were in any event not required to decide it. For what reason, therefore, do my colleagues mention this matter in their opinion? What reason was there for my colleagues to consider the matter in a non-committal way and cast a shadow on our deliberations? And if we did not hear full argument on the question of the demographic factor, how can we know what was the weight of this consideration among all the considerations? Indeed, if one day the Knesset enacts an immigration law which has as one of its purposes the preservation of the Jewish majority in the State of Israel, it is possible that the court will be required to consider in depth the demographic factor. And the court will consider the matter and decide it. But that is not the position in this case, since we were not requested to consider that issue.

136. Moreover, my colleague Justice Procaccia discusses at length the ruling of the Supreme Court of the United States in Korematsu v. United States [185], and after she describes the ruling in that case as a ruling ‘that is considered by many one of the darkest episodes in the constitutional history of western countries,’ she goes on to say that ‘the wind that blows in the background of the constitutional approach that was applied there by the majority opinion is not foreign to the arguments that were heard from the state in the case before us,’ and that ‘we must take care not to make similar mistakes.’ We should remember that the arguments of the state were accepted by me and also by some of my colleagues as well. Human history provides much scope for someone who wishes making comparisons, some of which are appropriate and some inappropriate. But as a court we are obliged to learn from history and to refrain from the mistakes of the past. But in this learning we are required to be somewhat particular to consider the circumstances of each case on its merits, lest we fail to see the truth and the complex reality of life before us. With regard to our case, the distance between that difficult and sad historical episode and our case is a distance of light years, and in this context I accept the position of my colleague Justice Naor. It is sufficient if we mention that Korematsu v. United States [185] concerned the denial of liberty to more than one hundred thousand citizens of the United States without it being proved that they presented any security risks. Our case, we should remember, concerns preventing the entry of foreign nationals when security risks have been proved and many Israeli citizens have been murdered and injured. The difference between the cases is so deafening that there is no need to explain it further.

 

 

Justice D. Beinisch

1.    The decision in the petitions before us is one of the most difficult decisions that have been brought before us in recent years. In their extensive opinions, my colleagues President A. Barak and Vice-President Emeritus M. Cheshin follow different paths in the process of the constitutional scrutiny of the Citizenship and Entry into Israel Law (Temporary Provision), 5763-2003 (hereafter: the law or the Citizenship and Entry into Israel Law), and each of them reaches, according to his approach, a different terminus at the end of the journey.

2.    I will say already at the beginning that with regard to the method of the constitutional scrutiny of the law, I do not see any route other than the one outlined and detailed by President Barak in his opinion, with all the stages of this route. In order to clarify my opinion, I will tread again the path of the legal progression as briefly as possible. In the first stage of the constitutional scrutiny, the existence of the right to family life is examined from the viewpoint of the Basic Law: Human Dignity and Liberty. The question that is asked at this stage is whether there indeed exists in our legal system a basic right to family life as a part of the right to human dignity. After we have recognized the existence of the right, which was already recognized in our case law in a series of decisions, we march on to the second stage of the constitutional scrutiny, in which the violation caused by the law, which is the subject of the petition, to the protected right of the Israeli citizen, is scrutinized in accordance with the criteria of the limitations clause.

My conclusion with regard to the outcome that is implied by following this path is that the law, in its present format, with its all-embracing and comprehensive scope, cannot stand because of the disproportionate violation therein of the right to family life and because of the violation of the right to equality.

In reaching the aforesaid legal conclusion, we have not ignored the difficult struggle of the State of Israel against terror that knows no bounds. As judges and as citizens of the state, we live in the very heart of the reality and the difficult experience of terror, and we do not close our eyes to this reality, even for a moment. We wish to protect the democratic values of the State of Israel in the light of the reality with which the state is contending, not by ignoring it.

3.    In the petitions before us, we are required to examine whether the Citizenship and Entry into Israel Law unlawfully violates the right of Israeli citizens who wish to have a family life with a foreign spouse who is a resident of the territories. It should first be said that I agree with the premise of Justice Cheshin in his opinion that every state is entitled to restrict and regulate the laws of immigration into the state and even spouses of citizens of the State of Israel do not have an automatic right to immigrate to Israel and to receive a status by virtue of marriage. It would appear that none of us questions the fact that the key to giving a status to foreigners in Israel is held by the state and not by any of its citizens. Notwithstanding, our case law has already in the past recognized the right of the citizen that his application to be reunited in Israel with his foreign spouse and to have a family life with his spouse will be examined and considered favourably in the absence of any security, criminal or other impediment. I do not see any conflict between the aforesaid premise and the conclusion that we have reached with regard to the constitutionality of the law that has come before us for judicial review. The law is not based on the immigration policy of the State of Israel, nor on its interest and ability to absorb foreigners, but on its security needs alone. The purpose of the law, as made clear to us also in the extensive arguments of counsel for the state, is based on a security need, at this time, to prevent a risk arising, according to the state, from the entry into Israel of residents of the territories, including those with whom their Israeli spouses wish to have a family life. The law is based on a general and blanket assumption that the entry of Palestinian spouses into Israel and the possibility that they will be given a status in Israel presents the state with a security danger. Therefore, the law provides that the entry of spouses from the territories should be prohibited even without an individual check as to whether such a risk exists and even without an examination of the potential risk in a concrete manner. The question before us is, therefore, whether the provisions of the law that were enacted on the basis of this assumption satisfy the test of constitutionality, or whether they involve a disproportionate violation of human rights, which does not satisfy constitutional scrutiny.

4.    In view of the security purpose of the law, it would appear that once again this court is required to consider what is the proper point of balance between the clear security interest of protecting the lives of Israeli citizens and residents and the protection of human rights. An examination of the proper balance between these two poles is a difficult task to which this court has become accustomed throughout the years of its existence. Since the founding of the state, the organs of state and the government have been faced with the need to protect the security of the state and its citizens, a need which sometimes requires a violation of basic human rights in order to provide security and the protection of life. For years our case law has contended with the conflict between these two poles and dealt with it successfully. This tension has increased in recent years for reasons arising from the difficult security position, on the one hand, and from reasons based on the enshrining of basic human rights as constitutional super-legislative rights, on the other. But the strength of the tension cannot exempt us from the need to exercise our judicial review and examine the constitutionality of the law even when the factual position is complex.

Indeed, since September 2000 Israel has been subject to a cruel barrage of terrorism that has claimed a heavy price in blood. This terrorism has not passed by innocent citizens, families, women and children, the elderly and the young, and it has claimed many victims. The horrors of terrorism still endanger human life in Israel and hover like a heavy shadow at all times and in every place. With this fact in mind, we have not flinched from examining and deciding questions concerning the proper balance and deciding the proportionality of measures adopted by Israel in its struggle against terror, including the interrogation methods of the General Security Service, the legality of arrests and conditions of arrest, assigning a place of residence to families of terrorists, building the security fence and many other matters. All our decisions are founded on the basic outlook that human rights exist in times of war as in times of peace. The proper balancing point for protecting them is what moves and changes in times of war and combat.

5.    As stated, an additional difficulty when making our decision derives from the fact that the basic rights are today enshrined in the Basic Law: Human Dignity and Liberty, and our judicial review in the matter before us extends not only to the acts of the government but also to the legislation of the Knesset. The boundaries of this review are of course restricted only to cases where the legislature has violated a right protected in the Basic Law and that is why the question whether the right to have a family life is indeed included among these rights, as a derivative of the right to dignity, is a central one. In exercising the judicial review of the legislation of the Knesset, we are taking into account the proper restraint and caution that we are obliged to adopt with regard to the legislation of the Knesset. Since the law was enacted as a temporary provision, we waited several times to see whether, when the validity of the law expired, its extension or format would be reconsidered, if and when it was renewed. We expected that the legislature would determine a new balancing point, even if it would decide again to leave the law restricting the entry of spouses of Israelis in force. The law was indeed extended, and it was also amended recently on 1 August 2005 in such a way that the approach towards residents of the territories over the age of 35 for men and 25 for women was changed. Unfortunately, the aforesaid amendment was insufficient to spare us the need to exercise our judicial review. The basic format of the law remained as it was before: general, sweeping and without a mechanism for conducting a specific check on an individual basis, and the possibility that the validity of the law would be extended once again was not removed. In these circumstances, the decision was left to us, and now that we have set out the principles that form the framework of our deliberations, we must examine the question requiring a determination while taking these principles into account.

6.    The disagreement between my colleagues concerns, first and foremost, the fundamental question whether the provisions of the Citizenship and Entry into Israel Law violate a protected basic right. As stated, only a determination that this is the case will lead us to proceed along the path of constitutional scrutiny of the law, in accordance with the limitations clause.

It seems to me that there is no real disagreement as to the actual existence of the right to have a family life in its main and limited sense of the basic right of a person to choose his partner in life and realize the existence of the family unit. The question is, of course, whether this right is derived from the right to human dignity. In this respect, we have already adopted in the past the position that the right to marry and have a family life is a basic right of the Israeli citizen which is derived from the right to dignity. Since President Barak set out in his opinion a summary of this position, I would like, merely as a reminder, to refer to Stamka v. Minister of Interior [24] and the remarks made there by Justice Cheshin at page 787 of the judgment, and also to the remarks that I made in State of Israel v. Oren [25], at para. 11 of the judgment, as well as the remarks made in CA 7155/96 A v. Attorney-General [50], at p. 175. As stated, I agree with the comprehensive legal analysis of the president in this matter.

As we see from the president’s opinion, and from the position of our case law until now, even if not all aspects of the right to family are included within the framework of human dignity, the right to realize the autonomy of free will by establishing a family unit in accordance with individual choice and realizing it by living together is derived from human dignity and shared by every Israeli citizen. Thus I accept that the right of an Israeli spouse to establish a family unit is implied also by the implementation of the principle of equality between him and other Israeli couples with regard to whom we have determined in the past that the protection of their right to a family unit is derived from their right to human dignity.

7.    The basic human right to chose a spouse and to establish a family unit with that spouse in our country is a part of his dignity and the essence of his personality, and this right is seriously violated in the provisions of the Citizenship and Entry into Israel Law. The blanket prohibition denies Arab Israeli citizens their right to have a family life in Israel with a resident of the territories, whether the spouse presents a security risk or not. This is the disproportionate violation of human rights. Moreover, the violation is a sweeping violation of a whole population group, without any distinction between its individual members. The persons wishing to marry Palestinians as a rule come from the Arab population in the State of Israel. The law therefore discriminates between the rights of Arab citizens of the state to establish a family unit in Israel with a foreign spouse and the right of other Israelis to establish a family unit with a foreign spouse. Even according to the outlook that regards the value of equality as not being a part of human dignity in all of its aspects, the discrimination that applies to the Arab population in its entirety, merely because they belong to that population group in Israel, is certainly discrimination that is clearly included in the nucleus of human dignity. It should be noted that the existence of the right given to the Israeli citizen to have a family life in Israel does not necessarily give the foreign spouse a right to receive a status in Israel. The right is the right of the Israeli spouse, and the State of Israel may determine in its laws strict criteria for examining the foreign spouse before it grants his request for a status in Israel. It should be emphasized that the examination of the foreign spouse should be carried out by considering the rights of the Israeli spouse, on the one hand, and the public interest adapted to the concrete circumstances that must be decided by the authority, on the other.

8.    It is self-evident that even when we have said that the basic right of Arab citizens of the State of Israel has been violated, by preventing the entry into Israel of their spouses who are residents of the territories, we have not said that the law is unconstitutional. The human right to have a family life, like other rights, is not an absolute right. The determination that there is a violation of a protected basic human right is only the starting point for a deliberation as to the constitutionality of the law, and it is followed by the process of scrutiny in accordance with the limitations clause. In this respect also I accept the scrutiny carried out by President Barak in his opinion and I also accept his conclusion that the violation in the law is disproportionate, according to the third proportionality subtest and for the reasons that he gives.

Indeed, none of us disputes the proper purpose of the law. There is also no doubt that the State of Israel is compelled to take harmful measures in order to protect the lives of its residents against the cruel and unrestrained terror with which it is contending. Similarly, there is without doubt a rational connection between preventing the entry of Palestinians who are residents of the territories into Israel and achieving the purpose of additional security for the residents of the State of Israel. Moreover, there is also no doubt that the blanket prohibition of the entry of Palestinian spouses into Israel is capable of providing additional security to Israeli citizens to a greater extent that a prohibition involving an individual check of person requesting family reunifications which naturally involves taking risks. If, notwithstanding this, I am of the opinion that the taking of risks is an insufficient reason for leaving the blanket prohibition intact, this is because the basic principles of our democratic legal system are built on finding proper balances between the protection of the public interest and the protection of human rights, and the violation of the basic right in the case before us is disproportionate, in view of the character and scope of the risk, as we discovered from the figures submitted to us for this purpose.

9.    The protection of life is, of course, the protection of the most important basic human right. This supreme value gives rise to the important status of the security interest, which we are charged with giving its full weight. This has been the case in the Israeli reality throughout all the years of the state’s existence and this is certainly the case in a time of a war against terror. Regrettably, it appears that the conflict between the value of security and the extent of the violation of human rights in order to maintain security will be with us for many years to come. It is precisely for this reason that we must be careful to balance violations of rights against security needs properly and proportionately. A system of government that is based on democratic values cannot allow itself to adopt measures that will give the citizens of the state absolute security. A reality of absolute security does not exist in Israel or in any other country. Therefore an enlightened and balanced decision is required with regard to the ability of the state to take upon itself certain risks in order to protect human rights.

10. The Citizenship and Entry into Israel Law itself provides a framework of taking risks and it is right that it should do so. Taking such a risk exists for example in s. 3 in the amended wording of the law, which authorized the Minister of the Interior to approve, at his discretion, an application of a resident of the territories to receive a permit to stay in Israel in order to prevent the separation of spouses, when the resident of the area is a man who is more than 35 years of age or a woman who is more than 25 years of age. This is of course taking a certain risk, and therefore even giving such a permit is contingent upon the discretion of the minister and an individual check. This is also the case with regard to entry permits given for the purposes of work or visits. I am also prepared to accept the argument of the state that the level of risk presented by a person with a status in Israel is, as a rule, higher than the level of risk presented by a person who enters Israel with a temporary permit in order to work. But all of these involve, of course, a calculated risk that Israeli society can take upon itself.

11. During the hearing of the petitions, we were given detailed figures that show the existence of a potential risk in giving a possibility to residents of the territories to receive a status in Israel under the Entry into Israel Law or under the Citizenship Law. It should be emphasized that the figures presented to us indicate a very small — negligible — percentage of the spouses who abused their status in Israel in order to become involved in terror activity. These figures do not put us in the position of the need to decide upon a direct conflict between the risk to life and the violation of the right to live in dignity by realizing the right to have a family. When there is a direct confrontation and there is a concrete risk to security and life, the public interest indeed overrides protected human rights, and the same is the case where there is a concrete likelihood of a risk to life. But the aforesaid likelihood must be more concrete that the mere fact that the applicant for the entry permit is a Palestinian who is a resident of the territories. Not carrying out an individual check and determining a blanket prohibition gives too wide a margin to the value of security without properly confronting it with the values and rights that conflict with it. In my opinion, any permit given to a foreigner to enter Israel for family reunification with his Israeli spouse, whether the citizen is Jewish or Arab, is likely to involve a potential risk to some degree. But there are certain levels of risk which Israeli society is prepared to take and with which it is prepared to contend, by adopting security measures. There is no doubt that in the current security situation permitting the entry of residents of the territories for the purpose of family reunifications with their Israeli spouses involves a greater risk than permitting the entry of other foreigners. Therefore, a strict and detailed check must be made of every application submitted by an Israeli to realize his right to have a family life with a resident of the territories. On the other hand, a blanket prohibition against the possibility of entering Israel from the territories that prevents the entry of a spouse of an Israeli citizen, without providing any possibility of an individual check, no matter how strict, does not give proper weight to the correlation between the degree of the security risk and the extent of the violation of human rights, a correlation that is required by the democratic principles of our system.

12. Our life in Israel follows the pattern of the life of a civilized society, which aims to live like a free society that respects human rights and maintains an equality of rights, even in times of emergency and war, which we have endured since the founding of the state. Of this we have been proud all these years. If we do not insist that the image of our society is that of a society that respects the rights of its individuals in times of war, we will pay a heavy price in times of calm.

Every day the citizens of Israel take risks with regard to national security, public order and personal security, albeit to a limited degree. Thus, we conduct ourselves in such a way that we do not violate the rights of suspects and the human rights of persons who may serve as a potential focus for a risk to society without a proper factual and legal basis. This is the secret of the power of Israel as a democracy that seeks to maintain a just society that respects human rights even in difficult conditions. Carrying out an individual check on the scale required in order to consider the application for family reunifications does not constitute a significant and exceptional risk, even though there is a basis to the state’s claim that assembling intelligence and carrying out an individual check, in the conditions that prevail today, is likely to present not a few practical difficulties. It is possible to find solutions to these difficulties and even to take them into account when determining the check procedure. Nonetheless, we cannot dispense with the duty of carrying out checks merely because it is complex and involves effort. There is a price to protecting rights and in the circumstances of our case we are speaking of a proper price.

13. In view of the conclusion that we have reached, according to which the blanket prohibition that was determined in the Citizenship and Entry into Israel Law violates human rights disproportionately and therefore does not satisfy the conditions of constitutionality, we must ask what is the remedy that is required by this determination. There is no doubt that the legislature was aware of the problematic nature of the law and for this reason the law was enacted as a temporary measure and was even amended by introducing various concessions that were intended to make it more flexible, even though we have not found that these concessions allow the law to overcome the constitutional hurdle. The validity of the law will expire soon and therefore I see no need for us to give any relief beyond a declaration that this law in its current format is unconstitutional and therefore void.

We do not know whether the government intends to propose an extension of the law to the legislature. It is clear that should there be new legislation, it should contain a proper balance between the security need and the extent of the permitted violation of the right to have a family life. Within the framework of my opinion, I do not see fit to propose criteria that the legislature should adopt in order to make the new law constitutional. I should also add that I too agree that should the government require a limited period of time, which should not exceed six months, in order to prepare for new legislation in the spirit of our judgment, it will be given a possibility of a limited and single extension of the existing law, which will be like a period of suspension for the law that we have declared to be void.

 

 

Justice S. Joubran

I agree with the opinion of my colleague President A. Barak, according to which the petitions should be granted. Nonetheless, because of the seriousness of the question before us, I would like to add some remarks on this issue, in so far as the scope of the right to family life and the right of equality are concerned, and with regard to the violation to these rights that results from the Citizenship and Entry into Israel Law (Temporary Measure), 5763-2003 (hereafter — ‘the law’).

The right to family life

1.    It is the nature of man, literally the nature of his creation, to seek for himself a partner with whom he will live his life and with whom he will establish his family. This has been the case throughout the ages and this is the case today, notwithstanding many changes that have occurred to human customs and the human family. Both in the past and also today it can be said that ‘it is not good for man to be alone’ (Genesis 2, 18 [245]), and we recognize the strong desire of man to find a ‘help mate’, so that their fate may be joined.

2.    So much has been written about the search of man for his ‘help mate,’ the meaning of the relationship between him and the object of his love, that it may well seem that most of human creativity is devoted to the study of this relationship. It would appear that the remarks of the ancient comic dramatist Aristophanes concerning this relationship, which are quoted by Plato, are apposite:

φίλοι γὰρ γενόμενοι καὶ διαλλαγέντες τῷ θεῷ ἐξευρήσομέν τε καὶ ἐντευξόμεθα τοῖς παιδικοῖς τοῖς ἡμετέροις αὐτῶν, ὁ τῶν νῦν ὀλίγοι ποιοῦσι… λέγω δὲ οὖν ἐγωγε καθ’ ἁπάντων καὶ ἀνδρῶν καὶ γυναικῶν, ὅτι οὗτως ἂν ἡμῶν τὸ γένος εὔδαιμον γένοιτο, εἰ ἐκτελέσαιμεν τὸν ἔρωτα καὶ τῶν παιδικῶν τῶν αὑτοῦ ἕκαστος τύχοι εἰς τὴν ἀρχαίαν ἀπελθὼν φύσιν. εἰ δὲ τοῦτο ἀριστον, ἀναγκαῖον καὶ τῶν νῦν παρόντων τὸ τούτου ἐγγυτάτω ἀριστον εἶναι: τοῦτο δ’ ἐστὶ παιδικῶν τυχεῖν κατὰ νοῦν αὐτῷ πεφυκότων.

‘For if we become friends of the god and are reconciled with him, we shall find and discover our own true beloveds, which few do at present… I am speaking of everyone, both men and women, when I say that our race will be happy, if we achieve love and each our own beloved, thus returning to our original nature. If this is best, the next best is to be as close to it as present circumstances allow: and that is to find a congenial object of our love’ (Plato, Symposium, 193b-193d, translated by the editor).

3.    In searching for a spouse, in living together with him, in creating a family, a person realizes himself, shapes his identity, builds a haven and a shield against the world. It would appear that especially in our turbulent and complex world, there are few choices in which a person realizes his free will as much as a the choice of the person with whom he will share his life.

4.    This nature of man is reflected in the world of law, in the form of establishing the human right to have a family life as a basic right, which is protected against violation. Thus, the Universal Declaration of Human Rights, 1948, declares the family to be the basic unit of society and speaks of the need to protect it:

‘Article 16.

(1) Men and women of full age, without any limitation due to race, nationality or religion, have the right to marry and to found a family. They are entitled to equal rights as to marriage, during marriage and at its dissolution.

(2) ….

(3) The family is the natural and fundamental group unit of society and is entitled to protection by society and the State.’

(Universal Declaration of Human Rights, 1948)

Following on from this declaration, the European Convention for the Protection of Human Rights and Fundamental Freedoms, 1950, provides as follows:

‘Article 8.

(1) Everyone has the right to respect for his private and family life, his home and his correspondence.

(2) There shall be no interference by a public authority with the exercise of this right except such as is in accordance with the law and is necessary in a democratic society in the interests of national security, public safety or the economic well-being of the country, for the prevention of disorder or crime, for the protection of health or morals, or for the protection of the rights and freedoms of others.’

(European Convention for the Protection of Human Rights and Fundamental Freedoms, 1950)

Similarly, the International Covenant on Economic, Social and Cultural Rights, 1966, which Israel ratified in 1991, provides:

‘Article 10.

The States Parties to the present Covenant recognize that:

1. The widest possible protection and assistance should be accorded to the family, which is the natural and fundamental group unit of society, particularly for its establishment and while it is responsible for the care and education of dependent children…

(International Covenant on Economic, Social and Cultural Rights, 1966)

Thus the countries that are parties to the Convention on the Rights of the Child, 1989, including Israel, declare themselves to be:

‘Convinced that the family, as the fundamental group of society and the natural environment for the growth and well-being of all its members and particularly children, should be afforded the necessary protection and assistance so that it can fully assume its responsibilities within the community…’

(Convention on the Rights of the Child, 1989).

Similarly, the International Covenant on Civil and Political Rights, 1966, to which Israel is a signatory, provides the following:

‘Article 23.

1. The family is the natural and fundamental group unit of society and is entitled to protection by society and the State.

2. The right of men and women of marriageable age to marry and to found a family shall be recognized.

…’

(International Covenant on Civil and Political Rights, 1966).

5.    We can also learn about the human right to have a family life from the law of other countries, which have recognized the duty of the state to refrain from intervening and harming a person’s family life. Thus, for example, the Supreme Court of the United States declared prohibitions against mixed marriages between whites and blacks, that were provided in the laws of several states, to be void, saying that:

‘The freedom to marry has long been recognized as one of the vital personal rights essential to the orderly pursuit of happiness by free men. Marriage is one of the “basic civil rights of man,” fundamental to our very existence and survival. Skinner v. Oklahoma, 316 U.S. 535, 541 (1942). See also Maynard v. Hill, 125 U.S. 190 (1888)’ (Loving v. Virginia [188]; see also Griswold v. Connecticut [187]).

So too the Court of Appeal in England has said, with regard to a delay in the right of a person under arrest to marry someone who was supposed to be a witness in his trial, that:

‘The right to marry has always been a right recognised by the laws of this country long before the Human Rights Act 1998 came into force. The right of course is also enshrined in art. 12 of the convention’ (R (on the application of the Crown Prosecution Service) v. Registrar General of Births, Deaths and Marriages [226]).

6.    The right to family life is a right that has also been recognized in Israeli law as one of the basic human rights, which the organs of state must refrain from violating without a proper reason. Thus, in a large number of cases, this court has addressed the need to preserve family autonomy and refrain, in so far as possible, from intervening in it. Thus, with regard to the relationship between parents and their children, it was held in CA 232/85 A v. Attorney-General [58], at p. 17, that ‘in the eyes of the court, the basic unit is the natural family’ (and see also CA 7155/96 A v. Attorney-General [50], at p. 175); likewise, with regard to the right to marry and to have a family, my colleague Justice M. Cheshin held in Stamka v. Minister of Interior [24], at p. 782, that:

‘Our case, we should remember, concerns a basic right of the individual — every individual — to marry and establish a family. We need not mention that this right has been recognized in international conventions that are accepted by everyone; see art. 16(1) of the Universal Declaration of Human Rights, 1948; art. 23(2) of the International Covenant on Civil and Political Rights, 1966. For more concerning the right, see A. Rubinstein, ‘The Right to Marry,’ 3 Tel-Aviv University Law Review (Iyyunei Mishpat) (1973) 433; I. Fahrenhorst, ‘Family Law as Shaped by Human Rights,’ 12 T.A. University Studies in Law (1994) 33.’

7.    It would appear that in our time there are few choices in which a person realizes his free will as much as his choice of the person with whom he will share his life, establish his family and raise his children. In choosing a spouse, in entering into a bond of marriage with that spouse, a person expresses his personality and realizes one of the main elements of his personal autonomy. In establishing his family, a person shapes the way in which he lives his life and builds his private world. Therefore, in protecting the right to family life, the law protects the most basic freedom of the citizen to live his life as an autonomous person, who is free to make his choices.

In a similar spirit, the Supreme Court of the United States has held that:

‘When a city undertakes such intrusive regulation of the family… the usual judicial deference to the legislature is inappropriate. “This Court has long recognized that freedom of personal choice in matters of marriage and family life is one of the liberties protected by the Due Process Clause of the Fourteenth Amendment.” Cleveland Board of Education v. LaFleur, 414 U.S. 632, 639 -640 (1974). A host of cases… have consistently acknowledged a “private realm of family life which the state cannot enter.” Prince v. Massachusetts, 321 U.S. 158, 166 (1944).’ (Moore v. East Cleveland [206], at p. 499).

Likewise, the European Court of Human Rights has held, with regard to the application of art. 8 of the European Convention for the Protection of Human Rights and Fundamental Freedoms, 1950, that:

‘…the Court considers that the decision-making process concerning both the question of the applicant’s expulsion and the question of access did not afford the requisite protection of the applicant’s interests as safeguarded by Article 8. The interference with the applicant’s right under this provision was, therefore, not necessary in a democratic society’ (Ciliz v. Netherlands [232]).

And in the same respect, the Court of Appeals in England has also held that:

‘There is no evidence that the trust ever recognised, much less addressed, the interference with the appellant’s art 8 rights. In none of the documents generated by the trust's consideration of her case can any reference to art 8 be found. Mr Toner claims that what the trust officers were embarked upon in considering Mrs Connor’s case was “in essence” an art 8 exercise. We cannot accept that argument. The consideration of whether an interference with a convention right can be justified involves quite a different approach from an assessment at large of what is best for the person affected.’ (Re Connor, an Application for Judicial Review [227]).

8.    Accordingly, any violation of the right of a person to family life is a violation of his liberty and dignity as a human being, rights that are enshrined in the Basic Law: Human Dignity and Liberty. The significance of this is that the right to family life and marriage should be regarded as a constitutional right that is protected in its entirety by the Basic Law.

9.    Living together under one roof lies at the heart of the constitutional right to family life and marriage. In extensive and consistent case law, not only has this court regarded living together as a central component of family life and marriage, but it has even gone so far as to equate living together with having a conjugal relationship, so that it has held that by realizing the decision to have a relationship of living together, the couple create a bond of ‘recognized partners,’ which even without the formal act of marriage is often capable of serving as an equivalent of the marriage bond itself. As this court said in State of Israel v. Oren [25]:

‘According to case law, the two main components requiring proof in order for persons to be considered recognized partners are living together as man and wife and having a joint household:

“There are two elements here: a conjugal life as man and wife and having a joint household. The first element is made up of intimacy like between a husband and a wife, founded on the same relationship of affection and love, devotion and loyalty, which shows that they have joined their fates together…

The second element is having a joint household. Not merely a joint household for reasons of personal need, convenience, financial viability or an objective arrangement, but a natural consequence of the joint family life, as is the custom and accepted practice between a husband and wife who cling to one another with a joining of fates…” (CA 621/69 Nissim v. Euster [145], at p. 619). See also CA 79/83 Attorney-General v. Shukran [146], at p. 693; CA 6434/00 Danino v. Mena [147], at p. 691).

It should be noted that these remarks were made with regard to the interpretation of the provision in s. 55 of the Inheritance Law, 5725-1965, which does not make use of the concept of “recognized partners,” but addresses the inheritance rights of partners “who live a family life in a joint household but are not married to one another,” but the court made it clear in Nissim v. Euster that there is no practical difference between this definition and the accepted concept of “recognized partners” (ibid., at p. 621).’

This approach concerning the centrality of living together as a part of family life can also be seen in comparative law. Thus, for example, the Constitutional Court of South Africa has said that:

‘A central aspect of marriage is cohabitation, the right (and duty) to live together, and legislation that significantly impairs the ability of spouses to honor that obligation would also constitute a limitation of the right to dignity.’ (Dawood v. The Minister of Home Affairs [242]).

And similarly the Supreme Court of the United States has also held that:

‘Of course, the family is not beyond regulation. See Prince v. Massachusetts, supra, 321 U.S. at 166. But when the government intrudes on choices concerning family living arrangements, this Court must examine carefully the importance of the governmental interests advanced and the extent to which they are served by the challenged regulation.’ (Moore v. East Cleveland [206], at p. 499).

10. Thus we see that living together is not merely a characteristic that lies on the periphery of the right to family life but one of the most significant elements of this right, if not the most significant. Consequently, the violation of a person’s ability to live together with his spouse is in fact a violation of the essence of family life; depriving a person of his ability to have a family life in Israel with his spouse is equivalent to denying his right to family life in Israel. This violation goes to the heart of the essence of a human being as a free citizen. Note that we are not speaking of a violation of one of the meanings of the constitutional right to have a family life, but the denial of the entirety of this right, and it should be considered as such (see also Stamka v. Minister of Interior [24], at p. 787; State of Israel v. Oren [25]).

The rights of the child and his parents

11. A basic principle in our law, with regard to the relationship between children and their parents, is that:

‘It is the law of nature that a child grows up in the home of his father and mother: they are the ones who will love him, give him food and drink, educate him and support him until he grows up and becomes a man. This is the right of a father and mother, and this is the right of the child’ (CA 3798/94 A v. B [148], at p. 154 {268}; see also CFH 7015/94 Attorney-General v. A [23], at p. 65).

According to this principle, the raising of a child by his parents reflects simultaneously both the right of the child to grow up in his parents’ home and the right of the parents to be the persons who raise him. This combination of interests embodies the nature of the parent-child relationship within the framework of family life, which the state should protect against any violation, unless it is required in the best interests of the child. As my colleague Justice A. Procaccia said in CFH 6041/02 A v. B [60]:

‘Removing a child from the custody of his parent and transferring him to the welfare authorities or to an institution by its very nature touches on an issue of a constitutional nature that concerns the value of protecting the personal and family autonomy of the child and his parent and the important social value of preserving the natural family bond between parents and children and the complex fabric of rights and duties arising from that parental bond. It concerns the natural right of a child to be in his parents’ custody, to grow up and be educated by them; it concerns the basic rights of a human being to life, dignity, equality, expression and privacy (Universal Declaration of Human Rights, 1948; Convention on the Rights of the Child; CA 6106/92 A v. Attorney-General [149], at p. 836; CFH 7015/94 Attorney-General v. A [23], at p. 100). It concerns the unique rights of children by virtue of the fact that they are children, including the right to grow up in a family and to preserve the connection with their parents (The Commission for Examining Basic Principles concerning the Child and the Law and their Application in Legislation, chaired by Justice Saviona Rotlevy, 2004, ‘General Part,’ at p. 26); it concerns the right of a parent by virtue of his blood relationship to raise and educate his child, as well as to carry out his duties to him by virtue of his being the child’s parent. The rights of children to a connection with their parents, and the rights and duties of parents to their children create a reciprocal set of rights, duties and values that make up the autonomy of the family.’

12. In so far as the best interests of the child are concerned, art. 3(1) of the Convention on the Rights of the Child provides that:

‘In all actions concerning children, whether undertaken by public or private social welfare institutions, courts of law, administrative authorities or legislative bodies, the best interests of the child shall be a primary consideration.’

Article 9(1) of the Convention on the Rights of the Child further provides that:

‘States Parties shall ensure that a child shall not be separated from his or her parents against their will, except when competent authorities subject to judicial review determine, in accordance with applicable law and procedures, that such separation is necessary for the best interests of the child…’

No one disputes that enforcing a separation of a child from his parents constitutes a very serious violation of the rights of the child to grow up with his family and with his parents. This is of course the case as long as the family concerned is a functioning one, where the child is not harmed by being with it. It is perhaps apposite to add remarks made by this court in CFH 7015/94 Attorney-General v. A [23], at p. 102:

‘It is the law of nature that a child should be in the custody of his parents, grow up in his parents’ home, love them and have his needs taken care of by them. This law of nature is also absorbed by the law of the state, and thus an “interest” of children has become a “right” under the law. Parents have a right to raise their children and children have a right to be loved by their parents and to have their needs provided for by them. A right corresponding to a right and rights corresponding to duties (for both parties). The translation of these into the language of the law will be formulated, inter alia, by way of presumptions: it is a presumption under the law that the “best interests” of a child to be in his parents’ home; who can love their children and care for their needs like parents? Thus children will return their love and place their reliance on their parents.’

We are not speaking merely of harm to the ‘best interests of the child,’ but of a violation of a real ‘right,’ which is possessed by the child, to grow up with his family, and the state has a duty to refrain in its actions from violating this right (CA 2266/93 A. v. B [61], at pp. 234-235). By tearing asunder the family unit, by separating the child from one of his parents, there is a serious violation of the rights of the child, a violation that the state is obliged to avoid in so far as possible.

13. The same is true with regard to the right of the parent, who has a natural right, protected by the law, to raise his child with him and not to be separated from him, as long as this does not involve any harm to the best interests of the child. As my colleague Justice M. Cheshin said in CFH 7015/94 Attorney-General v. A [23], at p. 102:

‘It is the law of nature that a mother and father naturally have custody of their child, raise him, love him and provide for his needs until he grows up and becomes a man. This is the instinct for existence and survival inside us — “the blood ties,” the primeval yearning of a mother for her child — and it is shared by man, beast and fowl. “Even jackals offer a breast and feed their young…” (Lamentations 4, 3) (see also CA 549/75 A v. Attorney-General [150], at pp. 462-463). This tie is stronger than any other, and it goes beyond society, religion and state. The conditions of place and time — they and the persons involved — will determine the timing of the separation of children from their parents, but the starting position remains as it was. The law of the state did not create the rights of parents vis-à-vis their children and vis-à-vis the whole world. The law of the state found this ready made; it proposes to protect an innate instinct within us, and it turns an “interest” of parents into a “right” under the law — the rights of parents to have custody of their children. Cf. CA 1212/91 LIBI The Fund for Strengthening Israel’s Defence v. Binstock [151], at p. 723 {390}. It is apt that s. 14 of the Capacity and Guardianship Law provided that “The parents are the natural guardians of their minor children.” Nature is what created this guardianship, whereas the law of the state merely followed nature and absorbed into itself the law of nature.’

14. There is no doubt that separating a parent from his child, separating a child from one of his parents and splitting the family unit involve very serious violations of both the rights of the parents and the rights of their children. These violations are contrary to the basic principles of Israeli law and are inconsistent with the principles of protecting the dignity of parents and children as human beings, to which the State of Israel is committed as a society in the family of civilized peoples.

15. Therefore we must say that preventing the possibility of living together, as a family, violates the constitutional right of the Israeli spouse, parent and child to family life.

The right to equality

16. These serious violations of the right to family life do not stand alone, but are also accompanied by a serious violation of the right of the Arab citizens of the state to equality, since they are the main, if not the only, victims of this law. Between the Arab citizens of Israel and the residents of the territories there are cultural, family, social and other ties, which naturally lead to the fact that most of the Israeli citizens who find spouses among the residents of the territories are Arab citizens of Israel. By preventing the possibility of marrying spouses who are residents of the territories, there is therefore a violation that focuses, first and foremost, on the Arab citizens of the state, and thus a violation of their rights to equality is added to the violation of their right to family life.

17. The importance of the right to equality, as expressing a basic principles in the Israeli legal system, has been recognized in a whole host of cases by this court. The remarks made recently by my colleague President A. Barak in Supreme Monitoring Committee for Arab Affairs in Israel v. Prime Minister [41] are apt in this respect:

‘The principle of equality applies to all spheres of government activity. Notwithstanding, it is of special importance with regard to the duty of the government to treat the Jewish citizens of the state and non-Jewish citizens equally. This duty of equality for all the citizens of the State of Israel, whether Arab or Jewish, is one of the foundations that make the State of Israel a Jewish and democratic state. As I have said elsewhere: “We do not accept the approach that the values of the State of Israel as a Jewish state justify… discrimination by the state between the citizens of the state… The values of the State of Israel as a Jewish and democratic state do not imply at all that the state should act in a manner that discriminates between its citizens. Jews and non-Jews are citizens with equal rights and obligations in the State of Israel” (see Kadan v. Israel Land Administration [38], at pp. 280-281). Moreover, “Not only do the values of the State of Israel as a Jewish state not require discrimination on the basis of religion and race in Israel, but these values themselves prohibit discrimination and require equality between religions and races” (ibid. [38], at p. 281). I added that “the State of Israel is a Jewish state in which there are minorities, including the Arab minority. Each member of the minorities that live in Israel enjoys complete equality of rights” (ibid. [38], at p. 282; see also EDA 11280/02 Central Elections Committee for the Sixteenth Knesset v. Tibi [152], at p. 23)’

(See also El-Al Israel Airlines Ltd v. Danielowitz [65]; Israel Women’s Network v. Government of Israel [66]; Miller v. Minister of Defence [67]; Adalah Legal Centre for Arab Minority Rights in Israel v. Minister of Religious Affairs [39]).

I will also add the remarks that I made in Supreme Monitoring Committee for Arab Affairs in Israel v. Prime Minister of Israel [41]:

‘… equality, more than any other value, is the common denominator, if not the basis, for all the basic human rights and for all the other values lying at the heart of democracy. Indeed, genuine equality, since it also applies to relations between the individual and the government, is one of the cornerstones of democracy, including the rule of law. It is essential not only for formal democracy, one of whose principles is ‘one man one vote,’ but also for substantive democracy, which seeks to benefit human beings as human beings. It is a central component not only of the formal rule of law, which means equality under the law, but also of the substantive rule of law, which demands that the law itself will further the basic values of a civilized state.’

18. The violation of the right to equality does not occur merely when the discretion of the authority is tainted with improper discriminatory considerations. We are speaking of a right that looks to the outcome, and it is violated whenever an executive act leads to a reality that discriminates between one citizen and another on a prohibited basis (see Israel Women’s Network v. Minister of Labour and Social Affairs [35], at p. 654; Adalah Legal Centre for Arab Minority Rights in Israel v. Minister of Religious Affairs [39], at p. 176; Poraz v. Mayor of Tel-Aviv-Jaffa [32], at p. 334; Nof v. Ministry of Defence [54], at pp. 464-465 {19-20{).

In our case, the substantial outcome of the law, in practice, distinguishes between some Israeli citizens and other Israeli citizens on the basis of their ethnic origin. The position that is created by the law is a position in which the right of the Arab citizens of Israel to family life is violated in a very significant way, whereas the harm to other citizens of the state is merely theoretical. As stated, many of the marriages of Arab citizens of Israel with foreign residents are made with residents of the territories, because of the cultural ties between the two groups. Consequently, the right of the Arab citizens of the state to marry someone who is not a citizen is seriously violated, whereas this violation does not exist for the rest of the citizens of the state. Similarly, the rights of Arab citizens of the state as parents and children to have a family life are also violated. These violations go to the heart of the law, which, in its effect on the Israeli reality, creates a serious violation of the rights of the Arab citizens of the state to family life, a violation that is caused to them because of their ethnic origin.

The significance of the violation of the rights

19. Now that we have determined that the implementation of the law involves a serious and extreme violation of the constitutional rights of the citizens of the state to family life and equality, rights that are protected by the Basic Law: Human Dignity and Liberty, this law should be confronted with the tests of the ‘limitations clause,’ which is in s. 8 of the Basic Law: Human Dignity and Liberty, according to which ‘The rights under this Basic Law may only be violated by a law that befits the values of the State of Israel, is intended for a proper purpose and to an extent that is not excessive, or in accordance with a law as aforesaid by virtue of an express authorization therein.’ According to these tests it must be determined whether, despite the violation of the protected rights, the law will remain valid.

20. In this matter also I accept the analysis of my colleague President A. Barak and his determination that the law does not satisfy the test of proportionality (in the narrow sense). I cannot accept in this respect the determination of my colleague, Vice-President Emeritus M. Cheshin, that the various serious violations of the law lead to a difficult, but unavoidable, outcome of the permitted immigration policy of the State of Israel, as it is affected by the needs of the moment and security.

21. Indeed, no one disputes that the purpose of protecting the safety and security of all the residents of the state, which lies at the basis of the law, is an important and proper purpose, particularly in the difficult times in which we live. Likewise no one disputes the prerogative of the state to regulate its immigration laws and to prevent anyone whom it regards as a risk to its security from entering its territory.

Nonetheless, when it seeks to realize these proper purposes, the legislature must take into account the serious harm caused as a result of implementing the law. Notwithstanding the supreme importance of the right of all the citizens of the state to security, even within the framework of realizing this right it is not possible to allow the intolerable harm caused by the law, both in its violation of the right to family life and in its violation of the right to equality.

22. In these circumstances, it is not possible to say that the law, which provides a blanket prohibition against the possibility of Israeli citizens living together with residents of the territories and leaves no ray of hope for citizens of Israel to have a family life if their spouses, children or parents are residents of the territories, satisfies the test of proportionality.

As my colleague Justice M. Cheshin said in Stamka v. Minister of Interior [24], at p. 782:

‘Indeed, the strength of the right and the strong radiation emanating from within it require, almost automatically, that the measure that the Ministry of the Interior chooses will be more lenient and moderate than the harsh and drastic measure that it decided to adopt. We will find it difficult not to conclude that the respondents completely ignored — or attributed only little weight — to these basic rights of the individual to marry and to raise a family. If this may be said with regard to a foreigner, it may certainly be said with regard to the Israeli citizen who is a partner in the marriage’ (see also State of Israel v. Oren [25]).

23. Because of the possibility that some of the residents of the territories who receive Israeli citizenship as a result of their marriage to Israeli citizens will participate in terror activity against Israeli citizens, or will aid activity of this kind, the law provides a blanket prohibition against the possibility of marriage between Israeli citizens and residents of the territories. This involves not only serious and excessive harm to any Israeli citizen who wishes to have a family life together with his spouse, child or parent that is a resident of the territories, but also a generalization of all Arab Israeli citizens as persons with regard to whom there is a concern that they will aid, even indirectly, enemy activity against the State of Israel.

The blanket and discriminatory prohibition of the law, and its failure to include any individual check — no matter how stringent — with regard to the risk presented, in practice or in theory, by the person with whom an Israeli citizen wishes to have a family life, involves a serious violation of the rights of Israeli citizens to family life and equality, which is unacceptable.

24. Moreover, depriving the Minister of the Interior of discretion, ab initio, to examine the possibility whether citizenship should be given to any of the residents of the territories in order to realize the right of an Israeli citizen to family life, by ignoring the specific circumstances of the case, raises the concern whether the security consideration is not the only consideration underlying the enactment of the law and it raises questions with regard to the policy that this law wishes to achieve.

This concern is becomes even greater if we survey the legislative history that led to the enactment of the law, which, whether in a concealed or express manner, associates the law with the government’s demographic policy. Thus, already in the government’s decision of 12 May 2003, which is entitled “Treatment of illegal aliens and family reunification policy with regard to residents of the Palestinian Authority and foreigners of Palestinian origin’ (government decision no. 1813), which formed the basis for enacting the law, the ‘security position’ and the ‘ramifications of immigration processes and the residency of foreigners of Palestinian origin in Israel, including by way of family reunification’ were associated (page 2 of the decision), all of which ‘within the framework of the overall policy on matters concerning foreigners’ (page 1 of the decision). Moreover, the decision goes on to state that ‘the Ministry of the Interior will examine, within the framework of formulating the new policy, possibilities of determining quotas for giving approvals for family reunifications, and it will bring a proposal in this regard before the government’ (page 3 of the decision). It need not be said that the fixing of quotas for approvals of family reunifications has no connection with security considerations, so it is possible to understand this paragraph in the decision as being based merely on demographic considerations. Similarly, throughout the legislation process, it is possible to find remarks made by Knesset members and members of various Knesset committees, from various parties, who address the demographic policy that the law implements (see, for example, the debate in the House on 17 June 2003). Notwithstanding, since I agree with the determination of my colleague President A. Barak, that even the security consideration does not justify such a severe violation of the right to family life and the right to equality, I see no need to discuss this matter.

25. In conclusion, if my opinion is accepted, we will grant the petitions, in the sense that the Citizenship and Entry into Israel Law (Temporary Provision), 5763-2003, will be declared void, for the reasons of my colleague the president. A state that regards itself as a civilized state cannot accept as a part of its legislation laws that violate basic human values so seriously and so outrageously. It would have been better had the law not been enacted in the first place. Now that it has been enacted, we are unable, as guardians of the values of the State of Israel as a democratic state, to acquiesce in its continued existence on the statute book of the state.

 

 

Justice E. Hayut

1.    The Citizenship and Entry into Israel Law (Temporary Provision), 5763-2003 (hereafter — the Citizenship and Entry into Israel Law) expired on 31 March 2006, but because of the dissolution of the sixteenth Knesset, the validity of this law was extended by three months starting on 17 April 2006 (the date on which the seventeenth Knesset opened). This occurred by virtue of s. 38 of the Basic Law: the Knesset, which provides:

‘All legislation whose validity would expire within the last two months of the term of office of the outgoing Knesset, or within four months after the Knesset decided to dissolve itself, or within the first three months of the term of office of the incoming Knesset, shall remain valid until the aforesaid three months have ended.’

It would have been possible to dismiss the petitioners before us by saying that the days of the law are numbered and they should wait to see what the legislator will do at the end of the extension period. But since my colleagues chose, because of the importance of the matter, to examine carefully the arguments that were raised in the petitions against the Citizenship and Entry into Israel Law, I too have seen fit to consider the merits of the matter. On the merits, the opinion of my colleague President Barak seems to me preferable to the opinion of my colleague Vice-President Emeritus Cheshin.

2.    The Citizenship and Entry into Israel Law, as the state explained in its responses before us, was intended to contend with the risks involved in giving a status of citizenship or residency or a permit to stay in Israel to the residents of the territories as defined in the law. In its original format of 6 August 2003, the law included a blanket prohibition against giving such a status, apart from several limited exceptions. The law was extended three times in this format, and on 1 August 2005, before the period of the third extension ended, it was published in an amended form, in which the prohibition was reduced and was applied mainly to male residents of the territories between the ages of 14 and 35, and female residents of the territories between the ages of 14 and 25. According to the figures presented by the state, the applications submitted by Arab citizens who are residents of Israel for family reunifications with spouses from the territories were almost all blocked by the law in its original format, whereas the law in its amended format blocks approximately 70% of those applications. It can also be seen from the figures presented by the state that Palestinian spouses of Arab citizens who are residents of Israel that received a permit for family reunifications were involved throughout the years in hostile activity on a minimal level only, if at all (26 residents of the territories who received a status in Israel were interrogated on a suspicion of involvement and the permit of 42 additional residents to stay in Israel was not extended because of suspicious intelligence information that was received with regard to them). Against this background, President Barak determined that the prohibition in the Citizenship and Entry into Israel Law does not satisfy the third subtest of the tests of proportionality that are set out in the limitations clause in the Basic Law: Human Dignity and Liberty, since there is no proper correlation between the benefit involved in realizing the purpose underlying the law (protecting the security of Israeli citizens) and the violation of the constitutional rights of the Arab citizens of Israel to equality and to family life in their state. I agree with this determination.

3.    The armed struggle waged by the Palestinian terrorist organizations against the citizens of Israel and its Jewish residents requires a proper response. It requires the adoption of all the measures available to us as a state, in order to contend with the security risks to which the Israeli public is exposed as a result of this terrorist activity. Enacting laws that will provide a response to security needs is one of those measures and this is the purpose of the Citizenship and Entry into Israel Law. From this viewpoint, we are concerned, as President Barak says, with a law that befits the values of the State of Israel and was enacted for a proper purpose. But this is not enough. In order that the Citizenship and Entry into Israel Law will satisfy all of the tests of the limitations clause, we must also consider whether the violation of the constitutional rights of the Arab citizens in the State of Israel to equality and family life that is caused as a result of the restrictions and prohibitions imposed on the residents of the territories in the Citizenship and Entry into Israel Law satisfies the requirement of proportionality.

The fear of terror, like any fear, may be a dangerous guide for the legislature when it wishes to contend with those causing it. It may cause democracy to overstep its bounds and to be misled into determining ‘broad margins’ for security purposes, while improperly and disproportionately violating the human rights of citizens and residents who belong to a minority group in the state. This was discussed by Professor Sunstein in his book, Laws of Fear: Beyond the Precautionary Principle (Cambridge University Press, 2005):

‘When public fear is excessive, it is likely to produce unjustified infringements on liberty. In democratic nations in the twentieth century, public fear has led to unjustified imprisonment, unreasonable intrusions from the police, racial and religious discrimination, official abuse and torture, and censorship of speech. In short, fear can lead to human rights violations of the most grotesque kind’ (ibid., at pp. 225-226).

Professor Sunstein also discussed in his book the tendency to impose blanket prohibitions in legislation where the majority of the public is not harmed as a result:

‘If the restrictions are selective, most of the public will not face them, and hence the ordinary political checks on unjustified restrictions are not activated. In these circumstances, public fear of national security risks might well lead to precautions that amount to excessive restrictions on civil liberties. The implication for freedom should be clear. If an external threat registers as such, it is possible that people will focus on the worst-case scenario, without considering its (low) probability. The risk is all the greater when an identifiable subgroup faces the burden of the relevant restrictions. […] if indulging fear is costless, because other people face the relevant burdens, then the mere fact of “risk,” and the mere presence of fear, will seem to provide a justification’ (ibid., at pp. 204-205, 208).

4.    The Citizenship and Entry into Israel Law which is the subject of our deliberation does not include any individual criteria for examining the security danger presented by a resident of the territories, apart from a general criterion of age. In determining such a blanket prohibition against granting a status to the residents of the territories, the law draws wide and blind margins that unjustly and disproportionately harm many thousands of members of the Arab minority that live among us and wish to have a family life with residents of the territories. The right of a person to choose the spouse with whom he wishes to establish a family and also his right to have his home in the country where he lives are in my opinion human rights of the first order. They incorporate the essence of human existence and dignity as a human being and his freedom as an individual in the deepest sense. Notwithstanding, like any other basic right, we are not speaking of absolute rights, and a person as a social creature that lives within a political framework must accept a possible violation of rights as a result of legitimate restrictions that the state is entitled to impose. The legitimacy of these restrictions is examined in accordance with constitutional tests that are set out in our case in the limitations clause in s. 8 of the Basic Law: Human Dignity and Liberty.

Imposing restrictions on family reunifications with residents of the territories because of security needs is a necessity and it should not be denigrated. The difficulty in taking risks in matters of security and matters involving human life is clear and obvious and it increases in times of crisis and prolonged danger that necessitate making the security measures more stringent and inflexible. Notwithstanding, security needs, no matter how important, cannot justify blanket collective prohibitions that are deaf to the individual. Democracy in its essence involves taking risks and my colleague Vice-President Emeritus Cheshin also discussed this. He also discussed how ‘the determination of measurable concepts is a part of the experience of the law.’ But in his opinion the prohibitions imposed in the Citizenship and Entry into Israel Law are reasonable and therefore we should not intervene in the work of the government and the Knesset that determined them. My opinion is different. I am of the opinion that an examination of the Citizenship and Entry into Israel Law in accordance with constitutional criteria leads to the conclusion that the prohibitions prescribed in the law do not satisfy the constitutional test since they harm the Israeli Arab minority excessively. In the complex reality in which we live, it is not possible to ignore the fact that the Palestinian residents of the territories have for many years been potential spouses for the Arab citizens of Israel. It should also not be ignored that according to past experience and according to figures presented by the state as set out above, the scope of the harm involved in the blanket prohibition in the Citizenship and Entry into Israel Law is not balanced and does not stand in a proper proportion to the extent of the risk presented to the Israeli public if the residents of the territories receive, after an individual check, a status or a permit to stay in Israel within the framework of family reunification.

5.    One of the main arguments that the respondents raise to justify the blanket prohibition in the Citizenship and Entry into Israel Law is the argument that in many cases the security establishment does not have information with regard to the Palestinian spouses for whom a family reunification is requested. In such circumstances, and in view of the tense security position and the great hostility that prevails between Israel and the Palestinians at this time, there is no alternative, so the respondents argue, to applying an absolute presumption of dangerousness to every Palestinian spouse, at least at the ages that the law sets out in its amendment format. Indeed, against the background of the security reality that we have been compelled to contend with since September 2000 and perhaps even with greater intensity most recently, there is certainly a basis for a presumption of dangerousness that the respondents wish to impose in this matter of family reunifications between Arab citizens of Israel and residents of the territories. Notwithstanding, in order that the fear of terror does not mislead us into overstepping our democratic limits, it is proper that this presumption should be rebuttable within the framework of an individual and specific check that should be allowed in every case, and it is this that the law does not allow. This is the defect that blights the Citizenship and Entry into Israel Law from a constitutional viewpoint — a defect of a lack of proportionality.

6.    The conflict between the basic rights in the case before us touches the most sensitive nerves of Israeli society as a democratic society. But no matter how much we wish to protect the democratic values of the state, we must not say ‘security at any price.’ We must consider the price that we will pay as a society in the long term if the Citizenship and Entry into Israel Law with its blanket prohibitions will continue to find a place on our statute book. One of the main roles of the High Court of Justice, if not the main role, is to protect the constitutional rights of the minority against a disproportionate violation thereof by the majority. Where such a violation finds expression in the provisions of a law of the Knesset, it is the role of the court to point to that violation and declare the provisions to be void, so that the Knesset can act in its wisdom to amend them. The provisions of the Citizenship and Entry into Israel Law suffer, as aforesaid, from such a disproportionate violation. Therefore we are obliged to declare them void, and the Knesset, so it is to be hoped, will act in order to formulate a proper and proportionate statutory arrangement in place of this law.

For these reasons I agree as aforesaid with the opinion of my colleague the president.

 

 

Justice A. Procaccia

1.    I agree with the opinion of my colleague the president together with the constitutional analysis and his conclusions concerning the relief. I agree with the opinion that in the Israeli legal system the right of a person to family life is recognized as a part of human dignity; I also agree that the right of an Israeli spouse to have a family unit in Israel in conditions of equality with other Israeli couples is a part of human dignity. Therefore the right to family in conditions of equality constitutes a protected constitutional right under the Basic Law: Human Dignity and Liberty. The Citizenship and Entry into Israel Law (hereafter — ‘the law’) violates the right of the Israeli spouse to family life, when it does not allow him to realize his right to family life in Israel with his Palestinian spouse from the territories. It is the right of the Israeli spouse that his family — his spouse and children — should live with him in Israel. The Citizenship and Entry into Israel Law, in a discriminatory manner, denies the right of thousands of Arabs, citizens of Israel, to realize their right to family life in Israel; it thereby violates their right to human dignity.

I also agree with the president’s position that the violation caused by the law to the right to family, as a part of human dignity, does not satisfy the principles of the limitations clause in the Basic Law. Even though it is possible to say that the law is intended for a proper purpose, it does not satisfy the tests of proportionality. In this respect, I would like to focus on the test of constitutional proportionality in the narrow sense, in so far as it examines the proper correlation between the benefit accruing from realizing the policy that the law is intended to promote and the damage caused by it to the human right, and in so far as it seeks to make a value balance between the strength of the interest that the law seeks to achieve as compared with the violation of the right of the individual that ensues therefrom.

 I agree also with the outcome reached by the president, his application of the test of proportionality in the narrow sense to the issue before us, and his conclusion that in the proper balance between the violation of the human right of the Israeli spouse to family life in conditions of equality, which arises from the blanket prohibition in the law (subject to certain exceptions in the amendment to the law) against the entry of the Palestinian spouse from the territories within the framework of family reunifications, and the benefit that accrues to the security interest of the Israeli public from such a blanket prohibition, the former prevails over the latter. The reason for this is that the marginal advantage in realizing the security purpose by means of the benefit in the blanket prohibition as compared with the benefit in the individual check of persons applying for family reunifications does not justify the extent of the violation of the constitutional right caused to the Israeli spouses by the blanket denial of the entry of the Palestinian spouses from the territories to be reunited with them. This is because ‘the additional security that the blanket prohibition achieves is not proportionate to the additional damage caused to the family life and equality of the Israeli couples,’ as the president says in his opinion (para. 92).

But I see a need to add some remarks of my own because of a certain difference that exists between the president’s approach and my approach on the question of the initial weight of the security consideration in the equation of the balance between the conflicting values. Whereas the president accepts the security arguments of the state in full, both with regard to the credibility of the security consideration and also with regard to its strength, I have doubts in this regard. Although there is no basis, in my opinion, to deny the security ground entirely, I am not certain that this ground is the only one that really underlies the enactment of the law; moreover, I have objections to the strength of this consideration, with regard to the figures that the state presented and the analysis of these against the background of the policy of the government in related fields. The result that is implied by this is that in the equation of the balance for the purpose of examining the principle of proportionality (in the narrow sense) as it should be presented, the violated human right is on the highest level and its weight is considerable. Opposing this is the conflicting value of security, which in the circumstances of the case is on a low level and its weight is qualified and merely relative. The result of the balance therefore justifies, to an even greater degree, intervention in the sweeping violation of the right of the Israeli spouse to realize family life with his Palestinian spouse. It justifies making the realization of the human right conditional on the results of an individual security check to discover a potential risk in the person who wishes to enter Israel for the purpose of family reunification, and it is even possible that it justifies imposing various means of supervision on a Palestinian spouse whose entry and residence have been permitted, in accordance with criteria that will be determined after taking into account the strength of the security consideration.

Let me explain my reasons.

The constitutional scrutiny

2.    The foundation of the constitutional system in Israel is the protection of human rights. Within the framework of this protection there is the conception that a person’s constitutional rights are not absolute, and sometimes there is no alternative to a violation of them in order to achieve an essential public purpose, or in order to protect a constitutional right of another person. In circumstances where there is a tension between a human right and a conflicting public purpose, it is necessary to balance one against the other properly in order to find the optimal balancing point that will give expression to the proper correlation between the conflicting values, as derived from a constitutional outlook based on the principles of democracy.

‘An “external balance” is therefore needed between the rights of the individual and the needs of the public. Even this balance is a result of the recognition that human rights are not absolute. It follows that the constitutional super-legislative nature of human rights does not lead to the conclusion that human rights are absolute. Super-legislative human rights are always relative rights’ (A. Barak, Legal Interpretation: Constitutional Interpretation, at p. 361).

3.    Within the framework of the constitutional scrutiny of a law that seeks to violate rights of the individual, the tests of the limitations clause serve as an essential tool for the proper balance between the violated right and the public interest, the realization of whose purpose involves a violation of the right. The limitations clause is the focus around which the constitutional balance between the individual and the public, and between individuals inter se, is formulated. It reflects a basic approach whereby the needs of society may even justify a violation of human rights, provided that the violation is for a proper purpose, and it is not disproportionate. This test reflects a balance between basic rights and other important values. It arises from a reality in which there are no absolute truths and no absolute values. It is built on a perspective of the relativity both of human rights and of social values. It is based on the assumption that achieving harmony between the rights of the individual and the needs of the public requires a compromise, and that the nucleus of the compromise is what underlies the harmonious arrangement between all the rights of the individual and the values of society. It is the condition for a civilized society and proper constitutional government.

4.    The requirement of proportionality in the limitations clause is based on the principle of balancing between the violated human right and the conflicting value with which it contends. It involves an examination, inter alia, of whether the benefit achieved from the conflicting value is commensurate with the violation of the human right. The balance is affected by the relative weight of the values; in assessing the weight of the right, one should take into account its nature and its status on the scale of human rights. One should take into account the degree and scope of the violation thereto. With regard to the conflicting public interest, one should consider its importance, its weight and the benefit that accrues from it to society. There is a reciprocal relationship between the weight of the human right and the degree of importance of the conflicting public interest. The weightier the human right and the more severe the violation thereof, the more it is necessary, for the purpose of satisfying the test of proportionality, that the conflicting public interest will be of special importance and essentiality. A violation of a human right will be recognized only where it is essential for realizing a public interest of such strength that it justifies, from a constitutional viewpoint, a proportionate reduction in the right (Levy v. Government of Israel [99], at p. 890; Beit Sourik Village Council v. Government of Israel [2], at p. 850 {309}). According to the tests of the limitations clause, both the violated right and the public interest are examined in accordance with their relative weight, where the basic premise is:

‘The more important the violated right, and the more serious the violation of the right, the stronger the public interest must be in order to justify the violation. A serious violation of an important right, which is merely intended to protect a weak public interest, may be deemed to be a violation that is excessive’ (per Justice I. Zamir in Tzemah v. Minister of Defence [9], at p. 273 {672}).

5.    In the matter before us, the subject of our scrutiny is the balance between the right of the Israeli spouse to realize family life in Israel with the Palestinian spouse from the territories, on terms of equality, and the interest of protecting public safety. This balance is intended to achieve protection of life on the one hand, and the quality and meaning of human life on the other. The balance requires relativity. It cannot be achieved in absolute values. It is built on a probability test that rejects absolute values. The probability assessment of the degree of risk to life is what confronts the human right to family, and in determining the relativity between them we must evaluate the strength of the likelihood of danger to life that is involved in realizing the human right to family. In determining the aforesaid relativity, we will consider, inter alia, the place of this human right on the scale of human rights.

The right to family

6.    The human right to family is one of the fundamentals of human existence. It is hard to describe human rights that are its equal in their importance and strength. It combines within it the right to parenthood and the right of a child to grow up with his natural parents. Together they create the right to the autonomy of the family.

‘These are basic principles: the right to parenthood and the right of a child to grow up with his natural parents are rights that are interconnected and they jointly create the right to the autonomy of the family. These rights are some of the fundamentals of human existence, and it is difficult to describe human rights that are equal to them in their importance and strength’ (LFA 377/05 A v. Biological Parents [21], at para. 6 of my opinion).

Alongside the human right to the protection of life and the sanctity of life, constitutional protection is given to the human right to realize the meaning of life and its raison d’être. The right to family is a raison d’être without which the ability of man to achieve self-fulfilment and self-realization is impaired. Without protection for the right to family, human dignity is violated, the right to personal autonomy is diminished and a person is prevented from sharing his fate with his spouse and children and having a life together with them. Among human rights, the human right to family stands on the highest level. It takes precedence over the right to property, to freedom of occupation and even to privacy and intimacy. It reflects the essence of the human experience and the concretization of realizing one’s identity.

The value of security

7.    In view of the special weight and strength of the right to family given to the individual, a reduction thereof is possible only where it is confronted by a conflicting value of special strength and importance. ‘The degree of importance of the need that is required in order to justify a violation may change in accordance with the nature of the violated right… the purpose is proper if it is intended to realize “an essential need, or an urgent social need, or a major social interest’ (Levy v. Government of Israel [99], at para. 15). The duty of the state to protect the lives of its citizens places the interest of security on the highest level of importance. This interest has two aspects: a social aspect, which casts light on the duty of the state to protect the security of its citizens; and an individual aspect, which casts light on the right of the individual in society to protection for his life. The right to life is a constitutional human right of the first order, and it is placed first in the order of human rights protected in the Basic Law: Human Dignity and Liberty. Notwithstanding, the value of the security of life is not a constant. It has different meanings and strengths in different contexts. Its relative weight changes from case to case according to the degree of probability that the danger to life arising from the relevant specific context will be realized.

8.    In the tension that exists between the value of the security of life and other human rights, including the right to family, the consideration of security takes precedence where there is a certainty or almost certain likelihood that if an action that involves a reduction of a human right is not carried out, then human life will be harmed. The right to life takes precedence over the right to realize the meaning of life, since without life nothing is left. But as a rule, in the balance between security and the human right we are not dealing with absolute values, and usually we do not assume a certainty of harm to life. We are dealing with a probability of the degree of danger, and it is this that we weigh against the violation of the human right.

What is the probability of the danger to human life in the circumstances of permitting the Palestinian spouses to enter Israel to be reunited with their Israeli spouses? Is the probability of danger so high that it justifies a blanket prohibition of the Israeli spouse’s right to family? Or is the likelihood of the danger not on the level that justifies a blanket prohibition, and there is a proportionate response that will be expressed in adopting lesser security measures, which will satisfy the existing level of probability while causing a smaller reduction in the human right?

Burden of proof

9.    The burden of proof with regard to the existence of a likelihood of a security risk to a degree that justifies a reduction of a human right rests with the state (Movement for Quality Government in Israel v. Knesset [51], at paras. 21-22 and 49 of the opinion of President Barak; Barak, Constitutional Interpretation, at p. 477; United Mizrahi Bank Ltd v. Migdal Cooperative Village [7], at pp. 428-429; the opinion of Justice I. Zamir in Tzemah v. Minister of Defence [9], at pp. 268-269 {665-666}). The state has the burden of proving that the need to protect the public against a real security risk necessitates a real violation of a human right, and that the public need cannot be addressed without such a violation. It must persuade the court that the probability of the security danger occurring is so high that it requires measures to be taken that violate rights as set out in the legislation that causes the violation. Where the probability of the danger is so high that it almost reaches a certain danger, even the most exalted of constitutional human rights will give way to it. Where the probability that the risk will be realized is low, it is possible that the value of security will not justify any violation of the human right, or it is possible that it will justify a lesser violation.

10. The ‘security need’ argument made by the state has no magical power such that once raised it must be accepted without inquiry and investigation. There were times in the past when the state’s argument concerning a security need was accepted on the face of it, without any examination of its significance or weight. Those times have passed, and for many years now the arguments of the authorities concerning a security need have been examined on their merits by the courts in various contexts. Admittedly, as a rule, the court is cautious in examining the security considerations of the authorities and it does not intervene in them lightly. Notwithstanding, where the implementation of a security policy involves a violation of human rights, the court should examine the reasonableness of the considerations of the authorities and the proportionality of the measures that they wish to implement (Ajuri v. IDF Commander in West Bank [1], at pp. 375-376; HCJ 9070/00 Livnat v. Chairman of Constitution, Law and Justice Committee [153], at p. 810). For the purposes of this examination, the court is sometimes required to look at privileged material ex parte, and to assess the strength of the security risk in accordance with probability criteria concerning the strength of the violation of the rights of the individual as opposed to this probability (see, for example, with regard to administrative detention orders: ADA 8607/04 Fahima v. State of Israel [154], at pp. 263-264; HCJ 2320/98 El-Amla v. IDF Commander in Judaea and Samaria [155], at pp. 350, 360-361; with regard to preventing a meeting of a detainee with his lawyer: Marab v. IDF Commander in Judaea and Samaria [3], at pp. 381-382 {212-215}; with regard to protecting the home of the Minister of Defence: HCJ 7862/04 Abu Dahar v. IDF Commander in Judaea and Samaria [156], at paras. 13-14; with regard to assigning the residence of residents of the territories: Ajuri v. IDF Commander in West Bank [1], at pp. 370, 372, 376 {102-103, 105-106, 110-111}; with regard to restriction and supervision orders: HCJ 6358/05 Vaanunu v. Home Front Commander [157]). Sometimes, examining the strength of the security consideration requires examining specific material concerning the person involved; sometimes, when the security policy of the authorities concerns a whole sector of the public, a general examination should be made on the basis of figures that have been presented, by means of criteria for an objective probability analysis. Such is the case before us.

Examining the security consideration in a two-stage process

11. An examination of the weight of the security consideration should be made in a two-stage process. First, we must examine the degree of credibility of the claim concerning ‘security needs.’ We must ascertain whether the security considerations that have been raised are not being used, in reality, as a cloak for other completely different purposes which are really the purposes that underlie the legislation containing the violation of the right. Second, assuming that we find that the security consideration is credible, we must assess, on the basis of the figures presented, what is the strength of the security consideration from the viewpoint of the extent of the probability that the risk underlying it will indeed be realized if the policy involving the violation of the right is not implemented, or if it is not implemented in full. The two-stage process for examining the security consideration is built, therefore, on two strata: examining its credibility in the first stage, and examining its strength in the second stage.

12. This two-stage examination of the state’s argument concerning security needs was made by the court, when it was required to decide upon the constitutionality of the route of the separation fence in Beit Sourik Village Council v. Government of Israel [2] and Marabeh v. Prime Minister of Israel [5] (paras. 62-65 of the judgment). In Beit Sourik Village Council v. Government of Israel [2] the credibility of the security consideration was examined in the first stage in relation to the petitioners’ claim that the real reason for building the fence was not security, as claimed by the state, but a political reason, and its purpose was to annex areas from the West Bank to Israeli territory on the western side of the green line. In this regard, the court held that it was proved that the building of the fence was a result of security considerations, not political ones (Beit Sourik Village Council v. Government of Israel [2], at pp. 830-831 {286-288}; Marabeh v. Prime Minister of Israel [5], at para. 62). It was held that the decision to build the fence did not arise as a political idea for the annexation of territory, but it derived from military-security needs, and as an essential measure for protecting the state and its citizens. In the second stage the court examined the strength of the security-military need to build the fence and the route chosen for it in relation to the degree of the violation of the rights of the local residents involved in realizing this need. Examining this strength of the public interest involves an act of balancing in which the public need is balanced against the violated right, and the court chooses a balancing point that does not attribute an absolute value to either of the competing values, but balances between them in accordance with their relative weight and importance as derived from a constitutional outlook that aims for harmony between the rights of the individual and the needs of the public. A two-stage examination of this kind should be made also in the case before us.

Credibility of the security consideration

13. The state bases the credibility of the security consideration on the general assessments of the security establishment. According to their approach, ‘there is a security need to prevent, at this time, the entry of residents of the territories, as such, into Israel, since the entry of residents of the territories into Israel and their free movement within the State by virtue of the receipt of Israeli documentation is likely to endanger, in a very real way, the safety and security of citizens and residents of the State’ (para. 4 of the respondents’ closing arguments of 16 December 2003); and from a general perspective, ‘giving a permit to stay, for the purpose of becoming a resident of Israel, to a resident of a state or a political entity that is involved in an armed conflict with the State of Israel involves a security risk, since the loyalty and allegiance of that person is likely to be to the state or political entity in conflict with Israel.’ It was also argued that since the armed conflict between Israel and the Palestinian Authority changed at the end of September 2000, hostile Palestinian entities began to make increasing use of Arab citizens of the State of Israel, ‘and especially’ it is alleged ‘of persons who were residents of the territories and received a status in Israel by virtue of the various family reunification processes’ (para. 5 of the closing arguments of the state of 16 December 2003). A synopsis of the state’s security arguments is that, as a rule, enemy nationals that have a double loyalty constitute a security risk when they enter Israel; the residents of the territories who have undergone a process of family reunification are an example of this, and their entry into Israel and their free movement in Israel are likely to aid the armed struggle of the Palestinian side against the residents of the State of Israel; as proof, of the Israeli citizens and residents who aided the armed struggle of the Palestinians, most, according to the state, are residents of the territories who received their status as a result of a process of family reunification.

But there is a difficulty in reconciling the state’s claim that the main security risk comes from Palestinian spouses who have become resident in Israel as a result of family reunifications with the statistical figures that the state itself presented. Since 1994, approximately 130,000 residents of the territories received one status or another in Israel (statement of the Attorney-General Mr Mazuz and the Director of the Population Register at the Ministry of the Interior at the meeting of the Interior and Environmental Affairs Committee of the Knesset on 14 July 2003 (minutes no. 47)). Out of this number of residents, we are told that 26 are undergoing investigation on a suspicion of involvement in terror activity. This contrasts with 247 persons involved in terror activities among Israeli Arabs. Moreover, no figures were presented with regard to possible persons involved in terror activity among the thousands of Palestinian workers who are permitted to enter Israel every day for the purpose of employment. These figures, in themselves, are inconsistent with the statement that the main security risk is presented by residents of the territories who received a status in Israel within the framework of the reunification of families. Notwithstanding, the assumption that there is a security risk of one strength or another from the entry of Palestinian spouses to live in Israel certainly cannot be denied, and it is proved also by the relatively small number of persons being investigated for involvement in terror activity among these residents. But this figure against the background of the other figures casts light upon the strength of the security risk.

14. In examining the credibility of the security consideration, we should also not ignore the fact that at various times during the legislative process of the law and its amendment, the demographic issue was raised and debated against the background of the blanket prohibition against the entry of Palestinian spouses from the territories into Israel. Admittedly, the state, when presenting the law, pointed to the security consideration as a sole consideration. Nonetheless, from the debates in the Knesset it can be seen that the demographic issue hovered over the legislative process the whole time, and was a major issue in the deliberations of the Interior Affairs Committee of the Knesset and the House. There were some members of the Knesset from various parties who thought that the demographic aspect was the main justification for the legislative arrangement that was adopted. There were some, such as Minister Gideon Ezra (Likud, the minister communicating between the government and the Knesset at that time) and Chairman of the Knesset Ruby Rivlin (Likud) who warned against family reunifications as a mechanism that was designed to implement de facto a right of return (see the minutes of session no. 276 of the sixteenth Knesset, on Wednesday, 20 Tammuz 5765 (27 July 2005), at p. 15; the meeting of the Interior Affairs Committee on 29 July 2003). Others, such as Knesset Member Zahava Gal-On (Meretz-Yahad), Chaim Oron (Meretz-Yahad), Nissim Zeev (Shas), Nissan Slomiansky (National Religious Party), Michael Ratzon (Likud) and Ehud Yatom (Likud) expressly mentioned the phenomenon that was given the name of ‘the demographic danger’ in the debate, and they pointed to the purpose of the law as if it was intended to put a stop to this danger also. Against this danger, some of them warned, the state should defend itself (see Proceedings of the Sixteenth Knesset of 23 May 20005, on pp. 3, 10-11; minutes no. 47 of the meeting of the Interior Environmental Affairs Committee of the Knesset of 28 June 2005, on p. 7). The Arab members of the Knesset claimed throughout the legislative proceeding that the purpose of the law was to further a demographic purpose. It is not superfluous to point out that the fourth respondent, which was joined as a party in this proceeding, focused in its arguments on the demographic aspect of the law that is under scrutiny.

The state, within the framework of its arguments, was prepared to declare that even though the security consideration is the only one underlying the law, even if the demographic consideration was a basis for the policy that led to its enactment, it would still be a legitimate consideration that befits the values of the State of Israel as a Jewish and democratic state:

‘Even if the predominant purpose of the law was demographic — which is not the case — this purpose would be consistent with the values of the State of Israel as a Jewish and democratic state…’ (para. 169 of the closing arguments of the state of 16 December 2003).

Since the state, according to its declaration, did not rely on the demographic consideration as a basis for the legislation under scrutiny here, we are not required to place this consideration under constitutional scrutiny. Notwithstanding, the demographic consideration hovered in the background of the legislative process of the law, and it is difficult to escape the impression, despite the denial of the state in this regard, that it had a presence of some weight or other in the process of formulating the blanket prohibition against the entry of Palestinian spouses from the territories into Israel within the framework of family reunifications.

It can therefore be said that the security consideration, whose purpose is to prevent abuse of the process of family reunification in order to increase terrorist activity inside Israel is, in itself, a credible consideration, and it has a basis in the figures that were presented. Notwithstanding, the possibility of the existence of an additional motive in the background to the legislation of the law, even if there is nothing in this to reduce the credibility of the security consideration, may reflect to some extent on its weight and strength.

The strength of the security consideration

15. An examination of the strength of the security consideration should provide an answer to the question whether there is a justification for the blanket prohibition against the entry of Palestinians who are residents of the territories into Israel within the framework of family reunifications. This question is examined not only in accordance with the general assessments presented by the security establishment, but also in accordance with the factual figures that were presented, and the analysis of these with objective probability criteria. I will say already at this stage that in my opinion the figures as presented by the state do not justify a blanket prohibition against the entry of Palestinian spouses into Israel within the framework of family reunifications, which means a sweeping violation of the human rights of Israeli citizens and residents. The state has not succeeded in discharging the burden imposed on it to convince the court that, in the circumstances of the case, the strength of the security risk justifies the serious and sweeping violation of the right to family caused to those residents of Israel who are prevented from being reunited with their spouses. The following are the reasons for this conclusion.

The number of persons among the Palestinian spouses who are suspected of involvement in hostile activity

16. In its closing arguments, the state argues that ‘in attacks carried out with the aid of residents of the territories… 45 Israelis were killed and 124 were injured.’ Accordingly, ‘23 of the residents of the territories, who received a status in Israel as a result of family reunifications, were involved in real aid for hostile activity against the security of the state’ (para. 17 of the closing arguments of the state of 16 December 2003). Out of 148 suicide attacks, in 25 cases residents of the territories who received a status by virtue of family reunifications were involved. In the state’s reply of 7 February 2006, the number of persons being investigated for involvement in terror activity from among the residents of the territories who received a status by virtue of family reunifications was stated to be 26. Similarly, with regard to 42 additional residents of the territories, their permit to stay in Israel was not extended because of ‘intelligence information that indicated their involvement in terror activity or regular contact with terrorists’ (para. 29 of the state’s response of 7 February 2006). Within the framework of those 26 persons that are suspected of involvement, the state presents details of the cases of six persons who hold Israeli identity cards and whose status was obtained within the framework of family reunifications, that are suspected of carrying out attacks or aiding attacks. These specific examples do not disclose what was the nature of the involvement of the six persons in the planning or perpetration of the attacks, and it is impossible to learn from what is written whether they were attacks that were actually carried out or foiled, and what happened to the six persons. With regard to the 20 other persons suspected of involvement in terror activity there is also no information with regard to the outcome of those investigations.

It is not superfluous to point out that since 1994 approximately 130,000 residents of the territories received one status or another in Israel, and, of all of these, 26 as aforesaid are under investigation with regard to involvement in terror activity. In view of the large number of Palestinians from the territories who acquired a status in Israel since 1994, the number of persons interrogated on a suspicion of some involvement or other in aiding terror activity is small, and moreover we do not have any clear information concerning the nature of the collaboration of those involved in the terror activity.

Palestinian workers entering Israel

17. According to the policy of the government, many thousands of Palestinian workers enter Israel from the territories each day. From the notice of the state of 16 December 2003 (para. 180), it transpires that permits are given to approximately 20,000 workers, but this quota changes from time to time in view of the circumstances. The state did not present us with any figures on the question of whether among these workers persons were found to be involved in terror activities. It does not require much convincing to realize that in searching for collaborators for terror activities, there is no special difficulty in using such workers, who enter Israel each day with a permit and return to the territories in the evening. If, as the state claims, the basis for effective aid to terror lies in someone being connected with the territories on the one hand, and his access to Israel on the other, these two elements exist with regard to many thousands of Palestinian workers who come to Israel from the territories each day. We have not found that the security risk involved in the entry of Palestinian workers into Israel each day has led the state to adopt a blanket prohibition against the entry into Israel of the workers, who satisfy economic and employment needs in which the state has an interest.

According to the state, one cannot compare the workers with the spouses since the security risk presented by these groups is completely different. The entry of workers into Israel is conditional upon calm in the security situation, since in times of increased risk, a general closure is imposed on the territories, and the entry permits into Israel are suspended automatically. Moreover, the various supervision measures that are imposed on the workers from the territories allow the security forces to negate, in so far as possible, the ability of the workers to become involved in terror activity. The fact that these workers do not stay the night in Israel helps this supervisory mechanism (para. 180 of the closing arguments of the state of 16 December 2003). By contrast, so it is claimed, Palestinian spouses who are allowed to enter Israel acquire a status here and stay here on a permanent basis. This status gives them a greater weight as potential collaborators for terror. This position is questionable for several reasons.

First, in the absence of figures regarding the number of persons involved in terror activity among Palestinian workers, it is difficult to accept as presented the premise that the risk from the Palestinian spouses who acquired residency in Israel exceeds what is expected from the Palestinian workers. The spouse who is involved in terror can expect a significant loss not only in the criminal sanctions to which he will be sentenced but also in the potential loss of his status in Israel and the ability to live with his family in Israel. The worker, by contrast, risks criminal sanctions and the loss of his place of work and a permit to enter Israel in the future. The risk of losing the status in Israel and the ability to realize family life here without doubt constitutes a deterrent for the spouse, and it is possible that this can explain the relatively small number, over the years, of persons suspected of involvement in terror among the Palestinians who have a status in Israel by virtue of family reunifications.

Second, within the framework of the supervisory measures introduced in order to contend with the potential risk, it is possible to choose appropriate security measures and apply them also to Palestinian spouses who will not only be subject to an individual check before they enter Israel, but will also be subject to the supervision of the authorities when they are living in Israel, in order to make them less accessible and available to the terrorist organizations. Within the framework of the security measures it is also possible to include the cancellation of permits to stay in Israel where there is substantiated information about a risk anticipated from someone who received a permit to stay in Israel by virtue of family reunifications. Proportionate supervisory measures for the Palestinian spouses who wish to live in Israel within the framework of family reunifications can be implemented in a similar manner to those imposed on Palestinian workers, with the appropriate changes. Between a blanket prohibition of entry permits and giving a blanket permit to enter Israel there is a middle ground where it is possible to make stringent individual checks of those persons applying to enter Israel before they do so, and to impose on those whose entry is permitted various supervisory measures on a continuous basis in a manner that is commensurate with the likelihood of the risk.

Persons involved in terror among Israeli citizens

18. We should also not ignore the figures presented by the state, according to which 247 Israeli Arabs, citizens and residents, were found to be involved in terror activity against the Jewish residents of the state (para. 29 of the state’s response of 7 February 2006). Citizens of Israel, both Jews and Arabs, enjoy the same human rights and liberties that are provided by Israel’s constitutional system. The Arab population of Israel is a faithful and peace-seeking sector of the population, even if it contains a small minority that abuses its civil liberties and becomes involved in the struggle of murderous terror. Because of this small minority, it did not occur to anyone to violate the civil rights of the Arab population in Israel, even though according to the figures the number of Arab Israelis involved in terror activity is nine times greater in absolute terms that the involvement of Palestinian spouses who acquired a status by virtue of family reunifications. Just as it would not occur to anyone to assume that the risk anticipated from a small minority of local citizens should result in a sweeping injury of the complete population sector of Israeli Arabs, who are residents and citizens of the state, so too it is difficult to find a justification for a sweeping injury to parts of precisely the same population, the residents and citizens of Israel, when we are speaking of family reunifications with spouses from the territories. The individual check that is intended to locate a potential danger that is anticipated from someone, even if it does not remove the danger entirely, will certainly reduce its probability to such a level that it will deny a constitutional basis for a sweeping injury to the human rights to family life. We ought to achieve a genuine and balanced proportionality between the degree of the remaining security danger after exercising individual supervisory measures and the protection of human rights involved in a selective injury only, where a genuine risk potential is discovered in some person or other.

The strength of the security consideration — conclusions

19. The conclusion that follows from the aforesaid is that the state has not discharged the burden imposed on it to show that the sweeping violation of the constitutional human right satisfies the proportionality test of the limitations clause. The probability of the security risk from the entry of Palestinians into Israel within the framework of family reunifications is not of such a strength that it justifies the imposition of the blanket prohibition by means of a law that prevents family reunifications as a rule, apart from a few exceptions. The blanket prohibition is not commensurate with the strength of the violated human right to family life that is possessed by the Israeli spouse who is a resident or citizen of Israel. From the figures set out above, it is difficult to see a rational policy in the approach of the state to the existing security risk, which treats risk groups that have things in common differently. The state accepts the existence of risks that exceed those anticipated from Palestinian spouses without imposing blanket prohibitions, but at the same time it imposes an almost total denial of family reunifications in a manner that is inconsistent with the relativity of the risk expected from them.

The focus of the law on the population of spouses from the territories is inconsistent with the policy of the state with regard to risk factors that are not smaller, and are perhaps even greater, than those presented by family reunifications. In other contexts, which give rise to significant risks, the state refrains from a sweeping violation. It seeks to spread the risk in as intelligent and proportionate manner as possible. This is not the case with regard to persons applying for family reunifications. This raises the concern that the real purpose of the law is not entirely identical with the alleged security purpose, and that the strength of the security consideration is not as significant as alleged. In view of the aforesaid, the criteria of the law are not consistent with the proper point of balance between the strength of the security interest and the extent of the violation of the human right (Davidov, Yovel, Saban and Reichman, ‘State or Family? The Citizenship and Entry into Israel Law (Temporary Provision), 5763-2003,’ 8 Mishpat uMimshal, vol. 2, 643 (2005), at pp. 671-672; J. Tussman & J. tenBroek, ‘The Equal Protection of the Laws,’ 37 Calif. L. Rev. 341 (1949), at pp. 344-353).

20. In the circumstances of this case, in the equation of the balance required for examining the element of proportionality in the limitations clause, the human right of the Israeli spouse is on a higher level than the conflicting security interest. The strength of the security consideration does not justify a blanket prohibition of the right of the Israeli spouse to family life in Israel. Proportionality justifies taking the value of security into account, but only to a relative degree as implied by a consideration of the strength of the risk and the strength of the violated human right. Proportionality justifies only a relative violation of this right, relative to the existence of a concrete danger potential that will be discovered from an individual check, from specific information collected with regard to an individual and from imposing various supervisory measures that will guarantee, in so far as possible, the identification of the danger in time.

Indeed, the proportionality tests lead to the value decision that confronts the question, to what extent may the government of a democratic country violate human rights in the name of the national interest and national security; when do we cross the proper balancing point and give a blanket protection to society, while improperly violating the rights of the individual, and when does the social interest become an absolute value at the expense of the human right, rather than maintaining the proper proportionality between them. The tests of proportionality require a value balance in which the premise is that not every contribution to the general level of security justifies a sweeping violation of human rights. Where a sweeping violation reflects an improper proportion between the likelihood of the security risk and the strength of the violation of the right, a different, more rational and just proportion is required. This proportionality is built on a compromise between the general social value and the rights of the individual that deserve protection.

The sweeping violation

21. We must beware of the lurking danger that is inherent in a sweeping violation of the rights of persons who belong to a particular group by labelling them as a risk without discrimination, and of the concern involved in using the security argument as a ground for a blanket disqualification of a whole sector of the public. There are cases in history in which this happened, and later constitutional thought recognized the mistake in this, a mistake that is clear on the face of it. It is sufficient to mention one example of this from the well-known case of Korematsu v. United States [185], in which United States residents and citizens of Japanese origin, who lived in the United States, were placed in detention camps in their own country, during the Second World War, when the United States was at war with Japan. There were individuals in that population group who were suspected of disloyalty to the state. In consequence, a general sanction of being placed in detention camps was imposed on a whole sector of the public. These sweeping measures were approved by a majority in the United States Supreme Court. The minority thought otherwise.

The justification for adopting these security measures was expressed in the majority opinion of Justice Black in terms that are reminiscent in their main aspects of the arguments of the state before us:

‘We cannot reject as unfounded the judgment of the military authorities and of congress that there were disloyal members of that population, whose number and strength could not be precisely and quickly ascertained… It was impossible to bring about an immediate segregation of the disloyal from the loyal that we sustained the validity of the curfew order as applying to the whole group. In the instant case, temporary exclusion of the entire group was rested by the military on the same ground’ (Korematsu v. United States [185], at p. 219).

And further on:

‘There was evidence of disloyalty on the part of some [citizens of Japanese ancestry], the military authorities considered that the need for action was great, and time was short’ (Korematsu v. United States [185], at pp. 223-224).

The minority judges, led by Justice Murphy, discussed the nature of the risk, as well as the need for a rational and proportionate correlation between the nature and scope of the risk and the measures adopted to guard against it:

‘In adjudging the military action taken in light of the then apparent dangers, we must not erect too high or too meticulous standards; it is necessary only that the action have some reasonable relation to the removal of the dangers of invasion, sabotage and espionage. But the exclusion, either temporary or permanently, of all persons with Japanese blood in their veins has no such reasonable relation. And that relation is lacking because the exclusion order necessarily must rely for its reasonableness upon the assumption that all persons of Japanese ancestry may have a dangerous tendency to commit sabotage and espionage and to aid our Japanese enemy in other ways… no reliable evidence is cited to show that such individuals were generally disloyal…or had otherwise by their behavior furnished reasonable ground for their exclusion as a group’ (Korematsu v. United States [185], at pp. 235-236).

Further on, the minority judges explained the nature of the great danger inherent in sweeping arrangements that involve whole sectors of the public indiscriminately:

‘… to infer that examples of individual disloyalty prove group disloyalty and justify discriminatory action against the entire group is to deny that under our system of law individual guilt is the sole basis for deprivation of rights… is to adopt one of the cruelest of the rationales used by our enemies to destroy the dignity of the individual and to encourage and open the door to discriminatory actions against other minority groups in the passions of tomorrow’ (Korematsu v. United States [185], at p. 240).

The ruling of the majority of justices of the United States Supreme Court in the case of Korematsu v. United States [185] is considered by many to be one of the darkest episodes in the constitutional history of western countries (see, for example, E.V. Rostow, ‘The Japanese American Cases – A Disaster,’ 54 Yale. L. J. 489 (1945); L. Braber, ‘Comment: Korematsu’s Ghost: A Post-September 11th Analysis of Race and National Security,’ 47 Villanova L. Rev. 451 (2002)).

The circumstances in that case are completely different from those in our case, but the wind that blows in the background of the constitutional approach that was applied there by the majority opinion is not foreign to the arguments that were heard from the state in the case before us. We must take care not to make similar mistakes. We must refrain from a sweeping injury to a whole sector of the public that lives among us; it is entitled to constitutional protection of its rights; we must protect our security by means of individual scrutiny measures even if this imposes on us an additional burden, and even if this means leaving certain margins of a probability of risk. We will thereby protect not only our lives but also the values by which we live (Saif v. Government Press Office [86], at p. 77 {198}).

Conclusion

22. No one will deny the seriousness of the security situation in which we find ourselves, and the supreme task imposed on the state to protect the lives of its citizens. At the same time, just as we must confront the danger to life and defend ourselves against it, so too we must protect ourselves against the danger of losing security in our values and in the protection of human rights. We must beware the erosion of human rights against the background of security arguments by not maintaining the proper proportion between them. Without insisting on this proportionality, the constitutional approach that protects human rights may be eroded; consequently, cracks may appear in the foundations of our constitution; democratic patterns of life in Israel may be prejudiced and the recognition of human dignity and the right to realize one’s identity may be undermined. We must take care not to be carried away by security arguments like blind persons in the dark, where doing so leads to a violation of a human right. We must examine their credibility and strength in accordance with reliable figures, and assess it in accordance with the tests of logic, common sense and the rules of probability.

In this case, I do not agree with the view that the security need should be adopted to the degree and extent argued by the state. I see a significant gap between the strength of the security consideration as alleged by the state, and the strength of the violation of human rights of the first order which is caused by the law. Therefore I am most strongly of the opinion that the security consideration should yield to the human right. But even so, there is no basis for a balance in absolute values, but in relative values. Therefore, the change from a blanket prohibition (apart from a few exceptions) against the entry of Palestinian spouses into Israel, which is currently enshrined in the law, to a system of individual checks to locate an individual potential danger reflects the proper point of balance. The relative strength of the security consideration ought also to cast light on the measures for individual checks that should be put into operation for the purpose of providing entry permits to persons applying to be reunited with their Israeli spouses, and also on the supervisory methods that should be introduced with regard to Palestinian spouses whose entry is permitted, while they are living in Israel. The relative strength of the security consideration should also cast light on the relevant tests and criteria that should be made a necessity in these matters.

23. I agree with the president’s conclusion concerning the voidance of the law, and the details of the relief proposed by him.

 

 

Justice A. Grunis

1.    I agree on the whole with the opinion of my colleague Vice-President Emeritus M. Cheshin. From this it is clear that my opinion is different from that of my colleague President A. Barak. I will add certain emphases of my own that clarify the disagreements between my opinion and that of my colleague the president.

2.    My colleague the president defines very broadly the constitutional right to family life (as a part of human dignity). He includes within it the right of the Israeli spouse to bring his foreign spouse into Israel, even if he is a national of an enemy state, in order that the couple can have a family life in Israel. After finding that the Citizenship and Entry into Israel Law (Temporary Provision), 5763-2003 (hereafter — the law) violates the constitutional right, the president goes on to examine whether the conditions of the limitations clause are satisfied. The position of my colleague President Barak in the present case is consistent with his approach in other cases, in which a question arose as to the scope of the constitutional right (in general, with regard to the outlook of my colleague the president in this regard, see A. Barak, Legal Interpretation, vol. 3, Constitutional Interpretation (1994), at pp. 369-390). This is the case, for example, with regard to the scope of the right of property (s. 3 of the Basic Law: Human Dignity and Liberty) and freedom from imprisonment (s. 5 of the Basic Law: Human Dignity and Liberty). In the first case, the president apparently includes, within the scope of the right of property, every property interest (United Mizrahi Bank Ltd v. Migdal Cooperative Village [7], at p. 431); HCJ 5578/02 Manor v. Minister of Finance [158]). In the second case, the approach of my colleague the president leads to the result that every new criminal law that includes a penalty of imprisonment, and every case where legislation makes a penalty of imprisonment stricter, violates the basic right (Silgado v. State of Israel [107]). By contrast, my colleague the vice-president emeritus disputes the scope of application of the constitutional right under discussion. In his opinion, the right to family life does not include the right of an Israeli citizen to family reunification with the foreign spouse in Israel, especially not at a time of war or armed conflict with the country of the foreign spouse. The very broad definition of the constitutional right, according to the approach of my colleague the president, leads to the conclusion that many laws will be regarded as violating constitutional rights and will therefore be required to satisfy constitutional scrutiny, i.e., the conditions of the limitations clause. The outcome may be a degradation of constitutional rights. Moreover, a practical problem may arise with regard to the ability of the courts to deal on a daily basis with constitutional claims (United Mizrahi Bank Ltd v. Migdal Cooperative Village [7], at p. 332 (per President Shamgar), and at pp. 470-471 (per Justice I. Zamir); Israel Investment Managers Association v. Minister of Finance [8], at p. 419 (per Justice D. Dorner)). Even if we accept the broad approach of my colleague the president in so far as the right to family life is concerned, the argument may be raised that in the present case this right conflicts with another constitutional right, the right to life (s. 2 of the Basic Law: Human Dignity and Liberty). Then the question arises whether there is a justification for turning to a scrutiny of the law in accordance with the conditions of the limitations clause, or whether the conflict should be resolved without referring to the limitations clause, and certainly without referring to all of its constituent parts. The response to a conflict between two constitutional rights lies in what is sometimes referred to as a ‘horizontal balance.’ It is possible that within the framework of examining this conflict or contradiction, it will be necessary to refer to the proportionality tests. Of course, that scrutiny will necessarily lead to the restriction of one of the conflicting rights on account of the other. In any event, for the purposes of the present case I am prepared to assume, according to the approach of my colleague the president, that the law violates the Israeli spouse’s constitutional right to family life, because it does not allow him to bring the Palestinian spouse who lives in the territories into Israel.

3.    My two colleagues, the president and the vice-president emeritus, find that the law does not raise any problem with regard to the first three conditions in the limitations clause, namely the requirement that the violation should be made in a statute or in accordance with statute by virtue of an express authorization therein; the requirement that the violating law should befit the values of the State of Israel; and the requirement that the law is intended for a proper purpose. They also agree that the law satisfies the first two subtests of the proportionality test that are included in the limitations clause. Thus, they find that there is a rational connection between the prohibition against the Palestinian spouse entering Israel, which is the measure adopted by the law, and the reduction of the security risk inherent in the entry into Israel of the foreign spouse, which is the purpose of the law. They also find that it is not possible to achieve the purpose of the law by adopting a less harmful measure. The issue in the concrete case before us is the blanket prohibition in the law against the entry into Israel of Palestinian spouses as opposed to an individual check of the foreigners who marry Israelis. An individual check of each person will not achieve the same level of security that will be provided by a blanket prohibition.

4.    The disagreement between my colleagues focuses on the implementation of the third subtest in the test of proportionality. Sometimes this test is referred to as that of proportionality in the narrow sense. This test examines the correlation between the social benefit of the law and the harm caused by the violation of the constitutional right. The President dissects the case with a surgeon’s scalpel, or perhaps we should say with a laser beam, and says that ‘the proper way of posing the question is by means of the level of the risks and the likelihood that they will occur, and their effect on the life of society as a whole’ (para. 110 of his opinion). Further on, the test in the concrete case is presented in the following words: ‘The question is what is the probability that human life will be harmed if we continue the individual check as compared with the likelihood that human life will be harmed if we change over to a blanket prohibition, and whether this additional likelihood is comparable to the certainty of the increase caused thereby to the violation of the rights of spouses who are citizens of the state (ibid.). The answer of my colleague the president is that the additional security is not commensurate with the additional violation of the right of citizens of the state to family life. By contrast, the opinion of my colleague the vice-president emeritus is that since we are dealing with the right to life, it should be given greater weight in relation to the constitutional violation. I disagree with my colleague the president in two respects, both with regard to the presentation of the question as a question of probability and in the implementation of the test.

5.    There is no doubt that presenting the test of proportionality in the narrow sense as a test of probability contributes to the development of the law and our conception of the value conflict underlying the test. The test that the president presents is reminiscent of the well-known test formulated by Judge Learned Hand with regard to the tort of negligence (United States v. Carroll Towing Co. [207]). According to the equation developed by Judge Hand, negligence exists if the expectation of the damage (the amount the damage multiplied by the likelihood of its occurrence) is greater than the cost required to prevent the damage (the aforesaid test was mentioned in CA 5604/94 Hemed v. State of Israel [159], by President A. Barak, at pp. 510-511, and also by Justice E. Rivlin, who pointed to its application in the constitutional context as well, at pp. 517-521); see also A. Porat, ‘Negligence and Interests,’ 24 Tel-Aviv University Law Review (Iyyunei Mishpat) (2001) 275). The presentation of the question that requires a decision as a kind of mathematical equation has a great deal of sophistication and it advances the legal analysis. The use of imagery, such as ‘equation,’ ‘balance,’ ‘weight,’ etc., is common in legal writing. Metaphors help us understand better when we are dealing with abstract concepts. But let us not forget that we are dealing with law, and not mathematics. In any case, in the matter before us it is my opinion that no question of probability arises with regard to injury to human life. The figures that were presented to us show that twenty-six Palestinian spouses who entered Israel lawfully by virtue of the family reunification process were involved in terror attacks. In those attacks, dozens of people were killed and many others were injured. It should be noted that those twenty-six received a permit to enter Israel notwithstanding the security check that they underwent. This means that we have before us proof that the individual security check does not guarantee that it is possible to distinguish fully between those persons who constitute a security risk and others whose entry into Israel does not constitute a risk. On the basis of these figures, I believe that it can be said that there is a certainty that the entry of thousands of additional spouses will lead to harm to human life, even if a security check is carried out with regard to each individual. Of course, there is no way of saying what will be the scope of the harm, and with regard to this question of scope we are not dealing with probability but with a mere guess. The equation is not made up, therefore, of a probability on one side and a certainty on the other, but of two certainties: harm to human life as opposed to harm to family life. It is possible to summarize the approach of my colleague President A. Barak with the expression ‘Where a certainty conflicts with a possibility, the certainty prevails.’ By contrast, according to my approach the situation is one of two certainties, and therefore a different response is required. We should admit that presenting the dilemma in such stark terms is somewhat misleading. There are various situations in which the value of human life conflicts with other values and interests, and notwithstanding this a decision is made, sometimes rationally and sometimes intuitively, to prefer the other value or interest. Thus, for example, there is no argument that a blanket prohibition against travelling by motorized vehicles on the roads and a return to the days of carriages will significantly reduce the number of persons killed and injured in road accidents. Nonetheless, it can be assumed that a proposal to this effect will not be adopted in a modern society.

6.    Even if I accept the approach of my colleague the president according to which the equation has a probability component on one side, I cannot agree with the outcome that he has reached. According to the president, the additional security obtained from the blanket prohibition of the entry of spouses, as compared with the degree of security obtained from an individual check, is not commensurate with the additional damage to the Israeli spouses as a result of the violation of their right to family life (para. 112 of his opinion). Even if I use exactly the same test used by the president, my conclusion is that the additional security obtained from the blanket prohibition justifies the additional violation of family life. In this context it should be noted that disagreements on this point are an example of the situation in which different judges make use of the same verbal formula as a legal test but arrive at different results. The difference in the result derives, inter alia, from the different relative weight given to the conflicting values and from the different quantification of the figures. In mathematical terms, even if we agree upon all the variables of the equation, it is clear that there is no consensus on the ‘numerical values’ that should be attributed to those variables. And in addition to all this, we should mention the problematic nature of relying on probability, namely, estimating the likelihood of the occurrence of uncertain events (in this context, see, inter alia, D. Kahneman et al., Rationality, Fairness, Happiness — A Selection of Articles, M. Bar-Hillel, ed., 2005, especially in chapter 2).

7.    Dealing with concepts such as probability, likelihoods and estimates necessarily raises the question of what is the constitutional margin of appreciation when scrutinizing the law. It would appear that anyone who is familiar with this margin will admit that it is not static with fixed limits. These limits are affected by various factors, including the subject-matter of the law and the degree of expertise of the court in the field (cf. HCJ 2533/97 Movement for Quality Government in Israel v. Government of Israel [160], at pp. 57-58). Thus, for example, with regard to economic issues we can say that the legislature and the executive have a relatively large margin of appreciation, inter alia because we are concerned with decisions that involve an element of uncertainty and professional considerations that are outside the expertise of the court (United Mizrahi Bank Ltd v. Migdal Cooperative Village [7], at p. 575 (per Justice Goldberg); Israel Investment Managers Association v. Minister of Finance [8], at pp. 388-389; Menahem v. Minister of Transport [11], at p. 263). The same is true with regard to a security assessment that is dependent on many factors and variables (Gaza Coast Local Council v. Knesset [6], at pp. 572-576). An additional factor that should be taken into account and that may affect the constitutional margin of appreciation is the fear of judicial error. I will now consider this issue.

8.    My colleague the president is of the opinion that ‘a mistake by the judiciary in a time of emergency is more serious than a mistake of the legislature and the executive in a time of emergency. The reason for this is that the mistake of the judiciary will accompany democracy even when the threat of terror has passed, and it will remain in the case law of the court as magnet for the development of new and problematic rulings. This is not the case with mistakes by the other powers. These will be cancelled and usually no-one will remember them’ (para. 21 of his opinion). This implies that a determination that the law is valid and should not be removed from the statute book would be a mistake whose consequences will accompany the state in the future, possibly even after the period of war and terror ends. But we must consider the fear of judicial error from both sides, i.e., not merely from the viewpoint of an error that concerns a determination that the law is constitutional, but also from the viewpoint of an error that concerns the opposite determination — that the law does not satisfy the constitutional test. Indeed, if the petitions before us are denied and it is held that the law remains valid, there will be a violation of the right to family life of an unknown number of Israeli citizens. On the other hand, if the petitions are granted and it is held that the law is not valid, there will be a violation of the right to life and physical and emotional integrity of an unknown number of persons. Since we are dealing with unknowns on both sides of the equation, there is no alternative to taking into account the possibility of error. In my opinion, greater weight should be attributed to a fear of error on the side of the equation containing the right to life. In the words of Dr G. Davidov:

‘When the harm that would be generated by a judicial mistake is especially severe, courts should raise the bar before striking the legislation down’ (G. Davidov, ‘The Paradox of Judicial Deference,’ 12 Nat’l J. Const. L. 133 (2001), at p. 161; see also Irwin Toy Ltd. v. Quebec (Attorney General) [217]).

9.    In the present case, not only is there a fear of error that may cause serious harm, but the error is close to being irreversible. According to the figures provided by the state, over the years thousands of applications for family reunifications were approved in cases where the foreign spouse was a resident of the Palestinian Authority. It follows that until now many thousands of residents of the Palestinian Authority have come to live in Israel lawfully. If it is held that that law is void, it can be expected that many additional thousands will become, at the end of the process, citizens or permanent residents in Israel. Let us imagine that in several years it becomes clear that the court’s declaration that the law is void was an error that caused serious harm. By this I mean that it will be found that the number of foreign spouses who were involved in terror activity is higher than was thought at the time of making the judicial decision. If, heaven forbid, this happens, it will be very difficult to turn the clock back. In other words, even if according to the approach of my colleague the president there will be a justification at that time for a blanket prohibition, it appears that it will be possible to apply it prospectively, whereas applying it to those persons who have already entered Israel lawfully will be very difficult, if not impossible. According to my outlook, since the mistake may cause serious harm and certainly because of the great difficulty in remedying it, such that it is almost irreversible, the law must be left to stand.

10. Even if the current relationship with the Palestinian Authority is not defined as a war, but as a quasi-war (in the language of my colleague Vice-President Emeritus M. Cheshin) or perhaps as an armed conflict between a state and a political entity, it is not possible to ignore the security dangers that are inherent in the entry of thousands of enemy nationals into Israel. We are not speaking of entering Israel for the purpose of employment, which is by nature temporary, and in any case this can be prevented in accordance with the circumstances. The entry of thousands of spouses into Israel, when the purpose is to take up residence in Israel and to receive, at the end of the process, citizenship or permanent residency, requires special consideration, in view of the background of the security position. Who was endowed with such an impressive prophetic ability that he foresaw, at the time of the first intifada, which was an intifada of stones, that we would reach a time when Palestinian suicide bombers would explode themselves in the streets of our cities? Who imagined, not so long ago, that the Hamas movement would come to power in the elections that took place in the Palestinian Authority? These two examples, and it is possible to give many more, indicate the need for great caution and restraint when scrutinizing legislation that is intended to deal with an acute problem, at a time of an armed conflict of the kind that is taking place between Israel and the Palestinian Authority. My colleague the president has repeatedly said that ‘human rights are not a recipe for national suicide’ (for example, Neiman v. Chairman of Elections Committee for Eleventh Knesset [87], at p. 310 {161}; CrimA 6696/96 Kahane v. State of Israel [161], at p. 580; LCA 6709/98 Attorney-General v. Moledet-Gesher-Tzomet List for Elections to Upper Nazareth Local Authority [162], at pp. 360-361; see also Kennedy v. Mendoza-Martinez [208], at pp. 160-161, which is mentioned in HCJ 448/85 Dahar v. Minister of Interior [163], at p. 716). In my opinion, that statement is appropriate in this case.

11. The opinion of my colleague the president abounds, as usual, in citations from all parts of the world and is full of references to many thinkers and scholars. Notwithstanding, my colleague the president does not point to even one example of a country that has allowed the entry of thousands of enemy nationals into its territory for any purpose at a time of war or at a time of an armed struggle. Certainly there is no example of a court that ordered a state to allow the entry of thousands of enemy nationals into its territory. I shall conclude by citing the remarks of Lord Hoffmann (which were admittedly said with regard to an administrative decision and not with regard to the disqualification of a law, but which are apt in our case):

‘… In matters of national security, the cost of failure can be high. This seems to me to underline the need for the judicial arm of government to respect the decisions of ministers of the Crown on the question of whether support for terrorist activities in a foreign country constitutes a threat to national security. It is not only that the executive has access to special information and expertise in these matters. It is also that such decisions, with serious potential results for the community, require a legitimacy which can be conferred only by entrusting them to persons responsible to the community through the democratic process. If the people are to accept the consequences of such decisions, they must be made by persons whom the people have elected and whom they can remove’ (Secretary of State for the Home Department v. Rehman [228]).

These words of warning ought themselves to be adopted with caution, in case the line is crossed in such a way that the court shrugs off the constitutional role that is placed on its shoulders. Giving excessive weight to security concerns may, indeed, result in a disproportionate violation of human rights. We are dealing with matters that cannot be measured accurately. In the final analysis, the question is one of taking risks. The decision in this case is very difficult, because it is not possible to reconcile the basic values in the concrete case. But since we are called upon to make a decision, we cannot avoid doing so. In my opinion, the risks that will result from disqualifying the law require the court to refrain from declaring it void even if the alternative is a violation of a human right.

12. It is therefore my opinion that the petitions should be denied.

 

 

Justice M. Naor

In my opinion, like that of Vice-President Emeritus M. Cheshin, the petitions should be denied.

Preliminary remarks

1.    In recent years, terror has not only been the exclusive or almost exclusive possession of Israel. The beginning of the current century has been characterized by a terror barrage of great strength at various focal points in the world. On occasions, terror has hit democratic countries without prior warning. The events of September 11 in the United States will not be forgotten quickly. Many countries have taken action, adapted themselves to the new reality that was forced upon them, and within this framework changes have also been made to legislation. Let us mention, without being exhaustive, several examples from around the world: in the United States, the Patriot Act of 2001, or, in its full name, the Uniting and Strengthening America by Providing Appropriate Tools Required To Intercept and Obstruct Terrorism (USA PATRIOT) Act of 2001; in the United Kingdom, the Anti-terrorism, Crime and Security Act, 2001; in Australia, the Security Legislation Amendment (Terrorism) Act, 2002; and in Canada, the Anti-terrorism Act, 2001.

2.    Following the events of September 11, the attitude of the United States to terror and the war on terror changed radically. As a result, many countries have been affected. There are some who believe that terror has led those countries to ‘legislation that is a result of hysteria’ (E. Gross, The Struggle of Democracy against Terror — Legal and Moral Aspects (2004), at p. 679). But, as my colleague the president said, ‘Israel did not need the events of September 11, 2001, in order to formulate its position with regard to terror. We had terror on September 10, 2001, and on many previous occasions, and we had terror on September 12, 2001, and many other occasions since’ (ibid., ‘Introduction by Aharon Barak,’ at p. 25). The Citizenship and Entry into Israel Law (Temporary Provision), 5763-2003 (hereafter — the law) — whose constitutionality we are now scrutinizing — is a part of a series of measures that Israel has adopted to protect the lives of its residents, whose constitutionality it has scrutinized and is scrutinizing in this court. We have not said, nor will we, whether the legislation that we mentioned would pass the tests of constitutional scrutiny. Legislation that imposes restrictions in relation to the previous position, such as the war on terror legislation, is legislation that is by its very nature ‘ripe’ for judicial review of the constitutionality of the law. A good example of this can be found in the judgment of the House of Lords in A v. Secretary of State for the Home Department [229], in which the violation of the right to liberty did not pass constitutional scrutiny. Indeed, constitutional scrutiny in Israel is exercised equally in times of peace and in times of war. We must be aware, inter alia, of the fact that sometimes, because of the pressure of the times, the response to war or terror may be exaggerated. This was discussed by Lord Hoffmann (ibid. [229], at pp. 86), where he said that with the benefit of hindsight, measures that were adopted in the time of Napoleon and in the two world wars were found to have been cruelly and unnecessarily exercised.

3.    All of us, both those who wish to declare the law void and those who (like me) oppose this, are aware of the warnings provided for us by history. It was not for nothing that my colleague Justice Beinisch said that the decision in the petitions before us are some of the hardest decisions that have been placed before us in recent years. We are making this decision with some unease. Indeed, the armed conflict presents significant challenges especially to the continuing protection of human and civil rights in a society that regards itself under threat and in real danger. The judicial scrutiny that we exercise with regard to the constitutionality of the law in our case, in the middle of an armed conflict between the State of Israel and the terror organizations originating in the areas of the Palestinian Authority, is the same judicial scrutiny that this court exercises with regard to the constitutionality of laws in times of calm and normality. As my colleague the president says, Israeli constitutional law has a consistent approach to human rights in times of relative quiet and in times of increased combat (for a similar position in the constitutional law of the United States, see and cf. Ex parte Milligan [209], at p. 120). At all times we remember that ‘there is no security without law. The rule of law is a component of national security’ (HCJ 428/86 Barzilai v. Government of Israel [164], at p. 622 {104}). At the same time, we remember that ‘a constitution is not a prescription for suicide’ (Neiman v. Chairman of Elections Committee for Eleventh Knesset [87], at p. 311 {162}). The rules of constitutional scrutiny are not absolute rules. Different judges are likely to reach different conclusions. The case before us (and other cases) prove that. My position is, as aforesaid, that there is no basis for declaring the law void. I will now clarify my position.

(1) Constitutional scrutiny — first stage: does the Citizenship and Entry into Israel Law violate a constitutional right

(a) The right to family life

4.    The key question in dispute here is whether the Israeli spouse has a constitutional right, as a part of human dignity, to realize family life with a foreign spouse in Israel? On this question our opinions differ. In my opinion, the Israeli spouse does not have a constitutional right, as a part of human dignity, to realize family life with the foreign spouse particularly in Israel. We are concerned with the interpretation that should be given to human dignity as a constitutional right. Even according to my approach, the right to family life is a constitutional right derived from the constitutional right to human dignity. But it does not include the additional derived right — namely the right to realize family life particularly in Israel. The right to family life is not an independent and express right in the Basic Law: Human Dignity and Liberty, and the additional derived right as aforesaid does not have a close objective connection to human dignity. The interpretation of ‘human dignity’ should not be stretched beyond endurance. In my opinion, it is not possible to determine that there is international recognition of a right of the citizen or the resident — as a constitutional right — to bring his foreign spouse to his country. From comparative law such a recognition of a constitutional right cannot be deduced.

5.    My colleague the president in practice reinterprets art. 8 of the European Convention for the Protection of Human Rights and Fundamental Freedoms, in accordance with the interpretation that seems to him appropriate. In my opinion, there is great importance to the question whether European countries de facto regard the right to family reunification in the country of the European spouse as a constitutional right. The answer to this question is, in my opinion, no. Thus, for example, the European Court of Human Rights held that art. 8 of the Convention had not been breached in a case where an application of a Dutch citizen (born in Morocco) to receive a permit for his son who was born in Morocco was refused, and it was held that the state should not be held to have a general duty to allow ‘family reunifications’ as aforesaid:

‘Where immigration is concerned, Article 8… cannot be considered to impose on a State a general obligation to respect immigrants’ choice of the country of their matrimonial residence and to authorise family reunion in its territory’ (Ahmut v. The Netherlands [236], at para. 67).

In another case, the European Court of Human Rights discussed how a state should not have a duty imposed upon it to allow ‘family reunifications’ in its territory:

‘As a matter of well-established international law and subject to its treaty obligations, a State has the right to control the entry of non-nationals into its territory … Moreover, where immigration is concerned, Article 8… cannot be considered to impose on a State a general obligation to respect the choice by married couples of the country of their matrimonial residence and to authorise family reunion in its territory’ (Gül v. Switzerland [237], at para. 38).

In that case, the European Court of Human Rights discussed the difficulty of defining what are the duties imposed on the state within the framework of art. 8 of the Convention and the right to family life, and it also discussed the need to find a balance within the framework of the article between the interest of the individual and the interest of the community, while holding that the state should be given a ‘margin of appreciation:’

‘The Court reiterates that the essential object of Article 8 (art. 8) is to protect the individual against arbitrary action by the public authorities. There may in addition be positive obligations inherent in effective “respect” for family life. However, the boundaries between the State’s positive and negative obligations under this provision (art. 8) do not lend themselves to precise definition. The applicable principles are, nonetheless, similar. In both contexts regard must be had to the fair balance that has to be struck between the competing interests of the individual and of the community as a whole; and in both contexts the State enjoys a certain margin of appreciation’ (ibid. [237]).

In practice, already in Abdulaziz Cabales and Balkandali v. U.K. [235], which was discussed by my colleague the vice-president, the European Court of Human Rights held that art. 8 of the Convention does not oblige a state to allow the foreign spouse into its territory:

‘The duty imposed by Article 8 (art. 8) cannot be considered as extending to a general obligation on the part of a Contracting State to respect the choice by married couples of the country of their matrimonial residence and to accept the non-national spouses for settlement in that country’ (Abdulaziz, Cabales and Balkandali v. United Kingdom [235], at p. 28).

In the United States also the desire to bring in the foreign spouse does not have constitutional protection and it is not capable of compelling the state to allow family reunifications (‘… Americans have no constitutional right to compel the admission of their families’ (Fiallo v. Bell [190], at p. 807)). What is more, the court in the United States does not intervene anyway in legislation concerning immigration, as it said in that case:

‘At the outset, it is important to underscore the limited scope of judicial inquiry into immigration legislation. “This Court has repeatedly emphasized that over no conceivable subject is the legislative power of Congress more complete than it is over” the admission of aliens’ (ibid. [190], at p. 792).

As Rubinstein and Orgad have said: ‘There is no express and concrete right in international law that creates a positive obligation for the state to allow immigration into its territory for the purposes of marriage, even in times of peace’ (A. Rubinstein and L. Orgad, ‘Human Rights, Security of the State and the Jewish Majority: the Case of Immigration for the Purposes of Marriage,’ 48 HaPraklit 315 (2006), at p. 340). Rubinstein and Orgad discuss in their article the work of Arturo John, which was devoted to a survey of this issue in international and European law. They pointed out that ‘the author give examples of how any international document that prima facie grants this possibility immediately qualifies it or provides conditions and restrictions that empty it of content. It is the prerogative of states and within the framework of their sovereignty. It is an ideal and humanitarian aspiration more than a legal duty’ (ibid., at p. 340, note 107). With regard to the European directive of 2004, which is mentioned in the opinion of the president, it is stated that it admittedly increased the possibility of immigrating to the European Union for the purposes of marriage, but at the same time it allowed ‘broad discretion for states to determine conditions and restrictions around this possibility’ (ibid., at p. 332). Rubinstein and Orgad also say that ‘the European Court of Human Rights has given its backing over the years to the right of states to restrict immigration as a result of marriage; its case law reflects an approach according to which sovereign states may manage their immigration policy in accordance with their discretion and by determining various restrictions and conditions’ (ibid., at p. 338). And all of this is even in the absence of an armed conflict or national dispute in the background.

In my opinion, there has been no broad recognition in the countries of the democratic world to the effect that the citizen or resident has a right to bring to his place of residence the other spouse. It is possible that this amounts to an aspiration that may be realized in the future.

6.    In Israel too, the scope of the right to realize family life particularly in Israel, in so far as such a right is recognized, involves a question of the scope of the duty imposed on the state (cf. with regard to the ‘right to social insurance’ and the ‘right to health insurance,’ the remarks of my colleague the president in HCJ 494/03 Physicians for Human Rights v. Minister of Finance [165]). In our case, my colleague the president holds that the state has a duty to allow the foreign spouse to enter and live in Israel together with his Israeli spouse. My opinion, like that of the vice-president, is that the proper interpretation of human dignity imposes a more limited duty on the state. I will now turn to this issue.

7.    When an Israeli citizen wants to marry a foreign national and to establish a family unit in Israel the question of immigration necessarily arises, and this includes the question of immigration by virtue of the right to family life. When the spouses do not live in the same country, the question of the scope of the right to family life and questions from the sphere of immigration law are questions that cannot be separated from one another. My colleague the president wrote in the context of immigration law that ‘the Minister of the Interior is the “doorkeeper” of the state’ (HCJ 8093/03 Artmeyer v. Ministry of Interior [166]), and that ‘the state has broad discretion to prevent foreigners from settling in Israel’ (Dimitrov v. Minister of Interior [113], at p. 293).

8.    The interpretation proposed by my colleague the president with regard to the scope of the right to family, an interpretation that recognizes a constitutional right to realize family right in Israel, has far-reaching consequences. The interpretation will necessarily limit the power of the Minister of the Interior to be a ‘doorkeeper.’ How can the Minister of the Interior be a doorkeeper if the ‘keys to the house’ are in the possession of every citizen?

Indeed, my colleague the president examines the right, and correctly so, from the viewpoint of the Israeli citizen and not from the viewpoint of the foreigner. But the scope of the right as determined by my colleague the president, according to which there exists a right, and a corresponding duty of the state, to allow an Israeli to bring his foreign spouse to Israel creates a ‘collision zone’ between the right to family life (according to the president) and the right of the state to determine who will enter it (which is based on a host of cases, as mentioned by my colleague the vice-president in para. 50 of his opinion). Indeed, ‘the right of states to determine selective and restrictive conditions for immigration is regarded as a part of its sovereignty’ (Rubinstein & Orgad, ‘Human Rights, Security of the State and the Jewish Majority: the Case of Immigration for the Purposes of Marriage,’ supra, at p. 330), and it has been held that ‘a person who wishes to enter a sovereign state must overcome one barrier: the absolute discretion of the immigration authorities in each place to approve or not to approve his entry and to determine the length of his stay in the state’ (Pesaro (Goldstein) v. Minister of Interior [130], at p. 678).

9.    Thus we see, from the determination of the scope of the right by the president, that in the ‘collision zone’ the right to realize family life in Israel necessarily prevails, de facto, over the sovereignty of the state. In my opinion, we must refrain from this collision. If we do not ‘stretch’ the interpretation of ‘human dignity’ as aforesaid, and derive from it the scope of the constitutional right to family life, we will indeed be able to avoid this collision. ‘Human dignity as a constitutional right was not intended to make the other constitutional rights redundant. Not every human right, which is recognized in constitutions concerning human rights, is included in human dignity… We should refrain from extending human dignity in such a way that it will reflect Utopia or it will make specific human rights redundant’ (A. Barak, ‘Human Dignity as a Constitutional Right,’ A Selection of Articles (2000) 417, at p. 437). In a similar vein Justice Zamir said:

‘In case-law since the enactment of the Basic Law: Human Dignity and Liberty, various obiter dicta can be found that see many aspects in the Basic Law. This is particularly so with regard to the right to dignity. The same is true of legal literature. Some see in human dignity the principle of equality, some see in it the freedom of speech, and some see in it other basic rights that are not mentioned in the Basic Law. Someone compiling these statements could receive the impression that human dignity is, seemingly, the whole law in a nutshell, and that it is possible to apply to it the saying of the rabbis: “Study it from every aspect, for everything is in it” ’ (Israel Women’s Network v. Government of Israel [66], at p. 536 {468}; emphases supplied).

10. It should be noted that this scrutiny, which I have considered above, considers the question whether there is in Israel a constitutional human right to bring the foreign spouse to Israel, irrespective of security considerations of the existence of an armed conflict with the country of the foreign national. But it is obvious that even when the state has no duty to allow family unifications, it may adopt a policy that allows it. This is how we have acted in Israel, as described in Stamka v. Minister of Interior [24]. However, the question is not how various states act de facto. The question is whether the state has a duty.

(b) The right to equality

11. The key question in this context is whether the right of the Arab-Israeli spouse to equality has been violated?

The right to equality, in several aspects thereof, is a constitutional right that is included in human dignity (Movement for Quality Government in Israel v. Knesset [51]). It can be said that in our case the right to equality is violated prima facie; a Jewish citizen Moses is allowed to bring to Israel his wife who, for example, is a Romanian national (who is not Jewish and has no independent right to immigrate to Israel by virtue of the Law of Return), whereas an Arab citizen Musa is not allowed to bring to Israel his wife who is a resident of the territories under the age of 25. The result is, prima facie, that Moses and Musa are treated differently, and Musa is discriminated against. Notwithstanding, if it was Musa who married the Romanian national and Moses who married the resident of the territories, the positions would be reversed, and Moses would be the one discriminated against. To this my colleague the president responds that in general and subject to (negligible) exceptions it is Arab citizens who marry women from the territories (and Arab women citizens who marry men from the territories), whereas Jewish citizens do not marry women from the territories. Therefore, according to the end result, there is prima facie discrimination between Moses and Musa and a violation of the right to equality. The end result captivates the attention, but in my opinion there is in the final analysis no discrimination, because of the existence of a relevant difference. A distinction based on relevant reasons does not violate human dignity, since such a distinction does not, in itself, constitute discrimination. In this matter I accept the reasoning of my colleague the vice-president. In my opinion too the distinction on which the law is based is the security risk to citizens and residents of the state in giving a status in Israel to the foreign spouse who is a resident of the territories (as apposed to the foreign spouse who is not a resident of the territories), because of the armed conflict between Israel and the Palestinian Authority, and this distinction is a relevant distinction. This was also discussed by Rubinstein and Orgad, who pointed out that in the circumstances before us ‘… the usual rule that is accepted worldwide according to which a state may prohibit the entry of nationals of an enemy state into its territory’ applies. Similarly, it is said there that:

‘Clearly in practice not every citizen of an enemy state wishes to harm the state that he wants to enter, but it is accepted that the citizens of an enemy state, because of their connections with their state, their duty of loyalty to it and their dependence on its government, and well as those of their families, constitute a risk group that no state is liable to allow into its territory at a time of an active armed conflict between the two states. Serious prohibitions and restrictions — including a prohibition against marriage migration and family reunifications — are imposed on the entry of nationals of unfriendly countries even in the absence of war or combat… Admittedly, the Palestinian Authority is not a state… But it should be regarded, at least, as a “quasi-state” in view of its ability to harm the security of Israel and the lives of its residents on a large scale… When a “state on the way” begins an armed conflict, while it is “on the way” to independence and in the middle of negotiations concerning its establishment, with another state, it is treated, for this purpose, as an enemy state; its nationals, for this purpose, are treated as the nationals of an enemy state’ (ibid., at pp. 317-318; emphases supplied).

12. The distinction is therefore a relevant distinction, and therefore the right to equality has not been violated. Likewise, we are not concerned, as alleged, with discrimination on the basis of origin or race. We are dealing with a relevant difference against a background of foreign nationality, within the framework of the struggle against terror (cf. Macabenta v. Minister for Immigration and Multicultural Affairs [214]). The law does not apply to an ethnic-national group but to the residents of the territories, from which hostile acts are being waged against Israel (Rubinstein & Orgad, ibid., at pp. 323-324). It should be noted that the law does not prevent Arabs who are Israeli citizens from having ‘family reunifications’ with persons who are not residents of the territories. As P. Heymann and J. Kayyem say in their book, Protecting Liberty in an Age of Terror (2005):

‘A distinction based on nationality also has some rational justification in terms of combating terrorism. It is not unreasonable to assume, that, with the possession of a passport from a certain country, the passport holder has a loyalty to that particular country. If such a state is a terrorist-supporting state, or at least tolerant of terrorism against the United States, then people holding its passport are more likely to be supporting terrorist groups’ (at p. 102).

And they go on to say:

‘In light of the danger of emigration for terrorist purposes, we would allow consideration of the original nationality where the newly adopted nation is less than vigorous in opposing terrorism’ (at p. 103).

13. Beyond what is required in this matter, it should be noted that a violation of a constitutional right to family life in Israel (assuming that this exists) is not the same as a violation of a constitutional right to equality. If there is a constitutional right to family life in Israel, it can only be violated in accordance with the limitations clause. If, by contrast, the constitutional right to equality is violated, it is possible to remove the violation by comparing the status of the two groups: the group that is being discriminated against as compared with the comparative group (HCJ 4906/98 Free People Society for Freedom of Religion, Conscience, Education and Culture v. Ministry of Housing [167], at pp. 520-522). For our purposes, if the possibility of family reunifications is cancelled for all citizens and residents of Israel, there will be no further basis for the claim of a violation of equality. Therefore, even if we assume that the law contains a violation of the right to equality, the legislature can recreate equality between the groups in this way.

Interim summary

14. The conclusion that arises from all of the aforesaid is that in my opinion the law does not violate constitutional human rights that are enshrined in the Basic Law: Human Dignity and Liberty.

The scrutiny from this point onward will be based on the assumption that a constitutional human right has been violated. Even on this assumption I am of the opinion that in our case the conditions of the limitations clause have been satisfied. I will now turn to consider the second stage of the constitutional scrutiny.

(2) The constitutional scrutiny — second stage: is the violation of the constitutional right lawful (limitations clause)?

15. In the second stage of the constitutional scrutiny, the main dispute between the president and the vice-president concerns the question whether the violation of the constitutional right satisfies the fourth condition of the limitations clause — ‘to an extent that is not excessive’ (‘the condition of proportionality), and the disagreement focuses on the third sub-condition of proportionality (the test of proportionality in the narrow sense). The President (in para. 109) presented the question in dispute as follows: is the additional security (ob'tained by changing over from the individual check to the blanket prohibition) proportionate to the additional violation of the human right (caused by this change)? According to the president, we are speaking of a question of probability. According to him, we must compare the probability of harm to life with the certainty of harm to family life. He determines that the risk arising from being satisfied with the individual check ‘is not so large’ that it can justify the serious and certain violation of the right to realize family life in Israel. Therefore, the law fails this test, and is disproportionate. This determination also is attractive. But in my opinion, in view of the facts before us, there is no real possibility, as opposed to a theoretical one only, of holding an effective individual check. In this regard, I disagree with the quantification of the strength of the security risk proposed by the president, and therefore I do not accept his conclusion, according to which the individual check achieves ‘slightly less security and much more protection to the rights.’

16. In the background we should constantly remember the painful figures presented by the state, according to which residents of the territories who hold Israeli documentation by virtue of marriage were involved in at least twenty-five major attacks and attempted attacks in which at least forty-five Israelis were killed and at least one hundred and twenty-four were injured (as set out in para. 113 of the opinion of the vice-president). It is well-known that ‘in the centre of human dignity lies the sanctity of human life and liberty’ (Movement for Quality Government in Israel v. Knesset [51], at para. 35 of the president’s opinion; see also HCJ 680/88 Schnitzer v. Chief Military Censor [168], at p. 629 {90}; CrimApp 537/95 Ganimat v. State of Israel [169]; M. Landau, ‘Law and Security,’ Landau Book, vol. 1 (A. Barak and E. Mazuz, eds., 1995), 117, at p. 120; H. Cohn, ‘The Values of a Jewish and Democratic State: Studies in the Basic Law: Human Dignity and Liberty,’ HaPraklit Jubilee Book 9 (5754), at p. 25 (A. Gavrieli and M. Deutch eds., 1993)). We should give the sanctity of life substantial weight, as befits the most exalted of rights.

17. At the same time, the weight of the opposite pan of the scales, which carries the ‘additional violation of human dignity’ is reduced, because the violation of the right to family life (in so far as it exists), even if it is ‘certain’ as the president says, does not exist in my opinion in the nucleus of the right to human dignity, and this should be reflected in the weight of this pan of the scales.

18. I am of the opinion that the disagreements between us on the question of whether the conditions of the limitations clause are satisfied or not lie, to a large extent, in different attitudes to the requirement for an individual check of the residents of the territories with whom the citizens or residents of Israel wish to be reunited. Some of us are of the opinion that such a check will be possible if only the financial resources are allocated for it; others (and I am among them) are persuaded that a real individual check is not possible at this time.

19. I will not deny that the difficulty that arises in these petitions, in my opinion also, is the placing of many persons (the residents of the territories of certain ages) under suspicion of supporting (in practice or at least in potential) terror activities against Israel. It is clear to everyone that this suspicion has no basis with regard to the vast majority of the residents of the territories. The approach of the law is not an individualistic one (someone is suspected of being a terrorist) but a collective one (someone is included in a population group from which terrorists or at least potential terrorists come). This approach, even though its arrows are aimed at foreigners and only indirectly at Israeli residents and citizens, does indeed present a difficulty. It would certainly be preferable, if it were only possible, to carry out an individual check, separate foreigners who do create a security risk from foreigners who do not create such a risk, and allow the entry of the latter.

But the respondents explain to us that it is not possible to ascertain, at this time, details concerning residents of the territories with whom Israelis wish to be united. This is because of the security difficulties, the lack of cooperation of the Palestinian Authority in preventing security dangers, the dependence of the Palestinian population on the mechanisms of the Palestinian Authority and restrictions in the intelligence required by the security establishment in order to determine specifically the level of dangerousness presented by each resident of the territories who wishes to enter Israel. We are not speaking here of a problem of financial cost. We are speaking of an operational inability to obtain information. Notwithstanding this difficulty, within the framework of the amendments to the law, the state took upon itself a significant risk with regard to the relatively older ages. Unlike my colleague the president, I do not think that from this we can deduce that an individual check is possible. The conclusion is that with regard to relatively older ages, the level of risk is lower.

20. In principle, I do not dispute the importance of making an individual check, where this is possible (see and cf. Saif v. Government Press Office [86]; an application for a further hearing was denied in HCJFH 4418/04 Government Press Office v. Saif [170]).

I do not dispute the remarks of my colleague the president that ‘a blanket prohibition of a right, which is not based on an individual check, is a measure that raises a suspicion of being disproportionate’ (para. 70 of the president’s opinion). As a rule I accept that a violation of a basic right will be suspected of being disproportionate if it is made on a sweeping basis rather than on the basis of an individual check. Notwithstanding, and I believe that my colleague agrees on this, there may be cases in which there is no alternative measure of an individual check. In our case, the state has shown substantial reasons to explain why if we require an ‘individual check’ to be carried out (in the absence of the possibility of obtaining information) this will lead to undermining the realization of the purpose of the law, which my colleague defined as a purpose ‘to reduce as much as possible the security risk presented by the spouse’ (para. 90 of his opinion). A substantial reason can sometimes make the measure chosen in the law pass the test of proportionality. As my colleague the president said in another case, with regard to determining a maximum age:

‘Indeed, the employer will find it difficult to satisfy the “smallest possible harm test” if he does not have substantial reasons to show why an individual examination will prevent the attainment of the proper purpose that he wishes to achieve’ (Association for Civil Rights in Israel v. Minister of Public Security [94], at p. 367 {11}; also see and cf. Shahin v. IDF Commander in Judaea and Samaria [103], at p. 214).

The substantial reasons in our case are, as aforesaid, that there is no practical possibility of carrying out an effective individual check. Rubinstein and Orgad say that it also is not ‘practical to demand that a state that is involved in an armed conflict should employ measures to collect intelligence in enemy territory (measures that often involve a risk to human life and are an integral part of the conflict itself), in order to deal with administrative applications of residents of those territories who wish to enter the state’ (ibid., at p. 323, note 33).

21. Even my colleague the president does not take the need for security checks lightly. He says (in para. 94 of his opinion) that if it is not possible to carry out the checks in one part of the territories or another ‘the individual check will be postponed until the check becomes possible.’ But the law in any case was enacted as a temporary provision. Indeed, during certain periods while the petitions were pending before us, it appeared that there was a reasonable chance of improving the relations between Israel and the Palestinian Authority. At the time of giving our judgment, this is not the case. It seems to me that the law in its current format as a temporary provision, and the possibility, to which my colleague the president agrees, of postponing the individual decision until the individual check becomes possible (para. 94 of his opinion) achieve, de facto, the same result.

In these circumstances, I agree with the determination of my colleague the vice-president that ‘cancelling the blanket prohibition in the law and replacing it with an arrangement of an individual check is likely to lead to quite a high probability of an increase in terror activities in Israel… In the task of balancing between a reduction of the killing, safeguarding life and guaranteeing the stability of the system of government, as compared with the damage caused to some of the citizens of Israel who wish to live with their foreign family members in Israel — and we should remember that the amendment to the law reduced the scope of the violation significantly — the benefit is, in my opinion, greater than the damage’ (para. 109 of his opinion).

22. At this stage, I feel myself bound to address some of the remarks of my colleague Justice Procaccia.

I accept, as aforesaid, that we should learn from history. In my opinion too, an individual check, when one is possible, is preferable to dealing with generalizations according to which a certain group (residents of the ‘territories’) is likely to produce terrorists or collaborators with terror.

But I am afraid that my colleague Justice Procaccia has gone too far. My colleague in her opinion issues a warning. She recalls the judgment in the case of Korematsu v. United States [185], which is infamous in the history of the American people. My colleague says, admittedly, that ‘the circumstances in that case are completely different from those in our case,’ but she immediately goes on to say that ‘the wind that blows in the background of the constitutional approach that was applied there by the majority opinion is not foreign to the arguments that were heard from the state in the case before us,’ and she warns us that ‘we must take care not to make similar mistakes.’ The outcome implied by these remarks is that in our case we are likely to make a ‘similar’ mistake, i.e., a mistake on the same scale as in Korematsu v. United States [185]. In this respect I think I ought to differ.

 In the case of Korematsu v. United States [185], approximately one hundred and twenty-thousand citizens and residents of the United States, who were of Japanese origin and lived along the Pacific coast (‘the West Coast’) were uprooted from their place of residence and livelihood and were placed in detention camps in the wildernesses of America. Most of them stayed there for more than four years (for a description of the injury to the citizens of the United States of Japanese origin, see A. Gottfeld, ‘The United-States Versus its Citizens of Japanese Origin: the Detention Camps in the United States in the Second World War,’ Introductions to the American Experience (2006) 127, at p. 130); for a description of the historical-legal context in the period of the Second World War, see also E. Gross, ‘Constitution and Emergency: Use of Emergency Powers in American History,’ American Democracy — The Real, the Imaginary and the False (2002, A. Gottfeld, ed.,) 197, at pp. 219-221). The liberty of citizens and residents of the United States of Japanese origin was violated, their dignity was trampled upon and they were robbed of their livelihood. How is it at all possible to compare these injuries to the injury to the Israeli citizen, as such, that at the present time he is not allowed — if his spouse is a resident of the territories between certain ages — ‘family reunification’ in Israel? The cases are light years apart. If we wish to make a comparison, we should ask the following: would Britain, during the Second World War, have allowed the entry of tens of thousands of Germans into Britain for the purpose of marriage with British citizens? Would the United States have allowed the entry of tens of thousands of residents of the Japanese Empire into the United States for the purpose of marriage with citizens of the United States after the attack at Pearl Harbour? Korematsu v. United States [185] considered entirely different questions. Korematsu v. United States [185] made a generalization, and everyone agrees that the treatment of the citizens of the United States of Japanese origin was improper, and that the United States Supreme Court made a mistake in its decision in this regard. But I cannot accept the argument to the effect that every time a generalization is made there must necessarily be a mistake, and not merely any mistake, but a mistake on the scale of the mistake in Korematsu v. United States [185]. Not every generalization is unjustified. This is a matter for judicial discretion.

23. In my opinion, where possible one should avoid generalizations. Indeed, the law implies a generalization that residents of the ‘territories’ of certain ages constitute a risk group and therefore their entry into Israel at this time should be prevented. But, as the state explained in its response, in view of the past, there is today no effective and practical way of isolating the dangerous persons from those who are dangerous by means of an individual check. Therefore, as I have explained, at this time we should not intervene in the generalization that the provisions of the law reflect.

(3) The constitutional scrutiny — third stage: the relief or remedy

24. Since I have reached the conclusion that no constitutional human right has been violated in our case, and even if one had, that violation would satisfy the conditions of the limitations clause, the result is that the law does not suffer from unconstitutionality. There is no basis for moving on to the third stage of constitutional scrutiny, which is the relief or remedy stage. Notwithstanding, I would like to join with the vice-president’s exhortation, in para. 125 of his opinion, that the state should consider, if the validity of the law is extended, adding to the law an exception according to which the Minister of the Interior will be permitted — if he sees a special humanitarian need and if there is no suspicion of a security risk — to consider giving a permit for the entry of a resident of the territories into Israel. I would add that the state should also consider, in my opinion, a significant increase of the age of minors to whom the prohibition in the law will not apply.

Conclusion

25. As stated above, my opinion is that the petitions should be denied.

 

 

Justice Y. Adiel

1.    ‘Voiding primary legislation whose purpose is the defence of national security, in the middle of an armed conflict, is an exceptional act that should be adopted only in exceptional cases requiring this’ (A. Rubinstein and L. Orgad, ‘Human Rights, Security of the State and the Jewish Majority: the Case of Immigration for the Purposes of Marriage,’ 48 HaPraklit 315 (2006), at p. 327, note 43). In the case before us, I am not persuaded that there is a justification for adopting this exceptional step. The following are my reasons.

2.    According to the petitioners, the Citizenship and Entry into Israel Law (Temporary Provision), 5763-2003 (hereafter — the law) violates the constitutional rights to family life and equality.

3.    With regard to the right to family law, in view of the proximity of this right to the nucleus of the right to dignity, its centrality in the realization of the autonomy of the individual to shape his life and the case law of this court which is mentioned in the opinion of the president, I accept that the right of the Israeli spouse to family life in Israel together with his foreign spouse is indeed included within the framework of the right to human dignity within the meaning thereof in the Basic Law: Human Dignity and Liberty (hereafter — the Basic Law). Since the law prevents the realization of this right, it violates the right to dignity under the Basic Law.

4.    On the other hand, I do not think that the law violates the right of the Arab Israeli spouse to equality. Indeed, ‘a violation of the principle of equality… is also discrimination of an Arab because he is an Arab’ (Association for Civil Rights in Israel v. Government of Israel [40], at p. 27). But the refusal to grant a status in Israel to the foreign spouse is not based on the Arab origins of the Israeli spouse (nor on that of the foreign spouse). The logic of this refusal is that the foreign spouse is a resident of a political entity that is in a state of war or quasi-war with Israel, he is a member of a population that is hostile to Israel, and giving a permanent status in Israel to members of that population involves a real security risk to the Israeli public. Against this background, there is a relevant difference (see Israel Women’s Network v. Minister of Labour and Social Affairs [35], at p. 654), which justifies the distinction between Israelis (who are admittedly usually Arabs) that want their spouses who are residents of the territories to be allowed to enter Israel and to be given a status here, and Israelis who do not want this. This was addressed by Rubinstein and Orgad in their aforesaid article:

‘Preventing the entry of nationals of an enemy state or nationals of a hostile state is likely in many cases to harm legitimate and important interests of the citizens of the state that imposes the prohibition — whether we are speaking of the desire to create a bond of marriage and whether we are talking of other personal and economic relationships. This violation is likely to be more serious when it specifically affects certain groups of citizens. In most cases, the hostile state is not merely a national state, but it is often a neighbouring state. For this reason it is not at all uncommon that when a conflict is being waged between the two states. there are in the territory of one or both of them a population of citizens that has an ethno-cultural connection with the other state… In this situation, preventing the entry of nationals of the hostile state naturally injures the members of that group more than other groups. But this fact does not disqualify the prohibition against the entry of enemy nationals — a prohibition whose purpose is to protect the security of all the citizens of the state, whatever their origin — and it cannot be considered to be improper discrimination against the members of that group on account of their origin; this is a necessary and unavoidable consequence of a dispute between two national states and the principle of self-defence’ (ibid., at pp. 325-326).

5.    Notwithstanding the law’s violation of the right of the Israeli spouse to family life in Israel with the spouse who is a resident of the territories, I do not think that this violation is unconstitutional. This is because the law satisfies the conditions of the limitations clause in the Basic Law. In the disagreement that has arisen in this context between the justices of the panel concerning proportionality (in the narrow sense), which concerns the question of whether the contribution of the law in promoting the security purpose underlying it is commensurate with the injury arising from it to the Israeli spouses who wish to establish a family life with their spouses who are residents of the territories, my opinion is like that of Vice-President Emeritus Cheshin.

6.    This position derives from the bloody conflict that has been taking place for several years between Israel and the Palestinian Authority, and the professional assessment of the security forces, against this background, that the permanent entry of residents of the territories into Israel and their free movement inside Israel that is facilitated by the receipt of Israeli documentation may endanger the safety and security of the citizens and residents of the state to a greater degree. This assessment is based, inter alia, on the nature of the conflict that is characterized by the deep involvement of the civilian Palestinian population, the fact that residents of the territories who received a status in Israel are an important component in the terror infrastructure and in the planning and perpetration of attacks, and the fact that these residents have become ‘a preferred population of terror organizations for the perpetration of hostile activity in general, and inside the State of Israel in particular’ (explanatory notes to the draft Citizenship and Entry into Israel Law (Temporary Provision) (Amendment), 5765-2005). This court also held in the past that the terror organizations ‘are supported by part of the civilian population, and by their families and relatives’ (Ajuri v. IDF Commander in West Bank [1], at p. 358 {87}). This assessment is supported by the existence of the de facto involvement of Palestinians that were residents of the territories who received a status in Israel as a result of the family reunification process, and abused this status in order to perpetrate or aid in the perpetration of terror attacks in which dozens of Israelis were killed. This involvement does not necessarily represent the entire risk to public security involved in giving a permanent status in Israel to residents of the territories. As can be seen from the explanatory notes to the draft law, the weight of this involvement may increase in the future as the building of the separation fence progresses. The professional position of the security establishment also holds that a specific check of the risk is not sufficiently effective at this time, and in the circumstances of the case, there exists no alternative that can be considered an effective measure for eliminating the aforesaid danger. These assessments of the security establishment were not disproved by the petitioners, and in accordance with the rules that we have adopted they should be given great weight (see Beit Sourik Village Council v. Government of Israel [2], at pp. 844-845 {301-303}; HCJ 258/79 Amira v. Minister of Defence [171], at pp. 92-93). Moreover, these assessments have been adopted by the legislature.

In this context, great weight should also be attributed to the ‘international norm according to which no state is accustomed to allow into its territory persons who have connections with the side fighting against it in a time of an armed conflict,’ a norm that applies also to immigration for the purposes of marriage (Rubinstein and Orgad, supra, at pp. 316 and 320).

At the same time, we should take into account the fact that we are speaking of a temporary law (Gaza Coast Local Council v. Knesset [6], at p. 553), and the qualifications that were recently added to the law, which have reduced the injury and allowed a status to be given in Israel to population groups who present a smaller security risk.

 In view of all the considerations above, and in view of the degree of caution and self-restraint that the court should adopt when it considers the voidance of primary legislation (see Menahem v. Minister of Transport [11], at p. 263), I am of the opinion that the law satisfies the proportionality test provided in the limitations clause of the Basic Law (with its three subtests), and there are no grounds for declaring it void.

7.    Therefore I agree with the conclusion of the Vice-President Emeritus, Justice M. Cheshin, that the petitions should be denied. I also join in my colleague’s recommendation that the state should consider including in the law an exception that allows, in special humanitarian cases and in the absence of any suspicion of a security risk, giving a status in Israel.

 

 

Justice E. Rivlin

My colleague, President A. Barak, wishes to conclude his opinion with a determination that the Citizenship and Entry into Israel Law (Temporary Provision), 5763-2003 (hereafter — the Citizenship and Entry into Israel Law) is void. There is no need today for this declaration.

‘This law’ — as the Citizenship and Entry into Israel Law states — ‘shall remain valid until the second of Nissan 5766 (31 March 2006)’ (with a fixed extension because of the elections that took place). This sunset provision in the law provides that it will be void when it expires. We have no further need to make an order to this effect. And if I do not end my opinion here, it is for the following two reasons: first, I assume that those who agree with the position of my colleague the president are of the opinion that if we do not do so now, we shall need to consider the constitutionality of the law if and when it is extended. Second, and no less important, I cannot avoid addressing the fundamental positions expressed by my colleague President A. Barak on the one hand, and my colleague Vice-President M. Cheshin on the other. This is because the approach adopted by each of them is different — each in different senses — from my approach.

As I shall clarify below, the first question, the automatic expiry of the law, is not unrelated to the other, the fundamental question of the constitutionality of the law. A consideration of one also has implications for the other.

2.    My colleagues, who saw a need to resort to constitutional judicial scrutiny, were of the opinion, I assume, that ‘what has been is what will be’ (Ecclesiastes 1, 9). There is no assurance of this. Admittedly the law was extended in the past by the Knesset for limited periods, but from time to time important changes were made to it. Moreover the Knesset that enacted the Citizenship and Entry into Israel Law and extended its validity has been dissolved, and a new and different Knesset has replaced it. The government that initiated the law no longer exists and a new government has been formed in its stead. The parties that made up the previous government have changed almost unrecognizably. For all these reasons, constitutional review of the law, in so far as it is prospective, necessarily addresses a law that has not been enacted, a law whose provisions can hardly be predicted today. ‘What has been’ is not (necessarily) ‘what will be’ — if there will be anything at all.

3.    The question of intervention here highlights the issue of judicial authority: judicial authority is limited to the questions in dispute. Indeed the court, when necessary, goes beyond its traditional and natural role of deciding a concrete dispute between litigants, and it is required to address ethical questions that underlie the substantive rule of law and whose implications extend beyond the specific case of those litigants. It is the duty of the court to protect the basic rights of the individual and of the whole public against a violation thereof by the executive and legislative branches. Moreover, constitutional judicial review is an essential tool for ensuring the protection of the substantive rule of law. Democracy is not merely the rule of law in its formal sense. Democracy is also substance. Its values, including dignity, liberty and the other human rights are its soul.

 But even when the judge is required to depart from the nucleus of his authority and to make a contribution to the substantive rule of law, he does not remove his judge’s gown. This gown is not the garb of power. It brings with it an advantage and limitations. Its advantage is that it isolates its wearer from foreign influences and it maintains his independence. But the gown also has a price. Its limitations are limitations that its wearer takes upon himself voluntarily, for his power lies in these too. The judge limits himself with rules. In his decisions he only addresses what the parties brought before him. He restricts himself to concrete questions of real substance on which a decision is essential. He does not give advisory opinions (see Rescue Army v. Municipal Court of Los Angeles [210]) nor does he decide questions that have not yet arisen or questions that are no longer relevant.

The court is required to adhere to these rules especially when it is empowered with the most drastic measure that it possesses, which is reserved for cases where it has no alternative — the measure of declaring a law passed by the legislature to be void. Indeed, in the United States the court has developed a series of rules that help it to refrain from considering constitutional questions that fall within its purview, when there is no need to do this. This was discussed by Justice Brandeis in Ashwander v. Tennessee Valley Authority [211]; see also United Mizrahi Bank Ltd v. Migdal Cooperative Village [7], at pp. 349-350; HCJ 5503/94 Segal v. Knesset Speaker [172], at pp. 548-550; HCJ 3267/97 Rubinstein v. Minister of Defence [173], at p. 524 {194-195}; Ganis v. Ministry of Building and Housing [104]). Only where it is strictly necessary to consider such questions — so the court thought there — should the judge consider them. In the words of President Barak, ‘it is our judicial approach not to decide a question of the validity of a statute unless it is essential for the purpose of deciding the case’ (Israel Investment Managers Association v. Minister of Finance [8]).

4.    The court in Canada, like other common law courts, has formulated rules of standing that must be satisfied prior to its intervention (Canadian Council of Churches v. Canada [217]). These rules are considered there not merely as the floodgates that prevent an inundation of litigation but also as a means of conserving judicial resources and as a framework for limiting judicial intervention. A traditional view of the status of the courts leads the courts in Canada to insist upon the procedural structure that allows only the consideration of concrete constitutional disputes. Notwithstanding, the court in Canada does allow, in certain circumstances, a departure from the rules of standing in cases where significant and critical questions arise (for a comprehensive survey of the rules of standing in Canadian law, see T.A. Cromwell, Locus Standi (Toronto, 1986)).

The rule that does not permit the consideration of ‘theoretical’ questions is also applied in the courts of Canada with exceptions similar to those formulated in the United States. The considerations that the court takes into account, when it decides whether to consider a ‘theoretical’ question, concern the procedural framework in which the proceeding is conducted, the nature of the relationship between the judiciary and the legislature and the question whether it will be possible to consider the question in the future when a concrete question arises (New Brunswick (Minister of Health and Community Services) v. G [218]). The exceptions to this principle are implied by the very logic of the rule. Thus, for example, the likelihood that the improper legislation will have a deleterious effect in the future on the petitioner, or others in the group that he represents, and that this recurrence will adopt a form that prevents judicial review in the future, may justify constitutional review (Note, ‘The Mootness Doctrine in the Supreme Court,’ 88 Harv. L. Rev. 373 (1974-5), at p. 378). A tangible example of this occurred in Roe v. Wade [212], where the court was required to consider the constitutionality of a statute that provided that performing an abortion constitutes a criminal offence. There the nature of the dispute required a decision despite the fact that it had become moot; the length of pregnancy is a factor that may naturally prevent any concrete and practical clarification of a question in dispute, so that there is no alternative to holding an ‘academic’ consideration of the matter after the event. The appeal in that case was originally filed in 1970 and it was only decided in 1973. This is an example of a recurring dispute that cannot be decided in real time.

5.    Some of these ‘filter’ rules have not been adopted in Israeli law; we have relaxed the rules of standing for a litigant in constitutional matters, and the question of ‘justiciability’ has been answered in Israel in our own way. Notwithstanding, we do not usually consider ‘theoretical’ questions that have become moot or that do not yet require a decision. We do not consider these questions before they become relevant or after they have ceased to be so. We consider them at their proper time. A change in circumstances that occurs after the filing of a petition to declare a law void may affect whether we decide to consider the petition. A significant change, and certainly the expiry of the law, after the petition is filed and before the judicial decision, may make the decision redundant.

The rule that the court will not consider a petition if the question it raises has become moot was discussed by President A. Barak in HCJ 1853/02 Navi v. Minister of Energy and National Infrastructures [174]:

‘The basic rule is that in general the court will not consider a petition, even if it was relevant, from the moment that it becomes theoretical (Tzemah v. Minister of Defence [9], at p. 250 {640}. This rule also applies to petitions that raise important and fundamental legal questions. When the late Mr Overkovitz died, this petition became moot. Admittedly we sometimes consider theoretical petitions despite the aforesaid rule. This will occur especially in a case where “from a practical viewpoint the court cannot make a decision… except when it is presented as a general question that is unrelated to a specific case” (ibid., at p. 250 {641}; see also HCJ 73/85 Kach Faction v. Knesset Speaker [175], at pp. 145-146). But the case before us is not of this kind.’

 The rule, and the exceptions thereto, were also discussed by Justice M. Naor with respect to an appeal concerning the interpretation of a law that became theoretical after the appeal was filed. This is what she said in CA 7175/98 National Insurance Institute v. Bar Finance Ltd (in liquidation) [176]:

‘The rule is that the court does not consider matters that have become academic and theoretical. This is the rule in civil matters: CA 506/88 Shefer v. State of Israel [177]. This is also the rule in the High Court of Justice: Kach Faction v. Knesset Speaker [175]; Attorney-General v. National Labour Court [69].

Indeed, there is no rule that does not have an exception. The court may consider a matter that has become theoretical where the issue involved is likely to recur and its nature is such that it becomes theoretical before a judicial decision can be made with regard thereto (an issue that is “capable of repetition, yet evading review,” in the words of Justice McKenna in Southern Pac.Terminal Co. v. Interstate Commerce Commission [213], cited in Roe v. Wade [212] and Shefer v. State of Israel [177]).

A good example of the exception that the appellant mentions in his statement is Tzemah v. Minister of Defence [9], in which the question raised was whether a provision of the Military Jurisdiction Law, which states that a senior officer who is a military policeman may make an order to arrest a soldier for a period that does not exceed 96 hours, was contrary to the Basic Law: Human Dignity and Liberty. In this matter, which was of a recurring nature, it was impossible to make a fundamental decision before the matter became theoretical.’

See also Man, Nature and Law Israel Environmental Protection Society v. Minister of Interior (not yet reported) [178]; the remarks of Justice M. Naor in HCJ 7190/05 Lobel v. Government of Israel [179], with regard to denying a petition that could not be decided because of ‘the absence of a concrete, clear and complete set of facts, which is essential for making a principled judicial decision.’

6.    In our case, the petition concerns a temporary provision whose type and circumstances justify a finding that the petition is both too late and too early. A number of factors make this the case, and together they all lead to the conclusion that there is no reason to make a judicial declaration that the temporary provision is void: the new law has not yet been formulated, if indeed the incoming Knesset chooses to enact such a law, whereas the existing law is about to expire. In this sense, the dispute today is merely speculative and its consideration is ‘theoretical.’ A real dispute should exist at every stage of conducting the judicial review and not only when the petition is filed; the deliberation is fruitful when it takes place too early, before the dispute is not known, or where it has not crystallized. The approach that where there are no special circumstances to justify this, the legislature should not be called to account with regard to a law that is no longer valid, or a law that has not yet come into effect, is based on remedial considerations and the logic of exercising judicial discretion. Admittedly even a temporary provision may justify judicial review, where there are circumstances that justify intervention; but in our case no such circumstances exist (cf. Ressler v. Knesset [128]).

Even if the legislature once again extends the temporary provision for a limited period, we have no reason to assume that the new temporary provision will be identical to the one we are reviewing today. Experience shows that in the past the legislator made a significant change to the provisions of this law. The change was in the clear direction of reducing the restrictions applicable to foreigners who want to become residents of Israel, whether by way of reducing the categories of persons who are not entitled or by adding regulatory provisions that authorize the Minister of the Interior to allow the entry of foreigners who are in the original categories. As we have said, in addition to experience there is also the uncertainty of the future. In this uncertainty (which itself makes our judgment cross over into the territory of an advisory opinion) there is one important certainty: the legislator, whose actions we are trying to predict today, is different from the one whom we are seeking to address today. We are seeking to direct the weapon of judicial review at a concern that arises from past laws and whose nature we can only imagine.

My conclusion is therefore that there is no need to address the question of the constitutionality of the provisions of the law, which are changing and at this time are setting into the murky waters of the future. Indeed, in the circumstances of this case it would be wrong to do so.

The constitutional right

7.    My colleagues saw fit to act differently, and the disagreement between them focuses on the opinion of my colleague President A. Barak, on the one hand, and the opinion of my colleague Vice-President M. Cheshin, on the other. Notwithstanding the different premise, I see no way to exempt myself from addressing the disagreement between them. The opinion of my colleague the president sets out a well-ordered thesis on the subject of constitutional judicial scrutiny. His opinion describes the legal issues precisely and with great clarity, each in its proper place. The opinion of my colleague the vice-president addresses the sensitivities of Israeli society. In his open and fluent manner, he describes the difficulties of our times admirably. He says (in para. 6 of his opinion):

‘…While we write this judgment the citizens of Israel continue to live under the threat of the murderous terror that is directed against them. We already know that we are speaking of one of the most serious onslaughts that we have undergone. Tens of thousands of terror attacks originating in the territories have struck children, the elderly, women and men indiscriminately and mercilessly. The vast majority of these are innocent citizens who are engaged in their normal day-to-day activities… Daily life in the country has been disrupted. Many citizens have become fearful of everyday occurrences, such as travelling on buses, visiting shopping malls, eating out in restaurants’ (ibid.).

He describes the alarming manner in which the ‘Protocols of the Elders of Zion’ have made their way into the Hamas Charter. He speaks of the responsibility that rests with the state to protect the lives of its citizens. Against this background, he seeks to determine the boundaries of the constitutional right to raise a family. In times of war, he says, it is questionable whether the basic right to marriage and family life ‘implies, in itself, a duty imposed on the state to allow the entry into Israel of enemy nationals merely because they married persons who are residents or citizens of Israel. This is an enemy that is sponsoring a prolonged and murderous attack against the state and its residents’ (ibid., at para. 2). Reality, the place and the time also indicate to my colleague the vice-president the nature of the principle of equality: he writes that —

‘… here we will also find the answer to the claim of discrimination, since a distinction made by the law — a distinction that concerns the residents of the territories and not the citizens of the state — is a permitted distinction between the citizens of the state who married foreign citizens that are enemy nationals and citizens of the state who married foreign citizens that are not enemy nationals.’

8.    I too am of the opinion that the constitutional question should not be divorced from the reality that encompasses it. The question should not be posed with regard to a theoretical world on another planet. The constitutional question should be considered here and now, in a pain-stricken state that exists on a burning strip of land. The reality is an overall reality in which it is difficult to make theoretical distinctions, just as there is no basis for making a theoretical and artificial distinction between the interest of the Israeli spouse who wishes to marry and the interest of the foreigner whom he wishes to marry; we should not avert our eyes from seeing who the foreigner is, to which political entity he belongs, who are his elected leaders and what are the circumstances in which his case is being considered. This reality that my colleague the vice-president describes is the true picture. It has an effect on the legal outcome, but my approach with regard to the method of the legal scrutiny is different. I believe that this reality cannot change the definition and scope of the right. It should be taken into account when we consider, within the framework of the constitutional balance, the question of the constitutionality of the restrictions imposed on the basic rights. In this I agree with the position of President A. Barak. One should not extend the operation of the limitations clause by restricting the right itself. The right should be interpreted generously and liberally. Thus, for example, we held that the scope of the freedom of expression also includes obscene and slanderous expressions, so that all forms of expression prima facie enjoy constitutional protection:

‘In examining the right of freedom of expression the point of origin in our legal system is that every expression, whatever its content may be, is “covered” by the constitutional protection’ (per Justice D. Dorner, in HCJ 5432/03 SHIN, Israeli Movement for Equal Representation of Women v. Council for Cable TV and Satellite Broadcasting [180], at p. 81 {35}).

This is also true with regard to the right to family life. The right to realize family life is a basic right. Denying it violates human dignity. Denying it infringes the autonomy of the individual to marry whom he wants and to establish a family; it certainly infringes his liberty. This violation of liberty is no less serious than the violation of human dignity (on the restriction of the right to marry as a violation of liberty, see Justice Warren in the leading case of Loving v. Virginia [188]). It deals a mortal blow to a person’s fundamental ability to dictate his life story. Israeli law recognizes the right of the Israeli citizen to family life. The right to family life also means the right to family life together under one roof. The right to family life is not merely the right of the parents. It is also the right of the child born to those parents. The right to family life is therefore protected in the provisions of the Basic Law as a part of the basic right to liberty and as a part of the basic right to dignity.

The definition of the right to have a family life should not be restricted. Even if we cannot allow its full realization, because of permitted constraints, we should not restrict its recognition. My colleague the vice-president says that the restrictions imposed on the constitutional right here do not concern the ‘nucleus’ of the right and they are located on its periphery. He therefore seeks to define the right under dispute in a more focussed manner. My opinion is different. Even if we are speaking of a ‘peripheral’ aspect of the right, as he assumes, this cannot affect the definition of the right. The premise should be a generous definition. The restriction — which may take into account the location of the case in the periphery or the nucleus of the right — should be considered within the framework of implementing the limitations clause. The balance between rights of the individual and the public interest or between rights inter se should be made within the framework of the limitations cause.

9.    Derogating from the constitutional right to family life has ramifications, in the circumstances of the case and in an indirect manner, on a defined and distinct sector of the population, which is also a minority group. It therefore includes a violation of equality. The right to equality is a part of human dignity. The violation of equality is improper whether it is a collective violation, an individual violation, a violation that diminishes human dignity because of the degradation and humiliation of the injured person or a violation that detracts from the right of every person to enjoy, in an equitable manner, the advantages of persons living in that specific society. ‘This is a violation of the autonomy of the individual will — the freedom of choice and freedom of action of the human being as a free creature’ (President A. Barak, in Movement for Quality Government in Israel v. Knesset [51]). We should also not detract from the right to equality unless the conditions specified in the limitations clause are fulfilled. A democracy is committed to substantive equality between the citizens living in it. This was discussed by President A. Barak in Kadan v. Israel Land Administration [38], at p. 282:

‘The State of Israel is a Jewish state in which there are minorities, including the Arab minority. Each member of the minorities who lives in Israel enjoys absolute equality of rights. Admittedly, a special key to enter the house is given to members of the Jewish people (see the Law of Return) but once a person is inside the house as a lawful citizen, he enjoys equal rights like any of the other people in the house.’

We have held that discriminating against an Israeli Arab merely because he is an Arab violates equality. A discriminatory violation of social equality is a violation of equality. A direct or indirect violation of the right to education which involves manifest or latent discrimination against a certain sector of the population is a violation of the constitutional right to equality (see Supreme Monitoring Committee for Arab Affairs in Israel v. Prime Minister of Israel [41]).

10. The Citizenship and Entry into Israel Law violates the possibility of realizing the constitutional right to family life and the constitutional right to equality. It reduces their scope. Albeit the law does not prevent the Israeli spouse from marrying the spouse from the territories, nor does it prevent the Israeli spouse from realizing his right to have a family life in the territories, or anywhere else outside Israel. But it derogates from the right of the Israeli spouse to realize the family unit in Israel in those cases where the foreign spouse is a resident of the territories and is included in those categories with regard to which the Minister of the Interior has been authorized to prevent their entry from the territories into Israel. The result of this is also a violation of equality, because most of the Israeli spouses who marry residents of the territories are Israeli Arabs. I tend towards the outlook of my colleague the president, that we are not speaking of a distinction which is, prima facie, a permitted distinction. At the same time, I am of the opinion that the law does not intend to discriminate against the Arab citizens of Israel because they are members of that sector of the population. De facto it applies also to Jewish spouses who marry residents of the territories (the number of which, however, is negligible). But this is not enough. The violation of equality is not examined solely in accordance with the purpose of the provision that is alleged to be discriminatory, but also in accordance with the unintended result that derives from it. Consequently, were the law to remain valid we would need to consider the question whether the violation of the constitutional rights in this case satisfies the requirements of the limitations clause.

11. In my opinion, we should also not restrict the defined scope of human rights in times of emergency. We should also not adopt different balancing tests. The Basic Laws do not recognize two sets of laws, one that applies in times of calm and another that applies in times of emergency. Israeli constitutional law has a uniform approach to human dignity and liberty whether in times of calm or in times of danger. We do not interpret the statement of Justice Holmes in Schenck v. United States [184] that ‘when a nation is at war many things that might be said in time of peace are such a hindrance to its effort that their utterance will not be endured so long as men fight and that no Court could regard them as protected by any constitutional right’ (ibid. at p. 52) as a call to depart from the constitutional tests themselves in a time of emergency. This is the case with regard to the freedom of speech and it is also the case with regard to other basic rights. The tests according to which we examine the restrictions on human rights because of various constraints are uniform tests at all times. The test is identical. But it should be remembered that its implementation is affected by reality. This was discussed by my colleague the president in his opinion here:

‘War is like a barrel full of explosives next to a source of fire. In times of war the likelihood that damage will occur to the public interest increases and the strength of the harm to the public interest increases, and so the restriction of the right becomes possible within the framework of existing criteria’ (at para. 20).

I agree, therefore, with the approach of my colleague the president that there is only one track for examining the petitions before us. This track is the path of the basic laws — the rights specified in it and the balancing tests prescribed in it.

The conditions for limiting llso  not interpret  address todayo joined ount the constitutional right

12. There are four conditions stipulated in the limitations clause: the violation of the basic right must be in statute or by virtue of statute; the law must befit the values of the State of Israel; it must be intended for a proper purpose; and it must violate the constitutional right to an extent that is not excessive. The disagreement in this case does not revolve around the question whether the first and second conditions are satisfied. It concerns the question whether the third and fourth conditions are satisfied, i.e., whether the law is intended for a proper purpose and whether it does not violate the constitutional right to an extent that is not excessive. The third condition concerns the purpose and the fourth concerns the proper means of realizing it.

With regard to the third condition, namely the question whether the law is intended for a proper purpose, a difficulty may arise that is inherent in the actual definition of the purpose. The violation of the constitutional right within the framework of a law of the Knesset may be intended to protect another right, and it may be intended to achieve a particular public interest. ‘In principle, a purpose is a proper one if it serves an important social purpose that is sensitive to human rights. Therefore, legislation that is intended to protect human rights is certainly for a proper purpose. Also legislation that is intended to achieve general social purposes, such as a welfare policy or protecting a public interest, is for a proper purpose’ (per Vice-President Barak in United Mizrahi Bank Ltd v. Migdal Cooperative Village [7], at p. 459). The question whether the value competing with the violated right in this case — the value that constitutes the purpose of the law — is a right of the individual or a public interest is a complex question. We shall return to this below.

The purpose of the law in this case, as my colleague the president determines, is a security purpose. It aims to reduce, in so far as possible, the security risk presented by foreign spouses in Israel. What underlies the legislation is the security concern that Palestinian spouses, who have an Israel identity card by virtue of their marriage to Israeli spouses, may be involved in terror activity. The concern is one of an abuse of their status in Israel — a status that allows them free movement between the territories of the Palestinian Authority and Israel.

The law, so my colleague the president determines, is intended to provide security for Israel by means of a reduction, in so far as possible, of the security risk presented by Palestinian spouses who live together with their Israeli spouses. ‘It is intended to protect the lives of everyone present in Israel. It is intended to prevent attacks on human life. These are proper purposes’ (para. 82 of the president’s opinion).

The requirement of proportionality

13. The fourth condition listed in the limitations clause requires the violation of the constitutional right not to be excessive. It is not sufficient that the purpose is a proper one; it is necessary that the measures adopted to realize it will also be proper ones, i.e., proportionate ones. The phrase ‘to an extent that is not excessive’ has been interpreted in Israeli case law, following foreign case law, as referring to three subtests: the suitability test (the rational connection), the necessity test (the least harmful measure) and the test of proportionality in the narrow sense (the proportionate measure test). The first subtest requires the existence of a rational connection between the (proper) purpose and the measure chosen for realizing it. This is a test of common sense and life experience. Among the measures that satisfy the rational connection between the proper purpose and the measure, the measure that is least harmful should be chosen; this is the second subtest. The third subtest is the subtest of the total balance. It examines whether the correlation between the benefit arising from achieving the (proper) purpose and the damage caused (as a result of the violation of the constitutional right), achieves a proper balance between the needs of the public and the harm to the individual.

The third subtest of the requirement of proportionality therefore imposes on the court the task of making a balance, but this balance is not divorced from the test that the court makes within the framework of the first two subtests. Moreover, in many cases, when it has been proved that there is a rational connection between the purpose of the law and the means chosen by it (the first subtest) and when the court has been persuaded that the purpose of the law cannot be achieved, as it is, by adopting less harmful measures (the second subtest) the path to the conclusion that the proper overall balance (the third subtest) is also fulfilled is a short one. This natural path has led several persons to the conclusion that the third subtest is in fact a redundant stage in the constitutional scrutiny, and indeed the positive determination of the first two subtests has led frequently to a quick decision on the question of the third subtest (see, for example, R. v. Keegstra [219]; McKinney v. University of Guelph [220]).

Personally, I do not agree with the approach that the implementation of the third subtest is redundant. It seems to me that one should not reach a sweeping conclusion that when the first two subtests are satisfied, the question whether the condition of proportionality is satisfied will be answered in the affirmative. Admittedly the third subtest should not be divorced from the other two, and the answer given to each one of them inherently has an effect on the others. But one should not belittle the importance of the last subtest, just as there is no basis for exaggerating the importance of each of the subtests on its own. They should be applied while showing sensitivity to the circumstances of each case (see Libman v. Quebec (Attorney-General) [221]). We are not speaking merely of guidelines. The subtests as adopted outline the method of applying judicial scrutiny to the issue of the conditions of proportionality, and in certain senses also to the limits of the court’s power. They allow a uniform and logical examination of the question whether the condition is satisfied.

Therefore the court will refrain from applying the proportionality tests mechanically or literally, when it is considering declaring a law void. This was well expressed by the Supreme Court of Canada when it held that:

‘The impairment must be “minimal,” that is, the law must be carefully tailored so that rights are impaired no more than necessary. The tailoring process seldom admits of perfection and the courts must accord some leeway to the legislator. If the law falls within a range of reasonable alternatives, the courts will not find it overbroad merely because they can conceive of an alternative which might better tailor objective to infringement’ (see RJR–MacDonald Inc. v. Canada (Attorney-General) [1995] 3 S.C.R 199, at p. 342, and also Libman v. Quebec (Attorney-General) [221]).

The tests of proportionality combine to examine the correlation between the expected violation of the protected right, namely the strength of the violation and the likelihood of its occurrence, and the expected benefit inherent in the proper purpose of the law.

14. I agree with my colleague’s determination that with regard to the conditions of proportionality the first two subtests are satisfied. First, this is because there is a rational connection between the purpose of the law and the measures chosen by it. ‘The prohibition against the entry of the foreign spouses into Israel,’ so the president says (in para. 84 of his opinion), ‘eliminates the risk that they present. Someone who is not in Israel cannot bring a terrorist into Israel to carry out his “designs”.’ Even the fact that it was possible to realize the purpose of the law by means of additional measures that were not adopted does not necessarily indicate that the measure chosen is not rational.

With regard to the second subtest, my colleague the president says that a simple overall comparison between the harm caused by the ‘blanket prohibition’ against foreign spouses entering Israel, and the possibility of making an individual check with regard to the security risk presented by each of the spouses who wish to enter Israel will indeed show, necessarily, that the individual check is less harmful. But this is not the relevant comparison. ‘The question,’ the president clarifies, ‘is whether it is possible to achieve the purpose of the law by use of a less harmful measure’ (para. 88 of his opinion). This approach has also been adopted, for example, by the Supreme Court of Canada, which proposed that the harm does not need to be the least harmful possible, but the least harmful in view of the legislative purpose and other interests (see Edwards Books and Art Ltd. v. R. [223]). For the second subtest to be satisfied, it is sufficient for the state to clarify why an alternative measure would not be as effective as the measure in dispute in furthering the legislative purpose. In this respect, my colleague the president rightly says that the individual check does not realize the purpose of the law to the same degree as the blanket prohibition. ‘… in view of the central value of human life that the law wishes to protect, it is clear that the blanket prohibition will always be more effective — from the viewpoint of achieving the goal of reducing the security risk as much as possible — than the individual check’ (para. 89 of his opinion). His conclusion is therefore that, in the circumstances of the case before us, the individual check does not realize the legislative purpose to the same extent as the blanket prohibition, and that there is therefore no obligation, within the framework of the least harmful measure, to stop at this level, and the Israeli legislature was entitled to choose the probation that it chose.

What remains undecided, therefore, within the procedural framework chosen by my colleagues, is the question concerning the third subtest of the conditions of proportionality, the question of proportionality ‘in the narrow sense,’ namely, whether the benefit arising from achieving the proper purpose of the law is proportionate to the damage caused by it. My colleague President A. Barak is of the opinion that the additional security that the ‘blanket prohibition’ provides is disproportionate to the additional harm caused to family life and equality. ‘Admittedly,’ the president says, ‘the blanket prohibition does provide additional security; but it is achieved at too great a price. Admittedly, the chance of increasing security by means of a blanket prohibition is not “slight and theoretical.” Notwithstanding, in comparison to the severe violation of human dignity, it is disproportionate’ (para. 92 of his opinion). I do not agree with this conclusion.

Between an interest and a right

15. The balancing test between the adopted measure and the purpose underlying the law is derived from the question of the definition of the value competing with the violated right: a private right or a public interest. Even prior to the Basic Law, case law created a distinction between a vertical balancing test (between a right and a public interest) and a horizontal balancing test (between rights of equal weight). But this distinction is sometimes problematic. The problem arises from the artificiality that is often inherent in defining the public interest as distinct from the right of the individual. It should always be remembered that the public, which has the interest, is composed of individuals. And when the public interest is divided up into its individual constituents, it reveals an accumulation of rights of the individual. Thus, for example, when we are speaking of public security, which is called a public interest, we are speaking of none other than the right of each member of the public to life and safety. This classification has great significance, since the balancing test depends upon it (and see in this respect also the various positions concerning the classification of rights and conflicting values in HCJ 6126/94 Szenes v. Broadcasting Authority [181] — a public interest or a personal right — and the various balancing tests adopted there accordingly). With regard to the purpose in the law, we are not required in this case to make that distinction, since we have before us a proper purpose, whether the competing value is classified as a general interest of public security or whether it is classified as a personal right to life, and no one disputes this. But this classification may have, in this case, a significance with regard to the balance underlying the requirement of proportionality.

16. In the case before us, the president seeks to describe the protected value as a public interest — public security; my colleague the vice-president sees before him the right to life, which, in itself, is a protected basic right within the framework of the Basic Law: Human Dignity and Liberty. This difference has great importance, as we have said, with regard to choosing the appropriate balancing test, a horizontal balance or a vertical balance. Indeed, the value of public security usually takes on a vague shape, and the tendency is to regard it as an interest of a non-specific public. Frequently the nature of the expected harm to public security is also intangible. The human right to life, however, is a concrete and tangible right. It is almost the ultimate right, the right of specific people — human beings, each of whom is a world in himself — to life. It seeks to protect specific people. As stated above, the distinction between the two — between the interest and the right — is sometimes difficult, and the case before us proves this. Prima facie we have here a value that is an interest, a public interest. But in this case the public image becomes clear and the danger is focused. We do not see before us an intangible public but the plaintive faces of persons who are likely to be harmed in the next act of terror. We see the horrors of the attack in our mind’s eye. This is not the intangible fear for public safety that we have known in previous cases (see, for example, HCJ 73/53 Kol HaAm Co. Ltd v. Minister of Interior [182]; Universal City Studios Inc. v. Film and Play Review Board [105]; HCJ 2481/93 Dayan v. Wilk [183]. Public security is speaking here of the actual right to life, and it is this that the law seeks to protect. The attack that the law seeks to prevent is directed at specific people, individuals, Moslems, Jews, Christians and Buddhists, who live among us. Each and every one of these persons has the right to life. They are not standing before us today in person, since no one knows what the future holds in store for him. But their right is before us. The dividing line between the public interest and the right of the individual loses its strength in this case. With this distinction before us, let us turn to an examination of the overall balance, as the third subtest of the conditions of proportionality instructs us. It seems to me that there will then be no other conclusion possible than that the condition has been satisfied.

The overall balance

17. The side of the benefit in this balance was discussed in the opinion of my colleague the vice-president (at para. 109):

‘… an individual check of the persons included in those population groups who have a proven potential for endangering security and life may reduce the violation of the ability to have a family life in Israel, but it will not properly guarantee public security, and it will disproportionately violate the security of the individual and the public. It is not merely that there is an inherent difficulty in examining ab initio the positions and beliefs of the resident of the territories, to find out whether he supports our enemies or not; we also cannot ignore a real concern, which has been proved in the past, that the terror organizations will recruit the spouse who is a resident of the territories into its ranks only after he has been given a permit that allows him to enter Israel and to move freely in Israel. The investment of greater resources or more concentrated efforts will also not guarantee the security of Israeli residents, and the meaning of this is that cancelling the blanket prohibition in the law and replacing it with an arrangement of an individual check is likely to lead to quite a high probability of an increase in terror activities in Israel; to the killing and wounding of residents of the state; to a real and tangible weakening of the feeling of stability; and as a result of all of these to the undermining of democracy itself. In the task of balancing between a reduction of the killing, safeguarding life and guaranteeing the stability of the system of government, as compared with the damage caused to some of the citizens of Israel who wish to live with their foreign family members in Israel — and we should remember that the amendment to the law reduced the scope of the violation significantly — the benefit is, in my opinion, greater than the damage.’

This is the position with regard to the benefit. With regard to the damage, the legislator has done much to reduce it. First, the restriction imposed in the temporary measure does not apply to marriages with Palestinians who live in countries that have ceased to be enemy states, Egypt and Jordan. It applies to those people who live in the territories that are today under hostile rule. It may become unnecessary if times change. The violation of the right to have a family life, although difficult, is first and foremost limited in time. This is a temporary provision, and it will be examined, if it is re-enacted, each time anew, and in accordance with the circumstances that will prevail at that time. The reconsideration in itself reduces the fear of a continuing disproportionate harm. The temporary measure merely postpones the realization of the right. It does not cancel it. Even my colleague President A. Barak recognizes the possibility that it will be necessary to postpone the realization of the right, if there is a difficulty in carrying out the individual checks. He says:

‘… the security checks must be treated with great seriousness. Therefore if it is not possible to carry them out because of the security position in one part of the territories or another, the individual check will be deferred until the check becomes possible.’

Moreover, in the prevailing reality even my colleague the president recognizes the possibility of formulating presumptions of risk that naturally involve a generalization, including a presumption with regard to the age at which foreigners present a danger. ‘If it is necessary to allow the identification of the foreign spouses in Israel as persons who came from the territories,’ he says, ‘this should be allowed until they reach the age at which the danger presented by them is reduced’ (para. 94 of his opinion). This need also reflects the difficulty inherent in an individual check as a replacement for the measure adopted by the law. This need, to make the individual checks stringent, indicates the difficulty in achieving the purpose underlying the law by a different method. The difficulty is two-fold: the need to discover the character of persons who live outside the jurisdiction of the State of Israel and the need to predict the future with regard to the expected behaviour of foreigners who wish to enter the territory of the state even as we speak. Restricting the right of foreigners who are nationals of an enemy entity to live in Israel together with their spouses, during this war, is a consequence of the fear concerning the intentions of hostile parties to recruit them for terror activities, the fear that within this framework pressure will also be placed on persons who would personally prefer not to be involved in this, and past experience that shows that for the purpose of the struggle against the State of Israel use has been made of civilians.

Moreover, the legislature reduced the blanket prohibition prescribed in the original law. It applies the prohibition to population groups that present a relatively high risk, in accordance with past experience and the professional assessment of the security authorities. It adds to this the possibility of giving permits to stay in Israel to additional groups and also giving a permit to stay in Israel for temporary purposes. The harm to the injured citizens has been reduced, thanks to these amendments, by approximately 30%, as can be seen from the explanatory notes to the draft law. Logic dictates that additional restrictions will be removed in the future so that the number of persons whose right is violated will decrease. In this regard, I add my voice to the remarks of my colleagues, that the law should also include a provision allowing the approval of an entry permit into Israel in specific cases where there are serious humanitarian reasons justifying this. This omission should be amended, if the legislature decides to enact a new provision that restricts the entry of foreigners into Israel in a similar manner. But such a law has not yet come into existence and the current law is already passing away. So here I return to the beginning: ‘this law’ — as the Citizenship and Entry into Israel Law states — ‘shall remain valid until the second of Nissan 5766 (31 March 2006).’ It is a temporary provision, and it is in its final moments. The harm of the provision is vague and this strengthens the conclusion that the overall balance is also unable to serve as a ground for intervention in the temporary provision.

Therefore I join with the position of my colleagues who wish to cancel the order nisi that was made and to deny the petitions.

 

 

Justice E.E. Levy

1.    In this matter, which I believe is one of the most sensitive and complex ever brought before this court, we are charged with the difficult task of finding the proper balancing point between basic rights of the first order and the security needs of the State of Israel. At this time in particular there is no need to expound on the weight of these security needs. As for me, I will not hide the fact that the decision was accompanied by grave doubts, and that I wavered to and fro between the conflicting outlooks of my colleagues President A. Barak and Vice-President Emeritus M. Cheshin. In the end, I came to the opinion that the point of balance lies in the determination that the Citizenship and Entry into Israel Law (Temporary Provision), 5763-2003, requires careful examination, and within this framework there is no alternative to making changes to it that will reduce the damage it causes. However, since the formulation of a proper draft law must be done intelligently and on the basis of complex teamwork, and since on the other hand there is a concern that there will be those who will seek to abuse the position in order to harm the security of the residents of the state, my position is that, until the work of legislation has been completed, because of the fear of a normative lacuna, the law and the arrangements that exist by virtue thereof should be left as they stand.

2.    For more than half a decade the citizens and residents of Israel have been subject to a barrage of terror that is unprecedented in its intensity and the price it has extracted in blood. It is one of the most difficult periods that have befallen the state since it was established. The attacks make it difficult for the residents of the state to conduct their lives calmly and with security. It is this right to life and security, which every citizen or resident of any state around the world seeks for himself, that terrorism, with a cruelty that knows no equal, seeks to deny the residents of the State of Israel. I think that there is no clearer illustration that this danger still lies in wait for us, with ever-increasing intensity, than the tendencies to extremism in some parts of the Moslem world that threaten to become greater and stronger, and especially the deliberate choice of Palestinian society to place the reins of government in the hands of the Hamas movement, one of the leaders of the murderous terror against Israel.

3.    It is not for nothing therefore that the serious events that we have witnessed since September 2000 have become a turning point. Just as their intensity was completely different from the patterns of terror known in previous decades, so too did it become clear that the measures and defences used to frustrate terror adopted until then were insufficient. A redeployment and the implementation of more drastic defensive measures, which hitherto there had been no need to adopt, became necessary. These include legal arrangements that were capable of providing a normative basis for the war against terror. Thus, inter alia, the right of Israel to protect itself by means of a separation fence was recognized in principle (Beit Sourik Village Council v. Government of Israel [2]); it has been held that the military commander in the territories may order the place of residence of a person to be assigned for reasons of the security of the territories (Ajuri v. IDF Commander in West Bank [1]); the ability to impose severe restrictions on detainees in times of war (Marab v. IDF Commander in Judaea and Samaria [3]); and so on.

At the same time it became clear that the arrangements, by virtue of which it was possible for residents of the territories to acquire a status in Israel, could no longer stand in view of the drastic change in circumstances. I am speaking of the concern that by allowing the process of ‘family reunifications’ in the format that preceded the government decision of May 2002, there was a security breach that might play into the hands of the terror organizations. These, of course, rest neither night nor day in their attempts to find weaknesses in the defences of the State of Israel. Regrettably, from time to time they even succeed in doing so, and the suicide attacks that have plagued us only recently are sufficient to remind those persons, who wish to make light of the efforts of the security forces to prevent them, of how terrible and murderous are the consequences of a security breach of this kind.

4.    My colleague Vice-President Cheshin is therefore right in explaining that especially at this time the weight of the public interest, which seeks to reduce the security danger and ensure protection for the lives and safety of the public, is very great. The Knesset and the government rightly sought, each with the means at its disposal, to realize this interest by means of an arrangement that would reduce the existing risk. And even if, as my colleague the president says, the existence of this risk does not reduce the weight of the basic rights of the individual, which are violated by the arrangements adopted, in my opinion the security risk is most certainly capable of influencing the scope of the protection given to these rights and the location of the balancing point between them and the competing values.

5.    With regard to the nature of the arrangement under discussion in this case, I think that no one questions that the Knesset has the power to make legislative arrangements with respect to the immigration of persons who are not Israeli residents into its territory. This power is one of the cornerstones of every state, and my colleagues the president and the vice-president both discussed this extensively in their opinions. By means of arrangements of this kind, the state expresses its sovereign power of determining who may enter it, and naturally this involves making decisions concerning the composition of the population, the burden that the state is prepared to take on itself in absorbing new residents, the degree of benefit that this provides to the existing residents, and so on. And if this is the case in times of peace, it is certainly the case in times of war.

6.    Indeed, the public interest has a central place in shaping legislation that regulates the issue of immigration. However, and this is the second principle on which my position is based, I believe that there is no subject that is regulated in legislation that is exempt from satisfying the normative balance test against competing rights and values. From the moment that these acquired constitutional status, the scrutiny is a constitutional scrutiny, and when the court is required to carry out this scrutiny, it can only avail itself for this purpose of the tools of constitutional scrutiny prescribed in the Basic Laws and developed in the case law of this court for almost a decade and a half. This is self-evident, since as long as the Knesset as the legislature wishes to determine arrangements in statute — as opposed to Basic Legislation — it is subject to those principles that it established for itself when it sat as a constitutive authority.

Thus, no matter how important they may be, the immigration laws are not immune to constitutional review. Therefore, and notwithstanding the natural and understandable concern that the public interest of protecting the security of the state and its residents may be harmed, we cannot regard the executive power to determine immigration arrangements as an absolute authority that cannot be challenged. Like any authority, the exercising of this one is also subject to the rules and principles of constitutional scrutiny, and the first stage of this addresses the question whether basic rights of the individual have been violated by it.

7.    Two constitutional rights of the Israeli spouse who wishes to be reunited here with his Palestinian spouse are violated by the legislative arrangement that is the subject of the petitions before us, and both of them are derived from the right to human dignity, which is enshrined in the Basic Law: Human Dignity and Liberty. One is the right of a person to family life, which incorporates two secondary rights, without which it would appear they are meaningless — the basic right of a person to marry whom he chooses, as he sees fit and in accordance with his outlook on life, and the right that he and the members of this family will be allowed to live together also from the viewpoint of the geographic location of the family unit, which they have chosen for themselves.

The second right that is clearly violated by the Citizenship and Entry into Israel Law (Temporary Provision) is the human right to equal treatment. Prima facie, the prohibition in the law does not distinguish between Arab residents of Israel and Jewish residents. But it is clear to everyone that from an ethnic and cultural point of view, it is only for the Arab citizens of Israel that Palestinian residents of the territories constitute a natural group for finding a partner for marriage. This is a relevant difference that makes the legislative arrangement, which ignores this, deficient. Notwithstanding, I will emphasize once again what we have emphasized time after time in the case law of this court, and that is that constitutional rights do not stand alone, and therefore they are not absolute. On the other pan of the scales there are public interests which, in our case, as I have already said, are unparalleled in their importance. In making the balance we use, as aforesaid, the tools of constitutional scrutiny that are familiar to us, namely the conditions of the ‘limitations clause’ in the Basic Law: Human Dignity and Liberty, and especially the question of the purpose of the harmful measures and the extent of the harm.

8.    With regard to the purpose, as aforesaid, in the arrangement that is contained in the Citizenship and Entry into Israel Law, the legislature sought to provide a solution to the security risk presented by the spouse who is a resident of the territories, who wishes to make Israel the centre of his life. Notwithstanding, the language of the law shows that its purpose was not intended to provide a solution to every security risk that may arise from the entry of Palestinians into the State of Israel. This can be seen from the concessions, which are specific in their nature, that allow Palestinian residents of the territories to stay in Israel if they are spouses who satisfy the age requirements (s. 3 of the law), minors who are in the custody of a parent (s. 3A), and persons who are permitted to receive medical treatment in Israel or to work here (s. 3B). I believe that the rationale that underlies these concessions — that it is possible to neutralize the security danger that may arise from the persons falling into the concession categories — should cast light also on the cases of the other persons wishing to enter Israel in order to be reunited with their spouses.

9.    We therefore find ourselves, and in this I am in agreement with the opinion of my colleague the president, in the last stage of the constitutional scrutiny, which is the stage of considering the question of proportionality. I agree with my colleague the president that in its present form the law is problematic, since I fear that it harms not only the spouses who wish to be married, but also the democratic character of the State of Israel and the delicate fabric of relations with a significant sector of the public that lives in it. Notwithstanding, I think that the centre of gravity lies particularly in the second test of proportionality, namely the existence of a less harmful measure that is still capable of fulfilling the purpose underlying the Citizenship and Entry into Israel Law, which is, as I have said, reducing the danger that the normative arrangement will be abused to harm the security of the state.

The premise for my position, which seeks to discover less harmful measures than the one adopted by the Citizenship and Entry into Israel Law, is based on the assumption that in the final analysis there will be no alternative to replacing the blanket prohibition in the law with an arrangement based on an individual check of the person wishing to be reunited with his spouse. Naturally this arrangement must adapt itself to the security reality to the extent that this may change, and at this time I am of the opinion that the state ought to adopt measures of the kind that I will list below or ones like it, all of which at the discretion of the legislature:

a.     At this time, in so far as concerns the residents of the Palestinian Authority, whose ‘hostility’ does not require proof, they shall be subject to a ‘presumption of dangerousness,’ which the person seeking to immigrate will be required to rebut. For this purpose, the respondents may make the consideration of the case of the Palestinian spouse conditional upon presenting various items of documentation, from which it will be possible to discover his family and social ties, and whether he presents a danger in the present or the future. It is clear to me that an examination of the dangerousness of the candidate is difficult even in times of calm, and even more so in times of a security deterioration, and therefore this check may take time, and sometimes it is possible that it will not be possible to complete it, such as when the security establishment does not receive cooperation from its counterparts in the Palestinian Authority, and there is a difficulty in obtaining the information.

b.     It is a common phenomenon that a Palestinian who wishes to be united with his Israeli spouse first moves his place of residence to Israel, and thereby he presents the authorities with a fait accompli. Moreover, since the examination of applications for family reunification continues for a long time, sometimes also as a result of omissions on the part of the applicants themselves, the spouses become settled, acquire property, enter the work force and their children become a part of the local education system. This, in my opinion, is a situation that is unacceptable, since it involves offences against the Entry into Israel Law, and it is a basic principle that a person who wishes to immigrate to a foreign country must, first and foremost, obey its laws.

This leads to my conclusion that a consideration of an application of a Palestinian who wishes to be united with his Israeli spouse should be subject to the condition that as long as no decision has been made, he undertakes not to enter Israel. Conversely, entering and/or staying in Israel unlawfully should constitute sufficient grounds for denying the application for reunification.

c.     I further think that it would be correct to require every Palestinian who wishes to be united with his spouse in Israel to declare his loyalty to the State of Israel and its laws, and to give up his loyalty to any other state or entity.

As stated, these are merely examples of measures that could be adopted in order to ensure that the individual check does not become a source of security danger, and I am convinced that creative thinking by all the parties concerned may find additional measures that will achieve the same goal. However, to do all this requires time, and I am of the opinion that stipulating a framework according to which the respondents will be required to provide an improved arrangement within nine months is reasonable. Until such an arrangement is presented, because of the urgent security requirements, and the fear that a void may be created in the law, my opinion is that the current arrangement should be allowed to stand, in so far as the Knesset decides to extend its validity. It is also self-evident that the state should consider including transition provisions within the framework of the amended arrangement, in so far as these are relevant.

10. Before concluding my remarks, I would like to add that I can only express regret at the fact that the terror organizations, who do not stop at anything in order to achieve their purpose, do not even hesitate, as has been proved in the past, to abuse the genuine desire of Arabs on both sides of the border to be united in the covenant of marriage. It would appear that just as those persons do not recoil from spilling the blood of men, women and children whose only ‘sin’ is that they are Jewish (and we should remember that non-Jews have also been hurt), it is doubtful if they give any weight to the fact that by their actions they cause great damage also to the interests of members of their own people.

11. In conclusion, I propose to my colleagues that, subject to the aforesaid, we dismiss the petitions in so far as they concern making an absolute order at this time that declares the Citizenship and Entry into Israel Law to be void because it is unconstitutional. Notwithstanding, I should point out that if the respondents do not see fit to carry out what they have been asked to do, I doubt whether the law will continue to be capable of satisfying judicial scrutiny in the future.

 

 

Petition denied, by majority opinion (Vice-President Cheshin and Justices Rivlin, Levy, Grunis, Naor and Adiel), President Barak and Justices Beinisch, Procaccia, Joubran and Hayut dissenting.

16 Iyyar 5766.

14 May 2006.

 

Adalah Legal Center for Arab Minority Rights in Israel v. Attorney General

Case/docket number: 
HCJ 3292/07
Date Decided: 
Thursday, December 8, 2011
Decision Type: 
Original
Abstract: 

Facts:  In 2004, following a series of murderous terrorist attacks on Israeli civilians in 2004, as well as continual rocket launches against Israeli civilian targets, the Israel Defense Forces conducted two military campaigns in the Gaza Strip – Operation Rainbow (May, 2004) and Operation Days of Repentance (September-October, 2004). More than a year after the end of the second campaign, Adalah – Legal Center for Arab Minority Rights (petitioner 1) requested of the Attorney General and the Military Advocate General (respondents 1 and 2) that  criminal investigations be opened in the matter of Operation Rainbow, due to the civilian casualties and the destruction of homes that had occurred in the course of its conduct. The request was denied by the Military Advocate General. The request was repeated and again denied; the third request, in January 2007 – more than two years after the end of hostilities –  included a demand to open a criminal investigation in the matter of Operation Days of Repentance as well. The petitioners claimed, based primarily on newspaper reports surveying the situation in the Gaza Strip after the operations, as well as on reports by international organizations and statements by international bodies criticizing the Israeli actions, that the extensive damage necessarily indicated criminal violations of human rights such as the rights to life and bodily integrity, as  well as violations of International law relating to treatment and protection of civilians and civilian structures in times of war. The Military Advocate General again declined to open criminal investigations, and in April, 2007, this petition was filed, asking that the Attorney General and Military Advocate General show cause why a criminal investigation should not be opened for the purpose of prosecuting those responsible for the civilian casualties and damage that resulted from the operations.

 

Held: The generality of the petition, in that it did not specify individual cases in which criminal offenses were allegedly committed, but rather referred to the damage, per se, to civilians and civilian objectives in the course of the two operations,  was to its detriment: the High Court of Justice ruled in the past that it cannot adjudicate a petition tainted by generality in the definition of the dispute, in the factual basis that it lays and in the requested relief. No proof was offered here of invalid, unlawful motives for launching the operations – on the contrary, the respondents argued for a right of self-defense and that it was their duty to defend the citizens of Israel. The determination that there was a security need put the actions in the realm of security policy, within the clear discretion of the security authorities and not justiciable by the High Court. 

 

A demand to conduct a criminal investigation must be supported by a suitable prima facie foundation, answering to the provisions of the domestic penal laws. In cases in which the laws of war have been violated, charges will be filed pursuant to Israeli domestic law for the appropriate criminal offense, the principles of which, as a rule, parallel the principles of international criminal law. The opening of a criminal investigation is not an automatic process in every case in which there is a grave outcome, such as the deaths of civilians and wide-spread destruction of houses. It must arise from a real suspicion that criminal violations were, indeed, committed. An investigation of that type must be conducted when a prima facie suspicion arises of conduct that deviates from Israeli law or of serious violations of international law that amount to criminal offenses under the domestic penal laws. In view of the absence of such a suspicion and of the required evidentiary foundation, the criminal law is not the appropriate tool for investigating issues such as the subject of the petition.  Other means of investigation and review may exist, such as commissions of inquiry; as a rule, the discretion granted to the investigative and prosecutorial bodies with regard to the establishment of a commission of examination or inquiry in general, and with regard to the selection of a particular type of examination mechanism in particular, is extremely broad, and judicial review of a decision of that type is limited and restricted to an examination of the feasibility of the choice.

 

The “principle of distinction”, which imposes on the fighting army an obligation to refrain from intentionally harming the civilian population, is a basic principle of the laws of war that govern armed conflicts between Israeli security forces and the terrorist organizations that control the Gaza Strip. However, the laws of war also recognize the existence of “collateral damage” – damage caused to civilians indirectly, as a result of an attack aimed at the military targets of the enemy – and such damage does not constitute a violation of the laws of war, even if it is foreseeable, provided that it meets the requirements of the law, among which are the proportionality of the anticipated harm that would be caused to the civilians vis-à-vis the benefit anticipated from the military action, and refraining from deliberate attacks on civilians. Therefore, the fact that citizens were harmed is not sufficient to establish a real suspicion that criminal offenses were committed in violation of the laws of war.

 

Regarding one particular incident described in the petition, in which civilians were killed as a result of artillery fire at an abandoned house towards which a procession of Palestinian civilians was moving, the Court did not find cause to intervene in the conclusion of the MAG, affirmed by the Attorney General, that the erroneous decision of the squadron commander was not unreasonable to the point of justifying the conduct of criminal proceedings against him.

 

The extensive delay in filing the petition also militated against granting the sought relief: here, not only did the delay imply a waiver of the right to apply to the courts (subjective delay), but changes had occurred in the actual situation on the ground, making it difficult to establish what actually happened (objective delay).  Even though the Court accepted that as a rule, the claim of delay should not be allowed when the rule of law and the violation of human rights is at stake,  nevertheless it held that in the present case, the delay actually negated the ability to address the petition, and there was no longer any point to it.

 

In short, the sweeping petition and the serious claims made therein did not lay a proper factual or legal foundation for a practical and concrete deliberation. The petition mixed legal claims and claims that belong in the arena of public discourse, and not in a legal proceeding. The petition was denied.

Voting Justices: 
Primary Author
majority opinion
majority opinion
majority opinion
Full text of the opinion: 

 HCJ 3292/07

 

1. Adalah – Legal Center for Arab Minority Rights

2. The Palestinian Center for Human Rights – Gaza

3. Al-Hak

v.

1. Attorney General

2. Military Advocate General

3. Shmuel Zakai

4. Dan Harel

5. Moshe Ya’alon

6. Shaul Mofaz

7. Israel Defense Forces

8. Government of Israel

 

The Supreme Court sitting as the High Court of Justice

[May 6, 2009]

Before President D. Beinisch, Justices E. Rubinstein, H. Melcer

 

 

Israeli legislation cited:

Commissions of Inquiry Law, 5729-1968, s. 1, 28

Military Jurisdiction Law, 5715-1955,  s. 537

Penal Law, 5737-1977.

 

Foreign legislation cited:

Geneva Convention Relative to the Protection of Civilian Persons in Time of War, 1949, & § 146.

 

Israeli Supreme Court cases cited:

[1]        HCJ 4694/04 Abu Atara v. Commander of IDF Forces in the Gaza Strip [unreported, May 18, 2004].

[2]        HCJ 4969/04 Adalah v. GOC Southern Command [unreported, July 13, 2005].

[3]        HCJ 7178/08 Forum of the Heads of the Druse and Circassian Councils in Israel et al. v. Government of Israel (not yet reported, November 18, 2009).

[4]        HCJ 6001/97 Amitay – Citizens for Good Governance and Integrity v. Prime Minister (October 22, 1997) [unreported, Oct. 22, 1997].

[5]        HCJ 7232/01 Yusuf v. State of Israel  [2003] IsrSC 57(5) 561.

[6]        HCJ 2624/97 Adv. Yedid Ronel v. Government of Israel  [1997] IsrSC 51(3) 71.

[7]        HCJ 6728/06 Ometz Association (Citizens for Good Governance and Social Justice) v. Prime Minister of Israel [unreported, Nov. 30, 2006].

[8]        HCJ 7195/08 Abu Rahma v. Military Advocate General (not yet reported, July 1, 2009).

[9]        HCJ 9594/03 Betzelem v. Military Advocate General (not yet reported, August 21, 2011).

[10]      HCJ 425/89 Zufan v. Military Advocate General  [1989] IsrSC 43(4) 718.

[11]      HCJ 4550/94 Isha v. Attorney General [199 5] IsrSC 49(5) 859.

[12]      HCJ 7053/96 Amcor Ltd. v. Minister of the Interior  [1999] IsrSC 53(1) 193.

[13]      HCJ 170/87 Asulin v. Mayor of Kiryat Gat [1988] IsrSC 42(1) 678.

[14]      HCJ 8517/07 Bassam Aramin v. Attorney General (not yet reported, July 10, 2011).

[15]      HCJ 1901/94 MK Uzi Landau v. Jerusalem Municipality [1994] IsrSC  48(4) 403.

[16]      AdminAppA 7142/01 Haifa Local Planning and Building Committee v. Society for the Protection of Nature [2002] IsrSC 56(3) 673.

[17]      HCJ 769/02 Public Committee Against Torture v. Government of Israel [unreported].

 

 

For the petitioners — H. Jabarin, O. Cohen

For respondents — A. Helman

 

Petition to the Supreme Court sitting as the High Court of Justice for an Order Nisi and an Interim Order

 

Facts:  In 2004, following a series of murderous terrorist attacks on Israeli civilians in 2004, as well as continual rocket launches against Israeli civilian targets, the Israel Defense Forces conducted two military campaigns in the Gaza Strip – Operation Rainbow (May, 2004) and Operation Days of Repentance (September-October, 2004). More than a year after the end of the second campaign, Adalah – Legal Center for Arab Minority Rights (petitioner 1) requested of the Attorney General and the Military Advocate General (respondents 1 and 2) that  criminal investigations be opened in the matter of Operation Rainbow, due to the civilian casualties and the destruction of homes that had occurred in the course of its conduct. The request was denied by the Military Advocate General. The request was repeated and again denied; the third request, in January 2007 – more than two years after the end of hostilities –  included a demand to open a criminal investigation in the matter of Operation Days of Repentance as well. The petitioners claimed, based primarily on newspaper reports surveying the situation in the Gaza Strip after the operations, as well as on reports by international organizations and statements by international bodies criticizing the Israeli actions, that the extensive damage necessarily indicated criminal violations of human rights such as the rights to life and bodily integrity, as  well as violations of International law relating to treatment and protection of civilians and civilian structures in times of war. The Military Advocate General again declined to open criminal investigations, and in April, 2007, this petition was filed, asking that the Attorney General and Military Advocate General show cause why a criminal investigation should not be opened for the purpose of prosecuting those responsible for the civilian casualties and damage that resulted from the operations.

Held: The generality of the petition, in that it did not specify individual cases in which criminal offenses were allegedly committed, but rather referred to the damage, per se, to civilians and civilian objectives in the course of the two operations,  was to its detriment: the High Court of Justice ruled in the past that it cannot adjudicate a petition tainted by generality in the definition of the dispute, in the factual basis that it lays and in the requested relief. No proof was offered here of invalid, unlawful motives for launching the operations – on the contrary, the respondents argued for a right of self-defense and that it was their duty to defend the citizens of Israel. The determination that there was a security need put the actions in the realm of security policy, within the clear discretion of the security authorities and not justiciable by the High Court. 

A demand to conduct a criminal investigation must be supported by a suitable prima facie foundation, answering to the provisions of the domestic penal laws. In cases in which the laws of war have been violated, charges will be filed pursuant to Israeli domestic law for the appropriate criminal offense, the principles of which, as a rule, parallel the principles of international criminal law. The opening of a criminal investigation is not an automatic process in every case in which there is a grave outcome, such as the deaths of civilians and wide-spread destruction of houses. It must arise from a real suspicion that criminal violations were, indeed, committed. An investigation of that type must be conducted when a prima facie suspicion arises of conduct that deviates from Israeli law or of serious violations of international law that amount to criminal offenses under the domestic penal laws. In view of the absence of such a suspicion and of the required evidentiary foundation, the criminal law is not the appropriate tool for investigating issues such as the subject of the petition.  Other means of investigation and review may exist, such as commissions of inquiry; as a rule, the discretion granted to the investigative and prosecutorial bodies with regard to the establishment of a commission of examination or inquiry in general, and with regard to the selection of a particular type of examination mechanism in particular, is extremely broad, and judicial review of a decision of that type is limited and restricted to an examination of the feasibility of the choice.

The “principle of distinction”, which imposes on the fighting army an obligation to refrain from intentionally harming the civilian population, is a basic principle of the laws of war that govern armed conflicts between Israeli security forces and the terrorist organizations that control the Gaza Strip. However, the laws of war also recognize the existence of “collateral damage” – damage caused to civilians indirectly, as a result of an attack aimed at the military targets of the enemy – and such damage does not constitute a violation of the laws of war, even if it is foreseeable, provided that it meets the requirements of the law, among which are the proportionality of the anticipated harm that would be caused to the civilians vis-à-vis the benefit anticipated from the military action, and refraining from deliberate attacks on civilians. Therefore, the fact that citizens were harmed is not sufficient to establish a real suspicion that criminal offenses were committed in violation of the laws of war.

Regarding one particular incident described in the petition, in which civilians were killed as a result of artillery fire at an abandoned house towards which a procession of Palestinian civilians was moving, the Court did not find cause to intervene in the conclusion of the MAG, affirmed by the Attorney General, that the erroneous decision of the squadron commander was not unreasonable to the point of justifying the conduct of criminal proceedings against him.

The extensive delay in filing the petition also militated against granting the sought relief: here, not only did the delay imply a waiver of the right to apply to the courts (subjective delay), but changes had occurred in the actual situation on the ground, making it difficult to establish what actually happened (objective delay).  Even though the Court accepted that as a rule, the claim of delay should not be allowed when the rule of law and the violation of human rights is at stake,  nevertheless it held that in the present case, the delay actually negated the ability to address the petition, and there was no longer any point to it.

In short, the sweeping petition and the serious claims made therein did not lay a proper factual or legal foundation for a practical and concrete deliberation. The petition mixed legal claims and claims that belong in the arena of public discourse, and not in a legal proceeding. The petition was denied.

 

JUDGMENT

 

 

President D. Beinisch

The subject of this petition is the decision of the Military Advocate General (hereinafter: MAG), which was approved by the Attorney General, to refrain from opening a criminal investigation following the injury to civilians and destruction of homes in the Gaza Strip that occurred in the course of Operation Rainbow, from May 18-24, 2004, and in the course of Operation Days of Repentance, from September 28, 2004 to October 16, 2004.

Factual Background and Course of Events in the Petition

1.    The background to the petition before us, which was filed on April 15, 2007, lies in a period of time in which a difficult security situation pertained and the activities of the Palestinian terrorist organizations were at their peak. The military operations that are the subject of the petition were preceded by a series of murderous events that occurred in the area of the Gaza Strip in May 2004. On May 2, 2004, Tali Hatuel, who was in the late stages of pregnancy, and her four daughters were murdered by a gunfire attack on their car while they were driving on the Kisufim Road. On May 11, 2004, an Israel Defense Forces armored personnel carrier was hit by an RPG rocket, and six soldiers riding in it were killed. On May 12, 2004, another five soldiers were killed, also as a result of an RPG fired at the armored personnel carrier in which they rode. Two days later, on May 14, 2004, another two soldiers were killed in the same area as they were engaged in an operation to locate the body parts of those soldiers who had been killed previously. These heavy losses were apparently caused by weapons that were suspected of having been smuggled into the Gaza Strip through underground tunnels that had been dug beneath the Philadelphia Corridor. Against that backdrop, a decision was made to launch Operation Rainbow, in which a division was sent into the southwestern neighborhoods of Rafiah for the purpose of preventing the transfer of weapons, finding wanted persons and tunnels, and preventing repetition of the sniper fire aimed at forces moving along the Philadelphia Corridor. As the State explained, during the military campaign IDF forces encountered strong opposition from terrorists operating out of residential buildings throughout Rafiah. 

 In addition to the incidents that took place along the Philadelphia Corridor, over the course of 2004 there was a significant increase in the number of Kassam rockets that were fired from the northern Gaza Strip into Israeli territory. In June 2004, a man and a four-year-old child were killed by a Kassam rocket that landed near a kindergarten in Sederot, and in September, two other toddlers were killed as a result of the direct hit of a Kassam rocket on a residential building in Sederot. That month, 46 Kassam rockets were fired at Israel. The Government stated that on that basis, it had become necessary to conduct a preventive operation in the area of the Kassam rocket launches in the northern Gaza Strip. Operation Days of Repentance, which was conducted in the northern Gaza Strip from September 28, 2004 until October 16, 2004, was designed to reduce the scope of Kassam rocket launches at Israeli towns and to strike at the terrorist organizations behind that activity. 

2. Subsequent to those operations, in July 2005 the Israeli Government implemented the disengagement plans from the Gaza Strip, the military administration of that region ended, and the Hamas organization seized power in the Gaza Strip. In November 2005, petitioner 1 (hereinafter: the petitioner) requested that respondents 1 and 2 order that a criminal investigation be opened in the matter of Operation Rainbow. About a month later, the MAG informed the petitioner that its request had been denied. In May 2006, following another request by the petitioner, the MAG again informed the petitioner of his decision not to open a criminal investigation regarding Operation Rainbow. On January 16, 2007, the petitioner applied for the third time to the MAG, and that time the application also included a demand to open a criminal investigation with regard to the events that took place during Operation Days of Repentance. On February 7, 2007, the MAG informed the petitioner that its request to open a criminal investigation for Operation Days of Repentance had also been denied. On April 15, 2007, the present petition was filed, in which the petitioners requested that the Court instruct the Attorney General and the MAG to explain why they should not order the opening of a criminal investigation to prosecute those responsible for the deaths of civilians and the widespread destruction of civilian houses and property in the Gaza Strip during Operation Rainbow and Operation Days of Repentance. On May 6, 2009, a hearing was held, in which we heard the arguments of the parties.

 

Pleadings of the Parties

3. According to the petitioners, the respondents or those acting on their behalf blatantly violated human rights law and international humanitarian law by launching Operation Rainbow and Operation Days of Repentance, and in the framework of incidents that occurred during those operations, they committed acts that constitute criminal offenses under both International law and the Penal Law, 5737-1977. The petitioners therefore argue that respondents 1 and 2 were obliged to order the opening of a criminal investigation of the incidents that occurred during the two said military operations. The petitioners argue, inter alia, that the right to life and the right to bodily integrity were violated; that widespread destruction of civilian houses and structures was perpetrated; that the prohibition on reprisals against civilians and civilian structures was violated; and that during the military operations, cautionary measures necessary for protecting the civilian population that happened to be in the area of the fighting were not adopted. The petitioners stated that these claims were based on the public statements of IDF soldiers and commanders after the end of the fighting, and primarily on newspaper reports that surveyed the situation in the Gaza Strip after the Operations  and their outcomes; they argue that such extensive destruction could not be the result of legal activity that meets the requirements of the law. The petitioners also based their arguments on reports by international organizations and statements by international bodies that criticized the conduct of the IDF in the Operations. 

4. In their response to the petitioners’ pleadings, filed on April 30, 2009,  respondents 1-2 and 7-8 (hereinafter jointly: the State or the respondents) argued that the petition should be denied in limine since it was tainted by generality and given the considerable delay in its filing. According to the State, this is a petition that seeks to order the opening of a criminal investigation for two military operations that were conducted in 2004 – over two and a half years before the petition was filed. It was argued that the petitioner first contacted respondents 1 and 2 in the matter of Operation Rainbow only in November 2005 – a year and a half after the Operation – and that already in December 2005 – over a year before the filing of the petition – respondent 2 informed petitioner 1 that its request to open a criminal investigation in the matter of Operation Rainbow was denied. With regard to Operation Days of Repentance, the petitioner first contacted the respondents in January 2007 – over two years after the end of the Operation. According to the respondents, this delay is exacerbated by the complexity of the large-scale military operations that are the subject of the petition; the lack of any basis for individual suspicion; and implementation of the disengagement plans and departure of IDF forces from the Gaza Strip, which now makes it difficult, if not impossible, to conduct an effective investigation in that area. The respondents further argue that the petitioners are attempting to bring about the investigation of the former Minister of Defense, the former Chief of General Staff and other senior officers for their responsibility for the consequences of two complex and dangerous operations that extended over more than 24 days in total, and which took place over a large area in the Gaza Strip –  all on the basis of general descriptions that rely mainly on newspaper reports which do not constitute a proper factual basis for obtaining relief from the court. Additionally, the respondents claim that the issue of the destruction of houses in the course of fighting has already been adjudicated in HCJ 4694/04 Abu Atara v. Commander of IDF Forces in the Gaza Strip [1], and HCJ 4969/04 Adalah v. GOC Southern Command [2]. In Abu Atara v. IDF Commander [1], the Court dismissed a petition in which it was asked to order cessation of the demolition of buildings in the area of the Gaza Strip. In Adalah  v. GOC Southern Command [2], a petition on the general question of the legality of demolishing houses in the framework of a military operation was denied. According to the respondents, denial of the abovementioned petitions indicates that the Court had accepted the position of the State whereby, in general, the demolition of houses in the framework of the fighting in the Gaza Strip does not constitute a “war crime”, as claimed by the petitioners, and insofar as this petition deals with the issue of demolishing houses, it should be dismissed in limine in view of the precedent on the matter.

In essence, in their response the respondents argued that the Court’s intervention in the discretion of the Attorney General and the MAG with regard to opening a criminal investigation is extremely limited. In the present matter, it was argued that in the absence of a factual basis for claims regarding criminal suspicions, and in view of the special characteristics of the war against terrorism and the complexity of the military operations that are the subject of the petition, and since, at the end of the operations, the IDF conducted operational inquiries at the various levels of command, there is no cause for intervening in the discretion of the competent authorities.

Deliberation and decision

5. This petition clearly presents the substantive rationales behind measures from the area of procedural law. Thus, from among three threshold arguments presented by the respondents, two of them do not permit us to conduct an in-depth discussion of the issues raised in the petition, let alone to grant the remedy sought therein. The petitioners argued that a petition dealing with the rule of law ought not to be denied due to threshold arguments. While the Court has said more than once that threshold arguments per se would not constitute cause for denying a petition that raises substantive questions, in the case before us the causes for denying the petition are not merely threshold arguments; rather, they touch upon the essence of the matter.

6. First, it must be said that the generality of the petition is to its detriment. As stated, in the framework of the petition we were asked to grant relief directed at the Attorney General and the MAG, whereby they are requested to explain why they should not order a criminal investigation for the purpose of prosecuting those responsible for the deaths of many civilians and the extensive destruction of civilian houses and property in the southern Gaza Strip during Operation Rainbow, and in the northern Gaza Strip during Operation Days of Repentance. As stated, these operations took place over twenty-four days, during which there were many exchanges of fire and incidents. The petitioners argue in their petition that in their opinion, the respondents – senior officers in the security forces, from the Commander of the Gaza Division during the operations, through the GOC Southern Command and the Chief of General Staff, to the Minister of Defense, the IDF and the Government of Israel – are responsible for the outcomes of the Operations, which, the petitioners claim, “cannot be described as anything other than war crimes” (section 7 of the petition). The petition, in accordance with this perception on the part of the petitioners, does not specify individual cases in which criminal offenses were allegedly committed but, rather, refers to the damage, per se, to civilians and civilian objectives in the course of the two operations. The question that it raises is whether the State of Israel should be obligated at present to open a criminal investigation pertaining to the entire conduct of the operations, while, according to counsel for the petitioners, the specific actions serve only as indications of the modus operandi that was adopted during the operations.

 We are therefore dealing with relief that is formulated in the broadest and most general language. In this context, we have already stated in the past that “the generality of the petition – in defining the dispute, in the factual basis that it lays and in the requested relief – is to its detriment, and, as such, it cannot be adjudicated by this court in its existing format” (HCJ 7178/08 Forum of the Heads of the Druse and Circassian Councils in Israel et al. v. Government of Israel [3]).

 7. We should further state that we did not accept the argument that the operations – as such – constituted action that was not justified from a security standpoint and, therefore, should be deemed war crimes. As we described above, the situation in the Gaza Strip prior to the launching of Operation Rainbow enabled the terrorist bodies to strike again and again at IDF soldiers and civilians living in the region, with weapons that had been smuggled into the region through tunnels. This attack by the terrorist bodies, which continued to escalate, and the use of increasingly dangerous weapons, are what led to the launching of the campaigns. We have not been convinced – and neither have the petitioners laid any factual foundation for this far-reaching claim, except for one newspaper interview – that the purpose of the operation was reprisal or collective deterrence for the civilian population in Gaza to refrain from cooperating with the terrorist elements. Clearly, justifications of this type for military actions are invalid but, as stated, in the circumstances of the matter, it was not proven that they were the basis for launching the operations. On the contrary – the State argues that it regarded itself as obligated to protect its residents against harm and against the murder of women and children, and it acted out of recognition of its right to self-defense, which includes defending its citizens. It also considered itself obligated to defend the residents living in towns adjacent to the Gaza Strip against the Kassam rockets and other missiles that were aimed at them from the northern Gaza Strip and, to that end, it deemed that there was an operational need to strike at the terrorist entities that were using those missiles, and at their weapons and launching sites. The determination that there was a security need for a massive operation – aimed at thwarting, or at least reducing, the activities of the terrorists in the southern Gaza Strip and their access to advanced weapons that were smuggled through the tunnels into the Gaza Strip for their use – is a matter of security policy, which is within the clear discretion of those responsible for security, and it is not a matter suitable for review by this Court. 

8. The relief sought in the petition is that a criminal investigation be initiated. Under the circumstances and with the data before us, recourse to the tools of criminal law is not appropriate for addressing the problematic nature of this issue, for reasons related to the nature of criminal law. First, relief in the form of criminal prosecution is relevant in Israel with regard to cases in which there is a suspicion that an offense has been committed. The suspicion of violation of the law that amounts to an offense cannot be considered in isolation from the protections afforded by the penal laws with regard to actions in war, and this question is, of course, a complex one which depends on the circumstances of a particular case. A demand to conduct a criminal investigation requires that there be a proper preliminary factual foundation. It should be emphasized that a criminal investigation is not the only tool through which violations of the law can be investigated, when they do not amount to criminal offenses. Our system also offers other means of examination and review, which enable us to deal with large-scale events, or with examining the policy of deploying the defense forces. Secondly, criminal law in Israel is confined by the bounds of the penal laws and criminal investigations related to offenses under those penal laws, but not necessarily to violations of other norms that are not part of the positive law. Under various laws, military or government activities that are not necessarily criminal may be investigated and examined and they may even be criticized, and operative recommendations that are not anchored, ab initio, in criminal law may also be made, even though they may sometimes entail conclusions about violations of the penal laws.

 Thus, for example, s. 537 of the Military Jurisdiction Law, 5715-1955 states that the minister of defense or the chief of general staff may appoint a commission of inquiry to investigate any matter pertaining to the military, and the Commissions of Inquiry Law, 5729-1968 states that in cases in which the government sees that there is a matter of public importance requiring clarification, it may also order the establishment of a commission of inquiry (s. 1). Section 28 of this Law also anchors the government’s authority to establish investigative committees for clarifying issues that it does not necessarily consider appropriate for clarification by means of a state commission of inquiry (in this matter, see HCJ 6001/97 Amitay – Citizens for Good Governance and Integrity v. Prime Minister [4]). Various types of commissions of inquiry and investigation were established in the past when claims were made concerning events whose consequences necessitated clarification and the examination of issues of public interest, among which, of course, have been military and combat actions. Indeed, the common perception in our system is that commissions of inquiry do not deal with “legal” liability, but rather, with “public” responsibility and, in certain cases, they may constitute only one stage on the road to a decision about whether criminal proceedings should be initiated. At times, a problem may even arise when events for which criminal liability may be assigned are reviewed by a commission of inquiry instead of, or before, the judicial criminal process (Amnon Rubinstein and Barak Medina,  Constitutional Law of the State of Israel (6th ed., 5765-2005), pp. 1033-1034 (hereinafter: Rubinstein and Medina).

9. It must be emphasized that the decision as to whether a certain matter gives rise to a suspicion that would justify a criminal investigation lies first and foremost with those who head the prosecution system, who have the authority and the power to press criminal charges for the commission of a criminal offense. As a rule, the attorney general is in charge of the investigative and criminal prosecution system, and the MAG has broad discretion in matters pertaining to the military. When the subject of the examination is primarily of an operational nature, the decision as to the mechanism of the investigation is usually in the hands of military entities, but the military system’s tools of examination cannot block additional investigations in accordance with the substance of the matter in question. In this regard we must distinguish insofar as possible between an investigation with the predetermined intention of reaching a particular criminal or civil legal result, and other issues that require examination concerning public or individual responsibility and accountability. When the investigation is one in which the dominant aspect requiring examination is public, the political echelons are authorized to decide on the examination. In certain situations, our case law has indeed recognized the fact that the authority to establish a commission of inquiry or examination in relation to a particular matter may become an obligation (Rubinstein and Medina, at p. 1037). However, these are unusual cases (HCJ 7232/01 Yusuf v. State of Israel  [5], at p.  573). As a rule, the discretion granted to the investigative and prosecutorial bodies with regard to the establishment of a commission of examination or inquiry in general, and with regard to the selection of a particular type of examination mechanism in particular, is extremely broad, and judicial review of a decision of that type is limited and restricted to an examination of the reasonability of the choice (HCJ 2624/97 Adv. Yedid Ronel v. Government of Israel  [6], at p. 79; HCJ 6728/06 Ometz Association (Citizens for Good Governance and Social Justice) v. Prime Minister of Israel [7], per Justice Hayut, para. 3).

Beyond what is required in the present case, we should note that this Court exercises its judicial review bearing in mind the investigative bodies and the laws that our legal system makes available, and the petitioners, too, have focused their petition on the demand to make use of only the criminal tool. The issue of adapting the investigation and examination mechanisms that exist within the Israeli legal system to comport with alleged violations of the laws of war and the obligations imposed on Israel under international law, which are external to Israeli criminal law and positive law, is the subject of various discussions in the international arena, and not only in relation to Israel. This issue is also at the center of academic writing, which adopts various positions on the independence of the mechanisms in our system for investigating and examining claims about violations of the laws of war and their ability to investigate the alleged violations (see Amichai Cohen and Yuval Shani, The IDF Investigates Itself: Investigating Suspicions of Violations of the Rules of Warfare, Policy Study 93, Israel Democracy Institute (2011) (hereinafter: Cohen and Shani)). That is not the question before us and we do not need to address it, since we are dealing with a petition to invoke criminal law, which does not establish a basis for  the arguments it raises. We have also noted the fact that the fundamental question about the suitability of the investigative mechanisms for the claims and complaints made about violation of the laws of war is currently being examined by the Public Commission for Examination of the Maritime Incident of May 31, 2010, headed by Justice (Emeritus) J. Turkel, which is still looking into the matter. 

10. In addition, the relief sought by the petitioners is not practical, as stated, for another reason. The petitioners demand that a criminal investigation be opened and that those responsible for the apparent “crimes” face criminal prosecution. They do so on the basis of alleged violations of international humanitarian law, from which, they claim, violations of Israeli criminal law can be deduced (secs. 174 and 178 of the petition). Indeed, in our legal system, charges based on Israeli law are filed with the military and civil courts in the appropriate cases. In cases in which the laws of war have been violated, charges will be filed pursuant to Israeli law for the appropriate criminal offense, the principles of which, as a rule, parallel the principles of international criminal law. In cases of this type, the prosecution must establish the elements of the specific offense, just as in any other criminal trial. It is important to clarify that this Israeli policy, even when the international law, per se, is not applied as part of Israeli criminal law, does not violate Israel’s obligations under the Geneva Convention, since it allows for the imposition of effective criminal sanctions for violators of substantive sections of the Convention (Geneva Convention Relative to the Protection of Civilian Persons in Time of War, 1949) (hereinafter: the Geneva Convention), § 146; and see HCJ 7195/08 Abu Rahma v. Military Advocate General [8], paras. 35-44; Ward Ferdinandusse, “The Prosecution of Grave Breaches in National Courts”, J Int’l Criminal Justice 7 (4) (2009) 723-729, 741). This is the case when the charges express the criminal nature of the act attributed to the accused and the punishment imposed in the event of conviction reflects the aggravated circumstances of committing an offense against protected civilians under the laws of warfare (Knut Dörmann and Robin Geiβ, “The Implementation of Grave Breaches into Domestic Legal Orders”, J Int’l Criminal Justice 7(4) (2009) 703-721, 710). Moreover, various scholars argue that the decision to handle war crimes within the existing domestic criminal system (as opposed to legislating new war crimes offenses, or assimilating the laws of war into the local legal system verbatim) has clear advantages, such as the familiarity of the prosecution authorities with the elements of the offense and, accordingly, their enhanced ability to conduct an effective trial in such cases (ibid., at p. 709). 

11. Above and beyond the aforementioned difficulties, even in specific aspects pertaining to events that occurred in the course of the operations discussed in the petition, the petitioners do not establish cause for attacking the decision not to open a criminal investigation dealing with any specific event. The petition, as stated, is based on newspaper interviews and reports, which cannot serve as evidence in a criminal proceeding, and on the reports of international organizations that deal primarily with examining the outcome of the events and not with analyzing the occurrences, the threats and the responses of security forces during the operations. This meager evidentiary foundation cannot form the basis of a criminal charge at the high level of proof required for a trial of this type. The petition itself relates to dozens, if not hundreds, of incidents which resulted in the destruction of the homes of Palestinian civilians, and more than a few cases that resulted in the deaths of civilians who were not involved in the fighting. Even the petitioners themselves are not claiming that criminal acts brought about the demolition of every house among the hundreds of houses that were demolished. It should be emphasized that even according to the norms of international humanitarian law, the very obligation to investigate, which arises in cases of a suspected violation of the law as will be elucidated below, does not arise when complaints are not based on an initial factual foundation, even if only prima facie. The scholar Michael Schmitt explains:

Not every allegation requires an investigation; only those sufficiently credible to reasonably merit one do (Michael N. Schmitt, “Investigating Violations of International Law in Armed Conflict”, Harvard National Security Journal 2 (2011) 31,  39). 

12. With regard to specific events that ostensibly give rise to concrete suspicions of criminal offenses, even the State does not dispute the obligation to investigate suspected violations of the law. This obligation is derived directly from Israel’s obligation to defend the lives of the protected civilians in territories under belligerent occupation against intentional harm, and it is also anchored in the provisions of international humanitarian law, e.g., in § 146 of the Geneva Convention. There are those who claim that this is also required by the Human Rights Conventions (see, e.g., Cohen and Shani, at pp. 22-24). However, the parties before us are divided on the question ofwhat would be a sufficient indication of the existence of a suspicion that would justify opening a criminal investigation with regard to a certain event. While the petitioners claim that the  outcome of the operations as such – the deaths of civilians and the destruction of many houses – should lead to the opening of a criminal investigation, the respondents argue that the circumstances of every incident should be examined individually and a determination should be made as to whether there is a suspected violation of the laws of war and Israeli law in the matter.

The question of whether a criminal investigation should be opened automatically in every case in which the death of a civilian resulted from actions by security forces was dealt with in a parallel petition that was filed with this Court on this issue, i.e., HCJ 9594/03 Betzelem v. Military Advocate General [9], and we do not see fit to elaborate on this here. We should briefly clarify that the opening of a criminal investigation is not an automatic process in every case. It must arise from a real suspicion that criminal violations were, indeed, committed. The picture that emerges from a description of the fighting in a situation of armed conflict with a murderous terrorist organization, whose operatives took shelter among the civilian population, is certainly a harsh one, and the consequences of the fighting were painful for the civilian population in whose vicinity or among whose houses the terrorists operated. However, even that harsh general picture does not constitute, per se, cause for an investigation of a criminal nature. An investigation of that type must be conducted when a prima facie suspicion arises of conduct that deviates from Israeli law or of serious violations of international law that amount to criminal offenses under the penal laws.

 13. It should be borne in mind that the laws of war, which apply to armed conflicts between Israeli security forces and the terrorist organizations that control the Gaza Strip, provide protection to civilians who are not involved in the fighting, and the “principle of distinction” – which imposes on the fighting army an obligation to refrain from intentionally harming the civilian population – is a basic principle of those laws. However, alongside the principle of distinction, the laws of war also recognize the existence of “collateral damage” – damage caused to civilians indirectly, as a result of an attack aimed at the military targets of the enemy. The recognition of collateral damage derives from the understanding that the requirement to refrain completely from harming civilians during combat would negate the ability to fight in the modern era. Collateral damage does not constitute a violation of the laws of war, even if it is foreseeable, as long as it meets the requirements of the law, among which are the proportionality of the anticipated harm that would be caused to the civilians vis-à-vis the benefit anticipated from the military action, and refraining from deliberate attacks on civilians. No-one disputes the fact that unfortunately, innocent people may also be harmed during the fighting. This is particularly true in modern-day wars, in which boundaries are blurred between the front and the rear, between military targets and civilian targets, and between innocent civilians and those involved in terrorism and armed conflict. In the matter at hand, combat actions are often undertaken – for lack of choice – in the midst of civilian neighborhoods, from which and from within which the terrorist organizations operate. In such situations, an army must make every effort to refrain from harming innocent civilians. Nevertheless, sometimes harm to the civilian population cannot be avoided completely. We must not forget that the fighting occurs under conditions of pressure and uncertainty, with soldiers’ lives being at risk. Intensive combat is sometimes conducted against armed terrorists who operate knowingly and intentionally from within the civilian population. This combat activity is sometimes required by the laws of human rights, which charge the State of Israel with the obligation to protect its citizens and residents against terrorist attacks that endanger their lives. Therefore, the fact that citizens were harmed is not sufficient to establish a real suspicion that criminal offenses were committed in violation of the laws of war. In the absence of evidence that criminal offenses were committed, there is also no obligation to conduct a criminal investigation of the events.

 The State’s notice in response to the petition states that when there is doubt as to whether conduct that caused harm to civilians was within the boundaries of the law, the MAG refers to a preliminary factual examination that is conducted in the framework of an operational investigation, which is submitted to him for review. The operational investigation has additional purposes, such as examining the conduct of the forces and deriving lessons in order to avoid grave consequences in the future, even if these consequences did not stem from criminal behavior on the part of the combat forces. It also serves other internal operational needs. The question of the independence of this investigative mechanism and its suitability for establishing the basis for the data used by the MAG in the initial decision about opening a criminal investigation is not at issue in this petition because, as stated, no concrete cases were presented to us in which there was, indeed, a suspected violation of criminal law. Even with regard to specific events that were presented, incidentally, in the petition by means of newspaper reports, the manner in which they were handled by the security forces was not elucidated, and the petitioners did not present any arguments regarding their initial handling by means of an operational investigation. Moreover, even the State agrees that when a suspicion does, indeed, arise concerning criminal behavior, the operational investigation is not sufficient to fulfill the obligation to investigate violations of the law. It should be noted in this context that the reporting and factual examination procedures used by the MAG to make decisions have undergone changes in recent years, and a preliminary report is now submitted to the MAG himself within 48 hours from the time that harm was caused to any civilian who was not involved in the fighting. This report enables effective and immediate handling of the incident, either by way of a criminal investigation or by way of review and deriving other lessons.

14. Moreover, we have not seen fit to intervene in the decision regarding one particular incident, which was presented in the petition as an example of the general argument regarding the conduct of the security forces – an incident in which civilians were killed when tank artillery was fired at an abandoned house toward which a procession of Palestinian civilians was moving. As emerges from the detailed position of the State in this context, the incident was investigated at all levels of the IDF and the briefings were submitted to the MAG, who found that the commander of the squadron made a professional mistake with regard to the extent of the shooting, but the decision to actually shoot was justified under the conditions that existed in the field. The MAG determined that the mistake was made during the fighting and under conditions of pressure and uncertainty, and that the intention of the squadron commander was actually to prevent casualties. He therefore reached the conclusion, which was affirmed by the Attorney General, that the erroneous decision of the squadron commander was not unreasonable to the point of justifying the conduct of criminal proceedings against him. We would clarify that conditions of pressure and combat situations do not justify – per se – the firing of artillery shells at civilians, but the details of the investigation that was conducted and the array of circumstances that led to the MAG’s conclusion on that matter were not before us. As we know, the principle of maximum restraint in judicial intervention in the decisions of the executive authority regarding investigation and prosecution is deeply rooted in the judicial tradition of this Court.  Similar to the Attorney General, the discretion of the MAG on the question of whether to initiate criminal proceedings is extremely broad. Inter alia, he must act fairly, honestly and in good faith; he must act reasonably and with proportionality; he must take into account the relevant considerations and only those considerations; he must refrain from any illegitimate discrimination; and he must exhibit independence in his decision, as the person responsible for the rule of law in the military (Abu Rahma v. Military Advocate General [8], para. 66). Accordingly, intervention in the professional decisions of the MAG is implemented only rarely, in extremely exceptional circumstances (HCJ 425/89 Zufan v. Military Advocate General  [10], at pp. 727-728; HCJ 4550/94 Isha v. Attorney General [11], at pp. 871-872). As an aside, it may be noted that as a rule, the decision to terminate the handling of an incident as a criminal matter does not obviate other treatment – disciplinary, systemic or educational – of an incident that has had grave consequences.

15. Another factor that negates the ability to examine the decisions of the MAG, both with regard to the specific incident described above and with regard to the other incidents that occurred during the two operations – even if the petitioners had provided substantiated claims in relation to specific incidents – is the amount of time that passed from the time of the occurrence of the events requiring examination until the exercise of judicial review, i.e., the extensive delay that afflicts the petition. As stated above, the petitioner first contacted respondents 1 and 2 with a request to order a criminal investigation following Operation Rainbow in November 2005, about a year and a half after the end of the operation. The request to investigate the events of Operation Days of Repentance was first filed by the petitioner only in January 2007, over two years after the end of that operation. The petition itself was filed about sixteen months after the petitioner received a response from respondent 2 denying the request, and almost three years after the events.

 According to case law, acceptance of an argument of delay against an administrative petition requires the presence of two cumulative elements – one, the existence of a subjective delay, i.e., does the actual conduct of the petitioner indicate an implied waiver on its part of its right to apply to the courts; and two, the existence of an objective delay, i.e., did a change occur in the actual situation on the ground, and did the delay in filing the petition harm the interests of other parties. In this case, there was, indeed, both a subjective and an objective delay, when the petitioners asked the respondents to open a criminal investigation for events that occurred in the course of Operation Rainbow, about a year and a half after the end of the Operation. The petition itself was also filed a long time – over a year – after receipt of the respondents’ reply, and that delay was not explained by the petitioners. Moreover, the petitioners first contacted the respondents with a request to prosecute those responsible for Operation Rainbow in November 2005 – several months after implementation of the disengagement plan, during which the IDF left the Gaza Strip. 

 The petitioners argue, and there appears to be substance to the argument, that as a rule, the claim of delay should not be allowed when what is at stake is the rule of law and the violation of human rights. This is particularly true where the respondents had an obligation to investigate, even absent the request of the petitioners, and irrespective of any necessary connection to the filing of the petition. In principle, we accept this approach, and it is anchored in the case law of this Court. Indeed, the accepted law in our judgments is that the Court will not dismiss a petition because of a delay, if that entails a grave violation of the rule of law and of an important public interest (HCJ 7053/96 Amcor Ltd. v. Minister of the Interior  [12], at p. 202; HCJ 170/87 Asulin v. Mayor of Kiryat Gat [13], at p. 684). Above and beyond what is necessary, we will say that when such concerns, and even less grave ones, arise, we must not wait for applications by human rights organizations, journalists or other elements in order to initiate an investigation of the event, in a manner that would enable, should it be necessary, the conduct of an effective criminal process. Thus, we have already stated in a series of judgments that in cases in which there is a suspicion of criminal conduct, an investigation should be initiated soon after the event, to allow for the gathering of evidence (see, for example, HCJ 8517/07 Bassam Aramin v. Attorney General [14]).

In the case before us, however, we are not dealing with delay in its regular guise as a threshold argument but, rather, a delay that negates the ability to address the petition. The lengthy period of time that passed from the end of the combat operations which are the subject of the petition to the time of the actual filing of the petition affects the possibility of giving the petitioners the relief requested therein, even if their petition had merit. The more time that passes from the beginning of the fighting in a military arena, the greater the difficulty in gathering evidence, taking testimony and producing factual findings that might constitute a sufficient evidentiary and factual foundation for a disciplinary or criminal proceeding. The arena of the event changes, some of the witnesses are no longer available for questioning and accessibility to the area may change, as actually occurred in the circumstances of the matter before us. It may be said that the request for the remedy of a criminal investigation, or instituting criminal proceedings, always raises the subject of the interest of enforcing the law in its strongest sense but, on the other hand, it is a request with an “expiration date”. When time passes from an event that is the subject of a request of this type, there is no longer any point to the request, although other non-criminal remedies may be relevant in appropriate circumstances. In this case, as a year and a half passed between the Operations and the petitioners’ request to respondent 2 that he initiate a criminal investigation immediately, and certainly as almost three years have passed between the time the events took place and the filing of the petition before us, the relief of opening a criminal investigation is no longer applicable in any case. This is further justified by the absence of a factual basis that might have served as the foundation for a criminal investigation. This matter adds to the sense that the petition is not about an operative remedy but, rather, declarative relief and nothing more. In another matter, this Court stated as follows with regard to declarative relief:

‘…such a declaration, which states the obvious, is completely superfluous. Do the respondents claim that they are exempt from the burden of the law? Do the respondents believe that a declaration by the courts, to the effect that the law must be upheld, will add validity or weight to the law? The court does not issue such declarations for which there is no need, and which have no benefit or dignity’ (HCJ 1901/94 MK Uzi Landau v. Jerusalem Municipality [15], at p. 412). 

 To summarize this issue in general, it may be said that to the balance between the three different elements of the delay in its legal meaning, among which are the extent of harm to the interests of individuals who relied on a given situation and the extent of harm to the values of the rule of law (AdminAppA 7142/01 Haifa Local Planning and Building Committee v. Society for the Protection of Nature [16], at p. 679) must be added the ability to grant the requested remedy which, in effect, is also a general public interest that this Court not grant relief that cannot be realized. Therefore, in certain cases, a delay on the part of the petitioners  becomes a reason to deny the petition, even when substantive issues are involved. This is because it will only be possible to deal with cases of this type, involving these issues, in a partial and incomplete manner, due to the amount of time that has passed and the changes in circumstances.

The Existence of a Judicial Decision in the Matter

 16. Finally, the State claims that the issue of demolishing houses in the course of military operations has already been adjudicated in Abu Atara v. Commander of IDF Forces [1], and in Adalah v. GOC Southern Command [2], and the denial of those petitions shows that the State’s position, whereby, as a rule, the demolition of houses in the framework of military action in the Gaza Strip does not constitute a “war crime”, has already been accepted by the Court. This claim does not reflect the content of the aforementioned judgments. In Adalah v. GOC Southern Command [2], the petition was denied due to the respondents notifying the Court that the State intended to refrain from demolishing the houses at issue. In view of that notice, we found that the petition had become moot and that under those circumstances, “a decision on arguments in principle by the petitioners is not currently required” (para. 5 of the judgment). A similar decision was also rendered in Abu Atara v. Commander of IDF Forces [1]. In that matter, the State declared that if a decision were to be made in the future on the demolition of additional structures, that decision would not be implemented without granting the right to a hearing to all parties liable to be harmed by it, with three exceptions – immediate operational needs, danger to the lives of the soldiers or sabotage of the operation. In its judgment, the Court emphasized that – 

‘We would assume that the respondents are aware of the gravity of the responsibility placed on their shoulders and that they are making every effort to reduce, as far as possible, the extent of the harm done to the general civilian population and the extent of its suffering.’

 In view of the above, it is clear that the judgments mentioned by the State in this context did not establish any case law; rather, they related to the issue in accordance with the situation and the factual representation at that time, and with the principles presented by the State in its declaration to the Court. In the present case, the petitioners are not making a general claim regarding the authority of the military commander to demolish houses for security reasons. They argue that this authority was exercised unlawfully, in a manner that justifies an investigation. In the aforementioned judgments, therefore, general immunity was not given to the demolition, per se, of houses, but the Court recognized the fact that when a house serves as a base for firing at the State of Israel and terrorist activities are being conducted within it, or it is being used as shelter for a terrorist squad, its demolition, even without the right to a hearing, may constitute a legal and justified act. When a house serves as the residence of innocent civilians, under certain circumstances its demolition is prohibited, even during combat. Everything depends on the circumstances of each and every matter, taking into consideration the conditions, the needs and the situation at the scene. 

 

Before Concluding

17. For the reasons we have elucidated, we do not find that the petition has established cause for our intervention in the decision not to conduct a criminal investigation, as requested by the petitioners. The delay in filing the petition, its generality and its reliance on partial information highlight the fact that the legal tool is the least suitable tool for achieving the goals of the petitioners in this matter, whatever they may be. Regarding the substantive issue, the war on terrorism is a difficult one, which poses difficult dilemmas for the combat forces and the defense leadership with regard to avoiding harm to civilians when murderous actions come from among them. The grave, blood-soaked events that preceded the operations illustrate the difficulty involved in making decisions about combat actions and their outcomes. It certainly cannot be said that launching two operations and all the actions that were taken during those operations establish a prima facie suspicion of criminal offenses, as indicated by the arguments in the petition. Moreover, as we have explained above, the decision by the Attorney General or by the MAG with regard to pressing charges is made in light of an isolated incident, and that is also how judicial review on decisions of this type is exercised. Indeed – 

‘If the petitioners leave this Court with empty hands, it is only because they took the wrong path, and therefore did not reach their objective. There are those who say that this Court is the last refuge of the citizen in his dispute with the government. But as opposed to these, there are those who apply to this Court in order to settle such an argument, as the first step on the path, even before turning to the government itself. And there are also those who come to the Court not in order to settle the argument, knowing that the case is not at all amenable to judicial decision and, accordingly, there is also no basis for assuming that the Court will grant them relief’ (MK Uzi Landau v. Jerusalem Municipality [15], at p. 418).

 The sweeping petition and the serious claims made therein do not lay a proper factual or legal foundation for a practical and concrete deliberation. The petition mixes legal claims and claims that belong, perhaps, to a publicist-public discourse, and not in a legal proceeding. It appears on its face to be an attempt to utilize the Court in a debate which seemingly should not be planted in that field. 

 

 

18. In this context, it should be noted that, for its own reasons, the petitioner also saw fit to refer extensively in its arguments to the principle of universal jurisdiction. This principle is not relevant to the proceedings that are held before this Court, nor does it have any relevance to the present proceeding. Claims of that type, in accordance with the manner of their formulation, are in the nature of a veiled “threat” against the respondents and even the Court, and it would have been better had the petitioner not chosen to bring that argument before us.

19. The reality in which we live is dynamic and changing and it seems that the day is still far off when the fighting will end completely. Unfortunately, the armed conflict between the State of Israel and the Palestinian terrorist organizations claims many victims from among the civilian population on both sides, and there is no end in sight. In combat situations, just as in calmer times, the security forces are obligated to refrain, as far as possible, from harming innocent people who are caught up in the fighting through no fault of their own, under both Israeli and international law, and under basic principles of humanity. However, tragically, during the fighting and due to the manner of the fighting conducted by the terrorist organizations, innocent people may be hurt, even when the IDF acts properly. Contending with such tragedies does not necessarily – nor should it always – lead to a criminal trial. We feel that we must emphasize yet again – and the State has not disputed this – that when there is a suspected deviation from the proper norms of behavior, even if there is no reason for a criminal trial, the investigating authorities must conduct an examination of the incident with the appropriate tools for that purpose, in order to establish deterrence that could prevent harmful behavior in the future, to instill an educational message into the fighting forces as to the importance of respecting the legal and moral criteria, and to demonstrate the importance of maintaining the rule of law.

Conclusion

In view of all the above, the petition is denied. Due to the importance of the matter with which the petition deals, however, we have not seen fit to grant an order for costs.

 

 

Justice E. Rubinstein

1. I concur in all that was said by my colleague the President, from beginning to end, and even though any addition would only detract, I would like to add some brief words of my own. 

2. The State of Israel is frequently engaged in a battle against cruel terrorism, which is part of the saga that takes on and sheds the form of a struggle against those who have tried to destroy it in every generation, including this one. This petition, which is 135 pages long, contains no legal reference to this struggle of the State of Israel against ignominious and nefarious people who do not deserve the name human beings, who do not hesitate to slaughter its citizens in buses, in cafes and at the Passover seder table, at bus stations and in any possible place, including in a serene family home on a Sabbath or holiday, and to launch missiles at Sederot and the villages around Gaza year after year, with the aim of hurting civilians and only civilians. I am not even talking about empathy – although the reader of the petition might believe that the matter involved intentional harm to people who were sitting “tranquil and unsuspecting …and had no dealings with any man” (Judges 18:7). What hides behind the learned legal cover with innumerable citations? And the question is whether its true purpose is not the delegitimization of the State of Israel, with the “threat” to which my colleague referred about the exercise of “universal jurisdiction”. The truth is that we are not in a bubble surrounding only one party at which are aimed the arrows of the petition – the State of Israel and its soldiers – and no other party or parties whose hands are covered in blood, who do not act according the humanitarian laws and according to the rules of humanity in general. The sophisticated legal language cannot cover this up. This Court is not oblivious to the harm caused to civilians, as shown by its rulings over many years – and neither are the IDF and the defense establishment in general. This Court deals with this constantly, on an almost daily basis, including judicial review of decisions made by military entities in various contexts that are threaded throughout the judgments. The Court’s decisions have also attracted internal criticism from various circles in Israel; but it will not alter its path, which takes into consideration domestic and international law, but which also recalls that the Court operates amongst its people.

 

3. Indeed, this Court has more than once granted petitions that were directed against the defense establishment (see, inter alia, Abu Rahma v. Military Advocate General [8]). On the other hand, I occasionally visit prisons and meet security prisoners, among them murderers, who are given rights under all the laws and rules, including visits by the Red Cross and their families. Gilad Shalit was held for five years and four months by evil Hamas operatives without the Red Cross being allowed to visit him. In the case of Operation Cast Lead in 2009, this Court heard petitions immediately, while the battles were raging, on humanitarian and other issues connected with the war, which is unique and has no equal in other countries: that the highest court in a country would deal, in real time, while the actual events are occurring, with issues pertaining to the war that is being waged at that time. In addition, I can attest firsthand to innumerable discussions in various fora, among them the very highest, such as the government and the cabinet, during my term as attorney general, and before that as the government secretary, in which the legal entities reminded and warned about the duty of caution under the circumstances vis-à-vis innocent civilians, at the time when terrorists were using civilian neighborhoods and residents for their own criminal actions. This Court will remain on guard, and the military and civilian law enforcement authorities will fulfill their obligations with regard to specific complaints; with regard to their obligation to act in that context and in the context of “government offenses” in general, there is no need to elaborate (in addition to the words of my colleague the President here, extensive case law exists. See, e.g., HCJ 769/02 Public Committee Against Torture v. Government of Israel [17] (para. 40)).

4. My colleague analyzed the petition and the arguments therein, and addressed each one of them, exercising great restraint. I concur, as stated, in all of her words.

 

Justice H. Melcer

I concur in the judgment of the President, Justice D. Beinisch.

I would like to add that allegations similar to those made by the petitioners in this petition were made at the time to the prosecutor who was appointed to examine the NATO bombings in Yugoslavia, which were perpetrated in response to the harm done to the residents of Kosovo. The prosecutor there was assisted by a special committee, which advised her on the issue and determined as follows:

‘… in the particular incidents reviewed by the committee with particular care (…) the committee has not assessed any particular incidents as justifying the commencement of an investigation by the OTP. NATO has admitted that mistakes did occur during the bombing campaign; errors of judgment may also have occurred. Selection of certain objectives for attack may be subject to legal debate. On the basis of the information reviewed, however, the committee is of the opinion that neither an in-depth investigation related to the bombing campaign as a whole nor investigations related to specific incidents are justified. In all cases, either the law is not sufficiently clear or investigations are unlikely to result in the acquisition of sufficient evidence to substantiate charges against high level accused or against lower accused for particularly heinous offences.’ (See: Final Report to the Prosecutor by the Committee Established to Review the NATO Bombing Campaign Against the Federal Republic of Yugoslavia, §90. Can be viewed at: http://icty.org/sid/10052 ). 

These words also hold true, mutatis mutandis, for the issues here, and thus this petition is also distinguished from what was before us in Abu Rahma v. Military Advocate General [8], in which this Court issued an absolute order (see: my opinion, ad loc.)  

Academic Center of Law and Business v. Minister of Finance

Case/docket number: 
HCJ 2605/05
Date Decided: 
Thursday, November 19, 2009
Decision Type: 
Original
Abstract: 

Facts: The Knesset enacted the Prisons Ordinance Amendment Law (no. 28), 5764-2004 (‘amendment 28’), which provides that the State of Israel will establish, for the first time, a (single) prison that will be operated and managed by a private corporation rather than by the state. The constitutionality of this law was challenged by the petitioners, who argued that amendment 28 disproportionately violated the rights of prison inmates as a result of the actual transfer of imprisonment powers to a private enterprise, and as a result of the concern that human rights in a private prison would be violated to a greater extent than in a state-run prison.

 

Held: (Majority opinion — President Beinisch, Vice-President Rivlin, Justices Procaccia, Grunis, Naor, Arbel, Joubran, Hayut) Amendment 28 violates human rights disproportionately and is therefore unconstitutional.

 

(President Beinisch, Vice-President Rivlin, Justices Grunis, Naor, Arbel, Joubran, Hayut) The concern that human rights in a private prison will be violated more than in state managed prisons addresses a future violation of human rights, and there is no certainty that this will occur; therefore, it is questionable whether it constitutes a sufficient basis for setting aside primary legislation of the Knesset. However, the human rights of prison inmates are violated ipso facto by the transfer of powers to manage and operate a prison from the state to a private concessionaire that is a profit-making enterprise. The denial of personal liberty is justified only if it is done in order to further or protect an essential public interest, and therefore the question whether the party denying the liberty is acting in order to further the public interest (whatever it may be) or is mainly motivated by a private interest is a critical question that lies at the very heart of the right to personal liberty. Therefore, amendment 28 causes an additional independent violation of the constitutional right to personal liberty beyond the violation that arises from the imprisonment itself.

 

When the state transfers power to manage a prison, with the invasive powers that go with it, to a private profit-making corporation, it violates the human dignity of the inmates of that prison, since the public purposes that give imprisonment legitimacy are undermined and the inmates becomes a means for the private corporation to make profits (Justice Grunis reserved judgment on this issue).

 

The main public purpose underlying amendment 28 is the economic purpose of saving the state money.

 

The ‘additional’ violation of constitutional rights deriving from giving imprisonment powers to a private profit-making corporation is disproportionately greater than the ‘additional’ public benefit that will allegedly be achieved by amendment 28.

 

The unconstitutionality of amendment 28 requires it to be set aside in its entirety, because it is a comprehensive arrangement in its structure and content, in which the granting of the powers relating to using force against the inmates is an integral part. Were only the provisions concerning the granting of the invasive powers set aside, the remaining provisions would be unable to stand independently.

 

(Justice Procaccia) The legal justification and moral authority for violating the basic liberty of a person by means of imprisonment depend upon the exercise of authority being entrusted to organs of the state, which are the people’s representative in protecting the values of social order, on the one hand, and the basic rights of the individual, on the other. Transferring this power to a private enterprise undermines the legitimacy of law enforcement and sentencing, and the moral basis for exercising institutional authority over the individual offender.

 

The main purpose of amendment 28, as can be seen from its legislative background and context, is to promote the welfare of prison inmates by reducing overcrowding in the prisons, improving services provided in them and expanding the treatment and rehabilitation programmes available to the inmate. However, this benefit to the prison inmate and the economic benefit to the state are not commensurate with, and are even dwarfed by, the violation of the prison inmate’s core human rights that can be expected to result from entrusting sovereign authority to a private concessionaire. In the ethical sphere, the duty of protecting the core human rights of the prison inmate against a serious potential violation overrides the positive purpose of improving the living conditions of prison inmates and increased economic efficiency for the state.

 

(Minority opinion — Justice Levy) The state has not divested itself of its powers but merely exchanged them for supervisory powers. It is hard to see how this conflicts with the constitutional role of the government, and the mechanisms of indirect government should be examined on their merits.

 

It is premature to determine whether a private prison will violate human rights disproportionately. Time will tell. The law should be put to the test before the court reaches any conclusions on this matter.

  

 

Voting Justices: 
Primary Author
majority opinion
Author
concurrence
Author
concurrence
Author
concurrence
Author
concurrence
Author
concurrence
Author
concurrence
Author
concurrence
Author
dissent
Full text of the opinion: 

HCJ 2605/05

1.  Academic Center of Law and Business, Human Rights Division

2.  Major-General (ret.) Shlomo Twizer

3.  Yadin Machness

v.

1. Minister of Finance

2. Minister of Public Security

3. A.L.A. Management and Operation (2005) Ltd

4. Knesset

 

 

The Supreme Court sitting as the High Court of Justice

[19 November 2009]

Before President D. Beinisch, Vice-President E. Rivlin
and Justices A. Procaccia, E.E. Levy, A. Grunis,
M. Naor, E. Arbel, S. Joubran, E. Hayut

 

Petition to the Supreme Court sitting as the High Court of Justice.

 

Facts: The Knesset enacted the Prisons Ordinance Amendment Law (no. 28), 5764-2004 (‘amendment 28’), which provides that the State of Israel will establish, for the first time, a (single) prison that will be operated and managed by a private corporation rather than by the state. The constitutionality of this law was challenged by the petitioners, who argued that amendment 28 disproportionately violated the rights of prison inmates as a result of the actual transfer of imprisonment powers to a private enterprise, and as a result of the concern that human rights in a private prison would be violated to a greater extent than in a state-run prison.

 

Held: (Majority opinion — President Beinisch, Vice-President Rivlin, Justices Procaccia, Grunis, Naor, Arbel, Joubran, Hayut) Amendment 28 violates human rights disproportionately and is therefore unconstitutional.

(President Beinisch, Vice-President Rivlin, Justices Grunis, Naor, Arbel, Joubran, Hayut) The concern that human rights in a private prison will be violated more than in state managed prisons addresses a future violation of human rights, and there is no certainty that this will occur; therefore, it is questionable whether it constitutes a sufficient basis for setting aside primary legislation of the Knesset. However, the human rights of prison inmates are violated ipso facto by the transfer of powers to manage and operate a prison from the state to a private concessionaire that is a profit-making enterprise. The denial of personal liberty is justified only if it is done in order to further or protect an essential public interest, and therefore the question whether the party denying the liberty is acting in order to further the public interest (whatever it may be) or is mainly motivated by a private interest is a critical question that lies at the very heart of the right to personal liberty. Therefore, amendment 28 causes an additional independent violation of the constitutional right to personal liberty beyond the violation that arises from the imprisonment itself.

When the state transfers power to manage a prison, with the invasive powers that go with it, to a private profit-making corporation, it violates the human dignity of the inmates of that prison, since the public purposes that give imprisonment legitimacy are undermined and the inmates becomes a means for the private corporation to make profits (Justice Grunis reserved judgment on this issue).

The main public purpose underlying amendment 28 is the economic purpose of saving the state money.

The ‘additional’ violation of constitutional rights deriving from giving imprisonment powers to a private profit-making corporation is disproportionately greater than the ‘additional’ public benefit that will allegedly be achieved by amendment 28.

The unconstitutionality of amendment 28 requires it to be set aside in its entirety, because it is a comprehensive arrangement in its structure and content, in which the granting of the powers relating to using force against the inmates is an integral part. Were only the provisions concerning the granting of the invasive powers set aside, the remaining provisions would be unable to stand independently.

(Justice Procaccia) The legal justification and moral authority for violating the basic liberty of a person by means of imprisonment depend upon the exercise of authority being entrusted to organs of the state, which are the people’s representative in protecting the values of social order, on the one hand, and the basic rights of the individual, on the other. Transferring this power to a private enterprise undermines the legitimacy of law enforcement and sentencing, and the moral basis for exercising institutional authority over the individual offender.

The main purpose of amendment 28, as can be seen from its legislative background and context, is to promote the welfare of prison inmates by reducing overcrowding in the prisons, improving services provided in them and expanding the treatment and rehabilitation programmes available to the inmate. However, this benefit to the prison inmate and the economic benefit to the state are not commensurate with, and are even dwarfed by, the violation of the prison inmate’s core human rights that can be expected to result from entrusting sovereign authority to a private concessionaire. In the ethical sphere, the duty of protecting the core human rights of the prison inmate against a serious potential violation overrides the positive purpose of improving the living conditions of prison inmates and increased economic efficiency for the state.

(Minority opinion — Justice Levy) The state has not divested itself of its powers but merely exchanged them for supervisory powers. It is hard to see how this conflicts with the constitutional role of the government, and the mechanisms of indirect government should be examined on their merits.

It is premature to determine whether a private prison will violate human rights disproportionately. Time will tell. The law should be put to the test before the court reaches any conclusions on this matter.

 

Petition granted by majority opinion (President Beinisch, Vice-President Rivlin, and Justices Procaccia, Grunis, Naor, Arbel, Joubran and Hayut), Justice Levy dissenting.

 

Legislation cited:

Basic Law: The Judiciary, s. 15(d)(2).

Basic Law: Freedom of Occupation, s. 4.

Basic Law: Human Dignity and Liberty, ss. 1A, 2, 5, 8, 9.

Basic Law: the Army, ss. 2, 3.

Basic Law: the Government, ss. 1, 44(a).

Basic Law: the Knesset, ss. 7(8), 7(9), 7A.

Criminal Procedure Law [Consolidated Version], 5742-1982, s. 12(a)(1)(b).

Criminal Procedure (Enforcement Powers — Arrests) Law, 5756-1996, ss. 23, 67.

Deferral of Service of Full-Time Yeshivah Students, 5762-2002.

Emergency Powers (Arrests) Law, 5739-1979.

Execution Law, 5727-1967, s. 5.

General Security Service Law, 5762-2002, ss. 3, 4.

Internment of Unlawful Combatants Law, 5762-2002.

Knesset and Local Authorities 5730 Elections (Funding, Limits on Spending and Scrutiny) Law, 5729-1969.

Parole Law, 5761-2001.

Penal Law, 5737-1977, art. B1.

Police Ordinance [New Version], 5731-1971, s. 8.

Prisons Ordinance [New Version], 5732-1971, ss. 45A, 76(a), 78, 95B, 95D, 95E, 128F, 128G(a), 128G(b), 128I, 128K, 128K(c)(1), 128L, 128L(a)(1), 128L(a)(2), 128L(a)(3), 128M, 128O, 128R, 128R(c)(1), 128R(c)(4), 128R(c)(5), 128S, 128U-128X, 128V-128X, 128Y, 128Z, 128AA, 128AB, 128AE, 128AF-128AG, 128AF-128AL, 128AJ, 128AO, 128AS-128BA, 128AW.

Prisons Ordinance Amendment Law (no. 28), 5764-2004.

Release from Imprisonment on Parole Law, 5761-2001, s. 9(7).

State Comptroller Law [Consolidated Version], 5718-1958, s. 9(6).

Taxes (Collection) Ordinance.

Torts (State Liability) Law, 5712-1952

o t applies the provs  provision e same way as civil servants. toerein or an inmate held in custody therein'wever, for decidingTreatment of Mentally Ill Patients Law, 5751-1991, s. 9.

 

Israeli Supreme Court cases cited:

[1]      AAA 7142/01 Haifa Local Planning and Building Committee v. Society for the Protection of Nature in Israel [2002] IsrSC 56(3) 673.

[2]      AAA 2273/03 Blue Island General Partnership v. Society for the Protection of Nature in Israel (unreported decision of 7 December 2006).

[3]      HCJ 3434/96 Hoffnung v. Knesset Speaker [1996] IsrSC 50(3) 57.

[4]      HCJ 4769/95 Menahem v. Minister of Transport [2003] IsrSC 57(1) 235.

[5]      HCJ 6055/95 Tzemah v. Minister of Defence [1999] IsrSC 53(5) 241; [1998-9] IsrLR 635.

[6]      CrimA 6659/06 Iyyad v. State of Israel (unreported decision of 11 June 2008).

[7]      HCJ 1715/97 Israel Investment Managers Association v. Minister of Finance [1997] IsrSC 51(4) 367.

[8]      CA 6821/93 United Mizrahi Bank Ltd v. Migdal Cooperative Village [1995] IsrSC 49(4) 221; [1995] IsrLR 1.

[9]      HCJ 4128/02 Man, Nature and Law — Israel Environmental Protection Society v. Prime Minister of Israel [2004] IsrSC 58(3) 503.

[10]    HCJ 4634/04 Physicians for Human Rights v. Minister of Public Security (unreported decision of 12 February 2007).

[11]    PPA 4463/94 Golan v. Prisons Service [1996] IsrSC 50(4) 136; [1995-6] IsrLR 489.

[12]    CrimA 4424/98 Silgado v. State of Israel [2002] IsrSC 56(5) 529.

[13]    HCJ 164/97 Conterm Ltd v. Minister of Finance [1998] IsrSC 52(1) 289; [1998-9] IsrLR 1.

[14]    HCJ 5936/97 Lam v. Director-General of Ministry of Education, Culture and Sport [1999] IsrSC 53(4) 673; [1998-9] IsrLR 537.

[15]    HCJ 2303/90 Philipovitz v. Registrar of Companies [1992] IsrSC 46(1) 410.

[16]    HCJ 4884/00 Let the Animals Live Association v. Director of Field Veterinary Services at the Ministry of Agriculture [2004] IsrSC 58(5) 202.

[17]    HCJ 8340/99 Gorali Kochan & Co. Law Offices v. Attorney-General [2001] IsrSC 55(3) 79.

[18]    HCJ 1783/00 Haifa Chemicals Ltd v. Attorney-General [2003] IsrSC 57(3) 652.

[19]    HCJ 6427/02 Movement for Quality Government in Israel v. Knesset (unreported decision of 11 May 2006).

[20]    HCJ 355/79 Katlan v. Israel Prison Service [1980] IsrSC 34(3) 294.

[21]    HCJ 1163/98 Sadot v. Israel Prison Service [2001] IsrSC 55(4) 817.

[22]    CrimFH 10987/07 State of Israel v. Cohen (unreported decision of 2 March 2009).

[23]    HCJ 5026/04 Design 22 Shark Deluxe Furniture Ltd v. Director of Sabbath Work Permits Department, Ministry of Labour and Social Affairs [2006] IsrSC 60(1) 38; [2005] (1) IsrLR 340.

[24]    HCJ 1661/05 Gaza Coast Local Council v. Knesset [2005] IsrSC 59(2) 481.

[25]    HCJ 5578/02 Manor v. Minister of Finance [2005] IsrSC 59(1) 729.

[26]    HCJ 4947/03 Beer Sheba Municipality v. Government of Israel (unreported decision of 10 May 2006).

[27]    AAA 4436/02 Tishim Kadurim Restaurant, Members’ Club v. Haifa Municipality [2004] IsrSC 58(3) 782.

[28]    HCJ 7052/03 Adalah Legal Centre for Arab Minority Rights in Israel v. Minister of Interior [2006] (1) IsrLR 443.

[29]    HCJ 8276/05 Adalah Legal Centre for Arab Minority Rights in Israel v. Minister of Defence [2006] (2) IsrLR 352.

[30]    HCJ 693/91 Efrat v. Director of Population Registry, Ministry of Interior [1993] IsrSC 47(1) 749.

[31]    HCJ 1384/98 Avni v. Prime Minister [1998] IsrSC 52(5) 206.

[32]    HCJ 366/03 Commitment to Peace and Social Justice Society v. Minister of Finance [2006] (3) 464; [2005] (2) IsrLR 335.

[33]    CrimApp 3734/92 State of Israel v. Azazmi [1992] IsrSC 46(5) 72.

[34]    CA 294/91 Jerusalem Community Burial Society v. Kestenbaum [1992] IsrSC 46(2) 464.

[35]    HCJ 337/84 Hukma v. Minister of Interior [1984] IsrSC 38(2) 826.

[36]    HCJ 5100/94 Public Committee Against Torture v. Government of Israel [1999] IsrSC 53(4) 817; [1998 9] IsrLR 567.

[37]    CrimA 4855/02 State of Israel v. Borovitz [2005] IsrSC 59(6) 776.

[38]    HCJ 39/82 Hanfling v. Mayor of Ashdod [1982] IsrSC 36(2) 537.

[39]    HCJ 2245/06 Dobrin v. Israel Prison Service [2006] (2) IsrLR 1.

[40]    LCA 4905/98 Gamzu v. Yeshayahu [2001] IsrSC 55(3) 360.

[41]    HCJ 7837/04 Borgal v. Israel Prison Service [2005] IsrSC 59(3) 97.

[42]    HCJ 73/53 Kol HaAm Co. Ltd v. Minister of Interior [1953] IsrSC 7 871; IsrSJ 1 90.

[43]    HCJ 153/83 Levy v. Southern District Commissioner of Police [1984] IsrSC 38(2) 393; IsrSJ 7 109.

[44]    HCJ 142/89 Laor Movement v. Knesset Speaker [1990] IsrSC 44(3) 529.

[45]    HCJ 410/90 Bloom v. Knesset Speaker [1992] IsrSC 46(2) 201.

[46]    HCJ 5364/94 Welner v. Chairman of Israeli Labour Party [1995] IsrSC 49(1) 758.

[47]    HCJ 4676/94 Meatreal Ltd v. Knesset [1996] IsrSC 50(5) 15.

[48]    HCJ 10203/03 National Census Ltd v. Attorney-General (unreported decision of 20 August 2008).

[49]    HCJ 5009/97 Multimedia Co. Ltd v. Israel Police [1998] IsrSC 52(3) 679.

[50]    HCJ 5167/00 Weiss v. Prime Minister [2001] IsrSC 55(2) 455.

[51]    CrimFH 2316/95 Ganimat v. State of Israel [1995] IsrSC 49(4) 589.

[52]    HCJ 5319/97 Kogen v. Chief Military Prosecutor [1997] IsrSC 51(5) 67; [1997] IsrLR 499.

[53]    CrimA 40/58 Attorney-General v. Ziad [1958] IsrSC 12 1358.

[54]    PPA 7440/97 State of Israel v. Golan [1998] IsrSC 52(1) 1.

[55]    HCJ 4253/02 Kariti v. Attorney-General (unreported decision of 17 March 2009).

[56]    CA 975/97 Eilabun Local Authority v. Mekorot Water Company Ltd [2000] IsrSC 54(2) 433.

[57]    CA 8558/01 Eilabun Local Authority v. Mekorot Water Company Ltd [2003] IsrSC 57(4) 769.

[58]    HCJ 7721/96 Israel Loss Adjusters Association v. Commissioner of Insurance [2001] IsrSC 55(3) 625.

[59]    HCJFH 5361/00 Falk v. Attorney-General [2005] IsrSC 59(5) 145.

[60]    HCJ 2334/02 Stanger v. Knesset Speaker [2004] IsrSC 58(1) 786.

[61]    HCJ 2056/04 Beit Sourik Village Council v. Government of Israel [2004] IsrSC 58(5) 807; [2004] IsrLR 264.

[62]    CrimA 7053/01 A v. State of Israel [2002] IsrSC 52(1) 504.

[63]    LHCJA 818/03 Zarka v. Israel Prison Service (unreported decision of 11 March 2003).

[64]    HCJ 5678/02 Physicians for Human Rights v. Minister of Public Security (unreported decision of 9 March 2003).

[65]    HCJ 1319/03 Israel Bar Association v. Minister of Public Security (unreported decision of 1 March 2004).

[66]    HCJ 572/04 Berry v. Minister of Justice (unreported decision of 6 April 2005).

[67]    HCJ 531/79 Petah Tikva Municipality Likud Faction v. Petah Tikva Municipal Council [1980] IsrSC 34(2) 566.

[68]    CA 404/61 Skivinskaya v. Uroshitz [1962] IsrSC 16(1) 347.

[69]    HCJ 731/86 Micro Daf v. Israel Electric Corp. Ltd [1987] IsrSC 41(2) 449.

[70]    HCJ 98/69 Bergman v. Minister of Finance [1969] IsrSC 23(1) 693; IsrSJ 8 13.

[71]    EA 1/88 Neiman v. Chairman of the Elections Committee for the Twelfth Knesset [1988] IsrSC 42(4) 177.

[72]    HCJ 410/91 Bloom v. Knesset Speaker [1992] IsrSC 46(2) 201.

[73]    EA 92/03 Mofaz v. Chairman of the Central Elections Committee for the Sixteenth Knesset [2003] IsrSC 57(3) 793.

[74]    HCJ 3511/02 Negev Coexistence Forum v. Ministry of Infrastructure [2003] IsrSC 57(2) 102; [2002-3] IsrLR 165.

[75]    HCJ 212/03 Herut National Movement v. Chairman of Central Elections Committee [2003] IsrSC 57(1) 750.

[76]    HCJ 1435/03 A v. Haifa Civil Servants Disciplinary Tribunal [2004] IsrSC 58(1) 529.

[77]    HCJ 4593/05 United Mizrahi Bank Ltd v. Prime Minister (not yet reported).

[78]    EA 1/65 Yardor v. Chairman of the Central Elections Committee for the Sixth Knesset [1965] IsrSC 19(3) 365.

[79]    HCJ 1074/93 Attorney-General v. National Labour Court [1995] IsrSC 49(2) 485.

[80]    HCJ 761/86 Miari v. Knesset Speaker [1988] IsrSC 42(4) 868.

[81]    HCJ 975/89 Nimrodi Land Development Ltd v. Knesset Speaker [1991] IsrSC 45(3) 154.

[82]    HCJ 4885/03 Israel Poultry Farmers Association v. Government of Israel [2005] IsrSC 59(2) 14; [2004] IsrLR 383.

 

American cases cited:

[83]    Pischke v. Litscher, 178 F. 3d 497 (7th Cir. 1999).

[84]    Montez v. McKinna, 208 F. 3d 862 (10th cir. 2000).

[85]    White v. Lambert, 370 F. 3d 1002 (9th cir. 2004).

[86]    Tulsa County Deputy Sheriff's Fraternal Order of Police v. Board of County Commissioners of Tulsa County, 2000 OK 2 (2000).

[87]    Richardson v. McKnight, 521 U.S. 399 (1997).

[88]    Correctional Services Corporation v. Malesko, 534 U.S. 61 (2001).

[89]    Skelton v. Pri-Cor, Inc., 963 F. 2d 100 (6th Cir. 1991).

[90]    Rosborough v. Management and Training Corporation, 350 F. 3d 459 (5th Cir. 2003).

 

For petitioners 1-2 — G. Barnea, A. Wasserman, E. Michaely, Y. Berda.

The third petitioner represented himself.

For respondents 1-2 — Y. Genessin, R. Giladi, R. Keidar.

For the third respondent — Y. Shalheveth, B. Fiel, R. Kook, O. Roth.

For the fourth respondent — N. Elstein, R. Scherman-Lamdan, I. Eshet.

 

 

JUDGMENT

 

 

President D. Beinisch

The Prisons Ordinance Amendment Law (no. 28), 5764-2004 (hereafter: ‘amendment 28’), provides that the State of Israel will establish for the first time a (single) prison that will be operated and managed by a private corporation rather than by the state. The arrangement provided in amendment 28 leads to a transfer of basic powers of the state in the field of law enforcement — imprisonment powers — the exercise of which involves a continuous violation of human rights, to a private profit-making corporation. As we shall explain below, this transfer of powers violates the constitutional rights to personal liberty and human dignity, which are enshrined in the Basic Law: Human Dignity and Liberty. The question of the constitutionality of this violation lies at the heart of the petition before us. It should already be said at the outset that, for the reasons that will be set out below, we have arrived at the conclusion that the aforesaid amendment does not satisfy the test of constitutionality.

The main facts and the arguments of the parties

1.    On 31 March 2004, amendment 28 of the Prisons Ordinance [New Version], 5732-1971 (hereafter: ‘the Prisons Ordinance’) was published. According to the amendment, chapter C2 was added to the Ordinance. This chapter is entitled ‘Privately managed prison.’ The amendment, which resulted in the addition of sections 128F-128BB, regulates the establishment of one prison that will be built, managed and operated by a private corporation, which will enter into an agreement for this purpose with the Israel Prison Service and act as a concessionaire in accordance with a special permit that it will receive. The amendment provides, inter alia, the procedure for granting and cancelling the permit, the qualifications that should be satisfied by the corporation and its employees, the scope of the powers of the corporation’s employees and the supervisory measures that the state is required to undertake with regard to the activity of the corporation and its employees. In the Third Schedule to the Prisons Ordinance, it is provided that the privately managed prison will be constructed in the prison compound south of the city of Beer-Sheba, and its maximum capacity will be eight hundred inmates. The Schedule also lays down the conditions that should be satisfied with regard to inmates that will be imprisoned in the privately managed prison.

The petition before us was filed on 16 March 2005. The first petitioner is an academic institution, which is acting as a public petitioner in the petition before us. The second petitioner is a retired senior officer in the Israel Prison Service. The third petitioner, who was subsequently joined as a party to the petition at his request, was, on the date that he was joined as a petitioner, an inmate of a prison managed by the Israel Prison Service. On 27 October 2005 an initial hearing of the petition took place before a bench of three justices. On 15 November 2005, the third respondent (hereafter: ‘the concessionaire’) was chosen as the winning group in the tender for the construction and operation of the private prison, and the concession agreement was signed with it on 2 January 2006. On 18 June 2006 a further hearing of the petition was held before a bench of seven justices, which was presided over by President A. Barak. Following this, an order nisi was made. On 31 August 2006, following a further hearing that took place before a bench of nine justices, and after the court was notified by the Knesset’s legal adviser that draft laws had been tabled to repeal amendment 28, it was decided to postpone the hearing of the petition in order to allow the legislative proceedings that had apparently been restarted in the Knesset to be exhausted. Since these proceedings did not progress and the legal position set out in the statute under discussion was not changed, on 8 July 2007 we heard the actual petition. While the hearing of the petition was taking place, the proceedings for setting up the privately managed prison also progressed, and the third respondent was given the permit required under the law. The construction of the prison and its preparation for the initial partial admission stage were supposed to be completed by June 2009, but on 18 March 2009 we made an interim order that prevented the prison being put into operation. It should be noted that the delay that has occurred in giving this judgment derived from the complexity of the issues under consideration, which raised constitutional questions of significant importance that have not yet been decided in our case law, but mainly from the court’s desire to allow the Knesset to exhaust the legislative proceedings mentioned above and the public debate that the Knesset wished to hold on the privatization phenomenon during the 2007-2008 winter session, as stated in the Knesset legal adviser’s notice of 28 June 2007, before we considered the complex question concerning the setting aside of primary legislation of the Knesset.

2.    The petition is directed at the constitutionality of amendment 28 of the Prisons Ordinance, and the petitioners’ argument is that this amendment should be regarded as a choice by the state ‘to carry out a complete privatization of prisons in Israel.’ As will be explained below, the petition has two main arguments.

In the first argument the petitioners claim that a complete privatization of the prisons constitutes an unconstitutional violation of the constitutional rights to personal liberty and human dignity. In this context, the petitioners claim that several factors combine in this respect to cause an unconstitutional violation of constitutional basic rights. The main cause of this lies in the combination of the following: the nature of the powers that are being privatized, which include the actual power of imprisonment and the powers relating to the human dignity of the inmate and his personal liberty (such as holding a prisoner in administrative isolation, carrying out an external examination of a inmate’s naked body and using reasonable force to carry out a search on an inmate); the low standards that have been set, according to the petitioners, for staffing the positions in the privatized prison in comparison to the standards in the Israel Prison Service; and the inadequate supervision, according to the petitioners, of the actions of the private enterprise that will operate the prison. The petitioners claim that this combination is likely to lead to a violation of the inmates’ rights to liberty and human dignity in the privatized prison. According to the petitioners, this expected violation of constitutional basic rights does not satisfy the limitations clause tests laid down in s. 8 of the Basic Law: Human Dignity and Liberty.

It is argued that a violation of the basic principle that the power to enforce criminal judgments is exercised exclusively by the state, in order to achieve an economic purpose, is not a violation that is made for a proper purpose. The petitioners argue that it is also not a proportionate violation. In this respect, the petitioners claim that from the viewpoint of whether the chosen means will lead to the desired purpose, they have expert opinions that indicate that experience around the world does not show a clear connection between the privatization of prisons and an economic saving; that there are other less harmful measures that are capable of realizing the economic purpose underlying amendment 28, including the building of additional public prisons or a partial privatization that only involves powers that do not contain a predominant element of the exercise of sovereign power; and that the damage that will result from a complete privatization of prisons is disproportionate to the benefit that will arise from such a privatization (especially, according to the petitioners, in comparison to the possibility of a partial privatization of prisons).

3.    In the other argument, the petitioners claim that amendment 28 constitutes a violation of the constitutional rule laid down in s. 1 of the Basic Law: the Government, according to which ‘The government is the executive branch of the state.’ The reason for this is that the power of the state to operate prisons constitutes, according to the petitioners, a part of its authority to exercise executive power in order to enforce the law and maintain the peace; and as such the power lies at the heart of the basic principle that ‘The government is the executive branch of the state.’ According to the petitioners, since the Basic Law: the Government is a Basic Law, its normative status is a super-legislative one, and therefore any ordinary law that violates it should satisfy two requirements, one formal and the other substantive.

First, in the formal sphere, the petitioners argue that the violating law should be passed by a majority of at least 61 members of the Knesset in each of the three readings, according to the entrenchment provision set out in s. 44(a) of the Basic Law: the Government. Since amendment 28 was not passed with this majority, the petitioners claim that this alone should lead to its being set aside. Second, in the substantive sphere, the petitioners claim that the violating law should satisfy the tests of the limitations clause. The petitioners argue that these tests should also be applied, by way of judicial interpretation, to laws that violate the Basic Laws that concern the organs of the state, such as the Basic Law: the Government, even though these Basic Laws do not contain an express limitations clause like the ones provided in the Basic Law: Human Dignity and Liberty and the Basic Law: Freedom of Occupation.

4.    It should also be mentioned that we also heard the arguments of the third petitioner, Mr Yadin Machness, who at that time was serving a custodial sentence at Maasiyahu Prison. The third petitioner’s arguments focused on the practical aspects relating to the services provided to inmates in the prisons of the Israel Prison Service, in fields such as health, food and education. According to him, there is a concern that the standard of these services will decrease in the privately managed prison as a result of the economic considerations that will motivate the concessionaire operating the prison. The third petitioner also raised in his arguments a concern that use will be made of the various powers given to the private concessionaire in such a way that will allow the concessionaire to worsen the conditions of the inmates in the privately managed prison and punish them, without it first being necessary to charge the inmates in disciplinary proceedings, for which the Israel Prison Service remains responsible, even under amendment 28.

5.    All of the respondents oppose the granting of the petition. Replies to the petition were filed by respondents 1-2 (hereafter: ‘the state’), the concessionaire and the Knesset. In its reply to the petition, the state says that the construction of a privately managed prison is one of the solutions planned by it for contending with the serious shortage of prisons in Israel, and this is the main purpose underlying the enactment of amendment 28. The state also claims in the affidavit in reply that in addition to an improvement of the inmates’ prison conditions, the construction of the prison that is the subject of the petition is very much in the public interest, since it will lead to an economic saving of an estimated amount of approximately 20-25 per cent in comparison to a prison of similar standards operated by the Israel Prison Service, and on the basis of experience around the world it can be estimated that the construction of a private prison may also lead to greater efficiency in state-run prisons.

According to the state, the privatization model adopted in amendment 28 of the Prisons Ordinance is a unique and experimental model, which constitutes a ‘pilot’ test that is expressly limited to one prison and includes mechanisms to protect the rights of the inmates and effective supervision and intervention mechanisms that are available to the state and will allow it, inter alia, to reverse the process at any stage and take back control of the prison because of a breach of the terms of the permit given to the concessionaire. The state emphasizes in its pleadings that the existence of a real concern of a serious violation of inmates’ rights is one of the grounds provided in amendment 28 for the state to take away the power to manage the prison from the concessionaire. In this regard, the state further argues that amendment 28 provides measures for supervising the manner in which the concessionaire exercises the powers granted to it: these include the activity of the designated supervision unit of the Israel Prison Service inside the prison (even though the location of the supervision unit was not stipulated in amendment 28 itself, but only in the concession agreement and the permit); the supervisory powers given to the state with regard to the appointment of officers in the privately managed prison; and the extensive reporting duties imposed on the concessionaire with regard to various incidents, both under amendment 28 and under the concession agreement. According to this argument, the supervisory measures will guarantee the prison inmates’ rights. The state also points out that amendment 28 also provides that the permit for operating the prison and the concession agreement may be revoked by the state, if the permit’s conditions are breached.

The state also goes on to say that, under s. 15(d)(2) of the Basic Law:  The Judiciary and according to the case law of this court, from the moment that the concessionaire receives sovereign powers, it becomes directly subject to both administrative law and the jurisdiction of the High Court of Justice, without even resorting to the doctrine of the dual-nature corporation. In addition to the judicial scrutiny of the High Court of Justice to which the concessionaire is subject, the state says that an inmate in the privately managed prison, like every inmate in the Israel Prison Service, has the right to file a prisoner’s petition to the District Court under the provisions of the Prisons Ordinance. This possibility of judicial scrutiny of the prison conditions constitutes, according to the state, an independent and very powerful means of supervision and control that is available to every inmate at all times. Additional control mechanisms with regard to the activity of a privately managed prison to which the state refers are the scrutiny of the State Comptroller, since the concessionaire is an audited body within the meaning of this term in s. 9(6) of the State Comptroller Law [Consolidated Version], 5718-1958, and the scrutiny of an advisory committee chaired by a retired District Court justice. According to amendment 28, this committee will advise the Commissioner of Prisons on the subject of upholding the rights of inmates in the privately managed prison, and also on the subject of their rehabilitation, welfare and health, and it shall submit its recommendations to the Minister of Public Security, the Commissioner of Prisons and the Internal Affairs and Environment Committee of the Knesset once a year. In view of the aforesaid, the state argues that there is no basis for the claim that it has divested itself of its powers, and it adds that in the Israeli model chosen for the privatization of the prison, a significant part of the sovereign powers is retained by the state.

The state goes on to argue that the rights of the inmates will be guaranteed not merely by the mechanisms provided in the law itself but also in the administrative sphere, by the permit for constructing and operating the prison, as well as in the contractual sphere, by the concession agreement with the concessionaire. In this regard, the state says that various powers that are potentially particularly harmful and are not essential for the ongoing management of the prison (which are given to governors of prisons managed by the state) were not given by amendment 28 to the governor acting on behalf of the concessionaire. The state also says that, even if this court holds, contrary to its position, that amendment 28 violates constitutional human rights to a greater extent than the violation of prison inmates’ rights under the general law, this violation satisfies the tests of the limitations clause.

6.    Regarding the provisions of s. 1 of the Basic Law: the Government, which provides that ‘the Government is the executive branch of the state,’ the state claims that this provision is intended to define in a ‘ceremonial’ manner the nature and character of the government in relation to the other organs of state. According to the state, the purpose of this provision does not concern any specific executive power at all, merely the general position of the government within the democratic system. The state goes on to argue that in any case the government carries out its functions as the executive branch in a variety of ways, including by relying on private entities. Therefore the government does not stop acting as ‘the executive branch of the state’ when it carries out its functions through private entities or delegates certain powers to them. The state goes on to argue that even if s. 1 of the Basic Law: the Government can be used to set aside the delegation of powers made pursuant to a statute, there is no basis for using it to disqualifying amendment 28, since the privately managed prison will be run with the full involvement of the state, and therefore the amendment will not undermine the principle that the government is the executive branch of the state. The state further argues that even if amendment 28 can be regarded as a violation of the principle provided in the Basic Law: the Government, it is a negligible and very remote violation that lies at the margin of the principle and not at its centre.

The state also says that the Israeli model chosen for entrusting a prison to private management is based on the English model that is characterized by a regulatory approach, according to which the supervision of the activity of the private concessionaire is carried out by state inspectors who are stationed inside the supervised prison. Notwithstanding, according to the state, the Israeli model of delegating powers to manage one prison to a private concessionaire is more moderate with regard to the powers given to the concessionaire and more comprehensive, compared to similar legislative models in other countries, with regard to the powers to supervise the concessionaire, and it should therefore be regarded as an ‘improved English model.’

In view of the aforesaid, the state claims that since the petition challenges a privatization determined by law, which does not violate constitutional rights, the intervention of the court should be limited to rare and extreme cases, in which the privatization shakes the foundations of democracy and the fundamental principles of the system of government; according to the state, circumstances of this kind do not exist in the case before us.

7.    The concessionaire that was chosen in the tender to build and operate the privately managed prison also argues that the petition should be denied. It argues that not only will the operation of a privately managed prison not harm the liberty, dignity and rights of the inmates, but it will result in an improvement of their conditions, because of the high standards laid down by the state in the minimum requirements of the tender for the construction and operation of the prison (standards that the concessionaire claims it undertook to improve upon) and because of the extensive supervisory powers retained by the state. The concessionaire emphasizes in its reply to the petition the importance that it attaches to the social goals that the prison is intended to realize, including the rehabilitation and education of the inmates. The concessionaire further argues that there is no basis to the petitioners’ claims regarding the concern of a violation of inmates’ rights as a result of the legislation of amendment 28. In this context, the concessionaire argues that the petitioners’ claim that the running of a prison with the assistance of a private enterprise necessarily leads to a greater danger of a violation of inmates’ basic rights than a prison entirely managed by the state needs to be proved factually on the basis of research and empirical evidence; according to the concessionaire, however, the petitioners did not even attempt to discharge this heavy burden. The concessionaire goes on to argue that even if amendment 28 violates a constitutional right protected in the Basic Law: Human Dignity and Liberty, that violation satisfies the conditions of the limitations clause. With regard to the third petitioner’s arguments regarding the concern that the concessionaire’s economic motives will result in a deterioration in the inmates’ prison conditions at the privately managed prison, the concessionaire argues that these claims do not address the constitutionality of amendment 28, merely the manner in which it is implemented, and in any case they are without merit, in view of the high standard for operating the prison set out in the conditions of the tender, the concession agreement and the concessionaire’s bid.

With regard to the petitioners’ claims that are founded on the provisions of s. 1 of the Basic Law: the Government, the concessionaire argues that this provision is a declarative constitutional provision that does not prevent a delegation of powers by the government, or the state availing itself of the assistance of private enterprises to carry out its duties.

8.    An additional argument that is raised both by the state and by the concessionaire is the claim of laches. The state and the concessionaire say that the petition before us was filed approximately a year after the Knesset enacted amendment 28, without any justification for the delay in filing the petition. In this respect, it was argued by the state and the concessionaire that the delay in filing the petition adversely changed their position, since by the date of filing the petition they had already gone to considerable expense and invested significant work and time in the project — the state in preparing the tender and the documents of the tender, and the concessionaire in studying the documents of the tender and preparing a detailed bid for the tender. It was also argued that the cancellation of the project at a late stage would harm the foreign parties who had entered into contracts with the concessionaire and relied on the legislation of the Knesset, and it might even prejudice the attractiveness of the State of Israel to foreign investors and experts, as well as other national projects requiring large investments. We should already point out at this stage that we see no reason to dismiss the petition on the ground of laches. Even if we assume in favour of the state and the concessionaire that the rules of laches also apply to constitutional petitions, and that in the present case there were both an objective delay and a subjective delay on the part of the petitioners, in view of the constitutional importance of the issues raised in the petition — both from the viewpoint of the principles of the system of government in Israel and from the viewpoint of the effect on the human rights of prison inmates — there is no basis for dismissing this petition because of the delay in filing it (with regard to the tests for examining a claim of laches, see, for example: AAA 7142/01 Haifa Local Planning and Building Committee v. Society for the Protection of Nature in Israel [1], at pp. 678-679; AAA 2273/03 Blue Island General Partnership v. Society for the Protection of Nature in Israel [2], at paras. 86-101 of the judgment).

9.    In addition to the replies of the state and the concessionaire, we also heard the position of the Knesset with regard to the petition. According to the Knesset, s. 1 of the Basic Law: the Government, which it will be recalled is the basis for the petitioners’ constitutional argument concerning the state divesting itself of its powers, does not contain any provision with regard to the manner of carrying out the government’s powers; it does not contain any provision that restricts the Knesset’s power to permit the government to act in various ways to discharge its executive function; nor does the section provide criteria for examining the constitutionality of laws. Therefore, the Knesset claims that s. 1 of the Basic Law: the Government is not relevant at all when considering the constitutionality of amendment 28. The Knesset goes on to argue that there is no basis for examining the constitutionality of the amendment in accordance with the provisions of a ‘judicial limitations clause’ that is based on the limitations clauses provided in the Basic Law: Human Dignity and Liberty and the Basic Law: Freedom of Occupation. In this respect the Knesset argues that no clear case law ruling has yet been made that the Knesset’s legislative power is limited by the tests in the limitations clause even when the relevant Basic Law does not have an express limitations clause, and it adds that a substantive restriction of the kind that is found in the limitations clause in the Basic Law: Human Dignity and Liberty and the Basic Law: Freedom of Occupation is unsuited to the examination of legislation that prima facie conflicts with a provision in a Basic Law that concerns the organs of the state. It should be noted that in so far as the concrete question of the privatization of prisons is concerned, the Knesset included in its arguments a comprehensive description of the phenomenon of prison privatization around the world. The Knesset emphasized that this is a ‘hard case’ of privatization and it argued that the state needs to carry out close supervision of the private entity, and that the concessionaire should be made subject to the rules of public law.

Deliberations

10. Amendment 28 of the Prisons Ordinance, whose constitutionality is being challenged by the petitioners in this case, introduced a material change in the sovereign outlook of our system of government; it departs from the ordinary and accepted outlook of privatizing government activities in that it gives a private concessionaire various powers that, when exercised, necessarily involve a serious violation of human rights. In this petition we are required to decide whether granting these powers to a private concessionaire, i.e., privatizing these powers, is constitutional (with regard to the various definitions of the concept of privatization, see Y. Katz, Privatization in Israel and Abroad (1997), at pp. 23-30). On this question, our approach will be as follows: first, we shall address the nature of the arrangement provided in amendment 28. Thereafter, we shall consider in brief the scope of judicial review of Knesset legislation. Our main deliberations on the question of the constitutionality of amendment 28 will focus on the Basic Law: Human Dignity and Liberty. At the end of our deliberations we shall address the arguments of the parties regarding the constitutional scrutiny of the amendment from the viewpoint of the Basic Law: the Government. It should immediately be pointed out that in view of the conclusion we have reached, that the amendment under discussion does not satisfy the constitutionality tests in the Basic Law: Human Dignity and Liberty, various questions that arise with regard to the constitutionality of the amendment from the viewpoint of the Basic Law: the Government do not require a decision.

The nature of the arrangement provided in amendment 28

11. The following are the main relevant provisions that were introduced by the aforesaid amendment 28.

Section 128G(a) of the Prisons Ordinance provides that ‘The service [i.e., the Israel Prison Service] may, for the purpose of carrying out its functions as stated in section 76, rely on a corporation’ that satisfies certain minimum requirements stipulated in the section, ‘and to this end it may enter into an agreement with it to construct, manage and operate one prison’ (it should be noted that the functions of the Israel Prison Service are defined in general terms in s. 76(a) of the Prisons Ordinance, which provides that the Israel Prison Service ‘shall engage in the management of the prisons, the security of inmates and everything entailed therein’). The corporation to which s. 128G(a) of the Prisons Ordinance refers is therefore the concessionaire, which is supposed, according to the provisions of amendment 28, to construct, manage and operate the ‘privately managed prison.’ The various powers given to the concessionaire under amendment 28 are naturally derived from the scope of the responsibility imposed on it. Section 128L of the Prisons Ordinance defines the spheres of responsibility imposed on the private concessionaire in the following terms:

‘Responsi­bility of the concession­aire

128L. (a) The concessionaire is responsible for the proper construction, management and operation of the privately managed prison, including:

 

(1) maintaining order, discipline and public security in the privately managed prison;

 

(2) preventing the escape of inmates that are held in custody in the privately managed prison;

 

(3) ensuring the welfare and health of the inmates and taking steps during the imprisonment that will aid their rehabilitation after the release from imprisonment, including training for employment and providing education;

 

all of which in accordance with the provisions of every law and the provisions of the agreement and while upholding inmates’ rights.

 

(b) The concessionaire shall adopt all the measures required in order to discharge his responsibility as stated in subsection (a), including measures as aforesaid that are stipulated in the agreement, and inter alia he shall appoint for this purpose the concessionaire’s governor and employees in accordance with the provisions of this chapter.’

The powers of the concessionaire and its employees, whose privatization within the framework of amendment 28 lies at the heart of the petition before us, are those powers that are derived from the spheres of responsibility provided in ss. 128L(a)(1) and 128L(a)(2) of the Prisons Ordinance, namely the responsibility of maintaining order, discipline and public security in the prison and the responsibility of preventing the escape of inmates that are held in custody in the prison. In order that the private concessionaire that manages and operates the prison can discharge its responsibility in these fields, the governor of the private prison on behalf of the concessionaire and the concessionaire’s employees (subject to several important exceptions) were given various powers, which are parallel to the powers given to the governor of an Israel Prison Service prison and the prison employees that are subordinate to him. Exercising these powers — and this petition is directed against granting them to a private concessionaire rather than against their actual existence — naturally entails a serious violation of various human rights, including the right to life, the right to personal liberty and the right to human dignity. Below we shall discuss several of the powers given to the private concessionaire’s employees at their various levels.

12. The powers of the governor of the privately managed prison are defined in s. 128R of the Prisons Ordinance, which states the following:

‘Functions and powers of the governor of a privately managed prison

128R. (a) The governor is responsible for the proper management and operation of a privately managed prison, as stated in section 128L(a), and in this respect all of the provisions under this Ordinance that apply to a prison governor shall apply to him, subject to the provisions of this section.

 

(b) In order to carry out his functions as stated in subsection (a), the governor shall be given the powers given to a governor of a prison under this Ordinance and under every other law, except for the powers according to service orders and the following powers:

 

(1) Making an order to transfer an inmate because of a contagious disease, under the provisions of section 13(b);

 

(2) Extending a period during which an inmate is held in isolation under the provisions of section 19C(a);

 

(3) Confiscating a possession under the provisions of section 44;

 

(4) Jurisdiction regarding prison offences under the provisions of article 8 of chapter 2;

 

(5) The power of an examiner with regard to a letter to a member of Knesset under the provisions of section 47D;

 

(c) In addition to the powers given to the governor under the provisions of subsection (b), he shall also be given the following powers:

 

(1) The power given to a senior prison officer to order the holding of a prisoner in isolation, under the provisions of section 19C(a);

 

(2) The power to order the conducting of an external examination of the naked body of a prison inmate, when he is admitted into custody, as stated in section 95D;

 

(3) The power given to an Israel Prison Service officer to order the conducting of an external examination of the naked body of a prison inmate, under the provisions of section 95E(b);

 

(4) The power given to an Israel Prison Service officer to approve the use of reasonable force in order to conduct a search on a prison inmate, under the provisions of section 95F(b);

 

(5) The power given to an Israel Prison Service officer to order the taking of a urine sample from a prison inmate, an external examination of his naked body or the making of an external search, under the provisions of sections 95H(a) and 95I(c);

 

(6) The power given to an Israel Prison Service officer to order the conducting of an external examination of the naked body of a visitor under the provisions of section 95J(b);

 

(7) The powers given to a prison security guard under the provisions of section 128AA.’

A study of the provisions of the aforementioned s. 128R shows that although the governor of the privately managed prison was not given important powers that are given to the governor of an Israel Prison Service prison (including the power to extend the period for holding an inmate in administrative isolation for more than 48 hours and jurisdiction regarding prison offences), the law still gives him powers that, when exercised, involve a serious violation of the rights to personal liberty and human dignity. These powers include, inter alia, the power to order an inmate to be held in administrative isolation for a maximum period of 48 hours; the power to order the conducting of an external examination of the naked body of an inmate; the power to order the taking of a urine sample from an inmate; the power to approve the use of reasonable force in order to carry out a search on the body of an inmate; and the power to order an inmate not to be allowed to meet with a particular lawyer in accordance with the restrictions provided in s. 45A of the Prisons Ordinance.

It should be further pointed out that in addition to all these there is a series of invasive powers that are given to the governor of the prison on behalf of the private concessionaire, which are embodied in the concession agreement rather than in amendment 28 itself.

13. Additional invasive powers are also given to the concessionaire’s employees that are subordinate to the governor of the privately managed prison. Thus, for example, s. 128Y provides which powers are given to a ‘senior employee of the concessionaire,’ which is defined in s. 128F of the Prisons Ordinance as a ‘employee of the concessionaire who carried out command and management functions’:

‘Powers of a senior employee of the concession­aire

128Y. In order to carry out his functions, a senior employee of the concessionaire shall have the following powers:

(1) The powers given to a prison security guard under the provisions of section 128AA;

 

(2) The powers set out in section 128R(c)(1) to (6), in whole or in part, if the governor authorized him for this purpose, with the approval of the commissioner, and in accordance with the authorization;

 

(3) The powers that are given to an examiner under the provisions of sections 47A to 47C, if the governor authorized him for this purpose, with the approval of the commissioner, and in accordance with the authorization;

 

(4) The power given to the governor to deny privileges, if the governor authorized him for this purpose, with the approval of the commissioner, and in accordance with the authorization.’

An additional position that was created within the framework of amendment 28 is the position of ‘prison security guard.’ This position in the privately managed prison is de facto equivalent to the position of a prison officer in the Israel Prison Service. The functions of a ‘prison security guard’ are set out in s. 128Z of the Prisons Ordinance as follows:

‘Functions of a prison security guard

128Z. The functions of a prison security guard are:

(1) To maintain public safety and security in the privately managed prison;

 

(2) To prevent the escape of the inmates who are held in custody in the privately managed prison;

 

(3) To maintain order, discipline and routine in the privately managed prison;

 

(4) To discover or prevent offences that are committed within the compound of the privately managed prison or the surrounding area, when accompanying an inmate out of the privately managed prison or when chasing an escaped inmate, all of which with regard to a privately managed prison or inmate;

 

(5) To carry out any additional function that the agreement provides shall be carried out by a prison security guard.’

The powers given to a ‘prison security guard’ in order to discharge his aforesaid functions (powers that are all also given to the governor of the privately managed prison and to a ‘senior employee of the concessionaire’) are set out in s. 128AA of the Prisons Ordinance as follows:

‘Powers of a prison security guard

128AA. (a) (1) When carrying out his job and for that purpose only, a prison security guard has the powers given to a prison officer under the provisions of this Ordinance, including powers to carry out the instructions of the governor or of a senior employee of the concessionaire, as stated in section 125R(c)(1), (3), (5) and (6), subject to the following changes:

 

(a) The power under the provisions of section 95 with regard to a weapon that is a firearm, according to the meaning thereof in the Firearms Law, 5709-1949, is given to a prison security guard in the following circumstances only:

 

(1) When he is carrying out perimeter security functions on the walls of the privately managed prison or in the area surrounding the prison;

 

(2) When he is accompanying an inmate outside the privately managed prison;

 

(3) In circumstances where there has been a serious violation of order and discipline in the privately managed prison, as stated in section 128AJ(a)(1), in accordance with a permit from the commissioner and according to the conditions set out in the permit;

 

(b) He shall have the power to make an external examination of the naked body of an inmate when he is admitted into custody, under the provisions of section 95D, only in accordance with an order from the governor or from a senior employee of the concessionaire under the provisions of section 128R(c)(2);

 

(2) In this subsection, ‘senior employee of the concessionaire’ — a senior employee of the concessionaire who has been authorized for this purpose under the provisions of section 128Y(2).

 

(b) Notwithstanding the provisions of subsection (a)(1), a prison security guard shall not have the following powers:

 

(1) The powers given under the provisions of this Ordinance to a prison officer who belongs to the Anti-Drugs Unit, as defined in section 95A;

 

(2) The power to order an inmate to be held in isolation under the provisions of section 19C;

 

(3) Jurisdiction regarding prison offences, under article 5 of chapter 2, and any other power that is given to a prison officer under the aforesaid chapter.

 

(c) A prison security guard shall have the powers as stated in this section within the compound of the privately managed prison, or in the surrounding area, and when accompanying an inmate outside the prison or when chasing an escaped inmate; nothing in the provisions of this subsection shall derogate from the provisions of subsection (a)(1)(a).’

The aforesaid s. 128AA therefore gives a prison security guard, who it will be remembered is a employee of the concessionaire who operates the privately managed prison, powers that are given to a prison officer of the Israel Prison Service, subject to certain restrictions. These powers include, inter alia, the power to use a weapon in order to prevent the escape of an inmate from the prison, the power given to a policeman to arrest and detain a person without a warrant under ss. 23 and 67 of the Criminal Procedure (Enforcement Powers — Arrests) Law, 5756-1996 (a power that is given to a prison employee under s. 95B of the Prisons Ordinance), and the powers provided in ss. 95D and 95E of the Prisons Ordinance to carry out a search on the person of an inmate when he is admitted into custody and during his stay in the prison. Exercising these powers also leads, of course, to a serious violation of the inmates’ human rights. It should also be noted that a employee of the concessionaire who is not a prison security guard is also entitled in certain circumstances to use reasonable force and to take steps to restrain an inmate, in accordance with s. 128AB of the Prisons Ordinance, which provides the following:

‘Powers of a employee of the concessionaire to use force

128AB. A employee of the concessionaire that is not a prison security guard, who has undergone training as provided in the agreement, may use reasonable force and take measures to restrain an inmate, until a prison security guard or a prison officer comes, if one of the following is satisfied:

 

(1) The inmate commits in his presence a violent offence or causes real damage in his presence to a person or property;

 

(2) There is a real concern of harm to the health or physical integrity of a person;

 

(3) There is a reasonable concern that the inmate is escaping or is trying to escape from the privately managed prison.’

The petition before us does not address the actual existence of the aforesaid harmful powers, nor does it deny the need for them in order to operate and manage a prison properly. As stated above, the petitioners’ claims address the constitutionality of giving the aforesaid functions and powers to a private concessionaire and its employees.

The scope of judicial scrutiny of Knesset legislation

14. The premise for examining the constitutionality of amendment 28 is that it is a law passed by the Knesset that reflects the will of the representatives of the people, and as such the court is required to respect it; the court will therefore not determine lightly that a certain statute is unconstitutional (see HCJ 3434/96 Hoffnung v. Knesset Speaker [3], at p. 67; HCJ 4769/95 Menahem v. Minister of Transport [4], at pp. 263-264). Moreover, it should be recalled that a law that is enacted by the Knesset enjoys the presumption of constitutionality that imposes on someone claiming unconstitutionality the burden of showing, at least prima facie, that the statute is unconstitutional, before the burden passes to the state and the Knesset to justify its constitutionality. The presumption of constitutionality also requires the court to adopt the assumption that the statute was not intended to undermine constitutional principles (see Hoffnung v. Knesset Speaker [3], at p. 68; HCJ 6055/95 Tzemah v. Minister of Defence [5], at pp. 267-269 {663-667}). At the same time, the court should carry out the role given to it in our constitutional system and examine the constitutionality of the legislation enacted by the legislative branch. This examination should be made by striking a delicate balance between the principles of majority rule and the separation of powers, on the one hand, and the protection of human rights and the basic values underlying the system of government in Israel, on the other. This also means that the constitutional scrutiny should be carried out with caution and restraint, without reformulating the policy chosen by the legislature (see CrimA 6659/06 Iyyad v. State of Israel [6], at para. 29 of the judgment). This rule of caution and restraint when intervening in the policy chosen by the legislature is particularly applicable with regard to court intervention in matters reflecting economic policy. President A. Barak said in this respect:

‘The court does not seek to replace the thinking of the legislature with its own thinking. The court does not put itself in the legislature’s place. It does not ask itself what measures it would choose, were it a member of the legislature. The court exercises judicial scrutiny. It examines the constitutionality of the law, not its wisdom. The question is not whether the law is good, effective or justified. The question is whether it is constitutional. A “socialist” legislature and a “capitalist” legislature may enact different and conflicting laws, which will all satisfy the requirements of the limitations clause. Indeed, the Basic Laws are not a plan for a specific political course of action. Nationalization and privatization can both exist within their framework. A market economy or a centrally planned economy can both satisfy judicial scrutiny, provided that the economic activity that violates human rights satisfies the requirements of the limitations clause. Therefore, where there is a range of measures, the court should recognize a margin of appreciation and discretion that is given to the legislature… Determining social policy is the province of the legislature, and its realization is the province of the government, which both have a margin of legislative appreciation’ (see HCJ 1715/97 Israel Investment Managers Association v. Minister of Finance [7], at p. 386; see also Menahem v. Minister of Transport [4], at pp. 263-264. For criticism regarding the limited scope of judicial intervention in economic policy, see B. Medina, ‘“Economic Constitution,” Privatization and Public Funding: A Framework of Judicial Review of Economic Policy,’ Itzchak Zamir Book on Law, Government and Society (2005) 583, at pp. 648-652).

Moreover, it is important to clarify that when speaking of legislation that results in a serious violation of protected human rights, the fact that the motive underlying the legislation is an economic one does not decide the question of the scope of constitutional scrutiny of that legislation. In such circumstances, the predominant element in the constitutional scrutiny will be the nature and degree of the violation of human rights, as well as the existence of possible justifications for that violation. The deciding factor will therefore not be the economic aspect of the legislation causing the violation, but the question whether the legislation leads to a serious and grave violation of constitutional human rights and does not satisfy the tests of the limitations clause.

15. The constitutional issue lying at the heart of the petition before us is whether and to what extent the state — and especially the government, which is the executive branch of the state — may transfer to private enterprises the responsibility for carrying out certain tasks that for years have been its exclusive concern, according to the basic constitutional principles of the democratic system in Israel, when those tasks involve a significant and fundamental violation of human rights. The question that we are called upon to decide is, therefore, whether it is possible to determine that the privatization of sovereign powers in this case is unconstitutional, even though it is done pursuant to primary legislation of the Knesset.

An examination of the constitutionality of amendment 28 in accordance with the Basic Law: Human Dignity and Liberty

16. When we examine the petitioners’ arguments that are founded on the provisions of the Basic Law: Human Dignity and Liberty, we should first decide the question whether granting the various powers involved in the management and operation of a prison to a private concessionaire, as was done in amendment 28, violates a constitutional right that is protected in the Basic Law: Human Dignity and Liberty. If we find that such a right has been violated, we should examine whether the violation is lawful, i.e., whether the violation satisfies the tests of the limitations clause in s. 8 of the Basic Law: Human Dignity and Liberty. If we ultimately arrive at the conclusion that amendment 28 violates a constitutional right that is protected by the Basic Law: Human Dignity and Liberty, and that this violation does not satisfy the tests of the limitations clause, we shall need to determine what is the appropriate constitutional remedy for the unlawful violation (regarding the three stages of constitutional scrutiny, see CA 6821/93 United Mizrahi Bank Ltd v. Migdal Cooperative Village [8], at p. 428; HCJ 4128/02 Israel Union for Environmental Defense v. Prime Minister of Israel [9], at p. 517).

17. The first question that we need to decide, therefore, is whether the provisions of amendment 28 involve a significant violation of a constitutional right that is protected by the Basic Law: Human Dignity and Liberty. Our deliberations as to whether amendment 28 violates the human rights of the inmates of the privately managed prison are based on the premise that imprisoning a person and holding him in custody in itself violates his right to liberty and freedom of movement. This is the case even when the imprisonment is lawful. In addition to this premise, there is another premise that has become a rule in our legal system, that the loss of personal liberty and freedom of movement of an inmate, which is inherent in the actual imprisonment, does not justify an additional violation of the other human rights of the inmate to an extent that is not required by the imprisonment itself or in order to realize an essential public interest recognized by law (see HCJ 4634/04 Physicians for Human Rights v. Minister of Public Security [10], at para. 11 of the judgment; PPA 4463/94 Golan v. Prisons Service [11], at pp. 152-156 {501-504}). In this respect, the remarks of Justice E. Mazza are apt:

‘It is established case law in Israel that basic human rights “survive” even inside the prison and are conferred on a prisoner (as well as a person under arrest) even inside his prison cell. The exceptions to this rule are only the right of the prisoner to freedom of movement, which the prisoner is denied by virtue of his imprisonment, and also restrictions imposed on his ability to realize a part of his other rights — some restrictions necessitated by the loss of his personal freedom and other restrictions based on an express provision of law’ (Golan v. Prisons Service [11], at pp. 152-153 {501}).

18. On the basis of these premises, we should examine the petitioners’ arguments with regard to the violation of basic constitutional rights that arises from the provisions of amendment 28, which focus de facto on two issues. First, the petitioners argue that there is a real concern that the powers that were provided in amendment 28 will be exercised by the private concessionaire in a manner that violates the human rights of the inmates to a greater degree than the manner in which the corresponding powers are exercised in the prisons managed by the Israel Prison Service. Second, the petitioners argue that the transfer of powers to manage and operate the prison to a private concessionaire ipso facto violates the constitutional rights of the inmates in the privately managed prison to their personal liberty and human dignity.

As we shall clarify below, amendment 28, which allows the construction of a prison that will be managed and operated by a private corporation, leads to a violation of the constitutional rights to personal liberty and human dignity of inmates who are supposed to serve their sentence in that prison. This is because of the actual transfer of powers of management and operation of the prison from the state to a private concessionaire that is a profit-making enterprise. We therefore do not need to decide the arguments of great weight raised by the petitioners regarding the potential for violating the inmates’ human rights in the privately managed prison to a greater degree than the violation of the inmates’ human rights in the prisons managed by the state. It should be noted that the petitioners’ claims in this regard were mainly based on the provisions set out in amendment 28 with regard to the nature of the powers granted to the concessionaire’s employees, the state’s supervision of the private concessionaire’s actions, the economic inducements that will present themselves to the concessionaire and the state with regard to the manner in which the prison is managed and the minimum conditions determined for the professional qualifications of the concessionaire’s employees. In this context, the petitioners also raised arguments concerning the violation of human rights that has been caused by the operation of privately managed prisons in other countries, and especially in the United States.

19. We have examined the petitioners’ claims that are based on the concern that the human rights of inmates will be violated in the privately managed prison to a greater extent than in state managed prisons. In this respect, we are of the opinion that the concerns raised by the petitioners are not unfounded and that there is indeed a concern that the manner of operating the privately managed prison will lead to a greater violation of inmates’ human rights than in state managed prisons, because of the fact that the private prison is managed by a corporation that is a profit-making enterprise. It would appear that the aforesaid concern troubled both the primary legislature and the granter of the concession, and for this reason broad supervision and inspection powers were provided in amendment 28 to allay this concern. Notwithstanding, we have reached the conclusion that although the concerns raised by the petitioners are not unfounded, they address a future violation of human rights and there is no certainty that this will occur; therefore, it is questionable whether it constitutes a sufficient basis for setting aside primary legislation of the Knesset. In this regard it should be noted that the petitioners’ claims regarding the ramifications of the privatization of prisons in other countries (and especially the United States) are an insufficient basis for this court to reach an unequivocal and a priori determination that the method of operating a prison by means of private management will necessarily result in a violation of human rights that is significantly greater than the violation of human rights in state managed prisons. The reasons for this are, first, that the legislative arrangements in other countries are different from the legislative arrangement in Israel (especially with regard to the degree of state supervision of the concessionaire and the scope of the concessionaire’s powers), and, second, that the comparative figures are not unambiguous (see: A. Volokh, ‘Developments in the Law — The Law of Prisons: III. A Tale of Two Systems: Cost, Quality and Accountability in Private Prisons,’ 115 Harv. L. Rev. 1838, 1868 (2002); U. Timor, ‘Privatization of Prisons in Israel: Gains and Risks,’ 39 Isr. L. Rev. 81 (2006), at pp. 85-88; D.E. Pozen, ‘Managing a Correctional Marketplace: Prison Privatization in the United States and the United Kingdom,’ 19 Journal of Law & Politics 253 (2003), at pp. 271-276). Our decision will therefore be based on the assumption that, despite the potential violations indicated by the petitioners, there is no empirical proof that the manner of operating private prisons necessarily leads to a greater violation of the inmates’ human rights than that in the state managed prisons. Notwithstanding, we have reached the conclusion that the actual transfer of powers to manage a prison from the state, which acts on behalf of the public, to a private concessionaire that is a profit-making enterprise, causes a serious and grave violation of the inmates’ basic human rights to personal liberty and human dignity — a violation that should, of course, be examined from the viewpoint of the limitations clause. Let us now turn to clarify our reasons for this conclusion.

The violation caused by amendment 28 to the constitutional right to personal liberty

20. Sending someone to prison — whether it is managed privately or by the state — first and foremost violates the constitutional right to personal liberty. This right is set out in s. 5 of the Basic Law: Human Dignity and Liberty, which states the following:

‘Personal liberty

5.  A person’s liberty shall not be denied or restricted by imprisonment, arrest, extradition, or in any other way.’

The right to personal liberty is without doubt one of the most central and important basic rights in any democracy, and it was recognized in our legal system before it was enshrined in the Basic Law. Denying this right is one of the most severe violations possible in a democratic state that upholds the rule of law and protects human rights. A violation of the right to personal liberty is especially serious because it inherently involves a violation of a series of other human rights, whose potential realization is restricted physically, mentally and ethically. The special status of the right to personal liberty and the serious ramifications arising from a violation thereof were discussed by Justice Zamir in Tzemah v. Minister of Defence [5]:

‘By virtue of s. 5 of the Basic Law: Human Dignity and Liberty, personal liberty is a constitutional right. Moreover, personal liberty is a constitutional right of the first order, and from a practical viewpoint it is also a prerequisite for realizing other basic rights. A violation of personal liberty, like a stone hitting water, creates a ripple effect of violations of additional basic rights: not only the freedom of movement, but also the freedom of speech, privacy, property rights and other rights… As stated in s. 1 of the Basic Law: Human Dignity and Liberty, “Basic human rights in Israel are founded on the recognition of the worth of man, the sanctity of his life and his being free….”. Only someone who is free can realize his basic rights fully and properly. It is personal liberty, more than any other right, that makes man free. For this reason, denying personal liberty is a particularly serious violation. Indeed, a denial of personal liberty by means of imprisonment is the most serious sanction that a civilized state imposes on offenders’ (see Tzemah v. Minister of Defence [5], at pp. 261-262 {656}; see also Iyyad v. State of Israel [6], at para. 28).

But like all human rights, the right to personal liberty, despite its exalted constitutional status, is not an absolute right.

From the provisions of s. 5 of the Basic Law: Human Dignity and Liberty, it can be seen that imprisoning a person — whether in a state managed prison or in a privately managed prison — violates his constitutional right to personal liberty. In this respect it is important to emphasize that even when a person is convicted of an offence and sentenced to imprisonment, this does not mean that he no longer has the basic constitutional right to personal liberty; however, in consequence of the conviction and the sentence that follows it, the scope of the protection afforded to this right is reduced and it is denied for the period stipulated in the sentence. This denial is justified under the provisions of the limitations clause (see CrimA 4424/98 Silgado v. State of Israel [12], at p. 550).

21. The special constitutional status of the right to personal liberty and the fact that it constitutes a condition for exercising many other human rights mean that the legitimacy of denying that liberty depends to a large extent on the identity of the party that is competent to deny that liberty and on the manner in which that liberty is denied. The basic constitutional principle underlying this approach is that in a democracy that respects human rights, the basic justification for denying the personal liberty of the individual lies in the fact that denying his liberty results in the realization of some essential public interest. Of course, this condition is insufficient in itself for denying the personal liberty of the individual, but it is an essential condition. This essential public interest that may justify, and sometimes even necessitate, the denial of the personal liberty of a particular individual, can be of various kinds. Thus, for example, usually when we are dealing with the denial of personal liberty in criminal proceedings, the public interest is expressed in the various goals of criminal punishment, such as deterrence, retribution or rehabilitation. In addition to considerations of criminal punishment, the public interest in denying the personal liberty of a particular individual may also be based on the danger that he presents to state security (see, for example, the Emergency Powers (Arrests) Law, 5739-1979, and the Internment of Unlawful Combatants Law, 5762-2002).

22. According to our approach, which will be explained below, since the denial of the right to personal liberty is justified only if it is done in order to further or protect an essential public interest, the question whether the party denying the liberty is acting first and foremost in order to further the public interest (whatever it may be) or whether that party is mainly motivated by a private interest is a critical question that lies at the very heart of the right to personal liberty. The answer to the aforesaid question is of importance to the very legitimacy of the denial of liberty. According to the basic principles of modern political philosophy, the violation of the right to personal liberty resulting from giving a private enterprise the power to deny liberty within the context of the enforcement of criminal law derives ipso facto from the fact that the state is giving that party one of its most basic and invasive powers, and by doing so the exercise of that power loses a significant part of its legitimacy. In order to clarify the nature of the violation of the right to personal liberty that is caused by amendment 28, let us now examine the principles underlying our aforementioned approach and the manner in which these principles apply to amendment 28.

23. According to modern political philosophy, one of the main factors that led to the organization of human beings in society, whereby invasive powers — including the power to send convicted offenders to prison — were given to the authorities of that society and especially the law enforcement authorities, is the aspiration to promote the protection of personal security and public order. This approach lies at the heart of the approach of the founders of modern political philosophy. In his classic work Leviathan, which was published in 1651, Thomas Hobbes discussed the nature of the roles of ‘publique ministers’ that are employed by the ‘Soveraign’:

‘For Execution

Publique Ministers are also all those, that have Authority from the Soveraign, to procure the Execution of Judgements given; to publish the Soveraigns Commands; to suppresse Tumults; to apprehend, and imprison Malefactors; and other acts tending to the conservation of the Peace. For every act they doe by such Authority, is the act of the Common-wealth; and their service, answerable to that of the Hands, in a Bodie naturall’ (Thomas Hobbes, Leviathan or The Matter, Forme and Power of a Common Wealth Ecclesiasticall and Civil (1651), at chap. XXIII).

An additional expression of the manner in which modern political philosophy regards the role of the ‘political society’ in enforcing the law and punishing offenders can be found in the work of the English philosopher John Locke, Two Treatises of Government, which was published in 1690. In the Second Treatise, Locke presents his position that society rather than each of the individuals within it has jurisdiction regarding offences and the punishment for them:

‘But because no political society can be, nor subsist, without having in itself the power to preserve the property, and in order thereunto, punish the offences of all those of that society; there and there only is political society, where every one of the members hath quitted this natural power, resigned it up into the hands of the community in all cases that exclude him not from appealing for protection to the law established by it. And thus all private judgment of every particular member being excluded, the community comes to be umpire, by settled standing rules, indifferent, and the same to all parties; and by men having authority from the community, for the execution of those rules, decides all the differences that may happen between any members of that society concerning any matter of right; and punishes those offences which any member hath committed against the society, with such penalties as the law has established: whereby it is easy to discern, who are, and who are not, in political society together (John Locke, Second Treatise of Government (1690), at para. 87).

This outlook concerning the responsibility of society or the sovereign (and those acting on their behalf) to enforce the criminal law and preserve public order became over the years a cornerstone in the modern political philosophy of democratic states. Although, naturally, many changes and developments have occurred since the seventeenth century in the way in which the nature and functions of the state are regarded, it would appear that the basic political principle that the state, through the various bodies acting in it, is responsible for public security and the enforcement of the criminal law has remained unchanged throughout all those years, and it is a part of the social contract on which the modern democratic state is also based. An expression of the fundamental outlook concerning the nature of the basic functions of the state and the relationship between it and the citizen can be found in the remarks of Justice I. Zamir in HCJ 164/97 Conterm Ltd v. Minister of Finance [13], at p. 320 {34}:

‘... the relationship between the authority and the citizen is, in practice, a two-way relationship. Therefore, in my opinion, the authority’s duty to act fairly necessitates a corresponding duty to act fairly on the part of the citizen. This requirement is deeply rooted: it springs from the social contract on which the state is based. Under this contract, as it is understood in a democratic state, the authority and the citizen are not opposing forces on different sides of a barricade but stand side by side as partners in the state. In a democracy, as Justice Silberg said, “... the government and the citizen are one and the same” ... The government (in my opinion we should say: the public administration) has a duty to serve the public – to keep peace and order; to provide essential services; to protect the dignity and liberty of every citizen; to do social justice. But the public administration, which has nothing of its own, can only give to the public if it receives from the public. The proper relationship between the administration and the public, which is in fact the essential relationship, is a reciprocal relationship of give and take.’

In principle, the dispute between supporters and opponents of the privatization of the prisons depends largely on the question of who is the authority that is competent to deprive a person of his liberty in order to enforce the criminal law, and whether it is permitted and desirable to depart from the rule that the exercise of power in this regard lies with the state in its capacity as the representative of the public, and entrust this power to a private enterprise, such as an interested capitalist. This debate has been conducted in academic and public circles, but it has not yet been decided in the courts (see: I.P. Robbins, ‘The Impact of the Delegation Doctrine on Prison Privatization,’ 35 UCLA L. Rev. 911 (1988); J.E. Field, ‘Making Prisons Private: An Improper Delegation of a Governmental Power,’ 15 Hofstra L. Rev. 649 (1987); A.A. White, ‘Rule of Law and Limits of Sovereignty: The Private Prison in Jurisprudential Perspective,’ 38 Am. Crim. L. Rev. 111 (2001), at pp. 134-145). This highlights the special role of the state in enforcing the criminal law and in managing public prisons for the aforesaid purpose. The remarks of the American scholar, Prof. J.J. Dilulio, Jr., are pertinent in this regard:

‘At a minimum, it can be said that, both in theory and in practice, the formulation and administration of criminal laws by recognized public authorities is one of the liberal state’s most central and historic functions; indeed, in some formulations it is the liberal state’s reason for being… It is not unreasonable to suggest that “employing the force of the Community” via private penal management undermines the moral writ of the community itself’ (J.J. Dilulio, Jr., ‘The Duty to Govern: A Critical Perspective on the Private Management of Prisons and Jails,’ Private Prisons and the Public Interest (D.C. McDonald ed., 1990), 155, at pp. 175-176).

24. According to the aforesaid constitutional principles and the basic social and political tenets of the system of government in Israel, the state — through the government and the bodies that answer to it — is regarded as the party that has the responsibility for ensuring security, public order and the enforcement of the criminal law. The various security services in Israel — including the Israel Defence Forces, the Israel Police, the Israel Prison Service and the General Security Service — take their orders from the government, and as a rule their heads are appointed by it (see ss. 2 and 3 of the Basic Law: the Army, s. 8 of the Police Ordinance [New Version], 5731-1971, s. 78 of the Prisons Ordinance and ss. 3 and 4 of the General Security Service Law, 5762-2002). When these agencies, which all constitute a part of the executive branch of the state, exercise their powers, they are acting on behalf of the state as an organized force that receives its orders from the government. Indeed, the subordination of the various security services to the elected government has always been one of the hallmarks of the State of Israel as a modern democratic state, and it is one of the basic constitutional principles underlying the system of government in Israel (for the constitutional basis for the special status of persons serving in the various security services (including the Israel Prison Service), see ss. 7(8) and 7(9) of the Basic Law: the Knesset, and the special limitations clause provided in s. 9 of the Basic Law: Human Dignity and Liberty).

25. In addition to the subordination of the security forces in the state to the government, one of the hallmarks of the great power that has always been held by the executive branch in Israel is the power given to it, through the police, the state attorney’s office and the prison service, to enforce the provisions of the criminal law in Israel. The issue before us concerns the manner of implementing one of the main elements of the criminal law enforcement mechanisms in Israel — the power to deprive of their liberty those persons who have been convicted under the law and sentenced to imprisonment. This power is one of the most invasive powers that a modern democratic state has over its subjects.

It should be noted that prima facie, in so far as imprisonment as a sentence in a criminal trial is concerned, it might be argued that the violation of the right to personal liberty caused by the imprisonment derives in its entirety from the custodial sentence imposed by the court. Indeed, from a normative viewpoint, the decision of the competent courts of the state to sentence a particular person to imprisonment is the source of the power to violate the constitutional right of that individual to personal liberty. But the actual violation of the right to personal liberty takes place on a daily basis as long as he remains an inmate of the prison. This violation of the right to personal liberty is inflicted by the party that manages and operates the prison where the inmate is held in custody, and by the employees of that party, whose main purpose is to ensure that the inmate duly serves the term of imprisonment to which he has been sentenced (subject, of course, to the provisions of the law) and complies with the rules of conduct in the prison, which also restrict his personal liberty.

In Israel the power to punish someone who has been convicted under the law and to imprison him in order that he may serve his sentence is, therefore, one of the most significant powers of the state, and under the law the body that is responsible for carrying out this function of the state is the Israel Prison Service. This power, as well as the powers of the other security services, is an expression of a broader principle of the system of government in Israel, according to which the state — through the government and the various security services that are subordinate to it — has exclusive authority to resort to the use of organized force in general, and to enforce the criminal law in particular (for a critical discussion of the question of the monopoly given to the state to use force, see C.J. Rosky, ‘Force, Inc.: The Privatization of Punishment, Policing and Military Force in Liberal States,’ 36 Conn. L. Rev. 879 (2004).

26. The monopoly given to the state — through the executive branch and the bodies acting through it — with respect to the use of organized force is of importance in two spheres. In one sphere, we need to take into account that the democratic legitimacy for the use of force in order to restrict the liberty of individuals and to deny various human rights relies on the fact that organized force exercised by and on behalf of the state is what causes the violation of those rights. Were this force not exercised by the competent organs of the state, in accordance with the powers given to them and in order to further the general public interest rather than a private interest, this use of force would not have democratic legitimacy, and it would constitute de facto an improper and arbitrary use of violence. In the other sphere, the fact that the organized force is exercised by a body that acts through the state and is subject to the laws and norms that apply to anyone who acts through the organs of the state and also to the civil service ethos in the broad sense of this term is capable of significantly reducing the danger that the considerable power given to those bodies will be abused, and that the invasive powers given to them will be exercised arbitrarily or in furtherance of improper purposes. Naturally, both of these spheres are interrelated and affect one another, since the democratic legitimacy given to the bodies that exercise organized force on behalf of the state is what allows them in a substantive sense to exercise the powers given to them vis-à-vis any individual. At the same time, since those bodies act within the framework of the democratic political mechanism and are subject to its rules, their legitimacy is enhanced. Prof. Dilulio discussed the close connection between the identity of the party that uses force against prisoners and the legitimacy of the actual use of force in the following terms:

‘In my judgment, to continue to be legitimate and morally significant, the authority to govern those behind bars, to deprive citizens of their liberty, to coerce (and even kill) them, must remain in the hands of government authorities. Regardless of which penological theory is in vogue, the message “Those who abuse liberty shall live without it” is the philosophical brick and mortar of every correctional facility. That message ought to be conveyed by the offended community of law-abiding citizens, through its public agents, to the incarcerated individual. The administration of prisons and jails involves the legally sanctioned coercion of some citizens by others. This coercion is exercised in the name of the offended public. The badge of the arresting police officer, the robes of the judge, and the state patch of the corrections officer are symbols of the inherently public nature of crime and punishment’ (Dilulio, ‘The Duty to Govern: A Critical Perspective on the Private Management of Prisons and Jails,’ supra, at p. 173).

27. Now that we have discussed the constitutional principle regarding the monopoly given to the state to use force in general, and to deny the personal liberty of individuals in order to enforce the criminal law in particular, let us now examine the relationship between this general principle and the arrangement provided in amendment 28. The main provision of amendment 28, which will form the focus of the constitutional scrutiny and from which all of the other provisions of the amendment whose constitutionality is under consideration are derived, is s. 128L of the Prisons Ordinance. This provision defines the spheres of responsibility of the private concessionaire, who is supposed to construct, manage and operate the privately managed prison. The wording of s. 128L appears in para. 11 above, but because of its importance in this case we shall cite the wording of the section once again:

‘Responsi­bility of the concession­aire

128L. (a) The concessionaire is responsible for the proper construction, management and operation of the privately managed prison, including:

 

(1) maintaining order, discipline and public security in the privately managed prison;

 

(2) preventing the escape of inmates that are held in custody in the privately managed prison;

 

(3) ensuring the welfare and health of the inmates and taking steps during the imprisonment that will aid their rehabilitation after the release from imprisonment, including training for employment and providing education;

 

all of which in accordance with the provisions of every law and the provisions of the agreement and while upholding inmates’ rights.

 

(b) The concessionaire shall adopt all the measures required in order to discharge his responsibility as stated in subsection (a), including measures as aforesaid that are stipulated in the agreement, and inter alia he shall appoint for this purpose the concessionaire’s governor and employees in accordance with the provisions of this chapter.’

The constitutional difficulty presented by amendment 28 concerns the management and operation of the prison by a private concessionaire, and in particular the responsibility imposed on it for the matters set out in the aforesaid ss. 128L(a)(1) and 128L(a)(2), namely the responsibility for ‘maintaining order, discipline and public security’ and the responsibility for ‘preventing the escape of inmates that are held in custody.’ These spheres of responsibility, from which all the other invasive powers given to the governor of the prison on behalf of the concessionaire and the concessionaire’s employees are de facto derived, are the spheres in which, according to the petitioners, the state may not delegate or transfer its responsibility to a private enterprise. Moreover, it is important to point out that the provisions of amendment 28 may also to some degree affect the length of the term of imprisonment, since the conduct of the prison inmate has a not inconsiderable effect on the possibility of his early release from prison under the Parole Law, 5761-2001. In this respect it should be pointed out that under s. 9(7) of the Parole Law, the parole board acting under the law is required to consider, inter alia, the recommendation concerning the prisoner that was given by the governor of the privately managed prison, who, it will be recalled, is appointed by the concessionaire (it should be noted that the aforesaid s. 9(7) also relates to the possibility that one of the supervisors acting in the prison on behalf of the Israel Prison Service will submit a recommendation regarding the prisoner in the privately managed prison).

28. The powers involved in maintaining order, discipline and public security in the prisons and the powers involved in preventing the escape of prisoners from custody are traditionally powers that manifestly belong to the state. The sovereignty of the state and its power to use coercive force against its subjects are typified by the power given to it to imprison persons who have been convicted by the court, to supervise those prisoners strictly, continuously and closely, in a manner that seriously (but justifiably) violates their personal liberty, human dignity and privacy, and to take various steps — including the use of deadly force in a manner that endangers the right to life and physical integrity — in order to prevent the escape of the inmates from the prison. Therefore, a prison, even when it operates within the law, is the institution in which the most serious violations of human rights that a modern democratic state may impose on its subjects may and do occur.

We have already discussed the fact that according to the basic values of society and the system of government in Israel, the legitimacy for exercising powers that involve a serious violation of the constitutional right to personal liberty derives from the fact that these powers are exercised by and on behalf of the state, after the person with regard to whom they are exercised has been tried and convicted by the legal system of the state. Imprisoning a person is the culmination of the criminal proceeding initiated against that person by the state on behalf of the entire public. The power of imprisonment and the other invasive powers that derive from it are therefore some of the state’s most distinctive powers as the embodiment of government, and they reflect the constitutional principle that the state has a monopoly upon exercising organized force in order to advance the general public interest. In this context it should be remembered that when an offender who has been convicted by a competent court and sentenced to imprisonment serves his sentence, this is not merely a technical stage of implementing the criminal law; it is a significant and integral part of the criminal proceeding that the state initiates against the individual, without which the earlier parts of the proceeding lose a significant part of their significance. Indeed, just as the state through the legislature is responsible for regulating criminal legislation, so too it is responsible for enforcing the criminal law and punishing offenders according to the law through the executive branch — a responsibility that is realized, inter alia, by imposing the role of managing and operating prisons on the state (see Field, ‘Making Prisons Private: An Improper Delegation of a Governmental Power,’ supra, at p. 669).

29. The scope of the right to personal liberty and the power to violate this right lawfully are derived from the basic principles of the constitutional system in Israel that we discussed with regard to the responsibility of the state and those acting on its behalf to maintain public order and enforce the criminal law — a responsibility that justifies giving them extensive powers to violate human rights. Therefore, it is possible to say that when it is the state through its competent organs that exercises the coercive power inherent in denying prison inmates their liberty and when the state is de facto responsible for denying the liberty, the violation of the constitutional right to liberty of those inmates has greater legitimacy. Indeed, when the state, through the Israel Prison Service, denies the personal liberty of an individual – in accordance with the sentence that is imposed on him by a competent court — it thereby discharges its basic responsibility as sovereign for enforcing the criminal law and furthering the general public interest. By contrast, when the power to deny the liberty of the individual is given to a private corporation, the legitimacy of the sanction of imprisonment is undermined, since the sanction is enforced by a party that is motivated first and foremost by economic considerations — considerations that are irrelevant to the realization of the purposes of the sentence, which are public purposes.

30. It would therefore appear that amendment 28 gives rise to a question of paramount constitutional important that lies, as we explained in paragraph 22 above, at the very heart of the right to personal liberty, namely whether it is possible to entrust the power to deny liberty to a party that operates in order to further an interest that is essentially a private one.

 Amendment 28 provides an arrangement that authorizes a private profit-making corporation to violate the constitutional right to personal liberty; by making the prison inmates subservient to a private enterprise that is motivated by economic considerations, amendment 28 creates a violation of the constitutional right to personal liberty, which is an independent violation that is additional to the violation caused by the actual imprisonment under lock and key. This violation goes to the heart of the right to personal liberty, since it involves the actual power to hold a person in prison and the conditions of his imprisonment (including the possibility of denying various benefits inside the prison). The source of the violation of the constitutional right to personal liberty that is caused by amendment 28 is therefore inherent to the identity and nature of the body that has been given the powers to violate liberties that are involved in the management and operation of a prison, in two respects. First, the state, after it has determined through its courts that a custodial sentence should be imposed on a certain person, does not bear complete responsibility for the implementation of this decision, with the violation of human rights that arises from it. This situation undermines the legitimacy of the actual sanction of imprisonment and of the violations of various human rights that derive from it (and especially the constitutional right to personal liberty). Second, in addition to the aforesaid, the inmate of a privately managed prison is exposed to a violation of his rights by a body that is motivated by a set of considerations and interests that is different from the one that motivates the state when it manages and operates the public prisons through the Israel Prison Service. The independent violation of the constitutional right to personal liberty of inmates in a privately managed prison exists even if we assume that from a factual-empirical viewpoint it has not been proved that inmates in that prison will suffer worse physical conditions and invasive measures than those in the public prisons.

Indeed, when we examine the extent of the violation of the right to personal liberty inherent in placing a person under lock and key we should take into account not merely that person’s actual loss of personal liberty for a certain period but also the manner in which he is deprived of liberty. The broad scope of the protected right finds expression in various ways, and this too justifies affording it broad protection. The right to liberty is not violated only by denying it in its entirety. The right can be violated on various levels. The manner in which the constitutional right is violated and the nature and extent of the violation naturally affect the constitutional scrutiny of the violation from the perspective of the limitations clause (see and cf. HCJ 5936/97 Lam v. Director-General of Ministry of Education, Culture and Sport [14], at pp. 681-683, 692-693, 693-694 {545-549, 562-563, 564-565}; Menahem v. Minister of Transport [4], at pp. 260-261).

31. In this respect it should be stated that we see no reason to accept the concessionaire’s argument that all that amendment 28 provides is tantamount to the state availing itself of the assistance of a private enterprise rather than delegating or transferring powers to it. It is well known that a distinction between an authority availing itself of the assistance of a private enterprise in order to carry out its duties and a delegation of powers to a private enterprise has been made in our administrative law, and the main distinction between the two situations concerns the scope of the powers and the discretion given to the party to whom the competent authority delegates its powers (see HCJ 2303/90 Philipovitz v. Registrar of Companies [15], at pp. 422-424; HCJ 4884/00 Let the Animals Live Association v. Director of Field Veterinary Services at the Ministry of Agriculture [16]; I. Zamir, Administrative Authority (vol. 2, 1996), at pp. 541-550, 561-562). In the circumstances of the case before us, even if there are certain differences between the scope of the powers given to the employees of the private concessionaire that operates the prison and the scope of powers given to prison officers of the Israel Prison Service, an examination of the provisions of amendment 28 shows that the private concessionaire was given wide-ranging powers with regard to the day-to-day management of the prison, including the enforcement of order and discipline therein.

The powers given to the private concessionaire are not merely technical powers. They are invasive powers that are involved on a regular basis when discretion is exercised by the prison governor acting on behalf of the concessionaire and the employees subordinate to him, who are in control of the managing the lives of the inmates in the prison on a daily basis. Moreover, the management and operation of a prison naturally require dealing with unexpected situations in the course of direct contact with the inmates and making quick decisions on an immediate basis, where the supervision and scrutiny of the making of the decisions and the manner of exercising the discretion can only be carried out retrospectively. Indeed, it would seem that in so far as the management of private prisons is concerned, there is a very significant difficulty in making a clear distinction between the policy decision of the state and the actual manner in which it is implemented by the private concessionaire (see J. Freeman, ‘The Private Role in Public Governance,’ 75 N. Y. U. L. Rev. 543 (2000), at pp. 632-633; Dilulio, ‘The Duty to Govern: A Critical Perspective on the Private Management of Prisons and Jails,’ supra, at p. 176). In these circumstances, it is clear that the arrangements provided in amendment 28 constitute a transfer (or at least a delegation) of powers from the Israel Prison Service to the private concessionaire, which is responsible for the management and operation of the prison, rather than a government authority merely availing itself of the assistance of a private enterprise, as the concessionaire claims.

32. We should further mention that, in their pleadings in reply to the petition, the respondents (the state and the concessionaire) argued that there are various other arrangements that allow private enterprises to exercise different sovereign powers. Examples of such arrangements are the possibility of appointing a private lawyer as a prosecutor in a criminal trial by virtue of an authorization from the attorney-general under s. 12(a)(1)(b) of the Criminal Procedure Law [Consolidated Version], 5742-1982 (see HCJ 8340/99 Gorali Kochan & Co. Law Offices v. Attorney-General [17]; HCJ 1783/00 Haifa Chemicals Ltd v. Attorney-General [18]); the possibility provided in s. 5 of the Execution Law, 5727-1967, of appointing a private individual, who has been authorized for this purpose, as an ‘officer’ for the enforcement of civil judgments; and the existence of nursing and psychiatric institutions, which operate for profit, where the members of staff have full control of the various aspects of the lives of the inmates of those institutions. The question of the constitutionality and legality of these arrangements does not arise in the petitions before us, and therefore we are not required to adopt any position with regard to it. But it is hard to deny that these are functions that are not so closely related to the manifestly sovereign functions of the state and that the violation of human rights that results from exercising them is less than that involved in the management and operation of a prison, which is the subject of the petition before us (for a discussion of the question of the constitutional and legal restrictions imposed on the privatization process, see D. Barak-Erez, ‘Human Rights in an Age of Privatization,’ 8 Labour, Society and Law (Israeli Society for Labour Law and Social Security Yearbook) 209 (2001); D. Barak-Erez, ‘The Public Law of Privatization: Models, Norms and Challenges,’ 30 Tel-Aviv University Law Review (Iyunei Mishpat) 461 (2008); Y. Dotan and B. Medina, ‘The Legality of Privatization of the Provision of Public Services,’ 37 Hebrew Univ. L. Rev. (Mishpatim) 287 (2007); cf. also C.P. Gillette & P.B. Stephan III, ‘Constitutional Limitations on Privatization,’ 46 Am. J. Company. L. 481 (1998)).

33. In summary, the conclusion that we have reached is that amendment 28 causes an additional independent violation of the constitutional right to personal liberty beyond the violation that arises from the imprisonment itself. It can therefore be said that our position is that the scope of the violation of a prison inmate’s constitutional right to personal liberty, when the entity responsible for his imprisonment is a private corporation motivated by economic considerations of profit and loss, is inherently greater than the violation of the same right of an inmate when the entity responsible for his imprisonment is a government authority that is not motivated by those considerations, even if the term of imprisonment that these two inmates serve is identical and even if the violation of the human rights that actually takes place behind the walls of each of the two prisons where they serve their sentences is identical. This conclusion gives rise to a question, which we shall consider below, as to whether it is possible to determine that this independent violation was made lawfully in accordance with the limitations clause.

Amendment 28 violates the constitutional right to human dignity

34. In addition to the violation of the right to personal liberty, amendment 28 also violates the constitutional right to human dignity that is enshrined in section 2 of the Basic Law: Human dignity and Liberty as follows:

‘Preservation of life, body and dignity

2.  One may not harm the life, body or dignity of a person.’

In order to examine the claim that the provisions of amendment 28 cause a violation of human dignity, we first need to discuss the content of the constitutional right to human dignity and the extent to which it applies in the circumstances of the case before us. In the judgment in HCJ 6427/02 Movement for Quality Government in Israel v. Knesset [19] it was held that the model adopted by the Supreme Court with regard to the scope of application of the constitutional right to human dignity is an ‘intermediate model’; in other words, the right to human dignity does not only include those clear violations that relate to a person’s humanity, such as physical and emotional injuries, humiliation and defamation, but it does not encompass all human rights. In that case President Barak addressed the content of the constitutional right to human dignity in the following terms:

‘What is human dignity according to the approach of the Supreme Court? This question should be answered by means of constitutional interpretation of the language of the statute against the background of its purpose. This interpretive approach is based on the history of the provision in the Basic Law, its relationship to other provisions in the Basic Laws, the basic values of the legal system and comparative law. It gives central weight to the case law of this court regarding the scope of human dignity. On the basis of all of these, our conclusion is that the right to human dignity constitutes a set of rights that needs to be upheld in order for dignity to exist. The right to human dignity is based on the recognition that man is a free creature, who develops his body and mind as he wishes in the society in which he lives; the essence of human dignity lies in the sanctity of his life and his liberty. Human dignity is based on the autonomy of the individual will, the freedom of choice and the freedom of action of a human being as a free agent. Human dignity relies on the recognition of the physical and spiritual integrity of a human being, his humanity, his worth as a human being, all of which irrespective of the degree of benefit that others derive from him’ (see Movement for Quality Government in Israel v. Knesset [19], at para. 35 of the judgment).

35. Whatever the content of the constitutional right to human dignity may be, no one denies that the right to dignity applies with regard to preventing the denigration of a person and preventing any violation of his human image and his worth as a human being. The right to dignity is a right that every human being is entitled to enjoy as a human being. Admittedly, when a person enters a prison he loses his liberty and freedom of movement, as well as additional rights that are violated as a result of the imprisonment; but an inmate of a prison does not lose his constitutional right to human dignity. A long time before the Basic Law: Human Dignity and Liberty was enacted, Justice Barak discussed how prison inmates and persons under arrest also enjoy the right to human dignity. Justice Barak held in this regard in HCJ 355/79 Katlan v. Israel Prison Service [20], at p. 298:

‘Every person in Israel enjoys a basic right to physical integrity and to the protection of his human dignity. These rights are included in the “charter of judicial rights”… that has been recognized by this court. The right to physical integrity and human dignity is also a right of persons under arrest and prison inmates. The walls of the prison are not a barrier between the inmate and human dignity. The regime in the prison naturally requires a violation of many liberties that free people enjoy… but the regime in the prison does not demand that the inmate is denied his right to physical integrity and to protection against a violation of his dignity as a human being. The inmate loses his freedom, but he is not deprived of his human image.’

This finding regarding the right of prison inmates and persons under arrest to human dignity was, of course, given extra force when the Basic Law: Human Dignity and Liberty was enacted and the right to human dignity became a super-legislative constitutional right that every government authority is liable to respect. The social importance that should be attributed to the protection of the human dignity of prison inmates was discussed by Justice E. Mazza in the following terms:

‘We should remember and recall that the human dignity of the prison inmate is the same as the dignity of every human being. Imprisonment violates the prison inmate’s liberty, but it should not violate his human dignity. A prison inmate has a basic right not to have his dignity violated, and every government authority has a duty to respect this right and to prevent it from being violated… Moreover, a violation of the human dignity of a prison inmate does not merely affect the inmate, but also the image of society. Humane treatment of prison inmates is a part of a humane-moral norm that a democratic society is required to uphold. A state that violates the dignity of its prison inmates breaches the obligation that it has to all of its citizens and residents to respect basic human rights’ (Golan v. Prisons Service [11], at p. 256).

36. Indeed, it is hard to deny that imprisoning someone under lock and key and imposing upon him the rules of conduct in the prison violates his human dignity. This violation is caused whether that person is imprisoned in a public prison or in a privately managed prison. Therefore, the question that we need to decide in this case is whether imprisoning a person in a privately managed prison causes a greater violation of his human dignity than imprisoning him in a public prison.

Imprisoning persons in a privately managed prison leads to a situation in which the clearly public purposes of the imprisonment are blurred and diluted by irrelevant considerations that arise from a private economic purpose, namely the desire of the private corporation operating the prison to make a financial profit. There is therefore an inherent and natural concern that imprisoning inmates in a privately managed prison that is run with a private economic purpose de facto turns the prisoners into a means whereby the corporation that manages and operates the prison makes a financial profit. It should be noted that the very existence of a prison that operates on a profit-making basis reflects a lack of respect for the status of the inmates as human beings, and this violation of the human dignity of the inmates does not depend on the extent of the violation of human rights that actually occurs behind the prison walls (cf. in this respect the question of employing employees in a prison (HCJ 1163/98 Sadot v. Israel Prison Service [21])).

37. The violation of the human dignity of prison inmates described above, which inherently derives from the existence of a privately managed prison, is naturally exacerbated by the invasive character of the powers that amendment 28 allows the private concessionaire and its employees to exercise vis-à-vis the inmates in addition to the violation inherent in the actual imprisonment. These include, as aforesaid, placing an inmate in administrative isolation for a period of up to 48 hours, the use of firearms in order to prevent inmates escaping from the prison, the use of reasonable force in order to conduct a body search on the inmates, a visual examination of the naked bodies of inmates and taking urine samples from inmates. It should also be noted that we do not accept the state’s claim that the injury caused by the exercise of authority over an inmate by a employee of a private company lies in the subjective feelings of the person making the claim and  that this is not essentially a legal argument. The violation of the human dignity of inmates in a privately managed prison is not an injury that derives from the subjective feelings of those inmates, but an objective violation of their constitutional right to human dignity.

38. An additional aspect of the violation of the constitutional right to human dignity that is caused by amendment 28 lies in the social and symbolic significance of imprisonment in a privately managed prison. This aspect of the right to human dignity, which distinguishes it from other human rights, is discussed by the learned Prof. Meir Dan-Cohen, who expresses a view that the existence of a violation of human rights that derives from a certain act or institution depends on the symbolic significance that society attributes to that act or institution, whether the source of that symbolic significance lies in its clear and express content or in some form of social consensus with regard to the aforesaid act or institution, irrespective of the empirical data regarding that act or institution (which may be the source of that symbolic significance), and irrespective of the specific intention of the party carrying out an act of that type in specific circumstances. Prof. Dan-Cohen writes in this respect:

‘Once an action-type has acquired a symbolic significance by virtue of the disrespect it typically displays, its tokens will possess that significance and communicate the same content even if the reason does not apply to them… As long as certain actions are generally considered to express disrespect, one cannot knowingly engage in them without offending against the target’s dignity, no matter what one’s motivations and intentions are’ (see M. Dan-Cohen, Harmful Thoughts: Essays on Law, Self, and Morality (2002), at p. 162).

This fundamental approach to the special nature of the right to human dignity expresses an approach that befits the matter before us, when we consider the narrow and essential meaning of the right. Indeed, in many cases a violation of human dignity is accompanied by a violation of additional human rights such as a violation of the right to life and physical integrity and a violation of the right to privacy. Notwithstanding, a violation of human dignity may also be an ‘independent’ violation, when a certain act that is done or a certain institution that is created do not inherently violate other human rights, but they reflect an attitude of disrespect from a social viewpoint towards the individual and his worth as a human being. In so far as amendment 28 is concerned, this approach requires us to examine the significance that Israeli society attached to the imprisonment of a person in a prison that is managed and operated by a private corporation, whose employees are given various invasive powers over the inmates in that prison.

39. As we explained above, amendment 28 admittedly violates the constitutional right to personal liberty, but in addition it independently violates, as described above, the human dignity of the inmates in a privately managed prison. This is because the imprisonment of a person in a privately managed prison is contrary to the basic outlook of Israeli society (an outlook that we discussed in paragraphs 24-25 above) with regard to the responsibility of the state, which operates through the government, for using organized force against persons subject to its authority and with regard to the power of imprisonment being one of the clear sovereign powers that are unique to the state. When the state transfers the power to imprison someone, with the invasive powers that go with it, to a private corporation that operates on a profit-making basis, this action — both in practice and on an ethical and symbolic level — expresses a divestment of a significant part of the state’s responsibility for the fate of the inmates, by exposing them to a violation of their rights by a private profit-making enterprise. This conduct of the state violates the human dignity of the inmates of a privately managed prison, since the public purposes that underlie their imprisonment and give it legitimacy are undermined, and, as described above, their imprisonment becomes a means for a private corporation to make a profit. This symbolic significance derives, therefore, from the very existence of a private corporation that has been given powers to keep human beings behind bars while making a financial profit from their imprisonment (see, in this regard, I.P. Robbins, ‘Privatization of Corrections: Defining the Issues,’ 40 Vand. L. Rev. 813, at pp. 826-827 (1987)).

The relationship between the restrictions on the concessionaire’s powers and the supervisory mechanisms provided in amendment 28, on the one hand, and the violation of the right to personal liberty and human dignity, on the other

40. When we seek to assess the nature and the intensity of the violation of the constitutional rights to personal liberty and human dignity that is caused by amendment 28, we are required to take into account the various restrictions on the private concessionaire’s activity provided in amendment 28 and the various supervisory measures for the concessionaire’s activity that were provided within the framework of the amendment. According to the state and the concessionaire, in view of the aforesaid restrictions and supervisory arrangements, it should not be said that the amendment reflects a shirking by the state of its basic responsibility for enforcing the criminal law.

41. Indeed, the respondents correctly argue that a significant attempt was made by the legislature to limit the violation of human rights caused by amendment 28; it is important to point out that no provisions were included in the amendment that allow a more serious violation of the human rights of the inmates of a privately managed prison than the violation of human rights of the inmates in state managed prisons. Moreover, it should be noted that certain invasive powers that are given to the officers of the Israel Prison Service — including the power to disciplinary adjudicate inmates and the power to order an extension of the period during which an inmate is held in administrative isolation beyond 48 hours — are not given to the employees of the private concessionaire. Moreover, section 128K of the Prisons Ordinance, which was enacted within the framework of amendment 28, regulates the manner in which the provisions of the law regarding a state managed prison will apply to a privately managed prison, and in this regard s. 128K(c)(1) of the Ordinance provides that an inmate held in a privately managed prison shall have all the rights, benefits and services that are given to an inmate in a prison that is not privately managed. Moreover, s. 128I of the Prisons Ordinance imposes on ‘the concessionaire, individuals with significant influence therein, the governor and the concessionaire’s employees’ the provisions of the Penal Law, 5737-1977, that apply to civil servants (cf. CrimFH 10987/07 State of Israel v. Cohen [22]). This provision was also intended to result in making the legal norms that apply to the employees of the private concessionaire the same as those that apply to the officers of the Israel Prison Service. In this respect it is not superfluous to point out that it would appear that the concessionaire operating the privately managed prison is subject to the judicial scrutiny of the High Court of Justice and the rules of administrative law, as it is a body that fulfils a public function under s. 15(d)(2) of the Basic Law: The Judiciary. In view of this, and since the powers of the employees of the private concessionaire are subject to restrictions parallel to those imposed on the powers of the officers of the Israel Prison Service, we cannot determine that the provisions of amendment 28, in themselves, allow the private concessionaire and its employees to violate the human rights of inmates in the privately managed prison to a greater degree than the violation of the human rights of inmates in a state managed prison.

42. In addition to the provisions described above, which were intended to make the normative position of the inmates in the privately managed prison equal to those of the inmates in the state managed prisons, amendment 28 provides various mechanisms for the state to supervise the activity of the private concessionaire (see sections 128S, 128U-128X, 128AF-128AL, 128AO and 128AW of the Prisons Ordinance). These supervisory mechanisms, which are apparently more comprehensive than the supervisory mechanisms that exist in other countries where private prisons operate in a similar format, are prima facie capable of reducing the concern that the violation of human rights in the privately managed prison will be greater than that in the prisons of the Israel Prison Service (regarding the supervisory mechanisms for private prisons that exist in the United States, Britain and other countries, see Pozen, ‘Managing a Correctional Marketplace: Prison Privatization in the United States and the United Kingdom,’ supra, at pp. 276-281; C.M. Donnelly, Delegation of Governmental Power to Private Parties – A Comparative Perspective (2007), at pp. 105-108; R.W. Harding, Private Prisons and Public Accountability (1997), at pp. 51-55). In this context it should also be pointed out that according to the presumption of constitutionality that amendment 28 enjoys, we should assume that the supervisory mechanisms provided in the amendment will operate properly; in any case, the arguments with regard to the manner of exercising them are the kind of arguments that are more suited to being examined in an administrative petition than in a constitutional one.

We have not overlooked the fact that amendment 28 contains a provision that is intended to contend with the concern that the violation of the human rights of inmates in the privately managed prison will be greater because of improper economic considerations. This provision appears in s. 128G(b) of the Prisons Ordinance, which provides the following:

‘Agreement between the Israel Prison Service and the corporation regarding the construction, management and operation of a privately managed prison

128G. ...

(b) The amount of the consideration for the concessionaire that will be determined in the agreement shall not be made conditional upon the number of inmates that will actually be held in a privately managed prison, but it may be determined in accordance with the availability of prison places in the number provided in the schedule or on a smaller scale as the commissioner shall determine with the approval of the comptroller-general at the Ministry of Finance.’

This provision is indeed intended to limit the concern that economic inducements will motivate the concessionaire operating the privately managed prison to act in improper ways to increase the number of inmates in the prison or to extend their terms of imprisonment.

43. The creation of the aforementioned supervisory mechanisms for the activity of the private concessionaire, as well as the various restrictions on the scope of its powers as provided in amendment 28, show that the legislature was also aware of the constitutional difficulty inherent in transferring powers to manage and operate a prison to a private corporation that is a profit-making enterprise. But the supervisory measures described above cannot provide an answer to the difficulty inherent in the very management and operation of a prison by a private concessionaire. As we clarified at length in paragraphs 29-30 and 36-39 above, and for the reasons set out there, in view of the degree of the violation of the constitutional rights caused as a result of the actual transfer of the powers of imprisonment and the invasive powers included therein to a private corporation, public supervision is insufficient to eliminate the violation and the damage that it involves. We shall discuss the relationship between the violation and the possibilities of supervision in greater detail in paragraphs 52-54 below.

Does amendment 28 satisfy the limitation clause tests?

44. Since we have found that granting powers to manage and operate a prison — together with the invasive powers involved therein — to a private corporation and its employees, as was done in amendment 28, violates the constitutional rights to personal liberty and human dignity of the inmates in the privately managed prison, we are called upon to examine whether this is a permitted violation. Indeed, the rights to personal dignity and human dignity, like the other human rights recognized in our constitutional law, are not absolute, and a certain act of legislation will not be unconstitutional solely because it violates a constitutional right. The violation of the constitutional rights to liberty and human dignity in amendment 28 will be lawful it is satisfies the conditions of the limitations clause in s. 8 of the Basic Law: Human Dignity and Liberty, which provides the following:

‘Violation of rights

8.  The rights under this Basic Law may only be violated by a law that befits the values of the State of Israel, is intended for a proper purpose, and to an extent that is not excessive, or under a law as stated by virtue of an express authorization therein.’

The limitations clause expresses the balance provided in Israeli constitutional law between the rights of the individual and the needs of society as a whole and the rights of other individuals. It reflects our constitutional outlook that human rights are relative and may be restricted. The limitations clause therefore fulfils a dual role — it stipulates that the human rights provided in the Basic Laws shall not be violated unless certain conditions are satisfied, but at the same time it defines the conditions in which the violation of the human rights will be permitted (see HCJ 5026/04 Design 22 Shark Deluxe Furniture Ltd v. Director of Sabbath Work Permits Department, Ministry of Labour and Social Affairs [23], at p. 52 {355}; HCJ 1661/05 Gaza Coast Local Council v. Knesset [24], at p. 546). The limitations clause provides that four cumulative conditions need to be satisfied in order that a violation of a constitutional right that is protected in the Basic Law: Human Dignity and Liberty, will be lawful: the violation of the right should be made in a law (or by virtue of an express authorization in a law); the law should befit the values of the State of Israel; the purpose of the law should be a proper one; and the violation of the constitutional right should not be excessive. If one of these four conditions is not satisfied, this means that the violation of the constitutional right is not lawful, and the provision of the law that violates the constitutional right is unconstitutional. Since we have found that amendment 28 violates the constitutional rights to personal liberty and human dignity, we should examine whether the conditions of the limitations clause are satisfied by it.

45. Regarding the first condition provided in the limitations clause — the demand that the violation of the protected constitutional right should be made by a law — no one disputes that amendment 28 satisfies this condition.

The second condition provided in the limitations clause, according to which the law that violates the constitutional right should befit the values of the State of Israel does not give rise to any real difficulty in our case. This condition refers, according to the purpose clause provided in s. 1A of the Basic Law: Human Dignity and Liberty, to ‘the values of the State of Israel as a Jewish and democratic state’ (see Design 22 Shark Deluxe Furniture Ltd v. Director of Sabbath Work Permits Department, Ministry of Labour and Social Affairs [23], at p. 53 {356}). In their petition, the petitioners raised a claim that amendment 28 is inconsistent with the values of the State of Israel as a democratic state because it violates the principle of the separation of powers. We see no reason to accept this claim in the case before us. Indeed, the values of the State of Israel as a democratic state also include the principle of the separation of powers and it is possible that a particularly serious violation of this principle in a certain law will justify a determination that the law is unconstitutional, since it is inconsistent with the values of the State of Israel as a democratic state. Notwithstanding, the petitioners’ claims in the petition before us did not focus on the question of whether this condition is satisfied, and it is indeed hard to see how this condition may be violated by anything other than unusual and exceptional circumstances; it is therefore possible to assume that amendment 28 satisfies the condition of befitting the values of the State of Israel.

The third condition provided in the limitations clause is that the violation of the constitutional right should be done for a proper purpose. The purpose of the law should be regarded as a proper purpose when it is intended to protect human rights or to realize an important public or social purpose, in order to maintain a basis for coexistence within a social framework that seeks to protect and advance human rights (see Menahem v. Minister of Transport [4], at p. 264). The nature of the violated right and the extent of the violation may also shed light on whether the purpose of the violating law is a ‘proper purpose’ (see Iyyad v. State of Israel [6],at para. 30 of the judgment). According to the state, the purpose of amendment 28 is to bring about a direct and indirect improvement of inmates’ prison conditions at a reduced budgetary cost. This purpose of improving the prison conditions of inmates in Israel — even if it is combined with an economic purpose — is a proper purpose. It should be noted that the petitioners’ claim with regard to the requirement of the proper purpose is that the purpose of economic efficiency does not in itself constitute a proper purpose that justifies a violation of constitutional rights. This claim of the petitioners is too sweeping, since there are situations in which an economic purpose will be considered a proper purpose that justifies a violation of human rights, depending on the type of purpose, its importance to the public interest and the extent of the violation of the constitutional right (see, for example, HCJ 5578/02 Manor v. Minister of Finance [25], at pp. 739-740; HCJ 4947/03 Beer Sheba Municipality v. Government of Israel [26], at para. 11 of the judgment). As we shall clarify below, the weight of the economic purpose in amendment 28 is very significant, and this aspect is capable of affecting the manner in which we consider whether amendment 28 satisfies the requirement of proportionality and the constitutional balance that it requires between various principles and values. But in the circumstances of the case before us, the mere existence of an economic purpose that is combined with an attempt to realize the purpose of improving prison conditions, as expressed in amendment 28, cannot prevent the amendment from satisfying the requirement of a proper purpose. It follows that we need to examine whether the means chosen by the legislature to realize the proper purpose of amendment 28 satisfy the requirement of proportionality.

46. The fourth condition provided in the limitations clause, on which we shall focus our main deliberations, demands that the violation caused by the law under discussion to the protected constitutional right shall be ‘to an extent that is not excessive.’ This condition concerns the proportionality of the violation of the constitutional right; in other words, even if the violation of the constitutional right is effected by a law that befits the values of the State of Israel and that is intended for a proper purpose, the law may still be found to be unconstitutional if its violation of the constitutional right is disproportionate. The requirement of proportionality therefore examines the means chosen by the legislature to realize the (proper) purpose of the legislation.

The case law of this court has recognized three subtests that are used to examine the proportionality of the violation of a protected constitutional right by an act of legislation. The first subtest is the rational connection test, which examines whether the legislation that violates the constitutional right is consistent with the purpose that it is intended to realize. The second subtest is the least harmful measure test. This test requires us to examine whether, of all the possible measures for realizing the purpose of the violating law, the measure that harms the protected constitutional right to the smallest possible degree was chosen. The third subtest is the test of proportionality in the narrow sense. This test requires the violation of the protected constitutional right to be reasonably commensurate with the social advantage that arises from the violation (see Menahem v. Minister of Transport [4], at pp. 279-280; Movement for Quality Government in Israel v. Knesset [19], at paras. 57-61 of the opinion of President Barak).

The three aforementioned subtests do not always require one option to be chosen in order to realize the purpose of the legislation. In many cases the legislature may be confronted by several options that differ in the degree to which they violate the constitutional right under discussion and the extent to which they realize the relevant legislative purposes. When there are various possibilities that may satisfy the requirement of proportionality, the legislature has a margin of legislative appreciation that we call the ‘margin of proportionality,’ within which the legislature may choose the possibility that it thinks fit. The limits of the margin of appreciation given to the legislature in a concrete case are determined by the court in accordance with the nature of the interests and the rights that are at issue. The court will intervene in the legislature’s decision only when the measure that was chosen by it departs considerably from the scope of the margin of legislative appreciation given to it and is clearly disproportionate (see Menahem v. Minister of Transport [4], at p. 280; AAA 4436/02 Tishim Kadurim Restaurant, Members’ Club v. Haifa Municipality [27], at pp. 812-813; Gaza Coast Local Council v. Knesset [24], at pp. 550-552).

47. With regard to the first subtest of proportionality — whether the legislative measure chosen is consistent with the legislative purpose — the dispute between the parties focuses on the question whether amendment 28 is expected to realize the economic aspect of its purpose. The petitioners claim in this respect that they have in their possession opinions that indicate that global experience does not show a clear connection between the privatization of prisons and an economic saving, and they argue that this conclusion can also be seen in various works of academic research. The state, on the other hand, relies on an opinion that was submitted to the tenders committee for the privately managed prison project, which argues that the bid of the concessionaire that won the tender is expected to bring about a saving for the state, which is estimated at approximately 20%-25% of the cost of operating a prison, with similar standards, that is built and operated by the Israel Prison Service. According to this opinion, the saving over the whole period of the concession is estimated at approximately NIS 290-350 million. This question of achieving the budgetary savings goal, as well as the goal of improving the prison conditions of the inmates, is a question that naturally depends on the manner in which the provisions of amendment 28 will actually be implemented. In the case before us, we are not speaking of a situation in which prima facie there is no rational connection between the provisions of the legislation that violates the protected constitutional right and the purposes that the act of legislation is supposed to realize. In any case, at this stage of the ‘privatization’ planning process, the state cannot prove that better conditions for the inmates will indeed be achieved with the expected budgetary savings, nor are we able to determine that amendment 28 is not prima facie capable of realizing the purposes of an economic saving and improving the prisons conditions of inmates that it was designed to achieve. Therefore, we are prepared to assume for the sake of argument that the rational connection regarding the purpose of amendment 28 does exist.

48. The second test of proportionality is, as we have said, the least harmful measure test, which requires that of all the possible measures for realizing the purpose of the legislation, the measure that violates the protected constitutional right to the smallest extent should be chosen. With regard to this subtest, the petitioners argued that it is possible to achieve the economic purpose underlying amendment 28 with measures that violate human rights to a lesser degree. This can be done, according to the petitioners, by building additional state managed prisons or by means of only a partial privatization of powers that do not contain a predominant element requiring the exercise of sovereign power. The state claims in reply that it has not yet found a sufficiently effective means of furthering the purpose of improving the prison conditions of inmates in Israel at a reduced budgetary cost that involves a lesser violation of human rights (in so far as such a violation actually exists). In this regard the state emphasizes that the arrangement provided in amendment 28 includes many significant safeguards. The state further argues that when the policy concerning the privatization of the prisons was formulated, the ‘French model’ in this field was also examined. According to the ‘French model’ for privatizing prisons (which is also used in a similar form in Germany), there is cooperation between the state and the private enterprise in managing the prison, which is reflected in the fact that various logistical services provided in the prison are outsourced, but the issues of security and enforcement are not entrusted to the private enterprise.

As can be seen from the state’s affidavit in reply, in June 2002 the Minister for Public Security approved the privatization of prisons on an ‘expanded French model,’ which also included the transfer to the private enterprise of certain powers in the fields of security and guarding. However, the state claims that ultimately, after examining the experience that has been obtained around the world in operating prisons, it was decided that the privatization would be done in accordance with the ‘English model’ (according to the state, in accordance with an ‘improved English model’), in which the management of the prison is entrusted to a private enterprise operating under the supervision of the state, which retains for itself a limited number of powers (especially powers to try and sentence inmates). The main reason given in the state’s pleadings for rejecting the ‘French model’ for privatizing prisons is that the division of responsibility and powers between the Israel Prison Service and the private enterprise that operates the prison is expected, on the basis of experience around the world, to cause many problems in the proper management of the prison. The concessionaire states in this regard that there is serious criticism of the ‘French model,’ which in the opinion of many does not give expression to the advantages of privatization and the involvement of the private sector, and that the separation of the security functions from the administrative functions makes it difficult to create a uniform policy and to define goals. The concessionaire further argues that, to the best of its knowledge, at the stage when the state considered implementing the ‘French model,’ a considerable difficulty was discovered in finding international enterprises that would be prepared to enter into an investment and partnership in Israel on the basis of this model. From these arguments it therefore follows that, according to the state and the concessionaire, the model that was ultimately adopted in amendment 28 is the one that best realizes the purposes that giving the powers to manage and operate a prison to a private concessionaire was intended to realize.

49. From the state’s affidavit-in-reply it can therefore be seen that after various options were examined with regard to the manner of implementing the privatization, each with its various administrative and economic significances, the option called by the state ‘the improved English model’ was chosen. This option is the one embodied in amendment 28. Since this option provides that powers to exercise force, which is essentially a sovereign function, will be transferred to the private enterprise’s employees, it results in a more serious violation of the personal liberty and human dignity of the inmates than the ‘French model’ for prison privatization (a model which, as aforesaid, only includes outsourcing of the logistic powers in the prison, rather than the powers relating to security and enforcement). In the circumstances of the case, we have arrived at the conclusion that the data presented to us is insufficient for determining that the option that was chosen does not satisfy the second subtest of proportionality. It is well known that the second subtest of proportionality does not merely examine whether there is a measure that violates the protected constitutional right to a lesser degree, but it requires us to examine whether that less harmful measure realizes the legislative purpose to the same degree or to a similar degree as the measure chosen by the legislature (see HCJ 7052/03 Adalah Legal Centre for Arab Minority Rights in Israel v. Minister of Interior [28], at paras. 88-89 of the opinion of President Barak). The state claims, with regard to the difficulty in implementing the French model, that this model does not realize the purpose of improving prison conditions with a budgetary saving to the same extent as this purpose may be realized by amendment 28. Since we are unable to determine in what less harmful way it is possible to achieve the combined purpose of improving prison conditions while making a budgetary saving, which according to the state underlies the purpose of amendment 28, and since this issue naturally requires proof that we do not have before us, the conclusion that follows is that amendment 28 also satisfies the second subtest of proportionality.

50. The third subtest of proportionality is the test of proportionality in the narrow sense. This test is essentially an ethical test in which we are required to examine whether the public benefit that arises from the legislation whose constitutionality is under discussion is commensurate with the damage to the constitutional right caused by that act of legislation (see Gaza Coast Local Council v. Knesset [24], at p. 550; Movement for Quality Government in Israel v. Knesset [19], at para. 60 of the opinion of President Barak). The existence of this proper proportion is examined by striking a balance between the relative social importance of the various principles underlying the expected public benefit from the act of legislation against the degree of harm to the violated human right. Within the framework of this subtest, we should examine the additional social benefit that arises from the legislation relative to the position before the law was enacted, and the additional damage to the constitutional right that is caused by enacting the law (see Adalah Legal Centre for Arab Minority Rights in Israel v. Minister of Interior [28], at paras. 91-92 of the opinion of President Barak). The third subtest of proportionality assumes that the constitutional violation satisfies the first two subtests of proportionality. It assumes that there is a rational connection between the act of legislation that violates the constitutional right and the purpose that the act of legislation is intended to achieve, and that the measure chosen by the legislature inflicts upon the constitutional right the least possible harm that is required in order to realize the legislative purpose. Subject to the existence of these requirements, the third subtest examines whether the purpose of the legislation justifies the measures chosen to realize it. The special function of the third subtest of proportionality was discussed by President Emeritus Barak in HCJ 8276/05 Adalah Legal Centre for Arab Minority Rights in Israel v. Minister of Defence [29] in the following terms:

‘... there is a major difference between the first and second subtests and the third subtest. The first two subtests — the rational connection and the least harmful measure — focus on the means of realizing the purpose. If it transpires, according to these, that there is a rational connection between realizing the purpose and the legislative measure that was chosen, and that there is no legislative measure that is less harmful, the violation of the human right — no matter how great — satisfies the subtests. The third subtest is of a different kind. It does not focus merely on the means used to achieve the purpose. It focuses on the violation of the human right that is caused as a result of realizing the proper purpose. It recognizes that not all means that have a rational connection and are the least harmful justify the realization of the purpose. This subtest seeks in essence to realize the constitutional outlook that the end does not justify the means. It is an expression of the concept that there is an ethical barrier that democracy cannot pass, even if the purpose that is being sought is a proper one’ (see Adalah Legal Centre for Arab Minority Rights in Israel v. Minister of Defence [29], at para. 30 of the judgment).

In the case before us we are required, within the context of the test of proportionality in the narrow sense, to examine the relationship between the public benefit that arises from amendment 28 and the damage caused by amendment 28 to the constitutional rights to personal liberty and human dignity of inmates in the privately managed prison. When implementing this subtest of the requirement of proportionality, we are also obliged to take into account the provisions provided in amendment 28, which we discussed in paragraphs 41-42 above, that were intended to address the concerns of a violation of the human rights of the inmates as a result of transferring imprisonment powers to a private corporation motivated by a desire to maximize its financial profits.

51. In our deliberations above, we discussed at length the type of violation of human rights created by amendment 28. In paragraphs 22-30 above, we set out in detail the special significances of the violation of liberty as a result of privatization of the prison. Inter alia, we clarified that the violation of the rights to liberty and dignity deriving from introducing a private prison system is not reflected in the actual power of imprisonment, which is invasive in itself, since the actual violation of the personal liberty also occurs when the imprisonment takes place in a state managed prison. In the case of a privately managed prison, the violation lies in the identity and character of the body to which powers are given to violate liberties in the format provided in amendment 28 of the Prisons Ordinance.

We mentioned the democratic legitimacy of the use of force by the state in order to restrict the liberty of individuals and to deny various rights that they have, when this violation is carried out by the organs of the state and for the purposes of protecting the public interest. By contrast, as we clarified above, when the power to deny the liberty of the individual is given to a private corporation, the legitimacy of the sanction of imprisonment is undermined and the extent of the violation of liberty is magnified. As graphically described by one of the scholars that criticize the privatization of prisons, there is a significant difference between a situation in which the party holding the keys to the prison is the state acting for and on behalf of the public, where the inmate is one of the members of that public, and a situation in which the key is entrusted to a commercial enterprise, which represents its own personal economic interest (N. Christie, Crime Control as Industry (second edition, 1994), at p. 104). This difference has implications for the type and extent of the violation. Imprisonment that is based on a private economic purpose turns the inmates, simply by imprisoning them in a private prison, into a means whereby the concessionaire or the operator of the prison can make a profit; thereby, not only is the liberty of the inmate violated, but also his human dignity.

52. Now that we have addressed the violation of human rights that will be caused by amendment 28, we need to examine, within the framework of the third subtest of proportionality, what lies on the other pan of the scales, namely the public benefit that amendment 28 is intended to advance. In its affidavit-in-reply, the state argued that this benefit is a twofold benefit — achieving a significant financial saving, which according to the state is expected throughout the whole period of the concession (which according to the wording of the permit that was attached to the state’s affidavit-in-reply is twenty-four years and eleven months) to reach the amount of NIS 290-350 million, while improving prison conditions for the inmates. In other words, it can be said that the state, in enacting amendment 28, was aware of the need to contend with the serious overcrowding that exists in Israeli prisons, which has also been addressed by this court (see Physicians for Human Rights v. Minister of Public Security [10]). The question before it concerned the means it should adopt in order to contend with this crisis, and in these circumstances the state chose a measure of dealing with the aforesaid crisis that in its opinion is the most economically viable. The purpose underlying the enactment of amendment 28 and the special arrangements provided in it was, therefore, an economic purpose. In our opinion this is the main public purpose that amendment 28 sought to achieve and it is the raison d’être that underlies it; had the economic savings not been the main consideration taken into account by the legislature, there would have been no need to enact amendment 28, and it would have been possible to contend with the problem of overcrowding in the prisons by building additional state managed prisons or by improving the existing prisons, in accordance with the normative framework that existed prior to the enactment of amendment 28. It can therefore be said that although amendment 28 was enacted with the aspiration of improving the prison conditions of the inmates, the purpose of the concrete legislative arrangement chosen as a means of achieving this worthy aspiration is to achieve as great an economic saving as possible for the state.

It is important to mention in this context that the special defence mechanisms for prison inmates’ rights that were provided in amendment 28, on which the state and the concessionaire base their replies to the petition, do not constitute a part of the public benefit that amendment 28 is intended to achieve. An examination of these mechanisms as a whole — starting with the various restrictions that were imposed on the powers of the concessionaire’s employees that operate the prison, continuing with the state’s ongoing means of supervising the concessionaire’s activity and ending with the possibility that the state will intervene in what is happening if the private concessionaire does not carry out its undertakings — show that these mechanisms were intended to prevent the private concessionaire abusing the invasive powers given to it within the framework of amendment 28. The introduction of these mechanisms, as we said in paragraph 43 above, is an expression of the fact that the legislature was also aware of the difficulties that amendment 28 raises and the concerns inherent in giving imprisonment powers and the invasive powers deriving therefrom to a private concessionaire. We are therefore not dealing with legislative measures that were enacted merely because the legislature recognized a need to improve the protection of the human rights of inmates in Israeli prisons, but with preventative measures that were intended to neutralize, in so far as possible, the concerns that arise from a transfer of imprisonment powers to a private concessionaire, which was designed to achieve as large an economic saving as possible for the state. In this context we should further add that we are of the opinion that there is an inherent difficulty in estimating the economic benefit that is expected to accrue to the state from the operation of the privately managed prison, certainly when we are speaking of a concession period of almost twenty-five years. Prima facie, in view of the supervisory mechanisms that the state is required to operate by amendment 28, it would appear that the actual economic benefit of amendment 28 can be questioned. Notwithstanding, since it is impossible to determine categorically that amendment 28 is not expected to give rise to an economic benefit to the state, we are prepared for the purposes of our deliberations to assume, as we said in paragraph 47 above, that the economic benefit underlying amendment 28 will indeed be realized.

53. When we examine the question whether the expected benefit that will arise from realizing the purpose of amendment 28 — improving prison conditions while maximizing economic savings — is commensurate with the damage inherent in giving a private concessionaire power to harm inmates, we should remember that since the third subtest of proportionality is essentially an ethical test, it depends to a considerable extent on the values and norms that are accepted in the society under discussion. Naturally, in different countries there may be different outlooks with regard to the question of the scope of state responsibility in various fields and the relationship that should exist between the fields of activity that should be managed by the public sector and the fields in which most activity will be carried out by the private sector. These outlooks are determined, inter alia, by political and economic ideologies, the special history of each country, the structure of the political system and the government, and various social arrangements. These differences between the various countries are expressed in the content of the constitutional arrangements laid down in each country. The role of the court, which is required to interpret and give content to the various constitutional arrangements is not, of course, to decide between various economic and political ideologies; notwithstanding, the court is required to reflect the values enshrined in the social consensus and in the ethical principles that are common to the members of society, to identify the basic principles that make society a democratic society and identify what is fundamental and ethical, while rejecting what is transient and fleeting (see HCJ 693/91 Efrat v. Director of Population Registry, Ministry of Interior [30], at p. 780).

54. As to whether amendment 28 satisfies the test of proportionality in the narrow sense, we have reached the conclusion that the relationship between the intended social benefit of achieving an improvement in prison conditions while making a maximum financial saving by using a private concessionaire, as described in the state’s affidavit-in-reply, and the degree of the violation of human rights caused by the provisions of amendment 28 is a disproportionate one. The violation of the inmates’ human rights that is caused by establishing a privately managed prison in which the private concessionaire’s employees are given extensive powers to use force, which is in essence a sovereign power, is not a violation that is limited to a single issue or an isolated incident. Amendment 28 results in the establishment of an organizational structure whose very existence seriously violates the personal liberty of the inmates of the privately managed prison, to an extent that exceeds what is required by imprisonment itself, and the human dignity of those inmates in the basic and fundamental sense of this concept. This violation is an ongoing violation that occurs continuously for as long as an inmate is confined within a prison where he is subject to the authority of the employees of a private concessionaire. As we have said, this violation is exacerbated by the invasive character of the powers given to the private concessionaire. Indeed, the various supervision and control measures may reduce, and maybe even prevent, the concrete violation of the inmates’ human rights in the privately managed prison as compared with the violation of the human rights of inmates in state managed prisons from the viewpoint of prison conditions and routine; but as we said in paragraph 43 above, these mechanisms do not eliminate the violation of human rights involved in the actual transfer of imprisonment powers over inmates to a private profit-making corporation. In other words, in view of the great social importance of the principles underlying the granting of power to imprison offenders and the invasive powers that derive from it solely to the state, in comparison to the result achieved by realizing the goal of improving prison conditions while making as large a financial saving as possible for the state, the ‘additional’ violation of the constitutional rights to personal liberty and human dignity deriving from granting the aforesaid powers to a private profit-making corporation is disproportionate to the ‘additional’ public benefit that will allegedly be achieved by amendment 28.

It should further be noted that the fact that amendment 28 allows the establishment of only one prison as a ‘pilot’ cannot affect the constitutional analysis that we have made. The reason for this is that, from the viewpoint of the inmates who are supposed to be housed in that prison, the violation of their human rights that derives from their imprisonment in the privately managed prison is caused irrespective of the question whether there are additional inmates imprisoned in other privately managed prisons (in this respect it should be noted that no argument was raised before us with regard to discrimination against inmates in the privately managed prison relative to the inmates in the prisons of the Israel Prison Service, and therefore we see no reason to address this issue).

Therefore, our conclusion is that the damage described above — the greater violation of rights that are in the ‘hard core’ of human rights — is not commensurate with the benefit, in so far as there is any, in the economic saving expected from the construction, management and operation of a prison by a private concessionaire. The purpose of having state managed prison authorities is to realize the law enforcement process by imprisoning persons who have been lawfully sentenced to imprisonment, and to realize sentencing goals with tools and means that the system of democratic government provides for this purpose. No one denies the need to take action to improve the welfare and living conditions of prison inmates in Israel; but blurring the boundaries between this proper purpose and the goal of financial saving, by allowing a private concessionaire of a prison to make financial profits, disproportionately violates human rights and the principles required by the democratic nature of the regime.

55. It should be noted that the petitioners claim that the important purpose of improving the prisons conditions of inmates in Israel can also be achieved in other ways that they indicated, such as building additional state managed prisons or building a prison in which the powers that will be privatized do not include giving the private concessionaire’s employees sovereign power over the inmates. Prima facie, it would appear that the main disadvantage inherent in these methods lies in the economic-administrative sphere, and we are prepared to assume in favour of the state and the concessionaire that the method of operating prisons adopted in amendment 28 will lead to greater economic and administrative efficiency than the methods indicated by the petitioners. But when we balance the violation of the human rights of prison inmates as a result of their being imprisoned in a privately managed prison that operates in the format set out in amendment 28 against the realization of the purpose of improving prison conditions while achieving greater economic and administrative efficiency, the constitutional rights to personal liberty and human dignity are of greater weight. In other words, for the reasons that we have explained above, the benefit to the public interest arising from a realization of the purpose of amendment 28 — improving the prison conditions of inmates while achieving a maximum saving by employing a private concessionaire — is disproportionate to the damage caused as a result of the violation of the human rights of inmates in the privately managed prison. Indeed, in so far as the state is required to improve the prison conditions of inmates — a proper and important purpose — it should be prepared to pay the economic price that this involves, and it should accept that ‘efficiency’ (whatever the meaning of this concept is) is not a supreme value, when we are dealing with a violation of the most basic and important human rights that the state is obliged to uphold.

Therefore, our decision in the case before us is that the social benefit arising from amendment 28 is not commensurate with the violation of protected human rights caused by the provisions of the amendment.

56. Since we have found that amendment 28 does not satisfy the third subtest of proportionality, we are led to the conclusion that the violation of the constitutional rights to personal liberty and human dignity caused by amendment 28 is a disproportionate one that does not satisfy the conditions of the limitations clause. Amendment 28 is therefore unconstitutional.

A comparative analysis of the question of prison privatization

57. Before we conclude our deliberations and examine the consequences of the unconstitutionality of amendment 28, we think it right to address in brief the parties’ arguments regarding the phenomenon of prison privatization around the world. The petitioners argued that experience in other countries shows that the violation of the human rights of inmates of private prisons is greater than the violation of the human rights of their counterparts in state prisons. The respondents for their part argued that the phenomenon of privatizing prisons is not unique to Israel, and various democratic countries, including the United States and Britain, have adopted this method of dealing with the problem of overcrowding in prisons and in order to save on the cost of imprisoning offenders. In none of these countries, it is claimed, has it been held that the privatization of prisons is unconstitutional, or that the state has a constitutional obligation to manage the prisons itself.

58. ‘Privatized’ prisons operate today in various countries around the world, but the manner in which the privatization is implemented and regulated differs from one country to another. This difference is reflected both in the spheres of activity within the prison that can be privatized and in the degree of the state’s supervision of the activity of the party operating the private prison. Thus, for example, the possibility of entering into a contract with private enterprises in order to manage and operate prisons is regulated in legislation, inter alia, in the United States (both on the Federal level and at state level) and Britain. The various acts of legislation that regulate the privatization of prisons differ from one another, inter alia, in the scope of the powers given to the concessionaire in fields that have a potentially significant effect on the human rights of the inmates. In this respect it should be noted that the approach adopted in the United States is that it is possible to give the private concessionaire the responsibility for all of the aspects involved in managing and operating the prison, including the enforcement of discipline in the prison and the use of force against inmates; however, various individual states have determined in their legislation various arrangements regarding the degree of influence given to private enterprises that operate prisons on the dates of the inmates’ release, determining disciplinary rules in the prison and determining disciplinary offences, classifying the inmates from the viewpoint of the benefits to which they are entitled and the degree of state supervision over the activity of the private enterprise (see W.L. Ratliff, ‘The Due Process Failure of America’s Prison Privatization Statutes,’ 21 Seton Hall Legis. J. 371 (1997)). In Britain too, like in the United States, the private concessionaire and its employees have been given powers that include maintaining security and discipline in the prison and using force against the inmates; but, as a rule, the scope of the powers given to private enterprises that operate prisons is more limited in the British model than in the American model. It would also appear that the state’s supervision over the activity of the private prisons in Britain is more significant than the accepted level of supervision in the United States (see Pozen, ‘Managing a Correctional Marketplace: Prison Privatization in the United States and the United Kingdom,’ supra, at pp. 277-278). As we said in paragraph 48 above, a different model of prison privatization has been adopted in France (and in Germany). According to the French model, private concessionaires were not given all of the duties and powers involved in managing and operating a prison, but, as can be seen from the Knesset’s reply to the petition, only those relating to logistic services. The aforementioned differences in the characteristics of the privatization of prisons in various counties may naturally have considerable significance with regard to the question of the constitutionality of the privatization.

59. From the expert opinions that were filed in this petition — the opinion of Prof. I.P. Robbins for the petitioners and the opinion of Prof. J.F. Blumstein for the concessionaire — it would appear that the courts in the United States have not hitherto held that any of the various legislative arrangements in force in the United States regarding the privatization of prisons are unconstitutional. Indeed, it would appear that the premise of the courts in the United States when considering matters concerning the privatized prisons is that the privatization of the prisons does not in itself give rise to any constitutional difficultly (a good example of this is the judgment of the Federal Court of Appeals for the seventh circuit, in which Judge Posner explained that inmates who raised a constitutional argument against their transfer from a state prison to a private prison ‘would be foolish to do so’; see Pischke v. Litscher [83], at p. 500; for a similar approach of the Federal Courts of Appeal in the United States, see: Montez v. McKinna [84], at p. 866; White v. Lambert [85], at p. 1013. See also the judgment of the Supreme Court of the State of Oklahoma, in which it rejected a claim that giving a permit to counties in the state to enter into contracts with private enterprises in order to manage and operate prisons was an unconstitutional delegation of powers by the legislature: Tulsa County Deputy Sheriff's Fraternal Order of Police v. Board of County Commissioners of Tulsa County [86]). It would therefore seem that the main questions that have been considered by the courts in the United States regarding the privatization of prisons concerned the scope of the tortious liability of the private prisons and their employees in relation to that of the state prisons and their employees (see Richardson v. McKnight [87]; Correctional Services Corporation v. Malesko [88]). It should be noted, however, that several judgments in the United States have held that the public nature of the role fulfilled by the corporations that operate private prisons makes them subject to the provisions of the Constitution (see Skelton v. Pri-Cor, Inc. [89], at pp. 101-102; Rosborough v. Management and Training Corporation [90]).

60. It should also be noted that we have not found any consideration by the courts in Britain, South Africa and the European Union, as well as by the European Court of Human Rights, of the question of the constitutionality of the privatization of prisons. From the opinion of Prof. J. Jowell that was filed by the state, it would appear that hitherto no claims have been raised before the aforesaid courts with regard to the constitutionality of the privatization of prisons. Prof. Jowell’s opinion is that were arguments of this kind to be raised before those courts, they would not be expected to be successful, inter alia because of the economic character of the issue and the lack of a ground of incompatibility with the provisions of the European Convention on Human Rights.

61. It is therefore possible to summarize by saying that a comparative analysis of the case law on the question of the privatization of prisons shows that no court has yet held that the privatization of prisons is unconstitutional. On the other hand, we have also not found any significant consideration of the questions of constitutionality that the matter raises. This situation is not insignificant and it is capable of justifying great care on our part when we consider the constitutionality of amendment 28, since a comparative examination of the law applying to the privatization of prisons in other countries around the world and of the constitutional questions that this phenomenon raises may help us decide some of the questions that arise in our case and show us additional aspects of these issues. But ultimately the manner in which we interpret the Basic Laws in general and the Basic Law: Human Dignity and Liberty in particular is determined in accordance with the fundamental principles of the system of government and the legal system in Israel.

62. As we said in paragraph 53 above, different countries are likely to have different outlooks on the subject of the duties and obligations of the state in general and of the government in particular. These outlooks are capable of influencing the manner in which the specific issue of the constitutionality of the privatization of prisons is examined. In this context it should be noted that both in the United States and in Britain — unlike in Israel — there is a historical tradition of operating private prisons, which naturally is capable of influencing the manner in which the constitutionality of the privatization of prisons is regarded (see Pozen, ‘Managing a Correctional Marketplace: Prison Privatization in the United States and the United Kingdom,’ supra, at pp. 257-258); White, ‘Rule of Law and Limits of Sovereignty: The Private Prison in Jurisprudential Perspective,’ supra, at pp. 122-126). Notwithstanding, it should be emphasized that even in countries where prisons have been privatized the matter is subject to serious public debate, and there is also very critical literature regarding the experience that has been accumulated with respect to the operation of private prisons. The main concern raised in this critical literature is that economic considerations will give the private enterprise operating the prison an incentive to increase the number of inmates in the prison, extend their terms of imprisonment or reduce prison conditions and the services provided to inmates in such a way that ultimately this will lead to a greater violation of the inmates’ human rights that what is necessitated by the actual imprisonment. Moreover, the literature raises a concern that parties with economic interests will have an influence on the length of the terms of imprisonment and the types and levels of sanctions. We should point out that this criticism should not be regarded as separable from the arrangements that exist in those systems (see, for example, S. Dolovich, ‘State Punishment and Private Prisons,’ 55 Duke L.J. 437 (2005), at pp. 518-523; D.N. Wecht, ‘Breaking the Code of Deference: Judicial Review of Private Prisons,’ 96 Yale L.J. 815 (1987), at pp. 829-830; J. Greene, ‘Lack of Correctional Services’ in Capitalist Punishment – Prison Privatization & Human Rights (edited by A. Coyle, A. Campbell and R. Neufeld, 2003), 56-66; M.J. Gilbert, ‘How Much is Too Much Privatization in Criminal Justice,’ in Privatization in Criminal Justice – Past, Present and Future (edited by D. Shichor & M.J. Gilbert, 2001), 41, at pp. 58-65 ; Donnelly, Delegation of Governmental Power to Private Parties – A Comparative Perspective, supra, at pp. 110-111; White, op. cit., at pp. 138-139).

In any case, we have not found anything in the pleadings on the subject of comparative law raised by the respondents that is capable of changing our position with regard to the unconstitutionality of amendment 28.

The petitioners’ claims that are based on s. 1 of the Basic Law: the Government

63. Since we have found that amendment 28 is unconstitutional because it disproportionately violates human rights that are protected under the Basic Law: Human Dignity and Liberty, we do not need to consider the petitioners’ claims that are based on s. 1 of the Basic Law: the Government. Indeed, we accept that the Basic Law: the Government, as a Basic Law, enjoys a super-legislative constitutional status, and therefore it is possible to engage in judicial scrutiny of provisions of ‘ordinary’ legislation that are alleged to conflict with the provisions of the Basic Law: the Government (see HCJ 1384/98 Avni v. Prime Minister [31], at p. 209); but in the case before us it would indeed appear, as the respondents argue, that s. 1 of the Basic Law: the Government, which provides that ‘The government is the executive branch of the state,’ is essentially a declarative section that is intended to establish in principle the role of the government in the Israeli constitutional system. There is therefore a difficulty in using it as a basis for arguments against the constitutionality of the privatization of various government services. The source of the aforesaid difficulty is that s. 1 of the Basic Law: the Government does not expressly determine specific duties or spheres of activity where the government has an exclusive responsibility to act. Notwithstanding, despite the aforesaid difficulty and especially in view of our outlook concerning the broad interpretation that should be given to provisions that have a constitutional status, we are inclined to interpret the provision of s. 1 of the Basic Law: the Government in a manner that enshrines on a constitutional level the existence of a ‘hard core’ of sovereign powers that the government as the executive branch is liable to exercise itself and that it may not transfer or delegate to private enterprises. As can be seen from the aforesaid, the powers involved in the imprisonment of offenders and in the use of organized force on behalf of the state are indeed included within this ‘hard core.’ Naturally, adopting an interpretation of this kind will require us to define clearly the limits of that ‘hard core,’ since it may be assumed that there is no constitutional impediment to privatization of the vast majority of services provided by the state, and this matter lies mainly within the scope of the discretion of the legislative and executive branches. Nonetheless, in view of the result that we have reached, we are not required to make any firm determination with regard to the interpretation of s. 1 of the Basic Law: the Government, and this issue can be left for consideration at a later date. Moreover, the absence of an express limitations clause in the Basic Law: the Government gives rise to the question of how the constitutionality of a provision of ‘ordinary’ legislation can be examined when it is alleged that it conflicts with a provision of the Basic Law: the Government. In any case, in the matter before us no decision is required on the question of the manner of exercising judicial scrutiny with regard to ordinary legislation that conflicts with one of the Basic Laws that relate to the system of government, such as the Basic Law: the Government. In these circumstances, we are naturally also not called upon to decide the petitioners’ claims regarding the majority with which amendment 28 was passed in the Knesset, since these claims are based on the assumption that amendment 28 conflicts with s. 1 of the Basic Law: the Government.

The constitutional relief

64. Amendment 28 is contrary to the basic principles of the system of government in Israel, since it gives the invasive powers involved in the management and operation of a prison, which until now have belonged exclusively to the state, to a private corporation that operates on a profit-making basis. We have therefore reached the conclusion that amendment 28 violates the constitutional rights to personal liberty and human dignity of the prison inmates that are supposed to serve their sentences in the privately managed prison. This violation does not satisfy the conditions of the limitations clause in the Basic Law: Human Dignity and Liberty, since it is disproportionate. Therefore we have reached the conclusion that amendment 28 is unconstitutional. This, then, gives rise to the question of the relief for the unconstitutionality.

65. Amendment 28 creates a complete arrangement regarding the privatization of one prison that will be managed and operated by a private corporation. From our judgment it can be seen that the unconstitutionality inherent in amendment 28 derives from the transfer of powers to imprison inmates and the invasive powers incorporated therein to a private corporation. Indeed, not all the provisions of amendment 28 directly concern the exercise of invasive powers against the inmates in the privately managed prison, and therefore prima facie we need to ask whether there is a basis for declaring amendment 28 void in its entirety. We see no alternative to this outcome, because the arrangement in amendment 28 is a comprehensive arrangement in its structure and content, in which the granting of the powers relating to using force against the inmates is an integral part, and therefore were we to set aside only the provisions concerning the granting of the invasive powers, the remaining provisions would be unable to stand independently and the purpose of amendment 28 would not be realized (see Adalah Legal Centre for Arab Minority Rights in Israel v. Minister of Interior [28], at paras. 97-98 of the opinion of President Barak; A. Barak, Legal Interpretation — Constitutional Interpretation (1994), at pp. 736-737). In this context it should be noted that we have not heard any claim that it is possible to separate the various provisions of amendment 28, and during the hearing of the petition the constitutional deliberations concerned the provisions of amendment 28 as a whole. It should be made clear that we are not adopting any position with regard to the ideal arrangement that should replace amendment 28, but we think it right to point out that the petitioners did not dispute the constitutional propriety of transferring logistical powers in the prison, such as those relating to food services, construction work and laundry, to private corporations, and our rulings in this judgment do not exclude this possibility. In any case, when this court has reached the conclusion that a certain act of legislation is unconstitutional, it is not our role to determine the details of the legislative arrangement that will replace the unconstitutional act of legislation. This is the responsibility of the Knesset (see and cf.: Israel Investment Managers Association v. Minister of Finance [7], at pp. 415-416; Tzemah v. Minister of Defence [5], at p. 284 {687}).

It is also important to point out that our decision in this case is based on the violation of human rights that derives from the transfer of the actual powers to imprison offenders, which involve a violation of their human rights, to a private corporation that operates on a profit-making basis. We are not adopting any position on the legality of the transfer of other functions within the law enforcement system to private enterprises or to any other public authority. Similarly, our conclusions in this judgment do not express any opinion on the legality of the privatization of government services in other fields (such as health, education and various social services), which both in the extent to which they relate to the basic powers of the state and in the extent to which they violate human rights are different from the powers involved in holding prison inmates under lock and key.

66. After writing the aforesaid, I saw the opinion of my colleague Justice Procaccia. Obviously I am in agreement with her opinion, in so far as it relates to the state’s liability to enforce the criminal law and the protection of public order and the importance of executive power being exercised by the state in order to protect the individuals under its authority. Our paths diverge with regard to the analysis of the nature and character of the violation of constitutional human rights caused by amendment 28.

67. According to my colleague Justice Procaccia, the constitutional violation caused by amendment 28 is not a concrete violation of human rights but a risk that arises from the potential disproportionate violation of human rights of the inmate of the privately managed prison, beyond the violation caused to each inmate by his actual imprisonment. In her opinion, my colleague Justice Procaccia points to the concern that economic considerations that motivate the private concessionaire, which has been entrusted with sovereign authority, and the lack of control and deterrent measures such as those that restrict the exercise of authority by the civil service, will result in a potentially ‘major, profound and ongoing’ violation of the most fundamental basic rights of the inmates of the privately managed prison. These concerns are not unfounded, and as I said in paragraph 19 above, I too share them. Notwithstanding, in my opinion, were we only speaking of a potential violation of human rights, it is questionable whether this would justify a judicial determination regarding the unconstitutionality of primary legislation of the Knesset. As a rule, we exercise caution and restraint when exercising judicial review of Knesset legislation. Sometimes there is no alternative to exercising judicial review of legislation enacted by the Knesset, and the case before us is such a case; but I am of the opinion that the premise in constitutional scrutiny is that a mere potential violation of human rights is an insufficient basis for setting aside primary legislation of the Knesset.

Indeed, in so far as a certain provision of a Knesset law violates constitutional human rights in a manner that is inconsistent with the Basic Laws, its constitutionality should be examined in accordance with the accepted tests that our case law provides for this purpose. But in so far as we are dealing with a potential violation of human rights, as opposed to an actual violation, then as a rule such a violation will not justify judicial intervention to set aside legislation. The constitutional scrutiny of an act of legislation will take place at the stage of examining the results, after the manner in which it is implemented de facto has become clear (see and cf. HCJ 366/03 Commitment to Peace and Social Justice Society v. Minister of Finance [32], at pp. 483-484 {354}). Therefore, my position regarding the unconstitutionality of amendment 28 is not based on a potential violation of human rights caused by the provisions of the amendment, but on the actual violation of the constitutional rights to personal liberty and human dignity caused by the provisions of the amendment themselves, irrespective of the manner in which they will actually be implemented. Moreover, apart from the fundamental difficulty inherent in exercising judicial review of Knesset legislation that is entirely based on a potential violation of human rights, I do not think that it is possible to do this in the circumstances of the case before us. The reason for this is that no adequate probative basis has been brought before us for a judicial decision regarding the potential violation that amendment 28 may cause to the human rights of inmates in the privately managed prison in comparison to the state prisons; certainly no sufficient basis was established in order for us to determine that there exists the degree of likelihood proposed by my colleague Justice Procaccia, namely ‘a near certainty that when realized will materially and seriously violate a constitutional basic right’ (see the end of para. 26 of her opinion). It should be remembered that the supervisory mechanisms provided in amendment 28 are capable, prima facie, of reducing the extent of the potential violation of the human rights of inmates discussed by my colleague Justice Procaccia. For this reason also it is hard to determine that the aforesaid probability test is satisfied in the circumstances of the case before us.

68. I should also point out that the approach of my colleague Justice Procaccia regarding the legislative purpose of amendment 28 is also, in my opinion, problematic. Indeed, I agree with the position of my colleague Justice Procaccia that the enactment of amendment 28 was based on a desire to improve prison conditions of inmates in Israeli prisons. Notwithstanding, I do not think that in the circumstances of the case and as can be seen from the state’s reply it is possible to hold that improving the welfare of the prison inmates is the main purpose of amendment 28. As I said in paragraph 52 of my opinion, if it were not for the fact that amendment 28 is based on an economic purpose, there would have been no need to enact it. The purpose of improving the welfare of prison inmates is desirable and praiseworthy, and prima facie it could have been achieved without any need for any normative change. In the circumstances of the case, the purpose of improving the welfare of the inmates cannot be separated from the economic purpose underlying the privatization, which is the main purpose of amendment 28. For this reason, I also have difficulty in examining the constitutionality of the violation of inmates’ rights caused by amendment 28 in relation to the proper purpose of improving the welfare of the inmates as proposed by my colleague. Moreover, in my opinion there is a concern that if we accept the balancing formula proposed by my colleague Justice Procaccia, this will undermine to a large degree the manner in which the limits of permitted violations of human rights are defined within the context of the limitations clause, because it may be assumed that in a considerable number of cases (and especially when we are speaking of an act of legislation that satisfies the requirement of the proper purpose), it will also be possible to ‘translate’ the value of public interest that is weighed on the scales against the violated human right into another human right (and in this regard I attach no special importance to whether we are supposedly speaking of the rights of the same individual). An analysis of this kind is likely to obscure the distinction between the human rights that are protected in our constitutional system and the values and interests that may justify a violation of those rights. My concern is that this conceptual obfuscation contains a potential for weakening the extent of the constitutional protection of human rights in our legal system.

Conclusion

69. Amendment 28 of the Prisons Ordinance causes an unconstitutional violation of the human rights to personal liberty and human dignity that are protected in the Basic Law: Human Dignity and Liberty, and therefore amendment 28 should be set aside. Since the privately managed prison whose establishment is regulated by amendment 28 has not yet begun to operate, we see no reason to suspend the declaration that amendment 28 is void for the purpose of the prison being operated and managed by a private concessionaire. Therefore, if my opinion is heard, we shall determine that amendment 28 of the Prisons Ordinance is set aside with immediate effect because of its unconstitutionality. In order to remove doubt, it should be clarified that we are not adopting any position with regard to the ramifications of the finding that amendment 28 is unconstitutional on the relationship between the state and the concessionaire in the field of private law.

 

 

 

 

Justice E. Arbel

I agree with the opinion of my colleague the president and with her reasoning.

1.    In the president’s comprehensive opinion, she set out at length the functions and powers imposed on the private concessionaire within the framework of the Prisons Ordinance Amendment Law (no. 28), 5764-2004 (hereafter: ‘amendment 28’), by virtue of which a privately managed prison is being built in Israel. All of the aforesaid functions and powers have been entrusted to the state since its establishment and throughout its history and have served as a fundamental element of its sovereignty. The question that lies at the heart of the petition is whether the state can unburden itself of these functions and powers and entrust sovereign functions and powers to private enterprises. Like the president, I too am of the opinion that the answer to this question is no. I would like to add three emphases of my own to her opinion: these relate to the exclusive role of the state in employing coercive force, the violation of the human right to dignity as a result of establishing the privately managed prison and the concern inherent in the privatization of prisons of a conflict of interests in certain matters.

2.    Following the classical philosophers in the field of political science, which my colleague reviewed in her opinion, the power to exercise coercive force to deny or restrict liberty is given to the state by virtue of a metaphorical ‘social contract’ that is made between it and the citizens living in it, in which the citizens voluntarily given the state the power to deny liberties and to make use of coercive force, inter alia in order to guarantee their protection and security and to protect their property (see also Élie Barnavi’s survey in his book The Rise of the Modern State (1995) (Hebrew), at pp. 68-76, 82-89, 97-108). This power that was entrusted to the state as the agent of the political community lies at the very heart of the government’s sovereign functions, alongside the power to maintain an army, a police force and courts. The transfer of these functions from the state to a private enterprise undermines the justification that underlies the exercising of the power and amounts to a refusal by the state, albeit only a partial one, to play ‘its part’ in the social contract. It makes the state a bystander that does not seek to realize independent goals of its own.

Indeed, it is the state that, by virtue of the social contract, realizes the wishes of the community. It is the state that, under that same contract, is given the powers to implement these wishes. And it is the state only that is entitled to exercise coercive measures and employ force in order to realize this purpose, while taking into account public considerations and no others. Only the state has the power to distil the collective aspiration of the community and to reflect the ‘general wishes’ inherent therein of upholding the human rights of each of its individuals (see E. Peleg, Privatization as Publicization — Privatized Bodies in Public Law (2005), at p. 92), including those whose voices are not heard, since it alone is motivated by the interests of the general public. Only when the state wields this power does it have democratic legitimacy because of the consensual aspect and the nature of its purposes. The agreement between the citizens and the government is not fully realized by transferring the power to employ coercive force, including by means of holding someone in prison, but also by the state being the one that exercises the power as the agent of the political community, since otherwise the justification for its existence will be undermined (see P. Moyle, ‘Separating the Allocation of Punishment from its Administration: Theoretical and Empirical Observations,’ 41 British Journal of Criminology 83 (2001)).

By transferring these powers to a private enterprise, we are no longer dealing with the realization of the wishes of the individuals members of society on the basis of their consent to transfer natural rights to the community in order to promote order and security, but with the transfer of powers to an outsider that is not a party to the social contract, is not bound by the norms inherent therein and does not necessarily seek to realize its goals. This weakens the moral standing of the state vis-à-vis the public in general, and vis-à-vis prison inmates in particular, and it de facto weakens the responsibility and commitment that it owes to the prison inmates, which are now based only on indirect supervision while the role of formulating criteria for exercising the power is left in the hands of the private enterprise. This also erodes to some extent the concept of justice, which no longer stands on its own as a goal in itself, and it may weaken the authority of the organs of state, the integrity with which they are regarded, public confidence in government and the nature of democratic government in its widest sense. In such circumstances, depriving the prison inmates of their liberty loses a significant element of the justification for it.

3.    Transferring the relevant type of powers, which includes significant and persistent aspects of the use of coercive force that are given to the state as sovereign, to a private enterprise inherently violates human rights, including the human right to dignity and the human right to liberty.

The value of human dignity on which I will focus, which for a decade and a half has enjoyed a special status of a super-legislative constitutional right in our legal system, recognizes the worth of human beings and regards them as an end in themselves (see A. Barak, Legal Interpretation — Constitutional Interpretation (1994), at p. 421; A. Barak, ‘Human Dignity as a Constitutional Right,’ 41 HaPraklit 271 (1994), at pp. 277, 280). As the philosopher Immanuel Kant said, a person should not be treated solely as a means of achieving external goals, since this involves a violation of his dignity, or in his words: ‘Accordingly, the practical imperative should be as follows: act in such a way that you treat humanity, whether in yourself or in any other person, always also as an end, and never merely as a means’ (Immanuel Kant, Fundamental Principles of the Metaphysics of Morals). In particular, the value of human dignity contains a set of rights without which man’s being a free creature has no meaning (see HCJ 366/03 Commitment to Peace and Social Justice Society v. Minister of Finance [32]). In the context before us, this right includes, inter alia, ‘minimal civilized humane arrangements for the manner of satisfying these needs in order to uphold his dignity as a human being from a psychological viewpoint’ (see CrimApp 3734/92 State of Israel v. Azazmi [33]). Indeed, when he enters the prison, the inmate takes with him all his human rights, except for those that he is necessarily deprived of by the imprisonment, and especially the right to freedom of movement. Therefore, the state and the organs of government have the duty not to violate the inmate’s right to human dignity to a greater extent than required for achieving the purposes of the imprisonment. These are not mere words but a determination that has operative significance (see CA 294/91 Jerusalem Community Burial Society v. Kestenbaum [34], at p. 526). The question of what will be regarded as a violation of human dignity requires us to take into account, inter alia, ‘the circumstances of time and place, the basic values of society and its lifestyle, the social and political consensus and normative reality’ (Commitment to Peace and Social Justice Society v. Minister of Finance [32], at para. 13). Within this framework, care should be taken, on the one hand, not to interpret ‘human dignity’ so broadly that every human right is included in it, and on the other hand not to limit its scope merely to extreme cases of torture and degradation, since this will frustrate the purpose underlying the right (see HCJ 4128/02 Man, Nature and Law — Israel Environmental Protection Society v. Prime Minister of Israel [9], at p. 518; Barak, ‘Human Dignity as a Constitutional Right,’ supra, at p. 285).

4.    Imprisoning someone in a privately managed prison involves a violation of the right to dignity that is not merely a potential violation that depends upon the realization of concerns regarding the nature, standard and quality of the service that will be provided by the private operator, but a violation that is realized and comes into existence when the imprisonment powers and the powers ancillary thereto are exercised by a private concessionaire.

Indeed, in addition to the inmate being placed under lock and key, for the whole period of his sentence he is subject to a regime that is marked by the use of force against him in respect of each facet of his life. During his term of imprisonment, the inmate loses his independence, the strict daily schedule is dictated by the prison authorities, and his access to the protections that the law affords him against a violation of his rights is indirect and restricted. Alongside this, in prison an inmate is likely to encounter, often in an unexpected manner, concrete situations of an increased violation of his rights in certain circumstances and conditions, including the possibility of being held in administrative isolation, undergoing a body search that is carried out forcibly, being prevented from meeting a lawyer subject to various restrictions, being subjected to a visual inspection of his naked body, etc.. The power to carry out these actions, which include direct and potential aspects of a violation of the right to privacy, the right to liberty, the freedom of movement, the right to dignity and additional rights, is also granted under section 128R of the Prisons Ordinance, albeit subject to various conditions, to the governor of the privately managed prison.

Granting a power to employ invasive powers of these kinds to someone that is chosen by a private concessionaire, who is motivated by business concerns and is not subject to the authority and direct supervision of the government authority, its public traditions, its written and unwritten rules, the interest of the general public or the considerations that underlie the imposition of the sentence, undermines the rationale justifying the use of force as a proportionate measure for realizing public purposes. It implies arbitrariness, lessens the worth of human beings and violates their dignity. Employing coercive force in such a situation no longer relies on the broad consensus that is intended to allow a safe society, but on a shirking of a significant part of the direct responsibility and the need for accountability. It abandons the prison inmate, who is already at the bottom of the social ladder and in a sensitive and vulnerable situation, to his fate.

5.    Moreover, transferring imprisonment powers from the state to a party whose main purpose is by definition the pursuit of profit invites the inclusion of foreign and irrelevant considerations among those weighed by that party. These are inconsistent with the need to guarantee the rights and welfare of the inmates. This conflict of interests does not need to be realized de facto or to find any practical expression, but it is not eliminated even if, as the respondents claim, the privatization may achieve its stated goal of benefiting the inmates and improving their conditions in certain respects. The fact that a private enterprise, which is chosen and operates on the basis of its ability to maximize income and minimize expenditure, is given the powers under discussion, with their invasive elements, is sufficient reason to regard actions that are usually permitted as forbidden; it violates the human dignity of the prison inmates and exacerbates the violation of their liberty that is caused by the actual imprisonment.

Indeed, imprisonment powers are not limited merely to ‘technical’ administrative matters that do not involve any exercise of discretion by the responsible party in questions concerning a violation of human rights. Examples of this can be found in amendment 28, inter alia, in the power given to the governor of the prison to order an inmate to be held in isolation for a period of up to 48 hours in certain circumstances and under certain conditions (s. 128R(c)(1) of the Prisons Ordinance); the power of the governor of the prison to order an inmate to provide a urine sample, to conduct an external examination of his naked body and to search his body while using reasonable force in certain circumstances and under certain conditions (s. 128R(c)(4)-(5) of the Prisons Ordinance); the duty of the parole board, when it considers the possibility of commuting the term of an inmate’s imprisonment, also to take into account, among its other considerations, the recommendation regarding the inmate given by the governor of the privately managed prison (s. 9(7) of the Release from Imprisonment on Parole Law, 5761-2001), etc.. These powers involve a large element of discretion regarding parameters and criteria for exercising the power. Introducing economic considerations as independent considerations and even paramount ones, without it being necessary to reconcile the profit considerations with those underlying the imprisonment and the manner of implementing it, subordinates those considerations that are normally of the greatest importance to business considerations and allows them to be realized only in so far as they are consistent with the economic purpose, which constitutes the premise. Thus the main goal of exercising the power of imprisonment openly and unashamedly becomes a business goal; the inmates become de facto a means of realizing this goal; the ‘customers’ to whom the corporation is accountable are its shareholders; the scope of considerations is restricted and may become distorted; and the public purposes underlying imprisonment unintentionally become a secondary goal. The aspiration to reduce costs, which according to the supporters of the market economy approach is restrained in ordinary business activity by the ‘concealed hand’ in the free market mechanism and competition, has no restraint in the present case where there is no competition (which is certainly as it should be). In such circumstances, this aspiration is likely to conflict with the need to protect inmates’ rights, which costs money. Peleg, who considered the problem in a broader context, aptly said that —

‘The altruistic trust approach, which prevails today in public law, will not be voluntarily upheld by the privatized body. Between the interests of the individual and the privatized enterprise there is a huge conflict of interests (emphasis in the original). Respecting the constitutional rights of the individual costs a considerable amount of money. The privatized enterprise seeks to make a profit… Minimizing expenditure also implies a reduction in the welfare and even the health of the patient. The corporation seeks to provide a service, but mainly to make as large a profit as possible as quickly as possible. It regards itself as loyal to itself only… The worker in the privatized corporation regards the owner as his “boss,” as a kind of sovereign, who influences his welfare. Naturally he will do whatever serves his employer’s interest, thereby serving his own interest. In a choice between the employer’s interest and the patient’s interest, his choice will be clear…

The inherent conflict of interests is between the aspiration of the privatized enterprise to make as much profit as possible and the interest to improve the quality of the privatized service. The concern is strengthened when the customers are needy and weak. Privatization in the public interest is a privatization that ultimately improves the quality of the service; otherwise, one may well ask whether the privatization is really in the public interest’ (Peleg, Privatization as Publicization — Privatized Bodies in Public Law, supra, at p. 63).

As we have said, the violation of the rights of prison inmates, and especially the right to dignity, is not necessarily a concrete or a direct one. Admittedly, it is not possible, for example, to allay utterly the concern that in so far as the directors of the privately managed prison choose to reduce their costs for the salaries of prison employees whom they employ, this will lead, inter alia, to the employment of less experienced and qualified staff, who will change frequently and find it increasingly difficult to contend with the sensitive situations that arise from time to time in the prison. It is also not possible to rule out for certain the fear the hidden interests will be taken into account and that there is an increased risk of corruption when the party operating the prison is a private enterprise. But it is difficult to draw unequivocal operative conclusions from this potential that there is a greater probability of a worse violation of inmates’ human rights in a privately managed prison. The same is true with regard to concerns that the quality of services that will be provided by a privately managed prison in fields such as health care, drug addiction rehabilitation, professional training and general rehabilitation, which prima facie are addressed in the contract between the state and the operator of the prison (see Y. Feld, Crime Pays: What can be Learned from the American Experience in Privatizing Prisons (Adva Centre, 2002)). But even if it is not possible to point to a specific violation, the transfer of the power to operate a prison to a private enterprise creates the impression that irrelevant considerations are involved when the invasive powers are exercised, something that undermines the moral authority underlying the activity of that enterprise and public confidence in it (Feld), since even if justice is done, it is not seen to be done. This is not a mere matter of aesthetics; the harm is real, since it upsets the delicate balance between the need to deny the liberty of the inmates in order to realize the social purposes at the heart of the criminal law and sentencing policy, and the desire to protect the basic rights of the inmates even while they are paying their debt to society. This results in an independent violation of the right of prison inmates to dignity.

6.    It is true that the supervision for which the state is responsible and the standards which the private concessionaire is required to meet seriously curtail the concessionaire’s ability to sacrifice the rights and welfare of the inmates in the privately managed prison to its profits. Indeed, as the president said, amendment 28 includes several mechanisms that reduce the concern of a violation of the basic rights of the inmates and provide an effective ‘address’ to which complaints and grievances about what happens in the prison may be sent.

However, not only is it questionable whether these supervisory mechanisms are capable of ‘covering’ all the situations in which there is a concern that the human rights of the inmates will be violated, since it is sometimes hard to predict how these will occur, but it is also doubtful whether they can truly locate and identify the nature of the considerations underlying the employment of an invasive measure that is formally permitted by the law, and prevent the preference of economic considerations when these involve a violation of the inmates’ rights. At the same time, it should be remembered that prison inmates are often a particularly weak sector of the population, and while in the prison they are in a susceptible and vulnerable position where they have been deprived of a significant number of their rights. In these circumstances, since the activity that takes place in the prison is hidden from the light of day, it is questionable whether some of the components of the supervision mechanism, which depends upon a direct flow of information from the victim to the supervisory body so that the latter can exercise its authority, will be effective. Therefore, the supervisory mechanism may become of limited value in ensuring that the privately managed prison discharges its duties, with the result that the concerns are not addressed. Moreover, the supervisory mechanism naturally provides relief in certain situations only after the event, and sometimes a period of time may pass before it is possible to prevent the continuation of an invasive practice. When we are dealing with the most basic of human rights like those that concern prison inmates that are serving their sentences, this fact may have serious repercussions. Even in places where the private concessionaire has incentives that are designed to induce him to improve from the outset the services that he provides, there is a difficulty in the fact that his decision as to whether to succumb to these incentives depends upon the degree of benefit that they afford him relative to the cost of improving the service he provides. Finally, as the president said, the aforesaid supervisory mechanism, which seeks to contend with every problem on an individual basis, cannot contend with the fundamental difficulty inherent in the transfer of imprisonment powers and the accompanying powers to a private enterprise. To a large extent, the detailed provisions regarding the mechanism highlight this difficulty.

7.    This court has said many times that —

‘Any human right that a human being has is retained even when he is held under arrest or in prison, and the mere fact of the imprisonment does not deny him any right unless it is required and implied by the actual loss of his freedom of movement, or when there is an express provision of law to this effect’ (HCJ 337/84 Hukma v. Minister of Interior [35], at p. 832; PPA 4463/94 Golan v. Prisons Service [11]; HCJ 355/79 Katlan v. Israel Prison Service [20], at p. 298).

The harm to a prison inmate held in a privately managed prison includes an independent element of a violation of his dignity that goes beyond the violation that derives from the imprisonment itself. Indeed, if the state chooses to discharge its responsibility for a prison inmate by means of indirect supervision of the prison in which he is held, the dignity of that inmate is violated. If an inmate is held in a prison where the prison employees are chosen by a private profit-making enterprise on the basis of unclear criteria, the dignity of that inmate is violated. If the liberty of an inmate is denied on an ongoing basis by a private concessionaire that has discretion to employ again him far-reaching powers that violate his basic rights, the dignity of that inmate is violated. The value of human dignity deserves broad protection, even if it is not absolute, and in the struggle against conflicting interests it should be given great weight and protected against any violation that is unnecessary or excessive. Since in my opinion the aforesaid violations of the inmates’ rights that result from the creation of the privately managed prison exceed their economic benefit, which itself is not free from doubt, and since the mechanisms provided by amendment 28 are incapable of preventing the aforesaid violations, which are of greater scope than any solution that may be given to a specific violation, I have decided to join my opinion to that of my colleague the president and order amendment 28 to be set aside.

 

 

Justice A. Grunis

I agree with the opinion of my colleague the president, subject to the reservation that I see no need to address the issue of human dignity in the context under discussion. It is sufficient merely to hold that there is a violation of personal liberty.

 

 

Vice-President E. Rivlin

I concur with the opinion of my colleague, the president. My colleague holds that transferring powers of imprisonment entrusted to the state over to a private enterprise violates the constitutional human rights protected under the Basic Law: Human Dignity and Liberty. My colleague also finds that this violation does not satisfy the provisions of the limitations clause, and as such, the Prisons Ordinance Amendment Law (no. 28), 5764-2004, should be set aside. I agree with my colleague’s reasoning and her conclusions. There is no doubt that setting aside Knesset legislation is reserved for cases in which there is a fundamental violation of protected constitutional principles that fails to satisfy the limitations clause provisions. In this case, the arrangement provided for in the law does not merely allow the state to seek assistance of private enterprise in carrying out its sovereign obligations, but rather constitutes a real privatization of imprisonment and transferral of a significant part of its powers. The violation involved in the arrangement undermines the very structure of the democratic constitution. It is also possible to hold that we are dealing with a violation that exceeds the scope of the Basic Laws, and lies in the field of the social contract upon which the existence of the state is founded. Releasing the state from the monopoly granted to it with regard to the use of force in order to protect the public interest undermines the principles upon which the entire social and constitutional foundations of the state rest.

For this reason, as well as for those set out by my colleague the president in her comprehensive opinion, I concur with the conclusion that amendment 28 of the Prisons Ordinance is void.

 

 

Justice A. Procaccia

1.    This proceeding concerns a constitutional question of great importance that touches on the limits of what the state may and may not do when exercising the coercive authority given to it in order to maintain public order and security, and regarding the transfer thereof to private hands. By the expression ‘coercive authority’ in this context I mean the powers that the state is given under the law to prosecute criminal proceedings at all of its stages — investigation, arrest, trial and imprisonment — while exercising the institutional power that allows it to restrict a person’s liberty and violate additional human rights that he has, including the rights to privacy, freedom of occupation, property and sometimes even his dignity as a human being.

2.    My colleague, President Beinisch, devoted extensive legal research and analysis to the complex subject of the relationship between the duty of the state to maintain public order and security in its broadest sense and to afford a basic protection of human rights — in this case, the rights of prison inmates — in the context of the question whether the state may unburden itself of its direct sovereign duty to manage prisons and transfer it to private hands. I agree with the conclusion that in the complex balance between these values, the necessary outcome is that the sovereign responsibility of the state to manage a prison and its duty within that framework to exercise coercive authority over the individual as a part of the process of enforcing the criminal law and implementing sentences, cannot be transferred to private hands. This is because of the potential that the core human rights given to a prison inmate may be violated to a greater extent than is permitted under the limitations clause in the Basic Law: Human Dignity and Liberty (hereafter: ‘the Basic Law’). Therefore, amendment 28 of the Prisons Ordinance [New Version], 5732-1971 (hereafter: ‘the Prisons Ordinance’ or ‘the Ordinance’) should be set aside.

3.    I would like to make several comments regarding the analysis of the constitutional violation inherent in amendment 28 of the Ordinance, and especially with regard to the manner of striking the constitutional balance between it and conflicting interests and rights for the purpose of examining whether it satisfies the conditions of the limitations clause in the Basic Law.

The limits and restraint of sovereign power — the doctrine of balances in the exercise of sovereign power

4.    The state has authority over and responsibility for all stages of criminal proceedings. The social contract on which the democratic political system is predicated assumes that for the purpose of ensuring the existence of human society, public order is essential, as well as a sovereign body that will be responsible for maintaining it. The state is responsible for preserving a normative system that will define the rules of what human beings may and may not do, and it will enforce compliance with these as an essential part of the protection of public order (H.L.A. Hart, Punishment and Responsibility (second edition, 2008), at pp. 4-5).

5.    The enforcement of norms of conduct, for which the state is responsible, incorporates a power to exercise authority over individuals who breach the rules of conduct and thereby undermine the social order. For this purpose, the executive branch is given powers to investigate, arrest, try, sentence and imprison. Exercising these powers naturally involves a potential violation of the basic rights of the individual — his liberty, occupation, property, privacy and sometimes even his dignity.

6.    The potential violation of human rights that is inherent in the exercise of sovereign coercive authority within the context of criminal proceedings requires a strict definition of the limits of sovereign power. Indeed, the rules concerning the exercise of sovereign power have an inbuilt system of checks that defines its limits. The existence of sovereign power and the restrictions inherent in the exercise thereof are inseparable. The legitimacy of the exercise of sovereign coercive authority over the individual is derived from the restrictions on this power. It originates in the outlook that it may be exercised only to the limited degree necessary for maintaining public order, while violating the basic rights of the individual to the smallest degree possible. The restraint of sovereign power that is exercised over the individual lies at the heart of the democratic system of government, and is of its very essence (CrimFH 10987/07 State of Israel v. Cohen [22], at paras. 4-6 of my opinion).

7.    Alongside the substantive criminal norms determined by the state for the purpose of ensuring public order, it is given powers to enforce these norms in a criminal proceeding. Within the scope of these powers, it is authorized to conduct interrogations and searches, seize property, carry out arrests, hold trials, impose sentences and imprison convicts. In the course of enforcing the norms in the criminal trial, human rights are violated, sometimes seriously. The rights to liberty and dignity, freedom of movement, freedom of occupation, property and privacy may be violated. The criminal proceeding and the basic rationale underlying it are based on an essential balance between the enforcement power given to the sovereign authority and the protection of the basic rights of the individual involved in that proceeding. The basic rules of the criminal proceeding are intended, inter alia, to restrain the sovereign power that is exercised over the individual involved in it and restrict it to the minimum necessary for achieving its proper purpose.

8.    Therefore, at every stage of the criminal proceeding, whether it is the criminal investigation, the trial, the sentence or the imprisonment, a balance is continually required between the exercise of sovereign force that is required to enforce the law and the protection of the human rights of the suspect, accused, convict and prison inmate. The organs of the state, which are each responsible for a different stage of the criminal proceeding, are constantly required to strike a balance between the essential degree to which executive coercive authority is exercised over the individual and the maximum possible protection of his basic rights as a human being, on as wide a scale as possible, subject only to realization of the proper purpose of the criminal proceeding. This applies to police officers at the investigation stage and when arresting a suspect; it applies to the court during the trial and when passing judgment; and it applies to the Israel Prison Service authorities when an inmate is serving a custodial sentence, which is also a part of the criminal proceeding (A. Harel, ‘Why Only the State may Inflict Criminal Sanctions: The Case Against Privately Inflicted Sanctions,’ 14(2) Legal Theory 113 (2008) (according to the version in the appendix attached to the petitioners’ notice)).

9.    The enforcement power that is given to the state in the criminal proceeding is a power that is limited to the achievement of the enforcement purpose and no more, and it is based on a concept of proportionality: human rights should not be violated in the criminal proceeding unless it is to uphold an essential public interest, and to an extent that is not excessive in the constitutional sense of this term. The police investigators, who are responsible for exercising the authority of conducting a criminal investigation and who have the powers to carry out interrogations, make arrests and conduct searches, are subject to restrictions on the exercise of the powers given to them in order to protect the rights of the person under investigation, including his liberty, dignity and privacy. These limits on their power are dictated solely by the essential needs of the investigation, and exceeding these limits is not permissible (cf. HCJ 5100/94 Public Committee Against Torture v. Government of Israel [36]). In conducting the trial and passing sentence, the court is responsible for striking a balance between the sentencing power that it exercises over the offender and the concern for his rights as a human being and his rehabilitation. In the last stage of the criminal proceeding — the offender’s imprisonment — the prison authorities, as organs of the state, have sovereign coercive authority to take steps against inmates in order to maintain order and security inside and outside the prison. This power is also limited in nature to what is absolutely essential in order to achieve the purpose for which it is exercised, and the authorities may not exercise it in a given case beyond what is necessary. Thus sovereign coercive authority and the exercise thereof over the individual are rooted in a constant tension between guaranteeing the basic rights of the individual and protecting the community’s interest in maintaining order and public security.

10. Limiting and restraining sovereign enforcement power derives from the respect for human rights in a constitutional system of government. The recognition of human rights as elevated rights is intended to protect the status of the individual in society and the status of the minority against the power-wielding majority. Basic rights, which include the rights to life, liberty, dignity, occupation, property and privacy, are intended to safeguard not merely the life of the individual per se but also the quality and meaning of his life in accordance with modern constitutional thinking. The principle of limiting sovereign power is a part of a general constitutional philosophy that is based on a recognition that in order to maintain a proper communal life, it is essential to provide a solution to society’s need for order and public security, while at the same time respecting the basic rights of the individual. This combination of guaranteeing the public interest while protecting the rights of the individual lies at the heart of the constitutional system of government. It requires a continual balance between these two forces, around which the constitutional world revolves. The duty of striking a balance makes each of these values a relative one that cannot be realized absolutely. Notwithstanding, these conflicting values derive from the same source and reflect a general ethical outlook of a recognition of human rights in a civilized society. Human rights, despite the elevated status given to them in the constitutional system, are not absolute but relative, and they need to be balanced against and coexist with the essential interests of society. On the other hand, the sovereign enforcement power that is intended to protect public order, which is reflected in the criminal proceeding, is limited solely to what is absolutely essential for achieving its proper goal, since exercising it involves a violation of human rights. The tension that exists between the public interest in maintaining order and public security and the protection of basic human rights and the duty to strike a balance between them are among the most prominent characteristics of the system of government and constitutional law.

‘The constitutional revolution does not set aside the right of society to protect itself against offenders… Our constitutional revolution was intended to allow a violation of human rights in order to maintain a social framework that upholds human rights. It recognizes a need to restrict human rights in order to build a state that promotes human rights. Indeed, human rights and the restrictions imposed on them derive from the same source and reflect the same values. Basic rights are not absolute. They may be restricted. But the restrictions on basic rights are limited to what is necessary to protect human dignity and liberty’ (A. Barak, ‘The Constitutionalization of the Legal System Following the Basic Laws and Its Implications for (Substantive and Procedural) Criminal Law,’ 13(1) Bar Ilan Law Studies (Mehkarei Mishpat) 5 (1996), at p. 10).

In this tension between the public interest and the rights of the individual, the tendency is to protect in so far as possible the scope of human rights up to the point beyond which the public interest in law enforcement may be seriously and materially harmed.

The nature of sovereign coercive authority and the state’s exercise thereof

11. The place of institutional coercive authority in modern human society, the restraint required in exercising it while continually striking a balance between it and human rights, the danger of a violation of basic rights inherent in any departure from the proper balance and the tools and means given to the state when exercising institutional power, as the party that laid down the rules for exercising that authority and that bears the legal, moral and public responsibility for implementing those tools and means, all lead to the conclusion that the sovereign body that is responsible for making the rules for exercising the authority should not be separated from the body that operates and implements them in practice.

12. The social contract, which gave the sovereign the responsibility to define norms of conduct in society, is what also gave it the responsibility for enforcing them. It delineates, in accordance with the principles of the system of government, the limits of the exercise of institutional power, the limits whereof are defined by the duty of respecting rights of the individual as a human being. The sovereign, which is responsible for determining the criminal norm and which has been given the power to punish criminals, within the broad meaning of this term, is legally, socially and morally responsible for exercising this power, while complying with all of its restrictions. In so far as the state is responsible for exercising sovereign coercive authority, so too it is responsible for guaranteeing the human rights of anyone over whom it exercises this authority. This responsibility determines the limits and restraints of power, and it restricts its scope solely to what is essential in order to achieve the proper social purpose. The exercise of sovereign coercive authority and the limits upon the exercise thereof are one and the same and cannot be separated from one another.

13. The basic rights of persons under interrogation, defendants, convicts and prison inmates within the framework of the criminal proceeding are not safeguarded solely by the existence of proper norms that are enshrined in law. Safeguarding them is conditional upon the manner in which the norms provided by law are enforced in practice by the police, the courts and the prison authorities. Restraint in the exercise of institutional power, which is the result of the balance that needs to be struck between sovereign coercive force and the basic rights of the individual, is examined de facto by its implementation on a daily basis. In the criminal proceeding, the identity of the party exercising institutional coercive authority over the individual is of supreme importance in guaranteeing the proper balance in implementing the limits of the use of power.

14. It is the state that has always exercised sovereign coercive authority over the individual in criminal proceedings. As the party that determined the norms of conduct and is responsible for their enforcement, it is the party that is directly responsible for the restraint and checks required by the exercise of power. It is the party that is supposed to be accountable to the public for the manner in which its powers in the criminal proceeding are exercised, and it has the weight of education, knowledge and experience, the tools and all the essential resources for making the necessary balances that dictate the limits of the use of power. The doctrine of balances in the exercise of sovereign coercive authority over the individual is part of the ‘genetic code’ of the sovereign authority. It is not found in the makeup of some other party that originated outside the sovereign authority, for which the duty of striking balances is foreign to its thinking and is not an inherent part of its modus operandi.

15. Moreover, the state has an effective deterrent mechanism for the manner in which sovereign coercive authority is exercised by organs acting on its behalf, in the form of administrative and judicial scrutiny of its representatives’ actions. This scrutiny has a significant deterrent effect against the abuse of sovereign power and authority by representatives of the state at the various stages of the criminal proceeding. The existence of this supervisory mechanism is a most important guarantee of the restraint and limits of sovereign coercive authority that is exercised over the individual in a criminal proceeding. An organ of the state that exercises coercive authority over the individual is subject to the administrative supervision of state authorities, is bound by the rules of ethics and disciplinary procedures of the civil service and is required to comply with strict legal criteria within the framework of the judicial scrutiny of its mode of conduct (HCJ 2303/90 Philipovitz v. Registrar of Companies [15], at p. 424). It is therefore unsurprising that there are unequivocal restrictions on the recognition, by way of interpretation, of an implied power to delegate sovereign powers to private enterprises (I. Zamir, Administrative Authority (vol. 2, 1996), at p. 562). Indeed, such an interpretation is adopted sparingly, and only when there is a real need that justifies it (HCJ 1783/00 Haifa Chemicals v. Attorney-General [18], at p. 656). If there are restrictions on inferring the permissibility of a delegation of a sovereign power involving the exercise of administrative discretion to a private enterprise, similar restrictions apply a fortiori to the delegation of power involving coercive authority that can be exercised over the individual in a manner that violates the most basic of his human rights. It has been said of the power of criminal investigation:

‘The power to conduct a criminal investigation involves a power, and therefore also a danger, of violating the privacy, dignity, liberty and property of persons under investigation (Public Committee Against Torture v. Government of Israel [36], at p. 831). For this reason, as a rule a power given by legislation to a government authority, which authorizes someone to investigate a suspicion that an offence has been committed, should be interpreted as referring to the appointment of a civil servant who is subject to the authority and supervision of the government authority and who is subject to the disciplinary procedures and rules of ethics that apply to members of the civil service… and because of the special character of the investigative function, which when exercised involves a concern of a violation of the basic rights of the individual, it should be entrusted to civil servants’ (CrimA 4855/02 State of Israel v. Borovitz [37], at pp. 833-834 (emphases added)).

16. Ensuring the limits of sovereign power exercised over the individual in the criminal proceeding at all its stages also requires it to be exercised in such a way that it is entirely free of any suspicion of a conflict of interests of any kind. The involvement of an improper and irrelevant consideration in the exercise of sovereign coercive authority in the criminal proceeding creates a real potential risk of a distortion of the proper balance between the need to use power to achieve a purpose in the public interest and the protection of the human rights of the individual. The involvement of an improper consideration in the necessary balance between the public need for the preservation of public order and compliance with the law, on the one hand, and the individual’s rights to liberty and personal dignity, on the other, may undermine the proper equilibrium between the various forces operating in this sphere and result in improper harm to the individual. Exercising sovereign power over the individual in criminal proceedings should be entirely divorced from improper considerations, and it should be done with a complete commitment to the rules of restraint in the use of force, upon which the fate of the individual who is subject to sovereign authority depends.

17. Finally, the sovereign coercive authority exercised by the state over the citizen in the criminal proceeding is a part of a broad social consensus according to which exercising it is essential for maintaining public order and a proper social life. This consensus assumes that the exercise of coercive force will be done by the state authorities, which derive their moral and legal power from the public that has placed its confidence in them. The sovereign authority is regarded as the trustee of the public and as someone who is entrusted by it to manage society’s affairs, while showing concern for the individual that lives in that society. This public confidence is not given to any entity other than the state authorities. A private enterprise that exercises sovereign coercive authority over the individual in the criminal proceeding does not act as a public trustee. Its status and actions are not based on a broad social consensus, and its exercise of sovereign coercive authority over the individual does not enjoy the essential legitimacy that characterizes the actions of the government.

The risk in transferring the exercise of sovereign coercive authority to a private enterprise

18. Transferring the exercise of sovereign power to a private enterprise, which is not one of the organs of the state, is problematic in several respects, even though it is likely to bring with it, at the same time, social, economic and cultural benefits that serve the public interest in various fields. When speaking of a transfer of executive power that includes a real potential for violating major human rights — including a violation of liberty and dignity — the difficulty in such a transfer is particularly problematic. The balance and restraint in the exercise of enforcement power at every stage of the criminal proceeding, for the purpose of protecting human rights, cannot be relied upon in the hands of a party that is not an organ of the state. The limits of power are not protected by the basic guarantees that are intended to serve as a deterrent against any overstepping in the exercise of sovereign power and against any abuse thereof: the private enterprise that is entrusted with sovereign power involving a potential for violating core rights of the individual is not governed by the rules of conduct and the criteria that dictate the manner of exercising institutional coercive authority and regulate the action of the organs of state. The private enterprise was not born and brought up in this framework, it is unfamiliar with its concepts and it has never internalized the doctrine of balances in the exercise of sovereign power, in all of its particulars and aspects. The doctrine of balances, which demands that the public interest in maintaining order should be weighed against the duty to limit the violation of human rights to what is absolutely essential for achieving the purpose, is a doctrine that it does not know. The mechanisms of training, education, supervision and discipline that are built into the civil service for its employees, and which define the rules of exercising sovereign power, do not apply to it. The constitutional doctrine of balances that directs the way in which sovereign coercive authority is exercised at every stage of the criminal proceeding is not a part of the experience of the private enterprise when it exercises this power.

19. Moreover, when it receives authority to exercise sovereign power, the private enterprise is unavoidably associated with substantial concerns regarding conflicts of interests in its actions. Its entry into fields that are clearly areas of sovereign activity is motivated by private considerations of profitability. Considerations of economic feasibility and private profit-making are completely foreign to the doctrine of balances in the exercise of sovereign coercive authority in the criminal proceeding. Introducing various elements of viability into considerations of exercising power involves a potential for a real violation of the proper equilibrium between the relevant considerations that should be taken into account when exercising the power (HCJ 4884/00 Let the Animals Live Association v. Director of Field Veterinary Services at the Ministry of Agriculture [16], at p. 213; HCJ 39/82 Hanfling v. Mayor of Ashdod [38], at pp. 540-542; Haifa Chemicals v. Attorney-General [18], at p. 656; Y. Dotan and B. Medina, ‘The Legality of Privatization of the Provision of Public Services,’ 37 Hebrew Univ. L. Rev. (Mishpatim) 287 (2007), at pp. 309-310).

20. When sovereign coercive authority is exercised in a manner that violates core human rights — including the rights to liberty and dignity — a real concern arises that transferring it to a private enterprise will result in disproportionate harm to the individual, which may make such a transfer illegitimate. When sovereign authority given to the state, which is capable of violating core human rights, is exercised by a private enterprise that is motivated by considerations of its own profit, the moral and ethical basis underlying the exercise of sovereign power is undermined. According to the principles of the system of government, this power was entrusted to the sovereign as a result of a broad social consensus in order to achieve a defined purpose, and exercising it requires a strict observance of the criteria that are built into the system. There is no guarantee that these criteria will be observed by the private enterprise, and when the risk that they will be breached is likely to violate core human rights, the transfer of the powers becomes unacceptable a priori from a constitutional viewpoint. Finally, the private enterprise that exercises sovereign coercive authority does not lean in its actions on the broad confidence that society has in the state as a part of the social consensus, which gives the sovereign power and responsibility to uphold public order. The exercise of coercive authority by a party that is not the state, which violates core human rights, necessarily does not enjoy the confidence and acceptance of society. It lacks social, moral and constitutional legitimacy.

21. The existence of state supervision over the manner in which the coercive authority is exercised by the private enterprise may to some extent diminish the potential for harming the individual, but it cannot materially reduce the extent of the violation inherent therein. Such supervision is mainly an umbrella supervision, which extends over the whole system and has difficulty in encompassing, before the event, the whole scope of the routine actions of the party exercising the power, which are carried out continually. A supervisory mechanism, by its very nature, reacts only after the occurrence of an unconstitutional violation of human rights and focuses on the general normative aspect of the activity, as distinct from ordinary everyday activity, which presents the great danger of harm to the individual. By privatizing the exercise of sovereign coercive authority, the discretion to exercise this authority is given to the private enterprise, even if the general guidelines and policy guidelines are laid down by the sovereign supervisory body. State supervision does not provide a proper solution to the dilemma involved in privatizing a power to exercise sovereign coercive authority, nor does it materially reduce the potential for harm to the individual that is likely to result from such a privatization.

22. Severing the essential connection between the party responsible for exercising the sovereign authority in order to maintain public order and the party responsible for guaranteeing the core human rights of the individual as the authority is exercised is likely to cause considerable harm to the democratic constitutional basis on which the political system in Israel is based. Entrusting sovereign coercive authority in the criminal proceeding to a private enterprise involves significant harm of this kind.

The constitutional violation in transferring sovereign coercive authority to manage a prison to a private enterprise

23. Sovereign coercive authority, which is exercised within the framework of the criminal proceeding, does not end when sentence has been passed and the judgment becomes absolute. Enforcement of the judgment by way of imprisonment is an additional element of the criminal proceeding, in which the organ of state is given the power to exercise its coercive authority in order to carry out the judgment, while guaranteeing order and security both inside the prison and outside it.

24. The prison inmate is subject to inherent restrictions that derive directly from his imprisonment. The infringement upon the freedom of movement, the freedom of occupation, the right to privacy, the right to property and the freedom of expression are a direct consequence of his imprisonment. But the restrictions on the human rights of the prison inmate are not limited to these. His rights may suffer additional violations as a result of the measures taken against him by the prison authorities in order to ensure the proper running of the prison and to protect the safety of its inmates and the public outside it. The authority that manages the prison has powers to impose various restrictions on inmates in order to maintain order and security inside it, protect the safety of the inmates and the security of prison visitors, and ensure the security of the public outside the prison against risks that the inmates imprisoned inside it may present. The management of the prison should protect the public from the concern that criminal offences may be committed by inmates inside the prison or outside it, and from serious infractions of order and security inside it. Sometimes, restrictions need to be imposed on inmates for general considerations of state security (HCJ 2245/06 Dobrin v. Israel Prison Service [39]). The exercise of sovereign coercive authority for achieving these purposes adds to the infringement upon the inmate’s core human rights that is a necessary consequence of his imprisonment. It depends on the existence of public purposes of special weight that justify an additional violation of inmates’ rights that are required by the management of the prison. The exercise of coercive authority for this purpose should satisfy the tests of the limitations clause in the Basic Law. The more significant the human right involved, the stronger the reasons that are required for violating it. The measures adopted against a prison inmate to maintain order and security in their broad sense should not become an additional element of the sentence that was imposed on him. Their purpose is to achieve essential public goals that are required by the proper management of a prison (PPA 4463/94 Golan v. Prisons Service [11]; HCJ 337/84 Hukma v. Minister of Interior [35], at p. 832; CrimApp 3734/92 State of Israel v. Azazmi [33], at p. 81). The exercise of coercive authority in managing the prison is subject to the doctrine of balances that applies to the exercise of sovereign coercive authority throughout the criminal proceeding at all its stages. The guiding principle in this doctrine is intended to give maximum protection to the rights of the prison inmate so that they are not violated to a greater extent than what is essential for achieving the proper public purpose.

25. Thus, the exercise of sovereign coercive authority in the management of a prison, which involves violations of the core rights of the inmates — beyond the violation caused by the imprisonment per se — is subject to the doctrine of balances that characterizes the exercise of power at all stages of the criminal proceeding. The legality of the exercise of coercive authority in managing the prison, which is intended to secure a public interest, is dependent upon maximum insistence on the rights of the inmate, so they are not violated to a greater extent than what is required in order to achieve the proper purpose. The complex balance between the protected rights of the inmate and the needs of the prison system is the responsibility of the public authority, which is responsible for enforcing the sentence. The permitted violation of the human rights that an inmate retains while in prison depends upon the existence of a clear public purpose justifying the violation and the proportionality thereof (Dobrin v. Israel Prison Service [39], at para. 23). The responsibility for such a violation of the core human rights of the inmate is a weighty one, and it requires full awareness and recognition of the criteria required for permitting such a violation, the existence of administrative, ethical and judicial scrutiny of its propriety, and especially the absence of improper considerations that may taint the proper discretion of the authority, which should be exercised when considering whether to carry out the action that causes the violation.

26. The protection of the core human rights that an inmate retains in the prison is not consistent with the transfer of the power to exercise sovereign coercive authority to a private enterprise that will be responsible for managing the prison. Such a transfer is inconsistent with the competent authority being aware and internalizing the need for restraint and limits in the exercise of power in light of the balance required by the protection of human rights. The private enterprise is not subject to the complex rules of checks and deterrents that are included in the rules of conduct that govern the civil service. Sovereign supervision of the acts of the private concessionaire, which amendment 28 of the Ordinance regulated, is an umbrella supervision that does not guarantee sufficiently effective control of the manner of exercising the discretion and the motives involved therein. In many cases, the supervision is carried out after the event and is incapable of preventing from the outset the harm to the inmates that is likely to result from the adoption of administrative, disciplinary and punitive measures that are disproportionate. In addition to all this, the private concessionaire is motivated by extrinsic considerations of profit, which naturally taint the objective discretion that should be exercised for the purpose of using force in accordance with the doctrine of balances. The management of a prison by a private concessionaire, which involves exercising coercive authority over inmates, is likely to be motivated by inappropriate considerations, including considerations of economic viability and profit, which were the goals that led it to accept the role. In view of this reality, the degree of the potential violation of the inmates’ rights is significant, of great weight and persistent. It is directed at a particularly weak sector of the population, whose members in any case have been deprived of some of their human rights as a result of their conviction and the custodial sentence imposed upon them. The danger that irrelevant considerations will guide the private enterprise in carrying out its duties and in exercising coercive authority over the inmates is immediate and real. The considerations of increasing economic efficiency and the profits of the private enterprise may lead, for example, to a reduction in the staff that operates the prison, a lowering of standards in order to reduce costs, and consequently to harsher methods of supervising the inmates, which could potentially involve a reduction in the measure of movement and freedom given to them within the prison compound. The violation of the remaining liberty of the inmates, beyond the essential violation caused by the sentence of imprisonment as such, is a distinct possibility, that if realized would materially and seriously violate a constitutional basic right (Harel, ‘Why Only the State may Inflict Criminal Sanctions: The Case Against Privately Inflicted Sanctions,’ supra, at p. 25).

27. Moreover, the exercise of sovereign coercive authority over prison inmates by a private concessionaire does not enjoy a wide social consensus and public confidence as the nature of the power requires. It does not guarantee that the umbrella of human rights, which extends over every human being as such, including an offender in prison, will be upheld and protected, and that any violation thereof will always be conditional upon the reservations required by the constitutional system (Dobrin v. Israel Prison Service [39], at para. 23; HCJ 355/79 Katlan v. Israel Prison Service [20]). The exercise of sovereign coercive authority by a private enterprise in the context before us contradicts our basic sense of justice, which tells us that the exercise of coercive authority over prison inmates, whose core human rights have in any case been violated, should be done by the state, which is familiar with the requirements of the restraint of power, and which has full administrative, legal and moral responsibility for exercising this power. This was well defined by Prof. Harel in the aforementioned article, where he said:

‘The most fundamental task of the state is the task of governing justly. Just governance requires the state to govern its citizens under constraints dictated by justice. Just governance presupposes the guidance of behaviour and the issuing of prohibitions. Note that the integrationist justification provided here is premised on the assumption that the state is justified in issuing prohibitions and that the violations of these prohibitions justifiably trigger the infliction of sanctions. The integrationist justification aims to show that when these conditions are satisfied, the state, and the state alone, ought to make determinations concerning the severity of these sanctions, and then inflict them. The state cannot thus delegate these powers to private entities’ (Harel, ‘Why Only the State may Inflict Criminal Sanctions: The Case Against Privately Inflicted Sanctions,’ supra, at p. 18).

28. The legal justification and moral authority for violating the basic liberty of a person by means of imprisonment and exercising coercive force over him in prison depend upon the exercise of coercive authority being entrusted to organs of the state, which are the people’s representative in protecting the values of social order, on the one hand, and the basic rights of the individual, on the other. Failing to comply with this condition undermines the legitimacy of law enforcement and sentencing, and the moral basis for exercising institutional coercive authority over the individual offender (J.J. Dilulio Jr., ‘What’s Wrong with Private Prisons,’ 92 Pub. Int. 66 (1988), at pp. 79-83).

The purpose underlying amendment 28 of the Prisons Ordinance

29. Investigating the purpose of amendment 28 of the Ordinance is essential for the value-balancing endeavour needed to assess the constitutionality of the legislative arrangement that transfers the management of a prison to a private concessionaire.

The president in her judgment emphasized the economic purpose — of realizing an economic saving for the state by transferring the management of the prison to a private enterprise — that underlies the amendment of the Ordinance as the one that reflects the main concrete purpose of this legislation. According to her, if improving prison conditions is the general purpose underlying the amendment, the economic purpose of saving money is the specific purpose of the legislation. This is what she says in this regard:

‘The purpose underlying the enactment of amendment 28 and the special arrangements provided in it was, therefore, an economic purpose. In our opinion this is the main public purpose that amendment 28 sought to achieve and it is the raison d’être that underlies it; had the economic savings not been the main consideration taken into account by the legislature, there would have been no need to enact amendment 28, and it would have been possible to contend with the problem of overcrowding in the prisons by building additional state managed prisons or by improving the existing prisons, in accordance with the normative framework that existed prior to the enactment of amendment 28. It can therefore be said that although amendment 28 was enacted with the aspiration of improving the prison conditions of the inmates, the purpose of the concrete legislative arrangement chosen as a means of achieving this worthy aspiration is to achieve as great an economic saving as possible for the state’ (at para. 52).

In my opinion, the crux of the basic purpose of amendment 28 is somewhat different, and even though it does contain an element of economic efficiency, that is not the main motif but only a secondary one. Identifying the purpose of the law and its emphases is of great importance for its ramifications on the balancing of values required for examining the constitutionality of the law.

30. As I understand it, the main purpose of the amendment to the Ordinance, as can be seen from its legislative background and its context, is to promote the welfare of the prison inmate by reducing the serious overcrowding that currently exists in the prisons, improving the services provided in them and expanding the treatment and rehabilitation programmes available to the inmate. These purposes might have been realized by privatizing the management of the prison, which would allow the state to save large amounts of money over the period of the concession, which is twenty-five years.

31. The prison system has always struggled with the obligation to uphold the right of the prison inmate to basic living conditions as a part of the protection of his dignity as a human being, even when he is imprisoned for an offence that he committed against society. Guaranteeing basic living conditions for the prison inmate, as a part of his human dignity, also requires a proper balance between the inmate’s human right to minimum living standards and the state’s obligation, with its available resources, to budget for these standards (HCJ 4634/04 Physicians for Human Rights v. Minister of Public Security [10]).

32. The phenomenon of major overcrowding in Israeli prisons seriously violates the movement and breathing space of the inmate in the prison compound. Over the years, the state has struggled with a situation in which even the basic right of every inmate in Israel to sleep in a bed during his prison term has not been fully respected. The significant increase in the number of prison inmates and persons held under arrest in Israel, the serious long-term security problems that result in an increase in the number of security prisoners and detainees, the rise in serious crimes and the escalating number of foreign workers and illegal aliens held under arrest until they are deported have all significantly increased the need for the resources and means required to maintain prison facilities to the required standards. These basic needs ‘consume’ the resources allocated in the state budget for managing prisons and detention facilities, and it is hard to find the additional resources needed to improve the welfare of prison inmates.

33. This court has held that the Basic Law: Human Dignity and Liberty enshrined the right to human dignity as a constitutional right and that this also includes the right to basic living standards that are intended to preserve the image in which humanity was created (LCA 4905/98 Gamzu v. Yeshayahu [40], at pp. 375-376; HCJ 5578/02 Manor v. Minister of Finance [25], at p. 736; HCJ 366/03 Commitment to Peace and Social Justice Society v. Minister of Finance [32], at paras. 14-15; Physicians for Human Rights v. Minister of Public Security [10], at para. 9). This approach has also been applied to the constitutional human rights of inmates in state prisons. It has been held that —

‘A sentence of imprisonment imposed on a person does not deprive him of the constitutional human rights given to him by the principles of the constitutional system in Israel. The prison inmate is deprived of these rights only to the extent that the restriction thereof is a necessary consequence of his loss of liberty as a result of the imprisonment, and to the extent that the violation of a protected right satisfies the elements of the limitations clause in the Basic Law’ (Physicians for Human Rights v. Minister of Public Security [10], at para. 10).

When a person enters a prison, he loses his liberty, but he does not lose his dignity (HCJ 7837/04 Borgal v. Israel Prison Service [41], at p. 101). Providing a person’s basic needs, which is an absolute condition for living with dignity, is also necessary for an inmate serving his sentence in prison, and the state is obliged to provide them and allocate the necessary resources for this purpose. If the state has a duty to provide the basic needs of its inhabitants as a part of the right to human dignity, it has an even greater obligation to the persons who are in its custody and under its protection, for whom it is directly and immediately responsible. Protecting the dignity of the prison inmate as a human being goes beyond the interest of the individual inmate. It is the interest of society as a whole, which is responsible for determining the moral and ethical norms that apply within it to its members, including prison inmates, as human beings (Golan v. Prisons Service [11], at p. 156). Thus it has been recognized that every prison inmate has a basic right to sleep on a bed, as a part of the protection of human dignity (Physicians for Human Rights v. Minister of Public Security [10], at p. 14). These basic needs are joined by the needs for food and drink, clean clothes, fresh air, a minimum living space inside the prison and responsible medical treatment. The right of a prison inmate to basic living conditions in prison has therefore been recognized as a protected constitutional right that can be qualified only when there is a conflicting value of special importance and particularly great weight, such as an exceptional emergency that may justify, in certain circumstances, a violation of the protected right. The state is obligated to provide these basic living conditions for inmates in its custody, and it must allocate the necessary budget for this purpose (see, for example, on the subject of realizing the right of every prison inmate to a bed, Physicians for Human Rights v. Minister of Public Security [10]).

34. Beyond the concern for the basic living conditions of prison inmates, which the state is obliged to provide regardless of any budgetary restrictions, there are additional elements of the inmate’s welfare that go beyond the ‘hard core’ of the basic conditions. These elements include matters concerned with reducing the overcrowding in prisons, increasing the physical living space of the inmate in the prison beyond the basic minimum provided in prison regulations, improving treatment and rehabilitation programmes for the inmates, adding cultural enrichment programmes, improving the standard of the food and medical treatment, and additional matters. Providing these conditions, which goes beyond the basic needs that there is an obligation to provide, is of an optional nature, and depends upon the national priorities reflected in the budgets of state institutions. A welfare-state should strive unceasingly to provide these welfare conditions, which go beyond the basic needs, for its prison inmates. Notwithstanding, its ability to do this depends upon the complex picture of all the national needs and on the position of the question of prison conditions on the ladder of social issues for which the state is responsible, according to the relative importance of all the national needs. In the complex reality of social life in Israel, with its many essential needs, giving budgetary preference to improving the welfare of the prison inmate beyond the basic standards required by law is not assured.

35. As I understand it, amendment 28 of the Ordinance was mainly intended to promote the welfare of the prison inmate beyond the basic conditions that the state is obliged to provide without any qualification to prison inmates, in circumstances where the allocation of budgetary resources for this purpose in the normal budgetary track is not guaranteed. The amendment to the Ordinance was intended to allow the welfare of the inmate to be advanced beyond the basic conditions that are provided for him and to which he is entitled, with an attendant significant financial saving to the state — an objective that is not guaranteed by means of ordinary budgetary measures. Indeed, the explanatory notes to the draft amendment to the Ordinance begin with the following remarks:

‘The proposed arrangement is needed because of the crisis in Israeli prisons and the direct repercussions that it has on the conditions in which prison inmates and persons under arrest are held, as required by the provisions of the Basic Law: Human Dignity and Liberty, and by the provisions of the Criminal Procedure (Enforcement Powers — Arrests) Law, 5756-1996’ (explanatory notes to the Draft Prisons Ordinance Amendment (Privately Managed Prison) Law (no. 26), 5764-2003 (Government Draft Laws 73, 5764, at p. 270).

36. In enacting amendment 28 of the Ordinance, the state’s main goal was to reduce overcrowding in the prisons and to improve significantly the living conditions of the inmates beyond the essential minimum. The state gives details in its reply of 24 October 2005 and in later replies, inter alia, that the living space of prison inmates in Israel is currently between two and four and a half square metres per person, as compared with a space of between six and ten square metres that is accepted around the world; that some of the existing prison facilities are very old and do not provide proper living conditions; and that a constant increase in the number of prison inmates each year exacerbates the existing crisis in prison conditions. According to the state, the privatized prison will significantly advance the welfare of inmates from the viewpoint of improving the inmate’s living space, as well as in the fields of rehabilitation and treatment for inmates and the standard of the physical services that are provided in the prison. The average living space per inmate will increase significantly, as will the number of social workers; a major increase in the number of hours of education that inmates receive will also be possible. In addition to these improvements, the state will make a considerable financial saving (the state’s supplementary response of 16 February 2006, at paras. 15-19).

37. In its response of 29 August 2006, the concessionaire also emphasized all of the planned improvements for inmates (para. 98 of the response). These include more formal education, an increase in the scope of the employment of inmates in various jobs, an increase in the financial remuneration for the work, an increase in the physical living space far beyond the essential minimum, an improvement in the food, an increase in the number of family visiting days, an increase in the educational staff, an improvement in medical treatment, an increase in the hours of activity for the inmates and additional improvements. According to the concessionaire:

‘In practice, a careful examination… shows precisely to what extent the considerable thought that was devoted by the state and its representatives to drawing up the transaction with the concessionaire provides comprehensive and thorough solutions that allay the concerns raised by the additional petitioner in a manner that ensures that not only will the privately managed prison not harm the welfare of the inmates in comparison to a prison managed by the Israel Prison Service but to a large extent the opposite is the case: in the privately managed prison the conditions of the inmates are expected to be better than in the other prisons in Israel (supplementary main arguments of 31 December 2007).

38. The possibility of overcoming the problem of serious overcrowding in prison facilities, of improving the welfare of the inmates beyond the minimum conditions that need to be provided at all times and in all situations, while increasing efficiency and making a financial saving for the state, are to my mind the main purposes of amendment 28 of the Ordinance. It should be added that the amendment speaks at this stage of setting up one prison as an experiment, but the long-term planning is that if the experiment is successful, it will be expanded and this may affect a large population of prison inmates, inter alia by significantly improving both the physical and the therapeutic and psychological conditions in which they are held in custody in Israel.

 The constitutional balance — the relationship between the harm caused to the prison inmate by privatizing the exercise of sovereign power and the expected improvement in prison living conditions

39. The privatization of the management of the prison in amendment 28 gives rise to a constitutional question of great significance. This question in essence is whether the potential violation of the prison inmate’s core basic rights that is caused by privatizing the sovereign coercive authority of managing a prison satisfies the constitutional test of proportionality, in view, inter alia, of the purpose of the amendment to the law which was intended to improve the welfare of the inmate beyond the minimum conditions guaranteed to him and at the same time to make a financial saving for the state. The potential violation of the inmate’s core basic rights, which is expected to occur as a result of the privatization of the sovereign power, conflicts with the potential benefit to the inmate deriving from the improvement in his welfare and his living conditions, together with an economic benefit to the public. What is the result of the balance between these values, and which of them takes precedence? In this conflict, is the harm to the prison inmate so great that it justifies setting aside a law of the Knesset despite the benefit to the inmate’s welfare that it bestows?

40. Constitutional law embodies the basic values and principles of the legal system. These values and principles require decisions that involve conflicting interests, values and rights. Often the conflict is between types of interests, values and basic rights that are all of the highest importance (HCJ 73/53 Kol HaAm Co. Ltd v. Minister of Interior [42], at p. 880 {100}). The conflict is resolved by striking a balance between the competing values, where each of the competing factors has its own importance and relative weight. The decision is made on the basis of the relative weight of the conflicting values.

‘It is only natural that there are more important principles and less important principles; … the basic difficulty involved in constitutional thinking is how to ensure objective normative criteria… for deciding between the conflicting principles… The balance and weighing need to reflect the social consensus rather than the subjective outlooks of the constitutional jurist… The judge should reflect the basic values of a nation, as reflected in its national way of life… The Israeli jurist formulates the basic principles and their relative weight against a background of the spiritual, cultural and social mores of modern Israeli society. These mores are naturally influenced by our ancient heritage, but they reflect the social consensus of the present. However, objective criteria that provide a solution to every constitutional problem do not exist. Where objective guidelines cease, the constitutional jurist is left “on his own,” and “his moment of truth” arrives. From this moment, the only guiding star that lights up his path is the constitutional principle of justice; the jurist should aspire to the solution that seems to him most just’ (A. Barak, Legal Interpretation: Constitutional Interpretation (vol. 3, 1994), at pp. 71-72).

41. The constitutional purpose is built on the values and principles that the constitutional norm is intended to realize. Sometimes these values lead in the same direction; sometimes they conflict with one another. In cases where there is a conflict, a balance needs to be struck between them in accordance with their relative weight. The balancing formula reflects the relative weight of each value. There is no single balancing formula, but a wide variety of balancing formulae that adapt themselves to the wide variety of possible situations that occur in life and the innumerable conflicts that may arise (HCJ 153/83 Levy v. Southern District Commissioner of Police [43], at p. 401 {117}).

42. In our case, the constitutional balancing formula between the conflicting values is especially complex. On one side of the equation there is the potential harm to the core human rights of the prison inmate, and especially his rights to liberty and dignity, which is inherent in the privatization of the sovereign coercive authority in the management of a prison and its transfer from an organ of state to a private enterprise. The potential harm to the individual inherent in privatizing the sovereign coercive authority in managing a prison is very considerable for the reasons that I have discussed above. It undermines and erodes the guarantees inherent in the foundations of the legal system for protecting the limits and constraints of power, which apply to the state when it exercises its sovereign power. Any undermining of these guarantees, which may result in a significant violation of the core human rights of the prison inmate, is of particularly great weight.

43. On the other side of the balancing equation, there is the main value of the amendment to the law, which is intended to promote the welfare of the prison inmate and improve his prison conditions in various fields of life, while enhancing economic efficiency for the state. This purpose is of great weight in itself, since it is intended first and foremost to promote the welfare of individuals who are already in difficult circumstances. It contributes to the protection of his dignity and welfare. Expanding treatment and rehabilitation programmes may also lead to the inmate being released early, thereby influencing his liberty and the other basic rights derived from the right to liberty.

44. The potential harm involved in the privatization of sovereign coercive authority, which is likely to violate the liberty and dignity of the prison inmate, is countered by the purpose of the privatization, which has an aspect of improving his living conditions in the prison. The improvement in such conditions has a direct effect on the realization of the inmate’s basic rights. How can this conflict be resolved, when at its heart there are forces, on the one hand, that violate the inmate’s rights and there are forces, on the other hand, that benefit him and promote his rights?

45. The dilemma in this balancing equation is particularly complex. It is not similar to the typical dilemma in which a right of one individual conflicts with the right of another individual or with a general public interest. In the equation in this case, there are conflicting interests and opposing forces that concern the same individual, the prison inmate. One seeks to eliminate the potential harm inherent in the privatization of sovereign coercive authority exercised against him in the prison, and the other seeks to uphold the law, despite the aforesaid harm, in order to enhance his welfare and improve prison conditions in the long term. We are confronted with a clash between conflicting forces that work on the prison inmate as an individual, where one seeks to prevent a violation of his basic rights resulting from a privatization of the force exercised against him, while the other seeks to contribute to his physical and emotional welfare that cannot be realized, at least at the moment, in any other way. The general public interest, which is reflected in the financial saving and greater economic efficiency that establishing the private prison will give the state, complements the factor of enhancing the welfare and improving the quality of life of the inmate in the privatized prison.

46. According to the president’s approach in her opinion, with which I agree, the main problem in the process of balancing the conflicting values, which is required in order to examine the constitutionality of amendment 28, lies in the third subtest of proportionality, within the meaning thereof in the limitations clause in the Basic Law. The third subtest focuses on the nature of the violation of a human right that is caused in order to achieve a proper purpose, and it recognizes that the realization of the purpose does not justify every means that has a rational connection to the purpose and minimizes the harm. ‘This subtest seeks in essence to realize the constitutional outlook that the end does not justify the means. It is an expression of the concept that there is an ethical barrier that democracy cannot pass, even if the purpose that is being sought is a proper one’ (HCJ 8276/05 Adalah Legal Centre for Arab Minority Rights in Israel v. Minister of Defence [29], at para. 30 of the opinion of President Barak). The third subtest of proportionality is ethical in nature. It is intended to resolve the conflict between the various relevant factors in a manner that properly reflects the social and moral values enshrined in the social consensus, on which the democratic regime in Israel is based.

47. In our case, the question in its ethical context is what is the proper proportional balance between the improvement in living conditions for the prison inmate, together with the advancement of the economic interest of increased efficiency and a financial saving for the state, and the potential harm to the core rights of the inmate that is inherent in the privatization of sovereign coercive authority under the amendment to the Ordinance. Striking the proportional balance between the violation of the rights of the inmate caused by the privatization of the exercise of coercive authority against him and between the benefit that will arise in the future to the welfare of the inmate and the public in general from establishing a private prison is not easy. We need to decide which has greater weight: the expected harm to the prison inmate from the privatization of the coercive authority exercised against him, or the importance of improving the living conditions of the same inmate in the privatized prison, together with the saving and increased efficiency in the use of public money. It is possible to state the question as follows: does the enhanced welfare of the prison inmate anticipated from the amendment, together with the economic benefit to the state, diminish the potential harm to the inmate as a result of the privatization of the exercise of coercive authority to such an extent that it makes this harm constitutional in accordance with the test of proportionality in the narrow sense in the limitations clause?

48. The need to strike a balance between the constitutional violation of core human rights and the benefit to the very same person within the context of the same act of legislation that is subject to constitutional scrutiny does not arise often. It requires a comparison between ‘good’ and ‘evil’ that affect the same person, largely with respect to the same human rights. This is an atypical balancing equation that requires scrutiny in the special circumstances of this case.

49. In my opinion, in this balance, which is essentially an ethical one, the benefit to the welfare of the prison inmate, accompanied by a public economic interest, that will arise from the amendment to the law does not mitigate the potential harm to the inmate that will arise from the privatization of the sovereign coercive authority to such an extent that the harm becomes constitutional according to the test of proportionality in the narrow sense. The benefit to the prison inmate and the economic benefit to the state are not commensurate with, and are even dwarfed by, the violation of the prison inmate’s core human rights that can be expected to result from entrusting sovereign coercive authority to a private concessionaire.

50. The potential harm to the individual that is inherent in the privatization of sovereign coercive authority in the criminal proceeding is great, and it goes to the very heart of the social order that gives the state the legal and moral force to exercise sovereign authority over the citizen, while restraining and limiting this power to the absolute minimum, in order to protect core human rights. The ethical, moral and legal structure of the system of government in Israel is inconsistent with the transfer of sovereign coercive authority involved in the management of a prison to a private enterprise, which may seriously harm the individual, even when it is accompanied by the positive and important purpose of improving the physical living conditions of the prison inmate and also by increased efficiency and a saving of public money. In the ethical sphere, the duty of protecting the core human rights of the prison inmate against a serious potential violation overrides the positive purpose of improving the living conditions of prison inmates and increased economic efficiency for the state. It should also be recalled in this respect that improving prison conditions, which is a part of the amendment to the law, does not concern the basic prison conditions that are in any case assured by the existing legal position, but conditions that go beyond the absolute minimum. Achieving an improvement in prison conditions, although important, cannot outweigh the potential violation of the core rights of prison inmates, which is inherent in giving power to the private concessionaire to exercise sovereign authority over individuals under its control. In a democratic constitutional state, the price of enhancing the welfare of a person should not be paid in a manner that causes a possible violation of his core human rights. Such a price should not be paid, and does not satisfy the constitutional test.

51. The potential harm that is inherent in the privatization of sovereign authority is integral to it and of such a degree that it does not allow for a process of experimentation and arriving at conclusions in consequence thereof. We should seek to improve the welfare of the prison inmate, but not at the price of allowing injurious measures to be carried out against him and allowing his core rights to be violated, as the legislation that is under scrutiny in this proceeding entails.

52. The exercise of coercive authority in the criminal proceeding, in so far as it violates the core human rights of the individual, should remain in the hands of the sovereign authority, which is answerable to the public and to the foundations of the constitutional system for restraining and limiting it. This applies to police power, it applies to judicial power and it also applies to the power to manage prisons and to exercise coercive authority over prison inmates.

53. The privatization of public services by transferring the responsibility to provide them to private enterprises has been effected in recent years in several fields (D. Barak-Erez, ‘The Public Law of Privatization: Models, Norms and Challenges,’ 30 Tel-Aviv University Law Review (Iyunei Mishpat) 461 (2008), at pp. 472-473; A. Benish, ‘Outsourcing from the Perspective of Public Law,’ 38(2) Hebrew Univ. L. Rev. (Mishpatim) 283 (2008)). The fields that have been privatized include, inter alia, the enforcement of civil judgments, private security guards and security companies, tax collection, etc.. The problems that arise with regard to the privatization of the management of a prison are completely different from those that arise in the other fields of privatization from the viewpoint of the scope of the exercise of sovereign coercive authority over the individual that they necessitate, and from the viewpoint of the extent of their potential violation of fundamental constitutional rights.

54. The privatization of the exercise of sovereign coercive authority in the management of a prison by transferring it to a private concessionaire should therefore be set aside, since it does not satisfy the test of proportionality in the narrow sense under the limitations clause.

55. It need not be said that there is nothing that prevents a privatization of all of the operations and services that are a part of managing a prison and that do not involve the exercise of sovereign coercive authority over prison inmates.

56. I agree with the president’s position that the amendment to the Ordinance should be set aside in its entirety because it is difficult to apply a “blue pencil” to it and distinguish between its various terms that are all part of one whole. As stated, this does not preclude the privatization of those fields of management and services in the prison that do not involve the exercise of sovereign coercive authority, in so far as the competent authorities decide that this is proper.

For the aforesaid reasons, I agree with the president’s conclusions that amendment 28 of the Prisons Ordinance should be set aside.

 

 

Justice E. Hayut

I agree with the opinion of my colleague the President, and with her conclusion that the Prisons Ordinance Amendment Law (no. 28), 5764-2004 (hereafter: Amendment 28), according to which powers to imprison inmates were transferred to a private concessionaire (as well as a long list of invasive powers inherent therein)  should be struck down. This is due to the unconstitutional violation of the inmates' human rights to personal liberty and dignity that results from the establishment of a prison managed by a private corporation in which the inmates are subject to the authority of its employees.

1.    ,The President discussed In her opinion how, according to the basic views of modern political thinking, the state is responsible to enforce criminal law and to preserve public order by virtue of the Social Contract whereunder humans have organized themselves as a society. The President goes on to say that this state function holds an invasive power to deprive offenders of their liberty and that the transfer of this basic and invasive power to a private corporation operating for profit, is contrary to the Social Contract that originally gave these powers to the state, since as a result of that transfer ‘the exercise of that power loses a significant part of its legitimacy’ and the constitutional right of prison inmates to personal liberty is violated (para. 22 of the President’s opinion), to a greater degree that the actual imprisonment requires (para. 33 of the President’s opinion). The President also discusses in her opinion additional aspects of the violation of the constitutional rights of prison inmates, and she mentions in this regard the violation of their dignity as human beings resulting from their imprisonment in a privately managed prison; she says that this model creates a situation in which the manifestly public purposes of the imprisonment are blurred and diluted by irrelevant considerations that derive from the private corporation's desire to make a financial profit. Thereby, in her opinion, the prison inmates become ‘a means whereby the corporation that manages and operates the prison makes a financial profit’ and therefore her conclusion is that ‘the very existence of a prison that operates on a profit-making basis reflects a lack of respect for the status of the inmates as human beings’ (para. 36 of the President’s opinion). I agree with the President in this reasoning and her conclusion that these violations of the personal liberty and dignity of the prison inmates do not satisfy the tests of the limitations clause in the Basic Law: Human Dignity and Liberty, in which these basic rights are enshrined, because of the lack of proper proportionality between the social benefit that Amendment 28 provides and the human rights violation that it causes.

2.    In addition to the examination of the constitutionality of Amendment 28 from the perspective of the prison inmates' rights to personal liberty and dignity, I am of the opinion that it is also possible to discuss the difficulties that this amendment presents from the perspective of the general public, as a law that conflicts with the basic principles of the system of government and the legal system in Israel. Much has been written about the Social Contract on the basis of which human beings have organized themselves into states. Since the ‘Social Contract’ is a fiction that was invented by the fathers of modern political thought, there is a wide range of different views with regard to the nature and content of this contract (see M.D.A. Freeman, Lloyd’s Introduction to Jurisprudence (seventh edition, 2001), at pp. 111-118; W. Friedmann, Legal Theory (fifth edition, 1967), at pp. 117-127; C. Klein, ‘On the Social Contract Before the High Court of Justice,’ 5 College of Management Academic Studies L. Rev. (HaMishpat) 189 (2000)). Generally the state is regarded as having taken upon itself the role of protecting the safety, security and property of its citizens after they waived their natural rights to protect these interests and to punish anyone who harms them. For the purpose of realizing the role that is designated for it as aforesaid, the government is given powers and authorities that involve a violation of liberty. One of the core sovereign powers given to the state in order to enforce the law and protect the security of its citizens and the public order is the power to imprison anyone who has been found guilty in a trial and who has been given a custodial sentence, together with all the invasive ancillary powers that go with it. Indeed, the imprisonment of someone who has been convicted in a criminal proceeding is the last link in the sequence of actions that comprise the criminal proceeding for which the state has responsibility throughout. This link, which concerns the realization and enforcement of the sentence, is admittedly the last stage in the aforesaid sequence of actions that comprise the criminal proceeding, but it is by no means the least important. On the contrary, to a large extent it is capable of being an indication of the effectiveness of the whole criminal proceeding. In view of the importance of the powers of imprisonment as a major link in the sequence of actions that are required to enforce the law and according to the view that the Social Contract creates a relationship of trust between the government as trustee and the citizens as beneficiaries, the divestment by the state of its powers of imprisonment that it was given by the Social Contract violates the terms of that contract and the fundamental principles on which the whole system of government is based and on which law-abiding citizens and victims of crimes rely, since, as we have said, in the Social Contract they waived the right that they themselves may bring offenders to justice (for another outlook, which some regard as a basis for a totalitarian system of government and which holds that the Social Contract can be undermined only by the individual and not by the sovereign, see Klein, ‘On the Social Contract Before the High Court of Justice,’ supra, at p. 199).

3.    I concur with the President that it is difficult to locate a constitutional basis in s. 1 of the Basic Law: the Government for determining that the power of imprisonment is a core government power that cannot be transferred to private hands. Therefore, the question is whether the transfer of this power to a private enterprise — with all that this means from the viewpoint of the public in general – violates the basic principles of the system of government in a way that makes it is possible to strike down Amendment 28 even though these principles are not enshrined in the Basic Laws. Such a constitutional move raises problems that this court has addressed in its decisions over the years (see HCJ 142/89 Laor Movement v. Knesset Speaker [44], at p. 551; HCJ 410/90 Bloom v. Knesset Speaker [45], at p. 205; HCJ 5364/94 Welner v. Chairman of Israeli Labour Party [46], at pp. 801-802; see also A. Rubinstein and B. Medina, The Constitutional Law of the State of Israel (vol. 1, sixth edition, 2005), at pp. 61-62, 67-69; Y. Dotan, ‘A Constitution for the State of Israel? Constitutional Dialogue after the “Constitutional Revolution”,’ 28 Hebrew Univ. L. Rev. (Mishpatim) 149 (1997), at pp. 177-179). It can be said that the approach  of  this court in this regard is that the examination of questions of the constitutionality of a law on the basis of fundamental principles ‘that are not enshrined in a Basic Law’ is possible, if at all, only in very exceptional and extreme cases, when the law undermines the foundations of the system of government on which the whole constitution is based. President Barak discussed the great caution that should be adopted in this regard in HCJ 6427/02 Movement for Quality Government in Israel v. Knesset [19], where he said:

‘We should do all we can to decide questions of the constitutionality of a law that conflicts with basic values within the context of a decision regarding the constitutionality of the law in relation to a Basic Law. Israel is currently in the middle of a constitutional process that is being carried out through Basic Laws. Every interpretive effort should be made to decide the question of the constitutionality of the law within the framework of the arrangements provided in the Basic Laws’ (ibid. [19], at para. 73 of the opinion of President Barak).

And President Barak goes on to say there that even if there is a narrow margin that allows the constitutionality of a law to be examined outside the framework of the Basic Laws, this will happen only in special and extraordinary cases where the law in question undermines ‘the essence of democracy and negates the most basic characteristics required for a democratic system of government,’ such as ‘a law or Basic Law that denies the character of the State of Israel as a Jewish and democratic state’ (ibid. [19], at para. 74; see also HCJ 4676/94 Meatreal Ltd v. Knesset [47], at p. 28; A. Barak, The Judge in a Democracy (2004, Hebrew edition), at p. 99). Thus, even according to the approach that it is not impossible for this court, in an appropriate case, to strike down a law that violates fundamental principles of the system that are not enshrined in the Basic Laws, this will only happen in very exceptional cases, when the law in question shakes the basic foundations of the whole constitutional and democratic system and threatens to destroy it.

4.    The phenomenon of privatization that is becoming more wide-spread in Israel has many aspects (see D. Barak-Erez, ‘The Public Law of Privatization: Models, Norms and Challenges,’ 30 Tel-Aviv University Law Review (Iyunei Mishpat) 461 (2008); E. Peleg, Privatization as Publicization — Privatized Bodies in Public Law (2005)). But not everything can be privatized and no one would appear to dispute that certain powers and authorities that are given to government agencies may not be privatized, even by the legislative branch (see Barak-Erez, op. cit., at pp. 493-496; Y. Dotan and B. Medina, ‘The Legality of Privatization of the Provision of Public Services,’ 37 Hebrew Univ. L. Rev. (Mishpatim) 287 (2007), at pp. 329-330). As stated above, the divestment by the state of the powers of imprisonment given to it as the sovereign authority and as the body responsible for public safety and security and for maintaining public order, and the transfer of those powers to a private profit-making corporation, violate the basic principles of the system of government in Israel. Notwithstanding, it cannot be said that the statutory arrangement in Amendment 28 threatens to shake the foundations on which the whole constitution is based, especially since the model of privatization adopted in that amendment requires the state to closely supervise the private concessionaire's activities (see ss. 128S, 128U-128X, 128AF-128AL, 128AO and 128AW of the Prisons Ordinance). It can therefore be said that in Amendment 28 the state admittedly divested itself of its powers of imprisonment and transferred them to private hands, but it should not be regarded as having entirely abandoned and shirked its responsibility for carrying out these actions, at least as a supervisory body.

To sum up, I agree with the President’s opinion that Amendment 28 should be struck down as it is disproportionately violates the human rights of prison inmates to personal liberty and dignity.

 

 

Justice S. Joubran

I agree with the comprehensive opinion and reasoning of my colleague the president.

The imprisonment of someone convicted in a criminal trial as the main sanction prescribed by the Penal Law does not constitute merely a marginal aspect of the criminal process, and there are even those who claim it is the main element in the modern penal process. As my colleague the president said, a prison inmate will be deprived of his liberty regardless of whether he is imprisoned in a privately managed prison or not; the walls of the privately managed prison are no higher than those of their state managed counterpart. But the essence of the prison cannot be summarized by the actual loss of liberty; despite its centrality, this characteristic cannot express the manner in which prisons serve as an institution that is sanction – an institution the entrance into and very existence of constitute the response of the state to offences against its laws.

This phenomenon of the prison and the development of its nature as a sanction carried out by the modern state are aptly described by the French philosopher Michel Foucault in his book about the ‘birth’ of prisons. Because of their great relevance to our case, his remarks are worthy of consideration:

‘In several respects, the prison must be an exhaustive disciplinary apparatus: it must assume responsibility for all aspects of the individual. His physical training, his aptitude to work, his everyday conduct, his moral attitude, his state of mind; the prison, much more than the school, the workshop or the army, which always involved a certain specialization, is “omni-disciplinary”... Lastly, it gives almost total power over the prisoners; it has its internal mechanisms of repression and punishment: a despotic discipline. It carries to their greatest intensity all the procedures to be found in the other disciplinary mechanisms. It must be the most powerful machinery for imposing a new form on the perverted individual; its mode of action is the constraint of a total education:

“In prison the government may dispose of the liberty of the person and of the time of the prisoner; from then on, one can imagine the power of the education which, not only in a day, but in a succession of days and even years, may regulate for man the time of waking and sleeping, of activity and rest, the number and duration of meals, the quality and ration of food, the nature and product of labour, the time of prayer, the use of speech and even, so to speak, that of thought, that education which, in the short, simple journeys from refectory to workshop, from workshop to the cell, regulates the movements of the body, and even in moments of rest, determines the use of time, the time-table, this education, which, in short, takes possession of man as a whole, of all the physical and moral faculties that are in him and of the time in which he is himself” (Charles Lucas, De la Réforme des Prisons (1836), at pp. 123-124)’

(Michel Foucault, Discipline & Punish: The Birth of the Prison (trans. Alan Sheridan, 1977), at pp. 235-36).

Indeed, the prison is not merely the walls that separates the inmate from the rest of society. Therefore, if one asks - what difference it makes whether the walls are owned privately or by the state? We should answer that by sending the convicted offender behind the prison walls the state has not ended its role in the sanctioning process, and in many ways the imprisonment is only the beginning and the heart of the process. Even if we say that the loss of liberty alone constitutes the offender’s punishment, it cannot be denied that the entrance into the prisons caries with is myriad effects on the inmate’s life,- whether it is restrictions laid on his way of life and on his body that are required in order to prevent his escapes and protect public safety; determining regulations that are required to maintain public order; or by controlling the inmate’s daily schedule by other arrangements required by  because the prison is a “total” institution that requires the address of every aspect of the lives of its inmates. All these are accompanied by internal sanctioning mechanisms, for the establishment and enforcement of discipline inside the prisons. Even if we do not see in all of these ‘punishment’ in the traditional sense, we cannot disregard the fact that the nature of the prison as a sanctioning institution revolves around these characteristics, when each and every moment in the lives of the inmates is dictated and formed by them. Thus, it is possible to claim that all of these actions carried out against the prison inmate in practice constitute the very heart of the exercise of sovereign force against the individual, far beyond the mere decision to send him behind bars.

It follows that the transfer of the management of a prison to private hands does not merely constitute a privatization of powers that are ancillary or supplementary to the punishment, but the divestment by the state of a central layer in its sovereign authority to punish its citizens. Even if it is possible to accept this decision as a matter of policy, from the perspective of the prison inmates it is an unacceptable step. As stated, all of their lives inside the prison walls, beyond the actual decision to imprison them, are replete with the exercise of sovereign force, which regulates and disciplines their lives and their bodies. The transfer of these powers over the inmates to private hands effectively makes ‘pseudo-subjects’ of the private enterprise. Even though the powers of that enterprise over the inmates do not go down to the very root of punishment in its traditional sense and do not include the actual decision to deprive them of their liberty, and even if the powers given to them to impose disciplinary sanctions are limited in scope (although they should not be treated lightly even within that scope), this does not negate the fact that the private enterprise has overwhelming control over their lives, through the accumulation of all these minute regulations of these lives — from the use of force against the inmates, placing them in isolation, examining their naked bodies, forcing them to give urine samples, confiscating their possessions, searching their bodies, through maintaining order, discipline and security in the prison, ending in making arrangements for the welfare, health, rehabilitation, training and education of the inmates. Giving this control to a private enterprise, which, despite the supervisory restraints retained by the state, is still motivated in its actions by commercial considerations, constitutes a violation of the dignity of the inmates as human beings that cannot be accepted.

Therefore, I agree as aforesaid with the opinion of my colleague the president that amendment 28 of the Prisons Ordinance should be set aside.

 

 

Justice M. Naor

I agree with the finding of my colleague the president that the Prisons Ordinance Amendment Law (no. 28), 5764-2004 (hereafter: ‘amendment 28’) unconstitutionally violates two constitutional rights that are enshrined in the Basic Law: Human Dignity and Liberty. I agree with her approach that the right to personal liberty (s. 5 of the Basic Law) and the right to human dignity (s. 2 of the Basic Law) of those inmates who are supposed to serve their sentences in the private prison is violated by the ‘actual transfer of powers of management and operation of the prison from the state to a private concessionaire that is a profit-making enterprise’ (para. 18 of the president’s opinion). In view of the importance of the constitutional question that has arisen in this case and the existence of certain differences in approach, I would like to set out my position.

The violation of the constitutional rights enshrined in the Basic Law: Human Dignity and Liberty

The violation of liberty

2.    Even though imprisonment ipso facto violates liberty, when it is implemented by the state, the violation is proportionate (see and cf. CrimA 4424/98 Silgado v. State of Israel [12], at p. 550). The question before us is simply whether the identity of the party that implements the imprisonment (a private profit-making enterprise) is likely to cause an independent violation of the right to liberty that is additional to the violation that arises from the actual imprisonment. My colleague the president answers this question in the positive, and I agree with her position. Imprisonment that is carried out by a private profit-making enterprise causes a separate violation of the right to liberty. This violation may vary in its degree: it may be a minor violation, such as when the private enterprise exercises ‘technical-administrative’ sovereign powers (see HCJ 2303/90 Philipovitz v. Registrar of Companies [15]), and it may be a serious violation, such as when the private enterprise exercises the main and invasive powers of the state that involve broad discretion.

3.    The doctrine of the delegation of administrative powers allows the state to avail itself of the ‘assistance’ of a private enterprise (Philipovitz v. Registrar of Companies [15], at p. 429; CrimA 4855/02 State of Israel v. Borovitz [37], at p. 833). This doctrine applies mainly in administrative law (see: Y. Dotan and B. Medina, ‘The Legality of Privatization of the Provision of Public Services,’ 37 Hebrew Univ. L. Rev. (Mishpatim) 287 (2007), at pp. 308-311; D. Barak-Erez, ‘The Public Law of Privatization: Models, Norms and Challenges,’ 30 Tel-Aviv University Law Review (Iyunei Mishpat) 461 (2008)). By analogy to this doctrine, were the concessionaire to exercise merely a ‘technical’ or ‘administrative’ power, it could be said that even if a separate violation of the right to liberty were proved, it would only affect the periphery of the right, or alternatively it would be an insignificant violation. Such a determination would probably justify judicial restraint (for the requirement that a violation is a ‘real’ one, see HCJ 10203/03 National Census Ltd v. Attorney-General [48], at para. 17 of my opinion).

In our case, however, the concessionaire is acting as an extension of the state in order to exercise one of its main and most invasive powers — the power to enforce the criminal law and to maintain public order. We are not speaking merely of a ‘technical’ or ‘administrative’ power. The concessionaire is wielding, on behalf of the state, real sovereign authority that involves the exercise of discretion (on discretion as ‘the most important part of authority,’ see I. Zamir, Administrative Authority (vol. 2, 1996), at p. 546). Inter alia, the concessionaire has been given powers to maintain order and discipline in the prison and to prevent the escape of inmates (as explained in para. 31 of the opinion of my colleague the president). The power given to manage the prison — the exercise of authority, power and discipline — is clearly recognized as one of state sovereignty and requires discretion when exercising it (see and cf. HCJ 5009/97 Multimedia Co. Ltd v. Israel Police [49], at p. 693; see also: A. Harel, ‘Why Only the State may Inflict Criminal Sanctions: the Case Against Privately Inflicted Sanctions,’ 14(2) Legal Theory 113 (2008), at p. 117).

Therefore the law does not merely enshrine a ‘policy of privatization’ (see for example HCJ 5167/00 Weiss v. Prime Minister [50], at p. 471, but it changes the distribution of the state’s sovereign powers. I agree with the president that powers that are characterized by the exercise of sovereign authority in order to enforce the criminal law and maintain public order, when they are exercised by a private profit-making enterprise, inflict a separate and real violation of the constitutional right to liberty. Therefore the judicial scrutiny required lies in the field of constitutional law.

4.    My colleague bases her determination regarding a violation of liberty on the approach that the legal system in Israel has a basic principle that the state has a monopoly on the use of organized force, and this basic principle is a part of the constitutional right to personal liberty (para. 26 of her opinion). In my opinion, it is possible to determine that our case involves a violation of the constitutional right to liberty even without resorting to a fundamental principle regarding the system of government. My approach is that in view of the nature of the criminal proceeding and the fact that imprisonment is a part of the criminal trial and criminal law, the transfer of responsibility for it to private hands in itself violates liberty as a constitutional right in Israel.

5.    According to my approach, the distinction between the handing down of a custodial sentence and its de facto implementation is an artificial one; we are speaking of one process of administering criminal justice that involves various levels of discretion (see and cf. P. Moyle, ‘Separating the Allocation of Punishment from its Administration: Theoretical and Empirical Observations” 11 Current Issues in Crim. Just. 153 (1999), at pp. 157, 159, 170). According to my approach, both the sanction (imposing the custodial sentence) and its actual enforcement (in the prison) are a part of the ‘process of administering criminal justice’ and both involve the exercise of discretion. The tasks imposed on the inmates in the prison, as a part of ‘prison management,’ are also an integral part of the sentence imposed on them. This is obvious when dealing with matters of inmate discipline (see and cf. R. Harding, ‘Private Prisons,’ 28 Crime and Justice 265 (2001), at pp. 273-278, which is cited in the ‘Knesset’s Position’ in paras. 244-248). It should be recalled that the law may also affect to some degree the duration of the term of imprisonment (see para. 27 of the opinion of my colleague the president; s. 9(7) of the Release from Imprisonment on Parole Law, 5761-2001). Indeed, imprisonment is a part of criminal law and procedure (see and cf. L. Sebba, ‘Human Rights and the Sentencing System,’ 13 Bar-Ilan Law Studies (Mehkarei Mishpat) 183 (1996), at p. 188). Against this background, an opinion has been expressed that the question of privatizing prisons should be considered within the framework of criminal law rather than within the framework of the law concerning privatizations in general:

‘… prison privatization could be reviewed in conjunction with criminal justice policy and not just as part of the question of privatization more generally’ (C.M. Donnelly, Delegation of Governmental Power to Private Parties: A Comparative Perspective (2007), at p. 76.

See also S. Dolovich, ‘State Punishment and Private Prisons,’ 55 Duke L. J. 437 (2005), at pp. 544-545; Donnelly, op. cit., at p. 256.

6.    The constitutional right to personal liberty has been interpreted broadly, and it has been held that imprisoning a person ipso facto violates his constitutional right to liberty (see HCJ 6055/95 Tzemah v. Minister of Defence [5], at p. 261 {656}). When we say that the imposition of the custodial sentence and its actual implementation in the prison are a part of the criminal trial and criminal law, it follows that the manner in which the imprisonment is implemented — including the identity of the party implementing the imprisonment — is also ‘covered’ by the constitutional right to personal liberty. The whole process of criminal justice, including the element of implementing the actual imprisonment, is subject to the constitutional restrictions: ‘Most of the government activity in the field of criminal law — whether legislative, administrative or judicial — is now subject to the Basic Laws. Criminal law and its enforcement need to be constitutional’ (A. Barak, ‘The Constitutionalization of the Legal System Following the Basic Laws and its Implications for (Substantive and Procedural) Criminal Law,’ 13 Mehkarei Mishpat (Bar Ilan Law Studies) 5 (1996), at p. 13). As President Barak said, the administration of criminal justice ‘is naturally closely connected to human rights. It protects the right of every human man to dignity, physical integrity and property’ (CrimFH 2316/95 Ganimat v. State of Israel [51], at p. 654; see also HCJ 5319/97 Kogen v. Chief Military Prosecutor [52], at p. 81 {512}).

7.    One might ask how it is possible to deduce from the right to ‘liberty’ that the state has a duty to exercise its powers in a certain way, i.e., by itself. The answer to this is twofold.

In the constitutional sphere, the violation of liberty as a constitutional right should satisfy the conditions of the limitations clause. The limitations clause is likely to require the state to exercise its powers in a manner that legitimizes the violation of the constitutional right. The centre of gravity therefore focuses on whether the violation is constitutional within the context of the limitations clause, which has great weight in determining the constitutional balance in the criminal sphere (Barak, ‘The Constitutionalization of the Legal System Following the Basic Laws and its Implications for (Substantive and Procedural) Criminal Law,’ supra, at pp. 13-14).

In the administrative sphere, the value of liberty is also likely to require the state to exercise its powers in a certain way. Thus, for example, this court has held that the power of a prison employee in carrying out his duties does not give him the authority to compel the inmates to carry out the work of cleaning the prison cells themselves: ‘We find ourselves here in the area of the liberty of the citizen, and the rule is that in such a case great care should be taken only to deprive him of liberty to the degree and in the manner that are clearly dictated by the law’ (per Justice Agranat in CrimA 40/58 Attorney-General v. Ziad [53], at p. 1364, and therefore ‘it should be concluded, in the absence of any conflicting evidence, that it is practically possible that [the cleaning of the cells] will be done by persons whose job it is and who will be appointed specially for this task’ (Attorney-General v. Ziad [53], at p. 1635). Thus the state was de facto required to carry out the cleaning of the prison cells itself or through another party, but not through the prison inmates themselves (as long as there is no contrary stipulation in legislation).

Moreover, in the theoretical sphere, constitutional interpretation is carried out with a ‘broad perspective’ (HCJ 6427/02 Movement for Quality Government in Israel v. Knesset [19], at para. 24 of the opinion of President Barak). Thus, with regard to the word liberty the court should also give an interpretation that reflects values that are enshrined in the social consensus and in the ethical principles that are shared by society (see the remarks of my colleague the president at para. 53 of her opinion). This is the place to consider the interpretation of the word liberty in greater detail.

8.    Montesquieu says in The Spirit of Laws:

‘Il n’y a point de mot qui ait reçu plus de différentes significations, et qui ait frappé les esprits de tant de manières, que celui de liberté’ (Montesquieu, De L’Esprit des Loix (The Spirit of Laws) (1748), XI, 2).

‘There is no word that has been given more different meanings, and that has influenced the human spirit in more ways, than the word liberty’ (tr. by the editor).

The word liberty has a strong relationship with political philosophy (for a survey, see Harel, ‘Why Only the State may Inflict Criminal Sanctions: the Case Against Privately Inflicted Sanctions,’ supra, at pp. 117-122; see also J.P. Day, Liberty and Justice (1987), at p. 101). Liberty is a central element in humanistic thinking (for the importance of liberty in Rawls’ theory of justice, see J. Rawls, A Theory of Justice (1971), at pp. 201-205; J. Rawls, Political Liberalism (1993), at p. 181; see also Y. Dahan, ‘On Democracy of Property Owners and Liberal Socialism: Economy and Welfare in Rawls’ Theory of Justice,’ in The Philosophy of John Rawls (D. Hyed and D. Attas eds., 2007) 126). Liberty is a central element in every definition of democracy (for the influence of various definitions of democracy and liberty on the legitimacy of privatizing prisons, see in detail Donnelly, Delegation of Governmental Power to Private Parties – A Comparative Perspective, supra, at pp. 84-96).

We can use this theoretical basis to interpret the right to ‘liberty.’ It should be remembered that the question is not how ‘liberty’ is understood in the political philosophy of one person or in the moral beliefs of another. The question is how the right to ‘liberty’ is conceived as one of the values of the State of Israel (see and cf. A. Barak, Legal Interpretation — Constitutional Interpretation (1994), at p. 318). The court is supposed ‘to reflect the outlooks of society… [and to give] expression to the values of the constitution as they are understood by the culture and tradition of the people, as it moves across the face of history’ (per President Barak in CA 6821/93 United Mizrahi Bank Ltd v. Migdal Cooperative Village [8], at p. 425). These are values that reflect ‘deeply held beliefs of modern society’ (ibid. [8], at p. 424; see also R. Dworkin, Taking Rights Seriously (1977), at pp. 116-117; cf. also the outlook of John Rawls regarding the overlapping consensus (Rawls, Political Liberalism, supra, at pp. 144-150), and the moral role of the Supreme Court in determining constitutional values (Rawls, op. cit., at pp. 227-240).

9.    My colleague the president cited in her opinion the remarks of two of the classical political philosophers of the seventeenth century, Thomas Hobbes and John Locke. This classical approach that is reflected in her opinion is still valid today. A clear expression of the approach accepted in the modern state, according to which it is part of the responsibility of the state to ensure public order and enforce the criminal law within its territory by itself, appears in the writings of Max Weber on sovereign authority:

‘Today the relation between the state and violence is an especially intimate one… a state is a human community that (successfully) claims the monopoly of the legitimate use of physical force within a given territory’ (Max Weber, ‘Politics as a Vocation,’ in H.H. Gerth and C. Wright Mills (eds.), From Max Weber: Articles in Sociology 77 (1946), at p. 78).

It would appear that even those who espouse the ‘night watchman state’ philosophy, in which the role of the state is limited solely to protecting the lives and property of citizens, recognize the duty of the state to enforce public order:

‘In the nineteenth century, the philosophy of the laissez faire state was widespread. According to this approach, the state has a very limited role, mainly in the field of security… It is obliged to maintain an army, a police force, courts and prisons… It is not supposed to involve itself in other fields of social and economic life beyond what is essential for maintaining public order’ (Zamir, Administrative Authority (vol. 1), at p. 31).

Even those who espouse capitalism as a necessary condition for freedom (M. Friedman, Capitalism and Freedom (1962)) are of the opinion that the state has two ‘clear and self-evident’ duties:

‘[the first duty is] the protection of individuals in the society from coercion whether it comes from outside or from their fellow citizens. Unless there is such protection, we are not really free to choose… [the] second duty goes beyond the narrow police function of protecting people from physical coercion; it includes “an exact administration of justice”’ (Milton and Rose Friedman, Free to Choose (1980), at p. 29).

Milton and Rose Friedman base themselves in their book on Adam Smith, the author of the ‘invisible hand’ theory, who defined the basic role of the state as follows:

‘According to the system of natural liberty, the sovereign has only three duties to attend to; … first, the duty of protecting the society from the violence and invasion of other independent societies; secondly, the duty of protecting, as far as possible, every member of the society from the injustice or oppression of every other member of it, or the duty of establishing an exact administration of justice; and, thirdly, the duty of erecting and maintaining certain public works and certain public institutions, which it can never be for the interest of any individual, or small number of individuals, to erect and maintain; because the profit could never repay the expense to any individual or small number of individuals, though it may frequently do much more than repay it to a great society (Adam Smith, Wealth of Nations (1776, Book IV, Chap. IX)’ (Friedman and Friedman, Free to Choose, at pp. 28-29).

It would appear that on this basis it can be said that an accepted approach is that ‘by virtue of the basic principles of liberal democracy, certain products need to be included in the public sphere in such a way that privatizing them is not legitimate’ (Dotan and Medina, ‘The Legality of Privatization of the Provision of Public Services,’ supra, at pp. 329-330; see also B. Medina, ‘“Economic Constitution,” Privatization and Public Finance: A Framework of Judicial Review of Economic Policy,’ in Zamir Book on Law, Government and Society (Y. Dotan and A. Bendor eds., 2005) 583, at pp. 588, 654-655, 660), where he discusses the role of the state in ‘protecting the public and maintaining public order’; also cf. E. Peleg, Privatization as Publicization — Privatized Bodies in Public Law (2005), at pp. 92-93, and the references cited there).

10. In my opinion, on the basis of the classical political philosophers that were discussed by my colleague the president in her opinion, and on the basis of the aforesaid and the values of the State of Israel as a Jewish and democratic state, it is possible to interpret the word liberty in the Basic Law: Human Dignity and Liberty as having two aspects: a ‘negative’ aspect (‘The freedom that is guaranteed to every human being by the law, i.e., to conduct himself and act, think and speak however he wishes, unless the law imposes on him a duty to act in a certain way, is what we have called the “supremacy of the law”’ — see H.H. Cohn, The Law (1996), at p. 138; also see Day, Liberty and Justice, supra, at p. 103); and a ‘positive’ aspect, that may require the state, in certain circumstances and in a narrow range of basic roles, to exercise its powers itself. This was discussed by Isaiah Berlin:

‘The first of these political senses of… liberty…, which… I shall call the “negative” sense, is involved in the answer to the question “What is the area within which the subject — a person or group of persons — is or should be left to do or be what he is able to do or be, without interference by other persons?” The second, which I shall call the “positive” sense, is involved in the answer to the question “What, or who, is the source of control or interference that can determine someone to do, or be, this rather than that?”’(Isaiah Berlin, ‘Two Concepts of Liberty’ (1958), in Isaiah Berlin, Four Essays on Liberty (Oxford, 1969)).

This approach also finds expression in the context before us. Thus, for example, the ‘Right to liberty and security’ in art. 5 of the European Convention for the Protection of Fundamental Rights and Freedoms, which has also been adopted in the United Kingdom in the Human Rights Act 1998, has been interpreted as having a ‘positive’ aspect that in certain circumstances prevents imprisonment by private enterprises:

‘… the positive obligations recognized under Article 5 have been relatively limited. It has been accepted that Article 5 imposes an obligation to protect vulnerable individuals from deprivation of liberty by private actors’ (J. Wadham, H. Mountfield, C. Gallagher, E. Prochaska, Blackstone’s Guide to The Human Rights Act 1998 (fifth edition, 2009), at p. 168).

(For further discussion of the various meanings of liberty, see in general P. Pettit, ‘Law, Liberty and Reason,’ in Reasonableness and Law (G. Bongiovanni, G. Sartor, C. Valentini eds., 2009) 109).

11. One might ask whether the aforesaid interpretation of the word liberty overly limits the power of the state to transfer to private enterprises the responsibility for carrying out certain tasks. The answer to this is also twofold.

First, we are dealing in this case with privatization in the context of criminal law. Establishing and managing a prison is part of law enforcement and the administration of criminal justice:

‘The construction and operation of a prison has traditionally been a government responsibility and an indispensable part of the administration of the criminal law. Corrections is not separate from the criminal law; rather, it is a component of an integrated criminal justice system. Just as the state is responsible for promulgating the criminal code, it also has a responsibility to see that the laws are enforced and its offenders are punished. Transferring the provision of corrections to the private sector is tantamount to transferring an important element of government responsibility’ (J.E. Field, ‘Making Prisons Private: An Improper Delegation of a Governmental Power,’ 15 Hofstra L. Rev. 649 (1987), at p. 669).

In this context, in the field of criminal law enforcement, the law violates the right to liberty in its most basic sense — personal liberty:

‘The danger of self-interested decision-making can be even more strikingly illustrated in the involvement of private actors in the administration of the criminal justice system, where a very fundamental right, the right to liberty, is at stake’ (Donnelly, Delegation of Governmental Power to Private Parties – A Comparative Perspective, supra, at p. 110).

The power that was transferred from the state to a private profit-making enterprise in our case — the power to manage and carry out sentences imposed by the criminal law — is a complex and very sensitive power. This is not an ‘ordinary’ administrative power, since is includes a predominant element of discretion in the exercise of authority. This was discussed by Field:

‘Not only is corrections one of the government’s most basic responsibilities, it is probably the most sobering. The ability to deprive citizens of their freedom, force them to live behind bars and totally regulate their lives, is unlike any other power the government has’ (‘Making Prisons Private: An Improper Delegation of a Governmental Power,’ supra, at p. 669).

Similarly, Justice Zamir said:

‘The management of a prison is a very complex task. Just as it requires great power, it also requires great sensitivity… The power of the Israel Prison Service is not similar, from the viewpoint of its nature and scope, to an ordinary administrative power… Because of the great dependence of inmates on prison officers, and because of the concern that the power wielded by prison officers may be abused, since it is a power that is exercised behind tall walls, there is a very great need for judicial scrutiny of the Israel Prison Service. Admittedly, it is the court that sent the inmates to prison; but now, when they are behind the prison walls, the court is the protector of prison inmates’ (PPA 7440/97 State of Israel v. Golan [54], at pp. 7-8).

Judicial scrutiny of an administrative power of this kind is exercised not only in the field of administrative law, but also in the field of constitutional law. As I have shown, a transfer of power to ‘manage a prison’ from the state to a private profit-making enterprise is a provision from the field of criminal law that amounts to a violation of the constitutional right to personal liberty. As such, it should satisfy the tests of the limitations clause (see Y. Karp, ‘Criminal Law Legislation in Light of the Basic Laws,’ 13 Bar Ilan Law Studies (Mehkarei Mishpat) 175 (1996), at p. 276).

It should be noted that even with regard to an ‘ordinary’ administrative power there may be matters that will usually be managed by the state itself. Thus, for example, it has been held with regard to the power of the attorney-general to appoint a prosecutor in criminal trials that ‘it should be held that for certain types of offences — including the main offences of criminal law — the prosecution should be conducted by the District Attorneys’ offices’ (HCJ 1783/00 Haifa Chemicals v. Attorney-General [18], at p. 657) and that ‘The rule is that where a power has been given to appoint a person as an organ of a competent authority or to delegate a sovereign power to him, that person should be a part of the sovereign authority’ (ibid. [18], at p. 655).

12. Second, it is possible to say that the law before us is an extreme expression of the ‘“age of privatization” in which we find ourselves today’ (per my colleague the president in CrimFH 10987/07 State of Israel v. Cohen [22], at para. 14 of her opinion, and see also paras. 7-13 of the opinion of Justice Rubinstein). It was with good reason that Justice Cheshin pointed out in Multimedia Co. Ltd v. Israel Police [49] that ‘We have not yet arrived at the privatization of the police. It is also to be hoped that we will never do so’ (ibid. [49], at p. 689). But it would appear in a certain sense that we have.

Our judgment, however, does not determine any hard and fast rules regarding the broad range of products and services that may be privatized. The ‘age of privatization,’ which seeks to reduce government involvement in economic and social life, includes a broad range of matters that may fall within its scope: the sale of publicly owned companies; carrying out government activity or building public infrastructures through private contractors (‘outsourcing,’ as in our case); changing over from the supply of publicly funded products and services to their supply in return for payment (‘commercialization’), etc. (see Barak-Erez, ‘The Public Law of Privatization: Models, Norms and Challenges,’ supra, at pp. 467-478). Every type and case of privatization should be considered on its merits (for an all-inclusive model proposed in the field of administrative law, on the basis of the principle of constitutionality, see Dotan and Medina, ‘The Legality of Privatization of the Provision of Public Services,’ supra, at pp. 329-333; for an all-inclusive model proposed in the field of constitutional law, see Barak-Erez, op. cit., at pp. 492-498; for another model, which is based on the principle of ‘publicization,’ see Peleg, Privatization as Publicization — Privatized Bodies in Public Law, supra, who takes for granted the actual legitimacy of privatization (ibid., at p. 37), but raises constitutional questions while discussing theoretical justifications for ‘publicization’ (ibid., at pp. 77-78)). Public law is one entity, but its application may change from one type of privatization to another and according to the circumstances of the case.

13. I should emphasize that we are dealing with a privatization of a power that is integral to criminal law. The interpretation give above to the right to ‘liberty’ was given in this context. The aforesaid interpretation does not lay down any hard and fast rules with regard to other senses of the right that may be derived from it with regard to the privatization of government services in the civil sphere (for privatization in the field of health care, see HCJ 4253/02 Kariti v. Attorney-General [55]; for privatization in the field of welfare, see A. Benish, ‘Outsourcing from the Perspective of Public Law,’ 38(2) Hebrew Univ. L. Rev. (Mishpatim) 283 (2008)). Therefore, the interpretation given to the right to ‘liberty’ in our case does not shed any light on the nature of the ‘economic constitution’ in Israel or enshrine the values of the State of Israel as a ‘welfare state’ (see A. Barak, ‘The Economic Constitution of Israel,’ 4 Law and Government (Mishpat uMimshal) 357 (1998), at p. 378). The identification of an ‘economic constitution’ is a complex matter that is not required in this case (see Medina, ‘“Economic Constitution,” Privatization and Public Finance: A Framework of Judicial Review of Economic Policy,’ supra, at pp. 588, 654-655, 669; for further discussion of the difficulties involved in the identification of the economic constitution in the institutional sphere, see Barak-Erez, ‘The Public Law of Privatization: Models, Norms and Challenges,’ supra, at pp. 493-494, and Dotan and Medina, ‘The Legality of Privatization of the Provision of Public Services,’ supra, at pp. 341-343; on the range of ideological approaches to this matter with regard to public products, see Dotan and Medina, op. cit., at pp. 301-303; see also different approaches that have been expressed on this matter in case law, such as in CA 975/97 Eilabun Local Authority v. Mekorot Water Company Ltd [56], at p. 446; CA 8558/01 Eilabun Local Authority v. Mekorot Water Company Ltd [57], at p. 782; for further discussion of these and other judgments, see Peleg, Privatization as Publicization — Privatized Bodies in Public Law, supra, at pp. 48-51; see also HCJ 7721/96 Israel Loss Adjusters Association v. Commissioner of Insurance [58], at p. 650).

Consequently, our judgment does not depart, in my opinion, from the premise of ‘constitutional neutrality’ in the context of political economics (see HCJ 1715/97 Israel Investment Managers Association v. Minister of Finance [7], at p. 386). All that has been said in this case, in brief, is that in the field of criminal law a transfer of power to enforce the criminal law and to maintain public order at the imprisonment stage, when we are dealing with a power that has a predominant element of discretion for exercising authority, from the state to a private profit-making enterprise, violates the constitutional right to liberty. It therefore needs to satisfy the conditions of the limitations clause.

The violation of human dignity

14. As I have said, I agree that there is also a violation of the constitutional right to human dignity. I would like to explain this violation from an additional perspective.

15. It is well established in case law that the principle of equality is a part of the constitutional right to human dignity, according to the ‘intermediate model’ adopted in the case law of this court with regard to the interpretation of the right to human dignity:

‘It is also possible to include within the scope of human dignity discrimination that does not involve degradation, provided that it is closely connected with human dignity as expressing the autonomy of the private will, the freedom of choice and the freedom of action, and similar aspects of human dignity as a constitutional right’ (Movement for Quality Government in Israel v. Knesset [19], at para. 38 of the opinion of President Barak).

In my opinion, the law violates the principle of equality between inmates. The violation of equality is reflected in the fact that the law creates a distinction between two groups of prison inmate: one group will be imprisoned in a private prison that is managed by a profit-making concessionaire, and the other group will be imprisoned in a state prison (see appendix H of the concession agreement, which gives details of the categories for selecting inmates for the private prison). The first group, which will be imprisoned in a private prison, is discriminated against relative to the second group, since the private profit-making enterprise is not subject to the same ‘civil service ethos in the broad sense of this term’ (per my colleague the president, at para. 26 of her opinion); in particular, it is tainted by an inherent conflict of interests in exercising sovereign authority, because it is an entity that is motivated by considerations of profit, which are improper considerations when exercising a sovereign power regarding the imposition of imprisonment and the manner in which it is imposed. This is an a priori conflict of interests that does not require any specific factual proof (see and cf. HCJFH 5361/00 Falk v. Attorney-General [59], at paras. 16 and 18 of the majority view in the opinion of Vice-President Mazza). This inherent conflict of interests creates a distinction that contains a relevant difference for the purpose of the discretion in exercising the power. The conclusion is that the first group that is imprisoned in the private prison are victims of discrimination. This discrimination is closely connected to human dignity according to the ‘intermediate model’ (see and cf. the requirement of equality in the possibility of consuming products and services in a privatization of the commercialization type, in Dotan and Medina, ‘The Legality of Privatization of the Provision of Public Services,’ supra, at pp. 299-300, 330).

16. In her opinion, my colleague the president discussed the inherent conflict of interests. I agree with her remarks and will add two perspectives: first, the modus operandi of commercial confidentiality that typifies the concessionaire conflicts with the modus operandi of transparency and openness that typifies the civil service as a part of the concept of accountability (on this idea, see Peleg, Privatization as Publicization — Privatized Bodies in Public Law, supra, at pp. 68-69); second, and following from this, the disparities in knowledge between the concessionaire and the state, despite its supervisory role, may be abused for the self-interest of the concessionaire and to the detriment of the inmates in its custody (R. Mandelkern and A. Sherman, ‘The Privatization of Social Services Implementation in Israel,’ (State Responsibility and the Limits of Privatization Research Project, The Centre for Social Justice and Democracy in Memory of Yaakov Chazan at the Van Leer Jerusalem Institute), at para. 2.3). This conflict of interests can also be understood from an economic perspective, as Prof. Chaim Fershtman says:

‘Private ownership changes the inducements according to which the service is managed. It affects the accountability of the service providers to the recipients of the service and to the public. Considerations of maximizing profit — even if they are restrained by regulation — will change the product itself… Even if the payment for a certain prison will be based on the existing number of prison places, it is clear that if the prison is full an additional prison will be needed to make additional profits. The opposition to private ownership is based on the desire that industry, which operates on a profit-making basis, will not influence or encourage imprisonment’ (C. Fershtman, The Limits of Privatization (2007), at p. 25).

And as Donnelly says:

‘… the private interest of maximizing profit may conflict with the public interest in sound correctional policies: private managers in prisons may choose to lower costs by minimizing staff numbers, hiring under-qualified guards, or providing minimally adequate but substandard care’ (Donnelly, Delegation of Governmental Power to Private Parties – A Comparative Perspective, supra, at pp. 91-92).

Against this background, I agree with my colleague the president that the supervisory mechanisms in the law (including s. 128AE of the law) do not allay the concern that the discretion in exercising a power will reflect the business or other interests of the private enterprise in such a way that violates the rights of the inmates (see also Peleg, Privatization as Publicization — Privatized Bodies in Public Law, supra, at p. 136). The concern is built into the discretion of a private entity. This was discussed by Walzer, who said that a private prison —

‘… exposes the prisoners to private or corporate purposes, and it sets them at some distance from the protection of the law’ (M. Walzer, ‘Hold the Justice,’ New Republic (April 1985), at p. 12).

As Donnelly says:

‘Private prison operators make decisions affecting the liberty interests of prisoners on a daily basis — even though they are incapable of removing their own profit interest from these decisions’ (Donnelly, Delegation of Governmental Power to Private Parties – A Comparative Perspective, supra, at p. 110).

17. Section 76 of the Prisons Ordinance [New Version], 5732-1971, provides that the Israel Prison Service will engage ‘in the management of the prisons, the guarding of inmates and everything involved therein.’ As a rule, a power ‘to manage a prison’ is inherently ripe for abuse. A clear example of this concern relates to prison inmates’ work. When the state, through the Israel Prison Service, is responsible for the inmates’ work, the concern that the sovereign power to manage the prison will be abused is weaker, since the state regards the purpose of the inmates’ work as mainly rehabilitative, whereas ‘the economic interests involved in the inmates’ work, although they exist, are only marginal’ (per Justice Zamir in HCJ 1163/98 Sadot v. Israel Prison Service [21], at p. 836; see also the remarks of Justice Beinisch at p. 864: ‘The work of a prison inmate… from the outset involves restrictions and is not for making profit’). By contrast, when the private enterprise is responsible for inmates’ work, a problem of an inherent conflict of interests clearly arises. Does the private concessionaire also share the outlook that ‘the work of inmates serves important purposes from the viewpoint of the inmates, the Israel Prison Service and the general public’ (Sadot v. Israel Prison Service [21], at p. 837, per Justice Zamir)? I think that the answer to this is no, as Peleg says:

‘The privatized enterprise tends to regard itself as a private concern that is accountable to itself and its owners. Its purpose is to maximize its profits. It seeks to be efficient and to reduce costs; it seeks to be profitable. Therefore the welfare of the individual is not one of its priorities… A private prison is capable of violating the dignity and liberty of the inmate on a daily basis, in view of the existence of an inherent interest in keeping as many inmates as possible in the prison’ (Peleg, Privatization as Publicization — Privatized Bodies in Public Law, supra, at p. 38).

In this situation, there is a concern that the sovereign authority given with regard to inmates’ work will be abused (see W.L. Ratliff, ‘The Due Process Failure of America’s Prison Privatization Statutes,’ 21 Seton Hall Legis. J. 371 (1997), at p. 381, which was cited in the Knesset’s Position in paras. 227-276). This concern becomes greater when we are speaking of a weak population, like the one in our case, which concerns a population of prison inmates who have lost their liberty (see Peleg, op. cit., at p. 63). The aforesaid concern, in view of the character and nature of the power under discussion, is an inherent concern that is real and immediate (cf., in the context of administrative law, HCJ 4884/00 Let the Animals Live Association v. Director of Field Veterinary Services at the Ministry of Agriculture [16], at pp. 212-213; Dotan and Medina, ‘The Legality of Privatization of the Provision of Public Services,’ supra, at p. 310).

18. In my opinion, the inmate’s work for the private concessionaire turns him into a ‘means of making profits’ in a way that violates  dignity. The ‘intermediate model’ for a violation of human dignity is also sufficient for reaching this conclusion, and there is no need for the ‘degradation’ model.

‘When a person is treated not as an “end in himself” but as a “means only,” the value of human dignity is violated’ (A. Parush, ‘Moral Responsibility, Criminal Liability and the Value of Human Dignity — On Some Recent Developments in Israeli Criminal Law,’ 13 Bar Ilan Law Studies (Mehkarei Mishpat) 87 (1996), at p. 95). Recognizing a human being as an end and not as a means is ‘closely and objectively’ related to human dignity as a part of the ‘intermediate model’ in the interpretation of the constitutional right to human dignity (see Barak, Constitutional Interpretation, at pp. 406-407, 416). According to the ‘intermediate model,’ which was adopted as aforesaid in the judgment in Movement for Quality Government in Israel v. Knesset [19], ‘human dignity regards a human being as an end and not as a means of achieving the ends of others’ (Barak, Constitutional Interpretation, at p. 421). Admittedly, inmates’ work is only a part of the activity in the prison, and according to law the concessionaire is also responsible for the activity of ‘work training and providing education’ (s. 128L(a)(3) of the law), but this fact does not negate the actual violation of the constitutional right but merely concerns the question of the proportionality of the violation.

19. In summary, the violation of the principle of equality between inmates is built into the manner in which the private enterprise exercises its discretion when it exercises the power to ‘manage the prison.’ This violation of the principle of equality violates the constitutional right to human dignity — a violation that is separate from the violation of human dignity as a result of the actual imprisonment. It falls within the scope of the ‘intermediate model’ of the constitutional right to human dignity. It should be recalled that the law violates equality with respect to a very weak and vulnerable sector of society, which is a minority group of prison inmates who have lost their liberty (see M. Elon, ‘The Basic Laws — Enshrining the Values of a Jewish and Democratic State: Criminal Law Issues,’ 13 Bar Ilan Law Studies (Mehkarei Mishpat) 27 (1996), at pp. 68-69). This violation should also satisfy the conditions of the limitations clause.

The constitutionality of the violation of rights — the limitations clause

20. The determination that the constitutional rights to personal liberty and human dignity have been violated in this case does not rule out any kind of cooperation between the public sector and the private sector in managing a prison. The limitations clause makes it possible to ‘legitimize’ a violation that satisfies its conditions. I agree with my colleague the president that in our case the constitutional scrutiny focuses on the test of proportionality (with its three subtests).

I do not rule out the possibility of cooperation in the management of a prison if it is proportionate and constitutional. Administrative law allows cooperation as aforesaid on the level of the state availing itself of ‘assistance’ even without an express provision in primary legislation (‘the law is presumed to have granted the power, since its purpose is to allow the person having the authority to receive assistance from others in exercising his authority,’ and the scope of the assistance ‘varies from one case to another and from one function to another,’ (Philipovitz v. Registrar of Companies [15], at p. 429)). In my opinion, the fact that in our case the cooperation was expressly enshrined in primary legislation gives the executive authority a broader margin of appreciation than mere ‘assistance’ (for the legislature’s margin of appreciation in primary legislation, see Israel Investment Managers Association v. Minister of Finance [7], at p. 386). But in view of the violation of constitutional rights, this margin of appreciation, which derives from enshrining the privatization in primary legislation, needs to satisfy the tests of the limitations clause, including the constitutional proportionality test:

‘The separation of powers gives the role of formulating a position as to the proper arrangement to the legislature, but the legislature’s freedom of choice is subject to constitutional restrictions. These are not ideological restrictions of a political nature… The constitutional restriction imposed on the legislature is the one provided in the limitations clause’ (HCJ 2334/02 Stanger v. Knesset Speaker [60], at pp. 794-795).

 I shall therefore focus on the proportionality test.

The proportionality test

21. ‘The violation of the rights of the prison inmate is subject to the general test of proportionality’ (Tzemah v. Minister of Defence [5], at p. 266 {662}). The proportionality test should be examined against the background of the purpose of the law. I agree with the position of my colleague the president that the purpose of the law is an economic purpose combined with an attempt to improve prison conditions, and that this is a proper purpose (see para. 45 of her opinion; on the urgent need to improve prison conditions in Israel see HCJ 4634/04 Physicians for Human Rights v. Minister of Public Security [10], at paras. 12-14 of the opinion of Justice Procaccia). The question is whether the measure chosen in the law — a massive privatization of the power of managing the prison, including a predominant element of discretion when exercising authority — is a proportionate measure for the purpose of realizing the aforesaid purpose. In my opinion, the key to answering this question lies in the second subtest and the third subtest of proportionality and how they interrelate. I should point out here that I agree with the determination of my colleague the president that the supervisory measures set out in the law are incapable on their own of achieving a proportionate balance with regard to the law before us (para. 43 of her opinion).

22. The second subtest of proportionality (the least harmful measure test) stipulates that of the possible measures that realize the purpose of the legislation, the measure that violates the constitutional right to the smallest degree is chosen: ‘The legislative measure is compared to a ladder, which the legislature climbs in order to achieve the legislative purpose’ (Israel Investment Managers Association v. Minister of Finance [7], at p. 385).

As we have said, we are dealing with a law in the field of Israeli criminal law. Within the context of the question of proportionality, we need to examine ‘the question of whether there are alternative less harmful measures that achieve the purpose which the provision of criminal law is intended to promote’ (M. Gur-Arye, ‘The Effect of the “Constitutional Revolution” on Substantive Criminal Law Following the Silgardo Judgment,’ The Barak Book — Studies in the Judicial Work of Aharon Barak (E. Zamir, B. Medina and C. Fassberg, eds., 2009) 325, at p. 330). From the state’s position it can be seen that in the course of preparing the law, a ‘softer’ option that the model that was finally adopted in the legislation was considered. This ‘softer’ option is based on the ‘French model’ of privatization (in the sense of ‘outsourcing’), in which the concessionaire is given powers to build and operate the prison on a regular basis (maintenance, food, laundry, providing medical services), whereas the powers of management, security and discipline enforcement in the prison are retained by the state (hereafter: ‘the French model’; details of the French model appear in the ‘Knesset’s position’ that was filed in this court, in paras. 118 and 121-123). Section 2 of the French law concerning services in a state prison (Loi n°87-432 du 22 juin 1987 relative au service public pénitentiaire) provides that the state may authorize a private enterprise to build and operate a private prison, provided that it is not given powers relating to management, record-keeping and surveillance of inmates.

The French model is one of a partial privatization rather than a complete one (see U. Timor, ‘Privatization of Prisons in Israel: Gains and Risks,’ 39 Isr. L. Rev. 81 (2006), at pp. 102-103). This model may extend the scope of the ‘assistance’ that may be received from a private enterprise to include fields that are not technical, provided that these do not include the power to ‘manage the prison.’ It should be noted that the constitutionality of a law with a similar model of a ‘partial privatization’ was upheld by a majority in the Supreme Court of Justice of Costa Rica (see Sala Constitucional de la Corte Suprema de Costa Rica, Sentencia N. 2004-10492 de fecha 28 de septiembre de 2004), which is discussed in J. Troen and L. Ben-David, Privatization of Prisons from a Comparative Perspective: Trends, Models and Constitutional Questions (Knesset Research and Information Centre (10 August 2006)), at pp. 21-25; see also the Knesset’s Position, at paras. 258-268).

The main reason given in the state’s pleadings for rejecting a model similar to ‘partial privatization’ is that on the basis of the experience accumulated around the world, it may be expected that there will be difficulties in operational collaboration and problems in the division of responsibility between the Israel Prison Service and the concessionaire (see para. 18 of the respondents’ response, as discussed in para. 48 of the opinion of my colleague the president). Against the background of this position, my colleague the president holds that the law satisfies the second subtest, since it is not possible to say whether the ‘French model’ will satisfy the purpose of the law to the same degree or to a similar degree as the model that was ultimately adopted by the law (para. 49 of her opinion). It will be recalled that the second subtest requires the less harmful measure to realize the purpose of the legislation ‘to the same degree or to a similar degree’ as the measure chosen by the legislature (HCJ 7052/03 Adalah Legal Centre for Arab Minority Rights in Israel v. Minister of Interior [28], at paras. 88-89 of the opinion of President Barak).

23. In my opinion, the state’s argument for rejecting the ‘French model’ on the basis of ‘experience accumulated around the world’ is unconvincing. In Adalah Legal Centre for Arab Minority Rights in Israel v. Minister of Interior [28], the state presented what constituted in my opinion weighty arguments for rejecting the alternative measure proposed in that case, and it proved that the proposed alternative was totally impractical in view of the security position (Adalah Legal Centre for Arab Minority Rights in Israel v. Minister of Interior [28], at para. 20 of my opinion). In our case, the state did not present any such weighty considerations. The ‘partial privatization’ model, like the ‘French model’ has not been tried and tested in Israel ‘in the field.’ Comparative research shows that ‘softer’ models of partial privatization have been operating for years in European countries such as France and Germany (see Troen and Ben-David, Privatization of Prisons from a Comparative Perspective: Trends, Models and Constitutional Questions, supra, at p. 5; Harding, ‘Private Prisons,’ supra, at p. 274). Therefore, in my opinion, the state did not succeed in showing that the ‘French model’ cannot be implemented in Israel. Consequently, it is possible that it could already have been determined at this stage that the law is unconstitutional because it does not satisfy the second subtest. Notwithstanding, it would not be right, in my opinion, to decide the question of the second subtest on the basis of burdens of proof. The fundamental question of who bears the burden of proof at the proportionality stage has not yet been determined in this court, and there are different approaches on this subject (see Movement for Quality Government in Israel v. Knesset [19], at paras. 21-22 of the opinion of President Barak; although in that case the court reached the conclusion that the burden of proof regarding the second subtest rests with the state, see para. 69 of the opinion of President Barak). It should be recalled that ‘frequently there are several models that satisfy the requirements of the limitations clause. All of these fall within the “margin of limitations.” The choice between them rests with the legislature’ (Stanger v. Knesset Speaker [60], at p. 795). In view of the margin of appreciation of the legislature in enacting primary legislation, the state ‘passes’ the second subtest.

According to my approach, however, this does not mean that the state can simply ignore the ‘partial privatization’ model. The ‘partial privatization’ model may serve as a comparative basis when implementing the third subtest of proportionality. Neither the concessionaire nor the state denies the constitutionality of this model. According to the concessionaire, ‘for the purpose of adopting the French model, there was no need to make any legislative amendments, and it was possible to rely on existing legislation’ (para. 30.5.3 of the third respondent’s response to the petition); in a similar vein, counsel for the state said during the hearing before us, in reply to the court’s question why the state did not choose legislation along the lines of the ‘French model,’ that ‘this did not constitute a privatization at all, nor did it involve a transfer of powers… For this, not even the most prosaic delegation of power was needed; it is merely the purchase of services.’ The petitioners, for their part, argue that the ‘partial privatization’ model is the proper alternative:

‘There are other less harmful measures that realize the purpose underlying the passage [of the law]…. A partial privatization of powers that does not contain a predominant element of exercising sovereign power would achieve a similar purpose to the one achieved within the framework of a complete privatization as determined [in the law]… Therefore, this possibility should constitute an additional option within the framework of this constitutional test’ (para. 143 of the petition).

24. The third subtest is the test of proportionality in the narrow sense. This test focuses not only on the measure, but also on the violation of the human right (HCJ 8276/05 Adalah Legal Centre for Arab Minority Rights in Israel v. Minister of Defence [29], at para. 30 of the opinion of President Barak). This is an ethical test that requires the benefit arising from the realization of the purpose to be commensurate with the damage that is likely to be caused as a result to the constitutional right. As we have said, the petitioners, the state and the concessionaire do not deny the constitutionality of the ‘partial privatization’ model, and de facto it is not the subject of dispute (the ‘partial privatization’ model will be referred to below as: ‘the alternative’). In these circumstances, the question is whether the law is proportionate (in the narrow sense) in comparison to the alternative. This question is limited in scope since the balance is examined in comparison to the alternative. This was discussed by President Barak:

‘The test of proportionality “in the narrow sense” is usually applied with “absolute values,” i.e., by directly comparing the benefit of the executive act with the damage that results from it. But it is also possible to apply the test of proportionality in the narrow sense “relatively.” According to this approach, the administrative act is considered in comparison to a possible alternative to it, whose benefit is somewhat less than that of the original executive act. The original administrative act will be disproportionate, according to the proportionality test “in the narrow sense,” if a small reduction in the benefit obtained from the original act, for example by adopting the possible alternative, ensures a significant reduction in the harm caused by the original act’ (HCJ 2056/04 Beit Sourik Village Council v. Government of Israel [61], at p. 840 {297}; see also A. Barak, ‘The Fundamental Constitutional Balance and Proportionality: the Jurisprudential Aspect,’ The Barak Book — Studies in the Judicial Work of Aharon Barak (E. Zamir, B. Medina and C. Fassberg, eds., 2009) 39, at pp. 60-64).

Against this background, we should apply the third subtest in our case as follows: the question is whether the additional benefit in prison conditions and financial savings obtained by adopting the model ultimately chosen in the law rather than the alternative is commensurate with the additional violation of the personal liberty and human dignity of the inmates in a private prison.

From general principles to the specific case — is the enactment of the law rather than the alternative proportionate (in the narrow sense)?

25. Quantifying the ‘realization of the purpose’ side of the equation, namely the additional benefit in prison conditions and financial savings obtained by enacting the law as it stands rather than the alternative is a complex matter, and the tools available to the court for quantifying this are limited (see and cf. Dotan and Medina, ‘The Legality of Privatization of the Provision of Public Services,’ supra, at pp. 328-329). The quantification should take into account, inter alia, the standard of the prison, the reduction in prison overcrowding, the cost of making the transaction with the concessionaire, the cost of supervision and regulation, the cost of unforeseen developments, etc. (see Mandelkern and Sherman, ‘The Privatization of Social Services Implementation in Israel,’ supra, at para. 2.4). There are opinions that we should also take into account in this context the cost of the harm to ‘social preferences,’ i.e., the fact that there are people who are ‘concerned’ that the service should be provided exclusively by the state:

‘There may be a basis for regarding the Israel Prison Service as a product that the whole public consumes, and by means of this product the public enforces the rule of law… The very fact that the Israel Prison Service is universal is a value in itself, for which we are prepared to pay. It is important to us that the government will have a monopoly on bodies that have permission to employ coercive measures on behalf of the state (such as an army, a police force, a prison service, etc.). These preferences are no less important than our preferences regarding consumer products that we actually consume… Social preferences should not be dismissed as being of less value’ (Fershtman, The Limits of Privatization, supra, at pp. 23-24).

It would appear that in the circumstances of the case before us, and in the absence of a sufficient factual basis for a decision, the quantification of the ‘realization of the purpose’ side of the equation does not lead to an unequivocal result. It cannot be determined that the enactment of the law as it stands rather than the alternative leads to a critical additional benefit in achieving the purpose.

26. By contrast, the quantification of the ‘violation of the right’ side of the equation leads to an unequivocal result. The enactment of the law as it stands rather than the alternative results in an additional violation of the personal liberty and human dignity of the inmates in a private prison that is clear and has ‘critical mass.’ Enacting the law as it stands rather than the alternative gives the private concessionaire sovereign authority to enforce the criminal law and to maintain public order, and it gives it invasive sovereign powers that involve the exercise of a large degree of discretion. Indeed, the scope of the (partial or complete) privatization is of decisive important for quantifying the violation of the constitutional right (see and cf. Barak-Erez, ‘The Public Law of Privatization: Models, Norms and Challenges,’ supra, at p. 497). The aforesaid additional violation constitutes the main violation of the constitutional rights to personal liberty and human dignity. The extent of the violation of constitutional rights will be very greatly reduced by adopting the alternative to the law.

27. Therefore, in the balance between the realization of the purpose side of the equation and the violation of the constitutional right side of the equation when comparing the law as it stands to the alternative, the additional realization of the purpose of the law (in so far as there is any) is not commensurate with the additional violation of the constitutional rights of the inmates in a private prison. The conclusion is that the third subtest of proportionality is not satisfied, and it should therefore be held that the law is unconstitutional.

The constitutional relief

28. I agree with the conclusion of my colleague the president that there is no alternative to setting the law aside (para. 65 of her opinion). Nonetheless, I should point out that the finding that the enactment of the law as it stands rather than the alternative is not proportionate (in the narrow sense), such that it requires the law to be set aside, is a relatively moderate finding, since it leaves the legislature with a choice:

‘Despite the unconstitutionality of the law, in this situation the legislature is not left with no resort. It does not need to return to the situation that prevailed before the law was enacted. It is able to limit the “damage” of the unconstitutionality. It will do so if it enacts the alternative… [thereby] the whole benefit will not be realized and the entire damage will not be undone. But the partial realization may satisfy the legislature’s policy’ (Barak, ‘Fundamental Constitutional Balance and Proportionality: the Jurisprudential Aspect,’ supra, at p. 63).

Regarding additional tools for constitutional judicial scrutiny

29. In view of the president’s reasoning, with which I agree, there is no basis in my opinion for resorting to additional tools for constitutional judicial scrutiny and relying — as proposed by some of my colleagues in this case — on the basic principles of the legal system (see HCJ 142/89 Laor Movement v. Knesset Speaker [44], at pp. 551, 554) or on the social contract (see Movement for Quality Government in Israel v. Knesset [19], at para. 6 of Vice-President Emeritus Cheshin). In my opinion, these tools are a ‘last resort’ that should be used with care and great restraint, especially when the constitutional paradigm accepted in our legal system, which is built on the Basic Law: Human Dignity and Liberty and its limitations clause, leads to an identical result. The content of the social contract in Israel — as an idea that gives expression to society’s common denominator — is susceptible to various interpretations and there is no need for us to make a decision on this matter in the case before us (see and cf. the different opinions of President Barak and Justices Cheshin and Zamir in HCJ 164/97 Conterm Ltd v. Minister of Finance [13]). These tools require profound consideration with regard to the constitutional remedy that results from applying them. At the present time, it is sufficient in my opinion to use the social contract as a tool for the interpretation of the constitutional rights enshrined in the Basic Laws.

Summary

30. For the above reasons, I agree with the opinion of my colleague the president that amendment 28 of the Prisons Ordinance unconstitutionally violates the constitutional human rights of personal liberty and human dignity, and should therefore be set aside.

 

 

Justice E.E. Levy

1.    I regret that at this time I am unable to agree with the main conclusions that my colleagues have reached, or even with the result of their decision. I am of the opinion that this complex issue, with the question of its effect on basic human rights and other protected values, ought to be put to the test before we reach in this matter even those conclusions that the legal tools in our possession allow us to reach. If I have decided to speak further on the subject, it is because I am of the opinion that the judicial course that is the subject of this petition is extremely complex, and it ought to be properly clarified.

 The rights argument

2.    One of the main issues relating to the question of the privatization of prisons, in which I am in complete agreement with my colleagues’ position, is the need to guarantee the basic rights of the inmates. Admittedly, the act of imprisonment implies, almost as a purpose, a violation of the right to liberty, but this should not exceed the proper degree. And as for human dignity, this is given to every human being, prison inmates as much as anyone else. ‘When a person enters prison, he loses his freedom. A person loses his freedom, but he does not lose his dignity. A person’s dignity accompanies him wherever he goes, and his dignity in prison is the same as his dignity outside prison’ (per Justice Cheshin in PPA 4463/94 Golan v. Prisons Service [11], at p. 172 {529}). From this pair of rights one can derive a further right, which is the right to proper prison conditions, which has aspects of a social right that addresses the position of a prison inmate in society both before he is convicted and after he has served his sentence. As such, the state has a central role in realizing it: ‘Social rights have huge importance from the viewpoint of the weaker echelons of society, who particularly require help and protection from the public administration. Social rights require considerable involvement on the part of the public administration’ (I. Zamir, ‘Public Supervision of Private Activity,’ 2 Law and Business (Mishpat veAsakim) 67 (2005), at p. 85).

3.    It cannot be denied, however, that at the present, because of budgetary and other crises, the subject of imprisonment finds itself frequently relegated to a low place in the order of the government’s priorities.

‘It has become clear that the public administration is incapable of providing certain services at the required time and in the proper manner, including services that were until recently regarded as proper, and even almost essential, ones for direct administration. One reason for this is the budgetary crisis and national priorities’ (ibid., at p. 80).

In such circumstances, basic rights of persons under arrest and prison inmates are violated on a daily basis as a matter of course.

The heart of the problem is, in general, hidden from the public eye, and for many people it is a matter of no importance. But applications that are made to the courts shed light on it and portray quite a chilling picture of what happens in the prisons, despite the efforts of the Israel Prison Service to improve the situation. In one case my colleague Justice A. Procaccia described —

‘a serious picture of blatant departures from the minimum requirements for holding persons under arrest as determined in the law and regulations, especially with regard to the problem of overcrowding and overpopulation and the lack of sufficient living space for each person, sleeping on the floor without a bed, the lack of cleanliness and sanitary rules and the lack of sufficient ventilation’ (CrimA 7053/01 A v. State of Israel [62], at p. 511).

In another case it was found that ‘The Israel Prison service was compelled to have inmates sleep on mattresses on the floor, because of a serious shortage of prison places that currently exists in Israel’ (HCJ 4634/04 Physicians for Human Rights v. Minister of Public Security [10], at para. 5). Regarding this practice it was said in another case that ‘It is obvious that sleeping on the floor is not necessary, and it involves a serious violation of human dignity’ (per Justice Dorner in LHCJA 818/03 Zarka v. Israel Prison Service [63]). These are merely several examples; see also HCJ 5678/02 Physicians for Human Rights v. Minister of Public Security [64]; HCJ 1319/03 Israel Bar Association v. Minister of Public Security [65]; and HCJ 572/04 Barry v. Minister of Justice [66].

Year after year, reports of the Public Defender’s Office also reflect a very serious picture of the prison conditions of inmates in some of the prisons. Thus, inter alia, in a review that was carried out in 2008 of fifteen prison facilities of the Israel Prison Service, serious findings were discovered, which were summarized as follows:

‘At the facilities that were inspected, the staff of the Public Defender’s Officer noticed several serious violations of inmates’ rights. The picture that was obtained at some of the prisons is, inter alia, one of physical neglect and very difficult living conditions, major overcrowding and suffocating cells, and of buildings that do not satisfy the basic criteria required by law’ (The Public Defender’s Office, Arrest and Prison conditions in the Prison Facilities of the Israel Police and the Israel Prison Service in 2008, at p. 7 (Ministry of Justice Web Site).[1]

Not only in the field of infrastructure — a critical issue that lies at the heart of the question of privatization — have problems been discovered. In some prisons the persons making the inspection encountered —

‘complaints of violence of prison staff against inmates; extreme and collective disciplinary punishment; a shortage of basic equipment that exposes the inmates to the vicissitudes of the weather; problems in providing medical treatment for inmates; and problems in realizing the right to contact with family members, the right to meet with a lawyer and the right of free access to the courts… There is a serious shortage of therapy and educational groups for security inmates and preventative therapy groups for sex offenders [and] a shortage of positions for social workers’ (ibid.).

More tangibly —

‘In the isolation wing, the inmates are allowed out of the cell once a day for a short time only, and the rest of the time they are shut up in their cell. Instead of a wash basin and toilets, the inmates receive one bottle of water per day and also another bottle and a bag for relieving themselves’ (ibid., at p. 30). ‘In the solitary confinement wing, there was a persistent and nauseating stench’ (at p. 26); ‘during the visit the staff of the Public Defenders’ Office saw many cockroaches running around the cells (ibid.); ‘in most of the prison facilities inmates are compelled to shower in the same place where they or their cell mates have recently relieved themselves’ (at p. 29); ‘lunch is dirty with a poor selection’ (at p. 42); ‘the walls of the room were all smeared with blood stains and splattered insects, which resulted from attempts to deal with the abundance of fleas that plagued the cell’ (at p. 46).

And in several recent cases we have addressed the well-known problem of protecting the life of the inmate, even when he is determined to take it himself. Can there be anything more important than this?

Indeed, even those who have concerns about the consequences of privatization will be compelled to admit that in the current situation the basic rights of inmates are being seriously violated:

‘Israel still has a number of prisons in unsuitable buildings and in a terrible physical state, completely unsuitable for holding prisoners and caring for them. In addition, there is severe crowding in Israeli prisons, that among other things results in hundreds of prisoners sleeping on mattresses on the floors of their cells. In these conditions, on the face of it, it is difficult to provide prisoners with the rights to which they are legally entitled’ (U. Timor, ‘Privatization of Prisons in Israel: Gains and Risks,’ 39 Isr. L. Rev. 81 (2006), at p. 100).

Justice H.H. Cohn also addressed this matter:

‘Most of the moral problems that I have mentioned derive from the very nature of imprisonment. I do not ignore the many important improvements that have been made and that are being made to prison conditions; and I am aware of the fact that in practice modern penology focuses on finding new ways of making further improvements to prison living conditions. But de facto the nature of imprisonment has not changed, and is not changing; while there are important improvements and amendments that give hope, there are also frequent deteriorations of greater or less seriousness, whether because of the ever increasing number of inmates and the terrible overcrowding in the prisons, or because of the lack of trained staff with sufficient and proper motivation in the Israel Prison Service, or because of the decline in moral and disciplinary standards among the general public. The lack of resources is exacerbated by the tendency (which is not only found amongst jurists) to cling to established practices and to be suspicious of innovations…’ (H.H. Cohn, ‘“Just” Sentencing — Thoughts After Judicial Service’ 1 Plilim — Isr. J. Crim. Just. 9 (1990), at p. 11).

4.    Amendment 28 of the Prisons Ordinance is an innovation. The arrangement proposed in it sought to contend with the problems that currently characterize the imprisonment of inmates. This arrangement is based on two foundations, which from time to time are associated with the idea of outsourcing executive activity and entrusting it to private enterprises: an improvement in professionalism, which is based on the assumption that private enterprises will succeed in doing what needs to be done better than government authorities, and economic efficiency, which is encapsulated in the ability to carry out the same tasks at a lower cost. Prof. Zamir explained:

‘In certain spheres, the service that the public administration provides to the public is not cost-effective, it is inefficient or it is simply not good. The reason is sometimes a lack of financial resources and manpower, but there are additional reasons. One possible reason is bad procedures or bad management. Another common reason is the employment of employees who are not of sufficient calibre, either because of low salaries or because of political considerations, or difficulties in dismissing careless employees’ (Zamir, ‘Public Supervision of Private Activity,’ supra, at p. 81).

Without resorting to unjustified generalizations, I would say these circumstances that are described by the learned Prof. Zamir are true of many of public services in the State of Israel. One does not need to study the matter in depth in order to understand that dealing with complex management tasks is often beyond the capabilities of government officials, and they do not have the same degree of success as persons in the private sector, who acquire — literally in both senses of the word — expertise in carrying out these tasks.

It is possible that scholars who called for a change in the situation were not thinking of an amendment of the kind that has been examined in this case. It is possible that the arrangement enacted with regard to the private prison is unsuited for the desired improvement. It is possible, as my colleague Justice Procaccia emphasizes in her comprehensive opinion, that granting the concession will exacerbate the present situation. It is possible that government officials that sometimes have difficulty in carrying out the task themselves, will have no less difficulty in properly supervising the activity of the private operator. It is possible that the state will not properly understand the dimension of accountability that remains its lot even after the concession is given to the private enterprise. Prof. Zamir also wrote this: ‘There are already signs of an awakening to the fact that privatization is not a magic solution to the problem of efficiency in public administration’ (Zamir, ‘Public Supervision of Private Activity,’ supra, at p. 83, note 63). Moreover, research around the world shows there is a concern that privatization and its incentives will undermine motivation to rehabilitate inmates and will thereby contribute to an increase, rather than a decrease, in the number of offenders (Timor, ‘Privatization of Prisons in Israel: Gains and Risks,’ supra, at p. 83). There is an ongoing debate regarding the effectiveness (including in the economic sphere) of privatizing prisons (ibid, at p. 85). It has been argued that the existence of a private prison will increase the concern of an improper relationship between ‘big money’ and government (ibid., at p. 91). See also Y. Peled, ‘Crime Pays: What Can be Learned from the American Experience in Privatizing Prisons,’ 82 HaSanegor (The Defence Attorney) 5 (2004); N. Carmi and E. Gal, Crime and Punishment — the Privatization of Prisons: Position Paper (Report of Physicians for Human Rights, 2005). On the other hand, it is possible that these serious consequences will not materialize, as can be seen from other opinions and research, which, as my colleague the president has already noted, often rely on conflicting findings.

5.    It is fundamental in my opinion that my colleagues, who sought not to consider at this time the future state of the aforesaid rights, did not address all of the above. I am in full agreement with this approach. In my opinion, prospective constitutional scrutiny is possible only when there is a high probability — perhaps I should say a very high probability — that the assumptions underlying it will be realized. A concern of a future violation of a protected right can be used to prevent that violation ab initio — and it is better to prevent evil before it occurs (HCJ 531/79 Petah Tikva Municipality Likud Faction v. Petah Tikva Municipal Council [67], at p. 572) — provided that there is a sufficiently strong basis for this in current data. This is the reason why I have difficulty in reconciling myself to a position that is based on a potential violation of rights, when the chances that it will occur are not currently known.

6.    Indeed, the deliberations in this petition should focus on the current, rather than the future, violation inherent in delivering sovereign powers, and particularly the most fundamental ones, into private hands. I am prepared to agree that the privatization of prison services inherently exacerbates the violation of the dignity of the prison inmate. There is an element of humiliation in a person knowing that another, who is no different from him, is responsible for his imprisonment and exercises force to deprive him of what only the state usually has the power to deny, while that other is deriving a personal profit, which some say is considerable, from that imprisonment. I am also prepared to assume — and this requires further study of the conceptual basis of the idea of liberty that is comprehensively discussed in the opinion of my colleague Justice M. Naor — that imprisonment at the hands of a private concessionaire also exacerbates the violation of this important right. The essence of the matter lies in the idea connecting the power of the state to deny someone his liberty and the protection that he seeks against its being denied by another (a private individual), and in the words of the English philosopher John Lo>‘Men being, as has been said, by nature, all free, equal, and independent, no one can be put out of this estate, and subjected to the political power of another, without his own consent. The only way whereby any one divests himself of his natural liberty, and puts on the bonds of civil society, is by agreeing with other men to join and unite into a community…’ (John Locke, The Second Treatise of Government, chap. 8, para. 95).

7.    Two interrelated elements are subject to the scrutiny of the law that seeks to protect these rights: entrusting the power to private hands and the financial benefit involved therein. But before I discuss these, I will say that in my opinion it is a mistake — and in this I am in full agreement with my colleague Justice Procaccia — to think that the privatization naturally focuses on the economic interest of the concessionaire or on the savings in the state’s expenditure relating to the prisons. Not merely from the public perspective, although this is of paramount relevance, the privatization seeks first and foremost to realize the public interest in having a proper and efficient prison system. This can be seen from the introductory remarks of the draft law that ultimately became amendment 28 of the Prisons Ordinance:

‘The proposed arrangement is needed because of the crisis in Israeli prisons and the direct repercussions that this has on the conditions in which prison inmates and persons under arrest are  held, as required by the provisions of the Basic Law: Human Dignity and Liberty, and by the provisions of the Criminal Procedure (Enforcement Powers — Arrests) Law, 5756-1996. The proposed law was drafted and formulated with a view to the main purpose — ensuring that giving the power to obtain assistance from the private sector will not harm the proper management and operation of the prison and the rights of the inmates, and that during the period of the contract with the private enterprise, the Israel Prison Service will carry out close supervision and control over it to ensure that it fulfils in every particular its undertakings under the agreement that will be signed with it and under the provisions of the proposed law’ (explanatory notes to the Draft Prisons Ordinance Amendment (Privately Managed Prison) Law (no. 26), 5764-2003 (Government Draft Law 73, 5764, at p. 270).

The economic incentive is merely a tool in the service of the public interest. The financial profit is merely a means of achieving the purpose of the amendment, which is an improvement in prison conditions and making the prison system more efficient. The degree to which it is possible to further this purpose depends, inter alia, on the incentive mechanisms stipulated in the arrangements with the concessionaire and on their proper functioning. There is therefore a similarity between the economic incentive given to the private concessionaire and incentives that influence the activity of government officials — promotion in salary and rank, recognition and decorations, professional training or the accumulation of pension rights. Even if I assume that the private concessionaire will always place his economic benefit first, the supervision of the activity of the private prison, which the public administration retains under its control, is solely a matter of the public interest. ‘Public supervision of private activity is intended to serve the public interest’ (Zamir, ‘Public Supervision of Private Activity,’ supra, at p. 72). This, in my opinion, is capable of mitigating the extent of the aforesaid violation of rights, but not eliminating it in its entirety.

8.    Let us return to what is the heart of the question under consideration, namely the judicial scrutiny of the constitutionality of the violation of human rights. This focuses on the question of a balance of benefits that requires us to compare the extent of the violation of inmates’ rights that is inherent in the actual privatization with the potential better protection of these rights as a result of that very same privatization. But what is the proper ‘geographic’ place (to use the term of Justice Y. Sussman in CA 404/61 Skivinskaya v. Uroshitz [68], at p. 363) for making this comparison of the benefits? It may be claimed that the proper place for making this comparison is at the stage of considering the violation of the right, when approaching the limitations clause but before entering into its conditions. Thus, if an executive act detracted from the protected right to a certain degree but at the same time added to it (or it is reasonable that it will add to it in the future), does this not mean that the right is not violated at all? And in the absence of a violation, there is no need to consider the conditions for legitimizing it, namely the limitations clause.

I cannot accept this approach.

Like my colleague the president, my approach also relies on the recognition that amendment 28 of the Prisons Ordinance should be examined by considering its effect on protected basic rights in the light of the provisions of the limitations clause. The balance of the benefit usually finds its main place within the scope of the last part of this clause — the test of proportionality in the narrow sense — which makes it possible to consider all the aspects of the violation of the right, not merely from within, i.e., the balance of the benefit and the damage that are directly related to the right, but also from without, i.e., those that encompass principles and interests that are external to it.

9.    Unlike my colleagues, however, I am of the opinion that there may be no need to make a comparison of the benefits that is naturally required for an ethical decision on whose outcome not everyone will agree. If it is found that the amendment of the Prisons Ordinance is incapable of achieving the purpose for which it was intended (the first test of proportionality), or, alternatively, if it is possible to point to an executive act that will violate the protected right to a lesser degree (the second test of proportionality), then it is possible to reject the executive act that causes the violation, irrespective of the complex question of whether ultimately it is a force for good or not. Judicial scrutiny ought to act in this way, especially where it concerns a law of the Knesset, which reflects decisions of the greatest importance, which in our case are decisions of economic and social policy that the legislature addressed in depth. Indeed, if it is possible (although this is not always the case) to base the judicial scrutiny of laws on clear reasons, which are not vague or the subject of dispute, it is best to do so. This is the case with regard to the type of test that is applied by constitutional scrutiny, and it is also the case with regard to the content of the test that is used in each individual case.

However this may be, the main point in my opinion is that the limitations clause does not provide a firm foothold when we are dealing with theoretical assumptions. As I have said, it requires a high probability that each of the elements that need to be considered exist. It is only natural that it should prefer an examination that can be placed in perspective. But for my colleagues this is unimportant, since it would appear that according to their approach the violation of rights resulting from the privatization is so serious that nothing can mitigate it. By way of analogy, even if the private prison were to promise a seven-day feast for everyone in it, this would not mitigate the degradation and loss of liberty that is the lot of those imprisoned in it, because they are at the mercy of a private concessionaire.

On this point also I cannot follow in my colleagues’ footsteps. Personally, I am of the opinion that another outcome of the comparison of benefits is possible, depending upon the manner in which the arrangement is implemented in the future. According to my approach, it is therefore not right to make the comparison at this time, but since we are dealing with a question that is basically an ethical one, I would like to make two comments in this regard.

First, whatever the attitude to privatization may be, it is not possible to ignore the fact — and this should be placed on the scales to counter the factors that oppose the privatization — that there are other cases where the privatization of core powers has already become firmly rooted in our legal system and it is clear that we have become reconciled to them (but see and cf. CrimA 4855/02 State of Israel v. Borovitz [37], at p. 833). One example actually comes from the field of sentencing. I am referring to the serving of a custodial sentence by way of unpaid work, which is enshrined in article B1 of the Penal Law, 5737-1977, and which is not necessarily served in state institutions but also in institutions that, although they do not operate on a profit-making basis, are defined as private. Another example is provided in the Treatment of Mentally Ill Patients Law, 5751-1991, which authorizes a district psychiatrist to hospitalize mental patients forcibly even in private hospitals (s. 9 of the law). An additional prominent example is that of administrative collection under the Taxes (Collection) Ordinance, in which various authorities are given a possibility of resorting to the assistance of private collection companies, and nothing need be said about the coercive force that they employ. We have also for many years reconciled ourselves to the de facto privatization of security services at public sites, especially in the last decade. And is not the reliance on defence counsel from the private sector, within the framework of the praiseworthy activity of the Public Defender’s Office, not a de facto privatization of a task that the state sought to take upon itself? The same is true of the implementation by private enterprises, in a manner that some claim also involves the use of coercive force, of the ‘Wisconsin plan’ for increasing employment (D. Barak-Erez, ‘The Public Law of Privatization: Models, Norms and Challenges,’ 30 Tel-Aviv University Law Review (Iyunei Mishpat) 461 (2008), at p. 473). It is possible to discuss the similarities and differences of each of the examples brought, but it is hard to ignore the weight that has already been acquired in our society by the privatization of sovereign powers, some of which are quite close to the core activity of the state.

Second, we should set against the concern of a disproportionate violation of protected rights the supervisory mechanisms that have not been omitted from the normative arrangements surrounding the operation of the private prison. Those provided in the amendment to the Prisons Ordinance can be divided into two main classes: internal supervisory mechanisms, namely the restrictions that apply to the activities of the concessionaire and its officers, and external supervisory mechanisms, namely the control exercised by bodies that are not a part of the prison management. The internal supervisory mechanisms are made up of several layers, where each layer adds a new element to the one before it, and all of them make up the complete system of control reserved for the state. The outermost layer gives the commissioner of the Israel Prison Service, with the approval of the responsible minister, the power to cancel the permit to operate the prison that was given to the concessionaire, when the concessionaire does not comply with the conditions laid down for it (s. 128I of the Ordinance). An additional layer concerns the identity and functioning of the prison governor, whose appointment requires approval and is subject to both continuous and periodic review (s. 128AJ of the Ordinance). At the same time, the governor is required to report to the chief supervisor on behalf of the Israel Prison Service of the use of various coercive powers against inmates, and of a concern of a breach of the duties that are imposed on the concessionaire’s employees (ss. 128O and 128S of the Ordinance). The third layer of control mechanisms imposes similar restrictions on the other employees of the concessionaire (ss. 128V-128X of the Ordinance). The external supervisory mechanisms deal with the duty to appoint supervisors for the prison, whose function is to ascertain that the concessionaire and its employees are in compliance with the terms of the agreement and the law, and they are obliged to make investigations in any case where a complaint is received from an inmate with regard to his prison conditions (ss. 128AF-128AG of the Ordinance). An additional supervisory mechanism lies in the definition of the privately managed prison as an audited body within the meaning of s. 9(6) of the State Comptroller Law [Consolidated Version], 5718-1958 (s. 128AO of the Ordinance). Finally the law provides, in article 10, a broad supervisory mechanism in the form of an advisory committee for prison inmates’ rights, rehabilitation, welfare and health, which has six members, including a retired justice of the District Court, a representative of the Public Defender’s Office, a representative of the Criminology Council, a social worker and a representative of the Prison Inmates Rehabilitation Authority. This committee may speak with prison inmates and receive from the concessionaire any information that it needs (ss. 128AS-128BA).

10. Alongside all of these, the agreement deals extensively with the services that the concessionaire is liable to provide, including therapy and rehabilitation, education, food, and religious and health services; the rights of inmates to furloughs, visits and the filing of claims and petitions regarding their prison conditions (appendix F of the agreement). An additional element in the agreement (appendix M, whose exact content was not brought before us, but which is discussed by the respondents in their response) provides criteria for examining the extent to which the concessionaire satisfies all the requirements. In this regard the agreement provides financial sanctions that will be imposed should the concessionaire not comply with targets or should an inmate die of unnatural causes (clauses 97-99 of the agreement). The agreement goes on to provide that if the prison is found to be unsuitable for inmates to live in, according to specified minimum conditions, the concessionaire will lose the payment for it. The respondents also claim there is a positive incentive mechanism, namely a payment to the concessionaire for strict observance of his duties, but I found no evidence of this in the text of the agreement submitted for our inspection. Finally, the agreement requires the concessionaire to permit Israel Prison Service authorities to conduct a professional inspection of the prison at any time (clause 91 of the agreement), and to establish a commission of inquiry for events that have major ramifications on its operation (chap. B5). In any case of an act, omission or breach of the agreement, the concessionaire is liable to the state and its representatives (clause 111 of the agreement).

In addition to the mechanisms that are addressed in detail in the amended law and the concession agreement, it is clear that the operation of an institution such as a privately managed prison — which is, at the very least, a dual-nature body and in my opinion is closer in status to an actual public body — is required to comply with the rules of administrative law. To these should be added the special rules for inmates’ appeals against interim decisions; the rules of private law, including the application of constitutional public law norms; and the provisions of the criminal law; all of these are additional forms of protection that are prima facie capable of filling the void created by the lack of the disciplinary provisions and the rules of ethics that apply to civil servants (see D. Barak-Erez, ‘Human Rights in an Age of Privatization,’ 8 Labour, Society and Law (Israeli Society for Labour Law and Social Security Yearbook) 209 (2001), at p. 214; D. Spivak, ‘The Rights of Prison Inmates and Arrestees in the Privatization Age,’ 95 HaSanegor (The Defence Attorney) 40 (2005), at p. 43; HCJ 731/86 Micro Daf v. Israel Electric Corp. Ltd [69], at p. 460; CA 294/91 Jerusalem Community Burial Society v. Kestenbaum [34]).

If the question of financial incentives was discussed above, I should point out that I doubt whether the opponents of the law have taken into account in their decision an additional factor, which is that, in general, unlike the public administration in most respects, a private enterprise has no immunity against actions in tort. There is no basis, however, for deciding at this stage the question whether the umbrella of protection given to the state and its agents in the Torts (State Liability) Law, 5712-1952, can apply to the private concessionaire or not. In this matter s. 128K of the Ordinance, which states that ‘The provisions under this Ordinance or under any other law, which apply to a prison, prison employee or inmate shall apply to a privately managed prison, a prison employee who has a position therein or an inmate held in custody therein,’ may be relevant. On the other hand, see s. 128M of the Ordinance, which saw the need for an express provision that applies the provisions of the Penal Law, 5737-1977, to the concessionaire and its agents in the same way as it applies to civil servants. See also what is stated in the appendix to the concession agreement, namely that ‘The concessionaire knows that an inmate is entitled to file claims [in addition to inmates’ petitions] in the competent courts, on any matter and subject whatsoever (chap. 7, chap. C4: Inmates’ claims and petitions, clause 1.1, p. 769 of vol. 2 entitled ‘Appendix of Operating Services, part 1 (appendix F of the concession agreement — emphasis added)). However this may be, it is clear that the law of torts, whether its scope is the same as that applicable to a public authority or broader, has a significant effect when we are dealing with a private concessionaire that is motivated by economic considerations. Prof. Zamir wrote:

‘Even in the absence of public supervision there are legal arrangements that are intended to prevent a violation of rights and to compensate for such a violation. These are, inter alia, the law of contracts, the law of torts and the law of unjust enrichment. These laws make private supervision possible in a certain sense. The concern of a business enterprise that it may be sued in tort is likely, in certain circumstances, to be no less effective that a whole department of supervisors’ (Zamir, ‘Public Supervision of Private Activity,’ supra, at p. 91).

If I have seen fit to describe at length the supervision and control measures, it is because in my opinion a significant effort has been invested in these aspects from the outset, and this should be given weight when examining the amended law. Adding these to the range of tools in the law creates the complete final picture that is designed to ensure that the state has not divested itself of its powers but merely exchanged them for powers with a new content, namely that of supervision. These mechanisms of indirect government (ibid., at p. 89) should be examined on their merits. Their action needs to prove that it is effective. Their weight, in an age of privatization, is of paramount importance, since ‘the change that has recently taken place in the character of the state, the spirit of the free market, increases the importance of supervision’ (HCJ 7721/96 Israel Loss Adjusters Association v. Commissioner of Insurance [58], at p. 650). But not only is it too early to determine whether there is any basis for a concern that the limitations upon the operations of the prison at the moment will be transferred, possibly even with greater effect, to the field of supervision, but — and this is the main point — it is possible to increase the investment in their implementation before it is determined that the amendment to the Prisons Ordinance cannot stand.

11. My position, in brief, is therefore this: time will tell. It is possible that had this petition been brought before us several months after the arrangement began to be implemented, I would find that my colleagues, the majority justices, are right, and I would not hesitate to add my opinion to theirs. But it is possible that an improvement would take place in the miserable state of prison conditions in Israel, and then the law would satisfy the limitations clause and emerge from it crowned with a constitutional seal of approval. Moreover, it is possible that we would see, if only in part, a realization of the hope that the objects of the privatization, the concessionaires, will have the wisdom to not discharge their obligation to protect the rights of the individual (E. Peleg, Privatization as Publicization — Privatized Bodies in Public Law (2005), at p. 17), and the conflict between a policy of privatization and the protection of basic rights would no longer appear to be predestined. As I have already said, since judicial scrutiny cannot rely on vague assessments, my position is that it should be left to the proper time rather than the point in time in which we find ourselves today. We are therefore dealing with an egg that has not yet been laid. We do not yet know if the day on which it will come into the world will be a good one or not, nor do we know if it will be edible (Mishnah, Moed, Betzah ch. A).

I think that the rights argument is not only premature, but also does not properly reflect the nature of the main difficulty in the privatization of prisons. This difficulty lies in the intuition of many of the persons who consider this issue, and not so much in the discussion of rights. Prof. Dafna Barak-Erez wrote:

‘The question of the limits of privatization in constitutional law arises in two spheres. In the institutional sphere, the question is whether there are actions that cannot be privatized at all, since they are an integral part of the character of the state. In the field of rights the question is whether privatizations violate basic rights in a way that does not comply with the constitutional tests’ (Barak-Erez, ‘The Public Law of Privatization: Models, Norms and Challenges,’ supra, at p. 493).

Taking the bull by the horns — which is an essential element in any decision made by the court — therefore requires us to consider the institutional question, both from a fundamental viewpoint and also with regard to what it tells us about the areas where judicial scrutiny should be exercised in relation to Knesset legislation. Some of my colleagues discussed this question within the context of the issue of rights, since in their opinion the breach of the institutional principles in itself is capable of exacerbating the violation of inmates’ rights. But some of the reasons that were given in my colleagues’ opinion relied, as I see it, on the impropriety of the state divesting itself of its powers and its departure as a result from the basis on which a state is based, namely the idea of the social contract, which I shall consider now.

The political philosophy argument

12. According to Prof. Barak-Erez —

‘First, there is no consensus with regard to the definition of the minimum core activity of every state. The variety of opinions in this field is large. Some people give the state a monopoly on the use of coercive force; others give it a monopoly on acts that have elements of sovereignty; still others give it a monopoly on the role of supplying public commodities’ (Barak-Erez, ‘The Public Law of Privatization: Models, Norms and Challenges,’ supra, at p. 493).

The question that lies at the heart of defining the powers of the executive branch in particular and of the state in general is a hard and complex one. Any discussion of it gives rise to many difficult and profound questions. Any decision on this issue involves ethical and moral outlooks. Its ramifications touch upon all walks of life, not merely legal ones. In general, it is best to leave it, inter alia, to philosophers and scholars of political science. But in view of the position that the privatization involves a violation that ‘lies in the field of the social contract on which the existence of the state is based’ (per my colleague Vice-President E. Rivlin, supra), it would appear that there is no alternative but to address this matter in brief.

The heart of the matter is the principle of state sovereignty. An accepted outlook is that the sovereign state contributes to the combined happiness of its subjects by guaranteeing their safety and welfare. It is also possible to say that each member of the community has ‘a civil genetic code,’ which leads him to define himself not only as an independent and separate entity but also as a part of a larger social-human fabric, of which the prime expression today is the sovereign state. An important theoretical basis for the principle of sovereignty lies in the concept of the social contract, which is a cornerstone in the life of modern civil society.

The theories of the social contract, which were developed during the seventeenth and eighteenth centuries, give an answer to the question why people chose to abandon the natural state and change over to the civil state, i.e., to membership of communities, and later a state. They describe a process in which, supposedly, human beings had the sense to realize that if they formed a society, they could protect their natural rights in the optimal fashion. Therefore they agreed to assign coercive power and the power to make decisions and adjudicate issues that they had as individuals to one entity — the state, which is called sovereign — and to look to it to act in accordance with their combined will.

Although it is quite old, the idea of the social contract has not lost its appeal, and it is also used with reference to political issues in the modern age. Notwithstanding, like most philosophical theories, its practical application is not at all simple. It admittedly equips someone who is seeking a broad conceptual outline, which is of unparalleled importance, to understand and analyze issues, but it does not provide a specific solution to them. It has been said in our case law that ‘the social contract is not a historical fact whose content can be determined, nor even a legal document, whose meaning can be debated. The social contract is merely an idea that gives expression to the ideal image of society’ (HCJ 164/97 Conterm Ltd v. Minister of Finance [13], at p. 340 {62}). In the case before us, the theory of the social contract makes it possible to hold a general discussion of the question of the state’s powers, including its most central ones, but it does not provide us, in my opinion, with a clear answer to the question of the privatization of prisons.

The primary explanation for this determination can be found in the supreme importance that some of the social contract approaches attribute to the legislature or to the actual acts of legislation. These are regarded by those approaches as the acme of the political entity, since they express the sovereign outlook and the combined will — a synopsis of the essence of the whole theory (Locke, The Second Treatise of Government, supra; Jean-Jacque Rousseau, Du contrat social, ou Principes du droit politique, 1762). And if this is the case, the idea of the social contract will not easily support the setting aside of a law of the Knesset.

Another aspect concerns the relationship between the sovereignty of the state and the manner in which it makes use of its powers. If the sovereign has a course of action which, if implemented, will further the safety and welfare of the citizens, not by leaving the stage but by replacing direct action with control and supervision, is it impossible that this method will be consistent with the concept on which the political framework is based? As I have already shown, supervisory tools that are properly exercised may be very powerful. Correct use of them, which is planned in the case before us, will not necessarily result in a reduction of the state’s sovereign power. This use will allow the state to keep in its possession a significant part of the sovereign discretion, the ability to make decisions and exercise discretion in important matters, and the supreme and ongoing duty to ensure that human rights, personal security and public order are preserved. Thus the state can go on to realize the purposes of its existence and carry out its duties faithfully. ‘A privatized state,’ in the words of Prof. Zamir, is not necessarily ‘any less of a state’:

‘The policy of privatization, which has the status of a conceptual approach or a social ideology, has left its mark on the way in which the proper relationship between the state and the citizen is conceived… According to this approach, the public administration does not need to provide services that the private economy is capable of providing efficiently and properly. Therefore, the main role of the public administration, alongside the provision of essential services that the private economy is unsuited to providing or is not capable of providing, is to supervise the provision of the other services by the private economy. In other words, according to this approach, direct administration should be limited, in so far as possible without undermining the quality of the service to the public, and should be replaced by indirect administration, which will ensure that the private activity does not harm the public interest. An accepted analogy in this context speaks of the ship of state; the ship contains both public administration officials and private individuals. According to this analogy, the public administration does not need to pull the oars, but should leave the rowing to private individuals, while it stands at the helm and navigates the ship in the correct direction… It is perhaps possible to call a state that is run in accordance with this approach a “privatized state”’ (Zamir, ‘Public Supervision of Private Activity,’ supra, at p. 82).

The modern state is a developing and changing entity, and the arrangements in force in it also reflect the changes in the times, without this implying that the state has lost its sovereignty. Prof. Zamir goes on to say:

‘The pendulum of services, which has for years moved from the private sphere to the public sphere, recently changed direction, and is beginning to move from the public sphere to the private sphere. There are those who say that the state is currently at a stage where it is changing into a new kind of state — a contract state. Notwithstanding, the state is not expected to lose its status as a main player in social and economic affairs in the near future’ (I. Zamir, Administrative Authority (vol. 1, 1996), at p. 34).

This is the place to consider the idea — which sometimes appears to be merely a wish, but this does not mean that we should not seek to realize it — according to which a proper pattern of privatization is one in which the private concessionaires are regarded as active partners of the organs of government (Barak-Erez, ‘The Public Law of Privatization: Models, Norms and Challenges,’ supra, at p. 469), in such a way that adds weight to the duty of public trust. It adds but does not detract. Thus, the constitutional and administrative duties that apply to these concessionaires beyond their obligations in the private sphere will also become a part of the broad and extensive structure of the state (Peleg, Privatization as Publicization — Privatized Bodies in Public Law, supra; G.E. Metzger, ‘Privatization as Delegation,’ 103 Colum. L. Rev. 1367 (2003)).

13. The ambivalence in applying the idea of the social contract to a concrete issue such as the one before us can also be seen from the writings of the main philosophers of the theory, inter alia in those passages that address the sovereign power to punish. The position of the English philosopher Thomas Hobbes, who was the first to lay the foundations of the theory of the social contract, is perhaps the closest to the position of the petitioners. In his work Leviathan or The Matter, Forme and Power of a Common Wealth Ecclesiasticall and Civil, 1651, Hobbes listed what he called the rights given exclusively to the sovereign, including the right to punish, ‘which make the Essence of Soveraignty’ and therefore cannot be forfeited without an express renunciation of the sovereign power (Hobbes, Leviathan, chap. XVIII, para. 12). The task of administering punishment, which also includes the apprehension and imprisonment of offenders, was seen by Hobbes as the sole prerogative of public officials (ibid., at chap. XXIII), and he clarifies that he is speaking of agents of the sovereign — ‘Ministers, in that they doe it not by their own Authority, but by anothers; and Publique, because they doe it (or should doe it) by no Authority, but that of the Soveraign’ (ibid.). But in Leviathan there is another statement, according to which —

‘and whosoever has right to the End, has right to the Means; it belongeth of Right, to whatsoever Man, or Assembly that hath the Soveraignty, to be Judge both of the meanes of Peace and Defence; and also of the hindrances, and disturbances of the same; and to do whatsoever he shall think necessary to be done…’ (ibid., at chap. XVIII, para. 6).

Thus Hobbes apparently left in the possession of the sovereign the choice of the means to be used in realizing his goal. In any case, we should remember that Hobbes’s theories, in addition to the fact that they were written in the seventeenth century and were influenced by the historical circumstances of the time, also include outlooks that are not consistent with — and are even the complete opposite of — those of the modern democratic state.

I shall return to the philosophy of John Locke, the author of the Two Treatises of Government (1690). With regard to the power to administer punishment, he held that every individual who is a partner to the social contract should forfeit his power to punish others ‘to be exercised by such alone, as shall be appointed to it amongst them; and by such rules as the community, or those authorized by them to that purpose, shall agree on’ (Locke, Second Treatise of Government, at para. 127). Locke went on to say:

‘Of other ministerial and subordinate powers in a commonwealth, we need not speak, they being so multiplied with infinite variety, in the different customs and constitutions of distinct commonwealths, that it is impossible to give a particular account of them all. Only thus much… we may take notice of concerning them, that they have no manner of authority, any of them, beyond what is by positive grant and commission delegated to them, and are all of them accountable to some other power in the common-wealth’ (ibid., at para. 152).

It follows that there is no fundamental impropriety in the idea of assigning sovereign powers under certain conditions, and each community has different ways of realizing the social contract on which it is based.

I shall conclude this short and inexhaustive discussion by referring once again to the teachings of the Swiss-French philosopher Jean-Jacques Rousseau. In his aforementioned work, Du contrat social, ou Principes du droit politique (1762), he described the state as a combination of the strength, rights and wills of the individuals, and gave it the power to lead society to a life of peace and welfare, according to the general will. But even Rousseau did not explain the content of this general will, and it may be assumed that this was for the reason that it may change from time to time and from one society to another.

To the aforesaid I would add that although the importance of the social contract theory is not disputed, the many ideas relating to it are merely a part of a broad spectrum of ideas regarding political philosophy, and it has not infrequently been the subject of criticism. The Scottish philosopher David Hume, for example, argued in his work Of the Original Contract, 1748, that the social contract is nothing more than a conceptual development that was intended to justify the outlooks of its authors or to explain the prevailing political situation, but it lacks universal application. Hume thought that the basis for the existence of states is not a valid agreement between their inhabitants, which was never actually made, but the pragmatic realization of human beings that compliance with sovereign power is preferable to a state of anarchy. Therefore, civil societies continue to exist even when the sovereign who stands at their head does not meet the needs of the public in the optimal manner, and even when they are conquered by a foreign ruler (David Hume, ‘Of the Original Contract,’ in Three Essays, Moral and Political, 1748). Approaches of this kind can also be found in modern-day philosophers, who hold that the idea of the social contract does not correctly define the existence of the political society, which is not based on a real contract between its citizens (F. D’Agostino, ‘Contemporary Approaches to the Social Contract,’ in Stanford Encyclopedia of Philosophy (1996, revised 2008)). Much more could be written about the variety of outlooks concerning the proper image of the state, in which we could mention the approaches of socialist philosophy, according to which many activities of the state should not be abandoned to market forces, and by contrast libertarian philosophies that seek to reduce the scope of state intervention in the lives of individuals to a minimum. Thus there are different outlooks on both sides of the political spectrum.

The main point is that an attempt to rely on a general reference to the ‘social contract’ as support for an approach concerning the process of privatization will, in my opinion, have difficulty in succeeding. It is admittedly possible to speak of an ‘Israeli social contract’ (Peleg, Privatization as Publicization — Privatized Bodies in Public Law, supra, at p. 85), but then it will be necessary to give this idea content and outline its boundaries, so that it will be clear to what extent this or any other outlook is incorporated in the concept of privatization.

Even then, even if a strong basis is found for the position that the basic principles of political philosophy support the principle of leaving sovereign power — and especially its most fundamental elements — in the hands of the executive authorities, we shall still need a connecting link that explains in what way that a breach of this principle justifies judicial intervention in an act of legislation. This link may take the form of an express or an implied constitutional provision — possibilities that I shall now consider.

Arguments concerning constitutional values

14. The tools that are used for constitutional scrutiny are limited, and the reason for this is the restraint that this court has imposed on itself with regard to intervention in the acts of the legislative branch. The far-reaching consequences of judicial intervention in a legislative act — the result of the democratic decision of the members of parliament, who are the representatives of the sovereign, i.e., the people — are what dictate this restraint. Unlike administrative scrutiny, which is exercised with regard to appointed government officials that are required to limit their actions to the narrow confines of the law and are not entitled to overstep the authority given therein, constitutional scrutiny focuses on the actual source of the law, either with regard to the manner in which it was enacted, or — which is more complex — with regard to its content.

Much ink has been spilled on the sources of constitutional scrutiny. At various points during its history — and not merely in the age of protected basic rights, as is sometimes thought — it has been a subject that has engrossed Israeli law. Contrary to what some people think, the courts, and especially this court, have acted with considerable restraint and with great caution in applying it. There are those who try to portray this involvement in constitutional scrutiny as a struggle of titans over the sources of influence and power. In reality, it is more similar to walking on eggshells. The great importance of legislative activity and of the activity of its source, the Knesset, runs like a golden thread through the case law of this court.

The constitutional idea was not invented by the Supreme Court. It was the Knesset that laid down the principles of the legal system in Israel. The mechanisms of entrenchment, both in form and in substance, were introduced into the Basic Laws by parliament. This court followed the instructions of the Knesset when it held that the Knesset and Local Authorities 5730 Elections (Funding, Limits on Spending and Scrutiny) Law, 5729-1969, violated the entrenchment provision in the Basic Law: the Knesset (HCJ 98/69 Bergman v. Minister of Finance [70]). It followed the instructions of the Knesset when it held that a list whose principles conflicted with what is provided in s. 7A of the Basic Law: the Knesset could not stand for election (EA 1/88 Neiman v. Chairman of the Elections Committee for the Twelfth Knesset [71]). The court followed the instructions of the Knesset when it determined that holding someone under military arrest for a protracted period (HCJ 6055/95 Tzemah v. Minister of Defence [5]) or that prejudicial transition provisions for regulating the occupation of investment management (HCJ 1715/97 Israel Investment Managers Association v. Minister of Finance [7]) were inconsistent with the limitations clause laid down by the Knesset in the Basic Law: Human Dignity and Liberty and in the Basic Law: Freedom of Occupation — Basic Laws that were deliberately drafted by members of the Knesset and that were enacted after comprehensive deliberations in the plenum of the Knesset and in committees.

15. There are different opinions regarding the theory underlying the restriction that the Knesset imposed on its power of legislation (CA 6821/93 United Mizrahi Bank Ltd v. Migdal Cooperative Village [8]; HCJ 7052/03 Adalah Legal Centre for Arab Minority Rights in Israel v. Minister of Interior [28]). A case law rule that has been formulated, and which has been affirmed in a host of cases that have come before the courts in almost a decade and a half since, is that the Knesset has the power to restrict itself not merely with regard to the majority that is required to enact legislation or with regard to other aspects of the legislative process, but also with regard to the substance of the legislation.

Thus, if the decision in Bergman v. Minister of Finance [70] reflected what may be called the first constitutional age, i.e., restricting the legislature to its own instructions regarding formal entrenchment (and see also HCJ 410/91 Bloom v. Knesset Speaker [72]), following the human rights Basic Laws, and in accordance with the express instructions of the Knesset, the second constitutional age began, which is characterized by a recognition of the Knesset’s power to restrict itself with regard to matters of substance, for which the criteria are provided in the limitations clauses (s. 4 of the Basic Law: Freedom of Occupation and s. 8 of the Basic Law: Human Dignity and Liberty). This automatically led to the question of the status of the provisions laid down in the other Basic Laws in relation to ‘ordinary’ legislation of the Knesset. Justice I. Zamir addressed this for the first time in HCJ 3434/96 Hoffnung v. Knesset Speaker [3] with regard to the substantive restriction imposed by the principle of equality in the Basic Law: the Knesset. This is what he said:

‘Does one law apply to a violation of a basic right and another law to a violation of the principle of equality in elections to the Knesset? I tend to think that despite the difference in the language of the laws, in this respect there should not be a difference in the meaning of the laws. Indeed, equality in the elections is a central value, and it deserves maximum protection, like that of the most important constitutional values, like that of basic human rights, like that of human liberty and human dignity. But I do not think that equality requires absolute protection, beyond the protection given to basic human rights, since equality, like basic human rights, is not an absolute right… It may therefore be possible that there is a basis for saying that a violation of substantive equality, in the context of the elections to the Knesset, is a violation of the equality of opportunities that does not satisfy the threefold test: the values of the state, a proper purpose and proportionality. Such an interpretation will lead to a proper harmony between the laws that lay down the constitutional values, which the interpreter seeks to achieve’ (ibid. [3], at p. 70).

16. This idea has been adopted in recent decisions of this court and has become established case law. It has been held that by means of an analogy it is possible to import into the provisions of Basic Laws that do not relate to rights of the individual a ‘judicial limitations clause’ by means of which legislation will be examined in accordance with core values on which the Basic Law is based:

‘The threefold test of the limitations clause has been regarded by our judicial consciousness as a proper tool for examining the constitutionality of legislation. Now that it is one of the basic principles of our constitutional system, the court is entitled to apply it even when there is no limitations clause in the Basic Law in relation to which the legislation under scrutiny is being examined’ (per Justice E. Mazza in EA 92/03 Mofaz v. Chairman of the Central Elections Committee for the Sixteenth Knesset [73], at p. 811).

See also the interim decision in HCJ 3511/02 Negev Coexistence Forum v. Ministry of Infrastructure [74], at p. 106 {170}; HCJ 212/03 Herut National Movement v. Chairman of Central Elections Committee [75], at p. 755; HCJ 1435/03 A v. Haifa Civil Servants Disciplinary Tribunal [76], at p. 539; HCJ 4593/05 United Mizrahi Bank Ltd v. Prime Minister [77], at para. 6 of the opinion of President A. Barak; HCJ 7052/03 Adalah Legal Centre for Arab Minority Rights in Israel v. Minister of Interior [28], at para. 53 of the opinion of President Barak.

This development led to a new chapter — a third age — in the constitutional law of the State of Israel (see A. Bendor, ‘Four Constitutional Revolutions?’ 6 Law and Government (Mishpat uMimshal) 305 (2003), at p. 306). In this, not only has it transpired that the Knesset, as the author of the Basic Laws, has the power to protect basic provisions by means of the tool of formal entrenchment, and not only does it have the power to protect basic rights against executive acts that violate them, but additional constitutional values enjoy substantive protection, the limits of which still remain to be ascertained. With regard to the constitutional protection of these additional values, it has been argued that the idea of a case law limitations clause, which derives its form from the limitations tool mandated by the Knesset in the human rights Basic Laws, has been raised until now in the context of values, which even if they are not enshrined in the Basic Law: Freedom of Occupation or the Basic Law: Human Dignity and Liberty, are conceptually related to the idea of the protection of rights. The following was said by Prof. A. Barak several years ago:

‘Indeed, the elevation of all the Basic Laws — and not merely those relating to human rights — to a super-legislative constitutional status requires a recognition of judicial limitations clauses in all those cases where these Basic Laws determine human rights… When the constitutional arrangement does not concern human rights at all, there is no reason to assume ab initio the existence of a judicial limitations clause and each case should be examined on its merits’ (A. Barak, The Judge in a Democracy (2004, Hebrew edition), at p. 352).

This qualification needs to be reconciled with the finding that constitutional scrutiny applies also to ‘government arrangements provided in a Basic Law (such as the Basic Law: the Government)’ (per President Barak in United Mizrahi Bank Ltd v. Prime Minister [77], at para. 6), and also to ‘a finding that is implied by the Basic Laws (such as a violation of the principle of the separation of powers and the independence of the judicial branch)’ (per President Barak in HCJ 6427/02 Movement for Quality Government in Israel v. Knesset [19], at para. 73 of his opinion). Personally, since I am of the opinion that the principle of the Knesset having the ability to restrict itself applies to all those values that the Knesset thinks should to be protected against the passing majority, on the one hand, and that no value is absolute but only relative, on the other, I see no basis for making a distinction between values relating to human rights and other important values. I am prepared to assume that a limitations clause, in the form accepted by our constitutional law, will apply in determining the limits of the protection of all those constitutional values, i.e., even those constitutional values that express an important public interest that does not involve rights. I will even say the following: I see no reason for concern that this will lead to basic rights losing their special status in our law (cf. the remarks of Justice Dorner in CrimFH 2316/95 Ganimat v. State of Israel [51], at p. 645). Obviously, not every public interest should be recognized as a constitutional value, and those that should can find their proper place relative to constitutional rights in so far as a conflict between the two will arise. In A v. Haifa Civil Servants Disciplinary Tribunal [76] the court did indeed consider, albeit in obiter, the difficulty that arises prima facie when an act of legislation is required to satisfy the tests of two limitations clauses in two Basic Laws that enshrine values that conflict with one another (see the remarks of Justice Dorner, ibid. [76], at p. 541). Notwithstanding, I am of the opinion that a solution to this problem can be found in the principle of constitutional harmony, which is presumed to lead to uniformity in the result of scrutiny of the law in relation to each of the limiting principles (and see the position of President Barak in that case [76], at p. 539).

17. I have only discussed all of the above for the reason that the basic principle on which the opposition to the privatization of prisons is based — that the sovereign authorities should have a monopoly on sovereign power — may be regarded as a basic constitutional principle even though it does not directly relate to human rights. The same is true with regard to the idea that undermining the symbols of sovereignty — for example by allowing prisons to be run by employees of a private concessionaire who will not wear state uniforms or don its symbols — may obscure the representative character of the state authorities, its image and its status as the source of the power to impose sanctions, thereby leading to a contempt for the law, enforcement and sentencing (D. Shichor, ‘Private Prisons in Perspective: Some Conceptual Issues,’ 37 Howard Journal of Criminal Justice 82 (1998), at p. 93; J.J. Dilulio, ‘The Duty to Govern: A Critical Perspective in the Private Management of Prisons and Jails,’ in Private Prisons and the Public Interest 155 (D.C. McDonald, ed., 1990), at p. 174).

However, within the framework of the construction that I have just discussed, the condition for this is that these and similar principles will find a foothold in one of the provisions of the Basic Laws (other than the Basic Law: Human Dignity and Liberty and Human Dignity: Freedom of Occupation). It might be argued that these principles are based on the provision at the beginning of the Basic Law: the Government, which states:

‘Nature

1. The government is the executive branch of the state.’

However, I think that some of my colleagues rightly pointed out that ‘there is a difficulty in finding a constitutional basis in s. 1 of the Basic Law: the Government for the power of imprisonment as a core government power that cannot be transferred’ (para. 3 of the opinion of my colleague Justice Hayut, supra), since it is ‘essentially a declarative section that is intended to establish in principle the role of the government in the Israeli constitutional system’ (para. 63 of the opinion of my colleague the president). I also think that it is going too far to introduce into this provision far-reaching institutional arrangements, which provide a basis for the existence of the political society and reflect protected constitutional values.

This conclusion can be seen, first, from the legislative history of the Basic Law. The discussion of the nature of the first section was brief and inexhaustive, and as can be seen from the Knesset debates before the Basic Law was enacted, s. 1 was intended to be a ‘declarative section that does not intend to exhaust all of the functions of the government’ (minutes of the subcommittee of the Constitutional, Law and Justice Committee of the Knesset of 29 Shevat 5728 (28 February 1968)). From the drafting of the other clauses of the Basic Law, which sometimes are phrased in no uncertain terms, it can be seen that when the Knesset wished to do so, it knew how to define the powers of the government precisely and specifically.

Second, and more importantly, the meaning of the section may be seen from the way in which our law works in practice, which is not consistent with the explanation give by the petitioners. Prof. Zamir said:

‘The impressive declaration [in the aforesaid s. 1] is imprecise. If it intends to say that the government has the role of implementing laws, as opposed to legislative and judicial functions, it is imprecise, since the government often carries out legislative and judicial functions also. If it intends to say that only the government implements the laws, this too is imprecise, since additional bodies are involved in the implementation of the laws… and if it intends to say merely that the government is the third branch of state, which completes the full complement of the branches of the state, this too is a description that leaves something to be desired, since the government is only a part, albeit a central part, of the third branch’ (Zamir, Administrative Authority, supra, at p. 328).

Even if I read the provision of s. 1 literally, in a parliamentary democracy the executive branch is the branch responsible for the implementation of the norms that are determined by the legislative branch (see Locke and Rousseau, supra; E. Rubinstein, Paths of Government and Law (2003), at p. 92; M. Cohen, General Powers of the Executive Branch (2008), at p. 8). If the Knesset determined, therefore, that the government would transfer a part of the power of imprisonment to private enterprises, and that instead it would focus its activity, as the executive branch, on the control and supervision of those enterprises, without losing its power to cancel the privatization process at any time, I find it hard to understand how this conflicts with the constitutional role of the government. This does not mean that the Basic Law: the Government, including s. 1 thereof, does not enshrine constitutional values, but merely that ascertaining what those values are goes beyond the scope of this case, and should be left to the proper time. In this regard, the remarks of Prof, Barak-Erez are apt:

‘Of course, the Basic Law enterprise has not yet been completed, and those Basic Laws that exist do not address the question of what are the issues that the state and its organs must administer and what may be entrusted to the responsibility or the implementation of private enterprises. In practice, it is hard to expect there to be detailed arrangements in this sphere, even if the work of the Basic Laws were completed. The constitutions of other countries do not contain concrete provisions regarding the spheres of activity of the public administration. Accordingly, decisions [concerning privatization] are usually regarded as policy decisions’ (Barak-Erez, ‘Human Rights in an Age of Privatization,’ at p. 211).

But even were we to follow the petitioners’ approach, then, in my opinion, we should put the proposed principle to the test of the judicial limitations clause, and this would lead to the conclusion that in the absence of data that we could scrutinize with the aid of this legal tool, the scrutiny is premature. If it were found, for example, that the proposed arrangement allows the government to retain in its possession a sufficient degree of control over the imprisonment of the inmates in the private prison, would it be possible to determine with certainty that this constitutional principle, according to the petitioners, has been violated? For these reasons, I am of the opinion that, even in a written constitutional provision in the same vein as the provisions that protect human rights, there would currently be no basis for setting aside the amendment to the Prisons Ordinance at this time.

The argument concerning the basic values of the legal system

18. A discussion of the fundamental problem that lies, in the opinion of many, in the delegation of the power of imprisonment to a private concessionaire, creates a basis for the belief that even in the absence of a written constitutional source the necessary outcome would be that the law should be set aside. It is therefore impossible to escape the conclusion that according to those who hold this opinion, an alternative proposition, that would serve to develop judicial tools of a kind that has not yet been accepted in case law, would allow judicial intervention to eradicate that fundamental problem.

An idea of this kind is not unrealistic. It is also not new. It has a clear and express foothold in remarks uttered in the past by justices of this court, in minority opinions or in obiter. The misgivings of Justice Barak in this regard in Laor Movement v. Knesset Speaker [44] are well known:

‘What is the validity of a law that conflicts with basic principles, such as the principle of equality? The question is relatively “simple” if the basic principles are enshrined in a rigid constitution or in an entrenched Basic Law. But what is the law if there is no rigid constitution, and there are no entrenched Basic Laws: is an “ordinary” law capable of determining an arrangement that conflicts with the basic principles of the system? … In principle and in theory, there is a possibility that a court in a democracy will set aside a law that conflicts with basic principles of the legal system… [but] according to the social and legal outlook that is accepted in Israel, the court does not assume this power to set aside a law that conflicts with basic principles of our legal system. It is not desirable that we should depart from our approach… at this stage of our national life’ (HCJ 142/89 Laor Movement v. Knesset Speaker [44], at pp. 551, 554, and see also the references cited there).

A similar conclusion was reached by President Barak in the yeshivah students case (Movement for Quality Government in Israel v. Knesset [19]), in which he said, as my colleague Justice Hayut has already mentioned above, that —

‘We should do all we can to decide questions of the constitutionality of a law that conflicts with basic values within the context of a decision regarding the constitutionality of the law in relation to a Basic Law. Israel is currently in the middle of a constitutional process that is being carried out through Basic Laws. Every interpretive effort should be made to decide the question of the constitutionality of the law within the framework of the arrangements provided in the Basic Laws’ (ibid. [19], at para. 73 of the opinion of President Barak).

But if at this time our ‘national life’ implies a different approach, an expression of this can be found in the position of Vice-President M. Cheshin, who considered in Movement for Quality Government in Israel v. Knesset [19] the constitutionality of the Deferral of Service of Full-Time Yeshivah Students, 5762-2002. In his remarks, which are consistent with his position in United Mizrahi Bank Ltd v. Migdal Cooperative Village [8], at p. 545, he said:

‘The legal pyramid is built on the fundamental values of society and the state. These values nourish at the roots the norms prevailing in the state, without which the state could not exist. Even the Knesset, which itself exists by virtue of those values, will bow its head before them. [We should recognize] a possibility — admittedly, an exceptional possibility — that the basic principles as such will decide a legal dispute that undermines basic values of the state’ (ibid. [8], at para. 11 of his opinion).

Vice-President Cheshin went on to consider the relationship between those fundamental values and the Basic Laws that had already been enacted:

‘The Basic Laws are the most exalted laws in the legislative and legal fabric of the state, both in their essence and partially also in their formal strength. This is the case, even according to those who think — and I am one of them — that the Knesset does not have constituent power. But even the Basic Laws are not at the summit of the pyramid, or perhaps we should say, at its lowest foundations. They are surpassed by basic principles in our lives — principles from which even the Basic Laws derive their life-force. These principles are principles of natural law and principles of the theory of Jewish democracy. These are what watch over us from the highest heights’ (ibid. [8]).

A similar expression of this idea served as the basis for the decision of this court four years earlier to the Bergman case in EA 1/65 Yardor v. Chairman of the Central Elections Committee for the Sixth Knesset [78]). There, admittedly, no law of the Knesset was set aside, but basic principles of the legal system resulted in the prospective frustration — in the sense of a ‘future voidance’ — of future laws ‘that undermine the existence or integrity of the state’ (ibid. [78], at p. 378).

19. It could be argued that recognizing the existence of basic values of the legal system as a tool for quasi-constitutional scrutiny is inconsistent with the positive constitutional arrangement, according to which what has not yet been included in the Basic Laws amounts to an expression that there is no constitutional protection for those missing values. Those who support constitutional theories that do not place the emphasis on the formal status of the norm, i.e., on the fact that it is written, but only on its content, would argue that this position should be rejected. This idea of a material constitution focuses on the identification of norms that inherently seek to realize the constitutional purpose, and for this reason alone they become a part of the constitution (see, for example, B. Medina, ‘“Economic Constitution,” Privatization and Public Finance: A Framework of Judicial Review of Economic Policy,’ in Zamir Book on Law, Government and Society (Y. Dotan and A. Bendor eds., 2005) 583; S. Weintal, ‘Eternal Clauses’ in the Constitution: The Strict Normative Standard in Establishing a New Constitutional Order (Doctoral thesis, The Hebrew University in Jerusalem, E. Benvenisti (supervisor), 2005)). Thus, for example, theories will be proposed that regard the constitution as a means of expressing the economic and political theory on which a community is based, or a means of enshrining the narrative on which it is based, since anything that is a part of the constituent elements of that community will be considered a super-legislative norm, whether it is expressly listed in the constitutional provisions or not.

But it seems to me that resorting to these constitutional or quasi-constitutional tools has not yet found a firm foothold in our law. Adopting an approach of this kind amounts to the beginning of a new constitutional era, a fourth age, whose boundaries have not yet been sufficiently outlined, and the same is true of the criteria on which it is based and on the operative consequences of a decision within that framework (see Prof. Medina, ‘“Economic Constitution,” Privatization and Public Finance: A Framework of Judicial Review of Economic Policy,’ supra, at p. 666). In the yeshiva students case (Movement for Quality Government in Israel v. Knesset [19]), President Barak did indeed say that:

‘Even if there is a narrow field in which it is possible to examine the constitutionality of a law other than within the framework of the Basic Laws, this restriction on the power of the legislature applies in special and exceptional cases where the constitutional change undermines the essence of democracy and denies the minimum characteristics necessary for a democratic system of government’ (Movement for Quality Government in Israel v. Knesset [19], at para. 73 of his opinion).

But the characteristics of a scrutiny of this kind have not yet been discussed, and a limitations clause is not merely designed to limit the legislature, but also the scope of the constitutional scrutiny exercised by the judicial branch. We are therefore entering a legal field that has not yet been fully ploughed, and if it has been ploughed, it has not been fully sown, and if it has been sown, the time of harvest has not yet arrived, since this issue has only been addressed in a limited number of cases and has not become established case law. It is possible that it is also for this reason that my colleagues decided to focus their consideration of this case on rights, a very fertile soil which has been well cultivated in our legal system.

20. But if there is a difficulty in adopting at this time a constitutional position that examines the privatization of a prison from the perspective of the basic values of the legal system, it too is subject to a premature decision. The basic principles of the legal system, the constituent values, if you will, are not subject to perpetual immutability. Even if they are not exposed to the whims of passing trends, they develop and change just as a new page is written from time to time in the story of the nation. It is difficult, in my opinion, to accept the finding that an innovative idea of privatization, which only recently hatched in the nest of the law, is doomed by the basic principles of the legal system even before it has spread its wings. Were this idea given sufficient time, and especially if it were regarded as a success, who can say that it would not be welcomed and become an integral part of the accepted principles of our legal system, just as other expressions of the idea of privatization have been incorporated in it? It is also for this reason that, in my opinion, the issue at the heart of this petition should be left to be examined from a satisfactory perspective, which is not yet possible.

Moreover, if we are dealing with fundamental outlooks, is there no basis for the question of what the constituent values of our legal system would tell us with regard to the proper scope of judicial scrutiny? Is the approach that ‘Such an important and fundamental decision should be made — at this stage of our national life — by the people and its elected representatives’ (Laor Movement v. Knesset Speaker [44], at pp. 554) still valid for deciding this petition? This issue should be considered carefully before it is decided one way or the other.

The question of privatization as a policy issue and public debate thereon

21. I do not want my remarks to be understood as support for the idea of privatization, nor as expressing any reservation with regard thereto. One can conceive of arguments against this idea, such as the argument that the first to be harmed by it, as well as the first to be used by it as social ‘guinea pigs,’ will be the weaker elements of society (Zamir, ‘Public Supervision of Private Activity,’ supra, at p. 83, note 63). Like every case of privatization, it is possible to examine the issue from the perspective of the concern of a negative effect on work relations in the economy. And naturally, the question of its influence on the image of the state lies at the heart of the matter. But these claims, contrary to those that I discussed in the previous part of my remarks, basically amount to policy and outlook (see Dotan and Medina, ‘The Legality of Privatization of the Provision of Public Services,’ 37 Hebrew Univ. L. Rev. (Mishpatim) 287 (2007), at p. 330). As such, these arguments cannot be used — and, in my opinion, have not been used — by this court in its decision. This is not for the reason that the court does not make value-based decisions. We make these when we determine the proper model for defining a protected right (Prof. Medina in ‘“Economic Constitution,” Privatization and Public Finance: A Framework of Judicial Review of Economic Policy,’ at p. 648). We sometimes make these when we examine a violation of a protected right by means of the test of proportionality ‘in the narrow sense,’ or when striking a balance between it and the values of the State of Israel as a Jewish and democratic state. We make value-based decisions in additional contexts. But case law has always sought to keep away from decisions in which the weight of political policy is predominant:

‘The basic premise is that the role of legislation has been given to the legislature. It is the faithful representative of the sovereign — the people. The question is not whether the law is beneficial, effective or justified. The question is whether it is constitutional’ (per President Barak in Israel Investment Managers Association v. Minister of Finance [7], at p. 386).

Indeed —

‘The proper scope of the phenomenon of privatization [is] generally a function of an extra-legal worldview. Consequently, the decision concerning it should be made in the public arena, and in general it should not be removed from the political sphere to the legal one. It is important to maintain the distinction between presenting a civil outlook with regard to actions that should not be privatized and presenting a legal position with regard to actions that may not be privatized. Establishing legal restrictions of a constitutional character should not be the typical way of dealing with all privatization initiatives’ (Prof. Barak-Erez, ‘The Public Law of Privatization: Models, Norms and Challenges,’ at p. 466).

In this regard it should be emphasized that there has been great debate in recent years on the subject of privatization. The literature, both legal and otherwise, is considerable and it would seem that the public is not apathetic to what is happening. The subject has been discussed in the Knesset in proceedings that led to the enactment of the amendment to the Prisons Ordinance. The committee responsible for the law — the Internal Affairs and Environment Committee — considered the idea of privatization at length, together with representatives of a wide variety of bodies, including the Israel Prison Service, the Ministry of Finance, the Ministry of Public Security, the Ministry of Justice, the Attorney-General’s Office, the Association for Civil Rights in Israel, academics and even a representative of the petitioners. The deliberations focused not merely on the proposed amendment, but on a variety of subjects relating to the question of privatization in general and privatization of prisons in particular, including overcrowding in Israeli prisons, the likelihood of the idea of privatization succeeding and its economic efficiency, the supervisory mechanisms provided in the law and the question of how effective they will be, economic incentives in the agreement with the concessionaire and the degree of protection for inmates’ rights, as well as the nature and scope of the powers given to the holders of various positions in the private prison. Positions were heard from both camps, and one of the sessions was even devoted to a guest lecture of an expert opposed to the privatization (see the minutes of the meetings of the Internal Affairs and Environment Committee of the Knesset, between the months of December 2003 and March 2004).

In such circumstances as these, when, as I have said, the constitutional scrutiny is premature, my reply to the petitioners is that the ‘conceptual and mental process,’ to use the expression of Prof. Zamir (‘Public Supervision of Private Activity,’ supra, at p. 84), which is inherent in the decision to privatize a prison, should be left to the various fora of public debate. Whether ‘the needs of society and the ways of the leadership of the modern state should limit themselves to the legal frameworks of the past’ (per Justice M. Cheshin in HCJ 1074/93 Attorney-General v. National Labour Court [79], at p. 505), or whether they should find new tools should be left at this stage to the democratic dialogue. It is true that ‘Where the sovereign finds that social and economic conditions justify changes in economic policy by means of a privatization of public services, the sovereign’s right to implement such a policy should be recognized’ (per Justice D. Levin, ibid. [79], at p. 504), but only — I would add — when constitutional conditions so permit.

Finally, regarding the legislative proceedings

22. Rejecting the substantive constitutional argument, with its various aspects, makes it necessary to return to arguments raised by the petitioners in another sphere, with regard to the propriety of the legislative proceedings, and I shall do this briefly. No one denies that the court also has power to exercise judicial scrutiny over proceedings in the Knesset, where a fundamental flaw has occurred (HCJ 761/86 Miari v. Knesset Speaker [80], at p. 873); HCJ 975/89 Nimrodi Land Development Ltd v. Knesset Speaker [81], at p. 157). But when it does this, the court acts with caution and restraint, and it will not lightly set aside a law, which is as it should be, in view of the principle of the separation of powers and the exalted status of the legislative assembly (HCJ 4885/03 Israel Poultry Farmers Association v. Government of Israel [82], at p. 40 {408}).

The petitioners ended their petition with a claim that in the course of enacting the amendment to the Prisons Ordinance major defects occurred, and these go to the heart of the democratic parliamentary process. It was claimed that the sessions of the Internal Affairs and Environment Committee of the Knesset took place very frequently and with undue haste, which prevented the participants from assimilating the material and considering their position in depth. The holding of a tender by the respondents, in which they undertook to compensate the winners if ultimately the privatization process was unsuccessful, before the law was passed, tied the hands of the members of the Knesset, who no longer regarded themselves as free to consider rejecting the idea of the privatization in its entirety. The respondents even refrained, so it is claimed, from presenting to the Knesset the draft tender and the names of the companies that won it, and thereby they undermined the transparency of the legislative proceedings. Finally, in the vote on the approval of the law in the committee, members of the Knesset took part without participating in the deliberations, and one of the opponents of the law was even replaced by another representative of his party, who supported the law.

These claims do not give rise to a ground for our intervention in the content of the law that was passed. First, an examination of the minutes of the deliberations of the Internal Affairs Committee and the comprehensive proceeding that took place as set out above undermine the claim that the members of the Knesset did not succeed in understanding the nature of their decision. Second, even if taking steps to realize the draft law when it was still under consideration was inappropriate, there is no basis for the conclusion that advertising the tender prematurely tied the hands of the members of Knesset or affected their discretion in any other way. Third, this petition focused on the constitutionality of the law, as opposed to the legality of the tender proceedings, an issue that was the basis for another proceeding that took place in the District Court, and in that too the opponents’ claims were rejected. The failure to disclose the tender documents is therefore not a substantive matter, and I fail to see how the lack of disclosure led to a fundamental defect in the legislative proceedings that justifies judicial intervention. Finally, and most important of all, this court has held in the past — per my colleague President Beinisch — that the role of judicial scrutiny ‘is not to ensure that the Knesset carries out the optimal legislative process… [and] also not to ensure that the Knesset carries out a responsible and balanced process for each draft law’ (Israel Poultry Farmers Association v. Government of Israel [82], at p. 54 {426}). Judicial scrutiny limits itself to the elimination of a concern of a serious and blatant violation of the basic principles of the parliamentary system — a departure from the principles of majority decision, free voting, equality between voters and the publicity of the proceeding (ibid. [82]), and I have found no such violation in the case before us. In view of all this, the claims concerning defects in the legislative proceeding cannot stand, and should be dismissed.

Summary

23. ‘Before the court sets aside a law’ — Justice Zamir wrote — ‘it needs to take time to consider the matter, to examine thoroughly the language and purpose of the law and to ensure that it is absolutely convinced that it contains a problem that cannot be remedied’ (Hoffnung v. Knesset Speaker [3], at p. 67). I have not been persuaded, at this time, that the legislature passed a law that contains a problem that cannot be remedied.

It seems to me that this is a case in which it would have been better to have first exercised judicial restraint and allowed the Knesset, public debate and experience to have their say.

Therefore, if my opinion were accepted, we would deny the petition.

 

 

Petition granted by majority opinion (President Beinisch, Vice-President Rivlin, and Justices Procaccia, Grunis, Naor, Arbel, Joubran and Hayut), Justice Levy dissenting.

2 Kislev 5770.

19 November 2009.

 

 

[1]    See http://www.justice.gov.il/MOJHeb/SanegoriaZiborit/DohotRishmi for the reports for the years 2001-2008.

Abu-Madigam v. Israel Land Administration

Case/docket number: 
HCJ 2887/04
Date Decided: 
Saturday, April 14, 2007
Decision Type: 
Original
Abstract: 

Facts: In response to large scale incursions onto state land in the Negev by Bedouins and their planting of agricultural crops on that land, the respondents decided to destroy the crops by spraying herbicide from the air. The petitioners challenged this policy on the grounds that the spraying of herbicide was done ultra vires and also endangered the health and dignity of Bedouins in the vicinity of the spraying. The respondents denied that the herbicide used presented any risks to health.

 

Held: (Justice Joubran) The respondents have no power under the law to spray herbicide in order to prevent incursions onto state land. The policy of spraying herbicide from the air is therefore ultra vires. Additionally, the user instructions and warnings on the herbicide used indicate that the spraying of herbicide does involve a potential danger to health.

 

(Justices Arbel and Naor) The respondents have power under the law to enforce their property rights, and the law does not exclude spraying as a means of enforcing those rights. Therefore the spraying is not ultra vires. However the use of spraying to enforce property rights is disproportionate, in view of the potential risks to health and dignity that the spraying presents, even if only as a result of accidents.

Voting Justices: 
Primary Author
majority opinion
Author
concurrence
Author
concurrence
Full text of the opinion: 

HCJ 2887/04

Salim Abu Madigam

and others

v.

1.         Israel Land Administration

2.         Ministry of Industry, Trade and Employment

3.         Ministry of Agriculture

 

 

The Supreme Court sitting as the High Court of Justice

[14 April 2007]

Before Justices M. Naor, E. Arbel, S. Joubran

 

 

Petition to the Supreme Court sitting as the High Court of Justice.

 

Facts: In response to large scale incursions onto state land in the Negev by Bedouins and their planting of agricultural crops on that land, the respondents decided to destroy the crops by spraying herbicide from the air. The petitioners challenged this policy on the grounds that the spraying of herbicide was done ultra vires and also endangered the health and dignity of Bedouins in the vicinity of the spraying. The respondents denied that the herbicide used presented any risks to health.

 

Held: (Justice Joubran) The respondents have no power under the law to spray herbicide in order to prevent incursions onto state land. The policy of spraying herbicide from the air is therefore ultra vires. Additionally, the user instructions and warnings on the herbicide used indicate that the spraying of herbicide does involve a potential danger to health.

(Justices Arbel and Naor) The respondents have power under the law to enforce their property rights, and the law does not exclude spraying as a means of enforcing those rights. Therefore the spraying is not ultra vires. However the use of spraying to enforce property rights is disproportionate, in view of the potential risks to health and dignity that the spraying presents, even if only as a result of accidents.

 

Petition granted. Costs awarded by majority decision, Justice Naor dissenting.

 

Legislation cited:

Basic Law: Human Dignity and Liberty, s. 8.

Basic Law: Israel Land.

Emergency Defence Regulations, 1945.

Israel Land Administration Law, 5720-1960.

Land Law, 5729-1969, chapter 3 article 2, ss. 18, 18(b), 21, 22.

National Parks, Nature Preserves, National Sites and Memorial Sites Law, 5752-1992, s. 60(a).

Penal Law, 5737-1977, ss. 336, 452.

Planning and Building Law, 5725-1965, s. 238A.

Plant Protection (Use of Herbicides) Regulations, 5729-1969, rr. 1, 5, 12.

Plant Protection Law, 5716-1956.

Public Land (Eviction of Squatters) (Implementation of Order) Regulations, 5765-2005, r. 4(a).

Public Land (Eviction of Squatters) Law, 5741-1981, ss. 4(a), 5(a), 5(c), 5(e).

Torts (State Liability) Law, 5712-1952.

 

Israeli Supreme Court cases cited:

[1]      HCJ 36/51 Het v. Haifa Municipal Council [1951] IsrSC 5(2) 1553.

[2]      LCA 4311/00 State of Israel v. Ben-Simhon [2004] IsrSC 58(1) 827.

[3]      HCJ 477/81 Ben-Yisrael v. Chief Commissioner of Police [1982] IsrSC 36(4) 349.

[4]      LCrimA 5584/03 Pinto v. Haifa Municipality [2005] IsrSC 59(3) 577.

[5]      HCJ 7611/01 Maccabi Mutual Insurance against Disease Cooperative Society Ltd v. Minister of Finance [2006] (3) 2680.

[6]      HCJ 2324/91 Association for Civil Rights in Israel v. National Planning and Building Council [1991] IsrSC 45(3) 678.

[7]      HCJ 1554/95 Shoharei Gilat Society v. Minister of Education [1996] IsrSC 50(3) 2.

[8]      HCJ 492/79 A v. Ministry of Defence [1980] IsrSC 34(3) 706.

[9]      HCJ 297/82 Berger v. Minister of Interior [1983] IsrSC 37(3) 29.

[10]    HCJ 624/06 Ron-Gal Transport Ltd v. Minister of Education [2007] (1) TakSC 1174.

[11]    HCJ 528/88 Avitan v. Israel Land Administration [1989] IsrSC 43(2) 297.

[12]    HCJ 390/79 Dawikat v. Government of Israel [1980] IsrSC 34(1) 1.

[13]    HCJ 7052/03 Adalah Legal Centre for Arab Minority Rights in Israel v. Ministry of Interior [2006] (2) TakSC 1754; [2006] (1) IsrLR 443.

[14]    HCJ 1661/05 Gaza Coast Local Council v. Knesset [2005] IsrSC 59(2) 481.

[15]    HCJ 4541/94 Miller v. Minister of Defence [1995] IsrSC 49(4) 94; [1995-6] IsrLR 178.

[16]    HCJ 3939/99 Sedei Nahum Kibbutz v. Israel Land Administration [2002] IsrSC 56(6) 25.

[17]    CA 5964/03 Estate of Edward Aridor v. Petah Tikva Municipality [2006] (1) TakSC 2149.

[18]    HCJ 2056/04 Beit Sourik Village Council v. Government of Israel [2004] IsrSC 58(5) 807; [2004] IsrLR 264.

[19]    HCJ 9593/04 Morar v. IDF Commander in Judaea and Samaria [2006] (2) TakSC 4362; [2006] (2) IsrLR 56.

[20]    HCJ 3799/02 Adalah Legal Centre for Arab Minority Rights in Israel v. IDF Central Commander [2005] (4) TakSC 49; [2005] (2) IsrLR 206.

[21]    HCJ 6427/02 Movement for Quality Government in Israel v. Knesset [2006] (2) TakSC 1559.

[22]    HCJ 8276/05 Adalah Legal Centre for Arab Minority Rights in Israel v. Minister of Defence [2006] (4) TakSC 3675; [2006] (2) IsrLR 352.

 

For the petitioner — M. Dalal.

For the respondent — O. Koren.

 

 

JUDGMENT

 

 

Justice S. Joubran

1.    This petition, in which an order nisi has been made, concerns the petitioners’ request to prevent the respondents continuing to spray from the air agricultural crops that are cultivated by Bedouin Arab citizens in the Negev (hereafter: the spraying), because according to the petitioners this spraying is unlawful and endangers human life and health, and in addition it is dangerous to the lives and health of animals in the vicinity of the spraying.

2.    Petitioners 1-3 live in the area of El-Arakib, south of Rahat and north of Beer-Sheba. The fourth petitioner lives in the area of Wadi Albakar, south-west of Sedeh Boker in the Negev. The fifth petitioner is a human rights organization that is involved in the field of public health. The main occupation of the fifth petitioner is to protect and advance health rights in Israel and the territories. The sixth petitioner is a non-profit organization registered in Israel that focuses on protecting the rights of the residents of unrecognized villages in Israel. The seventh petitioner is an organization of activists, including many academics, who are mainly from the southern part of the country. The eighth petitioner is a company registered in Israel, which seeks to increase awareness of the position of the Bedouin Arab population in the Negev. The ninth petitioner is an organization of activists whose purpose is to achieve equality and peace for everyone. The tenth petitioner is a registered non-profit organization in Israel, which is active in protecting the rights of Bedouin Arab citizens in Israel. The eleventh petitioner is a human rights organization whose main sphere of operations is to document human rights violations in Israel and to educate people to respect human rights. The twelfth petitioner is a registered non-profit organization, whose goal is to increase public awareness of the importance of the right to health. The thirteenth petitioner is a human rights organization whose main activity is to protect the right of the Arab minority in the legal sphere.

The respondents spray agricultural crops of Bedouin Arab citizens in unrecognized villages in the Negev. The spraying is carried out from the air, by means of airplanes, by or on behalf of the Israel Land Administration, in order to clear areas that have been unlawfully entered for the purpose of agricultural cultivation and planting crops.

3.    The petitioners claim that the spraying of the agricultural crops by the respondents is carried out from the air on crops of wheat, barley, corn and watermelons, as well as on people. No warning is given before the spraying occurs. According to them this is a very dangerous act, since the first respondent makes use of a ‘Roundup’ type substance for spraying the agricultural crops; this is a toxic substance and the respondents attach no importance to the disastrous repercussions that may ensue.

This led to the petition before us.

The petitioners’ arguments

4.    According to the petitioners, the Plant Protection Law, 5716-1956, authorizes the Minister of Agriculture to carry out pest control activities for one clear main purpose only, which is the protection of plants and the environment in general. We are speaking of a power and a course of action whose environmental and sanitation objectives are manifest from the language, purpose and normative context of the law. The power in the law is not given in order to achieve any purpose beyond the interest protected by that law, which is the environmental and sanitation interest. Therefore the petitioners argue that the action of the Israel Land Administration is ultra vires and its purpose is a complete violation of constitutional basic rights.

According to the petitioners, not only have the respondents carried out dangerous acts for which they have no authority in statute, but they have also sprayed from the air a substance that is not approved by the competent authority.

According to the petitioners, the respondents’ argument that the spraying is a legitimate act in its enforcement of rights under the laws of protection of ownership and possession under the Land Law, 5729-1969, should not be accepted. This is because s. 18 of the Land Law is not relevant, if only because the spraying carried out by the first respondent is not being done during the thirty days allotted by the law, even on the assumption that the respondent has the right to use force. Moreover, not only is spraying a measure that they are not permitted to use in order to enforce an alleged right, but it is also extremely unreasonable and disproportionate for the alleged purpose, even if it is justified, namely the enforcement of alleged rights in the land. After all, it is not permitted to endanger human beings and their environment solely in order to realize a conflicting property interest.

The petitioners also claim that the spraying being carried out by the first respondent has immediate and long-term negative repercussions on their right to life and their right to health.

The petitioners further claim that the spraying of the agricultural crops of Bedouin Arab citizens in unrecognized villages in the Negev is a blatant violation of the constitutional rights of those persons to dignity. The first respondent or people acting on its behalf are spraying agricultural crops, and in many cases people as well, with a substance that is dangerous and toxic to human beings, animals and the environment. This harmful and dangerous activity of the first respondent is being carried out without prior warning and without explaining the inherent danger in their activity to the persons who are being harmed by it. According to them, the respondents’ airplane looks down on the reality beneath it, but it does not succeed in seeing the small but significant details — neither the presence, nor the toil and certainly not the memory of the population that is being sprayed in the unrecognized villages in the Negev.

The respondents’ arguments

5.    The respondents argue that the State of Israel is confronting a serious problem whereby nomadic Bedouin inhabitants make repeated incursions onto land owned and held by the state in the Negev. According to them, the phenomenon of incursions onto state land in the Negev is characterized in many cases by ploughing and planting during the relevant season, after which the land is abandoned until the harvest season, when the same people return in order to collect the crops that they planted. This means that the act of incursion is expressed in the act of planting, which results in agricultural crops that are growing on land owned by the state. In some cases the incursions are made in order to build illegal sturdy structures, including the building of residential buildings, businesses, various factories or petrol stations, on a scale of thousands of buildings throughout the Negev.

According to the Israel Land Administration Law, 5720-1960, the duty to administer land belonging to the state, the Jewish National Fund and the Development Authority was entrusted to the Israel Land Administration. By virtue of its aforesaid duty, the Israel Land Administration is required to protect the state’s ownership and possession of its land in a way that will allow it to manage the land for various purposes according to objective considerations, in an equal and transparent manner, and in accordance with the objectives that are determined by the Israel Land Council. For this purpose the state acts in order to remove squatters from the land, with the assistance of other authorities. Of these the main one is the ‘Green Patrol’ that operates by virtue of government decision no. 6014 of 22 August 1995 and by virtue of an inter-ministerial agreement that was signed on 5 August 2001 with regard to determining the budget and regulating the activity of the Open Spaces Supervisory Unit (hereafter: ‘the Green Patrol’). The Israel Land Administration is also assisted by the Israel Police.

The supervisory and enforcement powers are given to the Green Patrol by virtue of s. 60(a) of the National Parks, Nature Preserves, National Sites and Memorial Sites Law, 5752-1992.

According to the respondents, in so far as the problem of incursions by means of seasonal planting on state land in the Negev is concerned, there is a need to use active force to realize the powers provided in the law in order to protect the rights of the state as the owner and occupier of the land, including the powers provided in article 2 of chapter 3 (‘Protection of Ownership and Possession’) and chapter 4 (‘Building and Planting on Land Belonging to Others’) of the Land Law, 5729-1969, and the powers provided by law in order to protect army firing ranges against incursions, since all the other possible methods of removing squatters who were cultivating state land without permission, such as signposts, warnings and lawsuits, achieved nothing.

The respondents claim that over the years the Israel Land Administration has tried various methods of realizing the aforesaid powers, including technologies for ploughing up land that has been planted illegally and spraying from the ground, but these have only met with limited success. The scale of the incursions has grown every year and the rate of removing the squatters cannot keep up with this increase. Moreover, the use of these methods resulted in friction between law enforcement officers and the squatters and their supporters, which resulted in physical injuries and damage to property, in addition to a concern that the situation would deteriorate and more widespread disturbances would ensue. For this reason, the operations required large-scale police participation for each eviction operation that took place on the ground. Since we are speaking of many thousands of dunams, carrying out the eviction operations involved considerable difficulties. These circumstances led to a reduction in the scale of the operations, so much so that they were completed stopped during the years 1999-2001. Moreover, the operations made considerable demands upon the Israel Police, which was called upon to deploy considerable manpower to support the eviction operations.

Therefore, in view of the great public interest in protecting the land resources of the state and in view of the problems encountered by the other law enforcement measures in confronting the phenomenon of incursions for the purpose of seasonal agricultural cultivation of its land in the Negev, the respondents decided that in appropriate cases it would also make use of the measure of spraying from the air, when the incursions onto open tracts of state land in the Negev occurred on a large scale.

According to the respondents, the use of the measure of spraying from the air, in order to vacate areas where incursions had occurred for the purpose of agricultural cultivation and planting, only began after the squatters by their conduct in the past caused serious disturbances of the peace, when the state tried to protect its property by other means such as ploughing. In these cases, on more than one occasion the state encountered violent behaviour on the part of the squatters, who resorted to force in order to try and prevent the ploughing operations that were used to remove squatters who were trespassing for the purpose of seasonal cultivation and planting. This violent behaviour led to physical injuries both to the persons carrying out the eviction and those being evicted. Disturbances of the peace led at that time to a complete moratorium on the part of the state in dealing with the phenomenon of incursions onto land in the Negev, because of the fear of violence and a concern that the situation would deteriorate and more widespread disturbances would ensue. As a result, the respondents argue that the state was compelled to search for alternative measures to physical ploughing of the land, by means of which it could protect its ownership of public land without conflicts and danger to human life, and spraying from the air was found to be a suitable alternative measure for this purpose.

The respondents also claim that the results on the ground show the effectiveness and the safety of the measure of spraying from the air in general, and particularly in view to the serious consequences of the other measures available to the state in the circumstances of the case, both in terms of efficiency and in terms of the physical injuries to which the persons concerned are exposed.

According to the respondents, the spraying activities are carried out by and on behalf of the state with authority and according to law, mainly by virtue of provisions of statute that allow owners of land and/or lawful occupiers to take action to evict squatters from it. They further claim that the operations themselves are carried out by a properly licensed operator, who abides strictly by the rules that set out the method of using the spray preparation ‘Roundup’ that it used in these operations.

With regard to the safety of spraying the crops, the respondents claim that the use of the sprays for various agricultural purposes, including for dealing with seasonal crops, is widespread and the ‘Roundup’ preparation that the state uses in the spraying operations is the most common herbicide in Israel and around the world.

According to the respondents, the use of spraying as one of the measures for dealing with the incursions onto the land for the sake of seasonal agricultural cultivation is an essential and necessary measure in the special circumstances of the case that relate to the incursions for the sake of seasonal agricultural cultivations of state land in the Negev.

The respondents further claim that there is no indication at all that the spraying operations from the air that the state has carried out have caused any health hazard at all. According to the respondents, if the petitioners had any proof of any real harm that gives rise to a cause of action in torts, they would undoubtedly have made use of it in an appropriate civil action. The fact that the petitioners have made no use of such an action until now speaks for itself.

The respondents further claim, with regard to the effectiveness of this measure, that experience shows that since the state began to make use of spraying from the air, there has been a real decrease in the scope of the incursions into its land in the Negev. At the same time there has been a decrease in the level of violence involved in the law enforcement operations to evict the petitioners.

Deliberations

6.    Are the spraying operations from the air that are carried out by and on behalf of the state on land that it owns and possesses in the Negev a legitimate tool for contending with the problem of incursions that are carried out by the Bedouin nomads? This is the main question that lies at the heart of this petition.

I will therefore consider this question.

The normative framework

7.    According to the Israel Land Administration, all of the inhabitants of the unrecognized villages are nothing more than trespassers in the area. It follows, according to the Israel Land Administration, that it has the right and duty to contend with this civilian population in order to protect the land.

In this regard, the respondents claim that the law permits several legal measures for dealing with situations of incursions onto land, some of which are common to all persons who own or have possession of land, including the state, and some of which are only available to the state. According to them, with regard to all owners and lawful occupiers of land, the matter is regulated in the Land Law, 5729-1969 (hereafter: the Land Law), in article 2 of chapter 3 (Protection of Ownership and Possession) and in chapter 4 (Building and Planting on Land Belonging to Others), and with regard to state land the matter is also regulated in the Public Land (Eviction of Squatters) Law, 5741-1981 (hereafter: the Public Land (Eviction of Squatters) Law). According to the respondents, as we have said, problems arose as a result of using agricultural methods of removing crops that were unlawfully planted on state land. They therefore wish to reduce the size of the forces and the time required to carry out the operations to evict squatters, and to avoid friction between the forces carrying out evictions and the squatters as much as they can, since in the past this has exacted a price in terms of physical injuries both to the law enforcement authorities and to the local population. Consequently the respondents decided also to make use of spraying from the air in appropriate circumstances.

I cannot accept this argument. Let me explain.

Incursions onto state land are certainly illegal acts that are intended to deprive the state of its right and duty to administer its land in accordance with the criteria and needs determined by the competent authorities. But the way in which the state deals with the phenomenon of these incursions by spraying from the air is not lawful, even though according to the state it observes all the instructions for using the pest control preparation with which the spraying is carried out.

Article 2 of chapter 3 (Protection of Ownership and Possession) and chapter 4 (Building and Planting on Land Belonging to Others’) of the Land Law, 5729-1969, are not relevant in the case before us, since spraying is a measure that cannot be used in order to realize any alleged right of the respondents. Pest control may not be used by anyone as a means of enforcing an alleged right, and this is especially the case when the person claiming a right has no authority to carry out pest control measures. The same applies also to the Public Land (Eviction of Squatters) Law, 5741-1981. Spraying in Israel, whether from the air or from the ground, is carried out in accordance with the Plant Protection Law, 5716-1956 (hereafter: ‘the Plant Protection Law’), solely for environmental and sanitation purposes.

The respondents’ claim — that because of the serious violence that the authorities in charge of protecting state land in the Negev encountered, they decided to carry out spraying operations to remove squatters from state land — should be completely rejected. As long as the respondents have not been given authority in statute to act by means of spraying crops in order to remove squatters, the respondents cannot protect state land and discharge their duties properly by carrying out spraying operations whenever they wish, even if they think that spraying is an effective measure for evicting the squatters.

With regard to carrying out operations to eliminate diseases, s. 2A1 of the Protection of Plants Law provides as follows:

‘Authority to carry out operations to eliminate diseases (amended: 5726, 5730)

2A1. (a) The Minister of Agriculture may carry out operations, throughout the state or in any part of it, in order to eliminate diseases, including the destruction of plants and associated items, whether infected or not infected (hereafter — pest control operations), if he sees a need to do so in order to prevent the spread of diseases, after consulting an advisory committee under section 9 on matters of pest control (hereafter — the pest control committee);

 

(b) If the Minister of Agriculture decides upon pest control operations, the pest control committee shall prepare, itself or by means of others, and approve a plan for carrying out the operations (hereafter — the pest control plan); the details that will be included in the plan, the conditions for implementing it and the ways of publishing it shall be determined in regulations.’

(Emphases supplied).

Moreover, r. 12 of the Plant Protection (Use of Herbicides) Regulations, 5729-1969, provides:

‘Prohibition of spraying from the air

12. Approval will not be given for the spraying of herbicides from the air, if in the opinion of the director [the director of the Plant Protection Department at the Ministry of Agriculture] a crop in the neighbourhood of the field being treated may be harmed.’

It follows that the authority to carry out pest control operations on plants is given to the Minister of Agriculture only and not to the respondents or anyone acting on their behalf. In addition, the specific purposes of the Plant Protection Law and the regulations thereunder concern health, sanitation and the environment, and they are intended to protect the health of human beings and the environment against potential hazards in plants. It is inconceivable that an authority should spray agricultural crops with chemicals in order to enforce its alleged rights in land. It would appear that the purpose for which the spraying is carried out is illegal. In these circumstances I am of the opinion that even though the state has the power to remove squatters from its land, this power does not include the activity of spraying the agricultural crops of the inhabitants of villages in the Negev, and these operations are being carried out ultra vires.

The dangers of spraying

8.    The first respondent is making use of a substance of the ‘Roundup’ type to carry out the spraying of the agricultural crops.

As we have said, the petitioners claim in their petition that the spraying causes irreversible harm, including a risk of causing birth defects and an increased risk of contracting cancer.

In reply the respondents claim, as we have said, that there is no indication that the spraying operations from the air, which the state is carrying out, cause any harm to health at all. According to the respondents, if the petitioners had any evidence of real tangible harm that gives rise to a cause of action in torts, they would have made use of it in an appropriate civil action. According to them, the fact that until now the petitioners have not filed such an action speaks for itself.

The petitioners filed two expert opinions in this court. These set out the serious risks of the spraying that is being carried out by the first respondent. The first opinion is that of Dr Eliahu Richter, a senior lecturer and head of the Environmental and Occupational Health Department at the Hebrew University; the second opinion is that of Dr Ahmad Yazbak, an expert in toxic substances who has a doctorate from the Chemistry Faculty at the Technion Institute in Haifa.

Dr Eliahu Richter sets out in his opinion the risks inherent in the use of a ‘Roundup’ type substance. According to him, we are speaking of risks to fertility, the causing of congenital defects and the danger that the substance is carcinogenic. Dr Richter summarizes in his expert opinion the risks that the ‘Roundup’ substance presents to human beings and the environment by saying the following:

‘Herbicides are unique in that they are the only chemicals whose purpose is to harm living organisms. Literature has shown a true potential for negative toxic effects on health, even if there is uncertainty with regard to the existence and seriousness of the effects of “Roundup,” as it is used, of glyphosate and of the inert substances. The evidence from research shows a risk to fertility as a result of exposure of fathers and mothers in animals and humans. There is a possibility that the substance is carcinogenic. There are testimonies regarding the effects on the ecosystem that harm the quality of the crops.

The criterion for protection should be the protection of the persons most susceptible to risk. Children — both born and unborn — are among those who are exposed to the spraying. Toxicological figures that are based on health risk figures relating to adult humans or adult mammals cannot serve as an index for children or infants that may be exposed in the case under discussion. Children, infants and foetuses develop rapidly, the facial area is greater relative to body weight, the kinetics and absorption ratios are higher per kilogram of body weight, there are no figures in epidemiological literature with regard to the effects of exposure in childhood for human beings since these risks have not been researched. These risks have not been researched because exposure of this kind is not supposed to happen.
The dispersion of herbicides or insecticides when spraying from the air near inhabited settlements is dangerous and should be stopped. A preliminary warning that may or may not take place is not a reason to disregard this finding since there is a possibility of exposure to residues after the spraying. Ground spraying with a machine may also cause dispersion, but not to such great distances as spraying from the air. Spraying from the air, depending on the height at which it is dispersed, the quantity, size of the particles and the method of spraying may result in dispersion over distances of several kilometres.

Without solid testimony that there is no risk, spraying herbicides from the air is clearly an immoral stratagem of human testing, where the subjects of the test, i.e., the inhabitants including children who are exposed to the spraying, are participating against their will.’

Dr Ahmad Yazbak states in his opinion that the dangers of the ‘Roundup’ substance include eye and skin irritations, more frequent abortions, nausea, breathing difficulties and more. The following is what Dr Yazbak says with regard to toxicity:

‘Toxicity

Several tests with glyphosate have shown acute toxic effects such as eye and skin irritation as well as effects on the circulatory system. Tests made upon rats resulted in LD50 values at 4,320 mg/kg bodyweight…

Surfactants often have more toxic effects then the glyphosate itself…

Skin and eye irritations are the most common symptoms. Table 1 shows a summary of chemicals used as surfactants in Roundup and other herbicides. The information about their toxic effect is obtained from tests made on animals.’

In reply the respondents argue that the use of crop sprays is done on an everyday basis throughout Israel for various agricultural needs, including for dealing with seasonal crops. The respondents supported this argument with an opinion of Prof. Gary Winston, the chief toxicologist of the Department of Environmental Health at the Ministry of Health. According to the opinion, the spraying operations that are carried out by the state do not present any health danger to human beings. Prof. Winston’s opinion relates to glyphosate, which is the active substance in the herbicides that the respondents claim were used for the spraying. Prof. Winston says in his opinion that of all the herbicide preparations, glyphosate is the most commonly used active substance in the world. In his opinion, Prof. Winston reviews various research that was carried out with regard to the effects of glyphosate on the skin, the risk of contracting a cancerous disease and the creation of congenital defects, and he shows that the effect of glyphosate on the skin is no greater than the effect of domestic cleaning substances and also that there is no connection between glyphosate and cancer. Prof. Winston also claims that various research works that have been carried out show that glyphosate has no mutagenic effect; in other words, it does not harm DNA.

I think that there is no need to make a decision with regard to the different opinions, since it would appear that the danger presented by the substance ‘Roundup’ to human beings and the environment can be seen from the user instructions and warnings that appear on the spray container itself, where it is stated that whoever uses that substance should take great care not to come into any contact with it. Moreover, the user instructions on ‘Roundup’ specifically state that this substance should not be used for spraying over fish tanks. The following are the user instructions and warnings that appear on the one litre container of the substance:

‘Warnings: Roundup may irritate the skin and eyes. The substance is dangerous to fish. Do not spray into fish tanks.

Precautions: All the precautions that are customary when using pest control preparations should be adopted. When dealing with the concentrated preparation, wear gloves and do not breathe in the fumes from the preparation. When spraying, wear clothes that cover all parts of the body. Do not eat and do not smoke when using the preparation. After spraying, wash all the parts of the body that came into contract with the substance with water and soap. Do not feed animals or enter a sprayed area within seven days of the spraying.’

The precautions on the one litre container of the spray substance Roundup go on to say:

‘User instructions:

Warning: Roundup attacks metals apart from stainless steel. Use only spraying devices that have canisters made of synthetic materials or stainless steel. Do not allow the spray or mist to come into contact with foliage and fruits of cultivated plants and tree trunks that do not yet have bark and all beneficial plants, fish tanks and water sources…’

The instructions on the Roundup spray container also say expressly that it is a toxic and dangerous substance: ‘Toxicity level IV — dangerous.’

In reply, the respondents argue that the relevant label for the Roundup preparation is the label that is approved for the 20 litre container, and not the label that was approved for the 1 litre container as claimed by the petitioners. According to the respondents, a reading of the label on the 20 litre container shows that, contrary to the representation made by the petitioners, the preparation is classified with the lowest toxicity level of a pesticide preparation and that the Roundup preparation, when it is in a 20 litre container, is also intended for spraying from the air. According to them, the label on the 20 litre containers includes various instructions concerning the volume of the spray that should be used when spraying from the air and the conditions of the area and the spraying where it is done from the air.

It seems to me, however, that the user instructions and warnings on the 20 litre container of Roundup are similar to the user instructions and warnings on the 1 litre container. The following are the instructions and warnings that appear on the 20 litre container:

‘All the precautions that are customary when using pest control preparations should be adopted:

When dealing with the concentrated preparation, wear gloves and protective goggles. Do not breathe in the fumes from the preparation.

Roundup may irritate the skin and eyes. When spraying wear clothes that cover all parts of the body.

Do not eat and do not smoke when using the preparation.

After spraying, wash all the parts of the body that came into contract with the substance with water and soap…

The substance is dangerous to fish. Do not spray into fish tanks.

Do not feed animals or enter a sprayed area within seven days of the spraying.

In the event of contact with skin, wash well with water. In the event that some substance was splashed into the eyes, rinse for 15 minutes with flowing water and have a medical check.’

In these circumstances it seems to me that it can be said that the risks of the Roundup spray substance can be seen from the user instructions and the warnings that appear on the preparation itself.

The respondents also point out that spraying from the air with the Typhoon preparation has not been permitted, but in view of the chemical composition of Typhoon, which they claim is based, like Roundup, on the active substance glyphosate, it is reasonable to assume that there would be no difficulty from a health perspective in obtaining its approval for spraying from the air. Therefore the Israel Land Administration says that from now on, in future contracts if there are any, it will take care to ensure that spraying from the air will be done only with preparations that have been approved for this purpose by the Ministry of Agriculture.

So far we have seen that not only have the respondents carried out spraying operations for which they have no authority in statute, but they even sprayed from the air a spray substance that was not approved by the competent authority, the Ministry of Agriculture.

9.    It should be pointed out that the United Nations Committee on Economic, Social and Cultural Rights, which addresses matters relating to the International Covenant on Economic, Social and Cultural Rights of 1966, determined in 1998 with regard to the inhabitants of the unrecognized villages that the spraying of the agricultural crops of those inhabitants deprived them of basic rights, including the right to health. On 4 December 1998 the committee determined the following:

‘28. The Committee expresses its grave concern about the situation of the Bedouin Palestinians settled in Israel. The number of Bedouins living below the poverty line, their living and housing conditions, their levels of malnutrition, unemployment and infant mortality are all significantly higher than the national averages. They have no access to water, electricity and sanitation and are subjected on a regular basis to land confiscations, house demolitions, fines for building “illegally,” destruction of agricultural fields and trees, and systematic harassment and persecution by the Green Patrol. The Committee notes in particular that the Government’s policy of settling Bedouins in seven “townships” has caused high levels of unemployment and loss of livelihood.’

Similar remarks were determined by the United Nations Committee on Economic Social and Cultural Rights on 23 May 2003:

‘27. The Committee continues to be concerned about the situation of Bedouins residing in Israel, and in particular those living in villages that are still unrecognized… the quality of living and housing conditions of the Bedouins continue to be significantly lower, with limited or no access to water, electricity and sanitation.

Moreover, Bedouins continue to be subjected on a regular basis to land confiscations, house demolitions, fines for building “illegally,” destruction of agricultural crops, fields and trees, and systematic harassment and persecution by the Green Patrol, in order to force them to resettle in “townships”.’

In the circumstances of our case, I have been persuaded that the Israel Land Administration is carrying out the spraying operations without having been given any authority in law, even if these operations are in its opinion effective in removing squatters from state land. The fact that there is a concern that these operations may cause harm to human life and health in the area being sprayed exacerbates the position.

10. In conclusion, and for all of the aforesaid reasons, I shall propose to my colleagues that the petition should be granted and the order nisi should be made absolute.

Moreover, in the circumstances of the case I shall propose to my colleagues that the respondents should be ordered to pay the petitioners legal fees in a sum of NIS 20,000.

 

 

Justice E. Arbel

1.    Between the years 2002-2004 the state made use of the measure of spraying from the air in order to remove agricultural crops

belcen E. Arbel, S. JoubranCabdwhere he said:is vein in CA 285/73ge whatever its source' 485/60 ute liability which Prof. I. Enthat were planted unlawfully on state land in the Negev by citizens of the state who are Bedouin nomads. The use of this measure was stopped in 2005 after this court made an order nisi that the state should not continue using this measure until we decided the petition that was filed in this matter.

2.    At the heart of the petition lies the question whether the state is entitled to carry out spraying from the air on agricultural crops as a means of dealing with the phenomenon of Bedouin incursions onto land that the state claims is owned by it.

The issue is very difficult. The decision in it requires a balance between conflicting values and interests, which is complex. On the one hand, we have the property interest of the state and its rights as the owner of land to protect the land and to prevent incursions onto it. This right is in fact also a duty — the duty of the state as a public trustee to administer the use of its land in a deliberate and logical manner and in accordance with the criteria and needs that were determined by the competent authorities. In addition to this interest, and of no less importance, we have the right and duty of the state not to give in to acts of lawlessness and violations of the rule of law, which are expressed in our case both in the phenomenon of the incursions themselves and also in the violent responses to the attempts to remove the squatters from the land. On the other hand we have the various rights of the Bedouin squatters, as citizens of the state, including their right to fair and proper treatment by the state authorities and preservation of their dignity, lives and health.

3.    My colleague, Justice Joubran, reached the conclusion that the spraying operations that were carried out by the state were done ultra vires, because the state’s authority to evict squatters from its land does not include a power to spray the agricultural crops of the Bedouin inhabitants in the Negev, and because use was made of a spray substance that was not approved by the competent authority, the Ministry of Agriculture. My colleague is also of the opinion that in view of the danger presented by the spray substance that the state used, which can be seen from the user instructions and the warnings that appear on the spray substance container, there is a concern that the aforesaid spraying operations may cause damage to human life and health in the vicinity of the area being sprayed. In view of this, my colleague is of the opinion that the petition should be granted and the order nisi should be made absolute.

4.    After lengthy and strenuous consideration, I too have reached the conclusion that my colleague reached, and I too am of the opinion that the petition should be granted and an absolute order should be made against the aforesaid spraying operations that are being carried out by the state. But I have reached this result by means of a different path from that of my colleague. Because of the complexity and importance of the issue that is before us, I too shall address the matter.

The background to the petition

5.    For many years there has been a dispute between the Bedouin population and the state authorities over the question of the ownership of extensive tracts of land in the Negev. We are not required to decide this dispute in the current petition. We are only concerned with one of the indirect consequences of it, namely the state’s decision to make use of the measure of spraying a pest control substance from the air in order to deal with incursions carried out by the Bedouin citizens by way of sowing and planting agricultural crops on land that the state claims belongs to it. It should be remembered that the petitioners’ position on this issue is that this is not land that belongs to the state, but land that is undergoing land settlement proceedings in which the question of ownership has not yet been decided.

6.    In response to the petition, the respondents describe in detail the situation that led to the decision to make use of the measure of spraying from the air in order to stop the incursions. I will state the matter in brief. According to the respondents, every year the state authorities, and mainly the first respondent, the Israel Land Administration, which has been given the responsibility of administering state land, are compelled to deal with a phenomenon of repeated incursions onto extensive tracts of land owned by the state in the Negev. One of the expressions of this phenomenon takes the form of incursions that are made by means of seasonal agricultural cultivation of state land. In some cases, the respondents point out, we are speaking of land that has been leased by the state to other Bedouin citizens who have been expelled by those squatters, and in some cases we are speaking of state land that has been declared army firing ranges.

In view of the clear public interest in preserving the limited land resources of the State of Israel, the state carries out operations to remove the squatters, by using all the legal measures available to it. With regard to those incursions that are made by means of seasonal agricultural cultivation of the land, since the act of squatting is reflected in the procedure of sowing and planting the agricultural crops, the incursion is dealt with by means of removing those crops, and the state acts in order to realize this purpose.

7.    In their reply the respondents made it clear that originally, until 1998, the agricultural incursions were dealt with from the land itself, by using agrotechnological methods, and especially tractors, that ploughed the cultivated land and thus removed the crops. According to the respondents, this measure proved to be ineffective: the scope of the incursions increased each year and the rate of removing the crops did not succeed in keeping up with the incursions. Moreover, another significant difficulty arose in the use of agrotechnological methods. Ever since 1995 the authorities who were involved in dealing with the incursions were required to contend with intense and violent opposition to the clearing of the land, which was accompanied by attacks on the forces carrying out the eviction, and on more than one occasion resulted in eviction operations being stopped before they were completed. Despite this, the eviction operations continued, albeit on a smaller scale. In 1998, the respondents claim that there was a serious deterioration in the violence towards the persons working for the authorities in removing the agricultural crops. Thus, for example, in one case before a planned eviction operation was begun on a parcel where there had been an incursion, groups of inhabitants gathered around that parcel and within a short time they began to act violently against the eviction forces by throwing stones and using private cars to trample policemen. These violent phenomena resulted in personal injuries both to the eviction forces and to the inhabitants, and because of a concern as to the safety and health of both parties, the authorities were compelled to stop the aforesaid eviction operations.

In view of the serious situation that had arisen on the ground, a reassessment was made with regard to the appropriate methods of removing squatters from state lands. Until a solution was found, because of the concern that violent incidents would reoccur, no activity was carried out in the years 1999-2001 in order to stop the agricultural incursions. As a result of the cessation of activity the scale of the incursions during that period increased significantly.

Eventually, because of the problems that arose in using the agrotechnological measures to deal with the incursions, because of a desire to reduce the size of the forces and the time required in order to carry out the eviction operations, and in order to avoid in so far as possible any friction between the forces carrying out the evictions and the inhabitants, as well as any injuries or fatalities, it was found that in the appropriate cases, i.e., with regard to large scale incursions that were at a safe distance from inhabited areas, the procedure of spraying from the air might be a proper alternative measure for protecting the state’s ownership of the land. As we have said, this is the measure that is under scrutiny in this petition.

8.    Now that I have presented the background, I will turn to examine the main issues that arise in the petition. The order that I shall address these is as follows: I shall begin by examining the provisions of statute relevant to the matter and the question whether the spraying operations carried out by the state were done intra vires. After that I shall consider the question whether these operations involve a violation of any basic rights of the Bedouin citizens. Finally I shall examine the question whether this violation was constitutional.

The normative framework — the question of authority

9.    It is a basic rule of administrative law and our legal system that administrative authorities may not act without being authorized to do so in statute or in accordance with statute. Administrative authorities only exist by virtue of statute and they have no right or authority unless it is provided in statute. Therefore every administrative act that is carried out by an authority should have direct or indirect, express or implied authorization in statute (I. Zamir, Administrative Authority (vol. 1, 1996), at pp. 49-54; B. Bracha, Administrative Law (vol. 1, 1997), at p. 35; B. Bracha, ‘Constitutional Human Rights and Administrative Law,’ Izhak Zamir Book — On Law, Government and Society (Y. Dotan and A. Bendor, eds., 2005) 161, at p. 167; HCJ 36/51 Het v. Haifa Municipal Council [1], at p. 1557).

10. The petitioners’ position is that the spraying operations were carried out by the state ultra vires. They argue that under the Plant Protection Law, 5716-1956 (hereafter: the Plant Protection Law), the authority to carry out pest control operations on plants is given to the Minister of Agriculture and not to the first respondent or anyone acting on its behalf, and it is given for health, sanitation and environmental purposes only. In other words, the power is given solely in order to protect the health of human beings and the environment against potential hazards from the plants themselves. Since this is the only law that regulates the use of herbicides, they claim that no use may be made of this measure for any purpose other than the purposes that underlie the power, including for enforcing the alleged right of the state in the land. According to them, the lack of authority to carry out the spraying operations also derives from r. 12 of the Plant Protection (Use of Herbicides) Regulations, 5729-1969 (hereafter: the Plant Protection Regulations), according to which no approval may be given for spraying herbicides from the air where it may harm crops near the field being treated, as in our case. The petitioners also claim that in the spraying operations the first respondent is committing the criminal offences set out in ss. 336 and 452 of the Penal Law, 5737-1977, which concern the use of a dangerous poison and deliberate damage.

11. The respondents claim in reply that the source of authority for carrying out the aforesaid spraying operations is not in the Plant Protection Law but in the provisions of law that permit the owner of land or someone who has lawful possession thereof to take action to remove an incursion onto his property. In particular the respondents mention the provisions set out in chapter 3 (article 2) and chapter 4 of the Land Law, 5729-1969 (hereafter: the Land Law) and the provisions set out in the Public Land (Eviction of Squatters) Law, 5741-1981 (hereafter: the Public Law (Eviction of Squatters) Law). With regard to land that is used as firing ranges, it is argued that the state has power to remove squatters under the Emergency Defence Regulations, 1945, by virtue of which the areas were declared closed military zones.

12. I will at once say that on this issue, unlike my colleague, I agree with the respondents’ position. Israeli legislation gives a landowner and someone who has lawful possession of land various legal tools to contend with an incursion onto the land. Some of the tools apply equally to all owners or persons who have lawful possession of land, including the state, and some apply only to the state. In our case the relevant provisions are those that permit the state, as the owner of land and by virtue of its lawful possession of the land, to act to enforce the law itself in order to contend with incursions onto its land. I shall review the relevant provisions in brief.

The arrangements in the Land Law

13. According to s. 18(b) of the Land Law, a person who has lawful possession of land may exercise reasonable force in order to expel a person who has entered the land unlawfully, on condition that the action is carried out within thirty days of the date of the incursion. On the considerations underlying this permission, Justice Procaccia said the following:

‘Although the Land Law clearly prefers a resolution of disputes by legal means, it recognizes the need, within narrow limits, to strike a proper balance between the recognition of a person’s natural need to take action himself to prevent interference by others to his property and the general public interest of limiting the use of force as much as possible in order to protect public safety. This balance characterizes the fact that the law recognizes a person’s human needs, which include the need to react naturally and immediately to a loss of possession of a property that occurs very soon after the act of interference. But this is countered by the recognition that resorting to self-help can be done in very limited cases only’ (LCA 4311/00 State of Israel v. Ben-Simhon [2], at p. 839).

The permission to adopt the measure of resorting to self-help to expel a squatter under s. 18 is limited to someone who actually had lawful possession of the land and was deprived of possession. Someone who has unlawful possession of land and someone who is entitled to possession of land but has not had actual possession of it may not resort to self-help under the section in order to take back possession; he needs to apply to the courts to obtain relief (State of Israel v. Ben-Simhon [2], ibid.). In addition, the use of this measure is limited to a situation where the fact of the incursion has a high degree of certainty, and it is only intended to allow a response to a ‘recent incursion,’ which is an incursion that took place no more than thirty days before the action is carried out (see for example HCJ 477/81 Ben-Yisrael v. Chief Commissioner of Police [3], at p. 353; State of Israel v. Ben-Simhon [2], at pp. 839, 846-848). As we have said, the permission to use force is limited to reasonable force only.

14. Whereas s. 18 relates to a situation in which ‘a person occupies land unlawfully,’ the Land Law recognizes that an unlawful incursion onto land may also be carried out by way of building or planting on someone else’s property. In this situation, s. 21 of the Land Law gives the landowner — whether he actually has possession of the land or not — the possibility of choosing between leaving the fixtures in place or removing them. If the landowner chooses to remove the fixtures, he is entitled to demand that the person who built them unlawfully should remove them from the land and return the land to its original state, and if that person does not do this within a reasonable time, the landowner may remove them himself, at the expense of the person who built them. We can therefore see that this section also gives the landowner permission to resort to self-help to protect his right in the land, without applying to the law courts to receive relief (Y. Weisman, Property Law (General Part) (1993), at pp. 157-158; according to Prof. Weisman, we are speaking of resorting to self-help in two respects: the first derives from the ability to remove the fixtures, and the second derives from the ability to recover the expenses of the removal by realizing the removed fixtures; see also M. Deutch, ‘The Law of Building and Planting on the Land of Others according to the New Civil Codex,’ Land D/2 17 (March 2005), at p. 19). It should also be noted that the right of the landowner to make the aforesaid choice is limited, according to s. 22 of the law, to a period of six months from the date on which he receives a written demand from the builder to choose one of the alternatives. Should the landowner not expressly choose one of the options, he is regarded as having chosen to keep the fixtures, and therefore he can no longer demand that the builder should remove them (see Weisman, Property Law (General Part), at p. 159).

The arrangement in the Public Land (Eviction of Squatters) Law

15. The permission in s. 18(b) of the Land Law to resort to self-help is given, as we have said, to every person who has lawful possession of land, whereas the permission to resort to self-help under s. 21 of the Land Law is given to every landowner. The state, as a landowner and as a lawful occupier of land, may exercise these powers like any private individual. Notwithstanding, the widespread phenomenon of seizing possession of public land has led over the years to the development of an approach that regards the general arrangements that we have described for removing squatters as insufficient where public land is concerned. The inability of the general law to deal with the realistic needs concerning public land are reflected in two main ways: first, in many open areas that are owned by the state, the state does not realize its right of ownership by actually taking possession of the land, and therefore it is not entitled to resort to self-help under s. 18 of the Land Law. Second, when we are speaking of public land, a long period of time may sometimes pass between the date of the incursion and the date on which the fact of the incursion becomes known to the landowner, and therefore in this respect also it is difficult with regard to public land to satisfy the requirement in s. 18 of the Land Law that the eviction operation should be a response to a ‘recent incursion’ (State of Israel v. Ben-Simhon [2], at pp. 841-842; see also the explanatory notes to the draft Public Land (Eviction of Squatters) Law, 5741-1980, Draft Laws 1484, 20; Weisman, Property Law (General Part), at pp. 270-271). The Public Land (Eviction of Squatters) Law, which was enacted in 1981, is designed to contend with these problems. It applies to Israel land as defined in the Basic Law: Israel Land, and to the land of local authorities:

‘… Special administrative needs that derive from the extent and location of state land and the need to protect it from incursions and thereby to protect an important public interest are what dictated the need for a significant broadening of the ability to act to remove squatters without going through the courts. It may be assumed that these measures were also needed in order to give the state an effective means of acting against mass incursions of large groups of people, without which it would be necessary to file individual legal actions against each member of the group, something that it would be very difficult to do. The protection of public land against incursions of trespassers and giving the public authority an effective means of dealing with this phenomenon are what led to the enactment of the law and giving the powers to issue evictions orders thereunder’ (State of Israel v. Ben-Simhon [2], at p. 842).

16. The Public Land (Eviction of Squatters) Law significantly extended the right of the state to protect its land by resorting to self-help (State of Israel v. Ben-Simhon [2], at p. 840). Originally the law gave the competent authority the power to make an eviction order against a squatter, which demanded that the squatter should remove himself from the public land and vacate it, and the status of this order was similar to the status of a judgment which can be implemented by means of the Enforcement Office authorities. But as the years passed, it transpired that even this power was insufficient. The enforcement authorities encountered significant difficulties in contending with the problem of incursions onto public land, and once again it was necessary to change the existing legislation in order to give the authorities improved tools for dealing with incursions and squatters (the explanatory notes to the draft Public Land (Eviction of Squatters) Law (Amendment), 5763-2002, Government Draft Laws 14, 169). Ultimately this need led in 2005 to a wide-ranging amendment of the Public Land (Eviction of Squatters) Law, which included, inter alia, the following changes:

First, the provision in the law that provided that an order made under the law had the same status as a judgment of a court was repealed. Instead s. 5(a) of the law now provides that should the date for the eviction or for vacating the land provided in the order pass and its provisions are not implemented by the occupier, the director is competent to instruct the supervisor to carry out the order, provided that more than sixty days have not passed from the date stipulated in the order for the eviction or for vacating the land. The instruction to carry out the order is conditional upon approval from the director of the supervision department at the Israel Land Administration, in the case of Israel Land, and upon the approval of the legal adviser of the local authority in the case of land belonging to that authority. Section 5(c) is particularly relevant to our case; it provides that in order to carry out the order the supervisor may enter the public land to which the order applies, remove from it any property and persons and take all the steps required to ensure the implementation and performance of the order. When necessary, the supervisor may even use reasonable force and receive appropriate help from the police for this purpose.

Second, the times within which the directors under the law are entitled to issue an order for an eviction and for vacating public land were extended. Whereas in the past the director was entitled to issue an order within three months of the date on which it became clear to him that the occupation was unlawful, and no later than twelve months from the date on which the land became occupied, under s. 4(a) of the law as it now stands the director may make such an order within six months from the date on which it became clear to him that the occupation was unlawful, and no later than thirty-six months from the date on which the land became occupied.

Third, a definition of the term ‘vacating public land’ was added to the law; this clarifies that the term includes vacating the land ‘of every person, movable property, animals, everything built and planted on it, and everything else that is permanently affixed to it’ (s. 1 of the law; on the Public Land (Eviction of Squatters) Law before and after the amendment, see A. Caine, ‘The Public Land (Eviction of Squatters) Law — Between Resorting to Self-Help and Administrative Enforcement,’ Land D/5 24 (September 2005)). The measures available to the competent authority for the purpose of removing fixtures from public land were also given greater detail and clarification in the Public Land (Eviction of Squatters) (Implementation of Order) Regulations, 5765-2005, which were enacted in the same year by the Minister of Justice at that time by virtue of her authority under s. 5(e) of the Public Land (Eviction of Squatters) Law. Regulation 4(a) of these regulations provides, with regard to fixtures that are found on the land when implementing the order that was made or at a later date, if they are not removed by the occupier in accordance with the order, that the supervisor may ‘remove them, destroy them, uproot them or do any other act in order to return the land, in so far as possible, to its original state prior to the occupation.’ It need not be said that ‘fixtures’ in this context also include plants or other agricultural crops that were sown or planted on the land.

17. As we have said, in this petition we are concerned with incursions onto land that are carried out by sowing and planting agricultural crops on land that the state claims belongs to it. The first question that we are called upon to decide is whether the measure of spraying the crops from the air, which was adopted by the state in order to remove the crops, was done intra vires. In order to answer this question, we need to determine whether the powers given to the state in order to prevent incursions onto its land, which derive from the provisions of statute that we have described, also include a power to carry out spraying from the air.

An examination of the relevant provisions of statute (ss. 18 and 21 of the Land Law and the aforesaid sections of the Public Land (Eviction of Squatters) Law) shows that the power to remove squatters is described by using various terms that all have the same meaning: according to s. 18 of the Land Law, the lawful occupier may ‘expel’ from land anyone who has seized possession of it; according to s. 21 of the Land Law the owner of the land may ‘remove’ from land any building or planting that was done unlawfully; and according to s. 5 of the Public Land (Eviction of Squatters) Law and the regulations enacted thereunder the competent authority is entitled to clear public land of fixtures, including plants, by destroying or uprooting them or by doing any other act in order to return the land to its original state. The authority is also entitled under this law to take all the steps that are required in order to ensure the implementation and performance of the order to remove the incursion. These provisions contain no express mention of the possibility of removing or evicting an incursion that was carried out by way of sowing or planting agricultural crops by destroying them by spraying them from the air. Should we infer from this that the aforesaid spraying operations were done ultra vires? I think not.

The question whether, when exercising a power granted to it by statute, an authority may make use of one measure or another, like the question whether a statute gives an authority a power that is not mentioned expressly therein, is mainly a question of interpretation of the statute (cf. Zamir, Administrative Authority, supra, at p. 256). This interpretation, like any interpretation, begins with the language of the law, continues with its purpose and ends — when applying the purpose to the text raises more than one interpretive possibility — with judicial discretion (A. Barak, Legal Interpretation (vol. 2, ‘Statutory Interpretation,’ 1993), at pp. 79-81). As a rule, it is obviously desirable that the powers of the administrative authority should be determined in statute expressly and specifically. But on some occasions the power of the authority is defined in relatively general terms or without the statute expressly stating the possible ways of exercising it. This kind of drafting is intended to allow the administrative authority to exercise its functions effectively (cf. Zamir, Administrative Authority, supra, at p. 257). It gives it the possibility of examining and assessing various courses of action and exercising its discretion in choosing the most appropriate one. Often the choice of a certain course of action is a result of changes in the realities and the development of needs that were not originally foreseen by the legislature. Sometimes it is a result of the conclusion that a certain measure that was adopted in the past has not realized its purpose as hoped and therefore it is necessary to adopt another measure in its stead.

18. In LCrimA 5584/03 Pinto v. Haifa Municipality [4] the court considered a question somewhat similar to the one before us. That case concerned a couple who carried out building works, without a permit, to take advantage of a storage area that was situated under their apartment. In response to these building works the chairman of the Local Planning and Building Committee made an administrative demolition order with regard to what had been built. In an application for leave to appeal that was filed by the couple, this court considered whether, in view of the fact that the chairman of the committee was competent to order the demolition, dismantling or removal of a structure that was built unlawfully, was he also entitled to order the performance of these operations by way of building (for example, by sealing up an entrance that had been made in a wall illegally), where this was required in view of the character of the illegal building. In order to decide this question, the court was required to interpret the provisions of s. 238A of the Planning and Building Law, 5725-1965, by virtue of which the demolition order was made. It was held (per Justice M. Cheshin) that the chairman of the committee was competent to make an administrative order that the building should be returned to its original state both by means of demolition — according to the narrow meaning of the concept — and by means of building. In examining the language of the statute Justice Cheshin said the following:

‘In everyday language, the words demolish, dismantle and remove have the meaning that the applicants claim, namely a meaning of destruction and demolition. But there are two main reasons for rejecting the applicants’ claim that the scope of these concepts should be limited in this context solely to destruction and demolition. First, these verbs are intended to describe the final result of an order of the competent authority, i.e., that the unlawful building will be destroyed, dismantled or removed, but the aforesaid verbs do not exhaust the spectrum of actions that can be carried out in order to arrive at the intended result. The concern of the law is that at the end of the process the illegal building will disappear as if it had never happened, and this is the result that the legislature ordered. The law is not concerned with the manner of the demolition’ (Pinto v. Haifa Municipality [4], at p. 584).

I am of the opinion that this approach is also correct in our case. As we have said, the relevant provisions of the statute speak in relatively general terms and do not expressly and unambiguously define the courses of action that the landowner is entitled to adopt in order to exercise his authority. Notwithstanding, an examination of the language and purpose of the provisions of the statute shows, in my opinion, that the legislation did not intend specifically to rule out the possibility of spraying. As in Pinto v. Haifa Municipality [4], so too in our case the provisions of statute are directed towards describing the final result of the operation, i.e., the removal of the incursion, and not necessarily the variety of operations that may be carried out to arrive at this result. The purpose of the provisions of the statute is to give the landowner or the lawful occupier of the land an effective means of contending with the incursion onto his property, which will allow him to frustrate the incursion and to return the land to its original state, subject to the restrictions of the statute that are intended to ensure that this measure is adopted only in the appropriate cases. Even though spraying is not mentioned in the statute expressly, I am of the opinion that as a part of the state’s power to remove and evict incursions onto its land, which includes the power to demolish and uproot fixtures that were attached to it, it may also destroy crops that were sown or planted on it unlawfully by way of spraying from the air, provided that this is done strictly in accordance with the procedures that are required by the use of this measure.

19. It should be emphasized, as we will make clear below, that in my opinion there can be no real dispute that the use of pesticides may involve risks, and for this reason it requires clear instructions and significant and satisfactory supervision. We can also not ignore the fact that originally this measure was intended for purposes other than the ones for which the first respondent made use of it. But I do not think that the fact that the Plant Protection Law gives the Minister of Agriculture power to carry out pest control operations to prevent the spread of diseases in plants completely rules out the possibility that this measure may also be used for other purposes by other authorities — subject, as we have said, to compliance with the conditions required by the actual use of pesticides. An interpretation of the kind that the petitioners proposed is also not supported by the explanatory notes to the draft Plant Protection Law (Amendment), 5726-1965, which introduced the power of the Minister of Agriculture to carry out operations to destroy diseases in plants (see the explanatory noted to the draft Plant Protection Law (Amendment), 5726-1965, Government Draft Laws 678, 63). We should also point out that r. 12 of the Plant Protection Regulations, on which the petitioners relied in support of their claim that the spraying operations were carried out unlawfully, is totally irrelevant to our case, since the pesticide that the first respondent used (Roundup) does not appear on the list of herbicides to which the regulations apply and for which spraying from the air is a use that requires approval under r. 5 (see also r. 1 of the Plant Protection Regulations, which lists the preparations that are considered ‘herbicides’).

20. In summary of what we have said so far, on the first question that we are required to decide — the question of the actual authority of the first respondent to carry out spraying operations from the air to destroy agricultural crops that were sown or planted on state land unlawfully — I have not found that the operations were carried out ultra vires. According to my approach, the first respondent and those acting on its behalf had the authority to carry out these operations, and this is enshrined in the provisions of statute that were described, and especially in the arrangement provided in the Public Land (Eviction of Squatters) Law and the regulations enacted thereunder. Since this is my conclusion, I shall turn to consider the question whether — as the petitioners allege — these operations involve a violation of human rights.

The question of whether there is a violation of basic rights

21. According to the petitioners, even if it is possible to say that the first respondent was authorized to carry out the spraying operations, the use of this measure should not be permitted because of the risk that it presents to human beings and animals that are exposed to the spray substance. According to them, spraying the Roundup substance, which the state used, involves a real risk to human beings who are exposed to the spraying: it is alleged that on an immediate basis the spraying causes increased tension, skin and eye irritations, breathing difficulties, dizziness, nausea and fainting. In the long term the spray substance may cause congenital deformities in children whose parents were exposed to the spray substance, fertility problems, miscarriages and an increased likelihood of contracting cancer. In addition, the spray is also dangerous to animals that are exposed to it, and these constitute a significant part of the food and livelihood resources for the citizens whose crops are being sprayed. According to the petitioners, even though the spraying is directed at agricultural crops, in many cases human beings are sprayed as well, without any prior warning, without any explanation as to the danger involved in exposure to the spray substance and without the relevant authorities having examined the repercussions of spraying human beings. According to the petitioners, the impression that this gives is that the respondents do not regard the Bedouin citizens as entitled to minimal human treatment, and the message that this conveys is degrading, humiliating and violates their dignity. In view of all this, the petitioners argue that the spraying operations clearly violate the constitutional rights of the Bedouin citizens to life, dignity and health, and this violation does not satisfy the conditions of the limitations clause prescribed in s. 8 of the Basic Law: Human Dignity and Liberty. It is an extremely unreasonable and disproportionate act and therefore the state should not, in their opinion, be allowed to use it.

22.  The respondents reject the petitioners’ position utterly and argue that there is no basis for their contention that the spraying operations endanger the life and health of human beings and animals in the sprayed area. First, the respondents emphasize that the spraying operations are not directed at human beings, but against incursions that are carried out by way of agricultural cultivation of land. The sole purpose of the spraying is to cause the plants and seedlings on the land where the incursions have taken place to wither, and the spraying is carried out solely on land where incursions have taken place on a large scale and the land is at a sufficient distance from residential areas. Second, the respondents claim that according to the opinion of the chief toxicologist of the Ministry of Health, the spraying operations that are carried out by the state do not give rise to any health danger to human beings at all and there is no indication that any harm to health has been caused as a result. The proof of this, according to the respondents, is that since the use of this measure began, no legal proceeding has been filed in which it is alleged that there has been any medical injury or loss of health as a result of the spraying, and therefore there is no judicial finding to this effect. In addition, the respondents say that spraying agricultural crops from the air is done throughout Israel on a regular basis, and they claim in particular that the Roundup substance that was used is the most commonly used herbicide in the world. In view of all this, the respondents’ position is that the spraying operations from the air do not violate any human rights of the Bedouin citizens.

23. Examining the question whether the spraying operations are capable of violating any rights of the Bedouin citizens in the Negev requires us first to consider the question whether these operations involve any risk. With regard to this question the parties presented us with three professional opinions. The petitioner submitted an opinion of Dr Eliahu Richter, the head of the Environmental and Occupational Health Department at the School of Public Health and Community Medicine at the Hebrew University, and an opinion of Dr Ahmad Yazbak, who has a doctorate from the Chemistry Faculty at the Technion Institute in Haifa and is an expert in toxic substances. In both of these opinions it is alleged that the spraying that was carried out involves a significant risk to the health of human beings who are exposed to it. In addition to this, the petitioners rely on the user instructions and the warnings that appear on the spray substance container, which also indicate the risk presented by the substance. The respondents, on the other hand, filed the opinion of the chief toxicologist of the Ministry of Health (the Department of Environmental Health), Prof. Gary Winston, who is of the opinion that there is no merit to the claim of any health risk to human beings that is involved in the spraying as it was carried out. Each of the three opinions relies on various works of scientific research that have been carried out on this issue.

Deciding between the opinions

24. Professional disagreements frequently occur in cases where questions of assessment and expertise arise, and therefore this is not the first time and it will certainly not be the last time that this court is required to decide between positions that are based on conflicting professional opinions on different areas of expertise (see, for example, HCJ 7611/01 Maccabi Mutual Insurance against Disease Cooperative Society Ltd v. Minister of Finance [5], at p. 2691).

Whenever a decision is required between the position of the responsible authority, which relies on experts that it has consulted, and the position of another party that also relies on the opinion of experts, a clear and unambiguous rule has been formulated in our case law over the years, according to which the court will tend not to intervene in a decision of the authority that is based as aforesaid on a professional opinion, even if there are opinions that present conflicting conclusions (see, for example, HCJ 2324/91 Association for Civil Rights in Israel v. National Planning and Building Council [6], at pp. 687-689; HCJ 1554/95 Shoharei Gilat Society v. Minister of Education [7], at pp. 21-23 and the references cited there). This rule is based on the recognition that where there is a genuine and real dispute between experts in what are clearly fields of professional expertise, the court is unable to research the issue on its own and to arrive at an independent conclusion on the matter (HCJ 492/79 A v. Ministry of Defence [8], at p. 713). It follows that the court will usually not intervene in questions that are clearly a matter of professional expertise unless the decision of the competent authorities reveals a clear and extreme departure from the margin of reasonableness. But where there is no reason or justification for preferring another opinion over the opinion of the competent authorities, this court will not replace the discretion of the authority with its own discretion nor will it intervene in its decision (see, for example, HCJ 297/82 Berger v. Minister of Interior [9], at p. 55 (per Vice-President Shamgar in a minority opinion); HCJ 624/06 Ron-Gal Transport Ltd v. Minister of Education [10]; HCJ 528/88 Avitan v. Israel Land Administration [11], at p. 305). The remarks of Justice Witkon in another well-known case are pertinent in this context:

‘It is well known that the courts are frequently called upon to decide questions requiring special expertise — an expertise that is usually not within the scope of judicial knowledge. We are presented with the opinions of respected experts, and these contradict each other in every particular. This sometimes happens in cases that raise medical questions, and also, for example, in every case of a breach of patent that gives rise to problems in the fields of chemistry, physics and the other natural sciences. In security matters, when the petitioner relies on an opinion of an expert on security matters, whereas the respondent relies on the opinion of someone who is both an expert and also the person responsible for security in the state, it is natural that we give special weight to the opinion of the latter. As Vice-President Landau said in HCJ 258/79 Amira v. Minister of Defence: “In such a dispute on professional military matters, where the court does not have any established knowledge of its own, we rely on a presumption that the professional assessments of the deponent on behalf of the respondent, who speaks for those people who are actually in charge of maintaining security in the occupied territories and within the Green Line, are genuine ones” ’ (HCJ 390/79 Dawikat v. Government of Israel [12], at p. 25).

This is the position in security matters, and it is also the position in the various fields of science, in planning and building matters and other areas of expertise, and prima facie it is also the case in this petition. When the respondents rely on the opinion of the chief toxicologist of the Ministry of Health as someone who has the responsibility, on behalf of the administrative authority, of ensuring the health of the inhabitants of the state in the field of poisons, the presumption is that his position was reached after examining the issue on its merits and it is well founded. As the court has said:

‘Even if there are conflicting opinions of respected experts, the court will presume that the public authority has examined the matter on its merits and will respect its decision since it is the authority responsible for making the decision’ (HCJ 492/79 A v. Ministry of Defence [8]).

25. However, in that case the court held — immediately after the remarks cited above — that ‘Even in this matter no firm guidelines should be laid down; there is no absolute rule, and each case should be considered on its merits according to its special circumstances.’ Indeed, in the circumstances of the case before us, I am of the opinion that there is a basis for determining that this presumption should not be given the validity and weight that it is usually given.

After the respondents filed the opinion in support of their position, the petitioners claimed that parts of the opinion were copied from a public relations statement of the Monsanto Company, which manufactures the spray substance that was used, without saying that this statement was a source for the opinion. Moreover, ten of the sixteen references that appear in the opinion are taken from the statement of the manufacturing company. In reply to this claim, the respondents argued that although the scientific material that was published by the Monsanto Company with regard to the Roundup preparation and its components was used as a starting point for the examination made by their toxicologist, giving significant weight to scientific information that has been assembled by manufacturers during the application process for the approvals required for registration and distribution of preparations from the regulatory authorities in the various countries is an accepted practice, since in order to obtain approvals as aforesaid, the manufacturers are required to comply with very strict criteria, and for this purpose they hire reputable experts to prepare research on which the registration applications are based. Articles that summarize the examination findings of those persons are also published on a regular basis in scientific journals. The respondents also argue that the chief toxicologist did not accept what was stated as holy writ, but he examined the references on which those researchers based their articles, as well as additional references to the spray preparation and its components in scientific articles and publications of regulatory authorities and international health organizations.

In my opinion, the state’s reply in this regard is unsatisfactory. I do not of course regard it as improper to avail oneself of information published by the manufacturing company. But this cannot explain the fact that this information was cited — almost word for word — in the opinion filed on behalf of the state, without its source being mentioned as one of the sources that were used when writing the opinion. This fact, together with the fact that more than half of the references cited in the opinion are taken from the synopsis published by the manufacturing company, gives rise to questions concerning the thoroughness of the examination that was made, and in any case it gives rise to a doubt as to whether we can accept the declaration of the state’s toxicologist that the assessment contained in his opinion is based on the most up-to-date and best literature and information in his possession. As we have said, the premise for the aforementioned presumption in favour of the authority’s position is the assumption that the state authorities make their decisions on the basis of a thorough and comprehensive examination of the professional issues in their sphere of responsibility. It is difficult to persuade ourselves that their conduct in this case supports that assumption.

In these circumstances, I think that we cannot make any a priori assumption in favour of the respondents’ position, and therefore the opinion filed by them should be regarded as having the same status as the opinions filed by the petitioners.

26. After reading and rereading the three opinions, as well as some of the references on which they rely, I have not been persuaded that it is possible to say that a coincidental exposure to the spray substance involves a real risk or a concrete potential risk to human life, as the petitioners claim. The research on which the petitioners rely in this regard — and especially the research of Garry et al. and the research of Hardell & Eriksson, from which it appears prima facie that there is a possibility that there is a link between exposure to the Roundup spray substance and a certain type of cancer and that exposure to this spray substance may lead to fertility problems and to deformities in children whose parents were exposed to the spray substance — is only preliminary research, and even according to the petitioners’ experts additional research is required in order to authenticate and support the findings in them. We can also not ignore the fact that the position presented in those research papers is exceptional in the scientific world in that it is inconsistent with the position of the regulatory bodies of various countries around the world, such as Health Canada and the United States Environmental Protection Agency, and international health organizations such as the World Health Organization and the European Commission, which have researched the issue and found that the aforesaid spray substance does not pose a health risk to human beings. Thus, for example, the United States Environmental Protection Agency states in a report concerning the substance glyphosate, which is the active component of the Roundup preparation, that:

‘Glyphosate is of relatively low oral and dermal acute toxicity… Several chronic toxicity / carcinogenicity studies using rats, mice and beagle dogs resulted in no effects based on the parameters examined, or resulted in findings that glyphosate was not carcinogenic in the study. In June 1991, EPA [the Environmental Protection Agency] classified glyphosate as a Group E oncogen — one that shows evidence of non-carcinogenicity for humans — based on the lack of convincing evidence of carcinogenicity in adequate studies.

… Glyphosate does not cause mutations.

EPA’s worst case risk assessment of glyphosate’s many registered food uses concludes that human dietary exposure and risk are minimal. Existing and proposed tolerance have been reassessed, and no significant changes are needed to protect the public.

Exposure to workers and other applicators generally is not expected to pose undue risks, due to glyphosate’s low acute toxicity…

The use of currently registered pesticide products containing the isopropylamine and sodium salts of glyphosate in accordance with the labeling specified in this RED [Re-registration Eligibility Decision] will not pose unreasonable risks or adverse effects to humans or the environment. Therefore, all uses of these products are eligible for reregistration’ (U.S. Environmental Protection Agency Re-Registration Eligibility Decision (RED): Glyphosate (U.S. Environmental Protection Agency, Office of Prevention, Pesticides and Toxic Substances, Washington D.C., 1993), at pp. 2, 4 & 6).

Similarly the World Health Organization determines in its report on the substance glysophate, inter alia, that:

‘In animals, glyphosate has very low acute toxicity by the oral and dermal administration routes…

Animal studies show that glyphosate is not carcinogenic, mutagenic or teratogenic. Reproductive effects were only seen at dose levels producing maternal toxicity.

Glyphosate and its concentrated formulations produce moderate to severe eye irritation, but only slight skin irritation. Neither glyphosate nor tested formulations induce sensitization’ (World Health Organization Environmental Health Criteria 159: Glyphosate (World Health Organization, Geneva, Switzerland, 1994), at p. 82).

27. Notwithstanding all this, I have not been persuaded that it can be determined that the spraying operations, as carried out by the state, have absolutely no harmful potential. In my opinion, it is sufficient that exposure to the spray substance can cause skin and eye irritation, breathing difficulties (even if minor), or feelings of nausea or dizziness in order to determine that the spray substance may at least result in harm to health, and in extreme cases to the physical integrity of those who are exposed to it. This conclusion is supported by the opinion filed by the petitioners and the affidavits that they filed (see petitioners’ exhibit 2) and it can also be seen from the user instructions and warnings that appear on the spray substance container that was used. It will be recalled that these instructions say, inter alia, that:

‘Roundup may irritate the skin and eyes… When spraying wear clothes that cover all parts of the body… After spraying, wash all the parts of the body that came into contact with the substance with water and soap… In the event of contact with skin, wash well with water. In the event that some substance was splashed into the eyes, rinse for 15 minutes with flowing water and have a medical check’ (see respondents’ exhibit 4).

28. In my opinion, in addition to the concern of harm to health there is also a violation of the dignity of the Bedouin citizens. Even without accepting the petitioners’ claims in full, I am of the opinion that it can be determined that there is at least a doubt — contrary to the respondents’ argument — that the spraying operations that were carried out were not preceded on each occasion by warnings to the inhabitants whose crops were sprayed, and in any case it would appear that the information did not always reach them; perhaps not all the sprayings were carried out in areas sufficiently distance from inhabited areas; and perhaps, despite the precautions taken, in some cases the Bedouin citizens, including children, were exposed to the spray substance, even if it was a minor and temporary exposure. In this context I should point out that in affidavits filed by the petitioners, which in my opinion were not challenged in this respect by the respondents, it was alleged that at least some of the spraying operations that were carried out were not preceded by warnings to the inhabitants and only after the spraying occurred were signs placed on the site to give notice that the area had been sprayed with pesticide (see petitioners’ exhibit 4). It can also be seen that at least some of the sprayings were carried out in areas near the homes of the persons cultivating the crops, areas in which the inhabitants also tend their sheep (see petitioners’ exhibit 9). Given the fact that some of the Bedouins whose crops were sprayed live close to those agricultural areas, I doubt whether in practice those Bedouins who were exposed to the spraying on the occasions when it was carried out had any real possibility of avoiding it. No matter how minor or temporary this exposure was, carrying out spraying operations, without taking care to give an advance warning to the inhabitants of the intention to spray their crops and without giving an explanation concerning the risks that may be caused as a result of exposure to the substance and concerning the precautions that should be taken in the areas that were sprayed, is improper and is unworthy of the state authorities, and it caused deep feelings of degradation and humiliation among the Bedouin citizens. Even if we are speaking of citizens who are lawbreakers, the state has a duty not to endanger them by its actions, to protect their welfare and to treat them decently. I have not been persuaded that the state succeeded in discharging this duty in its actions that are under review in the present petition. The way in which the spraying operations were carried out not only harmed the health of the Bedouin citizens, but also injured their dignity.

29. One might ask how we can determine that this specific spraying, as opposed to other spraying operations, involves a violation of dignity and physical integrity when both in Israel and around the world frequent use is made of the spray substance that the state used in the case before us. I would answer this by saying that in my opinion there is a major difference between the two: spraying that is carried out on a regular basis for agricultural purposes is carried out by the farmers themselves — who are the de facto occupiers and cultivators of the land — or by another administrative authority that carries it out in coordination with them. When the spraying is done to further the interests of the farmer and in coordination with him, no violation of dignity can occur. In addition, there is a presumption that the farmer takes all the necessary steps in order to protect himself or anyone acting on his behalf from being harmed. In the case before us, however, the spraying was carried out without the cooperation of the persons who are occupying and using the land, even if they are doing so illegally, and therefore the concern that they or even innocent bystanders will be unintentionally exposed to the spraying is much greater. This increased risk, and the fact that there remains a concern that the spraying was carried out without taking sufficient care to give a prior warning to the inhabitants and to prevent their possible exposure to the spray substance, are what give rise in my opinion, in the specific circumstances of the case before us, to the risk of harm to the health of the Bedouin citizens, and in extreme cases to the concern, even if it is a remote one, of harm to their physical integrity, as well as a constitutional violation of the dignity.

My conclusion is therefore that the spraying operations that were carried out by the state, in the manner that they were carried out, violated the constitutional rights of the Bedouin citizens to physical integrity, health and dignity. What is the significance of this violation?

Constitutionality of the violation

30. It is well known that the fact that a law or an executive action violates a human right does not automatically lead to the conclusion that this violation is unlawful. Sometimes the state violates human rights, but the violation remains constitutional because it satisfies the requirements of the limitations clause in s. 8 of the Basic Law: Human Dignity and Liberty (see, for example, HCJ 7052/03 Adalah Legal Centre for Arab Minority Rights in Israel v. Ministry of Interior [13], at p. 1765 {507-508}, and the references cited there). We should therefore examine the violation in accordance with the tests in the limitations clause, which provides the following:

‘Violation of rights

8.  The rights under this Basic Law may only be violated by a law that befits the values of the State of Israel, is intended for a proper purpose and is not excessive, or in accordance with such a law by virtue of an express authorization therein.’

Much has been written about the importance of the limitations clause and about its role in striking a balance between the needs of society and the rights of the individual:

‘This test reflects a balance between basic rights and other important values. It arises from a reality in which there are no absolute truths and no absolute values. It is built on a perspective that regards both human rights and social values as relative. It is based on the assumption that achieving harmony between the rights of the individual and the needs of the public requires a compromise, and that the nucleus of the compromise is what underlies the harmonious arrangement between all the rights of the individual and the values of society. It is a prerequisite for a civilized society and proper constitutional government’ (Adalah Legal Centre for Arab Minority Rights in Israel v. Ministry of Interior [13], at p. 1884 {689}).

31. As stated above, the limitations clause sets out four conditions that, when they are all satisfied, will permit a lawful violation of human rights enshrined in the Basic Law. The conditions are: that there is authority in statute for the violation, that the violation befits the values of the state; that the violating norm has a proper purpose; and that the violation is not excessive. The petitioners’ claim is that the first, third and fourth conditions are not satisfied.

On the question of authorization, I have already held at the beginning of my remarks that in my opinion the law can be interpreted in a manner that recognizes the authority of the state to carry out the spraying operations that are under discussion and therefore there is no need for me to repeat this. With regard to the condition of befitting the values of the state, the petitioners raised no argument, and therefore the scope of the dispute that still requires a decision is limited to whether the third condition, which concerns the existence of a proper purpose that underlies the violation, and the fourth condition, which concerns the proportionality of the violation, are satisfied.

For a proper purpose?

32. As we have said, according to the third condition that is laid down in the limitations clause, the violation of a constitutional right should be ‘for a proper purpose.’ The meaning of this expression with regard to a decision of an administrative authority is different from its meaning with regard to a statute: the purpose of a statute will be deemed proper if it serves a public purpose whose realization may justify a violation of human rights (see for example HCJ 1661/05 Gaza Coast Local Council v. Knesset [14]). But with regard to an administrative decision, we first should examine the question whether the purpose of the decision falls within the scope of the general and particular purposes of the law that provides the authority (HCJ 4541/94 Miller v. Minister of Defence [15], at p. 140 {234}, and the references cited there). Notwithstanding the petitioners’ position that the spraying operations were carried out for an improper purpose, I agree in this matter with the position of the respondents, and there is no doubt in my mind that the purpose underlying the operations under consideration in this petition is a very proper one.

33. The State of Israel is a small country. Its territory is limited, and its land is a very valuable resource. Public land in particular constitutes an important national asset, since it is an essential basis for future development of the state and society in the fields of urban planning, industry, agriculture, tourism, etc.. The first respondent, which is responsible under the law for retaining possession of state land and managing it, has the duty to protect it so that it can be used to further various national and other goals, according to the land policy that is determined from time to time by the government and by the Israel Land Council. The supreme importance of state land was discussed by Justice Or:

‘Land is a unique asset among state assets. It is hard to exaggerate its importance to society and the state. If the nation and its cultural enterprise are the “soul” of the people, then its land is its “body.” On the basis of land the individual and society conduct their whole lives:

“Land is the source of all material wealth. From it we get everything that we use or value, whether it be food, clothing, fuel, shelter, metal, or precious stones. We live on land and from the land, and to the land our bodies or our ashes are committed when we die. The availability of land is the key to human existence, and its distribution and use are of vital importance” (S.R. Simpson, Land Law and Registration (Cambridge, 1976), at p. 3).

… Land is an unparalleled vital resource and it has great value. It is of especially great importance in a country like Israel, where the territory is small, the population density is high and there is a policy of absorbing immigration. It is impossible to create land, and therefore a state should decide its policies with a view to the land resources in its possession…

In such circumstances, the state and those to whom it entrusts its land should act with careful discretion with regard to any waiver of rights in land and ensure that it has sufficient land reserves for the various needs in the future, whether for building, agriculture, industry and other gainful occupations, or whether for open areas for various purposes, including protecting the environment, all of which in accordance with current and future city building plans. Awareness of the need to spread the population is also required. A considered and balanced land policy that takes all of these considerations into account is required (HCJ 3939/99 Sedei Nahum Kibbutz v. Israel Land Administration [16], at pp. 62-63).

Indeed, a ‘considered and balanced land policy,’ in the words of Justice Or, is needed in order to manage state land properly and effectively. But no less important is the need for real enforcement of this policy in order to implement it, and in this framework, inter alia, the state is required to act forcefully, through its various executive organs, against incursions onto its land. The widespread phenomenon of incursions onto state land in the Negev in particular requires the state to take effective measures to remove the squatters and the incursions. With regard to incursions that are carried out by way of sowing or planting agricultural crops unlawfully, the state decided, as we have said, that after other measures were tried, it would take action to stop the incursions by means of spraying the crops from the air. The purpose of this decision is consistent with the purpose of the arrangements in the law by virtue of which these operations were carried out — both the purpose of the general arrangements provided in the Land Law, as described earlier in my remarks, and especially the specific arrangement provided in the Public Land (Eviction of Squatters) Law. These arrangements are intended as aforesaid to give the landowner, or in our case the state, a possibility of resorting to self-help to remove squatters and stop incursions, without applying to the courts, all of which in order to protect its rights in the land, including the clear public interest inherent therein. Here we should mentioned that the property right that the state is seeking to protect by means of the actions under discussion is a right that has been recognized in our legal system since its earliest days as an important and central right, and it has been given the status of a basic right that enjoys constitutional protection within the framework of the Basic Law: Human Dignity and Liberty (see for example CA 5964/03 Estate of Edward Aridor v. Petah Tikva Municipality [17]).

34. Moreover, apart from the clear interest in preserving the land resources of the State of Israel, there is also another important interest that lies at the heart of the decision to carry out the spraying operations and at the heart of the arrangements in the law by virtue of which the operations were carried out. This is the public interest of upholding the rule of law in the state. Incursions onto the land of others — whether it is private land or public land — are illegal acts that are intended to deprive the landowner of his rights and to profit at his expense. Recurring incursions and acts of resistance towards the representatives of the state that act against those incursions constitute an attack upon the rule of law that cannot be tolerated. Against this background it can be understood that the state is required to adopt an unequivocal and uncompromising position in order to frustrate the attempts of persons who act in illegal ways to realize their goals.

Therefore my conclusion is, as I have said, that the purpose underlying the spraying operations is a very proper one. But is this proper purpose realized in a proportionate manner? This, in my opinion, is the question that lies at the heart of our decision in this petition.

Proportionality of the violation

35. The essence of the limitations clause lies in the fourth condition, which concerns the proportionality of the violation of human rights. It is well known that the requirement of proportionality was formulated in the case law of this court as a criterion for examining every act of administrative authorities. According to this condition, an act of an authority will only be regarded as lawful if the executive measure that was adopted in order to realize the executive purpose is proportionate. We therefore examine in this context the question of the correlation between the purpose that the authority is trying to achieve and the means adopted to achieve it (HCJ 2056/04 Beit Sourik Village Council v. Government of Israel [18], at pp. 836-839 {293-296}).

36. As in other legal systems around the world, Israeli law also lays down three fundamental subtests that give the principle of proportionality concrete content. According to the first subtest, which is the ‘appropriate measure’ or the ‘logical measure’ test, there should be a logical connection between the purpose and the means of achieving it, so that the means should lead rationally to the achievement of the purpose; in the second test, which is the ‘least harmful measure’ or the ‘need/necessity’ test, we ask whether the measure adopted causes the least possible harm to the right of the individual under consideration; finally, in the third subtest, which is the test of proportionality ‘in the narrow sense’ or the ‘proportionate measure’ test, a balance is made between the benefit arising from the action and the harm that it causes, and we consider the question whether the harm caused to the individual as a result of the measure that the administrative authority is adopting is commensurate with the benefit that arises from it. Only if these three subtests are all satisfied will the measure adopted by the authority be deemed a proportionate measure (on the nature of the requirement of proportionality, the elements of the requirement and the manner of implementing it, see for example the fundamental and comprehensive analysis of President Barak in Beit Sourik Village Council v. Government of Israel [18], at pp. 838-840 {296-298}), as well as the references cited there; I see no need to add to what he says). How is this implemented in our case?

37. There is no doubt in my mind that there is a logical connection between the aforesaid spraying operations and the purpose of protecting state land by removing squatters. The spraying causes the destruction of agricultural crops that are sown or planted on state law unlawfully, and in this way the unlawful incursions are removed and the ability to realize the rights in the land is recovered by the state, as well as by the person to whom it transferred these rights. Therefore it is certainly possible to say that the spraying operations further the purpose for which this measure was adopted and they lead in a logical manner to its realization. I am aware of course that this subtest is not satisfied with merely a technical causal relationship between the measure and the purpose, and therefore the requirement that there is a logical connection is directed, inter alia, to the fact that an arbitrary, unfair or irrational measure should not be adopted (see HCJ 9593/04 Morar v. IDF Commander in Judaea and Samaria [19], at p. 4375 {78}, and the references cited there). But in the circumstances of the case I have not been persuaded that the measure that we are considering does indeed fail to comply with these criteria.

38. With regard to the second subtest, the respondents claim that the measure of spraying is the safest and most effective measure for protecting state land against incursions by way of seasonal agricultural cultivation. According to them, the use of this measure began because in the past when the state tried to protect its property in other ways, and especially when it tried to stop incursions by ploughing the land, it encountered fierce opposition from squatters who resorted to violence in order to prevent the ploughing operations. This opposition resulted in physical injuries both to the persons carrying out the evictions and to the squatters. In an attempt to find a course of action that would remove the crops most effectively as well as reduce the fear of disturbances of the peace during the eviction process, the measure of spraying was chosen as aforesaid.

39. In their reply to the petition, the respondents set out all of the steps that they took to ensure the safety of the measure of spraying: first, it was clarified that adopting this measure was done only after the squatters were given the usual warnings: warning signs were set up in the area, stating that the land was state property and entering the land was prohibited; warnings were sent to the squatters in which they were required to vacate the land and remove the crops; in appropriate cases complaints were filed with the police. After it became clear that these measures had no effect, there was no alternative to taking effective measures to remove the incursions, including spraying the crops from the air. Second, it was argued that, in the spraying operations that were carried out, the provisions of the law regarding this matter and the user instructions for the spray substance that was used were strictly followed. In this context, the respondents observed the instructions concerning the safety limits from other agricultural crops, orchards and gardens and those concerning the weather conditions at the time of spraying, the direction of the wind and the size of the drops of the spray substance. They also took into account greater safety limits that the ones required for various parameters addressed by the package label on the spray container and they maintained a distance of at least 300 metres from nearby buildings, if and in so far as there were any in the vicinity. Third, the respondents point out that before each spraying the area designated for spraying was marked by the ‘Green Patrol,’ after it checked that there were no human beings or animals in the area, and during the whole spraying process persons from the ‘Green Patrol’ stood at a distance of 120 meters from the area holding flags. If it transpired that a human being or animal entered the area being sprayed, the spraying was stopped until the area was completely evacuated. In remote areas and in areas where there is a considerable chance of friction with the population, the spraying was carried out by means of two airplanes, where one of them outlined to the other the borders of the spray area and supervised to make sure that the spraying did not go beyond the designated area.

In summary, the respondents claim that the results on the ground show the effectiveness and the safety of the measure of spraying from the air in general, and especially in comparison with the alternative measures that are available to the state in the circumstances of the case. During the period when use was made of this measure, there was a substantial decrease in the scope of the incursions onto state land in the Negev and also a decrease in the violence that resulted from the law enforcement operations to remove the squatters, so that it was also possible to carry out these operations with a limited amount of eviction personnel and police assistance. On the other hand, it was alleged that since the order nisi was made in this petition, there has once again been a significant increase in the amount of the incursions onto state land.

40. Indeed, from the reply of the respondents it can be seen that the use of the measure of spraying from the air began only after previous measures that were adopted did not provide a proper and satisfactory solution to the problem of the incursions. It was also alleged that when this measure was chosen, the state carried out all of the actions required to avert all the possible risks that might be involved.

But despite the actions carried out and despite the respondents’ declaration that the spraying was carried out in strict compliance with the requirements of the law and the user instructions on the spray container as aforesaid, in my opinion there remains a doubt as to whether sufficient warning was in fact given in every case of the state’s intention to spray the crops. There is also a doubt as to whether all the spraying operations were carried out at the required distance from inhabited areas, in order to rule out the possibility that the Bedouins, whether those whose crops were sprayed or those passing by, would be exposed to the spray substance. If this is not enough, then in addition it transpires that the pest control company that carried out the spraying on behalf of the state also made use of spray substances that were not permitted for use by law, which was in breach of the agreement made with it, even though it has been made clear that this use was stopped.

41. The risks involved in the spraying operations are substantially different from the risk created as a result of the agrotechnical operations that were carried out by the state in the past in order to contend with the phenomenon of the incursions. Therefore there is a real difficulty in comparing the two measures in order to determine which of them, if at all, is the less harmful measure. I deliberated for a long time as to whether it is possible to determine, with the required degree of certainty, that the measure of spraying is indeed the less harmful measure. I had difficulty in doing so. I also seriously considered the possibility of ordering the state to prepare a detailed work procedure, which would include strict conditions for the manner in which the spraying should be carried out, so that subject to compliance with this we would be able to permit the continued use of spraying while minimizing the harm to the Bedouin population. Ultimately I reached the conclusion that it is not possible, nor would it be right, to content ourselves with this. There are two main reasons for my conclusion.

First, I have not been persuaded that in the situation that has been created and in the circumstances that have been described it will be possible to allay the concern of harm to the Bedouin citizens to the required degree. The longstanding disputes between the Bedouin citizens and the state authorities with regard to the ownership of land in the Negev have created a very complex reality on the ground, and only certain aspects of this are expressed in the petition before us: I will mention briefly that the state, for its part, is trying to protect its alleged rights in the land and is acting in accordance with the powers given to it in the law to do so, whereas the Bedouins, for their part, refuse to recognize the state’s ownership claims and take action in order to prevent their eviction from the land, even at the cost of danger to themselves. In this complex situation there are a large number of concerns: given that we are speaking of extensive amounts of land, where the identity of the party making the incursions is not always known to the authorities, there is a difficulty in knowing who exactly will be present on the land, and therefore it is difficult to ensure that before the spraying operations are carried out, everyone who may be exposed to risk — including innocent passers-by, children and the elderly — is given a warning so that any likelihood that human beings or animals will be exposed to the spray substance is averted. In the circumstances that have been described, and especially in view of the state’s description of the reactions of the Bedouins to its attempts in the past to vacate the land where there were incursions, which included their deliberate entry into these areas in an attempt to prevent the vacating of the land and the use of violence, there is a real concern that the citizens will not pay attention to the warnings and will enter the sprayed areas despite the danger. Even if in such a case of a deliberate entry into the sprayed areas despite the warnings, the liability for the risks involved rests with whoever ignores the warnings, in view of the fact that the aforesaid scenario is foreseeable, the state also cannot shirk its responsibility to its citizens and it is bound to protect them and prevent any harm to them as a direct or indirect result of its operations. In addition, even if we assume that warnings will be given as necessary before the spraying is carried out, there remains a concern that human beings and animals will be exposed to the spray residue that will remain on the sprayed land after the spraying, and that the spray substance will be carried by the wind to nearby population centres and nearby agricultural land that is being cultivated legally. Finally, we also cannot ignore the concern that there will be various flaws in the system, whether as a result of accidents in the spraying or as a result of failures to observe the instructions and procedures for carrying it out. This concern, which prima facie exists in every case where operations involving potential risks are concerned, is exacerbated in the light of experience and the accidents that have already occurred in the state’s operations, as described above, and because the realities of life teach us that even when spraying is done for agricultural purposes, accidents involving a clear departure from the procedures sometimes happen. This can be seen, for example, from the information provided by the Ministry of the Environment, which supervises the use of pesticides in agriculture:

‘Accidents occur

Admittedly the spray pilots are aware of the regulations concerning spraying from the air, but sometimes they do not comply with the regulations. Economic constraints, competition between spray companies and human errors with regard to the precise location of spray areas cause mistakes, such as spraying in the vicinity of homes at a distance of less than 120 metres, and spraying over and near sources of water’ (see the website of the Ministry of the Environment (information last updated on 21 December 2003)).

In the circumstances of the case before us, and especially in view of the fact that, despite the accidents that occurred in the past, the respondents’ position still remains that apart from the use made by the spraying company of a spray substance that was not permitted, no mishap has occurred in the spraying operations that were carried out and everything was done in strict compliance with all of the necessary instructions, whereas at the same time there is as aforesaid a real concern that the Bedouins who regard themselves as injured by the spraying operations will not abide by the warnings, I am not persuaded that any work procedure that seeks to ensure that the risks are averted will be sufficient to allow us to determine that the measure that is under scrutiny in this petition is indeed the least harmful measure (on the difficulty of ensuring the implementation of a written procedure in problematic conditions, see the remarks of Vice-President Cheshin in a case where the court considered the legality of the ‘prior warning’ procedure: HCJ 3799/02 Adalah Legal Centre for Arab Minority Rights in Israel v. IDF Central Commander [20], at p. 59 {227}; see also the remarks of Justice Beinisch in that case, at p. 61 {229-230}).

Second, in addition to this, I am of the opinion that it is not possible and would not be right to permit the spraying to continue even subject to the formulation of a procedure as aforesaid, since I have reached the conclusion that even if the spraying operations that are carried out by the state satisfy the first subtest of the requirement of proportionality, and even if it can be said that they satisfy — or in certain conditions they may satisfy — the second subtest of this requirement, they do not satisfy the third subtest, and therefore in any case it should be held that these operations are not proportionate.

42. As we have said, this last test concerns the question of whether the purpose for which the measure was adopted is proportionate to the damage that it causes to constitutional human rights. Although it is usual to call this test the test of proportionality ‘in the narrow sense,’ in the case law of this court it has on several occasions been said that this test is in fact a ‘value’ test, which concerns a balance between conflicting values and interests. The remarks of Vice-President Cheshin in Adalah Legal Centre for Arab Minority Rights in Israel v. Ministry of Interior [13] are pertinent in this context:

‘… there are three subtests in the test of proportionality, and for reasons that I do not understand the third subtest is called by the name of the test of proportionality “in the narrow sense.” This name is a mystery to me. The test of proportionality “in the narrow sense” is, in my opinion, actually the second subtest, since it is a test whose beginning, middle and end all concern proportionality (United Mizrahi Bank Ltd v. Migdal Cooperative Village, at p. 437). But the third subtest before us, the test in which we place on each pan of the scales the values that conflict with one another, the benefit values against the damage values, ought to be called the test of proportionality “in the value sense.” This test is concerned with values, and therefore it should be given that name’ (Adalah Legal Centre for Arab Minority Rights in Israel v. Ministry of Interior [13], at para. 107 {635-636} of the opinion of Vice-President Cheshin); see also HCJ 6427/02 Movement for Quality Government in Israel v. Knesset [21], at para. 60 of the opinion of President Barak).

43. The relationship between this subtest and the two other subtests of the requirement of proportionality was, as usual, well explained by President Barak in a case that examined the question of the constitutionality of amendment no. 7 to the Torts (State Liability) Law, 5712-1952, which added to the law sections that exempted the state from liability in torts for damage caused in a conflict zone as a result of an act carried out by the security forces:

‘… there is a major difference between the first and second subtests and the third subtest. The first two subtests — the rational connection and the least harmful measure — focus on the means of realizing the purpose. If it transpires, according to these, that there is a rational connection between realizing the purpose and the legislative measure that was chosen, and that there is no legislative measure that is less harmful, the violation of the human right — no matter how great — satisfies the subtests. The third subtest is of a different kind. It does not focus merely on the means used to achieve the purpose. It focuses on the violation of the human right that is caused as a result of realizing the proper purpose. It recognizes that not all means that have a rational connection and are the least harmful justify the realization of the purpose. This subtest seeks in essence to realize the constitutional outlook that the end does not justify the means. It is an expression of the concept that there is an ethical barrier that democracy cannot pass, even if the purpose that is being sought is a proper one’ (HCJ 8276/05 Adalah Legal Centre for Arab Minority Rights in Israel v. Minister of Defence [22], at p. 3689 {379}).

Indeed, as President Barak said in Adalah Legal Centre for Arab Minority Rights in Israel v. Ministry of Interior [13], the third subtest of the requirement of proportionality ‘returns us to first principles that are the foundation of our constitutional democracy’ (ibid. [13], at para. 73 of his opinion {p. 539}):

‘A proper purpose, a rational connection between it and the provisions of the law and the minimization of the violation of human rights that is capable of realizing the proper purposes are essential conditions for the constitutionality of the violation of human rights. But they are not sufficient in themselves. A constitutional regime that wishes to maintain a system of human rights cannot be satisfied only with these. It determines a threshold of protection for human rights that the legislature may not cross. It demands that the realization of the proper purpose, through rational measures that make use of the lowest level for realizing the purpose, will not lead to a disproportionate violation of human rights…

This subtest therefore provides a value test that is based on a balance between conflicting values and interests (see Alexy, A Theory of Constitutional Law, at p. 66). It reflects the approach that there are violations of human rights that are so serious that a law cannot be allowed to commit them, even if the purpose of the law is a proper one, its provisions are rational and there is no reasonable alternative that violates them to a lesser degree.

Examination of the test of proportionality (in the narrow sense) returns us to first principles that are the foundation of our constitutional democracy and the human rights that are enjoyed by Israelis. These principles are that the end does not justify the means… Our democracy is characterized by the fact that it imposes limits on the ability to violate human rights; that it is based on the recognition that surrounding the individual there is a wall protecting his rights, which cannot be breached even by the majority’ (ibid. [13], at paras. 75 and 93 {pp. 525-526 and 539}).

Against this background we should consider how the third subtest of the requirement of proportionality applies in our case. We should mention that when we endeavour to carry out the necessary act of balancing within the framework of this test we should consider, on the one hand, the nature of the violated right and the scope of the violation and, on the other hand, the nature of the public interest under discussion: when the right is a more fundamental one and the violation of it is more serious and acute, the considerations underlying the public interest will have to be of greater weight and of more decisive importance in order to justify the violation. Conversely, when the public interest is substantial and the benefit to the public that arises from its realization is substantial, it is capable of justifying a more serious violation of human rights (see Adalah Legal Centre for Arab Minority Rights in Israel v. Ministry of Interior [13], at para. 74 {pp. 523-524} of the opinion of President Barak).

44. The basic rights that are in the balance in this petition — the right to health, the right to physical integrity and the right to dignity — are all fundamental human rights that are protected in the State of Israel. Of course, the state’s property interests in its land, as well as the public interest in upholding the rule of law in Israel, also lie at the heart of our legal system. But in the circumstances of the case before us, I am of the opinion that these interests should yield to the need to prevent harm to the aforesaid rights, since the balance between the benefit that may arise from employing the measure of spraying from the air in order to remove incursions onto state land and the harm that may be caused to human rights as a result thereof, against the background of all the values of our legal system, leads in my opinion to the conclusion that the relationship between the two is not a proportionate one.

Indeed, the arrangements in the Land Law and in the Public Land (Eviction of Squatters) Law give the state a power to resort to self-help in order to remove squatters from its land. Clearly the premise in our case is that the state is acting legitimately in order to realize this purpose, and certainly it seeks to prevent any harm to the Bedouin citizens. Moreover, the measure of spraying from the air serves the purpose of removing agricultural incursions and it is possible — even though, as I have said, I have not been entirely convinced of this — that it may be said that of all the measures available to the state in the circumstances of the case, this is the measure that causes the least harm to human rights. But it is still not a proper measure. It is not a measure that a state should use against its citizens in order to protect its property rights. No matter how important these rights are, the advancement thereof does not, in my opinion, justify the use of a harmful measure such as the spraying that was carried out, in the way that it was carried out.

45. In my opinion, the spraying operations, in the way that they were carried out, violate a series of rights and values that need to be protected in order to safeguard the life and dignity of a person as a human being. Alongside the duty of the state to protect its land, it has another duty of supreme importance — to protect the safety and welfare of its citizens, men and women, the young and the old, upright citizens and lawbreakers. In this framework the state has a duty to protect the health, physical integrity and dignity of the members of the Bedouin population in the Negev, each of whom is a citizen of the state, and therefore it is obliged to realize its goals and policy, with regard to land and in general, by means that are consistent with its responsibility to protect the basic rights of its citizens.

Take the case of a Bedouin citizen who cultivates his crops lawfully in an area that is adjacent to land where the crops that were sown are designated for destruction by spraying; take the case of a young child who plays with his friends in the open areas around his home, which also are adjacent to the areas where there was an incursion; take the case of a woman who is tending a flock of sheep for pasture near the parcel that is designated for spraying (or even in it). In certain circumstances one of them — unwittingly and unintentionally — may be harmed by the spray substance that will be dispersed from the sky by the spray airplane, either because the wind is blowing a little stronger than expected and disperses the spray substance beyond the boundaries of the parcel, or because from the outset the boundaries of the parcel were not sufficiently clear, and that farmer, child or woman entered it, or because the sheep that provide milk and food for the inhabitants ate grass that had been sprayed. Those inhabitants may, at the very least, suffer from breathing difficulties, skin irritations and feelings of nausea and dizziness; the crops of that farmer — which as we said were cultivated lawfully — may wither; the sheep may also be harmed. Ultimately it is possible that the inhabitants will suffer harm to their health and safety as well as to their economic welfare and their ability to provide for their families. In addition, some will also mention the terrible feeling that is likely to be experienced by a farmer who ploughs, sows, waters and weeds the land in order to earn his bread — his family’s livelihood — from it, and in a moment all of his efforts are destroyed.

The expression ‘the end does not justify the means’ is not merely an empty slogan, but a rule of great value and importance. The end in our case does not, in my opinion, justify the means of using the measure that was chosen, which sends (even if unintentionally) a message of insensitivity and disrespect to the Bedouin citizens. In addition to this there is, as we have said, the concern of danger to their health, and perhaps even to the physical integrity of Bedouin citizens who may, in the complex situation that prevails in the area, be exposed to the spray substance and be harmed by it. In the balance between the public interest in the furtherance of which the state seeks to act and the fear of harm to the rights of the individual, I am of the opinion that the considerations that require us to prohibit the possibility that the state may destroy the crops of citizens by means of spraying from the air — and especially the concern of potential harm to their health, physical integrity and dignity — should prevail.

46. As I said, I considered ordering the state to draw up a work procedure that would ensure that the spraying operations would be carried out legally and without any risk to human life or any harm to the health and dignity of the inhabitants. I repeatedly asked myself whether it was possible, by means of such a procedure, to minimize the risk and limit the possibility of harm to citizens, whether they are squatters and lawbreakers or innocent passers-by. Ultimately I was not convinced that such a procedure would be capable of achieving the proper purpose of protecting state land in a way that is proportionate, appropriate and proper. I have already described the wide variety of concerns that arise in the complex reality on the ground and I have explained that it cannot be taken for granted that it is possible to eliminate these concerns. Even though I would like to assume that such a procedure could ensure no harm befalls, I fear that in view of the difficulties and the scenarios that I described, just as in the case of the accidents that have already occurred, an assumption of this kind may turn out to be unrealistic and unfounded. In such circumstances, taking a risk of harm to the Bedouin inhabitants, their health, their dignity, their safety and their welfare, even if it is minimal, is not in my opinion proportionate to the purpose of protecting state land, important though it is. Therefore I cannot approve it.

47. Finally I would like to emphasize that we should not ignore the fact that the Bedouin citizens themselves have considerable responsibility for the situation that has been created, and that some of their actions should be unequivocally condemned. Their adoption of illegal methods in order to achieve their purposes and certainly the use of violence against the authorities are problems in themselves and merit a proper response. I have also not overlooked the claim that some of the petitioners themselves did not observe orders made by courts in their cases, and the conclusion that I have reached does not justify their actions nor should it prevent the state from acting against the incursions. At the same time, since the matter under scrutiny addresses the manner in which the state acts, rather than the conduct of the petitioners, my position is that even if we are speaking of squatters, and even if we are speaking of lawbreakers, the state cannot continue to act in this way. They are still entitled to retain their dignity. The state’s responsibility for the safety and welfare of its citizens requires it to act towards the Bedouin citizens with greater respect and to protect their safety and health with greater care and diligence than it has done in the past and it seeks to continue to do by carrying out the spraying operations.

48. My conclusion is therefore that the spraying operations that were carried out by the state, by virtue of its power under the law, do not satisfy the tests of the limitations clause in the Basic Law: Human Dignity and Liberty, since they create a disproportionate relationship between the benefit arising from them and the damage caused by them. In these circumstances, we have in my opinion no alternative but to find that the result of this unconstitutional violation is that the state may not continue to make use of this measure for the purpose for which it was chosen.

A final remark

49. The issue that was brought before us in this petition is an important and complex issue: it required us to look into questions of fact, questions of law, and also, to some extent, complex questions of ethics. But no matter how important and complex it may be, this petition brought before us only one issue out of a much wider spectrum of issues that need to be resolved; all of these concern the situation of Bedouin society in the State of Israel and the relationship between it and government authorities. From a broader perspective than what is required in this case, I would like to add several remarks on this matter.

The Bedouin population has been a part of the population of the State of Israel since its foundation and it is an integral part of Israeli society. As I have already said, it is not possible to ignore the fact that those citizens who trespass onto state land are lawbreakers. The repeated and extensive incursions amount to an attack on the rule of law, a disrespect for the basic principles of our legal system and a danger to human life. At the same time, we cannot ignore the fact that at least in part this reality is the result of their distress:

‘The Bedouin population in the Negev is the poorest population in Israel. During the period under consideration, 65%-70% of this population lived below the poverty line. Six out of seven Bedouin towns were rated on the lowest socio-economic level. The Bedouins are at the top of the unemployment table in Israel. The living conditions of this population are very difficult. The nomadic inhabitants, most of whom live in shacks and huts, do not have regular electricity and running water, refuse collection services and paved roads. Sewage flows in the open, and in addition waste from the towns in the Negev is deposited into streams in the areas where they live. The health, education and welfare services also fall a long way short of what is required’ (see the Report of the State Commission of Inquiry into the Conflicts between the Security Forces and Israeli Citizens in October 2000, chaired by Justice Emeritus T. Or, at p. 53).

Distress, no matter how great it is, cannot justify breaking the law. Lawbreaking, resorting to violence and undermining the rule of law are all courses of action that cannot be tolerated in a civilized country that is governed by the rule of law, and the public interest requires the state to take determined and uncompromising action against those who choose to act in these ways.

Alongside this, the situation described in this petition, together with the distress and problems that I have described, should remind all of us that, as we already knew, the serious situation in which the Bedouin population finds itself in the State of Israel requires a complete and comprehensive systemic solution, and the sooner the better. Solutions in specific cases, whether better or worse, cannot be genuine solutions in the long term. The time has come to formulate and realize a genuinely wide-ranging solution in this matter.

We do not have the authority or the ability to provide or even to suggest such a solution within the framework of the current petition. We have been called upon solely to decide the specific issue that was brought before us, and this is what we have done. But I will take advantage of this opportunity to call for a comprehensive examination of the issue and for speedy action in order to reach a comprehensive solution, which will be capable of allowing the integration of the Bedouins once and for all in Israelis society as citizens of equal status, who have equal rights and equal obligations. It should be emphasized that this call is not directed solely at the state authorities. It is also directed at the Bedouin population itself, which as I have said is also responsible for the position in which it finds itself, as well as for the nature of its relationship with the authorities. The two sides are jointly responsible for the situation which I call upon them to change, even if in greater or lesser degrees and in different ways. Only by means of communication, collaboration, tolerance, a recognition of joint interests and a willingness to make compromises — on both sides — will it be possible to succeed in changing the situation. This change is in the interests of the state and it is certainly also in the interests of the Bedouin population.

50. Therefore, for all of the reasons set out in my opinion, I agree with the result reached by my colleague Justice Joubran. My conclusion is also that the petition should be granted and the order nisi should be made absolute. I also agree with my colleague’s proposal that the respondents shall be liable to pay the petitioners’ legal fees and court costs.

 

 

Justice M. Naor

Like my colleague Justice Arbel, I too am of the opinion that the state had the authority to carry out the spraying operations that it did. This issue is of practical importance, since after our judgment the state will presumably consider adopting other, more proportionate, means of stopping the incursions onto public land.

I also agree with my colleague’s conclusion that the spraying operations do not satisfy the tests of the limitations clause in the Basic Law: Human Dignity and Liberty. The measure of spraying, which may harm human beings, albeit slightly, is unacceptable to us, even when we are speaking of lawbreakers. The state should adopt other, more proportionate, means of protecting state land.

It is therefore also my opinion that the order nisi should be made absolute. I would refrain from making an order for costs.

 

 

Petition granted. Costs awarded by majority decision, Justice Naor dissenting.

27 Nissan 5767.

14 April 2007.

Abu Safiyeh v. Minister of Defense

Case/docket number: 
HCJ 2150/07
Date Decided: 
Tuesday, December 29, 2009
Decision Type: 
Original
Abstract: 

Facts: This is a petition to allow free movement  of Palestinian vehicles and pedestrians along Road 443 and on the Beituniya Road. In 2002, Road 443, which served as the main traffic artery for the Palestinian residents of the area between the villages in the area and Ramallah, was closed to all Palestinian traffic. This closure was ordered following the numerous terrorist attacks that were perpetrated along the Road. The arguments related to the question of the authority of the military commander to order the restriction of traffic on the Road in general, and closure of the Road to Palestinians in particular; they also related to  the mode of  exercise of the military commander’s authority and his discretion, based on the relevant Israeli and international law dealing with belligerent occupation.

 

Held:  The High Court of Justice granted the petition (by majority opinion) in relation to Road 443.  It held that it is not sufficient to anchor a decision on the closure of the Road in a security order and in travel provisions.  The authority of the military commander is derived from the laws of belligerent occupancy, which pertain in the Area of Judaea and Samaria. Article 43 of the Regulations Respecting the Laws and Customs of War on Land of 1907, appended to the Fourth Hague Convention of obligates the occupying state “to ensure, as far as possible, public security and safety…”.

 

Road 443 was designed to safeguard the needs of the local population. According to the rules of public international law, the military government’s authority to expropriate is exercised for the benefit of the local population, i.e. the “protected persons” in terms of the Convention. It was assumed that the Road would also serve Israeli residents, and traffic needs between the Judaea and Samaria and Israel. However, closure of the Road to Palestinian vehicles results in the Road serving primarily for purposes of “internal” vehicular traffic in Israel between the center of the country and Jerusalem: in accordance with the case law of this Court, the military commander would not have been authorized to order construction of the Road from the outset, had this been its main purpose.

 

The arrangement resulting from the closure of the Road, whereby it no longer serves the interests of the local population, but is rendered a “service road” of the occupying state, exceeds the authority of the military commander and does not comport with the international law dealing with belligerent occupation. Consequently, the travel restrictions imposed by the military commander cannot stand in their present format, and must be set aside.

 

In exercising his authority, the military commander must balance three considerations: the security-military consideration, including the security of Israelis travelling on the Road; safeguarding the rights of the Palestinian residents, who are ‘protected persons’; and preserving the rights of Israelis who live in Israeli settlements in the Area.” A main criteria in the framework of this balancing act is proportionality.

 

The Court held that there is no basis to intervene in the position of the respondents whereby there is a rational connection between the measures that were adopted and between ensuring order and security. The situation prevailing on the Road, in practice, since the security measures were adopted, supports this position.

 

As required by the limitation clause in Basic Law: Human Dignity and Liberty, the Court examined whether there exists an alternative measure to that adopted, one that is less prejudicial to the rights of the petitioners, that will achieve the security purpose. While acknowledging the impact of the closure of the Road on security, the Court was not convinced that due consideration was given to possible alternative measures for protection of travelers on the Road which would be less prejudicial to the rights of the local residents.

 

The constitutional test of proportionality examines the relationship between the measures and the benefit from their adoption. The Court found that the travel restrictions had indeed been substantially detrimental to the fabric of life of the residents of the villages. It held that in the said circumstances, the sweeping prohibition on travel imposed on the Palestinian residents of the Area does not meet the test of proportionality, since due weight was not ascribed to safeguarding their rights as “protected residents”.  The said prohibition, therefore, cannot stand.

 

The authority of the military commander to order the closure of a road without a written document should be exercised only where there is an immediate need to close the road due to safety concerns. When the closure is not for a short and limited time, the order should eventually be committed to writing.

 

The Court held that there is no cause to intervene in the decision of the military commander concerning the operation of the Beituniya crossing.     

Voting Justices: 
Primary Author
majority opinion
Author
concurrence
Author
dissent
Full text of the opinion: 

HCJ 2150/07

 

Ali Hussein Mahmoud Abu Safiyeh, Beit Sira Village Council Head, and 24 others

v.

1. Minister of Defense

2. IDF Commander in the Judaea and Samaria Area

3. Commander of the Benjamin Brigade

4. Shurat Hadin Israel Law Center and 119 others

5. Fence for Life

 

The Supreme Court sitting as the High Court of Justice

[5 March 2008]

 

Before President D. Beinisch and Justices E.E. Levy, U. Vogelman

 

Petition to the Supreme Court sitting as the High Court of Justice

 

 

Facts: This is a petition to allow free movement  of Palestinian vehicles and pedestrians along Road 443 and on the Beituniya Road. In 2002, Road 443, which served as the main traffic artery for the Palestinian residents of the area between the villages in the area and Ramallah, was closed to all Palestinian traffic. This closure was ordered following the numerous terrorist attacks that were perpetrated along the Road. The arguments related to the question of the authority of the military commander to order the restriction of traffic on the Road in general, and closure of the Road to Palestinians in particular; they also related to  the mode of  exercise of the military commander’s authority and his discretion, based on the relevant Israeli and international law dealing with belligerent occupation.

Held:  The High Court of Justice granted the petition (by majority opinion) in relation to Road 443.  It held that it is not sufficient to anchor a decision on the closure of the Road in a security order and in travel provisions.  The authority of the military commander is derived from the laws of belligerent occupancy, which pertain in the Area of Judaea and Samaria. Article 43 of the Regulations Respecting the Laws and Customs of War on Land of 1907, appended to the Fourth Hague Convention of obligates the occupying state “to ensure, as far as possible, public security and safety…”.

Road 443 was designed to safeguard the needs of the local population. According to the rules of public international law, the military government’s authority to expropriate is exercised for the benefit of the local population, i.e. the “protected persons” in terms of the Convention. It was assumed that the Road would also serve Israeli residents, and traffic needs between the Judaea and Samaria and Israel. However, closure of the Road to Palestinian vehicles results in the Road serving primarily for purposes of “internal” vehicular traffic in Israel between the center of the country and Jerusalem: in accordance with the case law of this Court, the military commander would not have been authorized to order construction of the Road from the outset, had this been its main purpose.

The arrangement resulting from the closure of the Road, whereby it no longer serves the interests of the local population, but is rendered a “service road” of the occupying state, exceeds the authority of the military commander and does not comport with the international law dealing with belligerent occupation. Consequently, the travel restrictions imposed by the military commander cannot stand in their present format, and must be set aside.

In exercising his authority, the military commander must balance three considerations: the security-military consideration, including the security of Israelis travelling on the Road; safeguarding the rights of the Palestinian residents, who are ‘protected persons’; and preserving the rights of Israelis who live in Israeli settlements in the Area.” A main criteria in the framework of this balancing act is proportionality.

The Court held that there is no basis to intervene in the position of the respondents whereby there is a rational connection between the measures that were adopted and between ensuring order and security. The situation prevailing on the Road, in practice, since the security measures were adopted, supports this position.

As required by the limitation clause in Basic Law: Human Dignity and Liberty, the Court examined whether there exists an alternative measure to that adopted, one that is less prejudicial to the rights of the petitioners, that will achieve the security purpose. While acknowledging the impact of the closure of the Road on security, the Court was not convinced that due consideration was given to possible alternative measures for protection of travelers on the Road which would be less prejudicial to the rights of the local residents.

The constitutional test of proportionality examines the relationship between the measures and the benefit from their adoption. The Court found that the travel restrictions had indeed been substantially detrimental to the fabric of life of the residents of the villages. It held that in the said circumstances, the sweeping prohibition on travel imposed on the Palestinian residents of the Area does not meet the test of proportionality, since due weight was not ascribed to safeguarding their rights as “protected residents”.  The said prohibition, therefore, cannot stand.

The authority of the military commander to order the closure of a road without a written document should be exercised only where there is an immediate need to close the road due to safety concerns. When the closure is not for a short and limited time, the order should eventually be committed to writing.

The Court held that there is no cause to intervene in the decision of the military commander concerning the operation of the Beituniya crossing.     
 

 

Israeli Supreme Court cases cited:

[1]     HCJ 7015/02 Ajuri v. IDF Commander in West Bank [2002] IsrSC 56(6) 352.

[2]     HCJ 2056/04 Beit Suriq Village Council v. Government of Israel [2004] IsrSC 58(5) 807.

[3]     HCJ 7957/04 Mara’abeh v. Prime Minister of Israel [2004] IsrSC 60(2) 477; [2005] (2) IsrLR 106.

[4]     HCJ 7052/03 Adalah – the Legal Center for Arab Minority Rights in Israel v. Minister of the Interior (2006) (not yet reported).

[5]     HCJ 393/82 Jam’iyyat Iskan al-Mu’allimun al-Ta’wuniyya al-Mahduda al-Mas'uliyya, a Cooperative Society Legally Registered at the Judaea and Samaria Area Headquarters v. IDF Commander in the Judaea and Samaria Area [1983] IsrSC 37(4) 785.

[6]     HCJ 4289/05 Bir Naballah Local Council v. Government of Israel (2006) (not yet reported).

[7]     HCJ 1661/05 Gaza Beach Local Council v. Knesset of Israel [2005] IsrSC 59(2) 481.

[8]     HCJ 10356/02 Hess v. IDF Commander in West Bank [2004] IsrSC 58 (3) 443.

[9]     HCJ 69/81 Abu ‘Ita v. IDF Commander in the Judaea and Samaria Area [1983] IsrSC 37(2) 197.

[10]   HCJ 591/88 Taha v. Minister of Defense [1991] IsrSC 45(2) 52.

[11]   CrA 6659/06 Anon. v. State of Israel (2008) (not yet reported).

[12]   HCJ 7862/04 Abu Daher v. IDF Commander in Judaea and Samaria Area [2005] IsrSC 59(5) 368.

[13]   HCJ 351/80 Israel Electric Corporation, Jerusalem Region Ltd. v. Minister of Energy and Infrastructure [1981] IsrSC 35(2) 673.

[14]   HCJ 2612/94 Sha’ar v. IDF Commander in Judaea and Samaria Area [1994] IsrSC 48(3) 675.

[15]   HCJ 3933/92 Barakat v. O/C Central Command [1992] IsrSC 46 (5) 1

[16]   HCJ 2942/05 Mansur v. State of Israel (2006) (not yet reported).

[17]   HCJ 2645/04 Nasser v. Prime Minister (2007) (not yet reported).

[18]   HCJ 6339/05 Matar v. IDF Commander in the Gaza Region [2005] IsrSC 59(2) 846.

[19]   HCJ 4363/02 Zindah v. IDF Commander in the Gaza Strip (2002) (unreported).

[20]   HCJ 4219/02 Gusin v. IDF Commander in the Gaza Strip [2002] IsrSC 56(4) 608.

[21]   HCJ 2577/04 al-Khawaja v. Prime Minister (2007) (not yet reported).

[22]   HCJ 11344/03 Salim v. IDF Commander in Judaea and Samaria Area (2009) (not yet reported).

[23]   HCJ 9593/04 Morar, Yanun Village Council Head v. IDF Commander in Judaea and Samaria (2006) (not yet reported).

[24]   HCJ 3680/05 Committee of the Tene Settlement v. Prime Minister of Israel (2006) (not yet reported).

[25]   HCJ 6027/04 Raddad, a-Zawiya Village Council Head v. Minister of Defense (2006) (not yet reported).

[26]   HCJ 8414/05 Bil’in Village Council Head v. Government of Israel (2007) (not yet reported).

[27]   HCJ 401/88 Abu Rian v. IDF Commander in the Judaea and Samaria Area [1988] IsrSC 42 (2) 767.

[28]   HCJ 202/81 Tabib v. Prime Minister [1982] IsrSC 36 (2) 622.

[29]   HCJ 6982/02 Wahidi v. IDF Commander in the Gaza Strip (2002) (unreported).

[29]   HCJ 1890/03 Municipality of Bethlehem v. State of Israel [2005] IsrSC 59(4) 736.

[30]   HCJ 2717/96 Wafa v. Minister of Defense [1996] IsrSC 50(2) 848.

[31]   HCJ 5539/05 Atallah v. Minister of Defense (2008) (not yet reported).

[32]   HCJ 11163/03 Supreme Monitoring Committee for Arab Affairs in Israel v. Prime Minister of Israel (2006) (not yet reported).

[33]   HCJ 4764/04 Physicians for Human Rights v. IDF Commander in Gaza [2004] IsrSC 58(5) 385.

[34]   HCJ 5139/05 Shaib, Beit Lid Village Council Head v. State of Israel (2007) (not yet reported).

[35]   HCJ 1748/06 Mayor of Dhahiriya v IDF Commander on the West Bank (2006) (not yet reported).

[36]   HCJ 5488/04 al-Ram Local Council v. Government of Israel (2006) (not yet reported).

[37]   HCJ 1998/06 Beit Aryeh Local Council v. Minister of Defense (2006) (not yet reported).

[38]   HCJ 3969/06 Dir Samet Village Council Head v. IDF Commander on the West Bank (2009) (not yet reported).

[39]   HCJ 6379/07 Committee of the Dolev Settlement v. IDF Commander in the Judaea and Samaria Area (2009) (not yet reported).

 

International Conventions cited

Fourth Hague Convention of 1907

Regulations Respecting the Laws and Customs of War on Land of 1907, appended to the Fourth Hague Convention of 1907

Geneva Convention (IV) Relative to the Protection of Civilian Persons in Time of War 1949

Protocol Additional to the Geneva Conventions of 12 August 1949 Relating to the Protection of Victims of International Armed Conflicts (Protocol I), 1977

 

For the Petitioners – L. Yehuda, D. Yakir

For Respondents nos. 1-3 – O. Mandel, M. Tzuk

For Respondent no. 4 – R. Kochavi

For Respondent no. 5 – I. Tzion, A. Baruch.

 

 

JUDGMENT

 

Justice U. Vogelman

The petitioners in the present petition are residents of the villages of Beit Sira, Safa, Beit Liqiya, Khirbet al-Masbah, Beit Ur a-Tahta, Beit Ur al-Fawqa (hereinafter: “the villages”), the council heads of the villages, and the Association for Civil Rights in Israel. In the present petition, they are asking the court to order respondents nos. 1 – 3 (hereinafter: “the respondents”) to enable Palestinians to travel freely, in vehicles and on foot, on Road no. 443 and on the Beituniya Road; the respondents are further requested to remove all of the fixed roadblocks that prevent access from the villages to Road no. 443.

General background

1.    Road no. 443 (hereinafter: “Road 443” or “the Road”) connects the area of the Ben Shemen interchange in Israel to the Ofer Camp intersection (near the settlement of Giv’at Zeev). The total length of the Road is approximately 25.5km. The petition before us concerns the eastern section of the Road, which passes through the area of Judaea and Samaria hereinafter: “JSA” or “the Area”), between the Maccabim-Reut bypass at the western end and the Ofer Camp intersection at the eastern end. The length of the aforesaid section of the Road is approximately 14km. The Road, according to the definition provided by the respondents, serves “as a major traffic artery connecting the area of the coastal plain and the Modi’in Bloc to the area of Jerusalem. In addition to Highway no. 1, Road 443 constitutes one of the two major traffic arteries leading to the capital.” The Road also serves as an access route for the Israeli settlements in the JSA sector. As stated by the respondents, the settlements are inhabited by 55,000 residents. Of all the settlements in question, the Road constitutes the sole access route only for the residents of the settlement of Beit Horon.

2.    The origins of the Road date from the time of the British Mandate. The Road functioned as a local access road which passed through the centers of the villages. Over the years, changes took place in the statutory planning; the Road became a “regional road” and it was widened and its route modified accordingly, such that it no longer passed through Palestinian villages. Throughout all the intervening years and up to the outbreak of the “Second Intifada” in 2000, the Road was used for travel by both Palestinian and Israeli vehicles. The Road served as a major traffic artery for the Palestinian residents of the Area, including the residents of the villages. The residents of the villages customarily used the Road to travel between the villages, and as a traffic artery to the city of Ramallah (access to Ramallah from Road 443 is via the Beituniya Road, which will be discussed below). Israeli vehicles drove along the Road between the coastal plain and Jerusalem. In addition, the Road served as an access road to the Israeli settlements in the Area.

3.    In 2000, the “Second Intifada” broke out. Heavy fighting occurred in the area of Judaea and Samaria, including thousands of terrorist attacks against Israeli citizens and residents in the Area and within the borders of the State of Israel. On more than one occasion, this Court has discussed the scope and severity of the fighting, stating, inter alia, as follows:

‘Since the end of September 2000, heavy fighting has been taking place in the areas of Judaea and Samaria and the Gaza Strip. This is not police activity. This is armed conflict. Within that framework, some 14,000 terrorist attacks have been carried out against the lives, persons and property of innocent Israeli citizens and residents, including the elderly and children, men and women. More than 600 citizens and residents of the State of Israel have been killed. More than 4,500 have been wounded, some very gravely. Death and injuries have also been incurred by the Palestinians. Many of them have been killed and wounded since September 2000. Furthermore, in one single month – the month of March 2002 – 120 Israelis were killed and hundreds more wounded in terrorist attacks. Between March 2002 and the writing of this opinion, 318 Israelis have been killed and more than 1,500 have been wounded. We are awash in bereavement and pain’ (HCJ 7015/02 Ajuri v. IDF Commander in West Bank [1], at p. 358. See also HCJ 2056/04 Beit Suriq Village Council v. Government of Israel [2], at pp. 814-815; HCJ 7957/04 Mara’abeh v. Prime Minister of Israel [3], at pp. 484-485; HCJ 7052/03 Adalah – the Legal Center for Arab Minority Rights in Israel v. Minister of the Interior [4], per  Deputy-President (ret.) M. Cheshin at paras. 6-12).

Nor has this reality skipped over Road 443. Large numbers of Israeli vehicles move along the Road. This fact, combined with the topographical characteristics of the Road, has transformed it into what the respondents define as a “security weak point” – a “convenient” target for the perpetration of terrorist attacks. In fact, a large number of terrorist attacks have been perpetrated along the length of the Road over the years, causing injury and loss of life: these have included the use of firearms and the throwing of stones and improvised incendiary devices. All these were aimed both at drivers along Road 443 and at the security forces. We will discuss this point at a later stage.

4.    As a result of the aforesaid security escalation, and along with additional measures that were taken in order to safeguard the security of Israeli drivers, which we will discuss below, the respondents began to prevent entry to Road 443 by Palestinian vehicles. Initially, this prevention was partial, and was carried out by means of roadblocks and patrols of the security forces, which ensured that Palestinians were kept away from the Road. Beginning in 2002, during the period of escalation in the security situation, the prohibition against travel by Palestinian vehicles on the Road became absolute. All the access roads linking the villages to Road 443 were blocked, and the residents of the villages were prevented from making any use of the Road. At the present time, as a general rule, only Israeli vehicles travel along the Road. According to data provided by the security establishment, approximately 40,000 vehicles travel each day on Road 443 (in both directions).

5.    A brief summary of the data with regard to the Beituniya Road, which is also a focal point of the petitions, is in order. The Beituniya Road connects Road 443 (from the Ofer Camp intersection) to the city of Beituniya, near Ramallah. Over the years, this road served as an access artery to Ramallah for vehicles traveling on Road 443. In recent years, with the construction of the security fence in the Area, the Beituniya Road has been blocked to both Palestinian and Israeli vehicles. In the place where the security fence crosses the Beituniya Road, a “back-to-back” crossing known as the “Beituniya Crossing” was set up for the movement of merchandise between Israel and JSA. The Beituniya Crossing is not intended for passage by private vehicles or persons, as specified in the Transfer of Goods Order (Amendment No. 2), 5765-2005. The respondents point out that, in addition to the movement of merchandise, the Beituniya Crossing is used, to a limited degree, for purposes such as security checks of pedestrians coming to the nearby [military] courts which are located in Ofer Camp.

6.    The Association for Civil Rights in Israel (petitioner no. 7) has contacted the respondents several times on behalf of the petitioners and on behalf of the council heads of the villages, demanding that they remove the roadblocks that were placed on the roads between the villages and Road 443 and enable travel by Palestinian vehicles on the Road. Not only has this demand not been met; the Office of the Legal Advisor for JSA – in a letter dated 18October 2006 claimed – contrary to the actual state of affairs – that IDF soldiers do not prevent Palestinians from traveling along the Road; rather, they limit the exit points from the region of the villages to the Road to a few exit intersections, at which gates are set up for the purpose of security checks (the ramifications of this misstatement will be discussed below). Following receipt of that response, the present petition was filed.

7.    Only after the filing of the petition – on 28August 2007 – did the then-Commander of the IDF Forces in the Area of Judaea and Samaria, Major General Gadi Shamni, by virtue of his authority under the Security Provisions Order (Judaea and Samaria) (No. 378), 5730-1970 (hereinafter: “Security Provisions Order”), issue Travel and Traffic Provisions (Road 443) (Judaea and Samaria), 5767-2007 (hereinafter: “the Travel Provisions”). The Travel Provisions prohibited the travel of non-Israeli vehicles (as this term is defined in the Travel Provisions) on Road 443 without a permit. The validity of the Travel Provisions was limited in time, and they have been extended from time to time.

The arguments of the parties

8.    The petitioners argued that the closure of Road 443 to travel by Palestinians deprives the local population of the possibility of using the only main road in the area and makes life extremely difficult for the residents of the villages, who are forced to use an alternative road, which passes through settlements, and along which military roadblocks are set up from time to time (hereinafter: the Village Route). Travel along the Village Route is difficult: the road is narrow, winding and in disrepair; its quality is poor, and using it lengthens travel time significantly and increases travel costs. In addition, the petitioners argued that, as a direct result of the aforesaid difficulties in traveling, both the fabric of life of residents of the villages and the economy of the villages in general are suffering, primarily because the residents are cut off from the city of Ramallah, which is their local urban center. Thus, for example, the prohibition against traveling on the Road has led to the closure of many businesses in the villages and has made it difficult for workers to reach their places of work in Ramallah. As a result of these factors, the number of unemployed persons in the villages has risen sharply. In addition, the closure of the Road has interfered with access by residents of the villages to medical services; with access by fire and rescue services to the villages; with access by residents of the villages to the educational institutions in the villages and in Ramallah; and with the possibility of paying visits and maintaining social relationships. The petitioners further stated that the closure of the Road has prevented their direct access to their agricultural lands (although it does not entirely block such access) and has imposed difficulties on the movement of agricultural produce. It was further argued that the closure of Road 443 has led to the transfer of traffic congestion to the internal roads and that, as a direct result, the number of road accidents has greatly increased, along with the potential for loss of human life.

According to the petitioners, the ban on travel on Road 443 by Palestinian residents is illegal. They state that the prohibition was imposed in order to reserve Road 443 as an “internal” Israeli traffic artery, connecting the coastal plain to Jerusalem. The military commander thereby exceeded his authority, which was granted exclusively for the purposes of the occupied Area itself; he breached his duty of safeguarding public order and the lifestyle of the protected residents within the occupied territory; and he exercised extraneous considerations. It was further argued that the prohibition is illegal because it constitutes improper discrimination on a national-ethnic basis; because it is tantamount to a breach of the prohibition against collective punishment; because it is tainted with extreme unreasonableness; and because it disproportionately prejudices the human rights of the protected Palestinian residents – including the right to freedom of movement, the right to earn a living, the right to live with dignity, the right to education, the right to family life and contact with family members, and the right to health and medical treatment. The petitioners further argue that the respondents’ position in the procedure before us runs counter to arguments which the respondents themselves raised, years ago, in a petition that concerned the expropriation of lands for the purpose of building the Road (HCJ 393/82 Jam’iyyat Iskan al-Mu’allimun al-Ta’wuniyya al-Mahduda al-Mas'uliyya, a Cooperative Society Legally Registered at the Judaea and Samaria Area Headquarters v. IDF Commander in the Judaea and Samaria Area [5]). The petitioners emphasize that in that case, the respondents argued that the transportation needs of the Area residents required the planning of a new road system, whereas today – more than 20 years later – the respondents are arguing that the residents of the villages have a reasonable transportation system at their disposal. The petitioners point out that although the ban on travel on Road 443 was defined as “temporary,” it has continued throughout the last seven years, and that there is no serious intention of considering its cancellation in the future. The petitioners further argue in their petition that the ban on travel ought to be struck down because it was imposed with no valid legal source, without any written basis for the prohibition. After the Travel Provisions were issued, this argument was obviated; nonetheless, the petitioners emphasize that this phenomenon of imposing a ban on travel with no written authorization, has repeated itself again and again and that, in their view, a clear court ruling is necessary on this issue.

With regard to the Beituniya Road, the petitioners argue that its opening is necessary in order to reduce the harm caused to the residents of the villages, who need Road 443, inter alia, to travel to the city of Ramallah (as explained above, the Beituniya Road connects Road 443 to the city of Ramallah). As they see it, there is no impediment to the use of the Beituniya crossing for private vehicular traffic, alongside the use of the crossing for moving merchandise.

9.    The respondents are opposed to the petition. They confirm that Road 443 had initially been planned for the purpose of travel by both Israelis and Palestinians, and that this situation prevailed until 2000, but following the outbreak of the fighting and terrorist incidents, the security situation changed drastically. They argue that the Road was closed to Palestinian vehicles to preserve the security of the Israeli civilians who reside in JSA, including those who use Road 443. The respondents mention brutal and murderous terrorist attacks along the Road, in which Israeli civilians were killed and many others wounded. They argue that some of those terrorist attacks were perpetrated by residents of the villages. The military commander is responsible for the security of the residents of the Area and Israeli citizens within the bounds of the Area, and this is what led to his decision – which was based on purely security-related considerations – to adopt a series of measures, some of which were temporary, in order to safeguard the security of the Israeli travelers on the Road. Among the various measures taken were the increase in ongoing operational activity and the increased military presence along Road 443 and in the Area in general; the construction of fencing and observation posts along a number of sections close to the Road; a temporary ban on travel by Israelis on several roads in the Benjamin area; improvement of the standard of security checks at the roadside security checkpoints adjacent to Road 443; and the construction of the security fence in the areas surrounding Jerusalem, including in the vicinity of Road 443. An additional measure taken by the military commander – the measure that is the object of the petition before us – is the temporary blockage of the roads connecting the Palestinian villages to Road 443, with a view to preventing Palestinian vehicles from entering the Road in an uncontrolled manner. This was based on an understanding that those vehicles might be used for the launching of terrorist attacks, whether as car bombs; or drive-by shootings followed by escape to a nearby village – a scenario that is familiar from other incidents that occurred in JSA, including in the area of Road 443; or kidnapping Israeli travelers along the Road, or transporting terrorist operatives and weapons into the territory of the State of Israel. In fact, after these measures were taken, there was a substantial decline in the number and severity of terrorist attacks along Road 443, although the danger remains. In the respondents’ affidavit of response and their supplementary affidavit, we were apprised of the details of attempts to harm travelers along Road 443 and attempts to harm the security forces. These attempts began – in the period relevant to the matter before us – on 21 December 2000, with the fatal shooting of an Israeli civilian, a resident of the city of Modi’in, and continued with additional shooting attacks in 2001, in the course of which additional Israeli civilians were killed and wounded, and a female suicide bomber who blew herself up near the Maccabim roadblock, resulting in the wounding of police officers who were manning the roadblock. The latest of these attempts, as of this point in time, are incidents that occurred after the filing of the petition. Together with these events, there were hundreds of cases of stone-throwing and dozens of incidents involving improvised incendiary devices. Thus, for example, during the period between 4 June  2007 and 1 January 2008, fifty-eight incidents were recorded in which stones or improvised incendiary devices were thrown at vehicles traveling along the Road.

In their written and oral pleadings, the respondents pointed out that in the military commander’s view, restricting access by Palestinian vehicles to Road 443 at the time was, and continues to be to this day, an important and necessary security measure, as part of a series of security measures intended to preserve the lives of the Israeli civilians who travel on the Road. The respondents emphasized that Palestinian pedestrian use of the Road was not prohibited. The respondents further contended that the petitioners’ arguments regarding the damage they incurred as a result of the travel restrictions were exaggerated and factually unsubstantiated. They argued that the Village Route is available to the petitioners, providing a reasonable connection among the villages themselves and between the villages and the city of Ramallah. The respondents noted that the security forces have no fixed roadblocks on the Village Route. The respondents further clarified, during the hearing of the arguments by the parties, that as part of the security fence project in the sector surrounding Jerusalem, a number of “fabric of life” routes are being constructed, at a cost of tens of millions of shekels. The “fabric of life” routes are intended to serve the Palestinian residents of the Area and to reduce the harm to their way of life resulting from the blockage of roads (see HCJ 4289/05 Bir Naballah Local Council v. Government of Israel [6], at para. 11). The respondents argued that upon their completion, these routes will significantly shorten the duration of travel between the villages and Ramallah, and will provide a proper response and a reasonable alternative to travel on Road 443. They further pointed out that, aside from the Village Route, the residents of the Villages can also use an additional alternative route which runs along the original route of Road 443. Today, this route connects the villages of Safa, Beit Ur a-Tahta and Beit Ur al-Fawqa, and in the future, it will enable access to the Beit Ur-Beituniya “fabric of life” route (the paving of which was completed after the hearing of the arguments; we will discuss this road further in this judgment).

According to the respondents, the military commander is obliged to balance the protection of the security interests of the state authority occupying the territory, on one hand, against ensuring the needs and rights of the local population, on the other hand. Within this framework, the military commander is authorized to initiate security measures with a view to protecting all of the population within the Area, including Israeli civilians, and the fact that the Road was constructed by virtue of an expropriation order cannot change that. The restrictions imposed by the military commander are necessary for security reasons; they do not cause disproportionate harm to the local population and, at the very least, they do not exceed the bounds of proportionality. In this context, the respondents mentioned an arrangement they had devised whereby restricted travel by Palestinian vehicles on the Road would be permitted (the details of the arrangement will be discussed below). According to the respondents, among the powers vested in the military commander, the one which is important in the case before us is his authority to impose various restrictions of movement upon the local population. This authority is anchored in arts. 88 and 90 of the Security Provisions Order, and has existed as far back as the 1945 Defense (Emergency) Regulations, which were part of the applicable law in the Area even prior to the inception of the belligerent occupation, and which continue to apply to this day. By virtue of these powers, the military commander imposed the restrictions with regard to travel on Road 443. The respondents agree that when the restrictions on travel along the traffic artery remained in place, they ought to have been backed with a signed written order. And indeed, as mentioned, on 28 August 2007, the Travel Provisions were issued, and the petitioners’ argument in this regard has therefore become moot. The restrictions that were imposed are based on relevant considerations, and accordingly, they do not constitute prohibited discrimination; rather, they represent a permitted distinction. The respondents further emphasize that the measures in question are preventive security measures and not collective punishment, as was argued. Admittedly, in actual practice, these measures inflict harm on civilians who do not participate in terrorist activities, a category which includes the majority of the Palestinian population. This, however, is not an indication of the illegality of the measures taken. The respondents went on to discuss their position as it was presented in Jam’iyyat Iskan v. IDF Commander [5]. It was argued that the building of Road 443 and the way in which the road was utilized throughout the years up to 2000 were compatible with their position as presented in that proceeding. We would emphasize that whereas in the affidavit of response (sec. 22), the respondents pointed to the connection between the section of the Road in question and that which was discussed in the above Jam'iyyat Iskan case, in their supplementary affidavit (sec. 412), the respondents argued that the system of roads that was discussed in the Jam'iyyat Iskan case had nothing to do with Road 443 or with its expansion. As a parenthetical note, we will comment that we do not need to discuss the dispute between the petitioners and the respondents in this last regard, as it has no impact on the normative decisions in the Jam'iyyat Iskan case, which will guide us in the present matter as well.

With reference to the Beituniya Road, the respondents argue primarily that the authorities were not approached in advance on this matter, and that the factual and legal basis on this matter in the petition statement was insufficient. As such, that aspect of the petition should be denied in limine (as a parenthetical note, we note that the petitioners’ above arguments were first raised in their reply to the affidavit of response which was filed on behalf of the respondents). On a substantive level, the respondents argue that the Beituniya crossing does not have appropriate infrastructure for the passage of private vehicles or pedestrians, and to prepare it for this purpose would require the construction of extensive infrastructure, at a high cost. The respondents further point out that in accordance with the security concept underlying the construction of the security fence in the areas surrounding Jerusalem, the course of the fence was planned in such a way as to separate the lands and residents of JSA from the Israeli settlements north of Jerusalem and within the boundaries of the State of Israel. Fence crossings were limited to a number of fixed crossing points that are suitable for the passage of private vehicles or pedestrians. In their view, opening an additional crossing point in the security fence would lead to “a certain breach” of the security obstacle, itwould increase the risk of infiltration by terrorist activists into the vicinity of Jerusalem, and it would create a friction point that would increase the danger to the security forces in charge of the crossing points. The respondents further noted that the Beituniya crossing is situated in a problematic location that is subject to security threats; expanding the crossing and allowing the passage of private vehicles as well would therefore constitute a real risk.

10.  Respondents no. 4 (Shurat Hadin and 119 others (hereinafter: respondents no. 4)), who were added to the petition at their request, emphasize in their response the importance of Road 443 as a major traffic artery in Israel, connecting the city of Jerusalem with metropolitan Tel Aviv. They state that Road 443 is the only practical alternative to Highway No. 1, and, in addition, it is the only transportation artery which is open, in practical terms, to the residents of the Israeli settlements along its route. Respondents no. 4 further discuss the terrorist attacks that occurred on the Road during the years since the outbreak of the Second Intifada, some of which, they argue, were perpetrated by residents of the villages, and the deaths and injuries that resulted from them. Respondents no. 4 argue that as a result of the security measures taken – which constitute the object of the petitioners’ complaints – the petitioners incurred no more than inconvenience. They argue that the petition raises the question of the balance between that inconvenience and their right to life and physical safety. In the case at hand, they believe that the right to life and physical safety should be given preference. Respondents no. 4 go on to state that the decision to close the Road [to Palestinians] is a reasonable and unavoidable position, based on a military need, which was made under the proper authority.

Respondent no. 5, “Fence for Life – the Movement for Construction of the Separation Fence”, was also joined to the petition as a respondent, at its request. Respondent no. 5 also points out the security risk inherent in the resumption of travel by Palestinian vehicles on Road 443, which is likely to cause a renewed outbreak of bloody terrorist attacks along the Road and even to lead to the crossing of the Green Line by Palestinian vehicles, through checkpoints at both sides of the Road.

The proposed travel arrangement and the “fabric of life” roads

11.  As explained above, the respondents presented an arrangement they had devised with a view to enabling restricted travel by Palestinian vehicles on Road 443. In addition, during the hearing of the petition, the laying down of some of the “fabric of life” roads has progressed, and some of them have been completed and opened to traffic. We will discuss this below.

12.  The affidavit of response, which was filed by the respondents on 2 September 2007, stated that after the security forces and the Central Command of the IDF had re-examined the restrictions on travel in the area of Road 443, it was decided, as a temporary measure, to permit partial travel by a limited number of Palestinian vehicles along the Road. This decision was backed by a temporary order, signed by the O/C Central Command, which remained in force until 31 May 2008. According to the arrangement, the intention was to issue permits for travel along the Road to approximately 80 Palestinian vehicles, most of them commercial and public vehicles, the identity of which would be determined in coordination with the petitioning villages, and those vehicles would drive Palestinian passengers along the Road. The vehicles would enter the Road at a checkpoint near the village of Khirbet al-Masbah, and would then reach Ramallah through a passage in the security fence, known as the al-Jib crossing, which is located near the settlement of Giv’at Zeev. From the al-Jib crossing there is convenient and rapid access to the city of Ramallah via the Bir Naballah – Qalandiya “fabric of life” road. The arrangement would only operate during the day; at night, travel would be permitted subject to prior coordination, to provide a response to humanitarian needs. The respondents stated that this arrangement was approved “with a heavy heart and with considerable misgivings”, as implementing it involves a considerable risk to the security of Israeli citizens traveling on Road 443 and in the hinterland of the State of Israel. In an update notice of 17 December 2007, the respondents mentioned that for the purpose of implementing the arrangement, a meeting was held with the council heads of the Villages, aimed at promoting cooperation in the implementation of the arrangement. As we were told, in a letter dated 20 November 2007 the council heads announced that they did not intend to cooperate with this arrangement. Nevertheless, the respondents decided to implement the arrangement even without cooperation, and addressed the residents of the Area directly, by publishing a notice to the public in which the residents were offered the opportunity to submit applications for permits to travel on Road 443. In a supplementary affidavit dated 20 February 2008, the respondents announced that no applications for permits had been filed by the residents. Another supplementary affidavit, dated 8 September 2008, stated that additional attempts had been made to implement the proposed arrangement. Nevertheless, despite various efforts on the part of the respondents, no applications have yet been filed for implementation of the arrangement or for permits to travel along Road 443.

The petitioners, in their reply to the verified response, stated that the proposed arrangement is in the nature of “mocking the poor”. They believe that the respondents are creating a mechanism which transforms a basic right into a privilege, to be granted or denied at the military commander’s whim. In any event, this proposed arrangement, as the petitioners view it, will not lead to a reduction in the harm caused to the residents of the villages, given the small number of vehicles which would be permitted to travel and the hours during which the arrangement would operate. In addition, the petitioners point out that according to the proposed arrangement, travel to Ramallah would require passing through two checkpoints, and that the travel distance is twice as long as it would be on the original road (via Road 443 and from there to the Beituniya Road which leads to Ramallah).

Respondents nos. 4 and 5, for their part, expressed their objection to the proposed arrangement, in light of the security risks it entails.

13.  As a marginal note in this regard, we will state that in addition to the aforesaid arrangement, the respondents, in their preliminary response, added that the military commander regularly allows travel on the Road by a limited number of vehicles with Palestinian license plates – mostly public vehicles – which have been individually examined. These are vehicles belonging to the village of a-Tira (which is not among the villages that are petitioners in this case), which are used to transport residents of that village to the city of Ramallah. As we were told, this arrangement, which was achieved within the framework of a petition to this court (HCJ 2986/04), will remain in force until the completion of the “fabric of life” road between the village of a-Tira and the village of Beit Ur al-Fawqa. A supplementary affidavit filed by the respondents on 8 September 2008 clarified that this road has, in fact, been completed and has been opened to traffic.

In addition to all this, the respondents, as aforesaid, pointed out the further progress that has been made in constructing the “fabric of life” roads. Among those roads are three that pertain to the petition before us. One of them, the “fabric of life” road connecting the villages of Beit Liqiya and Khirbet al-Masbah, is open to traffic. The second is the “fabric of life” road connecting the villages of a-Tira and Beit Ur al-Fawqa, which includes an underground passage beneath Road 443. This road was opened to traffic on 1July 2008. An additional road of importance to the matter before us is the road connecting the villages of Beit Ur al-Fawqa and Beituniya, which gives the residents of the villages access to the city of Ramallah (through Beituniya). As stated in the update notice of 8 September 2008, the planned date for completion of the paving work and opening of the road to traffic was December 2008. Already then, the respondents stated that once the road was open, the trip to Ramallah for residents of the villages was expected to be short and quick, even compared to travel on Road 443. The respondents emphasized that the “fabric of life” roads were built at “a high standard”, in accordance with the criteria generally accepted by Israel’s Public Works Council for ordinary civilian roads and, accordingly, the building costs were very high. In an additional update notice, delivered on 8 April 2009 (following the completion of arguments), the respondents added that the “fabric of life” road, a dual-carriage road that connects the petitioning villages to the regional city of Ramallah “by means of a short, fast and convenient route, even by comparison to travel on Road 443,” had meanwhile been completed. After its opening, the road was closed for a limited period of time for maintenance and repair work, including work that resulted from weather damage.

The petitioners, for their part, argue that from the standpoint of the population of the Area, there is no need for the “fabric of life” roads, because the road available to that population should have been Road 443. In addition, they point out that for the purpose of laying the “fabric of life” roads, lands were expropriated from the local population, in addition to the lands that were previously expropriated for the construction of Road 443. In their view, these are unnecessary roads, the construction of which has harsh ramifications, both present and future, for the residents of the Area. The building of the roads deprives the landowners and many families of their land and their livelihood; it uses land that is required for the genuine development of the residents of the Area; it causes the destruction of nature and the environment in the Area; and it creates separate road systems for the various populations. Furthermore, it was argued that from the standpoint of transportation, most of the “fabric of life” roads that run between the villages themselves are significantly inferior to the main roads in the Area, and are not in the nature of a main road which enables rapid, convenient travel.

The framework of the deliberations

14.  The territory that is the object of the petition is under a regime of “belligerent occupation” (see e.g.: Jam’iyyat Iskan v. IDF Commander [5], at p. 792; Beit Suriq Village Council v. Government of Israel [2], at p. 827; HCJ 1661/05 Gaza Beach Local Council v. Knesset of Israel [7], at p. 514-516; Mara’abeh v. Prime Minister of Israel [3], at p. 492). In a territory under belligerent occupation, the military commander serves as “the long arm of the state” (Mara’abeh v. Prime Minister of Israel [3], at p. 492). The military commander is not the sovereign entity in that territory, and he draws his authority from the rules of public international law that govern belligerent occupation; from the local law prevailing in the Area, which consists of the law in force prior to the military occupation and new local legislation enacted by the military government; and from the principles of Israeli law (Mara’abeh v. Prime Minister of Israel [3], at p. 492; HCJ 10356/02 Hess v. IDF Commander in West Bank [8], at p. 455; see also HCJ Jam’iyyat Iskan v. IDF Commander [5], at pp. 792-793). The first question that we will address in our deliberations in this case is whether, in deciding to order the closure of Road 443 by means of the Security Order and the Travel Provisions, such that the Palestinian residents of the Area are prohibited from traveling on it, the military commander acted within his authority. Separately from the question of the purview of his authority, the question of the manner in which the military commander exercised his authority and his discretion will also be examined. The criteria on the basis of which this examination will be conducted are those listed above – i.e., the rules of local law, the rules of Israeli administrative law, and the rules of international law that govern belligerent occupation (Jam’iyyat Iskan v. IDF Commander [5], at p. 793; cf. Beit Suriq Village Council v. Government of Israel [2], at p. 832), as “each Israeli soldier carries with him, in his backpack, the rules of customary international public law that concern the laws of war and the basic rules of Israeli administrative law” (Jam’iyyat Iskan v. IDF Commander [5], at p.810; cf. Ajuri v. IDF Commander in West Bank [1], at p.365; Mara’abeh v. Prime Minister of Israel [3], at pp. 492-493; Hess v. IDF Commander in West Bank [8], at p.454; Beit Suriq Village Council v. Government of Israel [2], at pp. 827-828). Accordingly, we have two questions before us, one of which concerns the actual authority of the military commander to order restrictions on travel along the Road in general, and the closure of the Road to Palestinians in particular. The other concerns his discretion in so ruling. We will discuss these questions in the order in which they are listed.

The authority of the military commander

15.  The respondents contend that the Road was closed to passage by Palestinian vehicles by virtue of the existing legislation in the Area, which was issued by the military commander. They argue that the authority of the military commander to close the Road is based on the provisions of s. 88 (a) (1) of the Security Provisions Order, which states as follows:

“Movement

and Transport

A military commander, or a person acting under the general or special authorization of a military commander, is entitled, by means of an order or by issuing provisions or in any other manner:

(1) To prohibit, restrict or regulate the use of certain roads or to determine routes along which vehicles or animals or persons will pass, whether generally or specifically.”

In addition, the respondents refer to the Travel Provisions issued by the military commander (after the petition was filed), in which, in 2007, his decision to close Road 443 to travel by Palestinian vehicles was put in writing. Section 2 of the Travel Provisions states: “As long as these Provisions remain in force, no person shall travel on Road 443 by means of a vehicle which is not Israeli, other than in accordance with a permit which was issued to him by me, or by a person authorized by me to do so.” An “Israeli vehicle” is defined, in s. 1 of the Provisions, as “a vehicle that is registered in Israel or a vehicle that bears identifying marks which were established for it in Israel.”

16.  I do not believe that the anchoring of the decision to order the closure of Road 443 in the Security Order and the Travel Provisions is sufficient. As has been ruled –

‘In order to provide a response to the question of the authority of the Area commander, it is not sufficient to determine that the amending order (or any other order by the Area commander) grants authority to the military commander... The authority of the military commander to enact the amending order is derived from the laws of belligerent occupation. They are the source of his authority, and his powers will be determined according to them’ (Ajuri v. IDF Commander in West Bank [1], at p. 364; cf. Jam’iyyat Iskan v. IDF Commander [5], at p. 793; HCJ 69/81 Abu ‘Ita v. Commander of the Judaea and Samaria Area [9], at p. 230).

The principal norms that apply to a territory under belligerent occupation are the Regulations Respecting the Laws and Customs of War on Land of 1907, appended to the Fourth Hague Convention of 1907 (hereinafter: “the Hague Regulations”), which reflect customary international law (Jam’iyyat Iskan v. IDF Commander [5], at p. 793; Hess v. IDF Commander in West Bank [8], at p. 455; Ajuri v. IDF Commander in West Bank [1], at p. 364; HCJ 591/88 Taha v. Minister of Defense [10], at p. 53; Beit Suriq Village Council v. Government of Israel [2], at p. 827; Gaza Beach Local Council v. Knesset of Israel [7], at pp. 516-517; Mara’abeh v. Prime Minister of Israel [3], at p. 492). At the same time, the provisions of international law that apply to international armed conflict are also anchored in the Geneva Convention (IV) Relative to the Protection of Civilian Persons in Time of War 1949 (hereinafter: “the Fourth Geneva Convention”), the customary provisions of which became part of the legal system of the State of Israel; and in the Protocol Additional to the Geneva Conventions of 12 August 1949 Relating to the Protection of Victims of International Armed Conflicts (Protocol I), 1977 (hereinafter: “the First Protocol”)); although Israel is not a party to the First Protocol, its customary provisions have also become part of Israel’s legal system. In addition, wherever a lacuna exists in the aforesaid laws of armed conflict, it may be filled by provisions of international human rights law (see CrA 6659/06 Anon. v. State of Israel [11], per President D. Beinisch, at para. 9. See also Hess v. IDF Commander in West Bank [8], at p. 455; Ajuri v. IDF Commander in West Bank [1], at p. 364; Beit Suriq Village Council v. Government of Israel [2], at p. 827; Gaza Beach Local Council v. Knesset of Israel [7], at p.517; Mara’abeh v. Prime Minister of Israel [3], at p. 492; HCJ 7862/04 Abu Daher v. IDF Commander in the Judaea and Samaria Area [12], at p. 376.

17.  On the balances reflected by the Hague Regulations and the scope of the powers and discretion of the military commander resulting from them, the following – which also applies to the case before us – was stated:

‘The Hague Regulations revolve around two main axes: one – ensuring the legitimate security interests of the occupier in territory held under belligerent occupation; the other – ensuring the needs of the civilian population in the territory held under belligerent occupation... In both these matters – both the “military” need and the “civilian” need – the initial assumption in principle is that the military commander does not inherit the rights and status of the defeated regime. He is not the sovereign in the occupied territory... The powers of the defeated regime are suspended, and by virtue of the rules of public international law, the military commander is given “the supreme power of government and administration in the area” ... These powers, from a legal standpoint, are temporary by nature, because the belligerent occupation is temporary by nature ... This temporariness may be long-term ... International law does not set a deadline for it, and it continues as long as the military government efficiently controls the area’ (Jam’iyyat Iskan v. IDF Commander [5], at p. 794; see also Hess v. IDF Commander in West Bank, at p. 455; Beit Suriq Village Council v. Government of Israel [2], at pp. 833-834; Gaza Beach Local Council v. Knesset of Israel [7], at p. 520; O. Ben Naftali and Y. Shani, International Law Between War and Peace [Heb.], 126, at pp. 179-180 (2006)).

18.              The provisions relevant to the matter at hand are those of Section III of the Hague Regulations, entitled “Military Authority over the Territory of the Hostile State.” Of those provisions, our concern is with the provisions of art. 43 of the Hague Regulations – cited by the Parties – which reads as follows:

‘The authority of the legitimate power having in fact passed into the hands of the occupant, the latter shall take all the measures in his power to restore, and ensure, as far as possible, public security and safety, while respecting, unless absolutely prevented, the laws in force in the country’ (see also, on the “legislative history” of the regulation: Y. Dinstein, The Laws of War [Heb.], at pp. 215-216 (1983)).

This provision was defined as “a general ‘meta’- provision, which is intended to establish a normative arrangement for an entire set of cases” (Jam’iyyat Iskan v. IDF Commander [5], at p. 797). In the case before us, the parties have focused on the question of the military commander’s authority to determine travel restrictions, by virtue of his duty to safeguard “public order and safety,” as prescribed in the opening passage of art. 43 of the Hague Regulations. The parties did not raise arguments concerning the restrictions imposed by the closing passage of the article on the enactment of legislation by the military commander; accordingly, our discussion, too, will focus on the opening passage of the regulation (cf. Jam’iyyat Iskan v. IDF Commander [5], at p.797; HCJ 351/80 Israel Electric Corporation, Jerusalem Region Ltd. v. Minister of Energy and Infrastructure [13], at pp. 688-689).

19.              Article 43 imposes upon the occupying state the duty to “ensure, as far as possible, public order and safety”. This duty reflects the military commander’s control of the territory and results “from his being in charge of the preservation of public welfare in his area” (HCJ 2612/94 Sha’ar v. IDF Commander in the Judaea and Samaria Area [14], at p. 679). In other words, the military commander is in charge of enforcing the law in the Area and safeguarding public order (HCJ 3933/92 Barakat v. O/C Central Command [15], at p. 6), and for this purpose, customary international law and treaty law confer upon him the right to act in order to ensure that his control of the territory is preserved. This may be done through the use of appropriate means (Taha v. Minister of Defense [10], at p. 64; cf. The Laws of War, at p. 216).

20.              Toward whom is the military commander’s duty of safeguarding public order and public life in the Area directed? As we have seen, the population that used Road 443 until 2000 may be divided into three categories. The first consists of residents of the villages, who are considered “protected persons” within the meaning of the Fourth Geneva Convention (art. 4 of the Convention; see Gaza Beach Local Council v. Knesset of Israel [7], at p.517; HCJ 2942/05 Mansur v. State of Israel [16], at para. 22). The second consists of residents living in the Israeli settlements in the Area (on the status of these settlements, see Gaza Beach Local Council v. Knesset of Israel [7], at pp. 524-527). These residents are among the local population of the Area (see Hess v. IDF Commander in West Bank [8], at p. 455), although they are not “protected persons” (Mara’abeh v. Prime Minister of Israel [3], at p. 496; Gaza Beach Local Council v. Knesset of Israel [7], at pp. 517-524; HCJ 2942/05 Mansur v. State of Israel [16], at para. 21; HCJ 2645/04 Nasser v. Prime Minister [17], at para. 26). Apart from those two groups, residents and citizens of Israel who do not live in the Area also use the Road, primarily for traveling between the coastal plain and Jerusalem. The duty of safeguarding “public order and safety” by virtue of art. 43 of the Hague Regulations is broad. It does not apply only to those individuals who are considered “protected persons”, but rather, to the entire population within the bounds of the Area at any given time, including residents of the Israeli settlements and Israeli civilians who do not reside within a territory under belligerent occupation (Hess v. IDF Commander in West Bank [8], at p. 455; Barakat v. O/C Central Command [15], at p. 6; HCJ 6339/05 Matar v. IDF Commander in the Gaza Region [18], at pp. 851-852; HCJ 4363/02 Zindah v. IDF Commander in the Gaza Strip [19]; HCJ 4219/02 Gusin v. IDF Commander in the Gaza Strip [20], at p. 611; Mansur v. State of Israel [16], at para. 22; Mara’abeh v. Prime Minister of Israel [3], at pp. 496-498; Hess v. IDF Commander in West Bank [8], at pp. 460-461; HCJ 2577/04 al-Khawaja v. Prime Minister [21], at para. 31; HCJ 11344/03 Salim v. IDF Commander in the Judaea and Samaria Area [22]; Sha’ar v. IDF Commander in the Judaea and Samaria Area [14], at p. 679; see also HCJ 9593/04 Morar, Head of Yanun Village Council v. IDF Commander in Judaea and Samaria [23], at para 13; HCJ 3680/05 Committee of the Tene Settlement v. Prime Minister of Israel [24], at para. 8).

21.              The military commander’s duty to protect the lives and the security of Israelis who reside within an area under belligerent occupation derives not only from his duty pursuant to art. 43 of the Hague Regulations, but also, as stated above, from internal Israeli law. As was ruled (in a case relating to the legality of the construction of a section of the security fence):

‘The authority of the military commander to construct a separation fence includes the authority to construct a fence in order to protect the lives and the security of Israelis who reside in Israeli settlements in the Judaea and Samaria Area. This is true notwithstanding the fact that the Israelis who live in the Area are not considered “protected persons” in the sense of art. 4 of the Fourth Geneva Convention ... This authority is derived from two sources. One is the authority of the military commander, pursuant to art. 43 of the Hague Regulations, to safeguard public order and safety... The other is the duty of the State of Israel, which is anchored in internal Israeli law, to protect the lives, the security and the well-being of the Israeli civilians who reside in the area’ (Nasser v. Prime Minister [17], at para. 26; see also Mara’abeh v. Prime Minister of Israel [3], at p.502; Tene Settlement v. Prime Minister of Israel [24], at paras. 8-9; Bir Naballah Local Council v. Government of Israel [6], at para. 32; al-Khawaja v. Prime Minister [21], at para. 31).

Moreover, the duty of the military commander to ensure the security of all persons within the bounds of the Area also applies to anyone who is alleged to be present in the Area unlawfully. The following was said in that context:

‘The authority to construct a security fence for the purpose of defending the lives and safety of Israeli settlers is derived from the need to preserve “public order and safety” (art. 43 of the Hague Regulations). It is necessarily entailed by the human dignity of every individual as a human being. It is designed to preserve the life of every person created in God’s image. The life of a person who is in the area illegally is not there for the taking. Even a person who is in the area illegally does not thereby become an outlaw …. Even if the military commander acted contrary to the laws of belligerent occupation when he agreed to the establishment of this or that settlement – and that issue is not before us, and we shall express no opinion on it – that does not release him from his duty according to the laws of belligerent occupation themselves to protect the lives, safety, and dignity of every one of the Israeli settlers. Ensuring the safety of Israelis present in the area is the responsibility of the military commander (cf. art. 3 of the Fourth Geneva Convention)’ (Mara’abeh v. Prime Minister of Israel [3], at pp. 498-500; see also HCJ 6027/04 Raddad, a-Zawiya Village Council Head v. Minister of Defense [25], at para. 15; HCJ 8414/05 Bil’in Village Council Head v. Government of Israel [26], at para. 28).

22.    By virtue of his duty to safeguard public order, the military commander is required to ensure, inter alia, normal travel on the roads in the Area (HCJ 401/88 Abu Rian v. IDF Commander in the Judaea and Samaria Area [27], at p.770). The means of protecting travel are varied. In this case, we will mention that the court has repeatedly confirmed the military commander’s authority to build roads for security reasons, including for the purpose of protecting the civilian population which uses them. The words of the court in another case apply here as well:

‘It may be assumed that the security authorities and the military government, which took upon themselves the task of planning and implementing this network of roads, the cost of which is enormous, did not do so merely for reasons of ecology and alleviating civilian traffic, and that their prime consideration was the military aspect. ... Another extremely important military consideration is the situation in times of tranquility. It often happens that a hostile population harasses military traffic (as well as that of civilians, whom it deems undesirable) that passes through or close to residential areas. Diverting the traffic to other places, far from the “homes” of potential assailants, will reduce the number of incidents of harassment, the loss of human lives and the damage done. This consideration is mixed: it is a military consideration, insofar as it is capable of preventing losses among the military; and a security consideration, insofar as it keeps peaceable civilians from incurring harm and damage as a result of operations involving chases, searches, curfews and the like – operations that are unavoidable after a hostile strike against military forces or peaceable civilians’ (HCJ 202/81 Tabib v. Prime Minister [28], at pp. 634, 635).

In yet another case, which dealt with an access road to the settlement of Netzarim, the Court ruled as follows:

‘The need to build a new access road to the settlement of Netzarim arose as a result of the many brutal terrorist attacks against the army and against Jewish civilians who used the existing access road. The new road is slated to be built at a greater distance from the built-up area, and it is designed to provide its users with better protection against terrorist attacks. This consideration – the existence of which was not disputed, even by the petitioners’ counsel – is one which the military commander is entitled to take into account, within the framework of his duty to protect his soldiers and the population within the territory. The petitioners’ argument, that the military commander must renounce this duty because this is ostensibly what is required by the rules of international law, is unacceptable; moreover, from the legal standpoint, it is incorrect. The question of the legality of the Netzarim settlement is not for the military commander to decide’ (HCJ 6982/02 Wahidi v. IDF Commander in the Gaza Strip [29]).

Similarly, this Court did not see fit to intervene in the decision by the military commander to seize land for the purpose of constructing walls to shield a bypass road being built for Jewish worshipers who wished to travel from Jerusalem to Rachel’s Tomb – although, in that case, the petitioners did not dispute the military commander’s authority to do so (HCJ 1890/03 Municipality of Bethlehem v. State of Israel [29], at p.747). It was also ruled that there was no cause to intervene in the military commander’s decision to seize land for the purpose of building a bypass road in the Hebron area, which was required in order “to reduce the constant friction between Israeli vehiculr traffic, both military and civilian, and the Palestinian population” (HCJ 2717/96 Wafa v. Minister of Defense [30], at 856). At the same time, it should be recalled that the concept of building bypass roads, which the court discussed in that case, was intended to circumvent large Palestinian population centers, to enable “effective preservation of the well-being, security and lives of the users of the road, who are residents of the Area, Jews and Arabs alike” (ibid., at p.856). In another case, this Court decided not to intervene in the military commander’s decision to seize land in order to protect the road which afforded Jewish worshipers access to the Machpelah Cave (Hess v. IDF Commander in West Bank [8]). In addition, this Court did not find cause to intervene in the decision to construct the security fence in order to protect, inter alia, the well-being of Israelis who travel along the Trans-Samaria Highway from Israel to the city of Ariel and the Jordan Valley (Raddad, a-Zawiya Village Council Head v. Minister of Defense [25], at para. 18).

23.              In addition to the considerations of preserving order and security in the Area and ensuring secure travel, the military commander is entitled to take into account considerations related to the security of the State of Israel and protection against a security threat that originates in the Area and is directed against targets within the territory of Israel (HCJ 5539/05, Atallah v. Minister of Defense [31], at para. 8; Abu Daher v. IDF Commander in the Judaea and Samaria Area [12], at p.376). Accordingly, the military commander was entitled to include in his considerations his assessment that terrorist assailants might infiltrate Israel as a result of travel by Palestinian vehicles on the Road. However, the military commander is not entitled to include other interests of the State in his considerations:

‘... The military commander’s considerations involve safeguarding his security interests in the area, on the one hand, and securing the interests of the civilian population on the other. Both of these interests are directed at the Area. The military commander is not entitled to consider the national, economic, or social interests of his state, insofar as said interests have no implications for his security interests in the area or the interests of the local population. Even the needs of the Army constitute military needs, and not the needs of national security in the broader sense... An area which is held under belligerent occupation is not an open field for economic or other exploitation’ (Jam’iyyat Iskan v. IDF Commander in the Judaea and Samaria Area [5], at pp. 794-795 [emphasis added]; see also Beit Suriq Village Council v. Government of Israel [2], at p.829; Hess v. IDF Commander in West Bank [8], at p.456).

From the general to the specific

24.              The principles that we discussed above are the source from which the military commander’s duty to ensure safe travel along the roads in the Area is derived. This duty applies with regard to every vehicle travelling in the Area, irrespective of its owner’s identity. Against this background, the military commander is authorized – for the purpose of fulfilling his aforesaid duty – to impose restrictions on vehicular travel in general, and on travel by Palestinian vehicles in particular. It has already been ruled that “subject to specific provisions, which are laid down in the Hague Regulations, and according to the general provision, which is laid down in art. 43, the military government has been given all of the ancillary powers reasonably required for the purpose of fulfilling the authority” (Jam’iyyat Iskan v. IDF Commander in the Judaea and Samaria Area [5], at p. 807). In addition, as explained above, the military commander is empowered to impose restrictions as abovesaid in order to ensure that no security risks are posed to the State of Israel. Another question – and this brings us to the dispute awaiting resolution – is whether, under the concrete circumstances before us, the military commander was entitled to totally prohibit (rather than merely restrict) travel on the Road by residents of the villages.

25.              Before handing down the judgment itself, two preliminary comments are in order. The first is that our decision does not refer to cases in which the prohibition on use of the Road by the protected population results from immediate security needs, such as the situation at the end of 2000, following the outbreak of the Second Intifada, or when the prohibition is in force for a limited period of time. Categories such as these require separate deliberation, and we may leave them for future consideration. By contrast, the prohibition in the case before us has continued for almost a decade, and its termination is not in sight at this time. A second clarification concerns the arrangement proposed by the respondents in the verified response, whereby, under specified conditions, they expressed willingness to permit restricted travel on the Road by approximately 80 vehicles from the villages. We note that according to the data provided by the respondents, the number of residents of the villages in 2007 was 26,280, and that approximately 40,000 Israeli vehicles travel on the Road each day. Given the extremely limited scope of the proposed arrangement and the additional restrictions involved therein, it cannot be said that this arrangement transforms the prohibition into something less than a complete prohibition, or that it is capable of changing the situation that is the object of the petition.

26.              We will now discuss the actual merits of the case. According to the regulations of the plan for its construction (RE/35), Road 443 – or the relevant section of it – was intended “to improve the transport connections between villages on the Beit Sira-Beituniya route and to increase the level of traffic safety.” The Road, which was constructed on land expropriated from residents of the Area, was thus intended – by definition – to secure the needs of the local population. In conformity with the rules of public international law, the power of expropriation by the military government was exercised under the local law and, within that framework, for the benefit of the local population, i.e., the protected persons (cf. Jam’iyyat Iskan v. IDF Commander in the Judaea and Samaria Area [5], at para. 37). However, the presumption in the planning of Road 443 for the benefit of the local population was that the Road would also serve residents of Israel and the traffic needs between the Area and Israel (cf. Jam’iyyat Iskan v. IDF Commander in the Judaea and Samaria Area [5], at p. 790). As explained, this was the situation until 2000. The petitioners, in fact, are not complaining about the way the Road was used up to that time. The problem arises with the situation that began in 2000, when the use of the Road was restricted only to Israeli vehicles, in the format that we have discussed. The closure of the Road to Palestinian vehicles gave rise to a situation whereby Road 443 is used primarily for the “internal” travel of vehicles in Israel – between the center of the country and Jerusalem. As mentioned, the Road was defined by the respondents as “a major traffic artery connecting the area of the coastal plain and the Modi’in bloc to the area of Jerusalem. In addition to Highway No. 1, Road 443 constitutes one of the two major traffic arteries leading to the capital.” Respondents no. 4 also define the Road as an important traffic artery from the center of the country to Jerusalem, as does respondent No. 5. At the same time, the Road is used for travel by residents of the Israeli settlements in the Area. According to the decisions of this Court, the military commander would not have been authorized to order the building of the Road in the first place, had this been the underlying purpose for which it was built:

‘The military government is not entitled to plan and execute a system of roads in an area that is held under belligerent occupation, if the purpose of such planning and the purpose of its execution is solely and exclusively to constitute a “service road” to its own state. The planning and execution of a road system in an occupied territory may be carried out for military reasons... A road system may be planned and executed to benefit the local population. Such planning and execution may not be carried out merely in order to serve the occupying state’ (Jam’iyyat Iskan v. IDF Commander in the Judaea and Samaria Area [5], at p. 795; see also Beit Suriq Village Council v. Government of Israel [2], at p. 829).

These statements also apply, mutatis mutandis, to the use of the road. The military commander is authorized to impose travel restrictions by virtue of his duty to safeguard public order and security on the traffic routes in the Area; this includes ensuring the well-being of the Israeli settlers and of the Israelis who are present in the Area and use the Road. However, the military commander’s authority does not extend to the permanent, absolute restriction of travel along the Road by Palestinian vehicles. The reason is that upon the imposition of those restrictions, Road 443 – in practical terms – becomes a road which is intended for travel by Israeli vehicles only, whereby the great majority of those vehicles travel from the coastal plain to Jerusalem and back – i.e., for the purposes of “internal” Israeli travel (as respondents no. 4 define it: “a major traffic artery in Israel, connecting the city of Jerusalem with metropolitan Tel Aviv”). We emphasize that we have no reason to doubt the military commander’s position, which is that the exercise of his authority is founded on considerations of security, which, in turn, are founded on his duty to preserve order and security. However, the military commander’s authority in the said context must be examined in view of the consequences of the restrictions, and must not focus merely on examining the motives for imposing them (compare, in another context, HCJ 11163/03 Supreme Monitoring Committee for Arab Affairs in Israel v. Prime Minister of Israel [32], per President A. Barak, at para. 18).

The state of affairs resulting from the total ban on travel by residents of the villages is that the Road no longer benefits the local population; rather, it is a “service road” of the occupying state. Any arrangement with such an outcome exceeds the military commander’s authority and cannot be reconciled with the rules of international law concerning belligerent occupation. The direct result of what we have said thus far is that the travel restrictions which were imposed by the military commander cannot stand in their present format and should be set aside.

Beyond what is strictly necessary, we would add that we would have arrived at a similar outcome had we assumed that the military commander possessed the requisite authority, on the basis of the rules of public international law in general and the Hague Regulations in particular. Even in that state of affairs, in the framework of which – assuming that the authority existed – we would have been required to examine the discretion of the military commander, we would have concluded that he is not entitled to exercise his authority as he did and to restrict travel in a manner which transforms the road into one whose entire purpose is to constitute a “service road” for Israeli vehicles. We will now explain this conclusion.

Examination of the military commander’s discretion

27.              The military commander’s discretion will be examined in accordance with the principles set out in the case law of this Court. Even when acting within his authority, the military commander, like any administrative entity, must exercise his discretion, inter alia, according to the principles of reasonableness and proportionality, and his discretion will be subject to the review of this court (Municipality of Bethlehem v. State of Israel [29], at p. 747; cf. Abu Daher v. IDF Commander in the Judaea and Samaria Area [12], at p. 378; Mara’abeh v. Prime Minister of Israel [3], at p. 507-509; Bil’in Village Council Head v. Government of Israel [26], at para. 29). Indeed, “the argument that the infringement of human rights is due to security considerations does not rule out judicial review. ‘Security considerations’ or ‘military necessity’ are not magic words” (Mara’abeh v. Prime Minister of Israel [3], at p. 508). However, as emphasized on more than one occasion, this Court does not serve as a “supreme military commander”, and does not substitute its own discretion for that of the military commander; it merely examines the legality of his actions. The responsibility and the authority were conferred upon the military commander, and the court does not set itself up as an expert on matters of security in his stead:

‘The Supreme Court, sitting as the High Court of Justice, carries out judicial review over the legality of the discretion exercised by the military commander. ... In carrying out this judicial review, we do not appoint ourselves as experts in security matters. We do not replace the security considerations of the military commander with our own security considerations. We do not adopt any position with regard to the manner in which security matters are conducted.... Our role is to ensure that boundaries are not crossed and that the conditions that limit the discretion of the military commander are upheld’ (Ajuri v. IDF Commander in West Bank [1], at p. 375; see also Hess v. IDF Commander in West Bank [8], at p. 458).

Another judgment stated:

‘There are often several ways of realizing the purpose, all of them proportionate and reasonable. The military commander is given the authority to choose between these methods, and as long as the military commander does not depart from the “margin of proportionality” and the “margin of reasonableness”, the Court will not intervene in his discretion’ (Municipality of Bethlehem v. State of Israel [29], at p. 765).

At the same time, it should be emphasized that although the Court attributes special weight to the military expertise of the commander of the Area, with whom the responsibility for the security of the Area lies, when his decision involves violation of human rights, the proportionality of the violation must be examined in accordance with the well-known tests that have been delineated in case law in this regard (Mara’abeh v. Prime Minister of Israel[2], at p. 508). In the words of President A. Barak:

‘The question before us is whether these military operations satisfy the national and international criteria that determine the legality of these operations. The fact that operations are necessary from a military viewpoint does not mean that they are lawful from a legal viewpoint. Indeed, we do not replace the discretion of the military commander insofar as military considerations are concerned. That is his expertise. We examine their consequences from the viewpoint of humanitarian law. That is our expertise’ (HCJ 4764/04 Physicians for Human Rights v. Commander of the IDF Forces in Gaza [33], at p. 393).

28.    In exercising his authority, the military commander must balance three different considerations. These are “the security-military consideration; preserving the rights of the Palestinian residents, who are ‘protected persons’; and preserving the rights of the Israelis who live in the Israeli settlements in the Area” (HCJ 5139/05 Shaib, Beit Lid Village Council Head v. State of Israel [34], at para. 10; see also HCJ 1748/06 Mayor of Dhahiriya v IDF Commander on the West Bank [35], at para. 13; HCJ 5488/04 al-Ram Local Council v. Government of Israel [36], per President A. Barak, at para. 42; HCJ 1998/06 Beit Aryeh Local Council v. Minister of Defense [37], at para. 8; HCJ 3969/06 Dir Samet Village Council Head v. IDF Commander on the West Bank [38], at para. 14). In the present case, as explained, from the security-military consideration is derived the additional consideration of protecting the well-being and security of Israelis who travel on Road 443. A major criterion utilized in this balance is that of proportionality, including the three sub-tests which are examined within its framework (HCJ 6027/04 Raddad v. Minister of Defense [25], at para. 17). We will now address that criterion.

Proportionality

29.              According to the principle of proportionality, the freedom of an individual may be restricted in order to achieve proper purposes, provided that the restriction is proportional (Beit Suriq Village Council v. Government of Israel [2], at p. 837). The principle of proportionality draws its force from international law as well as from the basic principles of Israeli public law (Mara’abeh v. Prime Minister of Israel[3], at p. 507). To meet the requirement of proportionality, the military commander bears the burden of showing that the measures he has taken comport with the purpose (the first sub-test of proportionality); that of all possible alternatives, the measures he has taken result in the least harm to individuals, (the second sub-test); and that the adverse effect on individual liberties resulting from adoption of the measures in question is proportionate to the benefit to be derived from them (the third sub-test, also known as the “test of proportionality in the narrow sense”) (Morar v. IDF Commander in the Judaea and Samaria [23], paragraph 18; see also Beit Suriq Village Council v. Government of Israel [2], at p. 840). We will discuss each of these tests individually.

30.              In relation to the first sub-test, we will examine, as stated above, whether there is a rational connection between the measure adopted, i.e., closure of the Road to travel by Palestinian vehicles, resulting in the restricted freedom of movement of the residents of the Area, who are subject to belligerent occupation, and the purpose, i.e., preserving the security of the state and its citizens and the security of the Area, both on Road 443 and within Israel. The petitioners claim that the prohibitions against travel do not contribute to the protection of the State of Israel or its residents, nor to ensuring safe travel along the Road, because other measures that are being taken by the respondents provide an adequate response. The petitioners further point out that in other places in JSA, the Army secures hundreds of kilometers of roads, on which both Palestinians and Israelis travel. They argue that the respondents have not clarified how “preventing tens of thousands of persons who are not suspected of anything and do not endanger anyone’s security from traveling” serves to reduce the risks and threats. The petitioners emphasize, on the basis of the ruling of this Court in Morar v. IDF Commander in the Judaea and Samaria [23], that the existence of “a purely technical causal relationship between the means and the purpose” is not enough; rather, what is required is “for there to be a rational connection between the measures and the purpose, and for the measures to be appropriate to the attainment of the purpose.” According to their argument, “[t]he meaning of this is, inter alia, that an arbitrary, unfair or illogical measure must not be taken.” The petitioners also referred to an expert opinion on security, which was submitted in the framework of a petition involving travel arrangements on the Sheqef – Negohot road (Dir Samet v. IDF Commander on the West Bank [38]) by Brigadier General (res.) Ilan Paz. According to the expert opinion, reserving the Road for travel by Israeli vehicles merely provides “a solution which is not bad” to the threat of shooting attacks from passing vehicles. Nonetheless, because this policy leads to a situation whereby only Israeli vehicles travel on the Road, it enables terrorist attacks to be carried out by other methods – such as firing on passing vehicles from the roadside, or laying explosive charges – more easily.

The respondents, on the other hand, argue that there is a rational connection between the purpose of preserving the lives and the safety of Israeli travelers on Road 443, and the measures restricting travel on the Road by Palestinian vehicles. They assert that permitting free travel by Palestinian vehicles along the Road would significantly increase the risk of terrorist attacks, for example, in the form of car bombs, drive-by shootings, or smuggling terrorists and weapons into Israeli territory.

We have found no basis for intervening in the position taken by the respondents, whereby there is a rational connection between the measures taken and the preservation of order and security. The situation that has prevailed on Road 443, in practical terms, since the security measures were introduced, confirms this position. The measures taken provide a response to the concern about shooting attacks being carried out from cars traveling along the route, Israelis being kidnapped and terrorists gaining entry into Israeli territory through the crossing points at the sides of the Road. Nor is the expert opinion, on which the petitioners relied, capable of changing my conclusion. I am prepared to assume, similar to the position taken by the author of the expert opinion, that alongside the advantages inherent in the ban on travel imposed by the military commander, there are certain disadvantages, which the author pointed out. However, it is the military commander who is responsible for the final decision, as well as for weighing the advantages against the disadvantages, and considerable weight must be attributed to his opinion. This is in keeping with the concept discussed above, whereby the expert opinion of the military entity in charge of security must bear special weight (Beit Suriq Village Council v. Government of Israel [2], at p. 844; see also Mara’abeh v. Prime Minister of Israel [3], at pp. 508-509; Bir Naballah Local Council v. Government of Israel [6], at paras. 33, 36; al-Ram Local Council v. Government of Israel [36], at para. 42; Dir Samet v. IDF Commander on the West Bank [38], at para. 23). In view of the aforementioned, we have found that the measures taken by the military commander comply with the first sub-test of proportionality.

31.  According to the second sub-test, the measures adopted must result in the least harm to individuals, relative to all appropriate alternative measures. The petitioners claim that the respondents have alternative means at their disposal for achieving the purpose sought (such as security fences, checkpoints at the entrance to Israel, and means of observation), and that, should these not suffice, the respondents can take additional measures that do not involve harm to the local population. The petitioners emphasize that the measures adopted by the respondents may not be capable of achieving the entire purpose sought in its entirety – the complete protection of the Israelis traveling on Road 443. Reality, however, reveals that there is no such thing as complete security, and a well-reasoned and balanced decision is necessary with regard to the risks to be taken for the purpose of protecting human rights. The petitioners further emphasize that, should the military commander reach the conclusion that it is not possible to allow travel along the Road by Israeli civilians who do not reside in the Area without simultaneously revoking the right of protected persons to use it, it is possible to prevent the former from entering the Area. In this context, the petitioners emphasize that Israeli civilians have no “right” to benefit from public resources in the occupied territory, and that their entry into the Area is enabled by a general permit issued by the military commander. The petitioners further claim that no other alternatives available to the respondents, such as taking additional security measures, increasing the stringency of the examination at entry points to Israel, or partial restrictions on travel along the Road by Israelis, were even examined.

The respondents emphasized that in their view, there is no other measure that would result in less harm and would achieve the purpose of preserving the safety of the thousands of Israelis who travel on Road 443. The only conceivable means – checking each individual Palestinian vehicle that attempts to enter the Road – is not necessarily less harmful; moreover, in any case it cannot achieve the required security purpose. Checking procedures cannot locate every terrorist attacker and every weapon; nor can they entirely prevent attempts at infiltration and perpetration of terrorist attacks. Checking every vehicle would increase the duration of travel and would require putting up a number of additional roadside checkpoints, at additional cost and increased risk to Israeli troops. The respondents point out that permitting Palestinian vehicles to access the Road would enable terrorists to pick up passengers and weapons en route, even if the vehicle had been examined at a checkpoint before entering the Road.

The question that we must examine is whether there is an alternative measure that will entail less violation of the petitioners’ rights and will achieve the security purpose that the military commander sought to achieve (cf. Mayor of Dhahiriya v IDF Commander on the West Bank [35], at para. 20). In the case before us, introducing measures such as those suggested by the petitioners will indeed reduce the severity of the harm caused to them. At the same time, the military commander’s position is that such measures do not achieve the security purpose. I am not convinced that other possible alternatives for the protection of travelers along the Road, which are less harmful to the local residents’ rights, were taken into consideration. We will return to this point below, as part of our discussion of the third sub-test.

32.              Under the third sub-test, it must be shown that adopting the measures in question is suitably proportional to the benefit that will result from doing so. In the words of Supreme Court President A. Barak:

‘This sub-test weighs the costs against the benefits...  According to this sub-test, a decision of an administrative authority must reach a reasonable balance between general needs and the damage done to the individual. The objective of the examination is to determine whether the severity of the damage to the individual and the reasons brought to justify it stand in proper proportion to each other. This determination is made against the background of the general normative structure of the legal system, which recognizes human rights and the necessity of ensuring the provision of the needs and welfare of the local inhabitants, and which preserves “family honor and rights”... All these are protected in the framework of the humanitarian provisions of the Hague Regulations and the Fourth Geneva Convention’ (Beit Suriq Village Council v. Government of Israel [2], at p. 850).

And as ruled in Adalah v. Minister of the Interior [4]:

‘This subtest therefore provides a value test that is based on a balance between conflicting values and interests … It reflects the approach that there are violations of human rights that are of such gravity that they cannot be allowed by law, even if the purpose of the law is a proper one, its provisions are rational and there is no reasonable alternative that violates them to a lesser degree. The assessment of the balance between the extent of the violation of the human right and the strength of the public interest that violates that right is made against a background of all the values of the legal system.’ (at para. 75).

In the present case, the harm, as stated above, is to the petitioners’ freedom of movement. We will begin with an examination of the nature of that harm.

33.  This Court, per [then] Justice D. Beinisch, discussed the normative implications of the freedom of movement in the Area, against the background of the status of this basic right in Israel:

‘Freedom of movement is one of the basic human rights and it has been recognized in our law both as an independent basic right ... and as a right that is derived from the right to liberty .... Furthermore, there are those who believe that this freedom is also derived from human dignity.... Freedom of movement is also recognized as a basic right in international law. Freedom of movement within the state is established in a long string of international conventions and declarations concerning human rights ... and it would appear that it is also established in customary international law’ (Municipality of Bethlehem v. State of Israel [29], at pp. 754-755).

In that case, the Court saw no call to rule on the question of whether and to what extent the principles of Israeli constitutional law and the international conventions on human rights apply to the Judaea and Samaria Area. The Court stated as follows:

‘It is sufficient for us to say that within the framework of the military commander’s duty to exercise his discretion reasonably, he must also take into account, amongst his considerations, the interests and rights of the local population, including the need to minimize the violation of its freedom of movement’ (id. at pp. 755-756; see also Dir Samet v. IDF Commander on the West Bank [38], at para. 17).

The travel restrictions imposed by the military commander reduce the freedom of movement of the residents of the villages. The dispute between the parties concerns the severity of the violation of the petitioners’ freedom of movement and, as a result, of other rights. A number of sub-tests have been established by case law for the purpose of examining the severity of the restriction of the freedom of movement of individuals, including the scope of the territory within which the restriction is imposed; the level of intensity of the restriction; the period of time throughout which the restriction is in force; and the nature of the interests that require travel for their attainment (Municipality of Bethlehem v. State of Israel [29], at p. 757). With regard to the intensity of the travel restriction, the Court said as follows:

‘It is clear that the violation involved in a total negation of the freedom of movement is more serious than a violation caused by a partial restriction on the freedom of movement, and the lesser the extent of the restriction, the weaker the intensity of the violation. Thus, for example, it was held with regard to the intensity of the violation of freedom of movement, in the context of the closure of roads, that the closure of a road that is the only means of access cannot be compare to the closure of a road where there are alternative access routes nearby; the closure of a main traffic artery cannot be compared to the closure of a road inside a neighborhood; and the closure of a road that is tantamount to totally blocking access cannot be compared to a closure that results merely in a longer route and an inconvenience for the persons using the road; and the smaller the increase in time and convenience caused by the alternative route are, the lesser the magnitude of the violation of freedom of movement… Indeed, absolute preclusion of travel is, after all, not the same as delaying travel and subjecting it to inconvenience, and the lesser the extent of the inconvenience, the lesser the severity of the violation of the freedom of movement’ (id., at pp. 758-759).

What, then, is the violation of the freedom of movement that the petitioners are experiencing? The petitioners are absolutely barred from using Road 443. This prohibition has been in force for a number of years, and at the present time – as it seems from the respondents’ response – there is no concrete intention of lifting it. By contrast, the respondents have repeatedly declared that movement along the Road by pedestrians is permitted. In light of these facts, the dispute between the parties focuses on the question of whether the alternative road system available to the Arab residents of the villages provides an adequate response to the closure of Road 443. According to the position adopted by the petitioners, being prevented from traveling on Road 443 is extremely prejudicial to their quality of life, from many aspects, as described above. As the petitioners argued, the closure of the Road has led to the villages being cut off from the city of Ramallah, and has caused residents of the villages to be cut off from their agricultural lands. As a result, they argued, additional rights are being violated, including the right to earn a living and to live with dignity, the right to education and to maintain contact with family members, and the right to health and to receive medical treatment.

The respondents did not dispute the fact that the travel restrictions have impinged upon the daily routine of the residents of the villages. According to the respondents, however, the alternative road system – together with the “fabric of life” roads and the arrangement for restricted travel – creates a reasonable alternative to travel along the Road. This being so, the harm done to the petitioners prior to the opening of the Beit Ur – Beituniya “fabric of life” road was negligible according to the respondents, and manifested itself in some delay in travel times. The respondents point out that comparing the situation that prevailed at that stage to the previous situation showed that the travel time to Ramallah for most residents of the villages did not increase very significantly (and that for residents of Beit Sira, it even decreased). They say that even at that stage, an economic and factual analysis showed that the petitioners’ arguments concerning the harm caused by the closure of Road 443 were unsubstantiated. From the standpoint of the number of employment permits issued to residents of the villages, it was apparent that a considerable part of the population of the villages was employed in Israel and within the bounds of the Israeli settlements in JSA. As opposed to the [petitioners’] arguments, the respondents believe that although Ramallah is the regional city for the residents of the villages, most of them are not employed there, and that the central locations for the livelihoods and occupations of residents of the villages have not changed significantly as a result of the changes in the travel arrangements on Road 443. They assert that economic damage sustained by the residents of the villages was identifiable, but it was not specific to them: deterioration in the economic situation, particularly with regard to the unemployment rate, has occurred throughout the whole JSA due to the security situation since 2000. In particular, the respondents note that not only can no trend of emigration by residents from the villages to Ramallah be identified, but a trend toward positive immigration to the villages from other areas within JSA has in fact been observed. They assert that the analysis of data on the number of schools, public transportation and its cost, the number of traffic accidents and the state of medical services, does not indicate significant differences between the petitioners’ villages and other areas within JSA. It was further argued that there is no difficulty in accessing agricultural lands and that, in any event, because of the nature of Road 443, it can be crossed in the relevant sections by means of underground passageways only (except at its extremities, in the area of the Maccabim checkpoint or in the Beit Horon area). They claim that this will apply a fortiori after the opening of the Beit Ur – Beituniya “fabric of life” road.

34.              To sum up the positions of the parties with regard to the third sub-test, we find that, according to the petitioners’ position, the damage they sustain as a result of the travel restrictions is not acceptably proportional to the security benefit derived from them. They contend that it is not possible to justify the travel restrictions that were imposed, and the harm they cause, by the argument that this is the balance required to achieve security. In the petitioners’ view, the ban on travel has led to continuous harm over a long period to a population of tens of thousands of people, causing severe disruptions to all aspects of their lives. They assert that even if the ban on travel enhances security relative to what could be achieved by alternative means, it is not in any way reasonable or proportional to the violation of human rights that it entails. The respondents, on the other hand, argue that the benefit derived from restricting the travel of Palestinian vehicles on Road 443 immeasurably exceeds the harm it has caused. The harm to the Palestinian residents resulting from the restriction on travel is extremely minor and consists primarily of a certain delay in travel times; on the other hand, the security benefit is extremely great. At the same time, once the Beit Ur – Beituniya “fabric of life” road is open, travel to Ramallah will be brief and rapid, even compared to travel along Road 443 – a fact that must be taken into account.

In view of the extensive factual base provided by the parties, we find that at the time of filing of the petition, the travel restrictions have indeed significantly impaired the fabric of the villagers’ lives. The closure of the Road – a major interurban road enabling rapid travel – to the residents of the villages, thereby requiring them to use the Village Route in order to reach Ramallah, has made their travel more difficult. The Village Route is narrow, parts of it are in disrepair, it passes through the villages, and there can be no dispute that its quality is significantly poorer than that of Road 443. However, as we have seen, the opening of the Beit Ur – Beituniya “fabric of life” road, which was subsequently announced by the respondents, has led to a real reduction of the damage to the quality of the Palestinian residents’ lives. Indisputably, it is not a fast highway like Road 443, but a two-lane road of lower quality; from this point of view, it cannot be compared to Road 443. At the same time, it appears to be capable of providing the residents of the villages with direct access to the regional city.

35.              In light of this conclusion, we will examine whether the universal ban on travel that was imposed on the Palestinian residents of the Area meets the third sub-test of proportionality. This court recently heard a petition by residents of the Israeli settlements in the Dolev-Talmonim bloc within the Area, located to the north of Road 443, for the building of access routes that would shorten the distance between those settlements and Jerusalem (HCJ 6379/07 Committee of the Dolev Settlement v. IDF Commander in the Judaea and Samaria Area [39]). The petitioners claimed that due to restrictions based on security reasons, they are forced to travel to Jerusalem via a longer route than before, which inconveniences their lives, imposes difficulties on their travel, and causes a disproportional violation to their basic rights. The response by the court (Justice A. Grunis) was as follows:

‘First of all, we should recall that the security and political situation in recent years has required the introduction of various measures to restore order to life in the territories of Judaea and Samaria. These arrangements impose inconveniences on the day-to-day routine of all residents of the area. Thus, in recent years, the respondents have frequently imposed various restrictions on the travel of area residents, for reasons of security.... As I see it, the inconvenience caused to the petitioners by the travel restrictions applying to them represents an indirect and limited infringement of their rights. Thus, for example, the petitioners have at their disposal various travel alternatives which enable them to reach the city of Jerusalem. Even if these alternatives lengthen their journey, it cannot be said that the petitioners’ have been denied their freedom of movement... Finally, even if I were to assume that the petitioners’ basic rights have indeed been violated, examination of the considerations that underlie the decision indicates that their rights were violated for the sake of a worthy purpose and in a proportional manner’ (id., para. 9).

Can this statement be applied, mutatis mutandis, to the matter before us as well, in light of the additional alternative now available to the petitioners? The answer to this question is derived from the exceptional circumstances before us: complete exclusion of the residents of the Area from a road that was intended to serve them, in favor of Israeli traffic that runs primarily between the coastal plain and Jerusalem. Under these special circumstances, the existence of an additional access alternative to Ramallah, by means of the “fabric of life” road that has now been laid, is not the be-all and end-all. As I see it, under those circumstances, the indiscriminate ban on travel that was imposed upon the Palestinian residents of the Area does not fulfill the third sub-test of proportionality. This is because sufficient weight was not ascribed to preserving the rights of those residents as “protected persons.” We have already pointed out that the relevant segment of Road 443 was intended, according to the protocol of the plan under which it was built, to improve the vehicular connections between the villages and to increase the level of traffic safety; that the Road was intended, by definition, to safeguard the needs of the local population; and that lands were expropriated from residents of the Area for the purpose of widening the Road. We have also mentioned that under the rules of public international law, the power of expropriation by the military government can be exercised under domestic law and, within that framework, only if it is done for the benefit of the local population. The point is that in actual fact, as already explained, the Road is used for travel only by Israeli vehicles, primarily for the “internal” travel of vehicles in Israel between the center of the country and Jerusalem. We have stated that, under these circumstances, the military commander is not authorized to impose an absolute ban on travel by local residents. In any event, even if we assume, for the sake of discussion and in the respondents’ favor, that the military commander was indeed authorized to impose such a ban, there is no escaping the conclusion that at the level of discretion, the all-embracing restriction of the freedom of movement of the Area residents and their absolute exclusion from Road 443 cannot be allowed to stand. Indeed, the consideration relating to the needs of the local population and assuring its freedom of movement does not exist in a vacuum, and it must be balanced against the security needs. Freedom of movement may be restricted, as already mentioned, because of the security-military consideration and the need to preserve the personal security of the Israelis who use the Road. For this last purpose, it is possible to impose travel restrictions which also entail a security benefit. Nonetheless, an absolute ban on travel by Protected Persons is not the only way to achieve the security purpose. As customary on other roads throughout the Area, it is possible to impose travel restrictions that do not amount to an absolute prohibition (cf. Dir Samet v. IDF Commander on the West Bank [38], para. 27; we will discuss this below). It should be added that, as mentioned, aside from imposing travel restrictions, the respondents are adopting a series of measures that help considerably in maintaining order and security, and they have the ability to undertake additional measures that will further reduce the potential risk involved in travel by residents of the Area. An appropriate balance, as set forth above, means the attribution of suitable weight to all the considerations that the Area commander is required to take into account. I am not convinced that an all-embracing revocation of the protected persons’ right to use the Road, under the concrete circumstances that we have discussed above, and especially when the Road is used primarily for “internal” travel within Israel, represents a proper balance between the security needs and the violation of individuals’ rights. The additional security achieved by the comprehensive prohibition cannot offset the absolute negation of the protected persons’ right to travel on the Road, which was planned to meet their needs and which was built on lands that were partially expropriated from them. President D. Beinisch’s words in Dir Samet v. IDF Commander on the West Bank [38] apply, mutatis mutandis, to this matter as well:

‘The security advantage that is obtained from closing the road in the particular manner is not reasonably proportional to the harm suffered by the local residents. Furthermore – and no less importantly – as we pointed out above, we are not convinced that other security measures, which would be capable of significantly reducing this harm, even if this might involve a certain degree of harm to the security component, have been sufficiently examined. In accordance with the approach that has been consistently adopted by this court, even if the security needs require adopting measures which are likely to harm the local population, every possible effort should be made so that the harm will be proportional’ (id., para. 34).

For this reason as well, I have found that the decision by the military commander to restrict entirely travel by Palestinian vehicles on Road 443 – which is anchored in the Travel Provisions – cannot stand.

36.              In addition to the aforementioned, it should be noted that, as we explained, the consideration concerning the needs of the local population and assuring its freedom of movement does not exist in a vacuum, and that freedom of movement may be restricted, as mentioned, in view of the security-military consideration and the need to preserve the well-being of the Israelis living in the Israeli settlements in the Area and other Israelis who use the Road. On the basis of these last reasons, it is permissible to impose travel restrictions that entail a security advantage (along with the additional measures that the respondents are taking, as stated, in order to maintain order and security). In any event, nothing that we have said thus far constitutes a ruling to the effect that the military commander must enable the residents of the villages to have free and undisturbed access to Road 443. The military commander has provided us with a detailed and convincing record, based on data accumulated over a long period of time, that indicates a real risk posed by uncontrolled travel as stated. The military commander is entitled to take the measures necessary to maintain order and security, based on an updated factual report to be presented to him, provided that said measures fulfill the criteria laid down in the case law of this Court. Without establishing any hard and fast rules on the question of other travel arrangements that the military commander will be entitled to devise, we cannot rule out an arrangement whereby access to the Road by vehicles belonging to residents of the Area would be limited to a point or points to be determined by the military commander on the basis of security considerations, and would even be made contingent upon an appropriate security check. In this way, the risk of a shooting attack from within the vehicles would be reduced, since the vehicle would be carefully checked before entering the Road, to ensure that it contained no weapons. In the same way, the risk that the vehicles would continue into the territory of the State of Israel would also be prevented, because checkpoints staffed by the security forces exist on both sides of the road and prevent entry by unauthorized vehicles. The fate of the roadblocks that have been set up on the access roads to the villages would also be settled as part of the traffic arrangements to be determined. Aside from the aforementioned, I am not taking a position at this stage with regard to the future arrangement or its details.

Exercise of authority without written directives

37.              As explained above, the closure of Road 443 to travel by Palestinian vehicles was implemented without any written authorizing document, but rather, by virtue of the general authorization in sec. 88 of the Security Provisions Order. Only after the petition was filed was the existing situation anchored in the Travel Provisions. The respondents agree that after the travel restrictions along the Road had continued for some time, it was appropriate to anchor them in a signed, written order.

In view of the fact that the Travel Provisions were issued, and because the petition before us is a forward-looking petition, it has become superfluous to issue a ruling on the petitioners’ argument that the military commander was not authorized to order the closure of the Road without a suitable written document. However, it should be stated, with an eye on the future, that this state of affairs gives rise to a real problem. The provisions of sec. 88 of the Security Provisions Order, which were cited above, authorize the military commander to order the closure of a road “by means of an order or by issuing directives or in any other manner.” This indicates that the military commander has the authority to order the closure of a road even if no written authorizing document exists. However, this authority should properly be exercised only in cases where a need arises for the immediate closure of a road, when it is feared that security will otherwise be jeopardized. Even in such a case, if the closure is not for a brief and limited period of time, the directive should subsequently be anchored in a written order. In the case before us, this was not the situation. The Road has been closed to travel by Palestinian vehicles (albeit only partially) since 2000, but the Travel Provisions were issued only in 2007, a number of years later, and after the petition was filed. A similar question was brought before this Court in the context of the military commander’s authority to order the closure of a land area, which is anchored in sec. 90 of the Security Order. The ruling in that case was as follows:

‘The closure of the areas should be executed by means of written orders that are issued by the military commander and, in the absence of closure orders, the Palestinian residents should not be denied access to their land. Nothing in the aforesaid detracts from the authority of the commander in the field to issue oral instructions for a closure of any area on a specific basis for a short and limited period in the event of unexpected circumstances which give rise to a concern of an immediate danger to security that cannot be dealt with by any other measures. But we should take care to ensure that the authority to order the closure of a specific piece of land without a lawful order, as a response to unexpected incidents, should be limited solely to the time and place in which it is required immediately. In principle, the closure of areas should be effected by means of an order, notice of which is given to whoever is affected by it, and the residents whose lands are closed to them should be given an opportunity to challenge its validity’ (per [then] Justice D. Beinisch in Morar v. IDF Commander in the Judaea and Samaria [23], para. 21).

The logic of the statement above is also applicable, mutatis mutandis, to the matter before us. A course of action of this type is reconcilable with both the interests of the injured party and those of the respondents. In the absence of a signed order, a lack of clarity is liable to ensue, even among government bodies, with regard to the actual state of affairs. This is what happened in the case before us as well. As we have seen, even several years after travel on the Road was restricted, the representative of the legal advisor for the Judaea and Samaria Area was not aware of it. Accordingly, his reply to the petitioners, who challenged the closure of the Road, was incorrect. This is a serious mishap and, presumably, the responsible authorities have reached the required conclusions.

The Beituniya crossing

38.              As explained both in the affidavits of the respondents and in the statement made before us in the courtroom by the then-commander of the JS&A Division, Brigadier General Noam Tibbon, the Beituniya crossing, which presently operates as a “back-to-back” crossing for the transfer of goods between Israel and JSA, is located at a point that is dominated by the houses of the nearby town and threatened from a security standpoint. This location makes it a preferred target for attempted attacks by terrorists. The shooting incidents, as well as other events such as the throwing of stones and improvised incendiary devices and the burning of tires within and adjacent to the crossing, were specified in the affidavit of the respondents. Expanding the crossing in such a way as to enable large-scale security checks and the passage of Palestinian vehicles and pedestrians on a permanent basis would lead to a significant increase in the land area of the crossing and the personnel required to staff it. This would create an additional point of friction, which would be vulnerable to attacks by terrorists. This determination is in the nature of a clear security interest, which falls within the discretion of the military commander. According to the criteria for judicial review in this context, which we discussed above, we were not shown cause for intervening in this decision by the military commander and for ruling that a change be made in the manner of operation of the Beituniya crossing. Moreover, opening the Beituniya crossing, as requested, would mean opening another crossing point in the security fence in the areas surrounding Jerusalem. In another petition, which argued that an additional crossing point should be opened in the security fence, the Court ruled as follows:

‘The petitioners argue that there is a means that will do less harm to the quality of life and which is capable of achieving the security purpose, provided that the respondents leave the Bir Naballah – a-Ram Road open to travel and set up security checkpoints along it. This would enable residents of the region to travel quickly to a-Ram and Jerusalem, and would greatly reduce the harm to the lives of residents of the Area. At the same time, it would not compromise the security interests, because passage would only be possible through the security checkpoints. We cannot accept this argument. The respondents’ position is that there is a security interest in concentrating the passage to Israel at the Qalandiya crossing. Each additional crossing point increases the risk involved in the infiltration of terrorists into Israel and constitutes a point of friction that increases the risk to the security forces controlling the crossing point. This position by the military commander, who is experienced in security considerations, is acceptable to us. Under these circumstances, it cannot be said that there is a means that will do less harm while achieving the security purpose’ (Bir Naballah Local Council v. Government of Israel [6], at para. 44).

These words are also applicable, mutatis mutandis, to the matter before us.

Conclusion

39.              We have reached the conclusion that the travel restrictions currently imposed by the respondents, which amount to an absolute ban on travel on the Road by protected persons, cannot stand in their present format, due to both lack of authority and disproportionality. Accordingly, we are transforming the order nisi into an absolute order, in the sense that we rule that the Travel Provisions, as well as the decision by the military commander to totally prohibit travel by the residents of the villages on Road 443, must be set aside. We have not found cause to intervene in the decision by the military commander and to require the respondents to change the manner of operation of the Beituniya crossing, nor to intervene in his determination with regard to the risk posed by uncontrolled travel on the Road. Needless to say, we do not intend to delineate the future security arrangements to be taken by the respondents. This decision is within the military commander’s authority, and in any event, we were not presented with a sufficient base regarding the question of the legality of other alternate arrangements. The military commander is entitled to adopt the requisite measures for maintaining order and security, provided that they comply with the criteria established in our case law. In order to enable the military commander to formulate an alternative security solution capable of providing protection to the Israeli residents who use the Road (cf. Dir Samet v. IDF Commander on the West Bank [38], at para. 35), we rule that our judgment will enter into force five months from today.

In light of the conclusion that we have reached, we see no need to address additional arguments that were raised in the petition.

Respondents nos. 1 – 3 will bear the cost of the petitioners’ legal fees, in the total amount of NIS 20,000.

 

President D. Beinisch:

1.    I concur with my colleague, Justice U. Vogelman, and with the reasoning in his judgment with regard to the military commander’s lack of authority for total closure of Road 443 to travel by Palestinians under the existing circumstances. Furthermore, I accept the conclusion that the closure of the Road to the Palestinian residents, in the manner in which it is implemented, is not proportional. Like my colleague, I accept the fact that the military commander’s considerations with regard to the closure of the Road were clearly security-related, to ensure the security of travelers on the Road. In light of the situation that was created, however, it is the gravity of the outcome, and not the sincerity of the considerations, that must tip the scales. Justice Vogelman’s judgment is comprehensive and elucidates all the considerations that led to his conclusion. Nonetheless, I would like to comment briefly on the argument raised by the petitioners in the petition before us, and in additional petitions as well – to the effect that in situations in which segregation of travel between Israeli civilians and Palestinian residents is in force on the roads in the Area, that segregation constitutes grave discrimination on racist and nationalist grounds – and I will comment on the petitioners’ use of the word “apartheid” in this context.

2.    In the unstable security situation prevailing on the roads in the Area, especially since the outbreak of the Second Intifada in 2000, the military commander bears the extremely heavy responsibility of safeguarding the security of travelers on the roads, in the face of the massive recourse by Palestinian terrorist organizations to various means of terrorism, including shooting at cars traveling on the roads, throwing improvised incendiary devices, and even car bombs. Unfortunately, to date, many have lost their lives while seeking to make their way on the roads in the Area as a result of such terrorist incidents. The methods of armed struggle used by the terrorist organizations have resulted in the need to adopt effective security measures in order to prevent harm to passers-by who are not involved in the terrorist activity or the belligerency, but are merely seeking to use the roads.

3.    We have already ruled, on many occasions, that freedom of movement is one of our basic freedoms, and that all possible efforts must be made to uphold it, even in the territories under belligerent occupation by the State of Israel (see e.g. Dir Samet v. IDF Commander on the West Bank [38]; Municipality of Bethlehem v. State of Israel [29]). This point was discussed at length by my colleague, Justice Vogelman. However, protecting the freedom of movement of various population groups at times requires certain restrictions, the purpose of which is to contend with threats to freedom of movement and terrorist attacks against travelers on the roads. Against this background, the military commander saw fit to adopt solutions that involve a certain separation between Israelis and Palestinians, for the purpose of protecting travelers along the roads and to enable the various population groups to exercise their freedom of movement safely. As a general rule, these measures were adopted within the framework of the military commander’s authority and duty of safeguarding security and public order in the Area; moreover, they are part of the security concept adopted by the military commander, under circumstances in which he believed that shared travel on the Road entailed a potential for clashes and real risk to human lives. There is no unequivocal answer to the question of whether a security measure involving the segregation of travel on certain roads, for security reasons, is legal. This is a question that must be examined on an individual basis in each case, considering the entire set of circumstances of the case, in accordance with the individual purpose and the degree of harm caused by the travel restrictions.

4.    A number of petitions have already been brought before us, some of them filed by Palestinian residents and others by Israeli citizens, in which the petitioners claimed discrimination, due to the blockage of certain roads from use and, as a result, the inconvenience of lengthening their journey to their destinations. In Dir Samet v. IDF Commander on the West Bank [38], we heard a petition filed by residents of Palestinian villages, who, for security reasons, were barred from using one of the roads in the Area which runs near their place of residence, leaving it open for travel to Israeli citizens only. We granted the petition and instructed the military commander to find a different security solution that would cause less harm to the Palestinian residents’ freedom of movement and the quality of their lives. We found that closing the road had led to significant violation of the human rights of the local Palestinian residents and their ability to maintain a normal daily routine. On the other hand, in Committee of the Dolev Settlement v. IDF Commander in the Judaea and Samaria Area [39], this Court upheld the decision by the military commander to enable use of the Beit Ur – Beituniya Road, which connects the Palestinian villages in the Area and the city of Ramallah, by the Palestinian population alone. It did so after determining that the road in question had been built as a “fabric of life” route and as part of the set of arrangements for the security fence, to enable free travel for the Palestinian population in the Area and to reduce the harm caused to that group as a result of the security arrangements on the roads in the Area.

5.    Despite our understanding of the security needs, the use of security measures of this type, which create a total segregation between different population groups in the use of roads and prevent an entire population group from using the Road, gives rise to a sense of inequality and even the association of improper motives. The result of the exclusion of a certain population group from the use of a public resource is extremely grave. Accordingly, the military commander must do everything possible to minimize situations of this type and to prevent the severe harm and the sense of discrimination that accompanies it.

6.    Even if we take into account the fact that absolute segregation of the population groups traveling on the roads is an extreme and undesirable outcome, we must be careful to refrain from definitions that ascribe a connotation of segregation, based on the improper foundations of racist and ethnic discrimination, to the security means enacted for the purpose of protecting travelers on the roads. The comparison drawn by the petitioners between the use of separate roads for security reasons and the apartheid policy and accompanying actions formerly implemented in South Africa, is not a worthy one. The policy of apartheid constituted an especially grave crime and runs counter to the basic principles of Israeli law, international human rights law, and the provisions of international criminal law. It was a policy of racist segregation and discrimination on the basis of race and ethnic origin, founded on a series of discriminatory practices, the purpose of which was to establish the superiority of members of a certain race and to oppress members of other races. The great distance between the security measures practiced by the State of Israel for the purpose of protection against terrorist offensives and the reprehensible practices of the apartheid policy makes it essential to refrain from any comparison with, or use of, the latter grave expression. Not every distinction between persons, under all circumstances, necessarily constitutes improper discrimination, and not every improper discrimination is apartheid. It seems that the very use of the expression “apartheid” actually detracts from the extreme severity of the crime in question – a crime that the entire international community joined forces to extirpate, and which all of us condemn. Accordingly, the comparison between preventing Palestinian residents from traveling along Road 443 and the crime of apartheid is so extreme and disproportionate that it should never have been made.

7.    As stated above, the ban on travel by Palestinians on Road 443, in the manner in which it has existed for many years, is improper due to lack of authority, as discussed extensively by my colleague, Justice Vogelman. Road 443 is used as a road that connects two major areas of the State of Israel, and this has become its principal purpose today. The outcome is that a road located in an area under “belligerent occupation” is used exclusively for the purposes of the occupying state, whereas the protected persons residing in that area are unable to use the very same road. This outcome is incompatible with the laws of belligerent occupation that apply to the Area, and the creation of a “service road” of this type – a road intended for the purposes of the occupying state – is not within the authority of the military commander. Accordingly, even if the decision is based on relevant motives, it is tainted by the fact that the military commander exceeded his authority and, for that reason, it must be set aside. In any event, as described in my colleague’s opinion, the across-the-board closure of the Road to Palestinian travel is not proportional, and, for this reason too, it cannot stand.

8.    In conclusion, I would like to emphasize that wherever possible, all efforts should be made to ensure the protection of travelers on the roads in the Area, while at the same time finding means of protection that cause less harm to the local population, which is a protected population. The military commander must refrain, insofar as possible, from adopting a measure as extreme as absolute exclusion of the protected persons from a specific road, which severely affects an entire population group and disrupts the order and the quality of their lives. From this aspect, as we have said, the legality of the security measures adopted will always be examined in accordance with the extent to which they harm the protected persons and the balance of all of the relevant rights and interests. Therefore, I concur my colleague in the conclusion that the travel restrictions which are currently imposed on Road 443 by the respondents cannot remain in their present format and must be set aside.

9.    After having presented my position above, I read the opinion of my colleague, Justice E. Levy. It appears that the discrepancy between our positions is not great. My colleague is of the opinion that the military commander’s decision to close the Road to travel by Palestinians was within his authority ab initio, and that the authority of the military commander has not diminished to this day. I, on the other hand, concur with the opinion of Justice Vogelman, whereby the authority in question can no longer stand at this time, considering the circumstances that have arisen, the present purpose for which the Road is used, the duration of time over which the decision on across-the-board closure has remained in force, and that the decision has metamorphosed from a temporary and limited security measure into a permanent measure. In any event, even Justice Levy agrees that the measure that was adopted – the across-the-board closure of the Road to travel by Palestinians – is not proportional today. In this regard, all the members of the bench agree that the total closure of the Road to travel by Palestinians cannot be allowed to continue, and that an alternative solution for ensuring the security of the travelers on the Road must be found.

As for the relief that is required by this conclusion, as stated above, there is no dispute between us regarding the fact that the across-the-board closure of the Road to travel by Palestinians cannot be allowed to continue, and that the Respondents must formulate another, alternative solution. Nonetheless, like my colleague, Justice Vogelman, I accept the position that the examination of the proper and proportional measures for ensuring the freedom of movement along the Road and the security of travelers should not be left to the discretion of the respondents, without issuing an absolute order. Accordingly, I concur in the outcome reached by Justice Vogelman, whereby an absolute order will be issued pursuant to this judgment.

Justice E.E. Levy

1.    I am compelled to disagree with some of the conclusions drawn by my colleague, Justice U. Vogelman and, accordingly, with the outcome at which he arrived. I believe that we are not required to issue an absolute order in this petition, because the respondents themselves are of the opinion that it is necessary to implement a more proportional solution than that which prevails on the Road today. The only question, as I see it, is the form that this solution should take and, in this regard, there is reason to conclude that the parties are capable of achieving agreement on its components. Five months, in any event, do not constitute a reasonable period of time for making the preparations required for implementing what is required according to my colleague’s judgment, and the outcome might be fraught with danger.

2.    Among his considerations, my colleague states that as he sees it, the military commander exceeded his authority by issuing instructions that transformed the road in question, for more than a limited period of time and not as a result of special security circumstances, into an “internal Israeli road,” intended solely to create an alternative for access by Israelis from the coastal plain to Jerusalem. As such, as my colleague sees it, the Road serves Israeli interests, which it is not the military commander’s duty to promote. It seems that in my colleague’s view – and this is the way I read his conclusions – a “great degree” of disproportionality is tantamount to exceeding of authority. I have difficulty accepting this legal construction. I believe that before we can discuss the question of proportionality, our starting point must be that the administrative action was not “caught in the net” of the fundamental cause of exceeding authority. This, as I see it, is the state of affairs in the case before us.

3.    The principal importance of Road 443 lies in it being a major access road to the large cities around it – Jerusalem and Modi’in, al-Bireh and Ramallah. Its characteristics today are suited to an interurban road, and over the years, the traffic network that accompanies it has been planned in such a way as to allow the Road to provide convenient access to major traffic arteries in the heart of those cities. In the past, the advantages of using the Road were shared by Israelis and Palestinians. Palestinian vehicles traveled on the Road for many years. The Oslo Agreements defined Road 443 as a major part of the northern “safe passage” for Palestinians between the West Bank and the Gaza Strip. The Beituniya crossing, the closure of which the Petitioners protest in this petition, was established as a central liaison point between the Israelis and the Palestinians. The users of the Road did not experience either “apartheid” or segregation, but rather, cooperation.

4.    Admittedly, in recent years, the importance of the Road as an alternative access route to Jerusalem has increased continually. Resources were invested in transforming it into a dual-carriage highway. Many Israelis preferred it to other roads when traveling to the capital. Recently, an experiment was announced, in which the Road would be used to relieve the congestion caused by heavy vehicles on Highway No. 1. This, of course, is significant from a variety of standpoints – economic, planning-related, and political as well. Nonetheless, it was not the military commander who sought to promote objectives of this type. Those who decided on the development of the Road and the routes connecting to it were the government, planning entities and traffic policymakers. Those (as stated above) who preferred travel on the Road, rather than its alternatives, were the drivers. The task of regulating traffic on the Road was assigned to the military commander, who had but a single mission – to safeguard public order and the security of those using the Road. This purpose of his actions (and it is this purpose that delimits his authority) did not essentially change even when the task in question became especially arduous, when Palestinians found the Road to be useful from another standpoint as well – as an appropriate arena for the perpetration of extreme terrorist attacks against Israelis.

Although not many are aware of stone-throwing and the use of improvised incendiary devices, actions that continue on the Road on a routine basis to this day, the shootings and other terrorist attacks that have already cost many lives cannot be ignored. In a series of grave incidents, innocent civilians met their deaths on the Road and the routes connecting to it, merely because, in traveling on those routes, they made convenient targets for Palestinian terrorists. This was the fate of the late Eliyahu Cohen, a resident of Modi’in, who was murdered in a shooting attack near the settlement of Giv’at Zeev on 21 December 2000; the late Ronen Landau, a youth who was shot to death on 26 July 2001 near Old Giv’on; the three members of the Ben Shalom-Sueri families, who were shot along with the family’s two toddlers at the gas station near Beit Horon on 25 August 2001; the late Yoela Chen, an Israeli woman who was shot and killed in the Giv’at Zeev gas station on 15 January 2002; and the late Marwan Shweiki, a Palestinian resident of Jerusalem, who was killed on 11 June 2006 when terrorists fired, from a stakeout, at his car, which had Israeli license plates. And because, as a rule, we insist on absolute integrity from those who lay their supplications before this court, it is not superfluous to mention that Palestinian villages scattered along the Road and the routes connecting to it – including those whose residents are now expressing their objection to the barrier that stands between them and the Road – have on more than one occasion served as a point of departure or a place of refuge for Palestinian terrorists, as is well known.

In response to this real threat, the security forces have had to adopt various protective measures: constructing barriers and observation towers, patrolling the Area on horseback, removing piles of earth that provided hiding places for terrorist attackers, and installing street lights to facilitate travel during the hours of darkness. At a certain stage, not many years ago, the military commander was even forced to deploy tanks along the shoulders of the Road, as if it ran through an actual combat zone. And there may be those who remember that the reason why the Road no longer runs through the Palestinian villages dates back to the first Intifada, which also did not spare the users of the Road, leading to the decision to change its course in 1988.

In his efforts to ensure the well-being of the travelers on the Road, in light of the terrorist attacks occurring along it, the characteristics of which were discussed above, and in view of the rampant wave of terrorism throughout the West Bank early in this decade, the military commander saw no other way than to close the Road to Palestinian residents of the surrounding villages. In so doing, as I see it, he acted within his authority, and as he was required to do by his position at the time. That authority, which has been recognized by this court as a basis for the closure of routes to travel by Israelis only (Committee of the Dolev Settlement v. IDF Commander in the Judaea and Samaria Area [39]), served the military commander in his decision.

5.    A different question, and one that is shaped by the circumstances prevailing at the time when we must rule on it, is whether this measure – which was taken, as stated, within the military commander’s authority – is compatible with the principle of proportionality, which is invoked to examine all administrative actions. Proportionality, as we know, comprises many and varied strata, and calls for a broad-based examination of the administrative action in light of the entire set of interests, principles and values involved. Its implementation always depends on circumstances, and the conclusion derived from them cannot stand as a frozen monolith against changing times. A security measure that is perceived as proportional at times when terrorism runs rampant and unrestrained is likely to be considered overly stringent when relative calm prevails. Something that was intended as a holding action, and that is accordingly likely to justify a forceful, though temporary, operation, may be perceived as exaggerated when it transpires that it has become an established, permanent arrangement. And although it is never possible, before examining the entire set of circumstances, to know what outcome will be reached through the application of the tests of proportionality, it may be said that as a rule, the adoption of an across-the-board measure is “suspect” from the constitutional standpoint. Absolute measures require even more than the usual degree of well-founded substantiation, which is capable of persuading [the court] of the justification for taking them. This is because of the inherent contradiction between an across-the-board action and the protection of rights (Adalah – the Legal Center for Arab Minority Rights in Israel v. Minister of the Interior [4], per Justice A. Procaccia, at para. 21).

6.    The first matter requiring examination in the case before us is the argument that the measure taken is not capable of achieving the worthy objective of safeguarding security and public order. How can it safeguard security? After all, the dissatisfaction felt by Palestinians, following their deprivation of the freedom to travel on the Road, will almost certainly be translated into additional hostile actions. And how can it safeguard public order? After all, public order also includes freedom of movement for the residents of the Area and their right to conduct their lives without hindrance. A response to these arguments already appears in my statements above, where I mentioned the origin of the terrorist attacks along the Road. True, we must not put the cart before the horse: the terrorist attacks came first, and the closure of the Road came later. And if the closure of the Road entails inconvenience to daily life, that inconvenience is utterly dwarfed by the lives lost. The measures that were taken therefore maintain a rational connection with the purpose sought.

I also accept the position taken by my colleague, Justice Vogelman, with regard to the outcome of the examination in the next stage – the stage that seeks a less harmful measure than that which was actually taken. I believe that the conclusion reached by my colleague, who found that such a measure exists – with which I agree – must constitute the conclusion of the examination process. The principal focus of the case before us lies in the second test of proportionality, and there is no advantage to be gained by addressing ourselves to the question of proportionality in the narrow sense, with the controversial ethical decisions that it entails.

As times change, the range of measures relevant to achieving the purpose of the administrative action under examination also changes. The total blockage of a traffic artery may be proportional when the security risk reflected for travelers thereon or for the security forces that protect them is extremely high. Such was the risk involved in traveling on Road 443 until recent years. It is doubtful whether anyone disputes the fact that the measure in question is less proportional today. Accordingly, a proper balance between security needs and the needs of the Palestinian population, which depends upon the Road, necessitates the adoption of less harmful alternatives. Admittedly, “insofar as a change occurs in the situation on the ground, it may be assumed that the respondents will reconsider the possibility of allowing the petitioners to make use of the road in question” (Justice A. Grunis in the above-cited Committee of the Dolev Settlement v. IDF Commander in the Judaea and Samaria Area [39], at para. 11).

7.    It is clear, from the response of the respondents that they themselves do not dispute the justification for taking a measure at this time that does not amount to total closure of the Road to Palestinians. This is illustrated by the arrangement they proposed, which involved the issuance of permits for travel along the Road to approximately 80 Palestinian vehicles. In its existing format, this arrangement obviously cannot stand, because its parameters are so limited that it does not materially change the status quo. However, the formulation of this arrangement constitutes an expression in principle of the military commander’s recognition of his duty toward the Palestinian residents in the area under his control. This being so, we do not need to issue an absolute order. What concerns us are the details of the arrangement, and it would be better for us to leave them to the respondents to formulate, while allotting a period of time which will enable both the formulation of an appropriate solution and its implementation on the ground. This is how I would rule in this petition.

 

Held as per the opinion of Justice U. Vogelman.

 

12 Tevet 5770

29 December 2009

_________________________

This copy is subject to editorial and textual changes. 07021500_M19.doc DZ +NB

Information Center Tel; 02-6593666, website www.court.gov.il

 

A.I.M.D. Ltd. v. Mordechai

Case/docket number: 
HCJ 909/08
Date Decided: 
Tuesday, December 29, 2009
Decision Type: 
Original
Abstract: 

Facts: This is a petition to quash the decision of the Diamonds Supervisor to seize and confiscate goods imported by the petitioner. In February 2007, the petitioner – a company that imports and exports  diamonds – imported into Israel a diamond weighing 14.32 carats from the African state of Mali. Mali is not a member of the Kimberley Process Certification Scheme, in which Israel is a participant. The imported diamond was not accompanied by a “Kimberley Process Certificate,” as required under the Israeli legislation implementing the Kimberley Process. Therefore, the Supervisor did not issue an import license for the diamond, seized it, and ordered its forfeiture. The petitioner challenged the Diamond Supervisor’s exercise of discretion, arguing that it should be permitted to return the diamond to the country of origin, and that in view of the grave financial loss to the petitioner and the availability of a less harmful alternative, confiscation of the diamond constituted an extreme abuse of discretion.

 

Held:  The High Court of Justice unanimously denied the petition. The imperative nature of the term “will be forfeited” in the Import and Export Law, imposing a duty upon the customs officer to confiscate the goods, has long been deemed conditional by the Court, and under certain circumstances, unlawfully imported goods will not be forfeited. An examination of the legislative purpose of section 7 of the Import and Export Ordinance shows that the supervising authorities enjoy a certain, albeit narrow, degree of discretion in regard to the question of the means of enforcement to be applied in regard to diamonds that cannot lawfully be imported or exported. While forfeiture will normally be the most effective and appropriate means for realizing the objectives of the Kimberley Process, there must be at least a limited possibility for not adopting that course when the circumstances demand. An examination of the various considerations shows that in view of the time that passed between Israel’s joining the Kimberley Process and the importing of the diamond, the instructions given to the petitioner in regard to the Kimberley Process, and primarily, due to the importance of the fight against the blood diamonds phenomenon, the respondent’s decision to require forfeiture was reasonable, and the respondent did not act improperly in weighing the various considerations.

Voting Justices: 
Primary Author
majority opinion
majority opinion
majority opinion
Full text of the opinion: 

HCJ 909/08

 

 

A.I.M.D. LTD

v.

1. Shmuel Mordechai – Diamonds Supervisor

2. Diamonds, Precious Gems and Jewelry Administration

3. Ministry of Industry and Trade

 

The Supreme Court sitting as the High Court of Justice

[12 January 2009]

 

Before Justices E.E. Levy, E. Arbel, H. Meltzer

 

Petition to the Supreme Court sitting as the High Court of Justice

 

 

Facts: This is a petition to quash the decision of the Diamonds Supervisor to seize and confiscate goods imported by the petitioner. In February 2007, the petitioner – a company that imports and exports  diamonds – imported into Israel a diamond weighing 14.32 carats from the African state of Mali. Mali is not a member of the Kimberley Process Certification Scheme, in which Israel is a participant. The imported diamond was not accompanied by a “Kimberley Process Certificate,” as required under the Israeli legislation implementing the Kimberley Process. Therefore, the Supervisor did not issue an import license for the diamond, seized it, and ordered its forfeiture. The petitioner challenged the Diamond Supervisor’s exercise of discretion, arguing that it should be permitted to return the diamond to the country of origin, and that in view of the grave financial loss to the petitioner and the availability of a less harmful alternative, confiscation of the diamond constituted an extreme abuse of discretion.

Held:  The High Court of Justice unanimously denied the petition. The imperative nature of the term “will be forfeited” in the Import and Export Law, imposing a duty upon the customs officer to confiscate the goods, has long been deemed conditional by the Court, and under certain circumstances, unlawfully imported goods will not be forfeited. An examination of the legislative purpose of section 7 of the Import and Export Ordinance shows that the supervising authorities enjoy a certain, albeit narrow, degree of discretion in regard to the question of the means of enforcement to be applied in regard to diamonds that cannot lawfully be imported or exported. While forfeiture will normally be the most effective and appropriate means for realizing the objectives of the Kimberley Process, there must be at least a limited possibility for not adopting that course when the circumstances demand. An examination of the various considerations shows that in view of the time that passed between Israel’s joining the Kimberley Process and the importing of the diamond, the instructions given to the petitioner in regard to the Kimberley Process, and primarily, due to the importance of the fight against the blood diamonds phenomenon, the respondent’s decision to require forfeiture was reasonable, and the respondent did not act improperly in weighing the various considerations.

 

 

 

Israeli Supreme Court cases cited:

[1]     C.A. 663/85 Rozman v. United Mizrahi Bank Ltd., [1985] IsrSC 42(1) 216.

[2]     C.A. 77/88 Zimmerman v. Minister of Health, [1989] IsrSC 43(4)  63.

[3]     Leave for Civil Appeal  3899/04 State of Israel v. Even Zohar (1 May 2006) (unreported).

[4]     HCJ 267/88 Ha-Idra Seminaries Network Assoc. v. Municipal Affairs Court, [1989] IsrSC 43(3) 728.

[5]     C.A. 10554/02 Arachim Investments (1993) Ltd. v. Tel Aviv Assessment Officer 1 (21 Nov. 2006) (unreported)).

[6]     Lindorn v. Karnit – Road Accident Victims Compensation Fund, [2001] IsrSC 55(1) 12.

[7]     HCJ 693/91 Dr Michal Efrat v. Director of the Population Registry in the Ministry of the Interior [1993] IsrSC 47(1) 749.

[8]     C.A. 8269/02 Haifa Assessment Officer v. Carmel Studios Ltd., [2004] IsrSC 59(1) 499.

[9]     HCJ 2366/05 Al Nabari v. IDF Chief of Staff, (29 June 2008) (unreported).

[10]   HCJ 297/82 Berger v. Minister of the Interior, [1982] IsrSC 37(3) 29.

[11]   HCJ 292/65 Roshgold v. Minister of Finance, [1966] IsrSC 20(1) 639.

[12]   HCJ 6446/96 Cat Welfare Society v. Arad Municipality, [1996] IsrSC 55(1) 769.

[13]   Leave for C.A. 2910/98 Arie Playing Cards Co. v. State of Israel, Customs and VAT Division, [1999] IsrSC 53(4) 411.

[14]   C.A. 666/88 State of Israel v. Monogil Food Industries Ltd, [1992] IsrSC 46(4) 1.

[15]   C.A. 545/96 Sheridon Exim Ltd. v. Port and Railroad Authority, [1999] IsrSC 53(2) 289.

[16]   Cr.A. 7598/95 Ben Shetreet v. State of Israel, [1998] IsrSC 52(2) 385.

[17]   C.A. 6702/04 Maazen v. State of Israel, (10 Nov. 2005) (unreported).

[18]   Misc.Cr. 6817/05 State of Israel v. Sitbon, [31 Oct. 2007] (unreported).

[19]   Misc.Cr. 3750/09 Al Houashla v. State of Israel, (2 June 2009) (unreported).

[20]   C.A. 3901/96 Raanana Local Planning and Building Board v. Horowitz, [2002] IsrSC 56(4) 913.

[21]   C.A. 6182/98 Sheinbein v. Attorney General, [1999] IsrSC 53(1) 625.

[22]   HCJ 302/72 Hilu v. State of Israel, [1973] IsrSC 27(2) 169.

[23]   Cr.A. 437/74 Kawan v. State of Israel, [1974] IsrSC 29(1) 589.

[24]   HCJ 219/81 Shetreet v. Minister of Agriculture, [1983] IsrSC 37(3) 481.

[25]   HCJ 935/89 Ganor v. Attorney General, [1990] IsrSC 44(2) 485.

[26]   HCJ 389/80 Golden Pages Ltd. v. Israel Broadcasting Authority, [1981] IsrSC 38(1) 421.

[27]   HCJ 6163/92 Eisenberg v. Minister of Construction and Housing, [1993] IsrSC 47(2) 229.

[28]   HCJ 3477/95 Ben Atiya v. Minister of Education, [1995] IsrSC 49(5) 1.

 

Foreign Cases cited:

[29]     United States of America v. Approximately 1,170 Carats of Rough Diamonds, 2004 U.S. Dist. Lexis 56734.

 

Israeli Laws and Regulations cited:

Directives of the Director General of the Ministry of Industry and Trade, No. 10.1, concerning Trading in Rough Diamonds – Issuance of Permits and Certificates under the Kimberley Process, ss. 4,5

Import and Export Ordinance (New Version), 5739-1979, ss. 1,2,3,7,8

Free Import Order, 5766-2006, s. 2

Free Export Order, 5738-1978

Free Export Order, 5766-2006, s. 2

Dangerous Drugs Ordinance [New Version], 5733-1973, ss. 35, 36A, 36B, 36C

Prohibition on Money Laundering Law, 5760-2000, ss. 22,23

Basic Law: Human Dignity and Liberty

 

Foreign Laws and Regulations cited:

United States:

Public Law 108–19 Clean Diamond Trade Act

19 USC 3907 - Section 3907. Enforcement

19 USC 1595a - Forfeitures and other penalties, s. (2)(c)

 

Canada:

Export and Import of Rough Diamonds Act, S.C. 2002, C. 25, s. 17

 

New Zealand:

United Nations (Kimberley Process) Regulations 2004 (SR 2004/463), s. 8

 

European Union:

Council Regulation (EC) No 2368/2002 implementing the Kimberley Process Certification Scheme for the international trade in rough diamonds, Chap. II, arts. 5, 14

 

International Agreements cited:

Kimberley Process Certification Scheme, ss. 4,5,6

 

United Nations Resolutions cited:

General Assembly Resolution A/RES/55/56

General Assembly Resolution A/RES/57/302

 

For the Petitioner – R. Schiowitz

For Respondents  – I. Ravid

 

JUDGMENT

 

Justice E. Arbel

The petition before us concerns the petitioner’s request that we order Respondent 1(hereinafter: the respondent) to show cause why his order to confiscate a diamond it imported to Israel without a “Kimberley Process Certificate” should not be reversed, and why it not be permitted to return the diamond to its country of origin in a manner that will prevent monetary loss.

 

Factual background

1.    The petitioner is a company that imports and exports diamonds.  In February 2007, the petitioner imported into Israel a diamond weighing 14.32 carats from the African state of Mali, for which it claims to have paid the sum of $71,600. Mali is not a member of the Kimberley Process Certification Scheme, in which a number of states, among them Israel, participate, and which, as shall be explained below, is intended to prevent trade in diamonds that are suspected of originating in conflict states in Africa, and that serve to finance the operations of rebel groups in that continent. In this case, the imported diamond was not accompanied by a “Kimberley Process Certificate,” as required under section 2 of the Free Import Order, 5766-2006 (hereinafter: the Free Import Order) and the Supplement to that Order, and the petitioner was not issued an import license. As a result, the petitioner was not permitted to bring the diamond into the state and it was seized by the respondent and transferred to his keeping.

From this point on, the parties disagree on the facts: according to the petitioner, the respondent granted permission to remove the diamond from Israel and return it to its country of origin, contingent upon presenting an agreement for the cancellation of the transaction and the return of the diamond to the seller. The respondent, on his part, avers that he merely granted the petitioner additional time in which to try to obtain the legally required Kimberley Process Certificate. In any event, there is no disagreement that at the beginning of January 2008, when, according to the petitioner, it had succeeded in cancelling the transaction with the seller in the country of origin, it requested that the respondent return the diamond. The respondent refused the request, explaining that returning the diamond to the petitioner would be tantamount to a breach of the Kimberley Process in a manner that would endanger the entire Israeli diamond industry. In light of the respondent’s decision, the current petition was submitted.

 

The arguments of the parties

2.    According to the petitioner, the respondent erred in determining that he lacked the authority to return the diamond so that it could be returned to the country of origin. The petitioner claims that the respondent’s words indicate that he applied the provisions of the Directives of the Director General of the Ministry of Industry and Trade, No. 10.1, concerning Trading in Rough Diamonds – Issuance of Permits and Certificates under the Kimberley Process (hereinafter: Directives of the Director General), as promulgated in May 2007, which limit the respondent’s discretion to return diamonds that he has seized, when compared to the scope of discretion under the previous guidelines, although this amendment was made following the events in the matter before us. The petitioner argues that in absolutely refusing to consider the possibility of returning the diamond in accordance with the Guidelines of the Director General then in force, the respondent breached his duty to exercise discretion. The petitioner believes that in so doing, and in ignoring the monetary loss that would result from the forfeiture, the respondent’s decision was unreasonable in the extreme and should be declared void.

The petitioner further argues that the Court should reject the respondent’s version of the events, according to which he granted the petitioner additional time to present a Kimberley Process Certificate, and that when it was not presented, he had no choice but to confiscate the diamond. According to the petitioner, this version is not logically consistent with the fact that the respondent knew that there was no real possibility of obtaining a Kimberley Process Certificate when the importation was from a country that is not a party to the Kimberley Process. Thus, the petitioner argues that the additional time was intended to allow it to present the respondent with an agreement for the return of the diamond to the state of origin, and when such an agreement was presented, the respondent should have granted permission to do so. In this regard, the petitioner notes that all of its actions were carried out in good faith, inasmuch as it was not aware of the need to present a Kimberley Process Certificate for diamonds imported from a country that is not a participant in the Kimberley Process Certification Scheme, and that it was sufficient that it declare the importation of the diamond into Israel, as it indeed did. The petitioner concludes that under the circumstances, and in view of the fact that we are concerned with a single diamond, forfeiture of the diamond and its destruction would constitute disproportionate punishment, particularly in light of the great value of the diamond and the availability of a less harmful legal alternative.

3.    For his part, the respondent argues that the diamond that is the subject of the petition was imported from a state that is not a participant in the Kimberley Process Certification Scheme, and without an import license. As such, the import was in breach of the Kimberley Process rules as adopted into Israeli law under the Free Import Order. That being the case, and on the basis of the Directives of the Director General even before they were amended, the respondent was, he argues, left with alternative courses of action in the scope of discretion granted to him, and the Directives do not give preference to any of the choices. Therefore, the respondent is of the view that there are no grounds for the claim that his decision was unreasonable in the extreme. The respondent further argues that the earlier Directives of the Director General, which granted the respondent discretion to return diamonds abroad, were merely intended to prevent harm to participant states that had not as yet instituted the necessary procedures for implementing the Kimberley Process in its initial stage, and no more. The respondent explains that, in practice, due to the great importance of the fight against the phenomenon for which the Kimberley Process was created, and the centrality of Israel in the international diamond trade, he absolutely abstained from exercising that authority during the entire period during which the Directives were in force. According to the respondent, the Directives were never intended to permit the return of a rough diamond to a country that was not a participant in the Kimberley Process, inasmuch as that would constitute a breach of Israel’s obligations under the Kimberley Process Certification  Scheme. Lastly, the respondent argues that the Court should reject the petitioner’s claim that forfeiture of the diamond is disproportionate, inasmuch as the petitioner always knew that importing diamonds contrary to the Kimberley Process was prohibited, and had been instructed accordingly. Therefore, in choosing to import the diamond, the petitioner took a calculated risk.

 

Deliberation

4.    The question grounding the petition concerns the nature of the means that the respondent may adopt in exercising his authority to fulfill Israel’s international obligations under the Kimberley Process. More precisely, we must decide whether the respondent’s decision to confiscate the diamond imported by the petitioner, rather than give it back so that it could be returned abroad, fell within the scope of reasonableness granted the respondent in exercising his discretion. It must be borne in mind that the international situation that forms the background of the petition is charged, sensitive and complex, and in order to examine the legality of the considerations that grounded the respondent’s decision, and the relative weight given to each of them, we must first examine the phenomenon that grounds the petition, and the international activity with which it was intended to contend. As we shall briefly see below, much has been written on the subject. We will present it as a non-binding background intended to elucidate the phenomenon and clarify the positions of the parties.

 

(A) The Blood Diamond Phenomenon

 

   ‘Imagine that in your community, every day when you leave home you are surrounded by people with missing limbs. To your left is a woman with no hands; to your right is a man with an ear missing. Perhaps your infant child has had her leg, arms, or hands sliced off brutally for no medical reason and with no anesthesia at all. Many horrors surround you. Perhaps your sister and three of your friends were raped as teenagers, and your neighbor's son was conscripted into the rebel cause that perpetuates these acts. Imagine that these atrocities are so common that you hardly notice any longer that someone has been the victim of such brutality. As you picture the horrible life in that community, you realize that somewhere in the world a young woman has just been given a diamond engagement ring that was used to fund the rebels who have inflicted so much pain upon you and your loved ones”.

(Amanda B. Banat "Note: Solving the Problem of Conflict Diamonds in Sierra Leone: Proposed Market Theories and International Legal Requirements for Certification of Origin" 19 Ariz. J. Int’l & Comp. Law 939 (2002) (Hereinafter: Banat)).

5.    The term “blood diamonds” or “conflict diamonds,” which seems, at first, something of an oxymoron, expresses a harsh reality surrounding civil wars, power struggles, and attempts to control natural resources that have caused great suffering, and have taken many human lives in a number of African countries. The phenomenon finds its source in the civil wars that raged in Arica primarily in the last decade of the twentieth century, in the course of which local rebel militias attempted to overthrow the legitimate governments of such countries as Sierra Leone, Angola, Liberia and The Congo. Some of these militias initially presented themselves as intended to fight the rampant corruption in the existing regimes and promised a utopian society not ruled by a small urban elite. However, their failure to enlist popular support led the militias to prefer recourse to terrorist methods in order to perpetuate their regime in areas under their control. Thus, for example, in Sierra Leone, those methods included mass rape of women, murder, amputation of limbs, abduction and the forced conscription of civilians, including children, into the rebel militias (see: Karen E. Woodey, Diamonds on the Souls of her Shoes: The Kimberley Process and the Morality Exception to WTO Restrictions, 22 Conn. J. Int’l L. 335 (Hereinafter: Woodey); Jamila D. Holmes, The Kimberley Process: Evidence of Change in International Law, 3 BYU Int’l L. & Mgmt Rev. 213 ; Banat, at p. 940-941).

In his book Blood from Stones: The Secret Financial Network of Terror (2004) (Hereinafter: Farah), American journalist Douglas Farah brings the testimony of people who were residents of Sierra Leone during the civil war, allowing a terrifying, direct view of the reality confronting residents of the areas under the control of the Revolutionary United Front (RUF):

‘They put us in a house to burn; about one hundred of us, but it wouldn’t light. So they put the men in one line and shot them. I tried to run away, but I fell in a gutter. The children caught me. They amputated five others, but I was punished more for trying to run away. They took both my legs. They were small boys and they held me down while one cut me off” (page 31).’

            Further on, Farah describes how children conscripted into the militia were forced to carry out executions at the behest of their commanders:

‘That initial shock was almost always compounded by being forced to witness the execution of other children who refused to join the rebels or who tried to escape. Those who joined (. . .) often had the initials RUF carved into their thin chests, both as a forced initiation and as a way of ensuring they could not slip back, unrecognized, into civilian life” (page 32).’

6.    The vast natural resources to be found in various African countries play a central role in the activities and warfare of the rebel militias. Indeed, maintaining a prolonged, effective armed struggle requires financing, and that is obtained by taking control of areas of those countries that are rich in diamonds and minerals; mining them, often by exploiting children and by coercion; selling them, to Western buyers among others, or trading them for arms and munitions (see: Chaim Even-Zohar, Diamond Industry Strategies to Combat Money Laundering and the Financing of Terrorism (2004) (pages 22-23, 31-32  in the Hebrew edition); Woodey, at pp. 338-339). In this sense, the small size of diamonds, their high value relative to their weight, their great negotiability, their durability, and the difficulty in determining their origin make them a significant source of financing for the militant groups. Indeed, over the last few years, some have expressed the opinion that there is growing evidence of the use of diamonds by Al Qaeda for financing its operations (see: Banat, at pp. 944-945; Farah, at pp. 47 ff.). Moreover, the matter contributes to the further suffering of the civilian population. Thus, the American Congress has found that the takeover of diamond regions by the militias over the last decade has led to the removal of more than 6,500,000 people from their homes in Sierra Leone, Angola, and The Congo (see: Sean D. Murphy (ed.) "Contemporary Practice of the United States Relating to International Law" 96 A.J.I.L. 461, 485 (2002)). In addition, the matter results in the loss of significant income for the countries in which the diamonds are found, to increasing poverty in those countries, to greater dependence of the populace upon the militias, and to the perpetuation of the cycle of violence and conflict.

 

 B) The international response to the phenomenon – The Kimberley Process

7.    Against the background of the severe humanitarian situation, and the accumulation of reports regarding the economic ties between rebel African groups and the diamond industry, the first conference of a group of African states was convened in Kimberley, South Africa, for the purpose of delineating courses of action that would prevent illegal trade in blood diamonds, on the one hand, while protecting the legal trade in diamonds of African origin, on the other. Several months after that conference, the UN General Assembly adopted resolution 55/56 that, inter alia, recognized the connection between the trade in rough diamonds and the continuing cycle of violence in Africa, and called for the creation of an international certification regime for rough diamonds that would set a minimum standard, and would rely upon the internal legislation of each participating state (see: A/RES/55/56). The conference of the African states led to several additional conferences that ultimately resulted in the establishment of the Kimberley Process in November 2002.

8.    The Kimberley Process Certification Scheme, which currently comprises some 74 participants, entered into force on the first day of 2003, and earned the support of the UN General Assembly that same year (see: A/RES/57/302). The Process makes a number of demands of the participating states, among them: enactment of appropriate legislation that reflects the principles of the Process and the establishment of apparatus for implementing it; restricting trade in rough diamonds exclusively to states participating in the Kimberley Process; examination and certification of every shipment of rough diamonds entering or leaving the borders of the state; attachment of an official certificate of provenance of the exporting state for every shipment of rough diamonds, whether imported or exported; importing and exporting diamonds only in numbered, secure, tamper-proof containers; cooperation among the member states, and full transparency in regard to the implementation of the Scheme, including the sharing of statistical data, and the preparation of annual reports (see: Kimberley Process Certification Scheme at www.kimberleyprocess.com). However, the Kimberley Process does not establish a clear, general standard for contending with importers and exporters who operate contrary to the local implementing legislation, but suffices in stating in sec. 4 of the Scheme, that:

 

‘Each Participant should:

(a) . . .

(b) . . .

(c) . . .

(d) as required, amend or enact appropriate laws or regulations to implement and enforce the Certification Scheme and to maintain dissuasive and proportional penalties for transgressions (. . .)’

 

Each state is thus free to choose its methods for responding to individuals who do not act in accordance with the local enabling legislation, whether by individual punishment, general deterrence or prevention of forbidden transactions. Nevertheless, as part of the conditions of transparency and cooperation grounding the Process, each participating state is required to provide the others with information regarding the implementation of the Process within its jurisdiction (sec. 6 (11-15)); to inform another participant, through the Chair, if it considers that the internal laws of that other participant do not ensure the prevention of trade in conflict diamonds (sec. 5 (e)); to inform the Chair if it believes that another participant is not acting in compliance with the Process, which is intended to lead to a dialog among the participants on how to address the problem (sec. 6 (16)).

Despite the limitations of the Kimberley Process, such as the absence of any obligatory international apparatus for supervision and enforcement, and the restriction of its scope only to rough diamonds (Woodey, at pp. 344-347), there can be no dispute as to its contribution to stopping the flow of blood diamonds in international trade, as well as to the improvement of the lot of the states that were the source of those diamonds, and of the lives of their residents.

 

C) Implementation of the Kimberley Process in Israel

9.    Israel has been a participant in the Kimberley Process from its inception and was among the first to implement it in its internal law. Thus, in 2003, by virtue of sec. 2 of the Import and Export Ordinance (New Version), 5739-1979 (hereinafter: “Import Export Ordinance”), which permits him “by order make such provisions as he thinks expedient for prohibiting or regulating (...) the export (...)” , the Minister of Industry and Trade amended the Free Export Order, 5738-1978, which became the Free Export Order, 5766-2006 (hereinafter: “Free Export Order”), so that it would accord with Israel’s obligations under the Kimberley Process.

In the framework of that amendment, and those that followed, “rough diamonds, exported from states that do not implement the Kimberley Process” were added to the list of items in the First Schedule of the Free Export Order that cannot be exported without presenting an export license, pursuant to sec. 2 (a) (1) of the Order, while diamonds “originating in states that do not implement the Kimberley Process (. . .) including by personal import” were added to the list of goods in the First Schedule of the Free Import Order that cannot be imported without an import license, pursuant to sec. 2 (a) of the Order. According to the State Attorney, in view of the prohibition under the Kimberley Process, the Diamonds Supervisor has refrained from issuing import and export licenses for rough diamonds from states that are not participants in it.

As for the export of diamonds to states that are participants in the Kimberley Process, rough diamonds were added to the list of goods in the Second Schedule, which, pursuant to sec. 2 (a) (2) of the Free Export Order, can be exported only upon presenting a permit, and for which a permit from the Diamond Supervisor can be obtained “on condition that the shipment be accompanied by an original Kimberley Certificate, duly signed and completed.” A similar amendment was made in the Free Import Order, which also made the importing of rough diamonds subject to a permit from the Diamonds Supervisor and the presentation of a Kimberley Certificate.

10.              Alongside these provisions, the Ministry of Industry and Trade published the Directives of the Director General of the Ministry of Industry and Trade, for the purpose of “assisting the general public by providing solely basic, non-binding, general information.” An examination of the Directives reveals that the information they provide may be helpful both in clarifying matters arising from the legal provisions of the Kimberley Process, and in adding relevant information that is absent from the said provisions, that can provide a more complete picture of the actual procedures that are incumbent upon commercial actors and regulators as a result of Israel’s participation in the Process. However, as the Directives themselves state, it is clear that they cannot contradict the governing law, or any other law or regulation, and they must remain within the scope of the authority under which they were promulgated (C.A. 663/85 Rozman v. United Mizrahi Bank Ltd [1], p. 218; and see Yoav Dotan, Administrative Guidelines, pp. 179-181 (in Hebrew) (hereinafter: “Dotan”).

11.              Section 5-g of the Directives of the Director General is dedicated to setting out the means that will be adopted by the customs authorities in regard to goods that do not meet the criteria of the provision. According to the section:

‘A shipment of rough diamonds that arrives from abroad, and that is not accompanied by a Kimberley Process Certificate, will not be released from customs. The shipment will be detained or released against a guarantee until the importer presents the certificate, and satisfactorily explains to the Supervisor why it was not submitted on the date of the shipment. If the certificate is not presented within the period stipulated by the Supervisor, the shipment will be returned abroad or forfeited, at the discretion of the Supervisor.’

This section was amended in 2007, such that the discretion of the Supervisor to return the shipment abroad or confiscate it was replaced by: “the shipment shall be forfeited at the discretion of the Supervisor” (sec. 4-g). Clearly, the discretion granted to the respondent under each of these versions of the Directives of the Director General is broader than that granted under the Import and Export Ordinance in regard to the means to be employed against one who imports goods contrary to the Free Import Order or the Free Export Order. Section 7 of the Import and Export Ordinance states:

‘If any goods are moved in contravention of a control order (. . .) such goods and any means of transport used for their transportation shall be forfeited.’

The definition of the term “movement” in sec. 1 of the Import and Export Ordinance reveals that it is, in effect, identical to the terms “import” and “export,” and it comprises all goods intended for import to or export from Israel, including the diamond with which we are concerned. We find a similar situation under sec. 8 of the Import and Export Ordinance, which concerns a custom officer’s authority to demand proof that the goods have not been imported in contravention of an order and under which “the goods shall be forfeited and be dealt with as the Minister may direct.” Even if we view the additional time granted to the petitioner by the customs officer as intended to allow the presentation of evidence regarding the legality of the imported goods, it would, nevertheless, appear by its language, that the latter’s authority to confiscate diamonds imported or exported contrary to the Kimberley Process is obligatory.

As we see, an examination of the language of the Import and Export Ordinance reveals that it does not grant the enforcement authorities discretion as to the means that they must adopt, and that if the conditions set out in the section are met, they must confiscate the goods (and see Avigdor Dorot, Customs and Foreign Trade Laws 81 (2006) (hereinafter “Dorot”)). Did the Minister of Industry and trade overstep his authority in granting a degree of discretion to the Diamonds Supervisor – i.e., the respondent – in exercising his authority?

 

D) Interpreting the Import and Export Ordinance

12.              In order to answer this question, we must set out upon the path of interpretation. The starting point of our journey is to find the linguistic meaning of the text, which is found in the language of the law. Interpretation that lacks any linguistic foundation cannot prevail. “The interpreter must give the language of the law that meaning which it can linguistically bear” (C.A. 77/88 Zimmerman v. Minister of Health [2], p. 72; Leave for Civil Appeal  3899/04 State of Israel v. Even Zohar [3] (Hereinafter: Even Zohar)), even if it is not necessarily the normal meaning we ascribe to that utterance.

In order to decide among the various possibilities that the language can “bear,” we must proceed to the next interpretive station – that of the legal meaning. The legal meaning of the text is that linguistic meaning that serves to realize the purpose that the legislation was intended to achieve (see HCJ 267/88 Ha-Idra Seminaries Network Assoc. v. Municipal Affairs Court [4]; C.A. 10554/02 Arachim Investments (1993) Ltd. v. Tel Aviv Assessment Officer 1 [5]). The interpreter thus “draws” the legal significance of the text from among the various linguistic possibilities that compose the linguistic field. “‘The drawing rule’ is the purpose of the law” (see C.A. 2000/89 Lindorn v. Karnit – Road Accident Victims Compensation Fund [6], p. 27). In this regard, one must distinguish between the subjective purpose of a piece of legislation, which is the purpose that the legislature sought to achieve by means of the legislation at the time it was enacted, and the objective purpose, which includes the purposes, values, policy, and the social interests that the legislative act was intended to realize in a modern democratic society (see Aharon Barak, Interpretation in Law, vol. II, Interpretation of Legislation, pp. 201-204 (1993) (hereinafter: Barak); HCJ 693/91 Dr Michal Efrat v. Director of the Population Registry in the Ministry of the Interior [7], p. 764).

The two elements of purpose, the subjective and the objective, are ascertained from a spectrum of sources, among them the language of the law, the legislative history, and the fundamental principles of the legal system in which the law operates (Barak, p. 291; Zohar, paras. 18-19 of the decision; C.A. 8269/02 Haifa Assessment Officer v. Carmel Studios Ltd. [8]). In the event of a contradiction between the various purposes, the judicial interpreter exercises judicial discretion to balance the different purposes in order to crystallize, at the end of the process, the final purpose of the legislation (Barak, pp. 204-209; Zohar, para. 20 of the decision).

13.              The language of sec. 2 of the Import and Export Ordinance establishes that goods imported in violation of supervision orders, among them the Free Import Order and the Free Export Order, “will be forfeited.” Indeed, the expression “will be forfeited” implies that the statement is obligatory and not amenable to a discretionary application of authority, as opposed to the term “may be,” which would generally be construed as granting permission. Nevertheless, although the presumption is that “the legislature spoke in plain language,” in the course of interpreting, the interpreter must not be bound by the plain, usual meaning of the legislative act, but rather must consider special and deviant meanings, to the extent that they may have some linguistic foundation in the text (Barak, at pp. 117-118).

            The expression “will be forfeited” grants the holder of authority the very power and ability to act, but its obligatory character does not address the nature of the authority but rather the manner of its implementation. The internal linguistic context of the law, as well as extra-textual considerations, can influence this approach, as distinct form their possible impact upon the question of the very existence of the authority (HCJ 2366/05 Al Nabari v. IDF Chief of Staff [9]; Barak, pp. 120-121). Just as granting power to exercise authority can, under certain circumstances, oblige the holder of authority to use it, and assuming authority in order never to exercise it is improper (see the opinion of President Shamgar in           HCJ 297/82 Berger v. Minister of the Interior [10], pp. 45-46; and see HCJ 292/65 Roshgold v. Minister of Finance [11], p. 642), so the context of legislation and the external circumstances may justify the exercise of discretion before the administrative agency exercises its authority (see HCJ 6446/96 Cat Welfare Society v. Arad Municipality [12], at p. 809 (hereinafter: Cat Welfare Society), especially when we are concerned with a provision containing such a broad range of subjects in differing circumstances. That being the case, we should not put the cart before the horse and rule out a sense that falls within the linguistic field of possible meanings simply because it is unusual. The interpreter chooses among the regular and unusual meanings at the second stage, in accordance with the legislative purpose.

14.              What is the general, subjective purpose of sec. 7 of the Import and Export Ordinance? In general, the intended purpose of the need to prohibit the import of certain goods is:

‘To prohibit the bringing in of items due to the fear of the harm they may cause – whether the fear is a medical fear, or concerns safety, or criminality – where the fear is sufficiently strong to cause the state to prefer the general interest of public welfare over the individual interest of the importer of freedom of occupation’ (Leave for C.A. 2910/98 Arie Playing Cards Co. v. State of Israel, Customs and VAT Division [13], p. 423).

As was specifically explained, the import prohibition imposed upon diamonds originating in states that are not participants in the Kimberley Process is intended to cut off the economic base of African rebel militias that brutally trample human rights and welfare in the countries in which they operate, and that are involved in the financing of various terrorist organizations around the world (Directive 3-a of the Directives of the Director General). An additional purpose, that is of an economic nature, is the rehabilitation of the economies of states in which rebel militias operate, steal the natural resources, and contribute to further poverty and violence. A third purpose, underlying the adoption of the Process in Israel, and the resort to forfeiture in order to enforce it, is grounded in the prohibition deriving from the Kimberley Process that forbids participating states from engaging in the diamond trade with states that are not participants in the Process. The implementation of the requirements of the Kimberley Process and their enforcement are, therefore, vital to ensuring the continued existence of the Israeli diamond industry, inasmuch as otherwise, states participating in the Kimberley Process would not be permitted to maintain trade relations with it. In this framework, sec. 7 of the Import and Export Ordinance can also be viewed as a means intended to implement the rules of the Kimberley Process, if only for the sake of meeting international obligations undertaken by the state, if not for reasons related to the Process itself.

15.              Forfeiture of the goods was chosen as the means for implementing the aforesaid general and specific purposes. The meaning of the term “forfeiture,” as it appears in the Import and Export Ordinance, is confiscation, that is, the final denial of the original owner’s ownership of the goods and their transfer to the state  (C.A. 666/88 State of Israel v. Monogil Food Industries Ltd. [14], para. 7 of the decision) (Hereinafter: Monogil), which, in context, actually concerned sec. 8 of the Import and Export Ordinance, but its holdings are relevant here, as well; C.A. 545/96  Sheridon Exim Ltd. v. Port and Railroad Authority [15], paras. 7. 10 of the decision) (hereinafter: Sheridon)).

16.              In several of its decisions, this Court pointed to some of the advantages of forfeiture as a means of enforcement. Thus, for example, the Court held in regard to drug-related offences:

‘. . . forfeiture is not a punishment in the strict sense of the term, and its purpose is not “penal”, but rather to “take out of his mouth what he has swallowed” [Jeremiah 51:44 – Ed.] . . . forfeiture takes property from the offender that was acquired by means of a drug-related crime, without reference to its value or amount, as property that does not belong to him, but that he holds unlawfully . . . forfeiture – as explained in the explanatory notes of the bill – has superior deterrent value, not because of the great loss that it causes the offender, but rather because it nullifies the motive that promotes and encourages the commission of drug-related offences: great profit at relatively little risk’ (Cr.A. 7598/95  Ben Shetreet v. State of Israel [16], pp. 410-411). 

On the criminal level, the purpose of forfeiture is, therefore, that of achieving deterrence by striking at the economic foundation of the owner of the forfeited property, and depriving him of it, inasmuch as he holds it unlawfully (and see C.A. 6702/04 Maazen v. State of Israel [17]; Misc.Cr. 6817/05 State of Israel v. Sitbon [18] (hereinafter: Sitbon); Misc.Cr. 3750/09 Al Houashla v. State of Israel [19]). While the strength of these considerations is somewhat less when we are concerned with the forfeiture of goods imported in violation of a supervision order, like the goods under discussion, they nevertheless remain relevant in the case before us as a means for achieving the goal of cutting off the economic branch upon which those trading in blood diamonds sit, for what is a more effective deterrent than the total removal of those diamonds from international trade and the absolute nullification of the economic dividend that can be derived from them? Forfeiture, as set out in sec. 7 of the Directives of the Director General is, therefore, the primary and most important means for contending with the phenomenon of blood diamonds, both directly, and in terms of the incentives. Are there situations in which the confiscating agency should weigh additional factors, notwithstanding the importation of diamonds in violation of the Kimberley Process rules?

17.              For example, in the context of the matter before us, the problem that may arise is that the importers are not always themselves part of the criminal cycle that revolves around blood diamonds, but rather, through no fault of their own, they serve as indirect instruments for advancing the  criminal purposes of others. This problem faced the Court in the Monogil case [14], which dealt with the construction of sec. 8(a) of the Import and Export Ordinance, and held, as earlier noted, that if the customs officer’s demand for proof that the goods were not unlawfully shipped is not met, the goods will be forfeit. In that case, the Court held that such forfeiture does not “follow” the goods, but rather the perpetrators of the offence. Once the connection between the criminal element and the goods is severed, by means of a buyer in good faith, the goods should not be forfeit (and see Sheridon [15], paras. 9-10 of the judgment; Dorot, pp. 83-85). Indeed, that holding was premised, inter alia, on the specific wording of sec. 8, which requires presenting evidence, and upon the difficulty of a good-faith, third-party buyer in obtaining such evidence. But in the Sheridon case, the holding was also explained by the right of that third party to ownership, and by the final, absolute nature of forfeiture under the Import and Export Ordinance. It was therefore held that the goods would be forfeited “only when the offence was perpetrated by the lawful owner of the goods, or on his behalf. Otherwise, the owner would be left empty handed even if he acted in good faith” (Sheridon [15], para. 10 of the judgment). Similarly, under sec. 204(2) of the Customs Ordinance, goods which are prohibited for import will not be forfeit if the importer was unaware of the prohibition, and there had not been reasonable time for him to become aware of the prohibition. Nevertheless, “they must be re-exported, or disposed of in a manner approved by the  supervisor, as he shall see fit.”

18.              A similar defense exists in criminal law for an owner whose property “was used for the offense without his knowledge or without his consent, or that he acquired his right in the property for a consideration and in good faith, and without being able to know that it was used in the or obtained in connection with any offense” (sec. 36C (a) of the Dangerous Drugs Ordinance [New Version], 5733-1973 (hereinafter: Dangerous Drugs Ordinance); sec. 23 of the Prohibition on Money Laundering Law, 5760-2000 (hereinafter: Prohibition on Money Laundering Law), which applies the provisions of sec. 36C of the Dangerous Drugs Ordinance to the Prohibition on Money Laundering Law). Parenthetically, it should be noted that section 35 of the  Dangerous Drugs Ordinance establishes mandatory forfeiture of “the dangerous drugs, the pipes and other utensils regarding which the offence was committed,” following conviction. However, no analogy can be drawn to the matter before us, inasmuch as, in view of the illegality per-se of dangerous drugs and the related utensils, as opposed to the absence of such illegality in regard to the goods in the matter before us, the reasons for leaving the goods in the hands of the owner in the former case are weaker, even if it be proved that there was good faith. In other places in the criminal law, the law requires the exercise of discretion prior to the forfeiture of property involved in the perpetration of an offense (see, e.g., sec. 36A of the Dangerous Drugs Ordinance, which establishes a requirement of forfeiture of property employed in or received as payment for the perpetration of an offense, in a criminal proceeding regarding a drug-related offense, “unless it sees fit not to do so for special reasons which shall be recorded”; sec. 36B of the Dangerous Drugs Ordinance, which establishes discretionary authority to confiscate property in a civil proceeding regarding drug-related offenses (and see Yaakov Kedmi, On the Dangerous Drugs Ordinance, (2007), pp. 303-341)); sec. 21 of the Prohibition on Money Laundering Law, which permits the court  to order forfeiture “unless it decides not to do so on special grounds to be recorded”; and sec. 22 of that law, which grants discretion in regard to forfeiture in a civil proceeding regarding the offenses enumerated in the law, and under subsec. (d), transferring the burden in regard to the forfeiture of property that does not belong to the suspect to the confiscating authority, which must show that the owner knew that the property was used for an offense or agreed thereto, or that he did not acquire his right for consideration and in good faith, and cf. sec. 39 of the Criminal Procedure (Arrest and Search) Ordinance [New Version], 5729-1969, and see Sheridon [15], para. 11 of the judgment).

19.              As we see, the imperative nature of the term “will be forfeited” in the Import and Export Law, imposing a duty upon the customs officer to confiscate the goods, has long been deemed conditional by this Court, and under certain circumstances, the existence of which is given to the discretion of the authority ordering the forfeiture, the unlawfully imported goods will not be forfeit. The question of whether an additional step is warranted that would grant general, even if limited, discretion in the exercise of the forfeiture authority under section 7 of the Import and Export Ordinance, must be answered in accordance with whether such forfeiture is necessary as the single, necessary means for realizing the purposes of the Import and Export Ordinance in the context of the Kimberley Process. To that end, and to demonstrate this, we will consider whether adopting the petitioner’s recommendation, i.e., returning the goods to the state of origin, would frustrate the said purposes.

20.              A transaction importing diamonds into Israel is composed of two relevant factors: a seller and a buyer, who also serves as the importer or exporter. Of course, there is no guarantee that the seller is a single entity rather than a long line of factors that form a chain intended to “blur” the trail leading back to the illegal source of the diamonds (Even Zohar, pp. 52-53). But that is not relevant to our examination of the transaction. The idea behind the Kimberley Process is to curb the seller through the buyer. Thus, through the restrictions upon the importing of blood diamonds that are applied to the importer, the seller’s source of income is cut off, and with it the economic base for financing the warring militias in Africa, and the perpetration of acts of terrorism. Thus, the importer is not a target, but rather a means, and the fact that the Kimberley Process is intended to deter him derives from the practical possibility of doing so at the entry points into the participating states, as opposed to the impossibility of doing so in regard to the actors at the initial stage of the transaction. This is not to say that the importer acts in good faith. It is entirely possible that the conditions of the unlawful transaction are financially attractive to him, as well, and that he chooses to embark upon it with his eyes wide open, while assuming a calculated risk. However, even if that be the case, the Kimberley Process does not single out the importer, inasmuch as if he is viewed without reference to the seller, then his desire for greater profits, even if unlawful, does not, in and of itself strengthen the African militias, but rather is intended to serve his own separate interests.

Forfeiture is applied to the importer, which stands at the second level of the transaction. Its influence upon the seller is expressed only in terms of reducing the motivation of the buyer-importer to conduct business with it. As regards the seller, forfeiture thus looks to the future, inasmuch as once the transaction has been made between the seller and the buyer, forfeiture of the diamond by the state authorities can exercise no influence upon the seller in regard to that transaction.

21.              Proceeding within the framework of our example, let us now consider the question of whether forfeiture is the sole means for realizing the purposes of the Kimberley Process, both subjectively and objectively, or whether some other means, like that proposed by the petitioner, might achieve the same goals.

Returning the diamond to the state of origin and obtaining a refund, assuming that the seller would agree, is problematic. Indeed, permitting the diamond’s return grants the importer a form of “insurance”. It will not lose under any scenario. Therefore, its motivation to continue to make illegal transactions remains unaffected. The importer will now tell itself: ‘Let’s try to import an illegal diamond. If I succeed – great; if I don’t, I will be able to return the diamond to the seller for a refund. True, the importer may be charged a certain cancellation fee, but it will likely be small enough to make the risk worthwhile.’ As for the seller, return of the diamond will not, as a rule, nullify its motivation, inasmuch as if it charges a cancellation fee upon return of the diamond, it will still profit by the transaction – it will have both the diamond and the cancellation fee. Returning the diamond thus raises a problem insofar as it is serving as an effective means for contending with the blood diamonds phenomenon. It is, however, possible to imagine a situation in which this method would not undercut the purposes of the Kimberley Process. For example, if it were agreed between the seller and the importer that the diamond could be returned without a cancellation fee, then preventing the importation of the diamond to the intended country would transfer the focus from undermining the motivation of the importer to nullifying the transaction itself, and inflicting direct harm upon the seller already for the present transaction. This is as opposed to the forward-looking impact of forfeiture. Thus, the purpose of the Kimberley Process might be achieved by means of returning the diamond, since it could cut off the source of financing of the warring militias. Of course, this would not provide a response to the “insurance” problem mentioned above, but one may assume that the importer is ultimately interested in bringing the transaction to fruition, and if it knows that it is forbidden without a Kimberley Process Certificate, what interest would he have in doing business with a supplier who cannot provide that certificate? We can, therefore, say that although the disadvantages of returning the diamond generally outweigh the advantages, and although it does not realize the purpose of the Kimberley Process, nevertheless, in some exceptional cases, it may yield certain advantages that demonstrate that forfeiture is not necessarily the only means for realizing the underlying purposes of the Kimberley Process, and that granting a certain measure of discretion to the supervising authority not to require forfeiture in certain cases would not, in and of itself, be contrary to those purposes.

22.              So much for the subjective purpose. The objective purpose, as stated, is derived from the accepted values of our legal system. In this framework, it is presumed that section 7 of the Import and Export Law is intended to realize the fundamental rights recognized by our legal system, among them the right to property, particularly following its protection under Basic Law: Human Dignity and Liberty (Even Zohar [3], para. 25 of the decision; C.A. 3901/96 Raanana Local Planning and Building Board v. Horowitz [20], pp. 936-937; Barak, p. 561). While it is true that the section deals with goods imported in violation of a supervisory order promulgated to serve a proper purpose, which greatly weakens the justification for protecting the importer’s property rights, however, where the goods have been acquired in good faith, and for full consideration, a question arises as to the proportionality of the means, particularly when the policy of the prohibiting authority is still in its early stages.

23.              This question is of particular importance in view of the final nature of forfeiture under the Import and Export Ordinance, as opposed to that under the Customs Ordinance, pursuant to which the importer’s ownership is only temporarily suspended; in view of the fact that, unlike the Customs Ordinance, the Import and Export Ordinance does not comprise a system for giving notice of the forfeiture of goods; and in view of the fact that there is no course of action that would permit the importer to reclaim the seized goods (see Dorot, pp. 79-86; and see Gill Nadel, Import and Export of Goods: Import Legality Issues,  (in Hebrew),   pp. 58-67). Indeed, in discussing sec. 8 of the Import and Export Ordinance, this Court wrote in the Monogil case [14]:

‘Section 8(a) of the Import and Export Ordinance grants the customs authorities the authority to deprive an individual of the right to property without any need for supervision or a court order (. . .) we are concerned with far-reaching administrative authority’ (para. 7 of the judgment).

Under the circumstances, it would appear that the fundamental right to property supports avoiding a categorical statement regarding the forfeiture of diamonds imported in violation of supervisory orders issued pursuant to the Kimberley Process in every situation and circumstance, and for allowing the supervising authority a certain, even if narrow, degree of discretion to prefer other means in exceptional cases.

24.              Another principle that must be applied in establishing the objective purpose of the section in regard to the Kimberley Process concerns the fulfillment of the State’s international obligations (see C.A. 6182/98 Sheinbein v. Attorney General [21], 642). Indeed, it is presumed that the Israeli Court will, to the extent possible, construe local law in a manner consistent with the rules of public international law (see, e.g., HCJ 302/72 Hilu v. State of Israel [22], 177; Cr.A. 437/74 Kawan v. State of Israel [23], 596; and see Barak, pp. 575-578). If the accepted international view of the Kimberley Process is that goods imported without an appropriate certificate be forfeited, that would constitute a strong argument in favor of viewing forfeiture as mandatory. As stated, the Kimberley Process Certification Scheme does not expressly state what means are to be used in fulfilling its rules. We must, therefore, examine how the Process has been implemented by other participants.

25.              The Kimberley Scheme is implemented in the United States under the Clean Diamond Trade Act, which applies the forfeiture rules under 19 USC 3907 to trading in diamonds:

‘Those customs laws of the United States, both civil and criminal, including those laws relating to seizure and forfeiture that apply to articles imported in violation of such laws shall apply with respect to rough diamonds imported in violation of this chapter.’

A similar law, which was invoked in American case law dealing with the Kimberley Process (see: United States v. Approximately 1,170 Carats of Rough Diamonds [29] (hereinafter: 1170 Carats case)), is the General Forfeiture Statute (19 USC 1595a) which establishes in sec. 1595a [c] (2)::

‘The merchandise may be seized and forfeited if –

(A) . . .

(B) . . . Its importation or entry requires a license, permit, or other authorization of an agency of the United States Government and the merchandise is not accompanied by such license, permit, or authorization’ [emphasis added – E.A.].

The statute does not, therefore, establish forfeiture as obligatory (through the use of words e.g., “shall”), but rather as optional (“may be seized”). Indeed, that is how the court in the 1170 Carats case construed the law, stating that it “sets forth seizure and forfeiture as an available remedy” [emphasis added – E.A.].

A similar situation exists in Canadian law. Section 17 (1) of the Export and Import of Rough Diamonds Act (S.C. 2002, C. 25) states:

‘An investigator may seize in-transit rough diamonds if they are not accompanied by a Kimberley Process Certificate or are in a container that has been opened’ [emphasis added – E.A.].

Section 28 of the Act adds:

‘If a person is convicted of an offence under this Act, the convicting court may, on its own motion or at the request of any party to the proceedings, in addition to any punishment imposed, order the forfeiture to Her Majesty in right of Canada of rough diamonds or other things seized, by means of or in relation to which the offence was committed.’

New Zealand law enforces the Kimberley Process by means of the United Nations (Kimberley Process) Regulations 2004 (SR 2004/463), which also do not impose obligatory forfeiture of diamonds imported or exported without a Kimberley Process Certificate. Under sec. 8 (2) (Detention of prohibited diamonds):

‘A Customs officer may detain any diamonds imported into New Zealand, or to be exported from New Zealand, that he or she suspects on reasonable grounds to be prohibited diamonds’ [emphasis added – E.A.].

The situation is somewhat different in the European Union. Chapter II Article 5 (1) of Council Regulation (EC) No 2368/2002, treating of the sanction for non-fulfillment of the conditions of the Kimberley Process, states:

‘If a Community authority establishes that the conditions (. . .) are

. . .
 Not fulfilled, it shall detain the shipment’

[emphasis added – E.A.]

A similar provision exists in regard to the export of diamonds. However, in both situations we find circumstances that qualify the rule. Thus, in regard to the import of diamonds, Chapter II Article 5 (2) states:

‘If a community authority finds that the failure to fulfill the conditions is not made knowingly or intentionally or is the result of an action by another authority in the exercise of its proper duties, it may proceed with the confirmation and release the shipment, after the remedial measures have been taken to ensure that the conditions are met.’

A similar provision (Chapter II Article 14 (2)) applies to the export of diamonds.

26.              Thus we find that some of the primary participants in the Kimberley Process chose to implement the Process in their internal law in a manner that grants the agents in the field discretion as to the forfeiture of imported diamonds. The provisions cited do not state any clear alternative to forfeiture that might realize the purposes of the Process, but it is not for us to decide the question, or the relative effectiveness of each alternative. What we can determine for our purposes from the above survey is that there is no real substance to the claim that refraining from forfeiture would constitute a breach of Israel’s international obligations as a participant in the Kimberley Process.

27.              In summary: An examination of the specific and general purposes in order to discover the final legislative purpose, shows that, from among the various linguistic possibilities in the context of the Kimberley Process, sec. 7 of the Import and Export Ordinance grants a certain, albeit narrow, degree of discretion to the supervising authorities in regard to the question of the applicable means of enforcement in regard to diamonds that cannot lawfully be imported or exported. The starting point in exercising that discretion is that the primary means, which must at the very least be considered in each and every case, is that of forfeiture, as set forth in the section, and which, as explained, presents significant advantages. It should be borne in mind that categorizing the forfeiture authority of a customs officer as being non-obligatory merely broadens the possibility for choosing among various legal means by which the administrative agency can carry out its obligation to realize the objectives of the Kimberley Process, while giving due weight to each relevant consideration in accordance with the circumstances and issues before it, and not to relieve the administrative authority of its obligation in any way (Cat Welfare Society [12], at p. 809). Therefore, the administrative directives published by the Director General of the Ministry of Industry and Trade should be viewed as consistent with the provisions of the Import and Export Ordinance, and as an additional normative source that concretizes the exercise of authority by the enforcement agents.

28.              What are the factors that should be taken into consideration in exercising that discretion? What criteria should define those exceptional cases in which it is possible to waive forfeiture? Clearly, it is impossible to foresee all the relevant possibilities, and accordingly enumerate the exceptional situations in which deviating from the general rule of forfeiture in favor of some other means should be considered. Clearly, in view of the predominance of forfeiture, especially weighty, clear and well-founded circumstances would be needed. Despite the difficulty in describing concrete examples, in general the factors that might be weighed in considering the possibility of not imposing forfeiture could include, inter alia, the importer’s good faith; its situation or circumstances; whether real pressure or threats induced it to accept the diamond; the presence of some flaw in the importer’s desire at the time of importing the diamond, the reasons for that flaw, who was responsible for it, and could it have been prevented; whether the absence of the appropriate permit resulted from a technical flaw, or whether there were  substantial reasons that precluded obtaining such a permit; the effectiveness of alternative means in the concrete circumstances of the case; etc. It should be emphasized that even in the presence of such circumstances, forfeiture is not ruled out, but they can pave the way to weighing alternatives.

29.              In its pleadings, the petitioner placed special emphasis on the differences in the wording of the versions of the Directives of the Director General, and argued that since at the time that the diamond was imported, the former version of sec. 5-g was in force, the respondent was required, at the very least, to consider the possibility of returning the diamond abroad. Indeed, the earlier version of sec. 5-g of the Directives of the Director General expressly presented the possibility of returning the diamond abroad, whereas the new version grants the administrative agency discretion of a general nature. However, speaking for myself, I do not find that the change in wording created any real difference in the relative weight that the respondent is required to assign to the possibility of forfeiture as opposed to the adoption of any other course of action, inasmuch as, in any event, the matter is given to his discretion. Moreover, one might even argue that, following the change, the scope of the respondent’s discretion became even broader, inasmuch as he is no longer limited to two alternatives, alone. In any case, it is clear that the nature of the considerations that the respondent must weigh does not derive from the wording of the Directives, but rather – as in the case of the interpretation of statutes – from the purpose for which the authority was granted (see HCJ 219/81 Shetreet v. Minister of Agriculture, [24], at p. 487; Dotan, at p. 162). The respondent, as noted, considered the possibility of not requiring forfeiture, but chose not to do so in light of a number of counter-considerations. As will be explained below, his decision, given on the basis of a policy supported, inter alia, by the reasons discussed, and following the exercise of discretion in regard to the concrete case and its circumstances, falls within the scope of reasonableness under each of the versions of the Directives of the Director General. Therefore, the petitioner’s argument in this regard is rejected.

30.              We thus find that the supervising authorities enjoy a certain measure of discretion in enforcing the Kimberley Process, and while forfeiture will normally be the most effective and appropriate means for realizing the objectives of the Kimberley Process, there must be at least a limited possibility for not adopting that course when the circumstances demand. This also implies that their discretion, no matter how well founded, is not absolute (HCJ 935/89 Ganor v. Attorney General [25]). In addition to subservience to the specific provisions and purposes of a statute, the exercise of discretion is also subject to the general rules of administrative law, such as the duty to act in good faith, fairly, without bias, and reasonably (see HCJ 389/80 Golden Pages Ltd. v. Israel Broadcasting Authority [26], per Barak, CJ; HCJ 6163/92 Eisenberg v. Minister of Construction and Housing [27]). These will be examined against the background of the purposes of the Kimberley Process, the extreme severity of the blood diamonds phenomenon, and the need to combat it.  The Court is tasked with ensuring adherence to these principles. The Court is not responsible for establishing or implementing policy, does not stand at the head of the administration, and is not “a super-institution for managing the affairs of the state” (Aharon Barak, Judicial Discretion, p. 491 (1987) (hereinafter: Judicial Discretion). However, the judiciary is responsible for examining the question of whether the policy established by the administrative agency, and the means for its implementation, are reasonable. That is what we shall now do.

 

E) Reasonableness of the respondent’s decision

     31.  In exercising their discretion as to the means to be employed in regard to diamonds imported or exported in violation of the law, particularly in regard to the question of whether to resort to forfeiture, the supervisory authorities must weigh various interests. On the one hand stand the interest in depriving the blood diamond industry of its means of support by striking hard at the motivations of the second level of the diamond trade to distribute them, by deterring them and depriving them of both the principal and of the profits. In this regard, forfeiture – implemented against the actor in closest proximity to the enforcement agency in the commercial cycle – which is absolute, certain and final, clearly provides the best, most effective means for guaranteeing successful enforcement, when compared to most other means. It is also clear that even if it is not an international obligation, recourse to forfeiture places Israel – which was recently elected to serve as chair of the Kimberley Process Certification Scheme as of 2010 (see http://www.nrg.co.il/online/16/ART1/807/690.html) – in full compliance with its international obligations. Within this framework, forfeiture affords the state the ability to use the monies obtained for the diamond to advance the fight against the phenomenon. Indeed, the State Attorney noted the possibility that the monies resulting from the forfeiture would be contributed to the international fund of the Kimberley Process.

An additional consideration favoring forfeiture is the relatively long period of time that passed since Israel began implementing the Kimberley Process, in 2003, and the date upon which the petitioner imported the diamond. It is a period of time sufficient to frustrate any claim of lack of clarity or misunderstanding of the applicable law. While justifications can be found for refraining from forfeiture when the importer acts in good faith and is unaware of the unlawful nature of its conduct, it is harder to justify showing consideration for an importer that knowingly imports blood diamonds. In the matter before us, the State showed that, prior to importing the diamond, the petitioner had been briefed as to its obligations under the Kimberley Process. This, too, tends to favor forfeiture. Lastly, there are no special circumstances specific to the petitioner that might argue against forfeiture.

32.              On the other hand, in light of the foregoing discussion of the potential effectiveness of other, less harmful means of enforcement in certain cases, and in view of our legal system’s proportionality principle (see HCJ 3477/95 Ben Atiya v. Minister of Education [28], per Barak J.), we must consider whether, under the circumstances, forfeiture entails a disproportionate infringement of the right to property. We should also bear in mind that, despite the time that has passed since the implementation of the Kimberley Process in Israeli law, this is the first case in which forfeiture has been employed for the enforcement of its prohibitions, and we may, therefore, assume in the importer’s favor, even if only in terms of reasonable doubt, that the law was not entirely clear, and some leniency would be appropriate. This consideration is bolstered by the fact that even the State noted that the diamond was imported into Israel during the “running in” period of the law, during which returning the diamond abroad was mentioned as a possible enforcement method in the Directives of the Director General.

33.              In my opinion, an examination of the various considerations shows that the respondent’s decision to require forfeiture was reasonable, and that the respondent did not act improperly in weighing the various considerations. The reasonableness of the exercise of discretion must be examined in terms of the purpose of the law, while striking a balance between the interests that protect the public and those that protect the individual (Judicial Discretion, at p. 479). In the course of this opinion, we have described in detail the severe consequences of the blood diamond phenomenon that finances groups that employ terror to destabilize legitimate regimes, and that undermine attempts to advance peace between nations. The public interest demands the adoption of a stern enforcement policy to eradicate the phenomenon. It was further emphasized that refraining from forfeiture should only be adopted in exceptional cases. While it is true that the internal laws of several of the participants in the Kimberley Process grant discretion to the enforcement agencies in regard to the means to be employed, the court of at least one of those states expressed a negative opinion of the possibility of returning the diamonds to the state of origin:

‘Permitting rough diamonds brought to the United States in violation of the CDTA to simply return to the international stream of commerce, rather than be removed from commerce entirely through seizure and forfeiture, would not (. . .) advance Congress' stated intent to eliminate all trade in conflict diamonds’ (1170 Carats case [29]).

The individual’s right to property is important, but under circumstances in which the petitioner’s staff were briefed as to what was permitted and what was forbidden under the Kimberley Process, and nevertheless acted in violation of the law, its weight is diminished.

 

Conclusion      

34.              The blood diamond phenomenon resulted in inexpressibly brutal incidents of violence, performed for the sake of profit, while destroying the economies of the countries in which it occurred. The State of Israel joined the international project to combat the phenomenon - the Kimberley Process - from its inception, and was among the first to implement it in its internal legislation. In order to contribute to the success of the Process, the various agencies of each state must act in tandem to frustrate the import and export of diamonds in violation of the Kimberley Process, each in its own area, and within the scope of its authority. This is also true for the judicial system, which must also do its part, by weighing the relevant considerations in each concrete case, and balancing them against the fundamental rights of the individual. In the instant case, I am not of the opinion that the circumstances cast the respondent’s discretion in an unreasonable light that might justify our intervention. This is so in view of the time that passed between Israel’s joining the Kimberley Process and the importing of the diamond; the instructions given to the petitioner in regard to the Process; and primarily, due to the importance of the fight against the blood diamonds phenomenon, as explained throughout this opinion. Indeed, this is one of the first cases in which a diamond has been declared forfeit by virtue of the Kimberley Process, however taking an uncompromising stand from the outset sends a clear, deterrent message for the future, which can serve to suppress this undesirable trend from its inception. That is what should be done. I have, therefore, found no grounds for intervening in the respondent’s decision to order the forfeiture of the diamond imported in violation of the law. I would, therefore, recommend that the petition be denied.

 

Justice E.E. Levy: I concur.

 

Justice H. Meltzer: I concur.

 

Held as per the opinion of Justice E. Arbel.

 

12 Tevet 5770

29 December 2009

 

Yissacharov v. Chief Military Prosecutor

Case/docket number: 
CrimA 5121/98
Date Decided: 
Thursday, May 4, 2006
Decision Type: 
Appellate
Abstract: 

Facts: While being admitted into prison for being absent from the army without leave, the appellant was found to have a dangerous drug in his possession. When he was interrogated about this, the interrogator failed to advise the appellant that he had a right to consult a lawyer. This omission, which was omitted by the prosecution, was held by the trial court to have been illegal and intentional. In the course of the interrogation, the appellant confessed that he had, on three occasions while he was a soldier, made use of dangerous drugs.

The appellant argued that the confession should not be admissible in evidence, because it was made in consequence of the interrogator failing to advise him of his right to consult a lawyer. Under Israeli law there was no statutory or case law precedent for the exclusion of evidence because of the illegal method of obtaining it, but the appellant argued that the court should adopt such a doctrine, in the spirit of the Basic Law: Human Dignity and Liberty, which was enacted in 1992.

 

Held: (Majority opinion — Justice Beinisch, President Barak, Vice-President Emeritus Cheshin and Justices Rivlin, Procaccia, Levy, Naor and Joubran) In view of the normative change in the Israeli legal system introduced by the Basic Law: Human Dignity and Liberty, and in the absence of legislation on this issue, the time has come to adopt a case law doctrine of inadmissibility for illegally obtained evidence. The appropriate doctrine for the Israeli legal system to adopt is not an absolute doctrine, but a relative doctrine of inadmissibility, which allows the court to exclude illegally obtained evidence at its discretion.

The criterion for excluding illegally obtained evidence is that the evidence should be excluded if admitting it would substantially violate the right of the accused to a fair trial, considering the circumstances of each case on its merits. This doctrine is therefore a ‘preventative’ one, rather than a ‘remedial’ one. Its aim is to prevent a violation of the right of the accused to a fair trial, rather than to educate and deter the police authorities from future violations of the law.

Factors that should be taken into account when the court exercises its discretion are the character and seriousness of the illegality that was involved in obtaining the evidence, the seriousness of the offence, the degree to which the improper investigation method affected the evidence that was obtained and the social damage and social benefit involved in excluding the evidence.

The case law doctrine of the inadmissibility of illegally obtained evidence is a general one and it applies to all types of evidence, including defendants’ confessions, notwithstanding the statutory arrangement regarding defendants’ confessions in s. 12 of the Evidence Ordinance [New Version].

In the specific case of the appellant, the failure to inform him of his right to consult a lawyer was intentional, and this was a significant factor in reaching the decision to exclude the confessions he made in the interrogation.

(Minority opinion — Justice A. Grunis) It is questionable whether a broad doctrine of the inadmissibility of illegally obtained evidence should be adopted in case law rather than in legislation.

In the specific case of the appellant, in view of the fact that the police interrogator did advise the appellant of his right to remain silent, the failure to advise him of his right to consult a lawyer should not be sufficient to justify an exclusion of the confessions. The significance of the intentional nature of the failure to advise the appellant of his right to consult a lawyer was questionable, both because the doctrine being adopted does not have an educational-deterrent purpose, and because it is hard to conceive of such an omission by a professional interrogator being unintentional.

Voting Justices: 
Primary Author
majority opinion
majority opinion
majority opinion
majority opinion
majority opinion
majority opinion
majority opinion
Author
concurrence
Author
dissent
Full text of the opinion: 

CrimA 5121/98

Private (res.) Raphael Yissacharov

v.

1.            Chief Military Prosecutor

2.            Attorney-General

3.            National Public Defender’s Office

4.            Israel Bar Association

 

 

The Supreme Court sitting as the Court of Criminal Appeals

[4 May 2006]

Before President A. Barak, Vice-President Emeritus M. Cheshin and

Justices D. Beinisch, E. Rivlin, A. Procaccia, E.E. Levy, A. Grunis,

M. Naor, S. Joubran

 

Appeal of the judgment of the Appeals Court Martial (General I. Schiff, Brigadier-General M. Finkelstein, Colonel (res.) Y. Kedmi) on 13 May 1998 in case no. 139/97/9.

 

Facts: While being admitted into prison for being absent from the army without leave, the appellant was found to have a dangerous drug in his possession. When he was interrogated about this, the interrogator failed to advise the appellant that he had a right to consult a lawyer. This omission, which was omitted by the prosecution, was held by the trial court to have been illegal and intentional. In the course of the interrogation, the appellant confessed that he had, on three occasions while he was a soldier, made use of dangerous drugs.

The appellant argued that the confession should not be admissible in evidence, because it was made in consequence of the interrogator failing to advise him of his right to consult a lawyer. Under Israeli law there was no statutory or case law precedent for the exclusion of evidence because of the illegal method of obtaining it, but the appellant argued that the court should adopt such a doctrine, in the spirit of the Basic Law: Human Dignity and Liberty, which was enacted in 1992.

 

Held: (Majority opinion — Justice Beinisch, President Barak, Vice-President Emeritus Cheshin and Justices Rivlin, Procaccia, Levy, Naor and Joubran) In view of the normative change in the Israeli legal system introduced by the Basic Law: Human Dignity and Liberty, and in the absence of legislation on this issue, the time has come to adopt a case law doctrine of inadmissibility for illegally obtained evidence. The appropriate doctrine for the Israeli legal system to adopt is not an absolute doctrine, but a relative doctrine of inadmissibility, which allows the court to exclude illegally obtained evidence at its discretion.

The criterion for excluding illegally obtained evidence is that the evidence should be excluded if admitting it would substantially violate the right of the accused to a fair trial, considering the circumstances of each case on its merits. This doctrine is therefore a ‘preventative’ one, rather than a ‘remedial’ one. Its aim is to prevent a violation of the right of the accused to a fair trial, rather than to educate and deter the police authorities from future violations of the law.

Factors that should be taken into account when the court exercises its discretion are the character and seriousness of the illegality that was involved in obtaining the evidence, the seriousness of the offence, the degree to which the improper investigation method affected the evidence that was obtained and the social damage and social benefit involved in excluding the evidence.

The case law doctrine of the inadmissibility of illegally obtained evidence is a general one and it applies to all types of evidence, including defendants’ confessions, notwithstanding the statutory arrangement regarding defendants’ confessions in s. 12 of the Evidence Ordinance [New Version].

In the specific case of the appellant, the failure to inform him of his right to consult a lawyer was intentional, and this was a significant factor in reaching the decision to exclude the confessions he made in the interrogation.

(Minority opinion — Justice A. Grunis) It is questionable whether a broad doctrine of the inadmissibility of illegally obtained evidence should be adopted in case law rather than in legislation.

In the specific case of the appellant, in view of the fact that the police interrogator did advise the appellant of his right to remain silent, the failure to advise him of his right to consult a lawyer should not be sufficient to justify an exclusion of the confessions. The significance of the intentional nature of the failure to advise the appellant of his right to consult a lawyer was questionable, both because the doctrine being adopted does not have an educational-deterrent purpose, and because it is hard to conceive of such an omission by a professional interrogator being unintentional.

 

Appeal allowed, by majority opinion (Justice Beinisch, President Barak, Vice-President Emeritus Cheshin and Justices Rivlin, Procaccia, Levy, Naor and Joubran), Justice Grunis dissenting.

 

 

 

Legislation cited:

Basic Law: Freedom of Occupation, s. 10.

Basic Law: Human Dignity and Liberty, ss. 1A, 2, 4, 5, 9, 10, 11.

Criminal Procedure (Enforcement Powers — Arrests) Law, 5756-1996, ss. 28(a), 32, 32-36, 32(a) 34(a), 34(b), 34(c).

Criminal Procedure (Interrogation of Suspects) Law, 5762-2002, s. 16(b).

Criminal Procedure Law (Amendment no. 15), 5741-1981.

Criminal Procedure Law [Consolidated Version], 5742-1982, s. 29.

Dangerous Drugs Ordinance [New Version], 5733-1973, ss. 7(a), 7(c).

Eavesdropping Law, 5739-1979, s. 13.

Evidence Ordinance, s. 9.

Evidence Ordinance [New Version], 5731-1971, s. 12.

Military Jurisdiction Law, 5715-1955, ss. 227A, 227A(6) 227A1, 267, 316, 440I, 476, 477, 478.

Procedure (Attendance of Attorney-General) Ordinance [New Version], 5728-1968.

Protection of Privacy Law, 5741-1981, ss. 2, 32.

Public Defender’s Office Law, 5756-1995, ss. 18, 19, 19(a).

Rights of Victims of Crime, 5761-2001, s. 1.

 

Israeli Supreme Court cases cited:

[1]          CrimFH 9384/01 Al Nisasra v. Israel Bar Association (not yet reported).

[2]          CA 10425/03 State of Israel v. Sita Shasha (not yet reported).

[3]          HCJ 769/02 Public Committee Against Torture in Israel v. Government of Israel [2003] IsrSC 57(6) 285 (decision of 3 September 2003).

[4]          RT 7929/96 Kuzali v. State of Israel [1999] IsrSC 53(1) 529.

[5]          HCJ 249/82 Vaknin v. Appeals Court Martial [1983] IsrSC 37(2) 393.

[6]          CrimA 307/60 Yassin v. Attorney-General [1963] IsrSC 17(3) 1541.

[7]          CrimA 96/66 Tau v. Attorney-General [1966] IsrSC 20(2) 539.

[8]          CrimA 533/82 Zakkai v. State of Israel [1984] IsrSC 38(3) 57.

[9]          CrimA 334/86 Sabah v. State of Israel [1990] IsrSC 44(3) 857.

[10]        CrimA 747/86 Eisenman v. State of Israel [1988] IsrSC 42(3) 447.

[11]        HCJ 3412/91 Sufian v. IDF Commander in Gaza Strip [1993] IsrSC 47(2) 848.

[12]        HCJ 1437/02 Association for Civil Rights in Israel v. Minister of Public Security [2004] IsrSC 58(2) 746.

[13]        LCA 5381/91 Hogla v. Ariel [1992] IsrSC 46(3) 378.

[14]        CrimA 1382/99 Balhanis v. State of Israel (unreported).

 

 

[15]        LCrimA 3445/01 Almaliah v. State of Israel [2002] IsrSC 56(2) 865.

[16]        LCrimA 8600/03 State of Israel v. Sharon [2004] IsrSC 58(1) 748.

[17]        CrimA 648/77 Kariv v. State of Israel [1978] IsrSC 32(2) 729.

[18]        CrimA 6613/99 Smirk v. State of Israel [1998] IsrSC 56(3) 529.

[19]        HCJ 3239/02 Marab v. IDF Commander in Judaea and Samaria [2003] IsrSC 57(2) 349; [2002-3] IsrLR 173.

[20]        CrimA 69/53 Sich v. Attorney-General [1953] IsrSC 7(2) 801.

[21]        CrimA 7335/05 Public Defender’s Office, Nazareth District v. State of Israel (not yet reported).

[22]        HCJ 453/94 Israel Women’s Network v. Government of Israel [1994] IsrSC 48(5) 501; [1992-4] IsrLR 425.

[23]        HCJ 6302/92 Rumhiya v. Israel Police [1993] IsrSC 47(1) 209.

[24]        CrimApp 5136/98 Manbar v. State of Israel (unreported).

[25]        CrimA 5614/92 State of Israel v. Mesika [1995] IsrSC 49(2) 669.

[26]        HCJ 5100/94 Public Committee Against Torture v. Government of Israel [1999] IsrSC 53(4) 817; [1998 9] IsrLR 567.

[27]        CrimA 636/77 Levy v. State of Israel [1978] IsrSC 32(3) 768.

[28]        CrimA 4427/95 A v. State of Israel [1997] IsrSC 51(2) 557.

[29]        CrimFH 4342/97 El Abid v. State of Israel [1997] IsrSC 51(1) 736.

[30]        FH 3081/91 Kozali v. State of Israel [1991] IsrSC 45(4) 441.

[31]        CrimA 2/48 Al-Lodj v. Attorney-General [1948] IsrSC 1 92.

[32]        CrimA 242/63 Kariti v. Attorney-General [1964] IsrSC 18(3) 477; IsrSJ 5 203.

[33]        CrimA 270/65 Kasey v. Attorney-General [1965] IsrSC 19(3) 561.

[34]        CrimA 347/75 Hirsch v. State of Israel [1976] IsrSC 30(3) 197.

[35]        CrimA 369/78 Abu-Madijem v. State of Israel [1979] IsrSC 33(3) 376.

[36]        CrimA 115/82 Muadi v. State of Israel [1984] IsrSC 38(1) 197.

[37]        CrimA 183/78 Abu-Midjem v. State of Israel [1980] IsrSC 34(4) 533.

[38]        CrimA 154/85 Avroshami v. State of Israel [1987] IsrSC 41(1) 387.

[39]        LCrimA 3268/02 Kozali v. State of Israel (not yet reported).

[40]        CrimA 161/77 Zohar v. State of Israel [1978] IsrSC 32(1) 326.

[41]        CrimA 450/82 Abu-Ayin Tripi v. State of Israel [1983] IsrSC 37(2) 589.

[42]        CrimA 6021/95 Gomez-Cardozo v. State of Israel [1997] IsrSC 51(3) 769.

[43]        CrimA 277/78 State of Israel v. Tuvyahu [1979] IsrSC 33(1) 297.

[44]        CrimA 611/80 Matosian v. State of Israel [1981] IsrSC 35(4) 85.

[45]        CrimApp 537/95 Ganimat v. State of Israel [1995] IsrSC 49(3) 355.

[46]        CrimFH 2316/95 Ganimat v. State of Israel [1995] IsrSC 49(4) 589.

 

 

[47]        HCJ 7357/95 Barki Feta Humphries (Israel) Ltd v. State of Israel [1996] IsrSC 50(2) 769.

[48]        CA 524/88 Pri HaEmek Agricultural Cooperative Society Ltd v. Sedei Yaakov Workers Settlement Ltd [1991] IsrSC 45(4) 529.

[49]        HCJ 355/79 Katlan v. Prisons Service [1980] IsrSC 34(3) 294.

[50]        CrimA 3632/92 Gabbai v. State of Israel [1992] IsrSC 46(4) 487.

[51]        CA 5942/92 A v. B [1994] IsrSC 48(3) 837.

[52]        CA 2781/93 Daaka v. Carmel Hospital [1999] IsrSC 53(4) 526; [1998-9] IsrLR 409.

[53]        CFH 2401/95 Nahmani v. Nahmani [1996] IsrSC 50(4) 661; [1995-6] IsrLR 320.

[54]        HCJ 8111/96 New Federation of Workers v. Israel Aerospace Industries Ltd [2004] IsrSC 58(6) 481.

[55]        CrimApp 92/00 A v. State of Israel [2000] IsrSC 54(4) 240.

[56]        CrimA 5825/97 Shalom v. State of Israel [2001] IsrSC 55(2) 933.

[57]        CrimA 5203/98 Hasson v. State of Israel [2002] IsrSC 56(3) 274.

[58]        CrimA 480/85 Kurtam v. State of Israel [1986] IsrSC 40(3) 673.

[59]        HCJ 3815/90 Gilat v. Minister of Police [1991] IsrSC 45(3) 414.

[60]        CrimA 1302/92 State of Israel v. Nahmias [1995] IsrSC 49(3) 309.

[61]        CrimA 476/79 Boulos v. State of Israel [1981] IsrSC 35(1) 785.

[62]        CrimA 16/82 Malka v. State of Israel [1982] IsrSC 36(4) 309.

[63]        FH 9/83 Appeals Court Martial v. Vaknin [1988] IsrSC 42(3) 837.

[64]        CrimA 951/80 Kanir v. State of Israel [1981] IsrSC 35(3) 505.

[65]        CrimFH 4390/91 State of Israel v. Haj Yihya [1993] IsrSC 47(3) 661.

[66]        CrimA 6147/92 State of Israel v. Cohen [1994] IsrSC 48(1) 62.

[67]        FH 23/85 State of Israel v. Tubul [1988] IsrSC 42(4) 309.

[68]        CA 703/86 Bernstein v. Attorney-General [1989] IsrSC 43(4) 529.

[69]        CA 2515/94 Levy v. Haifa Municipality [1996] IsrSC 50(1) 723.

[70]        HCJ 6319/95 Hachmi v. Justice of Tel-Aviv-Jaffa Magistrates Court [1997] IsrSC 51(3) 750.

[71]        CrimA 260/78 Saliman v. Attorney-General [1979] IsrSC 33(2) 204.

[72]        CrimA 559/77 Meiri v. State of Israel [1978] IsrSC 32(2) 180.

[73]        CrimA 2286/91 State of Israel v. Eiloz [1991] IsrSC 45(4) 289.

[74]        CrimA 639/79 Aflalo v. State of Israel [1980] IsrSC 34(3) 561.

[75]        CA 1354/92 Attorney-General v. A [1994] IsrSC 48(1) 711.

[76]        CA 61/84 Biazi v. Levy [1988] IsrSC 42(1) 446.

[77]        CrimA 2910/94 Yefet v. State of Israel [1996] IsrSC 50(2) 221.

 

 

[78]        CrimA 1668/98 Attorney-General v. President of Jerusalem District Court [2002] IsrSC 56(1) 625.

[79]        CrimA 2180/02 Kassem v. State of Israel [2003] IsrSC 57(1) 642.

[80]        CrimA 9970/03 Deri v. State of Israel (not yet reported).

[81]        CrimApp 6689/01 Migdalani v. State of Israel [2002] IsrSC 56(1) 173.

[82]        HCJ 266/05 Pilant v. Gen. Efroni (not yet reported).

[83]        CLA 1412/94 Hadassah Medical Organization v. Gilad [1995] IsrSC 49(2) 516.

[84]        MApp 298/86 Citrin v. Tel-Aviv District Disciplinary Tribunal of Bar Association [1987] IsrSC 41(2) 337.

[85]        HCJ 547/84 HaEmek Poultry Registered Agricultural Cooperative Society v. Ramat-Yishai Local Council [1986] IsrSC 40(1) 113.

[86]        CA 6821/93 United Mizrahi Bank Ltd v. Migdal Cooperative Village [1995] IsrSC 49(4) 221.

[87]        HCJ 3992/04 Maimon-Cohen v. Minister of Foreign Affairs [2005] IsrSC 59(1) 49.

[88]        RT 3032/99 Baranes v. State of Israel [2002] IsrSC 56(3) 354.

[89]        RT 8483/00 Deri v. State of Israel [2003] IsrSC 57(4) 253.

[90]        CrimA 1741/99 Yosef v. State of Israel [1999] IsrSC 53(4) 750.

[91]        HCJ 6972/96 Association for Civil Rights in Israel v. Attorney-General [1997] IsrSC 51(2) 757.

[92]        HCJ 1661/05 Gaza Coast Local Council v. Knesset [2005] IsrSC 59(2) 481.

[93]        CrimFH 3750/94 A v. State of Israel [1994] IsrSC 48(4) 621.

[94]        CrimA 1/48 Silvester v. Attorney-General [1948] IsrSC 1 5.

[95]        CrimFH 4603/97 Meshulam v. State of Israel [1997] IsrSC 51(3) 160.

[96]        LCA 8925/04 Solel Boneh Building and Infrastructure Ltd v. Estate of Alhamid [2006] (1) IsrLR שגיאה! הסימניה אינה מוגדרת..

[97]        RT 8390/01 Axelrod v. State of Israel (not yet reported).

[98]        CrimA 242/85 Hazan v. State of Israel [1987] IsrSC 41(2) 512.

[99]        HCJ 6055/95 Tzemah v. Minister of Defence [1999] IsrSC 53(5) 241; [1998-9] IsrLR 635.

[100]      CFH 7325/95 Yediot Aharonot Ltd v. Kraus [1998] IsrSC 52(3) 1.

[101]      LCA 6339/97 Roker v. Salomon [2001] IsrSC 55(1) 199.

 

Israeli District Court cases cited:

[102]      CrimC (Naz) 511/97 State of Israel v. Odeh (unreported).

[103]      CrimC (TA) 4598/01 State of Israel v. Ben-Shushan (unreported).

 

 

 

American cases cited:

[104]      Miranda v. Arizona, 384 U.S. 436 (1966).

[105]      Dickerson v. United States, 530 U.S. 428 (2000).

 

Australian cases cited:

[106]      Bunning v. Cross (1978) 141 C.L.R. 54.

 

Canadian cases cited:

[107]      R. v. Oickle [2000] 2 S.C.R. 3.

[108]      R. v. Collins [1987] 1 S.C.R. 265.

 

English cases cited:

[109]      Ibrahim v. R. [1914] A.C. 599.

[110]      Kuruma v. R. [1955] A.C. 197.

 

Jewish law sources cited:

[111]      Genesis 19, 9.

[112]      Maimonides, Sefer HaMitzvot, Prohibitions, 290.

 

For the appellant — E. Zohar, R. Balchar, A. Crispin.

For the first respondent — E. Ron.

For the second respondent — Y. Resnick.

For the third respondent — K. Mann, A. Kobu.

For the fourth respondent — A. Feldman, M. Sefarad.

 

 

JUDGMENT

 

 

Justice D. Beinisch

Before us is an appeal on the judgment of the Appeals Court Martial after it gave leave to appeal to this court. At the heart of the appeal lies the question of the effect of not giving the statutory notice concerning the right to consult a lawyer on the admissibility of a confession made during interrogation. This question touches upon two fundamental issues that will be the focus of our deliberations: first, whether in the interpretive spirit of the Basic Law: Human Dignity and Liberty (hereafter: ‘the Basic Law’) it should be held that not giving the statutory notice concerning the right to consult a lawyer necessarily makes a confession of an accused under s. 12 of the Evidence Ordinance [New Version], 5731-1971 (hereafter: ‘the Evidence Ordinance’) inadmissible. This question concerns the interpretation of the provisions of the aforesaid s. 12, which makes the admissibility of a confession conditional upon its being made ‘freely and willingly.’ Second, is it possible to declare a confession as aforesaid inadmissible by virtue of a case law doctrine that illegally obtained evidence is inadmissible. This argument raises a fundamental question, which is, in essence, whether this court should adopt a general case law doctrine that illegally obtained evidence is inadmissible, and if so, what should be the nature and framework of the doctrine.

Before I turn to discuss the aforesaid questions, let us consider the main facts and proceedings that are relevant to this appeal and the arguments of the parties as presented in their written summations.

The main facts and the sequence of proceedings in the case

1.            On 17 December 1996, at around midnight, the appellant was admitted to military imprisonment camp 396 (hereafter: ‘Prison 6’) for being absent from the army without leave. As he was being admitted into the prison, the appellant was asked to undress, and when he removed his underpants, a small package wrapped in paper fell out of them. At first, the appellant tried to hide the package under his foot, but immediately thereafter he said: ‘It is grass, I can explain.’ An officer from the prison staff reported the incident to the investigative military police base in Haifa at 2:30 a.m.. The report was received by the interrogator on duty at that time, Corporal Yonatan Ophir (hereafter: ‘Corporal Ophir’ or ‘the interrogations officer’). The next day, on 18 December 1996, at 4:40 p.m., Corporal Ophir arrived at Prison 6 in order to interrogate the appellant. Before he met the appellant, Corporal Ophir received into his custody the package that had fallen from the appellant’s underpants, and also heard from the commanding officer of the prison wing where the appellant was imprisoned that the appellant confessed to him the previous use that he had made of the drug, even though it was not clear from the appellant’s statement at that time whether the aforesaid use had occurred before he was recruited into the IDF or after his recruitment.

At 4:45 p.m., Corporal Ophir began to interrogate the appellant, and after approximately twenty minutes, he began to write down his statement. Before taking the statement, Corporal Ophir told the appellant the following: ‘I am about to take your statement in circumstances where you are suspected of using and possessing dangerous drugs. Do you wish to say something with regard to the aforesaid offence? You are not obliged to say anything if you do not wish to do so, but anything that you will say will be written down and may be used as legal evidence.’ At the beginning of his statement, the appellant admitted that he smoked a drug of the cannabis type (‘grass’) when he was a soldier, during the period when he was absent without leave from the army. At 5:30 p.m., before he had finished taking the statement, Corporal Ophir left the interrogation room and spoke on the telephone with the military police commander in Haifa, Captain Nir Golan, who ordered him to arrest the appellant. At the end of the aforesaid telephone conversation, Corporal Ophir returned to the interrogation room and continued to take the appellant’s statement. The appellant gave details to the military interrogator of the instances when he made use of a cannabis-type drug while he was a soldier, and he also replied to the interrogator’s questions with regard to possession of the drug that was found in his possession when he was admitted to the prison. At 6:27 p.m. Corporal Ophir finished taking the appellant’s statement. At 6:35 p.m. Corporal Ophir ordered the appellant to provide a urine sample, and the appellant complied. Only at 6:45 p.m., approximately a quarter of hour after he finished taking the first statement, did Corporal Ophir tell the appellant that he was under arrest and that he had the right to consult a lawyer.

The next day, on 19 December 1996, the appellant spoke on the telephone with the defence attorney on duty. On the following day, Corporal Ophir interrogated the appellant a second time and took from him a second statement (prosecution exhibit 5). When Corporal Ophir began to take the statement, the appellant said: ‘I do not wish to add anything; I have nothing to add.’ Later in the statement, the appellant answered the interrogator’s questions with regard to possession of the drug that was found in his possession when he was admitted to Prison 6.

2.            On 6 January 1997, an indictment was filed against the appellant in the District Court Martial for the General Staff District (hereafter: ‘the court martial’). The first three paragraphs of the indictment charged the appellant with offences of using a dangerous drug under ss. 7(a) and (c) of the Dangerous Drugs Ordinance [New Version], 5733-1973 (hereafter: ‘the Dangerous Drugs Ordinance’). The fourth paragraph of the indictment charged the appellant with an offence of possessing a dangerous drug under the same sections of the Dangerous Drugs Ordinance.

Before the court martial, the appellant pleaded guilty to the fourth paragraph of the indictment which concerned the offence of possessing a dangerous drug, but he pleaded not guilty to the first three paragraphs of the indictment that concerned offences of using a dangerous drug. In order to prove the aforesaid three indictments, the prosecution sought to rely on the first statement that was taken from the appellant in his interrogation, in which he confessed that he had made use of a dangerous drug on several occasions when he was a soldier (hereafter: ‘the confession’). In so far as this confession was concerned, there was no dispute before the court martial with regard to the following matters: first, the prosecution confirmed to the court martial that in the circumstances of the case the military interrogator acted illegally when he took the appellant’s statement without first informing him that he was under arrest and that he had the right to consult a lawyer. We shall address this issue extensively later. Second, counsel for the appellant confirmed that his client’s confession before the military interrogator was given without any external pressure being exerted on the appellant in the interrogation in a manner that would detract from the free and willing nature of the confession that he made. Counsel for the defence also agreed that if it was determined that the confession made by the appellant was admissible and it was given full weight, it would be sufficient to prove his client’s guilt with regard to the offences with which he was charged. Counsel for the defence also did not dispute that the evidence contained something extra, i.e., additional evidence that supported the truth of the aforesaid confession. The main dispute between the parties concerned the question of the admissibility of the confession that was made when the duty to give notice of the right to consult a lawyer had been breached. Counsel for the defence argued in this respect that since the military interrogator did not warn his client of his right to consult a lawyer before the interrogation began, the appellant’s confession was made as a result of an illegal violation of the aforesaid right, and therefore it should be inadmissible as evidence.

3.            The District Court Martial accepted, by a majority, the argument of counsel for the defence that in the circumstances of the case the confession made by his client in the interrogation should be declared inadmissible, because it was made without him being advised according to law of his right to consult a lawyer. The appellant was therefore acquitted of the use of a dangerous drug with which he was charged in the first three paragraphs of the indictment, and he was convicted on his guilty plea of the offence of possessing a dangerous drug under the fourth paragraph of the indictment. It should be noted that for the appellant’s conviction on the offence of possession a dangerous drug, the court martial sentenced the appellant to 72 days imprisonment, concurrently with the period that he was under arrest, and also to two months imprisonment that was suspended over a period of three years, provided that he was not convicted of any offence under the Dangerous Drugs Ordinance.

In its reasons for the verdict, which were given separately, the District Court Martial began by discussing s. 12 of the Evidence Ordinance, which makes the admissibility of a defendant’s confession conditional upon it being given ‘freely and willingly.’ The court martial pointed out that according to the case law of the Supreme Court, the lack of a warning about the right to consult a lawyer was insufficient to make a confession under the aforesaid s. 12 inadmissible, as distinct from its possible effect on the weight of the confession as evidence. Therefore the court martial turned to consider the argument of counsel for the defence with regard to the inadmissibility of the confession for reasons not included within the framework of s. 12 of the Evidence Ordinance. The main argument of counsel for the defence in this respect was that in view of the provisions of the Basic Law: Human Dignity and Liberty, the court should rule that evidence obtained by means of an illegal violation of constitutional rights is inadmissible.

The majority opinion in the District Court Martial held that the aforesaid argument of counsel for the defence should be accepted. According to the majority’s approach, the clause requiring government authorities to comply with the law in s. 11 of the Basic Law: Human Dignity and Liberty meant that, in appropriate circumstances, evidence that was obtained by violating a constitutional right of the accused should be inadmissible, in order to protect the status and integrity of the justice system and in order to provide effective protection for rights of the individual. In this context, the majority said that: ‘The weight of the interests of a fair trial, and insistence on upholding rights of the individual, are greater than the weight that should be given to pursuing the “factual truth” for the purpose of the fight against crime’ (p. 36 of the reasons for the verdict). The majority further said that ‘… applying the rule of inadmissibility does not need to be done “strictly” but by virtue of discretion that will be exercised by the court’ (p. 38 of the reasons for the verdict; emphasis in the original). In the circumstances of the appellant’s case, the majority held that the military interrogator who took down the confession ‘acted — throughout all stages of the interrogation — knowingly and intentionally in violation of the defendant’s [the appellant’s] right to consult a lawyer, and there was no basis for holding him to have acted in good faith in this respect.’ In view of all this, the majority were of the opinion that the appellant’s confession should be inadmissible, and therefore the appellant should be acquitted of the offences of making use of a dangerous drug.

By contrast, the minority opinion held that great caution should be adopted before changing case law regarding the admissibility of illegally obtained evidence, and that in this regard the Supreme Court ought to have its say. With regard to the circumstances of the case before it, the minority justice disagreed with the position of the majority with regard to the seriousness of the violation of the appellant’s rights. Admittedly, no one disputed that the military interrogator acted improperly when he failed to advise the appellant of his right to consult a lawyer until his statement had been taken. Notwithstanding, unlike the majority justices, the minority justice in the District Court Martial was under the impression that the military interrogator did not act in this matter intentionally and deliberately, but as a result of an error resulting from a lack of familiarity with, and assimilation of, the new procedures at that time. The minority justice also saw fit to point out that after he finished taking the statement, the military interrogator helped the appellant make contact with the military defence attorney in order to realize his right to consult a lawyer. In view of this, the minority justice was of the opinion that the strength of the violation of the appellant’s rights was not so serious and extreme that it justified declaring the confession inadmissible.

4.            The military prosecutor appealed to the Appeals Court Martial against the exclusion of the confession under discussion, and against the acquittal of the appellant by a majority on the offences of making use of a dangerous drug.

The Appeals Court Martial (Justices I. Schiff, M. Finkelstein and Y. Kedmi) allowed the appeal unanimously. The court held that in the circumstances of the case, the confession of the appellant should not be excluded. Notwithstanding, the justices of the Appeals Court Martial differed in their reasons for this decision. Two of the justices were of the opinion that even after the enactment of the Basic Law: Human Dignity and Liberty, the public interests of discovering the truth and fighting crime should take precedence, and that there was no basis for finding a confession inadmissible merely because the notice about the right to consult a lawyer was not given. According to their approach, the Basic Law does not require a change in the interpretation of the provisions of s. 12 of the Evidence Ordinance, as argued by counsel for the defence, and the Basic Law did not even contain anything that required the adoption of the doctrine that evidence obtained by means of a violation of a protected right of the person under interrogation should be inadmissible. The justices emphasized in their judgment that, in principle, this court is competent to change its case law and order the exclusion of illegally obtained evidence, but in their opinion it is not desirable, since it was questionable whether the legislature has ‘expressed a desire to revolutionize the rules of evidence and change long-established case law’ (p. 35 of the judgment; emphasis in the original). With regard to the circumstances of the appellant’s case, the justices held that ‘failing to notify someone who is about to be arrested and even someone who has been arrested about his right to consult a lawyer, even if it is done in bad faith, is not in itself an extreme violation of a basic right to the extent that it will result in the inadmissibility of the confession that was made freely and willingly’ (p. 31 of the judgment; emphasis in the original).

The third justice on the panel held, in a minority opinion, that in this instance there was no need to consider the question whether to adopt a constitutional rule of inadmissibility in the Israeli legal system, since in any case the provisions of s. 12 of the Evidence Ordinance constituted a comprehensive arrangement with regard to the admissibility of a defendant’s confession. In the circumstances of the appellant’s case, the justice held that the fact that the interrogator intentionally did not give a warning, at the proper stage in the interrogation, that the appellant had the right to consult a lawyer was insufficient to undermine the free and willing manner in which the appellant made his confession.

In view of the aforesaid reasons, the Appeals Court Martial held unanimously that the appeal should be allowed and that the case should be returned to the trial court so that it could admit the appellant’s confession and make its decision accordingly. At the end of the judgment, the Appeals Court Martial decided that, pursuant to its authority under s. 440I of the Military Jurisdiction Law, 5715-1955 (hereafter: ‘the Military Jurisdiction Law’), ‘leave is hereby given to appeal to the Supreme Court.’

5.            According to the aforesaid judgment, the case was returned to the District Court Martial. Counsel for the defence did not dispute before the court martial that in view of the decision that his client’s confession was admissible, his guilt was proved for all the offences with which he was charged in the indictment. In view of this, the District Court Martial convicted the appellant of three offences of using a dangerous drug, in addition to his existing conviction for the offence of possession of a dangerous drug. With regard to the appellant’s sentence, in view of his discharge from military service on grounds of incompatibility and in view of the time that had passed since the offences were committed, the court martial refrained, with the consent of the parties, from imposing a custodial sentence on the appellant for his conviction of the three offences of making use of a dangerous drug. Therefore, for these offences the appellant was sentenced to two months imprisonment that was suspended over a period of eighteen months, provided that he did not commit any offence under the Dangerous Drugs Ordinance.

6.            In view of the leave to appeal given by the Appeals Court Martial on its judgment, counsel for the appellant filed their appeal in this court. Their main argument in the appeal was that, in view of the status and importance of the right to consult a lawyer, the confession made by the appellant as a result of an illegal violation of the aforesaid right should be declared inadmissible. On 13 September 1998, the attorney-general gave notice by virtue of his power under the Procedure (Attendance of Attorney-General) Ordinance [New Version], 5728-1968, that he would attend this proceeding, since it gives rise to a ‘question that is of great legal and public importance, in the sphere of the rules of evidence and the constitutional rights of a suspect.’

At the hearing that took place in this court on 13 June 1999 (before President A. Barak and Justices T. Or and E. Mazza) it was decided that the appeal would be heard by way of written summations before an extended panel of justices. At the appellant’s request, it was decided that the notice of appeal would serve as written summations on his behalf. In accordance with the aforesaid decision, the first respondent (the chief military prosecutor) and the second respondent (the attorney-general) filed written summations of their arguments in the appeal.

7.            On 25 October 1999, the National Public Defender’s Office filed in this court an application to file written pleadings as a ‘friend of the court.’ On 9 December 1999 the Israel Bar Association filed a similar application. For the reasons set out below, we saw fit to grant these two applications.

At the heart of the appeal before us lies the question of the effect of not giving the statutory notice concerning the right to consult a lawyer on the admissibility of a confession made by the accused in an interrogation. This question constitutes a part of a broader fundamental issue, which concerns the adoption of a doctrine that illegally obtained evidence should be inadmissible in our legal system. This is an issue of significant legal and public importance, which concerns a broad spectrum of defendants both in the military justice system and in the civilian justice system, and it is capable of raising a wide range of complex questions in the field of constitutional law and in the field of criminal evidence. In a deliberation of this kind, the Public Defender’s Office, which has a duty under the law to represent persons who have been arrested or indicted in the civilian justice system, and the Israel Bar Association which represents the active lawyers in Israel, have the ability to assist in clarifying the issues under discussion. In view of the roles of the aforesaid bodies, their expertise and experience in representing defendants, joining them to the proceeding is likely to contribute to a deeper understanding and clarification of the issue. For this reason, and in order that as broad and comprehensive a picture may be presented with regard to the questions that arise before us, we thought that there was a basis to allow the National Public Defender’s Office and the Israel Bar Association to put forward their position in this proceeding.

We therefore decided, without any objection from the parties, to join the National Public Defender’s Office and the Israel Bar Association to the proceeding before us, and we received their summary arguments (on the considerations supporting an order to join a body as a party to a proceeding in the capacity of a ‘friend of the court,’ see CrimFH 9384/01 Al Nisasra v. Israel Bar Association [1], at para. 16 of my opinion; CA 10425/03 State of Israel v. Sita Shasha [2]; HCJ 769/02 Public Committee Against Torture in Israel v. Government of Israel [3]; RT 7929/96 Kuzali v. State of Israel [4], at pp. 553-555, and the references cited there).

Arguments of the parties in the appeal

8.            In their written summations, the parties explained in depth their positions on the fundamental question that arises in this case, and they supported their reasoning with many references from Israeli law and comparative law. At this stage of our deliberations, let us discuss in brief the positions of the parties, without addressing all of the reasons and references that they address in their summations.

9.            The arguments on behalf of the appellant were presented before us by counsel from the Military Defender’s Office (Adv. E. Zohar, Adv. R. Balchar and Adv. A. Crispin). In a detailed notice of appeal, which serves also as summations of their arguments, counsel for the appellant discussed the reasons why they are contesting the decision of the Appeals Court Martial to hold their client’s confession admissible. According to counsel for the appellant, since their client’s confession was taken without him being warned according to law at the beginning of the interrogation of his right to consult with a lawyer, the confession should be inadmissible in evidence, because of two separate provisions of statute: one is s. 12 of the Evidence Ordinance and the other is the provisions of the Basic Law: Human Dignity and Liberty.

Regarding the provisions of s. 12 of the Evidence Ordinance, counsel for the appellant argued that in view of the status and importance of the right to consult a lawyer, this court should change the prevailing interpretation of the aforesaid s. 12, and determine that obtaining a confession without a statutory warning of the right to consult a lawyer necessarily violates the free and willing manner in which the accused makes his confession, and therefore it should be inadmissible. According to the approach of counsel for the appellant, the scope of the inadmissibility rule set out in s. 12 of the Evidence Ordinance should be extended so that a confession will be inadmissible whenever it is made without the person under interrogation being advised according to statute of his right to consult a lawyer. At the same time, counsel for the appellant emphasized that, in their opinion, the provisions of the aforesaid s. 12 do not constitute a comprehensive arrangement with regard to the admissibility of confessions made by defendants, and it cannot preclude the adoption of a case law doctrine regarding the inadmissibility of evidence, including a confession, that was obtained illegally. In this regard, counsel for the appellant argued that since the enactment of the Basic Law: Human Dignity and Liberty, the rights of suspects and defendants in criminal proceedings have a super-legislative constitutional status, since they are derived from the constitutional right to dignity and liberty. Consequently, they claim that not advising the appellant of the right to consult a lawyer constitutes an illegal violation of a constitutional right. According to counsel for the appellant, the proper remedy for this is that a confession made in violation of the aforesaid right should be inadmissible. This relief may be derived, according to counsel for the appellant, both from the constitutional right itself, and from the purpose, protection and government compliance clauses that are provided in the Basic Law. According to this approach, a relative doctrine of inadmissibility should be adopted that leaves the court discretion to exclude illegally obtained evidence.

In the appellant’s case, counsel argued that his confession should be excluded, inter alia in view of the serious nature of the violation of the right to consult a lawyer and in view of the fact that the court martial held that the military interrogator violated this right in bad faith and intentionally. Counsel for the appellant further argued that the failure to give the appellant the notice at the beginning of his interrogation with regard to his right to consult a lawyer was not an isolated incident, and that during the period when the appellant was being interrogated by the military police, these violations were a common occurrence. In view of all this, counsel for the appellant were of the opinion that the appeal should be allowed, the aforesaid confession should be declared inadmissible and the appellant should be acquitted of the offences of making use of a dangerous drug.

10. By contrast, the Chief Military Prosecutor, Colonel E. Ron, argued in her written summations that the appeal should be denied, for the reasons given by the majority opinion in the Appeals Court Martial. With regard to the provisions of s. 12 of the Evidence Ordinance, the chief military prosecutor argued that the court should not adopt an interpretation whereby not advising the accused of the right to consult a lawyer will necessarily lead to the inadmissibility of a confession made by him in his interrogation. According to the approach of the chief military prosecutor, for reasons that she discussed extensively, the prevailing interpretation in case law, according to which not giving a statutory notice with regard to the right to consult a lawyer does not in itself make a confession under s. 12 of the Evidence Ordinance inadmissible, should be left unchanged. With regard to the question of adopting a general doctrine that illegally obtained evidence should be inadmissible, the chief military prosecutor argued that the absence of express legislation in this regard should indicate the existence of a negative arrangement that precludes the adoption of such a judicial doctrine. According to her argument, this court ought to refrain from adopting, by means of judicial legislation, a doctrine that illegally obtained evidence is inadmissible, as requested by counsel for the appellant. In view of the variety of reasons that she listed, the chief military prosecutor argued that the appeal should be denied and the judgment of the Appeals Court Martial should be left unchanged.

11. As I said above, the attorney-general saw fit to give notice of his attendance in the proceeding before us. At the outset of his written arguments, Adv. Y. Resnick, the Deputy State Attorney, argued on behalf of the attorney-general that the attorney-general accepted the position of the chief military prosecutor and it reflected his position on the issues under consideration.

In so far as the provisions of s. 12 of the Evidence Ordinance are concerned, counsel for the attorney-general added that this is a comprehensive arrangement with regard to the question of the admissibility of defendants’ confessions. According to the case law of this court, a failure to give the statutory notice regarding the right to consult a lawyer does not, in itself, detract from the free and willing manner in which the accused makes his confession in an interrogation, and it should not be regarded as such an extreme example of an improper interrogation method that it necessarily leads to the inadmissibility of the confession. He argues that the aforesaid interpretation of the provisions of s. 12 of the Evidence Ordinance is a proper one and it should not be changed, in as much as it serves the public interest of discovering the factual truth in a criminal proceeding.

With regard to the question of the adoption of a case law doctrine that illegally obtained evidence should be inadmissible, the position of the attorney-general was that adopting such a doctrine would constitute a revolution in the rules of evidence. Therefore, he argues that if there is any basis for adoption this doctrine, it should be done in Knesset legislation and not by way of judicial legislation of the court. Counsel for the attorney-general raised a doubt as to whether all the procedural rights of suspects and defendants in criminal proceedings are in fact enshrined in the constitutional right to dignity and liberty. He further said in his arguments that the legislation that was adopted after the enactment of the Basic Laws, in the field of criminal enforcement, does not include an express provision concerning the inadmissibility of illegally obtained evidence. According to this argument, the absence of an express provision of statute in this regard is capable of indicating the existence of a negative statutory arrangement that should not be circumvented by means of a broad interpretation of the provisions of the Basic Law: Human Dignity and Liberty; this is the case especially with regard to rights that are not expressly listed within the framework of the aforesaid Basic Law. For these reasons, counsel for the attorney-general agreed with the position of the chief military prosecutor, according to which the appeal against the judgment of the Appeals Court Martial should be denied.

Adv. K. Mann and Adv. A. Kobu, counsel for the National Public Defender’s Office, which was joined to the proceeding as aforesaid, discussed in their written arguments the elevated status of the right to consult a lawyer in our legal system, the reciprocal relationship between it and the right to remain silent and the importance of the right to consult a lawyer in order to protect the propriety of the interrogation and in order to ensure the rights of the person being interrogated as a whole. Later in their arguments counsel for the National Public Defender’s Office discussed the findings of field research that they conducted at the end of 1999 and during 2003 in the Tel-Aviv district, with the aim of examining what was occurring at police stations with regard to advising persons being interrogated of the right to consult a lawyer and the right to remain silent. According to the Public Defender’s Office, the aforesaid research shows that there exists a phenomenon, which they allege constitutes a widespread practice, whereby policemen illegally refrain from notifying persons who are under interrogation of their right to consult a lawyer or they postpone the giving of the notice until after they have finished taking the statement of the person being interrogated, in a manner that undermines his ability to realize the right to consult a lawyer effectively. Against this background, the basic position of the Public Defender’s Office is that this court should adopt a case law doctrine of inadmissibility, within which framework the court may, at its discretion, exclude evidence that was obtained in violation of the basic rights of persons being interrogated in criminal proceedings. According to the approach of the National Defender’s Office, adopting such a doctrine is essential in order to protect the rights of suspects and defendants and in order to protect the fairness of criminal proceedings and the integrity and trustworthiness of the judicial system.

The Israel Bar Association (hereafter also: ‘the Bar Association’) argued also that this court should adopt a case law doctrine that illegally obtained evidence should be inadmissible. According to counsel for the Bar Association, Adv. A. Feldman and Adv. M. Sefarad, the Basic Law requires the development of constitutional remedies in order to protect the rights enshrined therein against illegal violations by executive authorities. According to this argument, the right to consult a lawyer and to be represented by him is a basic right of great importance, which constitutes an integral part of the right to a fair trial and a complementary right to the right to remain silent and the right not to incriminate oneself. According to the Bar Association, the right to consult a lawyer today constitutes a constitutional right that is derived from the right to human dignity and liberty. A failure to give notice of the right to consult a lawyer before taking the statement of a defendant in an interrogation deals a mortal blow to the aforesaid right. For the reasons set out extensively in its written arguments, the Bar Association is of the opinion that our legal system is ready to adopt a case law doctrine that will exclude evidence obtained by means of a violation of the constitutional rights of persons who are under interrogation. It argues that adopting such a doctrine will be capable of educating and deterring interrogators from using illegal interrogation methods, and of protecting human rights and the credibility of the judicial system in an effective manner.

12. It is possible, therefore, to summarize that we have seen various positions with regard to the variety of issues that arise in the case before us — including arguments concerning the interpretation of the provisions of s. 12 of the Evidence Ordinance in view of the Basic Law and arguments concerning the question of adopting a case law doctrine that illegally obtained evidence should be inadmissible. It should be noted that even according to those who believe that such a doctrine should be adopted, the court has been asked, in view of the provisions of the Basic Law, to develop a relative doctrine that will allow discretion in excluding illegally obtained evidence.

The protracted nature of the proceeding

13. Before we turn to examine the positions that have been presented to us and to determine the weighty issue brought before us, we should point out that the writing of our judgment was delayed until now for various reasons. As can be seen from the arguments of the parties, among the issues that arose in the appeal before us was the fundamental question of whether to adopt a case law doctrine according to which illegally obtained evidence should be inadmissible, and what should be the nature and framework of this doctrine. It has been said in the case law of this court that ‘… “a rule of inadmissibility” affects the heart and soul of the criminal trial… the whole issue is of great legal and public importance, and it should not be decided without regard to the complete social picture’ (per Justice Barak in HCJ 249/82 Vaknin v. Appeals Court Martial [5], at p. 422). This is an issue on which much literature has been written both in Israel and elsewhere. In other countries various arrangements have been adopted on the question of the admissibility of illegally obtained evidence. In some countries a change has occurred in the arrangements practiced in this regard as a result of legal and social developments. In Vaknin v. Appeals Court Martial [5], Justice Barak refrained from considering the question of adopting a doctrine as aforesaid in our legal system, for the reason that all of the relevant material on the subject was not brought before the court (ibid.). Notwithstanding, in that case he discussed some of the questions that arise in this context, without deciding them: ‘Should we declare evidence, which was obtained by improper methods, completely inadmissible? Should we distinguish between various kinds of evidence and between various improper methods? Does the court have discretion? What are the parameters?’ (ibid., at p. 422). These questions come before us now and they are difficult and complex. Their solution required us to assemble material from various legal systems, which we have studied and considered in depth.

Moreover, during the time that passed since the appeal was filed, several proposals have been considered for amending legislation on the issues that arose before us (see the draft Evidence Ordinance [New Version] Amendment (Statement of Accused Outside the Court) Law, 5760-1999, the draft Evidence Ordinance Amendment (no. 15) (Confession of Accused regarding Serious Offences) Law, 5761-2000, the draft Evidence Ordinance Amendment (Inadmissibility of Confession Obtained by Violence) Law, 5764-2004, and the draft Evidence Ordinance Amendment (Admissibility and Weight of Accused’s Confession) Law, 5764-2004, which concerned proposals to amend the provisions of s. 12 of the Evidence Ordinance; see also the draft Evidence Ordinance Amendment (Inadmissibility of Evidence) Law, 5765-2005, which concerns giving general discretion to the court to exclude illegally obtained evidence in accordance with criteria that we shall discuss later). In view of the legal, public and social importance of the issues brought before us and taking into account the variety of arrangements practised in this matter in other countries, we saw fit to wait before making our decision, in case a solution would be found to these questions in legislation of the Knesset. Since the aforesaid draft laws were not passed by the Knesset from the time the appeal was filed until today, there is no alternative to examining the arguments of the parties and making a decision with regard thereto. Notwithstanding, as will be clarified below, our judgment does not provide a complete solution to all the questions involved in the issue of the admissibility of illegally obtained evidence. It can be assumed that, if a need arises, these questions will be addressed in legislation that is consistent with the provisions of the Basic Law.

It should be emphasized that the appellant did not suffer any real harm from the time that passed before we gave our judgment. As will be explained below, the appellant’s conviction on the offences of making use of a dangerous drug was based on a confession whose admissibility is the question that lies at the heart of the appeal that was filed in this court. For the appellant’s conviction on the offences of making use of a dangerous drug, he was sentenced to imprisonment that was suspended for a period of eighteen months. The aforesaid suspension period has passed and, in so far as we are aware, the suspended sentence was not activated. In these circumstances, the delay in making our decision on the fundamental questions that arise in this appeal did not significantly harm the appellant.

Against this background, let us turn to examine the fundamental issues that are before us.

The right to consult a lawyer and the duty to give notice of this right

The importance of the right to consult a lawyer

14. The right of someone under arrest to be represented by a lawyer and to consult him was recognized as a fundamental right in our legal system in the earliest days of this court (see CrimA 307/60 Yassin v. Attorney-General [6], at p. 1570; CrimA 96/66 Tau v. Attorney-General [7], at pp. 545-546; see also CrimA 533/82 Zakkai v. State of Israel [8], at p. 65; CrimA 334/86 Sabah v. State of Israel [9], at p. 865; CrimA 747/86 Eisenman v. State of Israel [10], at p. 453).

When the Criminal Procedure Law (Amendment no. 15), 5741-1981, was adopted, the right of a person under arrest to meet with and consult a lawyer was expressly enshrined in statute, and it was originally provided in s. 29 of the Criminal Procedure Law [Consolidated Version], 5742-1982. This provision of statute was replaced by s. 34(a) of the Criminal Procedure (Enforcement Powers — Arrests) Law, 5756-1996 (hereafter: ‘the Arrests Law’), with an identical wording to the wording of the aforesaid s. 29. The following is the language of the section:

‘Right of person under arrest to meet with lawyer       34. (a) A person under arrest is entitled to meet with a lawyer and consult him.’

The importance of the right to meet with and consult a defence lawyer at the interrogation stage derives from the fact that, as a rule, an interrogation by persons in authority is a complex and stressful situation for anyone who is interrogated under conditions of arrest when he is confronted by his interrogators on his own. The accepted opinion is that the right to be represented by and to consult a lawyer assists in protecting the rights of persons under arrest, ensures the fairness of the interrogation proceedings and prevents abuse of the inherent disparity of forces between the arrested person and the persons in authority who are interrogating him. In this context, it is possible to indicate several reasons that support the right of the person under arrest to legal representation at the interrogation stage: first, a consultation by the person under arrest with his lawyer assists in ensuring that the person under arrest is aware of all of his rights, including the right to a fair interrogation without any improper interrogation methods being used against him, the right not to incriminate himself and the right to remain silent. The assumption is that the lawyer will take care to give an explanation to the person under arrest with regard to his rights in the interrogation in simple and clear language, and that he will explain to him the significance of not presenting his version of events in the police interrogation. It has been said in the case law of this court that: ‘the right to defence counsel includes the legitimate possibility that a lawyer will advise the suspect or accused to remain silent and not make any statement to the police’ (per Justice Goldberg in Eisenman v. State of Israel [10], at p. 452). For this reason, it is customary to regard the right to consult a lawyer as another aspect of the right to remain silent (see Yassin v. Attorney-General [6], at p. 1570; Tau v. Attorney-General [7], at p. 546; Eisenman v. State of Israel [10], at p. 452; HCJ 3412/91 Sufian v. IDF Commander in Gaza Strip [11], at p. 847, per Vice-President Elon; HCJ 1437/02 Association for Civil Rights in Israel v. Minister of Public Security [12], at p. 764, per Justice Rivlin).

In addition to the aforesaid, we should point out that in the past this court has adopted the position that not only does an accused in a trial have the right to remain silent but so too does a suspect in an interrogation (see, for example, LCA 5381/91 Hogla v. Ariel [13], at p. 381, per Justice Mazza; CrimA 1382/99 Balhanis v. State of Israel [14], per Justice Ilan; LCrimA 3445/01 Almaliah v. State of Israel [15], at p. 869, per Justice Dorner). We should mention that recently this court saw fit to leave undecided the question of the scope of the right to remain silent in the interrogation of a suspect (see LCrimA 8600/03 State of Israel v. Sharon [16], at pp. 756-757 and 759, per Vice-President Or and the references cited there). This question does not arise in the case before us, and therefore we too shall leave it undecided.

The right to consult a lawyer therefore helps to ensure that the person under arrest is aware of all of his rights in an interrogation. In addition to this, the defence lawyer of the arrested person may make a contribution towards ensuring the propriety of the interrogation and the lawfulness of the measures adopted during it, and he may also assist in ensuring the reliability of the evidence obtained in the interrogation proceedings (see, for example, CrimA 648/77 Kariv v. State of Israel [17], at p. 743, where President Shamgar discussed the reasons supporting the presence of a defence lawyer when an identity parade is conducted with the suspect; see also D. Bein, ‘The Right of a Suspect Under Arrest to a Defence Lawyer in Interrogation Proceedings — “Compromise” Solutions,’ 39 HaPraklit 108 (1990), at pp. 109-112). Moreover, there are some opinions that the representation of a person under arrest by a lawyer contributes to the effectiveness of the interrogation, in the sense that the lawyer may help the interrogation authorities in finding evidence that supports the innocence of the person under arrest, and even help in preventing the making of false confessions by persons under arrest (see Y. Tirosh, ‘ “The Right to Legal Representation in an Interrogation” — Rules of Entrapment in the light of Comparative Law,’ 14 Mishpat veTzava (Military Law) 91 (2000), at pp. 94-95). In view of all of the aforesaid reasons, no one disputes the elevated position and centrality of the right to consult a lawyer in our legal system.

15. In view of the importance of the right to consult a lawyer, the Arrests Law now provides that if a person under arrest asks to meet with a lawyer or if a lawyer appointed by someone close to the person under arrest asks to meet with him, ‘the person in charge of the investigation shall allow this, without delay’ (s. 34(b) of the law; emphasis supplied). It is further provided in the law that even though supervision of the movements of the person under arrest should be allowed, the meeting of the person under arrest with his lawyer should take place in private and in conditions that guarantee the confidentiality of the conversation (s. 34(c) of the law). It should be noted that, alongside these provisions of the law there are exceptions that, in appropriate circumstances, allow the meeting of the person under arrest with a lawyer to be deferred in accordance with the grounds and conditions prescribed by the law. The law also provides a special arrangement with regard to the meeting of a person under arrest with his lawyer when he is suspected of security offences. These exceptions show that, like other basic rights, even the right to consult a lawyer is not absolute and there are occasions when it has to give way to competing rights and interests (see Sufian v. IDF Commander in Gaza Strip [11], at p. 848, per Vice-President Elon; CrimA 6613/99 Smirk v. State of Israel [18], at p. 554; HCJ 3239/02 Marab v. IDF Commander in Judaea and Samaria [19], at pp. 380-381 {212-213}, per President Barak).

In order to complete the picture, we should point out that when the Public Defender’s Office Law, 5756-1995 (hereafter: ‘the Public Defender’s Office Law’) was enacted, statute recognized the right of suspects and persons under arrest to representation by a public defender, in the circumstances listed in the provisions of s. 18 of the aforesaid law. The restrictions on the right to representation by the Public Defender’s Office on the grounds listed in s. 18 of the law are also based on the perception that the right to legal representation in general, and the right to legal representation at the public expense in particular, are not absolute rights and they should be balanced against competing rights and interests in accordance with the grounds and conditions set out in the law.

Duty to give notice of the right to consult a lawyer

16. The right of the person under arrest to be represented by a lawyer and to consult him gives rise to the right to be given notice of the aforesaid right by the interrogation authorities. The reason for this is that without giving notice of the aforesaid right, the person under arrest will not be aware of his right to ask to consult his lawyer, and this may not only prejudice the actual right to consult a lawyer but also in certain circumstances undermine the fairness of the interrogation. The remarks of Vice-President Elon in Sufian v. IDF Commander in Gaza Strip [11] are illuminating in this regard:

‘The basic right of the defendant to meet with a lawyer gives rise to and implies the right to receive a notice of the existence of this right and the duty imposed on the authorities to give notice of this to the person under arrest. Someone who does not know of the existence of a right cannot try to realize it. This is especially the case when we are speaking of someone who is under arrest, and his mind is troubled, and he will probably not know how he should act and what he should do. For this reason the person under arrest has a right to be notified of his right to meet with a lawyer, and the authorities have a duty to notify him accordingly’ (ibid. [11], at p. 850).

This is the place to point out that the duty of the investigation authorities to give notice of the rights of the person under interrogation has undergone development over the years. Notwithstanding, it would appear that our legal system has no comprehensive and uniform statutory arrangement in this regard. With regard to the right not to incriminate oneself and the right to remain silent, the duty to give notice of these is intended to ascertain that the accused is aware of these rights at the time of his interrogation, and that he knowingly waived them when giving his statement. In its early years, this court derived the duty to give notice of the aforesaid rights from the English Judges’ Rules, which were regarded merely as guidelines (see CrimA 69/53 Sich v. Attorney-General [20], at p. 805, and the references cited there). Now s. 28(a) of the Arrests Law prescribes a duty to give a warning, even though the aforesaid section does not refer directly to warning a suspect that he has a right to remain silent in an interrogation, but it concerns giving a person an opportunity to respond before a decision to arrest him, when the officer in charge has the duty to warn him beforehand that he is not liable to say anything that may incriminate him, but that refraining from answering questions may strengthen the evidence against him (see Smirk v. State of Israel [18], at p. 545). In the case before us, no one disputes that the appellant was warned before taking his statement with regard to the right to remain silent in accordance with the wording of the warning prescribed in s. 267 of the Military Jurisdiction Law. In view of this, no questions arise in the appellant’s case with regard to the duty to give notice of the aforesaid right, and with regard to the scope of the application of the right to remain silent in the interrogation of a suspect, as distinct from an accused.

With regard to the duty to give notice of the right to consult a lawyer, this is now expressly enshrined in the provisions of the Arrests Law and the Public Defender’s Office Law, which were enacted after the Basic Law: Human Dignity and Liberty was enacted. Section 32 of the Arrests Law provides as follows:

‘Explaining rights to a person under arrest        32. If the officer in charge decides to arrest the suspect, he shall immediately make the fact of the arrest and the reason for the arrest clear to him in language that he can understand, in so far as possible, and also —

                (1)          His right that notice of his arrest should be given to a person close to him and to a lawyer, and his right to meet with a lawyer, all of which subject to the provisions of sections 34 to 36; and also his right to be represented by a defence lawyer as stated in section 15 of the Criminal Procedure Law or under the Public Defender’s Office Law.

(2) …’

(Emphasis supplied).

The provisions of s. 19 of the Public Defender’s Office Law, which deals with giving notice of the possibility of a public defence attorney being appointed, states as follows:

‘Notice to the person under arrest of a possibility of appointing a public defence lawyer            19. (a) If a person is arrested and brought to a police station or to a facility of an investigative authority under the law, or if he is suspected of committing an offence, the person in charge of the station or of the investigation shall notify him, as soon as possible, that he has the possibility of asking that a public defence lawyer is appointed, if he is entitled to one under this law.

                                (b) …’

(Emphases supplied).

A study of the two aforesaid provisions of statute shows that, prima facie, there are differences between the two with regard to the time when the duty arises to give a notice with regard to the right to consult a lawyer and the right to be represented by a public defence lawyer: according to the provisions of s. 32(a) of the Arrests Law, the duty to give notice of the right to consult a lawyer arises when the decision to arrest a person is made by the officer in charge and when notice is given that the person is under arrest. By contrast, under the provisions of s. 19(a) of the Public Defender’s Office Law, the duty to give notice of the right to ask for the appointment of a public defence lawyer applies to a person under arrest who has been brought to the police station or to a person suspected of committing an offence.

17. In their arguments before the court martial and also before us, counsel for the appellant addressed extensively the question of the proper interpretation of the term ‘person under arrest’ in the title of section 32 of the Arrests Law. According to them, this question should be decided in order to determine when under s. 32(1) the duty arises to notify a person under interrogation of his right to consult a lawyer, and whether this duty has been breached in the case of the appellant.

In their arguments, counsel for the appellant discussed two interpretive possibilities for the term ‘person under arrest’ in s. 32 of the Arrests Law: according to the narrow interpretation, which counsel for the defence asks us to reject, the duty to give notice of the right to consult a lawyer arises when a decision is made by the officer in charge to make the arrest and notice of this is given to the suspect. According to counsel for the appellant, this interpretation is not desirable since it can lead to a situation in which the interrogation authorities delay giving the notice that the suspect is under arrest until after they have taken his statement, with the result that the meeting with the lawyer loses its effectiveness. It should be said at once that the answer to the aforesaid concern lies in the determination that even according to the narrow interpretation of the term ‘person under arrest,’ it cannot be said that an illegal delay in giving notice of the decision to make an arrest will lead to a postponement of the time when the duty arises to give notice of the right to consult a lawyer. Moreover, a delay in giving the notice of arrest, which is artificial and done in bad faith, with the purpose of tendentiously postponing the time of the duty to give notice of the right to consult a defence lawyer, is likely in itself to constitute a violation of the suspect’s procedural rights, with all that this implies. Notwithstanding, it is clear that according to the narrow interpretation, the duty to give notice of the right to consult a lawyer involves the officer in charge making an objective decision to arrest the suspect, and this is capable of restricting the scope of the duty to give notice of the right to consult a lawyer.

According to the outlook of counsel for the appellant, the spirit of the Basic Law: Human Dignity and Liberty and the arrangement set out in the provisions of s. 19(a) of the Public Defender’s Office Law today require a broad interpretation of the term ‘person under arrest’ in s. 32 of the Arrests Law. According to the interpretation proposed by them, the duty to notify a ‘person under arrest’ of his right to consult a lawyer does not necessarily involve the making of a decision to arrest him, but it arises whenever a person is suspected of committing an offence and is detained in police custody for the purposes of interrogation, in such a way that his liberty and freedom of movement are restricted; this is the case even if no decision has been made by the officer in charge to arrest the suspect. The National Public Defender’s Office also supports this interpretation, in view of its argument that the duty to give notice of the right to consult a lawyer arises at the beginning of the interrogation of a person suspected of committing an offence (regarding the difficulty in determining the borderline on the question of when a person turns from a ‘witness’ into a ‘suspect,’ see Almaliah v. State of Israel [15]). Indeed, in Canada, South Africa and the United States the duty to give notice of the right to consult a lawyer applies not only with regard to persons under arrest but also with regard to suspects who are detained for the purposes of interrogation. With regard to English law, the duty to give notice of the right to consult a lawyer applies, as a rule, to a ‘person under arrest’ when he arrives at the police station (see s. 58(a) of the Police and Criminal Evidence Act 1984 (hereafter: ‘PACE’); see also Police and Criminal Evidence Act 1984 Code of Practice C, para. 3.1) Notwithstanding, there are circumstances in which the duty to give notice of the right to consult a lawyer applies even before the suspect is arrested (see PACE Code of Practice C, para. 3.21).

Prima facie, the question of the interpretation of the term ‘person under arrest’ in s. 32 of the Arrests Law should have arisen in the circumstances of the case before us, since the confession of the appellant was taken from him when he was suspected of offences under the Dangerous Drugs Ordinance and was being detained for the purposes of interrogation, but before he received a notice that he was under arrest for these offences. In the aforesaid circumstances, the question whether, according to the aforesaid s. 32, the interrogator should have warned the appellant before taking his statement of his right to consult a lawyer would appear to arise. But in practice, for the reasons that will be made clear below, I agree with the position of the Appeals Court Martial that a decision with regard to the interpretation of the term ‘person under arrest’ in the aforesaid s. 32 is not required in the appellant’s case. Therefore, even though I am inclined to adopt the broad interpretation of the term ‘person under arrest’ in s. 32 as argued by counsel for the defence, I do not see any need to decide this question in the present case, and I leave it undecided.

The breach of the duty to give the notice in the case of the appellant

18. As has been clarified above, the interrogation of the appellant was conducted by the military police because he was a soldier. Under the provisions of s. 227A of the Military Jurisdiction Law, an interrogation as aforesaid is subject to the provisions of ss. 32 to 36 of the Arrests Law, mutatis mutandis. Therefore, the provisions of the Arrests Law concerning the right to meet with a lawyer and to receive notice of this apply also to soldiers being interrogated by the military police. Notwithstanding, s. 227A1 of the Military Jurisdiction Law further provides the following:

‘Soldier who is interrogated    227A1. Without derogating from the provisions of section 227, the provisions of section 34 and 35 of the Criminal Procedure (Enforcement Powers — Arrests) Law shall apply with regard to a soldier who is interrogated and under the law there is an almost certain possibility that he will be arrested, all of which according to the case and mutatis mutandis as stated in section 227A; for the purpose of this section, ‘under the law’ — including under case law.’

Thus we see that with regard to the interrogation of soldiers by the military police, the legislature expressly provided that the right to consult a lawyer and the duty to give notice of this right shall apply to every soldier who is interrogated and with regard to whom, under the law, ‘there is an almost certain possibility that he will be arrested.’ Thus, taking into account the special characteristics of soldiers and the interrogation thereof, the legislature saw fit to provide expressly that the existence of an almost certain possibility that the soldier will be arrested is sufficient to give rise to his right to consult a lawyer and the duty to give notice thereof. Moreover, with regard to soldiers there is also an arrangement in the Military Jurisdiction Law according to which any person being interrogated who is soldier and who is likely to be arrested, and any accused who is a soldier, are entitled to representation by the military defender’s office (see s. 227A(6) and s. 316 of the aforesaid law).

19. Section 227A1 of the Military Jurisdiction Law was adopted in 1998 within the framework of the thirty-fourth amendment of the law. Therefore, when the appellant was interrogated in 1996, the aforesaid provision had not yet been enacted. Notwithstanding, the guidelines of the military police that were in forced at that time determined a similar arrangement to the one enshrined in the aforesaid s. 227A1, according to which: ‘should it be known in advance that a soldier is going to be arrested, he should be given notice of the suspicions and his rights before he is interrogated, including the right to consult with a lawyer’ (Public Defender’s Office exhibit 8). In view of this, there is no dispute between the parties before us that under the law that prevailed at the time the appellant was interrogated, there arose a duty to give notice of the right to consult a lawyer when it was known in advance that the soldier under interrogation was likely to be placed under arrest, even before a decision was made to arrest him. There is also no dispute that the military interrogator who interrogated the appellant acted contrary to what was required by the aforesaid guideline: at the beginning of the interrogation of the appellant on 18 December 1996, it was clear that he was likely to be arrested, in view of the fact that when he was admitted to Prison 6 a dangerous drug of the cannabis type was found in his possession. Notwithstanding, the military interrogator began to take the appellant’s statement without first warning him of his right to consult a lawyer. Moreover, even after the military interrogator’s superior officer ordered him in a telephone conversation during the interrogation to place the appellant under arrest, the interrogator continued to take the statement and only approximately a quarter of an hour after he had finished taking it, he notified the appellant that he was under arrest and that he had the right to consult a lawyer. There is therefore no dispute that the military interrogator acted illegally when he refrained from warning the appellant with regard to his right to consult a lawyer when he began to take his statement, or at least after his superior officer told him, while he was taking the statement, to place the appellant under arrest. In view of the aforesaid omission of the military interrogator, the appellant was not aware of the right to consult a lawyer before the first statement was taken from him. Therefore the appellant did not ask to consult a lawyer before he confessed that he had made use of a dangerous drug when he was a soldier. In these circumstances, it is agreed by the parties before us that the failure to notify the appellant of his right to consult a lawyer amounted to a violation of the actual right to consult a lawyer.

20. In their written summations, the parties extensively addressed the question whether the failure to warn the appellant at the beginning of his interrogation with regard to his right to consult a defence attorney amounted to a violation of a constitutional right. This question has no simple solution, in view of the fact that the right to consult a lawyer is not expressly mentioned in the Basic Law: Human Dignity and Liberty. Admittedly, the constitutional right to dignity and liberty contains a variety of values, and it would appear that it has a strong connection with the rights of a suspect, a person under arrest and a defendant in criminal proceedings. Notwithstanding, various approaches are possible with regard to the question of which of the procedural rights in the criminal proceeding are indeed included within the framework of the constitutional right to dignity and liberty, and what is the scope of the constitutional protection given to rights that are not expressly mentioned in the Basic Law (see, in this regard, my remarks in CrimA 7335/05 Public Defender’s Office, Nazareth District v. State of Israel [21], at para. 9 of my opinion; for an approach that calls for care in extending the scope of the rights included in human dignity and liberty without them being expressly mentioned in the Basic Law, see HCJ 453/94 Israel Women’s Network v. Government of Israel [22], at pp. 535-536 {467-468}, per Justice Zamir; A. Bendor, ‘Criticism of the Relativity of Basic Rights,’ 4 Mishpat uMimshal (1997) 343, at p. 344; H. Sommer, ‘Unmentioned Rights — On the Scope of the Constitutional Revolution,’ 28 Hebrew Univ. L. Rev. (Mishpatim) (1997) 257, at pp. 267, 331, 337; for an approach that supports the inclusion of procedural rights of suspects, persons under arrest and defendants in criminal proceedings in the constitutional right to dignity and liberty, see A. Barak, Interpretation in Law — Constitutional Interpretation (vol. 3, 1994) at pp. 431-433; M. Elon, ‘The Basic Laws — Enshrining the Values of a Jewish and Democratic State,’ 13 Bar-Ilan Law Studies (Mehkarei Mishpat) (1996) 27, at p. 34; E. Gross, ‘The Procedural Rights of the Suspect or the Accused under the Basic Law: Human Dignity and Liberty,’ 13 Bar-Ilan Law Studies (Mehkarei Mishpat) 155 (1996), at pp. 156, 179; Y. Karp, ‘The Criminal Law — A Janus of Human Rights: Constitutionalization in the light of the Basic Law: Human Dignity and Liberty,’ 42 HaPraklit 64 (1995), at pp. 80-82; for statements in the case law of this court according to which the right to consult a lawyer constitutes a constitutional right by virtue of its being derived from the dignity and liberty of the person under arrest, see Sufian v. IDF Commander in Gaza Strip [11], at pp. 847-848, and 850 per Vice-President Elon; HCJ 6302/92 Rumhiya v. Israel Police [23], at p. 212, per President Barak; CrimApp 5136/98 Manbar v. State of Israel [24]; Marab v. IDF Commander in Judaea and Samaria [19], at p. 380 {212}, per President Barak; Association for Civil Rights in Israel v. Minister of Public Security [12], at p. 764, per Justice Rivlin).

It should be noted that in Canada and South Africa the right to consult a lawyer is given an express constitutional status. In Canada the right to consult a lawyer is enshrined in s. 10(b) of the Charter of Rights and Freedoms, whereas in South Africa the aforesaid right is enshrined in the provisions of s. 35(2)(b) of the Constitution of 1996. In the United States, the Supreme Court has recognized the right to consult a lawyer as a constitutional right, since it is derived from the right to representation under the Sixth Amendment of the Constitution and also from the right not to incriminate oneself and the right to due process that are protected within the framework of the Fifth Amendment of the Constitution (see Miranda v. Arizona [104]; see also W.R. LaFave and J.H. Israel, Criminal Procedure (second edition, 1992), at pp. 529-530). In addition, we should point out that the draft Basic Law: Trial Rights (Draft Laws 1994, 335), which was prepared by the Minister of Justice and was tabled in the Knesset in 1994, proposed to give an express constitutional status to the right of a person under arrest to meet with a lawyer and the right to receive a notice of this (see s. 6 of the draft law). As is well known, this proposal did not become law.

After considering the various aspects involved in the matter, I have come to the conclusion that in the case before us we do not need to decide the comprehensive and complex issue concerning the constitutional status of the procedural rights of suspects, persons under arrest and defendants in criminal proceedings, even though it seems that in our case law there is a trend towards the approach that the right to consult a lawyer is a constitutional right. Nonetheless, even if we say that the right of a person under arrest to consult a lawyer does not have a super-legislative constitutional status — and on this subject I see no need to express an opinion — no one doubts its importance and centrality in our legal system. Moreover, even if the right to consult a lawyer is not included within the narrow inner circle of the constitutional right to human dignity and liberty, it is possible to say that under the influence of the Basic Laws the status of the aforesaid right and the duty to take account of it has been strengthened; this is because of its possible connection with the dignity and liberty of the person under interrogation and in view of its being a part of the right to a fair trial in criminal proceedings which we shall discuss extensively later. Consequently, a failure to give the statutory notice with regard to the right to consult a lawyer may, in appropriate circumstances, lead to the inadmissibility of a confession made by the accused in an interrogation. What the normative basis for this should be and in what circumstances such inadmissibility will be required are the questions that will lie at the heart of our further deliberations.

Section 12 of the Evidence Ordinance — a ‘free and willing’ confession

21. For decades, the provisions of s. 12 of the Evidence Ordinance have governed the question of the admissibility of a confession made during an interrogation of a defendant. The following is the wording of the section:

‘Confession    12. (a) Testimony concerning a confession of the accused that he committed an offence shall be admissible only if the prosecutor brings testimony concerning the circumstances in which the confession was made and the court sees that the confession was made freely and willingly.’

                (Emphasis supplied).

A similar arrangement is provided in s. 477 of the Military Jurisdiction Law, which states:

‘Confession of accused as evidence    477. A court martial shall not admit a confession of an accused in evidence unless it is persuaded that it was made by the accused of his own free will.’

                (Emphasis supplied).

There is no dispute between the parties before us that the ‘free will’ test provided in s. 477 of the Military Jurisdiction Law is substantially the same as the ‘free and willing’ test provided in s. 12 of the Evidence Ordinance. Therefore, even though our deliberations below will focus on the interpretation of the provisions of s. 12 of the Evidence Ordinance, our interpretive conclusions will also be valid with regard to s. 477 of the Military Jurisdiction Law.

22. In the notice of appeal that they filed, counsel for the appellant argued that since the Basic Law: Human Dignity and Liberty was enacted, the prevailing interpretation of the rule of inadmissibility provided in s. 12 of the Evidence Ordinance, as determined in the case law of this court, ought to be changed. According to the argument, in the spirit of the Basic Law it should be held that since the appellant was not warned according to law at the beginning of his interrogation with regard to his right to consult a lawyer, the confession that was taken from him is not made ‘freely and willingly’ and therefore it should be declared inadmissible in accordance with the provisions of the aforesaid law. In order to make a decision with regard to this argument, let us first discuss the interpretation given to the aforesaid s. 12 in the case law of this court before the enactment of the Basic Law: Human Dignity and Liberty. Then let us turn to examine the question whether after the enactment of the Basic Law our prevailing case law interpretation of the aforesaid s. 12 ought to be changed, and whether we should decide that a failure to give the statutory warning with regard to the right to consult a lawyer necessarily makes a defendant’s confession inadmissible, as argued by defence counsel.

The interpretation of section 12 of the Evidence Ordinance before the Basic Law

23. The rule of inadmissibility provided in s. 12 of the Evidence Ordinance has its origins in English common law (see Ibrahim v. R. [109]). Initially, the aforesaid rule was intended to examine the circumstances concerning the manner of taking a confession within the framework of an interrogation by a person in authority (see the remarks of Justice Or in CrimA 5614/92 State of Israel v. Mesika [25], at pp. 677-678 and the references cited there; for the opinion that the rule of inadmissibility enshrined in s. 12 of the Evidence Ordinance applies also to confessions made before persons who are not in authority, see Y. Kedmi, On Evidence (vol. 1, 2004), at p. 12).

In accordance with the rule provided in s. 12 of the Evidence Ordinance, the court should declare a confession of an accused inadmissible, if it was not made freely and willingly. The definition of when a confession is made ‘freely and willingly’ is not simple, and the case law of this court has had to contend with this question from the outset. A person who is under interrogation for offences of which he is suspected experiences psychological pressure and physical discomfort that are inherent to the situation in which he finds himself. ‘An interrogation by its very nature places the person under interrogation in a difficult position… any interrogation, no matter how fair and reasonable, places the person under interrogation in embarrassing and trying situations, intrudes into his private concerns, invades the innermost parts of his soul and places him under serious emotional pressure’ (see HCJ 5100/94 Public Committee Against Torture v. Government of Israel [26], at pp. 834-835 {589-590}, per President Barak, and the references cited there). In view of this, it is clear that the expression ‘freely and willingly’ should not be given a literal interpretation. Indeed, the meaning given to this term over the years in the case law of this court was a technical-legal one, according to which a confession of an accused will be inadmissible under the aforesaid s. 12 only if improper ‘external pressure’ was exerted on him at the time of the interrogation to such an extent that it was capable of undermining his ability to choose freely between making a confession and not making one (see Sich v. Attorney-General [20], at p. 808; CrimA 636/77 Levy v. State of Israel [27], at p. 774; CrimA 4427/95 A v. State of Israel [28], at p. 564; Smirk v. State of Israel [18], at p. 541; CrimFH 4342/97 El Abid v. State of Israel [29], at pp. 837, 865).

The question of what is improper ‘external pressure’ that is capable of undermining the ability of the accused in his interrogation to choose freely between making a confession and not making one will be considered later. At this stage of our deliberations, we should emphasize that even if it is not proved that a confession made by an accused in his interrogation is admissible as evidence because it is made ‘freely and willingly,’ the court should also examine the weight and credibility of the confession. This is because ‘… even the use of interrogation methods that are permitted may lead to a person being interrogated confessing an offence that he did not commit,’ because of internal pressures in the human soul (see the remarks of President Shamgar in FH 3081/91 Kozali v. State of Israel [30], at p. 448).

The conditions for determining the admissibility and weight of a confession of an accused indicate that even though a confession that was obtained by a person in authority constitutes admissible evidence to prove guilt in criminal cases, statute and case law provide barriers whose purpose is to address the concerns involved in admitting it as evidence (for the reasons for the aforesaid concerns and for the possible factors leading to the making of false confessions in interrogations before persons in authority, see the Report of the Commission chaired by Justice Goldberg concerning Convictions based solely on a Confession and concerning the Grounds for a Retrial (1995), at pp. 8-10 (hereafter: the Report of the Commission concerning Convictions based solely on a Confession); B. Sanjero, ‘The Confession as a Basis for a Conviction — “Queen of Evidence” or Empress of False Convictions,’ 4 Alei Mishpat (2005) 245, at p. 249 et seq.; for the dominant approach in our case law, whereby a confession of an accused constitutes evidence for proving guilt in criminal trials, whose admissibility and weight will be examined in accordance with the circumstances of each individual case, see El Abid v. State of Israel [29], at pp. 819-820 per Justice Or, at pp. 833-834 per Justice M. Cheshin, at p. 855 per Justice Strasberg-Cohen, at p. 857 per Justice Mazza and at p. 865 per President Barak; for the approach that regards the confession of an accused as ‘suspect evidence’ whose credibility should be examined ab initio from a sceptical perspective, see El Abid v. State of Israel [29], at pp. 836-839, per Justice Dorner). In this context it should be noted that in 2002 the Criminal Procedure (Interrogation of Suspects) Law, 5762-2002, was passed. This provides that, as a rule, the interrogation of a suspect at a police station for serious offences shall be documented visually subject to the exceptions listed in the law. This arrangement is supposed to be implemented gradually by means of orders made by the Minister of Public Security as stated in s. 16(b) of the law. The statutory duty to document interrogations of suspects visually or audibly is intended to allow the court to obtain an impression, as closely and objectively as possible, of the manner in which the interrogation was conducted and the circumstances in which the confession was made during it. The purpose of this is to help the court decide the admissibility and weight of confessions made in an interrogation, and to allow better protection of the rights of persons under interrogation (see the explanatory notes to the draft Evidence Ordinance Amendment (no. 15) (Confession of an Accused to Serious Offences) Law, 5761-2000).

24. The question of what is the purpose of the rule of inadmissibility provided in s. 12 of the Evidence Ordinance has undergone development over the years. Initially, the ‘free will’ test was used to render inadmissible confessions that were obtained by employing interrogation methods that mainly involved force and violence, or the threat thereof, and to render inadmissible confessions that were obtained by employing unfair entrapments or inducements. At that time, the prevailing approach in case law was that the ‘free will’ test was intended to safeguard the credibility of confessions made in the presence of persons in authority. According to that approach, improper interrogation methods, such as violence, force and threats or inducements and promises by a person in authority, were likely to lead to the making of false confessions and therefore these confessions should be regarded as inadmissible ab initio (with regard to the fact that the ‘free will’ test was originally intended to safeguard the credibility of confessions in English common law, see C. Tapper, Cross and Tapper on Evidence (eighth edition, 1995), at p. 664; M.A. Godsey, ‘Rethinking the Involuntary Confession Rule: Toward a Workable Test for Identifying Compelled Self-Incrimination,’ 93 Cal. L. Rev. (2005) 465, at pp. 481-482; with regard to the fact that this court, in its early years, adopted from the common law the approach that the rule of inadmissibility was intended to safeguard the credibility of confessions, see CrimA 2/48 Al-Lodj v. Attorney-General [31], at pp. 96-97, per Justice S.Z. Cheshin; Yassin v. Attorney-General [6], at p. 1554; CrimA 242/63 Kariti v. Attorney-General [32], at pp. 497-498, per Justice HaLevy; CrimA 270/65 Kasey v. Attorney-General [33], at p. 566, per Justice Sussman).

Over the years, the emphasis was changed to include not only forcible measures and physical violence that were regarded as a ground for inadmissibility, but also claims with regard to exerting unfair emotional or psychological pressure on defendants in their interrogation. At the same time, there was a change in thinking with regard to the reasons underlying the inadmissibility rule provided in the aforesaid section 12. Alongside the purpose of safeguarding the credibility of confessions, some authorities were of the opinion that the ‘free will’ test was intended to protect the rights of defendants in an interrogation and the propriety of the criminal proceeding. According to this approach, declaring a confession inadmissible is intended to provide relief for the violation of the human dignity of the person under interrogation, and in order to prevent the court being a party to the illegality perpetrated by the interrogation authorities when admitting the evidence in a trial. In addition, an opinion was expressed that the purpose of the inadmissibility rule provided in the aforesaid s. 12 is to educate and deter the interrogation authorities against the use of improper interrogation methods. (For the development in thinking with regard to the reasons underlying the inadmissibility rule enshrined in s. 12, see E. Gross, ‘A Constitutional Rule of Inadmissibility — Has it a Place in Israel?’ 30 Hebrew Univ. L. Rev. (Mishpatim) (1999) 145, at pp. 156-157; E. Harnon, ‘Illegally Obtained Evidence: A Comparative Perspective,’ Landau Book (A. Barak, E. Mazuz, eds., 1995, vol. 2) 983, at p. 1018; also see and cf. A. Stein, ‘Coincidence and Theory in Dispensing Justice,’ 29 Hebrew Univ. L. Rev. (Mishpatim) (1998) 5, at pp. 6-8; on the development in understanding the reasons for the ‘free will’ test in English common law before the enactment of the Police and Criminal Evidence Act 1984, see: Cross and Tapper on Evidence (1995), supra, at pp. 666-668).

25. Since the end of the 1970s, three interpretive approaches can be seen with regard to the reasons for the rule of inadmissibility in s. 12 of the Evidence Ordinance. As we shall clarify below, the three interpretive approaches are based, to a greater or lesser degree, on the reason concerning the safeguarding of the credibility of confessions; the difference between the approaches is reflected in the weight given to the purpose concerning protection of the rights of a person under interrogation.

According to one interpretive approach, whose main proponent in case law was President Landau, improper interrogation methods such as physical violence, threats, unfair inducements and promises or exerting prohibited psychological pressure on the accused in his interrogation automatically make his confession inadmissible in view of the serious violation of his dignity as a human being and of his physical and emotional integrity. In order to protect the rights of the person under interrogation, the provisions of s. 12 of the Evidence Ordinance establish an irrebuttable presumption according to which a confession that was obtained by improper methods as aforesaid is not a true confession; therefore it should be declared inadmissible in limine, without any need to consider the degree to which the improper interrogation methods influenced the free will of the person under interrogation de facto and the truth of the content of the confession. According to this approach, the question whether we should be concerned with regard to the truth of a confession that was obtained by improper methods is, therefore, a question of law or at least a mixed question of law and fact (see the remarks of President Landau in CrimA 347/75 Hirsch v. State of Israel [34], at p. 200).

Alongside the aforesaid approach, another interpretive approach has been expressed in the case law of this court. The chief proponent of this approach was Justice H.H. Cohn. According to this approach, even when there are interrogation methods that are improper in the extreme, the court should examine, from a factual point of view, the circumstances of each case on its merits, in order to determine whether the improper methods were sufficient to undermine the free will of the accused de facto when making his confession, in which case it will be declared inadmissible because of the concern that it may be a false confession, or whether, notwithstanding the adoption of the aforesaid interrogation methods, the accused retained the ability to make a free choice with regard to making his confession, in which case the evidence will be admissible, and the trial will focus on the question of its weight as evidence. According to this interpretive approach, the illegality in obtaining the confession does not in itself make it inadmissible, as long as the accused was not deprived of his free will in making his confession and there is no concern with regard to the truth of its content. In the words of Justice H.H. Cohn: ‘… the accused’s confession is one thing, and the abuse by his interrogators another’ (CrimA 369/78 Abu-Madijem v. State of Israel [35], at p. 381). This interpretive approach regards the main purpose of the inadmissibility rule provided in s. 12 of the Evidence Ordinance as safeguarding the credibility of the confessions made in an interrogation (see also the remarks of President Y. Kahan in CrimA 115/82 Muadi v. State of Israel [36], at p. 249; see also the opinion of Justice H.H. Cohn in CrimA 183/78 Abu-Midjem v. State of Israel [37]).

The essence of the difference between the two interpretive approaches was discussed by Justice H.H. Cohn as follows:

‘… In practice we are deliberating upon the various facets of the question of the proper judicial policy that this court should adopt. On the one hand, it is our duty to protect human dignity so that it is not harmed by those who abuse it, and to do everything in out power to restrain the police interrogators from obtaining the goal of their interrogation by improper and despicable methods; on the other hand, it is our duty to fight crime, which is ever on the increase and is destroying everything good in this country, and to prevent public safety being abandoned to the villainies of violent criminals merely because they were hit by police interrogators. It seems to me that the difference between us is merely one of priorities: according to my esteemed colleague [President M. Landau] the protection of human dignity and basic rights takes precedence, whereas according to me the protection of public safety takes precedence’ (Abu-Midjem v. State of Israel [37], at pp. 546-547) (square parentheses supplied).

A third interpretive approach with regard to the provisions of s. 12 of the Evidence Ordinance was adopted in Muadi v. State of Israel [36], in the opinion of Justice Goldberg (at pp. 222-224). This interpretive approach constitutes a middle path between the other two interpretive approaches that we discussed above. According to this approach, in general, the illegality in itself does not render a confession inadmissible under s. 12 of the Evidence Ordinance. Therefore, the court should examine each case, from a factual perspective, on its merits in order to discover whether the improper interrogation method deprived the accused of his free will in making his confession; if it did, the confession will be inadmissible because of concerns with regard to the truth of its content. Notwithstanding, in cases where the level of impropriety amounted to a violation of the accused’s ‘humanity’ and reached ‘… a brutal and inhuman level of interrogation,’ then the confession should be declared inadmissible under s. 12 automatically, without considering the de facto effect of the improper interrogation method on the free will of the accused. This approach combines the various possible reasons for the inadmissibility rule in s. 12 of the Evidence Ordinance. It gives considerable weight to the purpose concerning the protection of the credibility of defendants’ confessions in order to protect public safety and fight crime. Nonetheless, in cases where use was made of interrogation methods that are so extremely wrong that they ‘violate the humanity’ of the person under interrogation, then this approach sees fit to attribute great weight to the right to human dignity and the integrity of body and mind, without examining whether in the circumstances of the case the accused was de facto deprived of his free will when making his confession. It would appear that this interpretive approach is the one accepted by the case law of this court since the judgment given in Muadi v. State of Israel [36] (see, for example, the opinion of Justice Halima in CrimA 154/85 Avroshami v. State of Israel [38]; the remarks of President Shamgar in Kozali v. State of Israel [30], at pp. 446-448; and the remarks of Vice-President Mazza in LCrimA 3268/02 Kozali v. State of Israel [39], at para. 28).

26. For the purposes of the case before us, it should be emphasized that according to the three interpretive approaches that we have discussed, a failure to give the statutory notice concerning the right to remain silent or the right to consult a lawyer does not in itself make a confession inadmissible under section 12 of the Evidence Ordinance. It should be noted that even according to the interpretive approach of President Landau, which emphasizes the protection of the defendant’s rights in his interrogation, a failure to give the statutory notice concerning the right to remain silent and the right to consult a lawyer does not amount to an improper interrogation method of the kind that necessarily leads to the inadmissibility of the confession. The position adopted in our case law is that the effect of the violation of the aforesaid rights on the free will of the person under interrogation and on the weight of the confession that he made should be examined in each case on its merits (for cases in which it was held that the absence of a statutory warning concerning the right to remain silent does not necessarily lead to the inadmissibility of a confession made in the interrogation, even though punctiliousness with regard to the warning of a suspect before taking his statement makes it easier for the court to determine the admissibility and weight of the confession, see Yassin v. Attorney-General [6], at p. 1556; CrimA 161/77 Zohar v. State of Israel [40], at p. 329; CrimA 450/82 Abu-Ayin Tripi v. State of Israel [41], at p. 603; Balhanis v. State of Israel [14], in the opinion of Justice Elon and the opinion of Justice Kedmi; for judgments in which it was held that an illegal violation of the right to consult a lawyer does not necessarily lead to the inadmissibility of a confession made in an interrogation, and that the effect of the violation of the aforesaid right on the free will of the person under interrogation and the weight of the confession that he made should be examined in each case on the merits, see Zakkai v. State of Israel [8], at pp. 64-65 and 68, per President Shamgar; Eisenman v. State of Israel [10], at p. 454, per Justice Goldberg; CrimA 6021/95 Gomez-Cardozo v. State of Israel [42], at pp. 784-785, per Justice M. Cheshin; Smirk v. State of Israel [18], at pp. 545-555; it should be noted that the cases in which a confession of a defendant was held to be inadmissible under the aforesaid s. 12 because a statutory notice was not given with regard to the right to remain silent or the right to consult a lawyer have been very few, and they were based on the special circumstances of each case. See, for example, CrimA 277/78 State of Israel v. Tuvyahu [43], at pp. 300-301, per Vice-President Landau; CrimA 611/80 Matosian v. State of Israel [44], at pp. 105-107, per President Shamgar).

In addition to the aforesaid, we should point out that s. 478 of the Military Jurisdiction Law provides a similar arrangement to the one determined in case law. It states as follows:

‘Confession of accused of his own free will      478. The fact that a statement of an accused that contains a confession was obtained other than in accordance with the rules stipulated in sections 266 to 272 [which include the duty to warn an accused about his right to remain silent in an interrogation] does not prevent the court martial from determining that the accused made the confession of his own free will.’

                (Square parentheses supplied).

It follows that the arrangement provided in s. 478 of the Military Jurisdiction Law is consistent with the interpretation given in case law to the provisions of s. 12 of the Evidence Ordinance, according to which a failure to give the statutory notice concerning the right to remain silent or the right to consult a lawyer does not, in itself, make a confession of an accused inadmissible; this depends on the circumstances of each case on its merits.

27. In the notice of appeal that they filed, counsel for the appellant argued that in view of the provisions of the Basic Law: Human Dignity and Liberty, the interpretation accepted by this court should be changed and it should be held that a failure to give the statutory warning with regard to the right to consult a lawyer should necessarily lead to a confession being inadmissible under s. 12 of the Evidence Ordinance.

Before we turn to examine the aforesaid argument, we should point out that over the years considerable criticism has been levelled at the ‘free will’ test both in Israel and in other countries that have adopted the aforesaid test from English common law. The main arguments made against it were that it is too artificial and vague a test for the purpose of deciding the question of the admissibility of confessions; that the reasons underlying it are not sufficiently clear; and that it is very difficult to examine the effect of improper interrogation methods on the free will of the person under interrogation in accordance with the circumstances of each case (see, for example, M. Landau, ‘Notes on the amended draft Evidence Law,’ 16 Hebrew Univ. L. Rev. (Mishpatim) (1986) 17, at p. 26; the Report of the Commission concerning Convictions based solely on a Confession, supra, at p. 12; see also LaFave and Israel, Criminal Procedure, supra, at pp. 298-299; Godsey, ‘Rethinking the Involuntary Confession Rule: Toward a Workable Test for Identifying Compelled Self-Incrimination,’ supra, at pp. 469-471; M. Zander, The Police and Criminal Evidence Act 1984 (London, fourth edition, 2003), at pp. 312-313). And indeed, in England, the birthplace of the ‘free will’ test, as well as in Australia, where this test was adopted in case law from English common law, the legislature has seen fit to abandon the ‘free will’ test and replace it with other criteria for examining the admissibility of defendants’ confessions (see s. 76 of the Police and Criminal Evidence Act 1984 in England and ss. 84, 85 and 90 of the Uniform Evidence Acts 1995 in Australia).

In addition to the aforesaid, it should be noted that the federal courts in the United States adopted in their case law the ‘free will’ test from English common law, and in 1936 this test was applied to the states by means of the Fourteenth Amendment of the Constitution, which concerns the right to a fair trial (see Lafave and Israel, Criminal Procedure, supra, at p. 294). After the decision was made in Miranda v. Arizona [104], and its rules became the main test for declaring defendants’ confessions inadmissible, the ‘free will’ test continued to be used to examine the admissibility of confessions, even though the rules established in Miranda v. Arizona [104] were added to this test, according to which a failure to give a warning and notice with regard to the right to consult a lawyer became a ground for declaring a confession inadmissible. Recently the status of the ‘free will’ test has been significantly diminished as a satisfactory criterion for admissibility, in view of the decision of the Supreme Court of the United States in Dickerson v. United States [105]. That case considered the provision of federal law that stated that a confession of an accused is admissible as evidence if it is proved that it was made freely and willingly (18 U.S.C. 3501). The Supreme Court of the United States declared the aforesaid provision of statute void. It can be understood from the judgment of the court that the ‘free and willing’ test does not provide sufficient protection for the right not to incriminate oneself that is enshrined in the Fifth Amendment of the Constitution, and therefore it is incapable of replacing the rules set out in Miranda v. Arizona [104] with regard to the admissibility of defendants’ confessions. In view of the rule in Dickerson v. United States [105], it would appear that in the American legal system the status of the ‘free and willing’ test has been weakened even further as a sole test.

On the other hand, we should point out that in the Canadian legal system, which also adopted the ‘free and willing’ test in case law from the English common law, this test continues to be used even today in order to examine the admissibility of confessions made by defendants (see R. v. Oickle [107], which we shall discuss further below).

28. Unlike the common law countries where the ‘free and willing’ test was adopted in case law, in our legal system this test was enshrined ab initio in statute (see s. 9 of the Evidence Ordinance from the period of the British Mandate, which was replaced in 1971 by s. 12 of the Evidence Ordinance [New Version]). Over the years, several attempts were made to propose comprehensive legislative amendments to the Evidence Ordinance, within which framework it was suggested that the ‘free and willing’ test should be replaced by other criteria for examining the admissibility of defendants’ confessions. But these proposals did not become law (see s. 36 of the draft Evidence Law, 5741-1981, of Prof. U. Yadin, which was published in 34 HaPraklit (1981) 137, at p. 147; the two versions of s. 37 of the draft Evidence Law, 5745-1985, which were drafted by a commission chaired by President M. Landau and published in 16 Hebrew Univ. L. Rev. (Mishpatim) (1986) 3; the Report of the Commission concerning Convictions based solely on a Confession, at pp. 11-19, and the minority opinion of Prof. Kremnitzer, ibid., at pp. 58-64; see also various private draft laws for amending s. 12 of the Evidence Ordinance, in para. 13 supra).

In the case before us, we see no need to discuss the criticisms that have been levelled at the ‘free and willing’ test and the other tests that have been proposed over the years as replacements for this test. The premise for the continuation of our deliberations is that the provisions of s. 12 of the Evidence Ordinance remains on the statute books and its validity is undisputed. In view of this, the question before us is whether, after the enactment of the Basic Law: Human Dignity and Liberty, the interpretation given in case law to the aforesaid provision of law should be changed. Let us now turn to consider this question.

Interpretation of s. 12 of the Evidence Ordinance after the Basic Law

29. The question of the effect of the Basic Law: Human Dignity and Liberty on the interpretation of provisions of law enacted before the Basic Law came into force was considered extensively in the judgment of this court in CrimApp 537/95 Ganimat v. State of Israel [45] and in CrimFH 2316/95 Ganimat v. State of Israel [46]. The Basic Law: Human Dignity and Liberty expressly states that the previous law would remain valid, and therefore the provisions of s. 12 of the Evidence Ordinance remained in force even after the Basic Law was enacted (see s. 10 of the Basic Law). There is also no dispute that the old legislation should be interpreted in the spirit of the Basic Laws. An express statement to this effect was made in s. 10 of the Basic Law: Freedom of Occupation. It is also the interpretation required within the framework of the Basic Law: Human Dignity and Liberty. This was discussed by Justice M. Cheshin, who stated that ‘… the Basic Law ought to serve as an inspiration in interpretation. The legislature planted a bed of roses in the garden of law, and we smell its sweet aroma. We shall interpret laws of the past and the perfume of the Basic Law will inspire us’ (CrimFH 2316/95 Ganimat v. State of Israel [46], at p. 643; emphasis in the original).

In Ganimat v. State of Israel [46] there were admittedly different approaches with regard to the nature and scope of the interpretive effect of the Basic Law on the law that predated it (see the fundamental approach of President Barak in Ganimat v. State of Israel [46], at pp. 652-655, as compared with the position of Justice M. Cheshin, ibid. [46] at pp. 639-643; see also HCJ 7357/95 Barki Feta Humphries (Israel) Ltd v. State of Israel [47], at pp. 780-781, per Justice M. Cheshin, and at pp. 786-787, per President Barak). But these differences in approach have no practical significance in the case before us, since even according to the law that prevailed before the Basic Law was enacted, it was possible to reach different interpretive conclusions than the ones that were accepted previously.

30. As stated, the rule of inadmissibility prescribed in s. 12 of the Evidence Ordinance was originally intended to safeguard the credibility of confessions made before persons in authority. Over the years, an interpretive development occurred with regard to the possible reasons underlying this rule. As I have made clear above, the purpose of protecting the rights of persons under interrogation was recognized in our case law before the Basic Laws concerning human rights were enacted (see the interpretive approach of President Landau and Justice Goldberg in para. 25 supra). The recognition of this purpose is consistent with the general interpretive premise in our legal system that every piece of legislation is intended to uphold and protect human rights. Notwithstanding, before the Basic Laws there was no unanimity in the case law of this court with regard to the question whether and in what circumstances the purpose concerning the protection of the rights of the person under interrogation should take precedence over the other purpose of safeguarding the credibility of defendants’ confessions. Even according to the interpretive approach that saw fit to attribute significant weight to the protection of the rights of a person under interrogation, the inadmissibility of the confession was based, inter alia, on an irrebuttable assumption that a confession obtained by improper methods is not a true confession (see the remarks of President Landau in Hirsch v. State of Israel [34], at p. 200; see also Muadi v. State of Israel [36], at pp. 223-224, per Justice Goldberg).

It would appear, therefore, that before the enactment of the Basic Laws, this court recognized the protection of the rights of the person under interrogation as a possible purpose of the rule of inadmissibility provided in s. 12 of the Evidence Ordinance; notwithstanding, the aforesaid purpose was not regarded as a main and independent purpose of the aforesaid s. 12, and the conceptual centre of gravity of the rule of inadmissibility under discussion was the concern that false confessions might be admitted in evidence (see in this regard, Gross, ‘A Constitutional Rule of Inadmissibility — Has it a Place in Israel?’ supra, at p. 157; M. Mountner, ‘The Decline of Formalism and the Rise of Values in Israeli Law,’ 17 Tel-Aviv University Law Review (Iyyunei Mishpat) (1993) 503, at p. 549).

31. When the Basic Law: Human Dignity and Liberty was enacted, the status of human rights enshrined therein was elevated to a constitutional super-legislative status. This created a change in our normative status. This change is reflected first and foremost in the possibility of judicial review of the constitutionality of laws that have been passed since the enactment of the Basic Laws. Notwithstanding, this in itself does not exhaust the whole scope of the effect of the aforesaid Basic Laws. The spirit and principles of the Basic Laws cast their light on all branches of law and influence basic concepts and basic outlooks that exist within their framework. Inter alia, as aforesaid, they influence the interpretation of legislation that was enacted before the Basic Laws concerning human rights.

In this context, it should be emphasized that from its earliest days this court recognized rights of the individual and took them into account within the framework of its interpretation of existing legislation. Even before the enactment of the Basic Laws concerning human rights this court held that ‘… the purpose of every piece of legislation is to uphold and safeguard basic rights and not to violate them’ (per Justice Barak in CA 524/88 Pri HaEmek Agricultural Cooperative Society Ltd v. Sedei Yaakov Workers Settlement Ltd [48], at p. 561). Notwithstanding, it appears that after the enactment of the Basic Laws, emphasis has been placed on the duty to take into account the rights enshrined in them within the framework of the interpretation of existing legislation, and in appropriate circumstances the weight that should be attributed to these rights even increased relative to competing values and public interests. This is the case in general, and it is particularly so in criminal law, which is closely bound to human dignity and liberty.

32. The Basic Law created an opportunity for a new interpretive perspective also with regard to the purpose of the rule of inadmissibility enshrined in s. 12 of the Evidence Ordinance. According to the spirit and principles of the Basic Law, the status of the purpose concerning the protection of the rights of the person under interrogation should be strengthened today, so that it becomes a main purpose that stands independently in order to render inadmissible a confession under s. 12 of the Evidence Ordinance. The significance of this is that in appropriate circumstances, of which details will be given below, a confession under the aforesaid s. 12 will be declared inadmissible because of the illegal violation of the rights of the person under interrogation, even when there is no concern with regard to the truth of the confession.

It should be noted that these remarks of mine do not negate the traditional purpose of the rule of inadmissibility under discussion, which concerns safeguarding the credibility of confessions. This purpose remains valid, as a part of the general purpose of the laws of evidence in criminal cases to discover the truth and prevent unsound convictions. Moreover, protecting the rights of the person under interrogation may lead to identifying interrogation methods that are likely to result in false confessions and miscarriages of justice. Notwithstanding, in view of the spirit and principles of the Basic Law, it is possible to determine that the interpretive centre of gravity has changed, and that today the protection of the rights of the person under interrogation is a main and independent purpose — not merely a secondary and ancillary one — for the inadmissibility of confessions under s. 12 of the Evidence Ordinance.

This background gives rise to the question of the rights of the person under interrogation that the rule of inadmissibility enshrined in s. 12 of the Evidence Ordinance is intended to protect. This question should be answered with regard to the language and wording of the aforesaid s. 12, with regard to the interpretation of the aforesaid section in case law as it has developed over the years, and in accordance with the spirit and principles of the Basic Law. Taking all of this into account, it appears that the rule of inadmissibility provided in s. 12 of the Evidence Ordinance was originally intended to protect two basic rights that have been recognized in our legal system for a long time, but the Basic Law: Human Dignity and Liberty has made an additional contribution to strengthening their status. The two rights are the right of the person under interrogation to be protected against physical and emotional harm, and the right to the autonomy of free will.

33. The right of an accused to be protected against physical and emotional harm and his right not to be degraded or humiliated more than is necessary as a result of the actual conducting of the interrogation were recognized in the case law of this court already before the enactment of the Basic Law as fundamental basic rights that were included in the ‘judicial charter of rights’ (see the remarks of Justice Barak in HCJ 355/79 Katlan v. Prisons Service [49], at p. 298, and the references cited there). As was noted above, the recognition of these rights affected the interpretation of s. 12 of the Evidence Ordinance before the Basic Law was enacted (see, for example, the interpretive approach of President Landau and Justice Goldberg in para. 25 supra). When the Basic Law: Human Dignity and Liberty was enacted, it was expressly provided therein that ‘There shall be no violation of the life, body and dignity of a human being, in as much as he is a human being’ and that ‘Every human being is entitled to protection for his life, his body and his dignity’ (ss. 2 and 4 of the Basic Law). In view of this, it would appear that there is ample support for the opinion that the right to be protected against physical and emotional harm and the right to be protected against acts of degradation and humiliation that significantly violate a person’s emotional wellbeing have risen to a constitutional super-legislative level as a result of the enactment of the Basic Law (see the remarks of Vice-President Elon in CrimA 3632/92 Gabbai v. State of Israel [50], at p. 490; see also Barak, Constitutional Interpretation, supra, at p. 420).

In view of the purpose concerning the protection of defendants’ rights in interrogations and the spirit of the Basic Law, the rule of inadmissibility enshrined in s. 12 of the Evidence Ordinance should be interpreted in such a way that improper interrogation methods that illegally violate the right of the person under interrogation to physical integrity or that humiliate and degrade him beyond what is required as a result of conducting the interrogation, will automatically lead to the inadmissibility of the confession, without it being necessary to examine the effect of the aforesaid interrogation methods on the truth of the confession made in the interrogation. This interpretation is closest in essence to the approach of Justice Goldberg in Muadi v. State of Israel [36], which it would appear is the approach that has been adopted in our case law. Notwithstanding, the nature and scope of the improper interrogation methods that will today be included within the scope of ‘a violation of the humanity of the person under interrogation’ is likely to be wider than in the past. This is because of the interpretive influence of the Basic Law and because of the conventional international law to which Israel is a party (see and cf. the opinion of President Barak in Public Committee Against Torture v. Government of Israel [26]; also see and cf. the minority opinion of Prof. Kremnitzer in the Report of the Commission concerning Convictions based solely on a Confession, at pp. 58-64).

In the circumstances of the appellant’s case, no claim was made that he was subjected to improper interrogation methods of the kind that are capable of humiliating and degrading the person under interrogation or of harming his physical or emotional wellbeing, and therefore this issue does not arise in the case before us.

34. In addition to the protection of the physical and emotional wellbeing of the person under interrogation, s. 12 of the Evidence Ordinance is intended, according to its express language, to protect the autonomy of the accused’s freedom of choice when making his confession in an interrogation (a ‘free and willing’ confession).

The right to the autonomy of free will was recognized in the case law of this court as a basic right of great importance before the Basic Laws of 1992 were enacted. Notwithstanding, it would appear that after the enactment of the Basic Law: Human Dignity and Liberty, the status of the aforesaid right has been strengthened, since it is derived directly from the conception of man as an end and not merely a means, and in view of the possible inclusion of the aforesaid right in the inner circle of the constitutional right to dignity and liberty. This was discussed by Vice-President Or in the following terms:

‘The recognition of the human right to autonomy is a basic element of our legal system, as a legal system of a democratic country… it constitutes one of the main reflections of the constitutional right of every person in Israel to dignity, which is enshrined in the Basic Law: Human Dignity and Liberty. Indeed, it has already been held that one of the expressions of the right to dignity is “… the freedom of choice of every person as a free being,” and that this reflects the approach that “every person… is a world in himself and an end in himself” (per President Barak in Barki Feta Humphries (Israel) Ltd v. State of Israel [47], in para. 3 of his opinion) … The significance of human dignity, in this context, was discussed by President Shamgar in CA 5942/92 A v. B [51], at p. 842, where he said that “Human dignity reflects, inter alia, the ability of a human being as such to formulate his personality freely, as he wishes, to reflect his ambitions and to choose the means of achieving them, to make his voluntary choices, not to be enslaved to arbitrary dictates, to be treated fairly by every authority and by every other individual, to enjoy equality between human beings…”.’ (CA 2781/93 Daaka v. Carmel Hospital [52], at p. 571 {462}).

(On the constitutional status of the right to autonomy of free will, see also the remarks of Justice Goldberg in CFH 2401/95 Nahmani v. Nahmani [53], at pp. 723-724 {389-390}; the remarks of Justice Rivlin in HCJ 8111/96 New Federation of Workers v. Israel Aerospace Industries Ltd [54], at pp. 595-597; the remarks of Justice M. Cheshin in CrimApp 92/00 A v. State of Israel [55], at p. 250; A. Barak, ‘Human Dignity as a Constitutional Right,’ 41 HaPraklit (1993) 271, at pp. 277-279; H.H. Cohn, ‘The Values of a Jewish and Democratic State: Studies in the Basic Law: Human Dignity and Liberty,’ HaPraklit Jubilee Book 9 (1994), at p. 38; it should be noted that according to the approach of Y. Karp, the essence of the right to autonomy of free will — as opposed to the rights derived from it — is included within the framework of the inner circle of the constitutional right to dignity and liberty. See Y. Karp, ‘Several Questions on Human Dignity under the Basic Law: Human Dignity and Liberty,’ 25 Hebrew Univ. L. Rev. (Mishpatim) 129 (1995), at p. 142).

In view of the aforesaid, a significant and serious violation of the autonomy of will and the freedom of choice of the defendant in making his confession in an interrogation will lead to the inadmissibility of the confession under the aforesaid s. 12. It should be emphasized that in these remarks of mine I am not saying that every violation of a protected right of the person under interrogation will necessarily lead to the inadmissibility of his confession under s. 12 of the Evidence Ordinance. Such an interpretation would excessively harm the competing values concerning the discovery of the truth, fighting crime and protecting public safety, and it cannot therefore be adopted. The wording and language of s. 12 of the Evidence Ordinance testify that the rule of inadmissibility enshrined therein is intended to protect against a significant violation of the autonomy of will of the accused when making his confession. Therefore a violation of the aforesaid kind will lead to the inadmissibility of a confession under the aforesaid s. 12, provided that this is required by the circumstances of each case on its merits. This interpretive conclusion is consistent with the case law of this court prior to the Basic Law, according to which in every case, according to its circumstances, the court should examine whether the use of the improper interrogation method led to the accused being deprived of free will and the ability to choose whether to make his confession (see the remarks of Justice Goldberg in Muadi v. State of Israel [36], at pp. 224-225; the remarks of President Y. Kahan, ibid. [36], at pp. 251-252; the remarks of Justice Elon, ibid. [36], at pp. 263-268). Notwithstanding, whereas in the past the justification given for the inadmissibility of a confession under s. 12 relied on the assumption that denying the freedom of choice of the person under interrogation necessarily led to a concern as to the truth of his confession, in accordance with the spirit of the Basic Law, it should be held that the protection of the freedom of will of the person under interrogation today constitutes a purpose in its own right and a weighty and independent reason for declaring the confession inadmissible under s. 12 of the Evidence Ordinance.

35. Furthermore it should be noted that the right to autonomy of free will is one of the main reasons for protecting the right not to incriminate oneself and the right to remain silent. Therefore there are those who think that the rule of inadmissibility provided in s. 12 of the Evidence Ordinance was intended to protect these rights and the right to consult a law that is ancillary thereto (see, for example, Gross, ‘A Constitutional Rule of Inadmissibility — Has it a Place in Israel?’ supra, at pp. 156 and 179; Y. Kedmi, On Evidence (2004, vol. 1), at p. 22). Admittedly, an illegal violation of the aforesaid rights within the framework of the interrogation process will constitute a weighty consideration when examining the admissibility of a confession under s. 12 of the Evidence Ordinance. This is because a violation of these rights may significantly violate the freedom of will and choice of the person under interrogation when making his confession. Thus, for example, there will be grounds to declare a confession inadmissible under s. 12 in circumstances where the accused was not warned of his right to remain silent and not to incriminate himself in the interrogation and of his right to consult a lawyer and he was not de facto aware of these rights, in such a way that he was deprived of the ability to chose whether to cooperate with his interrogators.

Nothing in the aforesaid derogates from the fact that the protection of the right to remain silent and the right to consult a lawyer are based on additional reasons to the protection of the autonomy of will of the person under interrogation. The balance between the various reasons underlying these rights assists in determining their boundaries and deciding the extent to which they are protected (for the various reasons for protecting a suspect’s right to remain silent and his right not to incriminate himself in his interrogation, see State of Israel v. Sharon [16], at p. 759, per Vice-President Or; see also B. Steinberg, ‘What Remains of the Warning about the Right to Remain Silent?’ 48 HaPraklit (2005) 163, at pp. 165-169; E. Gross, ‘The Right not to Incriminate Oneself — Is it really a Landmark in the Struggle of the Enlightened Man for Progress?’ 7 Mehkarei Mishpat (1989) 67, at pp. 172-181; Lafave and Israel, Criminal Procedure, supra, at p. 43; A.R. Amar and R.B. Lettow, ‘Fifth Amendment First Principles: The Self Incrimination Clause,’ 93 Mich. L. Rev. (1995) 857; for the various reasons underlying the protection of the right of a person under arrest to consult a lawyer, see para. 14 supra and the references cited there).

In view of the aforesaid, I am unable to accept the argument of counsel for the appellant that s. 12 of the Evidence Ordinance was intended to protect the full scope of the right to remain silent and the right to consult a lawyer, so that a violation thereof will necessarily lead to the inadmissibility of a confession under the aforesaid s. 12. As stated, according to the language and purpose of s. 12, it is intended to protect against a significant violation of the autonomy of free will of the person under interrogation. Consequently an illegal violation of the right to remain silent or the right to consult a lawyer will lead to the inadmissibility of a confession of an accused within the framework of the aforesaid s. 12 only when that violation is of such a nature and strength in the circumstances of the case that it seriously violates the freedom of choice and the autonomy of will of the person under interrogation in making his confession. Thus, for example, an illegal failure of the interrogators to give a warning about the right to remain silent in circumstances where it is proved that the accused was aware de facto of his right to remain silent will not lead to the inadmissibility of his confession under s. 12 of the Evidence Ordinance, since in these circumstances the ability of the accused to choose whether to cooperate with his interrogators is not significantly impaired (see the opinion of Justice Strasberg-Cohen in CrimA 5825/97 Shalom v. State of Israel [56], at pp. 944-945; also see and cf. the position of Prof. Bendor who is of the opinion that a confession should be inadmissible under s. 12 of the Evidence Ordinance only when there is a causal link between not giving the warning about the right to remain silent and the making of the confession in the interrogation; A. Bendor, ‘Inducing a Confession of an Accused and its Admissibility — Ends, Means and What Lies Between Them,’ 5 Pelilim (1996) 245, at pp. 265, 269).

36. In summary, even though I accept the position of counsel for the appellant that the provisions of s. 12 of the Evidence Ordinance should be interpreted in the spirit of the Basic Law, we should reject their argument that not giving a statutory warning with regard to the right to remain silent or the right to consult a lawyer necessarily leads to the inadmissibility of a confession under the aforesaid s. 12. Even though a violation of the aforesaid rights will constitute a weighty consideration within the framework of considering the admissibility of the confession, it is not a sole or decisive criterion. According to the language and purpose of the aforesaid s. 12, a confession should be declared inadmissible thereunder only when the illegal violation of the right to remain silent or the right to consult a lawyer created a significant and serious violation of the autonomy of will and freedom of choice of the accused when making his confession. The existence of such a violation will be examined in accordance with the circumstances of each case on its merits. In any case, it should be emphasized that a violation of the right to remain silent or the right to consult a lawyer in an interrogation, even in circumstances where it does not lead to the inadmissibility of the confession, is likely to detract from its weight as evidence.

37. With regard to the circumstances of the appellant’s case, there is no dispute between the parties before us that the military interrogator illegally refrained from giving notice of the right to consult a lawyer, and that in the circumstances of the case the aforesaid omission amounted to a violation of the actual right to consult a lawyer (see para. 19 supra). As I shall explain later, in the circumstances of this case a significant violation of the appellant’s right to consult a lawyer has been proved, inter alia in view of the determination of the court martial that the interrogator deliberately refrained from giving the statutory notice of the aforesaid right. Notwithstanding, for the purpose of examining the admissibility of the confession under discussion in accordance with s. 12 of the Evidence Ordinance, the question that should be addressed is whether the free choice of the appellant was impaired when he made his confession. In this matter, we must take into account that before his statement was taken, the appellant was warned that he had the right to remain silent in his interrogation, according to the wording of the warning set out in s. 267 of the Military Jurisdiction Law. The appellant was aware, therefore, of the right to remain silent when his statement was taken. It should also be noted that after the appellant consulted the military defence lawyer, he chose to respond to the questions of the interrogator when he made his second statement (prosecution exhibit 5). In the circumstances, it cannot be said that the failure to give the statutory notice of the right to consult a lawyer led to a significant violation of the appellant’s autonomy of will and freedom of choice when making his first confession, such that it requires the inadmissibility of the confession under the aforesaid s. 12 (see and cf. CrimA 5203/98 Hasson v. State of Israel [57], at p. 283, where Justice Naor held that in view of the fact that the accused in that case was warned before the interrogation of his right to remain silent and in view of the other circumstances of the case, the fact that his right to consult with a lawyer was violated did not render his confession inadmissible under s. 12 of the Evidence Ordinance).

It follows that even though in the case of the appellant it has been proved that there was an illegal violation of the right to consult a lawyer because of the failure to warn him of the aforesaid right before taking his statement, it should not be said that in the circumstances of the case there was a significant violation of the right to autonomy of will and freedom of choice within the framework of the rule of inadmissibility provided in the aforesaid s. 12. For this reason, we should not intervene in the decision of both instances of the court martial not to declare the appellant’s confession inadmissible under s. 12 of the Evidence Ordinance.

Notwithstanding, our deliberations do not end here. A separate question that should be considered is whether the failure to give the statutory notice with regard to the appellant’s right to consult a lawyer should lead to the inadmissibility of his confession on the basis of a case law doctrine that illegally obtained evidence should be inadmissible, outside the framework of the aforesaid s. 12, as argued by counsel for the appellant. Let us now turn to examine this issue.

A case law doctrine that illegally obtained evidence should be inadmissible in criminal proceedings

38. As I stated at the outset, one of the main arguments raised within the framework of the notice of appeal filed before us was that even if s. 12 of the Evidence Ordinance does not render the confession of the appellant inadmissible, it should be declared inadmissible by virtue of a case law doctrine that illegally obtained evidence is inadmissible. According to this argument, this court should adopt a judicial doctrine of inadmissibility to this effect in view of the Basic Law: Human Dignity and Liberty. It should immediately be stated that this doctrine is not restricted to the confessions of an accused, and its application is a general one, to all types of evidence in the criminal proceeding that were obtained illegally by the law enforcement authorities. Later we shall address at length the question of what is evidence that has been obtained ‘illegally.’ At this stage of the deliberation and without exhausting the issue, we will point out that we are speaking of evidence that was obtained by investigation methods that are contrary to a provision of statute, regulation or binding procedure, or by means of an illegal violation of a protected basic right.

The argument concerning the need to adopt a case law doctrine of inadmissibility raises several complex questions that should be addressed. The order of addressing these questions will be as follows: first we will discuss the legal position with regard to the admissibility of illegally obtained evidence before the Basic Laws were enacted. Against this background, we will turn to examine the question whether in the new normative reality that was created by the enactment of the Basic Law: Human Dignity and Liberty, there is a basis for adopting a case law doctrine that evidence should be inadmissible because of the way in which it was obtained. For the reasons that will be set out below, our answer to this question is yes. In view of this, we will turn to examine the nature, scope and framework of this doctrine, and to determine the proper criteria for declaring evidence inadmissible thereunder. We will end our deliberations by applying the conditions of this doctrine to the circumstances of the appellant’s case.

The admissibility of illegally obtained evidence before the Basic Laws

39. The starting point for our discussion of the question of the admissibility of illegally obtained evidence lies in the fact that the Israeli legislature has refrained from making any general and express legislative arrangement on this issue. Notwithstanding, in three special provisions of law the legislature has provided concrete rules of inadmissibility with regard to evidence that was obtained in an improper manner: the first is s. 12 of the Evidence Ordinance that we have discussed extensively above. The second is s. 13 of the Eavesdropping Law, 5739-1979. Originally this provision of statute provided an absolute rule of inadmissibility for statements that were recorded by means of eavesdropping carried out contrary to the provisions of the law. In 1995 s. 13 was amended in a manner that gave the court discretion not to declare such evidence inadmissible, on the conditions and in the circumstances set out in the section. Section 13(a) in its amended wording provides as follows:

‘Evidence        13. (a) Statements recorded by means of an eavesdropping contrary to the provisions of this law… shall not be admissible as evidence in court, except in one of the two following cases:

                (1) In a criminal proceeding concerning an offence under this law;

                (2) In a criminal proceeding concerning a serious felony, if the court declared it admissible after it was persuaded, for special reasons of which it shall give details, that in the circumstances of the case the need to discover the truth outweighs the need to protect privacy. An eavesdropping made illegally by someone who is entitled to receive a permit for eavesdropping shall not be admissible as evidence under this paragraph unless it was made by mistake in good faith, in an apparent use of lawful permission.’

A third statutory rule of inadmissibility is provided in s. 32 of the Protection of Privacy Law, 5741-1981, according to which: ‘Material obtained by means of a violation of privacy shall be inadmissible as evidence in court, without the consent of the injured party, unless the court permits the use of the material, for reasons that shall be recorded, or if the person who committed the violation, who is a party to the proceeding, has a defence or exemption under this law.’ The aforesaid s. 32 therefore provides that, as a rule, evidence that was obtained by means of an illegal violation of privacy shall be inadmissible. Notwithstanding, the rule of inadmissibility is a relative one in the sense that it allows such evidence to be admitted, if the injured party gave his consent thereto, if the court, at its discretion, allowed the evidence to be admitted for reasons that shall be recorded, or when the person who committed the violation has a defence or exemption under the law.

Case law has accepted the opinion that the rules of inadmissibility enshrined in the aforesaid provisions of statute are rare exceptions in our legal system. In the words of Justice Elon: ‘… these provisions are exceptions that are incapable of changing the rule…’ (Muadi v. State of Israel [36], at p. 262; see also CrimA 480/85 Kurtam v. State of Israel [58], at p. 691, per Justice Bach; HCJ 3815/90 Gilat v. Minister of Police [59], at p. 420, per Justice S. Levin; and CrimA 1302/92 State of Israel v. Nahmias [60], at p. 321, per Justice Bach, and at p. 341, per Justice Mazza).

The outlook that was accepted in the case law of this court before the Basic Laws was that as long as statute does not provide otherwise, relevant evidence should not be declared inadmissible because of the illegality of the means used to obtain it. The case law in this regard was summarized by Justice Elon in the following terms: ‘In the Israeli legal system, it is accepted and undisputed case law that evidence that is valid and credible in itself but that was obtained by improper and illegal methods, is admissible…’ (Muadi v. State of Israel [36], at p. 262; for similar remarks, see also CrimA 476/79 Boulos v. State of Israel [61], at pp. 801-802; per Justice Shamgar; CrimA 16/82 Malka v. State of Israel [62], at pp. 317-320. per Justice M. Bejski; FH 9/83 Appeals Court Martial v. Vaknin [63], at p. 855, per Vice-President Elon). According to this approach, illegality is a consideration with regard to determining the weight of the evidence, and in exceptional cases it may reduce its weight to nil; but it is incapable of affecting the admissibility of the evidence.

The aforesaid case law rule of this court was consistent in the main with the traditional approach adopted by English common law, according to which illegality in obtaining evidence does not make the evidence inadmissible but merely affects its weight. Admittedly, in the 1950s English law adopted a case law rule that authorized the courts to declare evidence inadmissible at their discretion, in circumstances where admitting it would be unfair to the accused (see Kuruma v. R. [110], at p. 204). But the aforesaid ruling was almost never applied in English case law, and the discretion to declare evidence inadmissible within this framework was exercised in rare and exceptional cases only (see in this regard C. Tapper, Cross and Tapper on Evidence (ninth edition, 1999), at p. 498; see also Boulos v. State of Israel [61], at pp. 800-802, per President Shamgar; Vaknin v. Appeals Court Martial [5], at pp. 401-402, per Justice Bach; and Harnon, ‘Illegally Obtained Evidence: A Comparative Perspective,’ supra, at pp. 988-990).

40. The case law rule whereby the manner of obtaining the evidence does not affect its admissibility is based mainly on two reasons. First, our case law is governed by the outlook that the main purpose of the rules of evidence in criminal proceedings is to discover the factual truth in order to convict the guilty and acquit the innocent (see, for example, the remarks of Justice Barak in CrimA 951/80 Kanir v. State of Israel [64], at pp. 516-517; the remarks of Justice Or in State of Israel v. Mesika [25], at p. 681). It should be emphasized that discovering the factual truth was not always regarded as the sole or absolute purpose of the rules of evidence in criminal proceedings, since there exist competing interests and values that we shall discuss later. Nonetheless, according to the approach that was accepted by us before the enactment of the Basic Laws, the weight of the purpose concerning the discovery of the factual truth was considerable, such that any departure from it in order to protect competing values and interests was regarded as an exception, which some authorities thought required express legislation (see the remarks of Justice Elon in Muadi v. State of Israel [36], at pp. 259-262). Consequently, the approach adopted in case law was that, as a rule, information that was relevant to determining innocence or guilt should not be withheld from the court, and therefore the manner of obtaining evidence does not affect its admissibility, but only its weight.

Second, until the 1980s our rules of evidence were characterized by formal rules of admissibility that were intended to safeguard the credibility of the content of evidence presented to the court. The hearsay evidence rule was one of the main rules of inadmissibility in this context, and it was originally introduced into our legal system from English common law. From the 1980s onward, a new trend began to develop in our legal system, in parallel to changes that also took place in the Anglo-American legal systems, systems whose tradition is similar to ours. The essence of this trend was a reduction in the formal exceptions to the admissibility of evidence, in order to give the court the power to determine their credibility and weight. According to this approach, the curtailing of the rules of admissibility was needed in order to discover the truth and do justice, since it could allow the flow of relevant information to the court that would consider the credibility of the information in the circumstances of each case on its merits. The aforesaid trend was given expression in legislation with the enactment of s. 10A of the Evidence Ordinance, which provides a statutory exception to the rule against hearsay evidence; it was also expressed in case law that restricted, by means of interpretation, the scope of the various rules of inadmissibility in our legal system. This was discussed by President Shamgar, who said that:

‘The trend that is expressed in the development of law as reflected in Israeli statute and case law, like that in other countries where the Anglo-American outlook prevails, is to restrict the exceptions to the admissibility of evidence in order to give the court the power to decide the weight of the evidence. In other words, instead of a barrier of inadmissibility, whose scope is gradually being reduced, the Anglo-American legal world has developed an approach that prefers an objective examination of every relevant piece of evidence by the court. Formalistic exceptions are replaced by an examination of trustworthiness. In this way the Anglo-American and continental legal systems have drawn closer together’ (CrimFH 4390/91 State of Israel v. Haj Yihya [65], at p. 671).

This approach has particular strength in the Israeli legal system, which is based on professional verdicts rather than decisions made by juries. Instead of admissibility barriers, preference has therefore been given to an approach that favours a substantive examination of every relevant piece of evidence by the court. This approach is consistent with the trend in all branches of our legal system and it reflects a transition from strict formal rules to giving weight to basic principles in the law, by exercising judicial discretion. This trend has been described in case law and professional literature as a changeover ‘from formalism and strict rules to flexibility and judicial discretion’ (see the remarks of Justice Cheshin in CrimA 6147/92 State of Israel v. Cohen [66], at p. 80; and see also FH 23/85 State of Israel v. Tubul [67], at pp. 331-340, per President Shamgar, and at p. 354, per Justice Barak; the remarks of Justice Kedmi in CA 703/86 Bernstein v. Attorney-General [68], at pp. 532-533; the remarks of Justice Or in State of Israel v. Mesika [25], at pp. 680-681 and the references cited there; my remarks in CA 2515/94 Levy v. Haifa Municipality [69], at pp. 730-733; the remarks of Justice Strasberg-Cohen in HCJ 6319/95 Hachmi v. Justice of Tel-Aviv-Jaffa Magistrates Court [70], at pp. 760-761). The trend of abandoning rules of admissibility in favour of a substantive assessment of evidence also in some degree affected the fact that this court adopted its fundamental position that the way in which evidence is obtained is unrelated to the question of its admissibility.

41. In addition, we should point out than the central status of the value of discovering the truth and the trend of abandoning rules of admissibility in favour of an examination of the evidence according to its nature and weight have also had an effect on the interpretive trend for the rules of inadmissibility provided in statute. With regard to the interpretation of s. 12 of the Evidence Ordinance, before the Basic Laws this court gave significant interpretive weight to the purpose concerning the safeguarding of the credibility of defendants’ confessions as a part of its outlook that discovering the truth is a central value in our legal system (see para. 30 supra). With regard to the Eavesdropping Law and the Protection of Privacy Law, the interpretation given to the provisions of the laws that introduced rules of inadmissibility limited the scope of these rules in a way that was consistent with the trend of restricting admissibility barriers for evidence in our legal system (see, for example, Appeals Court Martial v. Vaknin [63], and Kurtam v. State of Israel [58], with regard to the interpretation of the expression ‘other harassment’ in s. 2 of the Protection of Privacy Law; see also: Gilat v. Minister of Police [59], with regard to the interpretation of the provisions of the Eavesdropping Law).

42. In summary, the Israeli legislature refrained from providing a complete and express arrangement with regard to the question of the admissibility of illegally obtained evidence. Before the Basic Laws, the position that was adopted in case law was that in general, as long as there was no contrary provision in statute, illegality in the obtaining of a relevant piece of evidence did not affect the question of its admissibility but only its weight. This position was based on the legal tradition that we inherited from English common law, and also on reasons of reducing admissibility barriers in our legal system and giving significant weight to the purpose of discovering the truth in criminal proceedings.

In summary of this part of my opinion, it should be noted that the interpretive position of this court, before the Basic Laws, with regard to the admissibility of evidence that was obtained illegally was based on reasons of judicial policy and not on reasons of jurisdiction. There are a considerable number of judgments in which the court warned that if the illegality in obtaining evidence continued, them ‘… it is possible that we ought to consider a change in case law and decide that an illegally obtained confession should be inadmissible…’ (per Justice Etzioni in Zohar v. State of Israel [40], at p. 329). Justice Barak also addressed this matter in CrimA 260/78 Saliman v. Attorney-General [71], when he said that:

‘We are aware of the many difficulties facing the police in their war against crime, but every care must be taken that in this war the police do not cross the line, with the result that those who are acting in the name of the law are breaking it. It should be emphasized that the system practised in Israel is not the only possible system that can be adopted, and we have the power to change it’ (ibid. [71], at p. 207; emphasis supplied; see also in this context the remarks of Justice H.H. Cohn in Abu-Madijem v. State of Israel [35], at pp. 381-383).

These remarks are capable of showing that this court has always regarded itself as having the power to determine that illegality in obtaining evidence may make it inadmissible; notwithstanding, in view of the reasons that we elucidated above, the court chose to refrain from making such a ruling, and in appropriate cases it thought it sufficient to reduce the weight of the evidence to nil as a result of the illegality that was involved in obtaining it (see, for example, CrimA 559/77 Meiri v. State of Israel [72], where the court attributed negligible weight to the results of a photograph identity parade that was conducted in the absence of defence counsel).

We should also point out that in a series of judgments it has been held that in our legal system we should not adopt the rules of inadmissibility of evidence practised in the American legal system, known as ‘the doctrine of the fruit of the poisonous tree’ (see, for example, Abu-Midjem v. State of Israel [37], at pp. 537-538, per President Landau; Boulos v. State of Israel [61], at p. 801, per President Shamgar; Muadi v. State of Israel [36], at pp. 261-262, per Justice Elon; Appeals Court Martial v. Vaknin [63], at p. 852, per President Shamgar; CrimA 2286/91 State of Israel v. Eiloz [73], at p. 304, per President Shamgar; see also Smirk v. State of Israel [18], at p. 555). Later in our deliberations we will address the aforesaid American doctrine. But at this stage of our deliberations I see fit to point out that even though this court rejected in its case law the American rules of inadmissibility which are regarded in our legal system as a departure from the proper balance between the relevant interests and rights in the criminal proceeding, our case law has not ruled out the possibility of adopting other doctrines that render evidence that was obtained illegally inadmissible, which are of a different nature or have a different scope or framework from those of the American doctrine.

The conflicting interests in the issue of the admissibility of illegally obtained evidence, and the effect of the Basic Law on determining the proper point of balance between them

43. We must decide the question whether in view of the Basic Law: Human Dignity and Liberty, a change is required in the fundamental case law rule that the manner of obtaining a piece of evidence does not affect its admissibility. This issue is a part of a wider question that concerns the interpretive effect of the Basic Law: Human Dignity and Liberty on the rules of evidence that apply in criminal proceedings.

There is no dispute that the main purpose of the criminal proceeding is to determine innocence or guilt. In the words of Justice Barak: ‘The criminal proceeding is a harmonized and balanced set of norms that is intended to give effect to the substantive criminal law. The purpose of the criminal proceeding is to bring about the acquittal of the innocent and the conviction of the guilty’ (CrimA 639/79 Aflalo v. State of Israel [74], at p. 575; see also Barki Feta Humphries (Israel) Ltd v. State of Israel [47], at p. 784, per President Barak). This purpose does not constitute a special interest of the individual who is facing trial but an interest of society as a whole. An erroneous acquittal, and certainly a false conviction, harm both the doing of justice and the appearance that justice is being done, and it may undermine public confidence in the ability of the judicial authority to do justice to the individual and to society.

44. Discovering the factual truth is a main method of doing substantive justice in criminal cases. Discovering the truth assists the court in determining innocence or guilt, and it thereby contributes to realizing the goals of the criminal proceeding, namely the fight against crime, protecting public safety and protecting the rights of actual or potential victims of crime. The need to further these values became stronger as a result of the increase in the level of crime and the degree of sophistication of the methods used by criminals in order to carry out criminal acts and hide them from the law enforcement authorities. In view of all this, discovery of the factual truth has always been the dominant purpose of the rules of evidence in the criminal proceeding (see and cf. A. Barak, ‘On Law, the Administration of Justice and Truth,’ 27 Hebrew Univ. L. Rev. (Mishpatim) (1996) 11).

Notwithstanding, discovery of the truth was never the absolute or sole purpose of the rules of evidence, since there exist competing interests and values that are also worthy of protection. Therefore the rules of evidence recognize the importance of the value of discovering the truth, but also the relative nature of this value. In the words of the English scholar, Prof. Ashworth, ‘No system of criminal justice values truth above all other considerations’ (A.J. Ashworth, ‘Excluding Evidence as Protecting Rights’ [1977] Crim. L. Rev. 723, at pp. 732-733). Admittedly, the values and interests that affect the formulation of our rules of evidence are varied. Without purporting to exhaust them, we can mention that some of the rules of evidence practised in our legal system are based on reasons of legal policy, such as the rules of privilege whose purpose is to protect moral or professional undertakings or essential public interests, such as state security or public safety. There are rules of evidence that are based on grounds of convenience, speed and efficiency in legal procedure, such as presumptions in evidence. Many characteristics of our rules of evidence are founded on our legal tradition and the adversarial legal system practised in Israel, in which the task of bringing evidence is usually the duty of the litigants.

All of the values and interests that affect the formulation of our rules of evidence require a balancing act that is likely to lead to the creation of a disparity between reality as it is determined by the court (‘legal truth’) and reality as it truly is (‘factual truth’). The aforesaid disparity was addressed by Vice-President Elon in the following terms:

‘The legal system tries to adapt its principles, in so far as possible, to the truth of reality and the judicial authority implements its methods of investigation in order to reach, in so far as possible, the factual truth… but the factual truth is not always necessary the same as legal truth. These two truths are relative and not always identical, and, what is more, they are also not opposed to one another. For the legal system knows, and the judge is aware, that the point of origin, the methods of clarification, the nature of the norms and the rules of decision in the legal world and the work of administering justice are different from those in the research of historical fact, and from this they know and are aware that there are cases where different conclusions and “truths” are obtained by each of them’ (CA 1354/92 Attorney-General v. A [75], at pp. 744-745, and the references cited there; see also CA 61/84 Biazi v. Levy [76], at para. 1, per Justice Elon).

45. The values that affect the formulation of the rules of evidence also include protected human rights. The protection of human rights constitutes a purpose in itself in our legal system, and it affects the shaping of all branches of law, each according to its nature, purposes and characteristics. The rules of evidence in criminal proceedings are not an exception in this regard. Even before the Basic Laws, the rules of evidence in criminal proceedings were shaped by the purpose of protecting the rights of the accused.

The purpose of protecting the rights of the accused and the purpose of discovering the factual truth both serve the supreme purpose of the law that concerns the doing of justice and preventing miscarriages of justice in their broadest sense. Often the purpose of properly ascertaining the facts and discovering the truth is consistent with the purpose of protecting the rights of the accused. Thus, for example, the rule of evidence that the prosecution must prove guilt in criminal cases beyond all reasonable doubt and the rules that require, in certain circumstances, additional evidence in order to obtain a conviction in criminal cases serve both the purpose of discovering the truth and the protection of the right of the accused to dignity and liberty. In these contexts, the two aforesaid purposes supplement one another.

Notwithstanding the aforesaid, there are cases where the purpose of protecting the rights of the accused is directly in conflict with the purpose of discovering the truth. The clearest examples of this are the rules that prevent the court from admitting evidence that can indicate guilt, in order to protect the rights of the accused. In this context, we should point out that rules that make evidence inadmissible may be based on one of several possible reasons. There are rules of inadmissibility whose purpose is to prevent information being brought before the court because there is a concern with regard to its reliability. An example of this is the rule that hearsay evidence is inadmissible or the rule that the results of a lie-detector test are inadmissible for the purpose of a conviction in criminal cases. The purpose of these rules of inadmissibility is closely associated with the purpose of discovering the truth. On the other hand, it is possible to point to rules of inadmissibility that are based on reasons that are unassociated with the discovery of the truth but are based on competing social values and interests. In these cases, it is necessary to find the proper balance between the conflicting purposes in accordance with the relative weight of the different values underlying them (see N. Zaltzman, ‘ “Factual Truth” and “Legal Truth” — Withholding Information from the Court to Protect Social Values,’ 24 Tel-Aviv University Law Review (Iyyunei Mishpat) (2001) 263, at pp. 264-265).

As we have said, the question of the admissibility of illegally obtained evidence creates a need to find a proper balance. The dilemma that arises in this context is to choose between all of the rights and interests that concern the public, in its widest sense. On the one hand, the interests of law enforcement, fighting crime and protecting public safety support the view that the admissibility of evidence should not be considered in accordance with the way it was obtained. Thereby, all of the relevant information will be presented to the court, which will be able to clarify the factual truth. The protection of the rights of the victims of the offence also supports a position where all the relevant evidence is brought before the court in order to ascertain the innocence or guilt of the accused. In view of all of the aforesaid interests, it may be argued that acquitting the accused merely because the investigation authorities obtained the evidence against him by improper methods amounts to a ‘windfall’ for the offender that he does not deserve. It may also be argued that such an acquittal comes at a high social price and it may lead to the undermining of public confidence in the criminal process, especially in circumstances where the defect that occurred in the investigation proceedings was technical and negligible. According to this approach, the criminal proceeding should focus on the question whether the charge attributed to the accused has been proved or not. Dealing with investigators who acted illegally in the manner that they obtained the evidence ought to be done in other ways — disciplinary, criminal or civil — and not by declaring illegally obtained evidence to be inadmissible.

On the other hand, no one disputes that the law enforcement authorities should act lawfully in carrying out their duties, while upholding the rights of persons under interrogation and the accused. Moreover, no one disputes that the end of law enforcement does not justify the means of obtaining incriminating evidence. ‘A freedom-seeking democracy is not prepared to allow investigators to use every method in order to disclose the truth’ (per President Barak in Public Committee Against Torture v. Government of Israel [26], at p. 835 {590}). In the words of Justice D. Levin: ‘The authority must not violate the rights to which the accused is entitled in order to bring about his conviction at any price, since the integrity of the judicial process is a essential precondition for the existence of a proper legal system’ (CrimA 2910/94 Yefet v. State of Israel [77], at p. 368). Admitting evidence that was obtained illegally by the law enforcement authorities may in certain cases harm crucial values in our legal system, including the administration of justice, safeguarding the fairness and integrity of the criminal proceeding and protecting the dignity and liberty of the accused. According to a broad conception of the work of dispensing justice, it is not restricted to discovering the truth and a correct application of the law to the facts of a specific case; the administration of justice is also based on the way in which the court reaches its decision in the circumstances of the case before it. Basing a conviction on evidence that was obtained in an illegal manner or by means of a substantial violation of a protected human right allows the investigation authorities to enjoy the fruits of their misdeed and it may create an incentive for improper acts of interrogation in the future. Admitting such evidence may be seen as the court giving approval to the aforesaid illegality and being an accessory, albeit after the event, to the improper conduct of the investigation authorities. Consequently, in certain circumstances admitting the evidence in court may prejudice the fairness and integrity of the judicial process. It is also likely to harm public confidence in the judicial system whose role is to protect the rights of the individual against illegal executive acts. It has been said in our case law, in another context, that: ‘The result of the proceeding is not a judicial decision suspended in mid-air. It also involves a decision with regard to the proper method of conducting the proceeding and protecting the rights of the litigants before the court… a serious procedural defect is to a large extent a serious substantive defect’ (per President Barak in Kuzali v. State of Israel [4], at p. 564). Therefore, the administration of justice in its broad sense and maintaining public confidence in the judicial system, protecting the rights of the accused and the fairness and integrity of the criminal proceeding, and the common interest of both the public and the individual in invalidating illegal investigation methods and deterring the investigative authority from employing similar methods in the future — all of these support the conclusion that, in appropriate circumstances, a significant breach of the law in obtaining the evidence will lead to it being inadmissible, even if there is no concern with regard to the truth of its content.

46. Striking a proper balance between all of the conflicting values involved in the question of the admissibility of illegally obtained evidence is not a simple task. As I shall explain below, before the Basic Laws case law balanced the competing interests by holding that in general, as long as statute did not provide otherwise, the manner of obtaining the evidence did not affect the admissibility of the evidence but only its weight. This gave decisive preference to the value of discovering the truth and the related interest of protecting the public.

The status given to basic human rights since the Basic Laws were enacted in 1992 has given greater weight to the duty to take protected human rights into account, and in appropriate circumstances the weight that should be attributed to them has also grown in comparison to competing values and interests. This is definitely the case in the field of criminal law that directly concerns the right of a person, whether he is accused of an offence or a victim of one, to dignity, liberty and the protection of his person and property. The remarks of President Barak in CrimApp 537/95 Ganimat v. State of Israel [45] in this regard are illuminating:

‘The innovation made by the enactment of the Basic Laws is not… the mere recognition of human rights and the need to maintain a balance between them and the needs of the public as a whole. The innovation made by the Basic Laws lies in the elevation of the normative level of human rights to a constitutional super-legislative status and in determining the elements of the proper balance… It follows that the innovation in the Basic Laws is not the mere existence of a balance. The innovation is in the location of the balancing point. Elevating the status of human rights on the one hand, and reducing the scope of the considerations that may violate them on the other, inherently create a new reciprocal relationship and new balancing points between human rights and violations thereof’ (ibid. [45], at p. 414; emphases supplied).

The spirit of the Basic Laws that affects the interpretive approach with regard to the proper balance between the various purposes of the rules of evidence in criminal cases also has a bearing on the question of the admissibility of illegally obtained evidence. It has already been said in our case law that ‘the Basic Law: Human Dignity and Liberty creates… a new margin for a fair trial within the existing system…’ (per Justice D. Levin in Yefet v. State of Israel [77], at p. 368). Within the framework of this new margin, there is a basis for the claim that in the enforcement of criminal law there are circumstances in which admitting evidence that was obtained by improper methods may undermine the fairness of the proceeding vis-à-vis the accused and the administration of justice in its broad meaning (see and cf. B. Okon and O. Shaham, ‘Due Process and a Judicial Stay of Proceedings,’ 3 HaMishpat (1996) 265, at p. 279). The question of the admissibility of illegally obtained evidence cannot be decided in accordance with the purpose of discovering the truth and fighting crime only. Even though this purpose is the main purpose of the criminal proceeding, today we need a more flexible balancing point that also takes into account the protected rights of the accused and the need to protect the fairness and integrity of the process. Adopting a flexible balancing point for this issue will befit the new normative reality that was created when the Basic Law was enacted, and it will give expression to our commitment to protect the rights of the individual against a violation thereof by the executive authorities. Admittedly, withholding relevant information from the court may lead in these circumstances to a distancing of the ‘legal truth’ from the ‘factual truth.’ But this result is a consequence of the fact that the administration of justice process does not stand alone but is a part of a complex social system of values, interests and rights that need to be balanced (see Zaltzman, ‘ “Factual Truth” and “Legal Truth” — Withholding Information from the Court to Protect Social Values,’ supra, at p. 273).

Against this there will be those who argue that one can point to other legal measures — disciplinary, criminal or civil — in order to address any illegality that is involved in obtaining evidence by the law enforcement authorities. According to that argument, in view of the existence of alternative legal measures, there is no basis for declaring evidence inadmissible on account of the manner of obtaining it, thereby departing from the main value of discovering the factual truth. The response to this argument lies in the fact that the alternative measures are intended to provide relief for the violation that has already been inflicted on the rights of the accused when the evidence was obtained. But those measures do not prevent a disproportionate violation of the fairness and integrity of the criminal process when illegally obtained evidence is admitted in a trial. We will return to this at greater length below.

47. The conclusion that follows from our deliberations hitherto is that in the spirit of the Basic Laws we need to reconsider the question of the admissibility of illegally obtained evidence and adapt it to the new normative reality that created. A more flexible balancing point is required, which, in addition to seeking to realize the purpose of discovering the truth and fighting crime, will give weight to the protection of the accused’s rights as a factor in safeguarding the fairness of the criminal process and as a part of doing justice in the broad sense.

It should be emphasized that this approach does not include a determination that the protection of the rights of the accused has become the main purpose of the rules of evidence or that the purpose of discovering the truth has become less important. The latter purpose remains, as it was, the chief purpose of the rules of evidence in criminal law, for ascertaining innocence or guilt and for protecting public safety against ever increasing crime that has become more sophisticated and organized than in the past. Moreover, as we said above, the criminal proceeding does not focus only on the protection of the rights of suspects and defendants, but also on the protection of human dignity and the rights of the actual and potential victims of the offence. It has already been held in our case law that —

‘The Basic Law: Human Dignity and Liberty brings with it a written constitutional message for every individual in society, but this message is intended for all of society and not merely for the offenders in it. The actual and potential victim of the offence and every innocent citizen are entitled to protection of their dignity and liberty from fear, terror and injury, no less than the accused…’ (per President Shamgar in CrimFH Ganimat v. State of Israel [46], at p. 621; see also the remarks of President Barak, ibid., at pp. 651-652; see also s. 1 of the Rights of Victims of Crime, 5761-2001, which gives statutory expression to the purpose of protecting the human dignity of victims of offences).

Therefore, a more flexible balancing point between all of the competing values relevant to the question of the admissibility of illegally obtained evidence does not mean a blanket exclusion of every piece of evidence obtained in that manner. Moreover, even the Basic Laws did not give an absolute status to the human rights protected by them. The existence of a limitations clause that provides the balancing formula for a violation of constitutional rights shows that the rights protected in the Basic Law are relative and that there are cases where they must give way to competing values and interests. In this spirit, it should be determined that only in appropriate cases, which we shall address later, should the balance between the competing values lead to the exclusion of illegally obtained evidence. I have already said on another occasion that:

‘There is a question whether the right to consult a lawyer as complementary to the right to remain silent has acquired a constitutional status as a result of the Basic Law: Human Dignity and Liberty; an associated question is whether we should today adopt a rule that a confession that was obtained as a result of a breach of the aforesaid rights is inadmissible, and what should be the nature of that rule… these questions are not simple. Their complexity derives, inter alia, from the fact that the aforesaid rights, whether they have acquired a constitutional status or not, are not absolute; the right of the suspect and accused to remain silent, the right to consult a lawyer and the right to a fair trial are countered by important public interests, such as the fight against crime, the protection of state security and public safety, discovering the truth, and even the need to protect the rights of the victim of the offence who was harmed as a result of the criminal act. Therefore, a delicate and complex act of balancing is required between the variety of competing rights, values and interests, in accordance with the values of our legal system and in accordance with the framework of the limitations clause’ (Smirk v. State of Israel [18], at para. 14; emphasis supplied; see also in this regard: Hasson v. State of Israel [57], at p. 283, per Justice Naor; with regard to the need to find a proper balance between the protection of the rights of the suspect and the accused, on the one hand, and the public interest in the elimination of crime and the protection of the victims of crime, on the other, see also the remarks of Justice Strasberg-Cohen, in Hachmi v. Justice of Tel-Aviv-Jaffa Magistrates Court [70], at pp. 755-756).

As we shall explain at length below, the balance between the rights of the accused and the fairness of the criminal process, on the one hand, and the competing values including the value of discovering the truth, the fight against crime and the protection of public safety and the rights of the victims of crime, on the other, leads to the adoption of a doctrine of relative inadmissibility. This will give the court discretion to decide the question of the admissibility of illegally obtained evidence according to the circumstances of each case on its merits and according to criteria that we will discuss below.

48. Adopting such a rule of inadmissibility may prima facie lead to the undermining, to some extent, of the trend that has been seen in our legal system since the 1980s, which mainly involved a transition from rules of inadmissibility to a substantive evaluation of evidence. Notwithstanding, we are speaking of a development that is rooted in the normative infrastructure introduced by the Basic Law to strengthen the trend of having consideration for human rights. We are not speaking of a step that returns our case law back to the period of admissibility barriers that we knew in the past, but of an additional development that is based on the dynamic processes that have been taking place in recent decades. Whereas in the past the strict admissibility barriers were intended to withhold from the court ab initio any evidence whose credibility was in doubt, over the years a trend has developed of restricting the formal rules of admissibility and giving preference to a substantial examination of evidence according to its weight and credibility. As we said above, this recent trend was based, inter alia, on the outlook according to which, as a rule, bringing the relevant information before the court will allow it to form an independent impression of its credibility and probative value, and aid it in realizing the purpose of discovering the truth. This trend was enshrined in the approach that the discovery of the factual truth constitutes a central value in doing justice, and that we ought to aspire to as much consistency as possible between reality as determined by the court and reality as it truly is (see Barak, ‘On Law, the Administration of Justice and Truth,’ supra, at p. 13). The aforesaid aspiration remains unchanged, but in view of the normative reality that was created as a result of the Basic Laws, an additional development is now required in the direction of adopting a doctrine that allows evidence to be declared inadmissible; but this time we are not speaking of formal and strict rules of inadmissibility, of the kind that were practised in the past; according to our approach, the new doctrine of inadmissibility that we must introduce is flexible and based on the need to balance the value of discovering the truth against conflicting values that mainly concern the protection of the rights of the accused and protecting the fairness and integrity of the criminal process. A similar trend has been seen in other common law countries, including England, Canada and Australia. As we shall explain below, formal barriers of admissibility have also been restricted in these countries, and at the same time doctrines have been introduced that allow illegally obtained evidence to be declared inadmissible at the discretion of the court.

49. The current development in our legal system, which leads to the adoption of a doctrine that illegally obtained evidence is inadmissible, does not constitute an unforeseen revolution in the rules of evidence but is an additional step in a gradual process. Before the Basic Laws were adopted, the legislature saw fit to provide rules of inadmissibility in the Eavesdropping Law and in the Protection of Privacy Law with regard to evidence that was obtained by means of an illegal violation of the right to privacy. Moreover, over the years the court has discussed, on several occasions, the possibility that in the future the case law rule will be changed so that illegality involved in obtaining the evidence will make it inadmissible (see para. 42 supra and the references cited there). In view of all this, it is clear that even before the enactment of the Basic Laws concerning human rights, it was possible to change the case law rule according to which the manner in which evidence was obtained did not affect the question of its admissibility, although in practice this court refrained from making such a change. The enactment of the Basic Law: Human Dignity and Liberty has made it more urgent to reconsider the matter, and even provided ‘… an indication of the proper direction of the new development’ (CrimApp 537/95 Ganimat v. State of Israel [45], at p. 415, per President Barak).

Indeed, when the Basic Laws were enacted, trends could be seen in our case law that made the balancing point on the question of illegally obtained evidence more flexible, so that after the Basic Law: Human Dignity and Liberty was passed, there was a change in the interpretive approach of this court with regard to the rule of inadmissibility in s. 13 of the Eavesdropping Law. In the spirit of the Basic Law: Human Dignity and Liberty, this court saw fit to attribute greater weight than in the past to the protection of the constitutional right to privacy, even though this interpretive approach led to broadening of the scope of the rule of inadmissibility provided in the aforesaid s. 13 (see, for example, State of Israel v. Nahmias [60], at p. 331, per Justice Bach, and at pp. 352-353, per Vice-President Barak; see also in this regard the remarks of President Barak in CrimA 1668/98 Attorney-General v. President of Jerusalem District Court [2002] IsrSC 56(1) 625, at pp. 631-632). It should be noted that the aforesaid trend, which attributes greater weight than in the past to the duty to take the rights of the individual into account within the framework of the interpretation of the statutory rules of inadmissibility, is very much in accord with the interpretation that we proposed above with regard to the rule of inadmissibility provided in s. 12 of the Evidence Ordinance. It may be assumed that the aforesaid interpretive trend will also, in the future, influence the interpretation of the rule of inadmissibility provided in s. 32 of the Protection of Privacy Law, but we can leave the consideration of this matter until it is required (see, in this regard, Harnon, ‘Illegally Obtained Evidence: A Comparative Perspective,’ supra, at p. 1024, footnote 150; see also Elon, ‘The Basic Laws — Enshrining the Values of a Jewish and Democratic State,’ supra, at pp. 79-83).

Moreover, in a series of cases decided after the enactment of the Basic Law, this court spoke positively of the possibility of adopting a relative doctrine of the inadmissibility that would allow illegally obtained evidence to be declared inadmissible in appropriate circumstances (see my remarks in Smirk v. State of Israel [18], at pp. 546 and 555; Hasson v. State of Israel [57], at p. 283, per Justice Naor; my remarks in CrimA 2180/02 Kassem v. State of Israel [79], at p. 654; and see the comments on these remarks in CrimA 9970/03 Deri v. State of Israel [80], at para. 6 of the opinion of President Barak; CrimApp 6689/01 Migdalani v. State of Israel [81], at pp. 176-177, per Justice Rivlin; HCJ 266/05 Pilant v. Gen. Efroni [82], at para. 3C of the opinion of Justice Rubinstein; for judgments of lower courts that support the adoption of such a doctrine of inadmissibility, see, for example, CrimC (Naz) 511/97 State of Israel v. Odeh [102]; CrimC (TA) 4598/01 State of Israel v. Ben-Shushan [103]). Support for adopting in our legal system a doctrine of inadmissibility of illegally obtained evidence has also been expressed in the academic literature of many scholars (see, in this regard, Gross, ‘The Procedural Rights of the Suspect or the Accused under the Basic Law: Human Dignity and Liberty,’ supra, at p. 180; Gross, ‘A Constitutional Rule of Inadmissibility — Has it a Place in Israel?’ supra; A. Barak, ‘The Constitutionalization of the Legal System following the Basic Laws and its Ramifications on (Substantive and Procedural) Criminal Law,’ 13 Bar-Ilan Law Studies (Mehkarei Mishpat) (1996) 5, at pp. 23-24); E. Harnon, ‘Illegally Obtained Evidence — Has the Legal Position Changed following the Basic Law: Human Dignity and Liberty,’ 13 Bar-Ilan Law Studies (Mehkarei Mishpat) (1996) 139; Zaltzman, ‘ “Factual Truth” and “Legal Truth” — Withholding Information from the Court to Protect Social Values,’ supra; Y. Shahar, ‘Criminal Procedure,’ Israel Law Yearbook 1992, 3; Elon, ‘The Basic Laws — Enshrining the Values of a Jewish and Democratic State,’ supra, at pp. 79-83).

Thus we see that the adoption of a doctrine of inadmissibility for illegally obtained evidence does not constitute a revolution that is foreign to our legal system; rather it is a desirable and expected development. There is no doubt that the Basic Law paved the way for the required change in thinking that made it possible to adopt such a doctrine. Moreover, the provisions of the Basic Law may serve as a possible basis for enshrining this doctrine normatively, which I shall explain later.

Adopting a judicial doctrine of inadmissibility

50. The Chief Military Prosecutor and the attorney-general argued in their written summations that even if there is a basis for adopting a doctrine in our legal system that makes illegally obtained evidence inadmissible, it is not the role of this court to order this by means of judicial legislation. According to them, the case law that the manner of obtaining evidence does not affect the question of its admissibility is well-established case law of many years’ standing, and therefore any change to it ought to be made only by the legislature. It should be emphasized that the prosecution does not dispute the fact that case law does not constitute a ‘law’ within the meaning of this term in the retaining of laws provision set out in s. 10 of the Basic Law. There is therefore no dispute between the parties before us that the case law with regard to the admissibility of illegally obtained evidence may be changed in the spirit of the Basic Law. The main argument of the prosecution in this context is that even though this court is competent in principle to order a change of the aforesaid case law, it ought to refrain from doing so until the legislature has stated its express position on the subject.

It is possible that the doctrine of inadmissibility of illegally obtained evidence should have been introduced by the legislature. For this reason, we even waited before giving our judgment, in the hope that the matter would be regulated in legislation of the Knesset (see para. 13 supra). But since the draft laws on this matter have not matured into legislation from the time the appeal was filed until today, there is no alternative to making a judicial decision on the question whether the case law rule that has prevailed hitherto in our legal system until now, according to which the manner of obtaining evidence does not affect the question of its admissibility, should be changed.

In this context it should be emphasized that in view of the fact that the Evidence Ordinance does not constitute a complete and exhaustive codex of law, our rules of evidence are to a large extent the result of development by this court. As such, they constitute a part of the ‘Israeli version of common law’ (see LCA 1412/94 Hadassah Medical Organization v. Gilad [83], at p. 524, per President Barak; see also the remarks of President Shamgar in State of Israel v. Tubul [67], at pp. 318-319, and his remarks in MApp 298/86 Citrin v. Tel-Aviv District Disciplinary Tribunal of Bar Association [84], at p. 354). The approach that prevailed in our legal system until now, according to which the manner of obtaining evidence did not affect the question of its admissibility is also not the creation of the legislature but the product of the case law of this court. In view of this, this court has always had the power to change it.

Admittedly, as has been stated above, even before the enactment of the Basic Laws this court assumed that it had the power to change the case law rule under discussion, but it refrained from doing so for reasons of judicial policy. In view of the effect of the Basic Laws, a reconsideration is now required of the question of the admissibility of illegally obtained evidence, in order to make the case law rule in this matter consistent with the change that has occurred in our normative reality. Indeed, a change in case law, especially when it may affect the way in which the criminal trial is conducted and the rules of evidence that apply to it, is not made as a matter of course. ‘This approach derives from the respect that we feel towards our colleagues, whose learning can be seen from legal literature, from the need to ensure security and stability and from the recognition that the reasonable expectations of members of the public, which are based on the case law of the court, should be realized’ (per Justice Barak in HCJ 547/84 HaEmek Poultry Registered Agricultural Cooperative Society v. Ramat-Yishai Local Council [85], at p. 145). Great care is therefore required before this court changes its case law on the fundamental issue of the admissibility of illegally obtained evidence. Indeed, as we shall explain below, the case law adoption of the doctrine under discussion will be carried out with moderation and care, while giving discretion to the court to examine the question of the admissibility of illegally obtained evidence in each case according to its circumstances and in accordance with criteria that we shall address below. Moreover, our judgment does not provide a solution to all of the questions involved in the adoption of such a case law doctrine, and in any event these questions will be resolved in future case law, by moving forward carefully from case to case. Certainly the legislature will be able to have its say on the subject under discussion even after we have given our judgment, and it may determine the arrangement that it thinks fit, provided that this legislative arrangement ‘befits the values of the State of Israel, is intended for a proper purpose and is not excessive’ (s. 8 of the Basic Law: Human Dignity and Liberty). So we see that the adoption of a case law doctrine that excludes illegally obtained evidence should be made with the sensitivity and care that are required by the change in the case law rule that prevailed until now.

Notwithstanding, it should be emphasized that the need to preserve legal stability and certainty does not mean that case law should remain stagnant without any ability to change and adapt itself to the needs of the changing reality. This is especially the case when the change in case law is required in order to protect human rights and in order to safeguard the fairness of the criminal process and the administration of justice in their broad sense. This court has been committed, since its founding, to the protection of human rights. It is bound by the duty to uphold the rights protected in the Basic Laws and whatever is implied by this with regard to conducting the judicial process (see s. 11 of the Basic Law: Human Dignity and Liberty). In view of all this, the fact that after the Basic Laws the legislature has not seen fit to introduce an express statutory doctrine that allows illegally obtained evidence to be declared inadmissible in appropriate cases does not exempt the court from its duty to make its case law on the aforesaid issue consistent with the spirit of the Basic Laws, in order to create ‘normative coherence’ (A. Barak, A Judge in a Democracy (2004), at p. 63). This is especially the case in view of the fact that the court is responsible for the process of discovering the truth and dispensing justice in the criminal proceeding, and in view of its duty to achieve these purposes without any disproportionate violation of the accused’s rights.

In addition, we should point out that a comparative perspective of the position in other countries with a similar legal system to our own shows that some of them have adopted judicial doctrines according to which illegally obtained evidence is inadmissible. Thus, for example, in the United States the Supreme Court has developed rules that evidence obtained by means of a breach of constitutional rights is inadmissible. In England, the common law recognized, as long ago as 1955, the discretion of the court to declare evidence inadmissible if admitting it would be unfair to the accused. As I said in para. 39 above, this authority has hardly ever been used in practice, and the aforesaid doctrine was replaced in 1984 statutory inadmissibility provisions in the Police and Criminal Evidence Act, which we shall discuss later. In Australia the High Court adopted a case law doctrine that allowed illegally obtained evidence to be declared inadmissible at the discretion of the court (Bunning v. Cross [106]). Later the Uniform Evidence Acts 1995 were enacted, and these contain inadmissibility provisions that apply in the federal courts. We cannot rule out the possibility that a similar process will also occur in the future in Israel, such that the judicial recognition of a doctrine that illegally obtained evidence is inadmissible will lead to the assimilation of the aforesaid doctrine in a statute that is consistent with the provisions of the Basic Law.

51. The Chief Military Prosecutor and the attorney-general further argued in their written summations that in view of the absence of an express statutory arrangement that illegally obtained evidence is inadmissible, the existing statutory position in our legal system should be interpreted as indicating an intention on the part of the legislature to create a ‘negative arrangement’ on this issue. This argument was comprised of several secondary arguments that we will consider below.

It was argued before us that the three rules of inadmissibility set out in s. 12 of the Evidence Ordinance, s. 13 of the Eavesdropping Law and s. 32 of the Protection of Privacy Law should be interpreted as evidence of the existence of a negative legislative arrangement with regard to the adoption of a case law doctrine that illegally obtained evidence should be inadmissible; this argument cannot be accepted for several reasons. First, this court has always refrained from basing its case law on the question of the admissibility of illegally obtained evidence on this interpretation. In Vaknin v. Appeals Court Martial [5] it was expressly held that ‘from the provisions of s. 32 of the Protection of Privacy Law, which makes material that was obtained by means of a violation of privacy inadmissible as evidence in certain circumstances, nothing can be implied — either positively or negatively — with regard to the policy of the legislature with regard to the rule of inadmissibility in general’ (per Justice Barak, ibid., at p. 423; emphasis supplied). Second, from a purposive viewpoint, the aforesaid inadmissibility provisions should not be interpreted as evidence of an intention on the part of the legislature that a general doctrine that excludes illegally obtained evidence should not be adopted. Thus, for example, there is no logic in saying that eavesdropping without a lawful permit is more serious than obtaining other evidence by improper means (see, in this regard, Harnon, ‘Illegally Obtained Evidence: A Comparative Perspective,’ supra, at p. 1026). According to my approach, the statutory rules of inadmissibility may imply a fundamental position that is different from the one argued by the chief military prosecutor and the attorney-general, according to which in certain circumstances declaring evidence inadmissible because of illegality that was involved in obtaining it is a possible relief.

It should be stated that there is a separate question as to whether the concrete rules of inadmissibility provided in legislation create an exhaustive arrangement with regard to the admissibility of the evidence addressed therein. In other words, do the aforesaid rules prevent the application of a case law doctrine of inadmissibility of confessions of defendants and evidence obtained contrary to the provisions of the Eavesdropping Law and the Protection of Privacy Law? We shall address this question, which concerns the scope of the application of the case law doctrine, below.

52. The Chief Military Prosecutor and the attorney-general further stated before us that the Basic Law: Human Dignity and Liberty does not contain an express provision with regard to the inadmissibility of evidence that was obtained by means of an illegal breach of the rights protected within its framework. According to their argument, the silence of the Basic Law on this issue is very significant, and it indicates a negative arrangement that prevents the judicial adoption of a doctrine that illegally obtained evidence should be inadmissible.

This argument should be rejected. The Basic Laws that address human rights do not contain any provision concerning remedies or reliefs for a violation of the rights protected by them. The silence of the Basic Law on this issue should not be interpreted as a negative arrangement. It is well known that s. 1A of the Basic Law: Human Dignity and Liberty provides that the purpose of the Basic Law is ‘to protect human dignity and liberty, in order to enshrine in a Basic Law the values of the State of Israel as a Jewish and democratic state.’ Without reliefs for a breach of the rights protected within the framework of the Basic Law, the purpose of protecting these rights would be bereft of all significance. Admittedly, the role of formulating the reliefs for a breach of constitutional rights is first and foremost the duty of the Knesset. It has the proper tools for creating a comprehensive arrangement that will lead to a proper correlation between the violation of the constitutional right and the relief for it. Notwithstanding, in the absence of a statutory provision in this regard, the court is competent to formulate appropriate reliefs for a breach of the rights protected in the Basic Laws, by virtue of its positive duty to protect these rights and in accordance with the general outlook of our legal system that where there is a right, there is also a remedy (ubi ius ibi remedium) (see Barak, A Judge in a Democracy, supra, at pp. 237-238; Barak, Constitutional Interpretation, supra, at pp. 365 and 703; D. Barak-Erez, Constitutional Torts — The Pecuniary Protection of the Constitutional Right (1993), at p. 151; E. Gross, ‘Constitutional Remedies,’ 4 Mishpat uMimshal (1998) 433, at pp. 436-439).

Indeed, in several judgments this court has adopted the interpretive outlook that the aforesaid silence of the Basic Law does not constitute a negative arrangement with regard to the recognition of reliefs whose purpose is to protect the rights protected therein. Thus, for example, in CA 6821/93 United Mizrahi Bank Ltd v. Migdal Cooperative Village [86], at pp. 276, 415-419. it was held that the court is competent to declare an ordinary law void if it conflicts with the Basic Law, as a part of the outlook that legislation of the Knesset should be consistent with the general constitutional framework. The court held this even though the Basic Laws that address human rights do not contain an express provision — as opposed to an implied inference — with regard to the existence of a power to declare a statute void if it is inconsistent with their provisions. We should also point out that in Daaka v. Carmel Hospital [52] this court held, by a majority, that an illegal violation of a protected constitutional right (the right of the individual to autonomy of will) may constitute an independent compensatable head of damage within the framework of the tort of negligence. It may be assumed that in the future we will be called upon to determine the question of the recognition of additional relief for the breach of constitutional rights and the question of the manner in which such reliefs should be formulated: whether they should be derived directly from the Basic Law or whether they should find their place in areas of law that are external to them (with regard to the possible methods of formulating relief for the breach of constitutional rights, see Barak, Constitutional Interpretation, supra, at pp. 780-781; see also Barak-Erez, Constitutional Torts — The Pecuniary Protection of the Constitutional Right, supra, at pp. 149 et seq.; Gross, ‘Constitutional Remedies,’ supra, at pp. 439-440). In any case, for the purpose of the matter before us it is sufficient for us to determine that the Basic Law: Human Dignity and Liberty does not contain a negative arrangement with regard to the inadmissibility of illegally obtained evidence, and that, in the spirit of the provisions of the Basic Law, the adoption of such a doctrine is now required.

53. The Chief Military Prosecutor and the attorney-general, in their written summations, also addressed the Criminal Procedure (Enforcement Powers — Arrests) Law and the Criminal Procedure (Enforcement Powers — Search of Body of Suspect), 5756-1996, which were enacted after the Basic Laws came into force. According to their argument, the absence of an express provision of statute that allows evidence that was obtained in violation of the provisions of the aforesaid laws to be declared inadmissible indicates the existence of a negative arrangement with regard to the adoption of the doctrine under discussion.

This argument should also be rejected. The two aforesaid laws were intended to bring the arrest, detention and search powers into line with what is required by the provisions of the Basic Law: Human Dignity and Liberty. These laws indicate the change in outlook introduced by the Basic Law, with a greater emphasis than in the past on the protection of the rights of persons under interrogation and under arrest vis-à-vis the needs of the investigation in the sphere of criminal procedure. The aforesaid laws do not address at all the questions of evidence that arise from exercising the powers of arrest, detention and search, and in any case they do not imply anything, either positively or negatively, with regard to the position of the legislature on the adoption of a doctrine that illegally obtained evidence should be inadmissible.

Interim summary

54. The Basic Law: Human Dignity and Liberty elevated the human rights that are protected in it to a constitutional super-legislative status. A change was therefore made to our normative reality. This change is reflected first and foremost in the possibility of judicial review of the constitutionality of laws that were enacted after the Basic Laws concerning human rights came into force. Notwithstanding, this does not exhaust the whole scope of the effect of the aforesaid Basic Laws. The Basic Laws affect the manner in which executive discretion is exercised. The spirit and principles of the Basic Laws shed light with varying degrees of intensity on all branches of law and these affect the basic concepts and basic outlooks in them. Inter alia, they affect the interpretation of legislation that preceded the Basic Laws and ‘the Israeli version of common law’ that is developed in the case law of this court.

These normative changes require a reconsideration of the question of the admissibility of illegally obtained evidence. If in the past our legal system was guided by the case law ruling that the question of the admissibility of evidence is not considered in accordance with the manner in which it was obtained, since the interpretive centre of gravity in this respect was focused on the purpose of discovering the truth and fighting crime, today a more flexible balancing point is required, which takes into account the duty to protect the rights of the accused and the fairness and integrity of the criminal process. The proper balance between all of the competing values and interests on this question leads to the adoption of a relative doctrine of inadmissibility, within the framework of which the court will have discretion to decide the admissibility of illegally obtained evidence in the circumstances of each case on its merits, and in accordance with criteria that we shall discuss below.

The adoption of a doctrine that illegally obtained evidence is inadmissible and determining the strength and scope of such a doctrine is a matter worthy of legislation. Nonetheless, as aforesaid, our rules of evidence are largely the creation of case law, and in the absence of a negative legislative arrangement on this issue, the court has the duty to adapt the case law norm that it originally determined to the changing normative reality. For the reasons that we have discussed extensively above, the necessary conclusion is that the time has come to adopt a case law doctrine that, in appropriate circumstances, allows illegally obtained evidence to be declared inadmissible in our legal system.

Models of doctrines that exclude illegally obtained evidence — a comparative perspective

55. In order to determine the nature and framework of the doctrine under discussion, we should address three main questions that are interrelated, even though for the convenience of our deliberations we shall present them as separate questions: the first question concerns the main purpose of a doctrine that renders evidence inadmissible because of the manner in which it was obtained. In the case law of this court and also in other legal systems that are closely related to our legal system, different approaches have been expressed on this question. We shall focus our perspective on the three main approaches to the issue. According to one approach, the main purpose of excluding evidence because it was obtained illegally is an educational-deterrent purpose. According to this approach, the inadmissibility of evidence that was obtained in an improper way is intended mainly to educate the investigation authorities and deter them from adopting similar methods in the future, by making it impossible for the prosecution to benefit from the fruits of the illegality that was involved in obtaining the evidence. According to this approach, alternative methods of deterring the police from using improper investigative methods have been found to be ineffective, and it is therefore necessary to declare evidence that was obtained by such methods inadmissible.

According to a second approach, the exclusion of illegally obtained evidence is mainly intended to protect the rights of defendants in their interrogation. According to this approach, the violation of the protected rights of the person under interrogation by the law enforcement authorities gives rise to a justification for the evidence that was obtained as a result of that violation not being admissible, as a part of the protection of those rights. This approach has also been called the ‘protective approach.’

According to a third approach, the main emphasis in excluding illegally obtained evidence is placed on the moral aspect of the criminal proceeding. According to this approach, a judicial decision with regard to a conviction and sentencing of a person does not merely impose on him a legal sanction — imprisonment or a fine — but also a moral sanction that is reflected in the stigma that accompanies a criminal conviction. Making use of evidence that was obtained improperly by the law enforcement authorities may, in certain circumstances, taint the criminal conviction and undermine its legitimacy. Inter alia, the court may be regarded as sanctioning the defect and being a party, after the event, to the illegality in the behaviour of the investigators. Moreover, since the police investigation stage is a part of the complete system of administering justice, the admissibility of evidence in a trial when it was obtained by means of illegal interrogation methods may undermine the integrity of the judicial process and public confidence therein. According to this approach, the inadmissibility of the evidence is intended to protect values that mainly concern the integrity and fairness of the criminal process, and it is required as a part of the work of administering justice in its broad sense, and as a prerequisite for public confidence in the judicial system. At this point we should emphasize that there is a close relationship between the three aforesaid purposes, and that the formulation of the nature and framework of a doctrine concerning the inadmissibility of illegally obtained evidence will necessarily be affected by all of the purposes that we have discussed. Notwithstanding, the question before us is what is the primary or dominant purpose that ought to serve as the basis for such a doctrine.

 The second question that affects the formulation of the doctrine under discussion concerns the theoretical model on which the inadmissibility of the evidence should be based. In this regard, two main models can be identified. According to one model, the inadmissibility of the evidence is a remedy for an illegal violation of a protected right of the accused, which took place when the evidence was obtained. As we shall clarify later on, this theoretical model is consistent with the educational-deterrent approach, and it may also be consistent with the protective approach (hereafter: ‘the remedial model’). Another possible model is that the inadmissibility of the evidence is intended to prevent a future violation of a protected value, which is separate from the original right that was violated when the evidenced was obtained. Within the framework of this model, the inadmissibility of the evidence constitutes a prospective relief and its purpose is to prevent a violation of the protected social value when the evidence is admitted in the trial. As we shall explain below, this theoretical model is consistent with the approach that regards the protection of the criminal process, its integrity and fairness as the main purpose for declaring evidence inadmissible if it was obtained illegally. This theoretical model may also be consistent with the protective approach, especially in legal systems where the protected right that lies at the heart of the doctrine of inadmissibility is the right of the accused to a fair criminal trial (hereafter: ‘the preventative model’).

The third question that affects the formulation of a doctrine that excludes illegally obtained evidence concerns the degree of flexibility and the scope of discretion that the court has within the framework thereof. In this matter there are also two main possibilities: one possibility is an absolute doctrine of inadmissibility that holds that illegally obtained evidence may not be admitted in evidence. The second possibility is a relative doctrine of inadmissibility that leaves the court with discretion to decide the question of the admissibility of the evidence in view of the circumstances of the case that is before it.

A comparative look at other legal systems that are similar to our legal system shows that the aforesaid three questions led to the development of two main models of doctrines for the exclusion of illegally obtained evidence. One model is expressed in the exclusionary rules practised in the United States. The second model is the one practised in the other common law countries, including Canada, England, South Africa and Australia. Let us therefore turn to examine closely the inadmissibility doctrines practised in these countries, in order to obtain inspiration from the arrangements adopted by them on the matter under discussion. Obviously the comparative perspective does not bind us in formulating a doctrine that is appropriate for our legal system, and reference to legal systems that are fundamentally similar to our legal system is merely intended to broaden our horizons and benefit from the experience of those countries, in so far as this experience is relevant for the purposes of the legal position in Israel.

(a) The exclusionary rules practised in the United States

56. The rules of inadmissibility or the exclusionary rules as practised in the United States are based mainly on the exclusion of evidence that was obtained in contravention of the Fourth Amendment of the Constitution, which concerns the principles of searches and seizures, the Fifth Amendment of the Constitution, which concerns the protection of the right not to incriminate oneself and the right to due process, and the Sixth Amendment of the Constitution, which concerns the right to representation by counsel. The case law of the Supreme Court of the United States has adopted the approach that the aforesaid exclusionary rules were intended mainly for an educational-deterrent purposes, so that the police do not again in the future make use of investigation methods that are capable of violating the constitutional rights of the suspect or accused (see, in this regard, J. Stribopoulos, ‘Lessons from the Pupil: A Canadian Solution to the American Exclusionary Rule Debate,’ 22 B. C. Int. & Comp. L. Rev. (1999) 77, at p. 101; R.H. Fallon and D. J. Meltzer, ‘New Law, Non-Retroactivity and Constitutional Remedies,’ 104 Harv. L. Rev. (1991) 1731, at p. 1810). The educational-deterrent purpose has had a dominant effect on the formulation of the American exclusionary rules. Inter alia, the aforesaid approach has led in the United States to the development of the ‘fruit of the poisonous tree’ theory. According to this theory, the court should declare inadmissible not only evidence that was obtained as a direct result of a violation of the constitutional right of the accused, but also any other evidence that was found directly or indirectly as a result of the information that was disclosed by that initial evidence; and this applies even when the credibility of the aforesaid items of evidence is not in doubt. This theory was mainly intended to deter investigators from making future use of improper investigation methods, by excluding all the evidence that was found as a result of the aforesaid illegality.

The theoretical model on which the exclusionary rules in the United States are based is the ‘remedial model.’ The exclusion of the evidence is a remedy for the violation of the constitutional right of the accused that took place when the evidence was obtained. The exclusion of the evidence is therefore intended to provide relief for a violation that was completed in the past, and it is not intended to prevent a future violation of a protected right or value. We should also point out that ab initio the American exclusionary rules were formulated as sweeping rules that did not leave the courts any discretion on the question of the admissibility of evidence that was obtained as a result of a violation of the Constitution. Notwithstanding, following major criticism that has been heard over the years with regard to the rigidity of the aforesaid exclusionary rules, the Supreme Court of the United States has recognized exceptions to these rules, which have relaxed, to some extent, the sweeping obligation mandated by them to exclude evidence. It should also be emphasized that the rigidity of the American exclusionary rules has had far-reaching consequences from the viewpoint of undermining the purpose of law enforcement, fighting crime and discovering the truth, and as a result of these social consequences, criticism has been levelled at these rules in the United States and elsewhere.

In concluding these remarks, we should point out that over the years there has been disagreement on the question whether the aforesaid exclusionary rules are enshrined in the United States Constitution or not. In Dickerson v. United States [105], which we discussed in para. 27 supra, the Supreme Court of the United States held, by a majority, that the exclusionary rule held in Miranda v. Arizona [104] had a constitutional basis and it could therefore not be nullified by an ordinary statute of Congress.

(b) The doctrines of inadmissibility practised in Canada, England, South Africa and Australia

57. Other common law countries, including Canada, England, Australia and South Africa, have adopted doctrines of inadmissibility that are more flexible and moderate, based on a different theoretical model from the one practised in the United States.

Section 24(2) of the Canadian Charter of Rights and Freedoms of 1982 provides as follows:

‘24. Enforcement of guaranteed rights and freedoms

(1)…

(2) Where, in proceedings under subsection (1), a court concludes that evidence was obtained in a manner that infringed or denied any rights or freedoms guaranteed by this Charter, the evidence shall be excluded if it is established that, having regard to all the circumstances, the admission of it in the proceedings would bring the administration of justice into disrepute.’

Section 24(2) of the Charter provides two conditions for the inadmissibility of evidence: first, it must be proved that the evidence was obtained in violation of a protected constitutional right under the Charter. Second, the court should exclude evidence as aforesaid if, taking into account all of the circumstances, it is proved that admitting the evidence in the court proceedings would lead to substantial harm to the administration of justice system.

Thus we see that, unlike the rigid exclusionary rules practised in the United States, under s. 24(2) of the Canadian Charter the obtaining of evidence in violation of a constitutional right does not in itself necessitate its inadmissibility; the evidence will be excluded only if admitting it in the trial will harm the process of administering justice. It should be emphasized in this context that the test enshrined in s. 24(2) of the Charter is not whether the illegal behaviour of the investigation authorities has resulted in harm to the administration of justice process, but whether admitting the evidence in a trial would create such harm. It follows that the inadmissibility is not a remedial relief for the improper conduct of the investigators when they obtained the evidence, but a relief that is intended to prevent substantial harm to the integrity and propriety of the administration of justice system if the evidence is admitted in the trial (‘the preventative model’). It should also be emphasized that s. 24(2) refrains from establishing a presumption with regard to the inadmissibility of illegally obtained evidence, and the matter is left to the discretion of the courts according to criteria that have been determined in the case law of the Supreme Court of Canada. At this stage we should point out that one of the main considerations in this context is whether admitting the evidence in the trial will prejudice the fairness of the criminal trial (see R.J. Sharpe and K.E. Swinton, The Charter of Rights and Freedoms (1998), at pp. 178-179).

Taking all of the aforesaid into account, the accepted view in case law and academic literature in Canada is that the main purpose of the doctrine of inadmissibility that is enshrined in s. 24(2) of the Charter is not to deter or educate the police, but to protect the fairness of the proceedings and to uphold the integrity and status of the administration of justice system. Deterring the investigation authorities from using illegal investigation methods in the future constitutes a desirable side-effect of excluding the evidence, but it is not one of its main purposes (see, in this regard, R. v. Collins [108], at p. 281; P.W. Hogg, Constitutional Law of Canada (student edition, 2005), at p. 911).

58. With regard to England, the doctrine practised there for the inadmissibility of illegally obtained evidence is set out in the provisions of s. 78(1) of the Police and Criminal Evidence Act 1984 (PACE), which is an ordinary statue of Parliament. Section 78(1) provides:

‘78. Exclusion of unfair evidence

(1) In any proceedings the court may refuse to allow evidence on which the prosecution proposes to rely to be given if it appears to the court that, having regard to all the circumstances, including the circumstances in which the evidence was obtained, the admission of the evidence would have such an adverse effect on the fairness of the proceedings that the court ought not to admit it.’

The premise on which s. 78(1) of PACE is based is that all relevant evidence is admissible in a trial. Nonetheless, according to the aforesaid s. 78(1), the court is competent to refuse to allow evidence that was presented to it by the prosecution, after considering the following issues: first, the court should consider all the circumstances of the case, including the circumstances of obtaining the evidence. Second, the court needs to be persuaded that in the circumstances of the case admitting the evidence would have such a detrimental effect on the fairness of the proceedings that it should not be allowed.

Thus we see that the English legislature saw fit to adopt a relative doctrine of inadmissibility, which leaves the court discretion on the question of the inadmissibility of evidence that was obtained improperly. The main test in this regard is whether, in the circumstances of the case, admitting the evidence in the trial will seriously prejudice the fairness of the proceedings. Like s. 24(2) of the Canadian Charter, the inadmissibility of the evidence under s. 78(1) of the PACE is not intended to offer a remedial relief for the harm to the accused that was completed when the evidence was obtained, but its purpose is to prevent future harm to a protected value — the fairness of the criminal proceeding — when the evidence is admitted in the trial. Like in Canada, English case law has also determined that the main purpose of the inadmissibility of the evidence under the aforesaid s. 78(1) is not to educate the police or deter them from making use of improper investigation methods in the future, but to protect the fairness and integrity of the judicial system (see Zander, The Police and Criminal Evidence Act 1984, supra, at p. 347; R. Stone, ‘Exclusion of Evidence under Section 78 of the Police and Criminal Evidence Act: Practice and Principles,’ [1995] 3 Web J.C.L 1).

It should be noted that according to the legal position in England, the English doctrine of inadmissibility is not conditional upon the evidence being obtained by means of an illegal violation of a protected constitutional right. It is sufficient to prove that, in view of all of the circumstances of the case, including the circumstances of obtaining the evidence, admitting it in the trial would prejudice the fairness of the proceedings. A study of English case law shows that most of the cases where evidence was declared inadmissible under the aforesaid s. 17(1) concerned evidence that was obtained by the police by means of a serious violation of the provisions of the PACE or of the Codes of Practice that were issued under the aforesaid law and have the status of secondary legislation. Notwithstanding, English case law has emphasized that evidence may be inadmissible also because of the use of unfair investigation methods, and it is not necessary to prove formal illegality in obtaining the evidence.

In concluding these remarks, we should point out that the European Convention on Human Rights is silent on the question of the admissibility of illegally obtained evidence, and this matter is regulated in the internal law of the states. Notwithstanding, the European Court of Human Rights has held that a violation of a protected right under the Convention when obtaining the evidence does not necessarily result in its inadmissibility. According to the court, the circumstances of each case should be considered on the merits to determine whether admitting the evidence will make the trial as a whole unfair under s. 6 of the Convention. Thereby the European Court of Human Rights approved the position of English law on this subject (see Zander, The Police and Criminal Evidence Act 1984, supra, at pp. 347-348; Archbold, Criminal Pleading, Evidence and Practice (London, P.J. Richardson ed., 2003), at p. 1477).

59. The South African constitution of 1996 also contains an express provision with regard to the inadmissibility of illegally obtained evidence, which states:

‘35. Arrested, detained and accused persons

(5) Evidence obtained in a manner that violates any right in the Bill of Rights must be excluded if the admission of that evidence would render the trial unfair or otherwise be detrimental to the administration of justice.’

Like the doctrine of inadmissibility practised in England and Canada, s. 35(5) of the South African Constitution also provides a relative doctrine that leaves the court discretion in excluding the evidence. The theoretical model on which the inadmissibility doctrine is based is not the giving of relief for the initial violation of the constitutional right when the evidence was obtained, but the prevention of future harm to protected values — the fairness of the proceeding and the harm to the administration of justice system — as a result of admitting the evidence (‘the preventative model’).

 Adopting a case law doctrine of inadmissibility in our legal system — guiding principles

60. How should we formulate the case law doctrine of inadmissibility in Israel? What ought to be the nature of this doctrine and what are the general principles that should guide us in determining its framework? In view of the characteristics of our legal system and the basic outlooks that prevail in it, and against the background of the interpretive inspiration that may be derived from the experience of other countries, as has been set out above, I think that it is possible to reach the following conclusions:

Of the two theoretical models that we have discussed, I believe that the appropriate model for our legal system is the ‘preventative model’ according to which the inadmissibility of evidence will be a relief whose purpose is to prevent a future violation of a protected value when the evidence is admitted in a trial, and not remedial relief for the initial harm to the accused that was completed when the evidence was obtained. The rejection of the ‘remedial model’ is based on two reasons: first, the ‘remedial model’ which is practised in the United States bases the relief of inadmissibility on the existence of a violation of a constitutional right at the time of obtaining the evidence. At the current time, our legal system does not have a complete and comprehensive constitutional bill of human rights. As I said in para. 20 supra, the question of the constitutional status of the procedural rights of persons under interrogation, suspects and defendants in criminal proceedings has also not received a clear and comprehensive response. Different approaches are possible on the question of which procedural rights that are not listed expressly in the Basic Law should be included within the framework of the constitutional right to dignity and liberty. In view of this, it would seem that the adoption of the ‘remedial model’ may raise significant difficulties in our legal system. Second, from a theoretical point of view, it is doubtful whether excluding illegally obtained evidence really gives relief for a violation to a protected right of the defendant that was completed. The illegal violation of the right to privacy and property occurs at the time of the search. Whether evidence was discovered in that search or not is immaterial from the viewpoint of the violation of the right that has already taken place. Therefore, there is a basis to the argument that excluding the evidence does not constitute remedial relief for the violation of a protected right that has been completed. Third, there are some who argue that the ‘remedial model’ leads to an improper discrimination between persons under interrogation. This is because this model offers relief for the initial violation of the constitutional right only for persons under interrogation who are indicted and against whom the evidence is presented by the prosecution in their trial (see, in this regard, Gross, ‘A Constitutional Rule of Inadmissibility — Has it a Place in Israel?’ supra, at p. 170). Fourth, it is possible to point to alternative reliefs — criminal, disciplinary, tortious and possibly even constitutional — for the initial violation of a protected right of the person under interrogation at the time that the evidence was obtained. In view of the existence of alternative reliefs as aforesaid and the social price involved in the exclusion of evidence that is capable of contributing to the discovery of the truth, it is doubtful whether there is a justification for adopting the ‘remedial model.’

The vast majority of the aforesaid difficulties do not arise with regard to the ‘preventative model,’ within which framework the exclusion serves as a defensive relief that is intended to prevent a future violation of a protected value when the evidence is admitted in a trial. And indeed, apart from the American legal system, all the other common law countries that we have discussed saw fit to adopt the ‘preventative model’ and to base the inadmissibility doctrines that they practise on this model.

61. With regard to the dominant purpose that should lie at the heart of the case law doctrine of inadmissibility that we should adopt, it appears that the educational-deterrent cannot be the main purpose of this doctrine. In view of the American experience, it is questionable whether the exclusion of illegally obtained evidence does indeed constitute an effective means of educating and deterring the investigation agencies from the use of improper investigation methods (see, in this regard, LaFave and Israel, Criminal Procedure, supra, at pp. 315-316; H.M. Caldwell and C.A. Chase, ‘The Unruly Exclusionary Rule: Heeding Justice Blackmun’s Call to Examine the Rule in Light of Changing Judicial Understanding about Its Effects Outside the Courtroom,’ 78 Marq. L. Rev. (1994) 45, at p. 55). It should be noted that even in the context under discussion there are some who argue that there are alternative legal measures for educating and deterring investigators who made use of illegal investigation methods, including the filing of disciplinary, criminal or civil proceedings against the investigators who have acted improperly. Filing such proceedings constitutes a direct sanction against those investigators, and therefore there are some persons who think that this is a more effective relief for the purposes of education and as a deterrent.

Taking all of the aforesaid into account, it would appear that the educational-deterrent purpose cannot serve as a strong basis for formulating a doctrine for excluding illegally obtained evidence in our legal system. In view of the commitment of this court since its inception to the protection of human rights and the inspiration of the Basic Laws concerning human rights, it would appear that the purpose of protecting the fairness and integrity of the criminal process is the main purpose that should assist in formulating the aforesaid doctrine. The educational-deterrent purpose may be a possible and even a desirable side-effect of the exclusion of the evidence within the framework of this doctrine.

62. With regard to the degree of flexibility of the case law doctrine of inadmissibility, counsel for the appellant, as well as the Israel Bar Association and the National Public Defender’s Office, expressed support for the adoption of a relative doctrine, which leaves the court discretion to exclude illegally obtained evidence after taking into account the circumstances of each case on its merits. Indeed, there are many reasons that support the adoption of such a relative doctrine. As we explained above, the question of the admissibility of illegally obtained evidence requires us to find a proper balance between the protection of the rights of the accused and safeguarding the fairness and integrity of the criminal process, on the one hand, and competing values and interests, including the value of discovering the truth, fighting increasing crime and protecting public safety and the rights of victims of crime, on the other. It has already been said in our case law, in another context, that ‘we should… find a proper balance between the need to protect the right of the individual to dignity, liberty, privacy and a fair trial, on the one hand, and the need to protect the rights of society and its individuals against crime, on the other. We should refrain from paying too dear a price, whether from a desire to win the war against crime or a desire in another direction, to overprotect the suspect and the accused’ (per Justice Strasberg-Cohen in Hachmi v. Justice of Tel-Aviv-Jaffa Magistrates Court [70], at p. 761). Consequently, the aforesaid balancing should be done with proper care and with a view to all of the circumstances of the case. As we shall explain below, a serious illegal act that was carried out intentionally by the investigation authorities cannot be compared to a negligible defect in the investigation process that was done in good faith and without any real ramifications on the rights of the person under interrogation. Because of the complexity of the matter and the many factors that should be taken into account, it is not desirable to adopt a strict rule of inadmissibility, but we should leave the court with discretion on the question of the admissibility of illegally obtained evidence, so that it can take into account the circumstances of each case on its merits. For these reasons, this court has in the past already expressed the opinion that there is no basis for adopting strict rules of inadmissibility like those that are practised in the American legal system, and that the relativity of the doctrine of inadmissibility is ‘… a basic condition for doing justice’ within its framework (per Justice Mazza in State of Israel v. Nahmias [60], at p. 339).

It should be noted that giving discretion to the court as aforesaid is consistent with the general theory of checks and balances that characterizes our legal system and it is consistent with the values of the State of Israel as a Jewish and democratic state (see, in this regard, Elon, ‘The Basic Laws — Enshrining the Values of a Jewish and Democratic State,’ supra, at p. 82). Moreover, the adoption of a relative doctrine that gives the court discretion on the question of the admissibility of illegally obtained evidence is consistent with our duty to act moderately and carefully when changing a case law rule that has existed in the matter under discussion until now (see, on this point, para. 50 supra). It is supported by the relative arrangements that were adopted in other common law countries and the lessons learned from the criticism levelled at the sweeping exclusionary rules practised in the American legal system.

The case law doctrine of inadmissibility — its nature and scope

63. In view of all of the conclusions that we have reached in our deliberations up to this point, it is possible to formulate the case law doctrine of inadmissibility that we are adopting in our legal system as follows:

The premise for the question of the admissibility of evidence is the same that has always been applied in Israel, according to which evidence that is relevant is admissible in a trial. Notwithstanding, the court has discretion to exclude evidence in criminal cases if it finds that the evidence was obtained illegally and admitting it in the trial will result in serious harm to the right of the accused to a fair criminal trial that departs from the framework of the limitations clause.

Thus we see that according to the case law doctrine, the inadmissibility of evidence in criminal cases because of the manner of obtaining it depends upon satisfying two conditions simultaneously: first, that the evidence was obtained illegally, and second, that admitting the evidence in the trial will significantly harm the right of the accused to a fair trial contrary to the conditions of the limitations clause. It should be emphasized that according to the ‘preventative model,’ which we have discussed, the inadmissibility of evidence is intended to prevent an illegal violation of the right to a fair trial as a result of admitting the evidence in the trial — a violation that is distinct and separate from the initial violation of the accused’s rights that was completed when the evidence was obtained. Let us now consider in greater detail the nature of the aforesaid conditions.

(a) Illegally obtained evidence

64. The first condition for the application of the case law doctrine of inadmissibility is that the evidence was obtained illegally by the law enforcement authorities. The question of what is ‘illegally’ obtained evidence cannot be given a precise and comprehensive answer. As a rule, it can be said that we are speaking of evidence that was obtained by means of illegal investigation methods, namely, methods that are contrary to a provision contained in statute, regulations or binding practice, methods that are unfair or methods that illegally violate a protected basic right. Naturally the question of the illegality or the unfairness of the investigation methods should be examined in accordance with the circumstances of each case on its merits. It has already been said in our case law that:

‘It is not possible to define what will be considered unfair or immoral in an investigation; it is necessary to consider this matter in accordance with the circumstances of each case. Thus, for example, a method of investigation that is permitted vis-à-vis an adult may be forbidden vis-à-vis a minor, and what an investigator may be permitted to do in a murder investigation he may not be permitted to do in the investigation of a traffic offence’ (per President Y. Kahan, in Muadi v. State of Israel [36], at pp. 250-251; with regard to the general principles for reasonable rules of investigation, see also the remarks of President Barak in HCJ 5100/94 Public Committee Against Torture v. Government of Israel [26], at pp. 834-836 {589-592}).

In any case, in order to exclude evidence under the aforesaid doctrine, a connection is required between the use of the improper investigation methods and the obtaining of the evidence. The question of the nature and strength of the aforesaid connection can be left to be resolved in the future (on the aforesaid connection in Canadian law, see Hogg, Constitutional Law of Canada, supra, at pp. 913-914).

It should be emphasized that within the framework of the case law doctrine of inadmissibility, it is not essential to prove that the evidence was obtained by means of a violation of a right that has constitutional status. As stated, contrary to the legal position in the United States, Canada and South Africa, in Israel a complete and comprehensive charter of rights has not yet been formulated, and therefore the application of the case law doctrine of inadmissibility is not restricted to evidence that was obtained specifically by means of a violation of a constitutional right. Instead, the doctrine provides a condition similar to the one practised in England and Australia, according to which the court must be persuaded that the law enforcement authorities obtained the evidence illegally, unfairly or by means of a violation of a protected human right.

(b) Admitting the evidence in a trial will significantly violate the right of the accused to a fair trial, contrary to the terms of the limitations clause

65. The focus of the second condition for the application of the case law doctrine of inadmissibility is the right of the accused to a fair criminal trial. Thereby we realize the main purpose of the doctrine under discussion, namely the protection of the rights of the accused and the fairness and integrity of the criminal trial. Thus we are following a similar path to the one chosen in England, Canada and South Africa, where the protection of the fairness of the proceedings and public confidence in the administration of justice process are the centre of gravity of the inadmissibility doctrines practised in their legal systems. In this context, it should be stated that the draft Evidence Ordinance Amendment (Inadmissibility of Evidence) Law, 5765-2005, which was tabled in the Knesset on 21 February 2005 also proposed that the inadmissibility of evidence that was obtained by ‘improper methods’ should be based on the right of the accused to a fair trial.

66. Even though the right to a fair criminal proceeding has been recognized in our legal system as a basic right from its inception, it would appear that defining the content and internal scope of the aforesaid right is not a simple task. We are speaking of a multifaceted right that is open-ended, and its title and precise content vary from one legal system to another, even in the various international conventions. Thus, for example, in the American legal system the Fifth and Fourteenth Amendments of the Constitution speak of the right to ‘due process’; in South Africa the provisions of art. 35(3) of the Constitution of 1996 address the right to a ‘fair trial’; by contrast, the provisions of s. 11(d) of the Canadian Charter, as well as the provisions of art. 10 of the Universal Declaration of Human Rights, the provisions of s. 14(1) of the International Covenant on Civil and Political Rights and the provisions of s. 6 of the European Convention for the Protection of Human Rights and Fundamental Freedoms refer to the right to a ‘fair hearing.’ The internal scope of the aforesaid rights is not identical in the various legal systems and even in the different sources of internal law. It is clear, therefore, that defining the boundaries of the right to a fair criminal trial is a difficult and complex task, and it must be done while taking into account all of the principles and characteristics of the relevant legal system (see, in this regard, D. Cheney, L. Dickson, J. Fitzpatrick and S. Uglow, Criminal Justice and the Human Rights Act 1998 (1999); see also the remarks of Justice Adiel in HCJ 3992/04 Maimon-Cohen v. Minister of Foreign Affairs [87], at pp. 67-68).

Against this background, it would appear that it is possible to point to several characteristics of the right to a fair criminal trial in our legal system: first, the purpose of the aforesaid right is to ensure a fair procedure and proper procedural safeguards for the fairness of the criminal trial vis-à-vis the accused. Procedural fairness is, therefore, what lies at the heart of the aforesaid right. Second, the right to a fair criminal proceeding applies to all stages of the criminal proceeding, ‘both in the investigation stage and in the trial stage’ (per Justice Barak in Kanir v. State of Israel [64], at p. 516). Indeed, the police investigation stage is a preliminary proceeding to the trial itself, such that defects that occurred in it may have ramifications on the fairness of the criminal proceeding as a whole. This was discussed by Justice H.H. Cohn, who said that ‘… the whole of the police investigation is merely preparatory to the trial, and crimes committed in the investigation can cast a dark shadow on the trial proceedings that come in its wake’ (Abu-Madijem v. State of Israel [35], at p. 381). Third, the protection of the right to a fair criminal trial is not confined to examining the potential effect of procedural defects specifically on the outcome of the trial; this context requires a broader perspective that is based on general considerations of fairness, justice and preventing a miscarriage of justice. Finally, we should point out that the right to a fair criminal trial is a multifaceted right, which may serve as a basis for deriving many procedural rights of the person under interrogation, the suspect and the accused in criminal proceedings. Without exhausting the issue, we should point out that in foreign legal systems that are similar to our own and even in international conventions, the right to a fair criminal trial includes the right of the accused to know why he was arrested and what are the charges against him, the right to be represented by a lawyer, the right to be present at the trial, the right to an open trial by an unbiased and neutral tribunal and the right to defend himself at the trial and to present relevant evidence. The aforesaid right also includes the presumption of innocence, the principle of legality and the prohibition of placing the accused in double jeopardy of a conviction for the same act (see Cheney et al., Criminal Justice and the Human Rights Act 1998, supra, at pp. 77-78). In many countries that have a legal tradition similar to ours and in the case law of the European Court of Human Rights, it has been held that the right to a fair criminal trial also includes the right to consult a lawyer and even the right to remain silent and the right not to incriminate oneself at the interrogation stage, even though this does not prevent adverse inferences being drawn from the silence of the accused in his interrogation (see, for example, the position of English case law on this issue, which has been approved by the European Court of Human rights: Cheney et al., ibid., at pp. 86-90; see also A. Ashworth, ‘Article 6 and the Fairness of Trials,’ [1999] Crim. L. R. 261, at pp. 265-267).

67. As stated, this court has recognized the right to a fair trial as a fundamental and basic right from its inception. The draft Basic Law: Trial Rights (Draft Laws 1994, 335), proposed expressly enshrining the right to a fair trial and to due process in a Basic Law, but until now this proposal has not been adopted.

Many authorities are of the opinion that when the Basic Law: Human Dignity and Liberty was enacted, the right to a fair criminal trial obtained a constitutional super-legislative status. This position makes much sense. An illegal violation of the right to a fair trial in criminal proceedings may violate the constitutional right of the accused to liberty under s. 5 of the Basic Law. It may also harm the accused’s self-image and give him a feeling of degradation and helplessness as if he is a plaything in the hands of others, to the extent of a violation of his constitutional right to dignity under ss. 2 and 4 of the Basic Law (on the constitutional status of the right to a fair criminal trial, see the remarks of Justice Dorner in RT 3032/99 Baranes v. State of Israel [88], at p. 375; the remarks of President Barak in RT 8483/00 Deri v. State of Israel [89], at p. 263; the remarks of Justice Türkel in CrimA 1741/99 Yosef v. State of Israel [90], at p. 767; the remarks of Justice Strasberg-Cohen in HCJ 6972/96 Association for Civil Rights in Israel v. Attorney-General [91], at p. 782; see also Barak, Constitutional Interpretation, supra, at p. 422; Barak, ‘Human Dignity as a Constitutional Right,’ supra, at p. 281). In the case before us, we do not need to decide the question whether the right to a fair criminal trial and the specific rights derived therefrom have acquired a constitutional status for their whole scope. We can rely merely on the ruling that was recently confirmed in the case law of this court with an expanded panel of eleven justices, according to which ‘… in appropriate circumstances, a substantial violation of the right to a fair trial will amount to a violation of the constitutional right to human dignity (see HCJ 1661/05 Gaza Coast Local Council v. Knesset [92], at para. 173; emphasis supplied).

Accordingly, the case law doctrine of inadmissibility provides that illegally obtained evidence shall be inadmissible, if admitting it in the trial will create a substantial violation of the right to a fair trial contrary to the terms of the limitations clause. In other words, in order to exclude illegally obtained evidence, admitting it in the trial must violate the fairness of the proceedings vis-à-vis the accused in a way that is substantial, for an improper purpose and to an extent that is excessive. In such circumstances, admitting the evidence in the trial will amount to an illegal violation of the constitutional right to dignity and liberty. In order to prevent this violation, the court should declare the evidence inadmissible. Excluding the evidence in the aforesaid circumstances is required by the purpose and compliance clauses provided in the Basic Law: Human Dignity and Liberty. It is derived from the obligation of the court not to violate the aforesaid constitutional right (status negativus) and also from its duty to protect it (status positivus) (see Barak, ‘Human Dignity as a Constitutional Right,’ supra, at p. 273). In view of all of these, it appears that apart from the general interpretive spirit of the Basic Law, its provisions also serve as a basis for the normative enshrining of the case law doctrine of inadmissibility that we are adopting.

68. The restriction of the doctrine under discussion to circumstances in which admitting evidence at the trial will lead to a substantial violation of the right to a fair trial contrary to the terms of the limitations clause gives expression to the relativity of the aforesaid right. Indeed, like all the rights that are recognized in our legal system, the right to a fair criminal trial is also not absolute. The scope of the protection given to it is derived from the need to balance it against the competing values, rights and interests that we have discussed, including the values of discovering the truth, fighting crime, protecting public safety and protecting the rights of potential and actual victims of crime. Justice D. Levin rightly said in this regard: ‘The public interest in protecting the integrity of the judicial process should not make us forget other important public interests, such as the public interest in conducting trials to their conclusion, discovering the truth and the private interest of the injured victim’ (Yefet v. State of Israel [77], at p. 369). ‘The fairness of the trial, to which we aspire, is not merely fairness vis-à-vis the accused, but also vis-à-vis anyone who seeks the help of society in drawing conclusions from his degradation and humiliation as a human being’ (per President Shamgar in CrimFH 3750/94 A v. State of Israel [93], at p. 630).

The fundamental balancing formula between all of the aforesaid interests and values is the one that we have discussed, according to which illegally obtained evidence will be inadmissible only if the court discovers that admitting it in the trial will lead to a substantial violation of the right to a fair criminal proceeding, which is not for a proper purpose and to an extent that is excessive. The aforesaid balancing formula will be applied at the discretion of the court, in view of the special circumstances of the case that comes before it. Below we shall discuss the basic criteria for exercising the aforesaid judicial discretion.

Criteria for exercising judicial discretion within the framework of the case law doctrine of inadmissibility

69. In order to decide the question whether evidence should be declared inadmissible within the framework of the case law doctrine of inadmissibility, the court should consider a variety of considerations in accordance with the circumstances of the case before it. As I shall explain below, it is possible to point to three main groups of relevant considerations with regard to the question of when admitting illegally obtained evidence in a trial will inflict a substantial violation on the right of the accused to a fair trial contrary to the terms of the limitations clause. It should be emphasized that we are not speaking of a strict and exhaustive list of considerations, but merely guidelines for the court in exercising its discretion within the framework of the fundamental balancing formula on which the case law doctrine of inadmissibility is based.

(a) The character and seriousness of the illegality that was involved in obtaining the evidence

70. As I said above, the first condition for the application of the case law doctrine of inadmissibility is that the evidence was obtained illegally, i.e., in an illegal or unfair manner or by means of a violation of a protected right of the person under investigation. According to this, the first relevant group of considerations for deciding the question of the admissibility of illegally obtained evidence focuses on the improper conduct of the investigation authorities. In this context, the court should consider the following issues:

First, what is the character and seriousness of the illegality or the unfairness that were involved in obtaining the evidence? Logic dictates that a technical, negligible or inconsequential violation of the rules of proper investigation is not the same as a serious breach of these rules involving a significant violation of one of the main basic rights of the person under investigation. In general, admitting evidence at a trial, even though it was obtained by means of technical and marginal defects, does not substantially violate the right of the accused to a fair trial, and therefore there will be no reason to exclude it. This result is desirable because ‘… the criminal trial should not adopt the form of a game of chess in which one wrong move determines the result of the game (per Justice Zamora in CrimA 1/48 Silvester v. Attorney-General [94], at pp. 18-19; see also my remarks in CrimFH 4603/97 Meshulam v. State of Israel [95], at p. 197). On the other hand, in cases where the evidence was obtained by means of a major violation of an express provision of statute that was intended to protect the rights of defendants in their interrogations, or in circumstances where obtaining the evidence involved a serious violation of one of the main basic rights of the person under investigation, the weight of the values that support the inadmissibility of the evidence will increase. Between these two extremes of the types of violations there is a wide range of possibilities. Not every departure from the investigation rules and not every method adopted in an investigation, even if they are unacceptable to the court, will result in the inadmissibility of the evidence. It should be stated that the seriousness of the violation of the rules of proper investigation constitutes a main consideration for excluding illegally obtained evidence in all the legal systems in which relative doctrines of inadmissibility are practised. It should also be emphasized that this approach is consistent with the doctrine of relative voidance that is practised in our legal system, according to which not every deviation from the law nor every impropriety will lead to a result of voidance.

Second, the court should examine whether the law enforcement authorities made use of the improper investigation methods intentionally and deliberately or in good faith. When the investigation authorities have intentionally violated the provisions of law that bind them or they have knowingly violated a protected right of the person under investigation, this is capable of increasing the seriousness of the violation of the rules of proper investigation and the possible violation of due process if the evidence is admitted in the trial. Conduct that involves an intentional violation on the part of the investigation authorities may, therefore, be a circumstance of considerable weight for declaring the evidence inadmissible even when the defect is not serious. Notwithstanding, it should be pointed out that the fact that the authority acted in good faith does not necessarily prevent the evidence being excluded when this is required in order to protect the right of the accused to a fair criminal trial. Thus, for example, in circumstances where the defect that occurred in the manner of obtaining the evidence was serious and involved a substantial violation of the protected rights of the person under investigation, then the mere fact that the authority acted in good faith will not prevent the evidence being excluded. It should be noted that this is also the case law rule practised in Canada and in England (with regard to the case law rule in Canada, see the leading decision in R. v. Collins [108]; with regard to the rule in England, see Archbold, Criminal Pleading, Evidence and Practice, supra, at p. 1480).

Third, the court should consider whether in the case before it there are ‘mitigating circumstances’ that are capable of reducing the seriousness of the illegality that was involved in obtaining the evidence. This is the case, for example, when the illegality committed by the investigation authorities was intended to prevent the disappearance or destruction of essential evidence by the accused, when the accused contributed to the illegality in conducting the investigation, by abusing his rights, or when the illegality was the result of an urgent need to protect public security (see and cf. Smirk v. State of Israel [18], at p. 546).

Fourth, the court should consider how easy it would have been to obtain the evidence lawfully. If obtaining the evidence in permitted ways was possible and easy, then the violation of the rules of proper investigation should be considered more serious, in such a way that it will support the conclusion that admitting the evidence in the trial will create a serious and disproportionate violation of the right of the accused to a fair trial.

Finally, the court may consider whether the evidence would have been discovered or obtained by the law enforcement authorities even without making use of the improper investigation methods. When the answer to this question is yes, this may reduce the strength of the violation of the right of the accused to a fair trial if the evidence is admitted in the trial (see and cf. Hasson v. State of Israel [57], at p. 283, where the court concluded that in view of all the circumstances of the case, the accused would have made his confession even had it not been for the illegal violation of his right to consult a lawyer. Therefore the court refrained from declaring the statement inadmissible in that case).

(b) The degree to which the improper investigation method influenced the evidence that was obtained

71. The second relevant group of considerations for the exercising of judicial discretion within the framework of the case law doctrine of inadmissibility concerns the degree to which the illegal or unfair investigation method affected the evidence that was obtained. In this context, the court should consider two interrelated questions: first, to what degree was the illegality that was involved in obtaining the evidence likely to affect the credibility and probative value of the evidence. In circumstances where there is a concern as to the credibility of the evidence, the tension between the value of discovering the truth and the protection of the fairness and integrity of the process is reduced, in such a way that may support the inadmissibility of the evidence. Second, the court should consider whether the existence of the evidence is independent and distinct from the illegality that was involved in obtaining it. In circumstances where the answer to this is yes, the improper investigation methods are not capable of affecting the content of the evidence, and this is likely to constitute a consideration in favour of admitting it in the trial.

With regard to the two aforesaid questions, there may be great importance in the character of the evidence (tangible, verbal, etc.) that is being considered. Tangible evidence, such as firearms, drugs or stolen property have an independent and distinct existence from the illegality that was involved in obtaining them, and as a rule the aforesaid illegality will not be sufficient to render this evidence inadmissible. Therefore, the weight of the considerations that support the admissibility of tangible evidence is usually great (see J.R. Spencer’s chapter on ‘Evidence’ in European Criminal Procedure (Cambridge Studies in International and Comparative Law, M. Delmas-Marty and J.R. Spencer eds., 2002), at p. 605). Notwithstanding, it should be emphasized that even in this context we are not speaking of a strict rule, and the matter depends on the circumstances of each case on its merits.

In closing these remarks, I think it right to point out that since the case law doctrine of inadmissibility that we are adopting is not mainly based on an educational-deterrent purpose, we should not adopt in our legal system the ‘fruit of the poisonous tree’ doctrine that prevails in the United States (see para. 56 supra on this doctrine). The question of the admissibility of evidence that was found as a result of other inadmissible evidence should be considered in accordance with the circumstances of each case on its merits, while taking into account the effect that admitting the aforesaid evidence would have on the right of the accused to a fair criminal trial. In this context, the court should examine all of the considerations that we discussed above, including the character and seriousness of the illegality that led to obtaining the original evidence, the nature of the derived evidence concerned and the connection between it and the illegality that was involved in conducting the investigation.

(c) The social damage, as compared with the social benefit, in excluding the evidence

72. The third group of considerations that may be relevant when deciding the question of the admissibility of illegally obtained evidence concerns the effect that excluding the evidence will have on the work of administering justice in its broad sense. The main question that arises in this context is whether the social price involved in excluding the evidence is higher than the potential benefit that will arise from admitting it. The main parameters in this regard are the importance of the evidence for proving guilt, the nature of the offence attributed to the accused and its degree of severity. When we are concerned with evidence that is important and decisive for the prosecution and when the offences attributed to the accused are very serious, the exclusion of the evidence may cause excessive harm to the public interests of fighting crime and protecting public safety and the victims of crime. In these circumstances, the exclusion of the evidence will lead to the fact that the person who is guilty of committing serious offences will not be held accountable for his deeds, a consequence that may in itself undermine the administration of justice and public confidence in the courts. For these reasons, the courts in England and Australia are accustomed to taking into account the degree to which the evidence is essential and the seriousness of the offence attributed to the accused, when they decide the question of the admissibility of illegally obtained evidence (see Spencer, ‘Evidence,’ supra, at p. 605; Bunning v. Cross [106]; s. 138(2) of the Uniform Evidence Acts 1995 in Australia.

73. Notwithstanding the aforesaid, I am not unaware that giving weight to the importance of the evidence and the seriousness of the offence attributed to the accused when deciding the question of the admissibility of illegally obtained evidence involves certain difficulties. Taking into account the aforesaid considerations may lead to a situation in which precisely in investigations of serious felonies in which the constitutional right of the accused to dignity and liberty deserves substantial protection, the compliance with the rules of conducting a fair and proper investigation will decrease. In this context we should point out that in R. v. Collins [108] the Supreme Court of Canada saw fit to include the seriousness of the offence among the relevant considerations for exercising judicial discretion within the framework of s. 24(2) of the Charter, but in practice the courts in Canada tend to give the aforesaid consideration very little weight, and they do not take it into account when they decide the question of the admissibility of evidence that was obtained in violation of the Charter (see Hogg, Constitutional Law of Canada, supra, at pp. 931-932; for criticism of this trend in Canadian case law, see Stribopoulos, ‘Lessons from the Pupil: A Canadian Solution to the American Exclusionary Rule Debate,’ supra, at footnote 229).

The question of the degree to which the courts in Israel should take into account the importance of the evidence and the seriousness of the offence attributed to the accused within the framework of exercising their discretion under the case law doctrine of inadmissibility does not require a decision in the appellant’s case and we can leave this too to be decided in the future.

74. As I have already said, the list of considerations enumerated above does not purport to be a closed and exhaustive list. It gives examples of the type of circumstances and facts that may influence the court when exercising its discretion within the framework of the case law doctrine of inadmissibility. These facts concern, on the one hand, the degree of the harm to the accused’s right to a fair trial if the evidence is admitted in court, and, on the other hand, the extent of the harm to the conflicting interests if the evidence is declared inadmissible. It is important to emphasize that none of the considerations that we have discussed have an exclusive or decisive status, and that the relative weight of the aforesaid considerations will be determined in the circumstances of each case on its merits. Thus, for example, if the violation of the rules of proper investigation is serious and without it the evidence would not have been obtained, and if the offence attributed to the accused is a less serious one, then the weight of the interests supporting the admissibility of the offence will be reduced. In such circumstances, the protection of the right of the accused to a fair trial is likely to lead to the exclusion of the evidence.

In view of the fundamental balancing formula that we have discussed, and in view of the guidelines that we have set out above, I think that the concerns that the prosecution expressed before us, with regard to the uncertainty that will be caused as a result of the adoption of a case law doctrine of inadmissibility in our legal system, are exaggerated. Since we are speaking of a flexible doctrine, often the result will be identical to the one under current case law. In certain cases, a change will be required in the outcome, but this change is unavoidable in view of the normative changes that have been brought about by the Basic Laws that address human rights. This change will find expression as case law develops, by means of careful progress from case to case and by specific applications of the balancing formula that we have discussed, according to the circumstances of each case on its merits. In time, the nature and scope of the case law doctrine of inadmissibility, for which we have laid the foundation in our judgment, will become clear. Baseless applications for the exclusion of evidence will become fewer, and the arguments will become more focused. The experience of other countries that have adopted relative doctrines for the inadmissibility of illegally obtained evidence — whether in case law or in statute — shows that it is indeed possible to overcome the concerns with regard to uncertainty and the flooding of the courts with baseless claims that illegally obtained evidence should be excluded. It can be assumed that when the initial transition period is over, the same will also be the case in Israel (see and cf. the remarks of President Barak in CrimApp 537/95 Ganimat v. State of Israel [45], at p. 420, and his remarks in Barki Feta Humphries (Israel) Ltd v. State of Israel [47], at pp. 787-788).

The application of the case law doctrine of inadmissibility to defendants’ confessions

75. The last issue that we shall address before we turn to consider the specific case of the appellant before us concerns the question of the relationship between the rule of inadmissibility provided in s. 12 of the Evidence Ordinance and the case law doctrine of inadmissibility that we are adopting into our legal system. The interpretive question that arises in this regard is whether the rule of inadmissibility provided in the aforesaid s. 12 constitutes a comprehensive arrangement for the purpose of the admissibility of confessions of the accused, as argued by the attorney-general in his summations before us and as thought by the one of the justices of the appeals court martial in the minority opinion, or whether the aforesaid s. 12 does not constitute a comprehensive arrangement as aforesaid, and therefore there is nothing to prevent the case law doctrine of inadmissibility applying also to a confession of an accused.

According to our interpretive approach as set out in para. 32 supra, in addition to the purpose concerning the protection of the credibility of defendants’ confessions, the rule of inadmissibility provided in s. 12 of the Evidence Ordinance is intended to protect the right of the person under interrogation to physical and emotional wellbeing and his right to the autonomy of free will. The inadmissibility of a confession under s. 12 therefore constitutes a relief for a substantial violation of one of the aforesaid rights of the accused when the confession was made. By contrast, the case law doctrine of inadmissibility is intended to prevent an illegal violation of the right to a fair criminal trial if the evidence is admitted in the trial. These purposes do not conflict with one another, but are complementary. Consequently, there is a purposive justification for having the case law doctrine of inadmissibility apply to the confessions of defendants in addition to the rule of inadmissibility provided in s. 12 of the Evidence Ordinance. Accordingly, a defendant’s confession may be found to be admissible under the provisions of s. 12 of the Evidence Ordinance but inadmissible within the framework of the case law doctrine of inadmissibility, and vice versa.

Support for this conclusion can be found in comparative law. The Supreme Court of Canada held that the ‘free will’ test that was originally adopted in its case law from English common law continues to exist alongside the doctrine of inadmissibility provided in s. 24(2) of the Charter. It was also held that the ‘free will’ test cannot prevent the application of the aforesaid doctrine to defendants’ confessions (see R. v. Oickle [107]). In addition, we should point out that the doctrines of inadmissibility adopted in England and Australia with regard to illegally obtained evidence have also been applied to all types of evidence, including defendants’ confessions, alongside special arrangements that were provided in legislation with regard to the admissibility of defendants’ confessions (with regard to the application of the doctrine of inadmissibility enshrined in s. 78 of the PACE in England to defendants’ confessions, see Archbold, Criminal Pleading, Evidence and Practice, supra, at p. 1476, and Tapper, Cross and Tapper on Evidence, at p. 193; with regard to the application of the Australia doctrine of inadmissibility, which is enshrined in s. 138 of the Uniform Evidence Acts, to defendants’ confessions, see Australian Law Reform Commission, Review of the Uniform Evidence Acts (2005), at para. 14.67).

In view of all of the aforesaid reasons, we are led to the conclusion that s. 12 of the Evidence Ordinance is not a comprehensive arrangement with regard to the admissibility of confessions made by an accused in his interrogation. Consequently there is nothing that prevents the case law doctrine of inadmissibility also applying, in accordance with its purpose, to evidence of this kind. In closing we should point out that a similar question may arise with regard to the relationship between the rules of inadmissibility provided in the Protection of Privacy Law and the Eavesdropping Law, on the one hand, and the case law doctrine of inadmissibility that we are adopting into our legal system, on the other. This question does not arise in the circumstances of the case before us. Therefore I see no need to decide this issue and it may be addressed at a later date.

Summary

76. A summary of the main points of the case law doctrine of inadmissibility, as set out above, is as follows:

The premise for the question of the admissibility of evidence is the one that has been established in Israel since its inception, that evidence which is relevant is admissible in a trial. Notwithstanding, according to the aforesaid doctrine, the court has jurisdiction to declare evidence inadmissible in criminal cases, if it discovers that the evidence was obtained illegally and admitting it in the trial will create a substantial violation of the right of the accused to a fair trial contrary to the terms of the limitations clause. We are speaking of a fundamental balancing formula that seeks to achieve a proper compromise between all of the rights and interests that are relevant to the question of the admissibility of illegally obtained evidence, including the discovery of the factual truth, the fight against crime and the protection of public safety and the rights of victims of the offence on the one hand, as opposed to the protection of the rights of the accused and the fairness and integrity of the criminal trial on the other.

The aforesaid balancing formula will be applied at the discretion of the court, while taking into account the circumstances of each case on its merits and in accordance with the guidelines that we have discussed. These guidelines concern the nature and seriousness of the illegality that was involved in obtaining the evidence, the degree to which the improper investigation method affected the evidence that was obtained and the question of the social damage as compared to the social benefit involved in excluding it. The aforesaid doctrine will be a general one and it will be applied to all types of evidence, including defendants’ confessions.

77. It should be noted that our judgment assumes an infrastructure for adopting a case law doctrine of the inadmissibility of illegally obtained evidence, but our remarks do not provide a complete solution to all of the questions involved in the adopting of such a doctrine. Thus, for example, our judgment does not address the question whether an application to exclude illegally obtained evidence is the privilege of the accused only, or whether the prosecution may also make such an application; or, for example, who has the burden of proving the evidence involved in an application for such an exclusion and what is the appropriate stage for making the application. These questions will certainly be addressed in the future, whether in legislation that is consistent with the provisions of the Basic Law, or in the case law of the court, by means of careful steps from one case to the next.

78. Naturally, since we had not yet adopted our case law doctrine, the parties refrained from addressing in their arguments the question of when the case law doctrine that illegally obtained evidence is inadmissible should be introduced. This doctrine belongs to the sphere of the rules of evidence in criminal proceedings and its purpose is to protect the right of defendants to a fair criminal trial. The adoption of the doctrine in our legal system is a required and expected development (see para. 49 supra), and its application does not harm a reliance interest worthy of protection. In view of all this, the ruling made by us shall apply to every defendant whose case is pending before the court, in so far as there are grounds for applying it in the circumstances of the case (see and cf. LCA 8925/04 Solel Boneh Building and Infrastructure Ltd v. Estate of Alhamid [96]; see also RT 8390/01 Axelrod v. State of Israel [97].

79. In conclusion and after reading the opinion of my colleague Justice Grunis, I would like to point out that contrary to what is implied by para. 6 of the opinion, my opinion does not address the ruling made in CrimA 242/85 Hazan v. State of Israel [98], and I see no reason to express any position on that issue. With regard to the other arguments that appear in the opinion of my colleague Justice Grunis, the response to them can be found in my remarks above, and I see no need to add anything further in this regard.

From general principles to the specific case — applying the doctrine of inadmissibility to the circumstances of the appellant’s case

80. As I explained at length at the beginning of our deliberations, in the course of admitting the appellant into Prison 6 for being absent from the army without leave, a small packet wrapped in paper fell from his underpants, and then the appellant said: ‘It is grass, I can explain.’ The next day, the appellant was interrogated in the prison by a military interrogator. When he began taking his statement, the interrogator warned the appellant of his right to remain silent, but he refrained from advising him of his right to consult a lawyer. In the course of taking the aforesaid statement, the appellant confessed to the military investigator that he had smoked a drug of the cannabis type on several occasions during the period that he was absent from the army without leave. It will be remembered that before he finished taking the statement, the military investigator left the interrogation room and spoke on the telephone with the military police commander who told him to arrest the appellant. At the end of the aforesaid telephone conversation, the investigator returned to the interrogation room and continued taking the appellant’s statement. Only a quarter of an hour after finishing taking the first statement did the military investigator notify the appellant that he was under arrest and that he had the right to consult a lawyer.

The prosecution did not dispute, either before the court martial or before us, that the military investigator acted illegally when he refrained from warning the appellant of his right to consult a lawyer before he began taking his statement. As we clarified above, the investigator acted in this matter in contravention of the arrangement that was provided at that time in the guidelines of the military police investigation department and that was later enshrined in s. 227A1 of the Military Jurisdiction Law, according to which a soldier should be informed of his right to consult a lawyer whenever there is an almost certain likelihood that he will be arrested. In view of the aforesaid omission of the military investigator, the appellant was unaware of the right to consult a lawyer before his first statement was taken. Therefore the appellant did not ask to consult a lawyer before he confessed that he had used a dangerous drug while he was a soldier. In these circumstances, the parties before us agree that not giving the appellant the notice about his right to consult a lawyer amounted to a violation of the actual right to consult a lawyer (see para. 19 supra).

We have come to the conclusion that notwithstanding the aforesaid violation of the right to consult a lawyer, there was no substantial violation of the appellant’s right to autonomy of will and freedom of choice when he made his confession. In view of this, we held that we should not intervene in the decision of both instances of the court martial, which did not declare the confession of the appellant inadmissible under the provisions of s. 12 of the Evidence Ordinance. But this conclusion is insufficient to end our deliberations. There is a separate question as to whether there is a basis for excluding the aforesaid confession of the appellant in accordance with the case law doctrine of inadmissibility that we are adopting into our legal system. It should be stated that the aforesaid doctrine applies in the appellant’s case in view of what is stated in s. 476 of the Military Jurisdiction Law, that: ‘The rules of evidence that are binding in criminal matters in the courts of the state are also binding in a court martial…, when there is no contrary provision in this law.’ It should also be noted that even though s. 9 of the Basic Law: Human Dignity and Liberty provides a special limitations clause for the security forces, as a rule this does not change the fundamental balancing formula on which the case law doctrine of inadmissibility is based or the guidelines for exercising judicial discretion within this framework. If and in so far as it is required, the nature and character of the military service will affect the application of the criteria that we have discussed, in view of the circumstances of each case on its merits (on the special limitations clause provided in s. 9 of the Basic Law, see the opinion of Justice Zamir in HCJ 6055/95 Tzemah v. Minister of Defence [99], at pp. 262-267 {657-663}).

81. In the circumstances of the case before us, the first condition for applying the case law doctrine of inadmissibility is satisfied, since there is no dispute before us that the military investigator acted illegally when he refrained from notifying the appellant before beginning to take his statement about his right to consult a lawyer. It remains, therefore, to examine whether admitting the appellant’s confession as evidence in the trial will create a significant violation of his right to a fair criminal trial contrary to the terms of limitations clause.

We discussed above the importance of the right to consult a lawyer and its contribution to protecting the fairness and propriety of the interrogation proceedings (see para. 14 et seq.). In view of this, we said that a substantial violation of the right to consult a lawyer in the interrogation proceedings may in certain circumstances harm the fairness of the criminal justice process as a whole. In the appellant’s case, the District Court Martial held, by a majority, that the military investigator acted — throughout all the stages of the interrogation — knowingly and intentionally in violation of the defendant’s [the appellant’s] right to consult a lawyer, and there was no basis for holding him to have acted in good faith in this respect’ (p. 38 of the verdict). The Appeals Court Martial did not see fit to intervene in the aforesaid factual finding, and we too will refrain from doing so in the proceeding before us. The fact that the military investigator refrained intentionally from informing the appellant of his right to consult a lawyer and deliberately violated this basic right increases the severity of the illegality that was involved in obtaining the appellant’s confession and constitutes a weighty reason for excluding it as evidence. To this we should add the considerable ease with which it was possible to obtain the appellant’s confession lawfully, and also the fact that the offences attributed to the appellant are not the most serious ones in the statute book. On the other hand, it should be noted that in his arguments before the court martial, counsel for the defence confirmed that the illegality under discussion did not undermine the credibility of the content of the confession given by the appellant in his interrogation. But the prima facie credibility of the confession, in itself, is incapable of being a sufficiently weighty reason when confronted with all the other considerations that we have discussed. Therefore, we are drawn to the conclusion that in the unique circumstances of the case before us, admitting the confession of the appellant in evidence will create a substantial and disproportionate violation of his right to a fair criminal trial and therefore we should declare it inadmissible.

In addition to the aforesaid, we should point out that counsel for the appellant argued in the notice of appeal that was filed in the court that the violation of the duty to give notice of the right to consult a lawyer was not an isolated event and that at the time the appellant was interrogated, the aforesaid violation was a common phenomenon in the investigations of the military police investigations department. The National Public Defender’s Office raised a similar argument with regard to police investigations. In their written summations, the National Public Defender’s Office gave details of the results of a field survey carried out at the end of 1999 and during 2003. The research was conducted on a group of 220 persons under arrest in the Tel-Aviv District. It is argued that the findings of the research show that a significant number of persons under arrest at police stations do not receive a statutory notice of their right to consult a defence lawyer. I would remark on this that I doubt whether the research method and the population group size that was examined by it allow reliable and comprehensive conclusions to be reached as was claimed before us. Indeed, the Public Defender’s Office confirmed in its arguments that there may be a margin of error in the findings of the research that was conducted. Nonetheless in the case before us the need to decide this does not arise: first, as we have clarified above, the case law doctrine of inadmissibility is not based mainly on an educational-deterrent purpose. Therefore there is no need to prove that the illegality that was involved in obtaining the evidence is a common phenomenon, even if such proof is likely to be a circumstance that the court would take into account within the framework of its considerations. Second, in view of all the reasons that were set out above, and especially in view of the finding of the court martial that the military investigator intentionally refrained from advising the appellant of the right to consult a lawyer, the confession that the appellant made in the interrogation should be declared inadmissible, whether the violation of the duty to give the notice is a common phenomenon as alleged by the appellant and the National Public Defender’s Office, or not.

82. Consequently, in view of all the reasons that I have discussed above, I have reached the conclusion that we should allow the appeal in the appellant’s case and declare his confession inadmissible in accordance with the conditions of the case law doctrine of inadmissibility. The appellant should therefore be acquitted of the three offences of using a dangerous drug, whereas his conviction on the offence of possessing a dangerous drug that he confessed should remain unaffected. In so far as the appellant’s sentence is concerned, for the reasons set out above, the court martial refrained from imposing an actual custodial sentence for his conviction of the offences of making use of a dangerous drug, and it thought it sufficient to impose a suspended sentence for these offences. The operational period of the suspended sentence has already ended, and to the best of our knowledge the suspended sentence was not implemented during it.

I therefore propose that the appeal should be allowed and that the appellant should be acquitted of the three offences of making use of a dangerous drug.

 

 

President A. Barak

I agree.

 

 

Justice E. Rivlin

I agree.

 

 

Justice A. Procaccia

I agree.

 

 

Justice E.E. Levy

I agree.

 

 

Justice M. Naor

I agree.

 

 

Justice S. Joubran

I agree with the illuminating and comprehensive opinion of my colleague, Justice Beinisch.

 

 

Vice-President Emeritus M. Cheshin

I have read the magnum opus of my colleague, Justice Beinisch, and I agree with her conclusions, both with regard to the interpretation and implementation of the provisions of s. 12 of the Evidence Ordinance and with regard to the validity and effect of illegally obtained evidence. If I wish therefore to add two or three footnotes, these are not intended to derogate in any way from the illuminating remarks of my colleague.

2.            With regard to the interpretation and scope of application of the provisions of s. 12 of the Evidence Ordinance, as my colleague said in her opinion, the core of the interpretation proposed by her was inherent in the provisions of s. 12 already before the enactment of the Basic Laws. All that has happened is that the Basic Laws and the ‘spirit of the times’ have germinated the seed that was previously dormant and hidden within the provisions of s. 12; now that the seed has been germinated, it has been nourished by the Basic Laws and the ‘spirit of the times,’ and thus it has succeeded in sprouting and growing until it has brought forth fruit, which is the fruit that we now have before us.

3.            The interpretation currently being proposed for the provisions of s. 12 has two tributaries. The source of the first tributary in the language of s. 12. The court should ascertain that a confession brought before it as evidence was ‘free and willing,’ nothing more. But now this tributary is seeking to increase by one level or several levels the degree of abstraction of the concepts ‘free and willing,’ by determining that the essence of the matter before us, and other matters, is the autonomy of the individual and the freedom of choice given to him to make — or not to make — a ‘free and willing’ confession. Only someone who has personal autonomy — or, to put it another way, someone whose personal autonomy has not been substantially violated — can confess freely and willingly, and only a confession made by someone in this state can have a presumption of truth. Making a ‘free and willing’ confession is merely one of the manifestations of personal autonomy, and instead of focusing on the manifestation (the external appearance), we should prefer to examine the source, the root of the manifestation. It need not be said that the autonomy of the individual inherently includes also his right to physical and emotional wellbeing. We must remember and safeguard all this, because the formulation of criteria is only the beginning of the work; the essence lies in the methods of implementing them and in erecting fences around them.

4.            The second tributary is the ‘spirit of the times,’ an inspiration that we have been fortunate to receive from the Basic Laws, from the general atmosphere, and no less importantly from the spirit of the age that reaches us mainly from countries with which we have a common way of legal thinking. It has been said in case law on more than one occasion that the interpretation of a statute of the Knesset is not like the interpretation of an old inscription found in an archaeological excavation. A statute of the Knesset is like a living and breathing fabric that is nourished by the spirit and substance of society as it prevails from time to time. The basic principles and doctrines that are a product of the age enter into the law and nourish its roots. We ourselves are the products of the ‘spirit of the times,’ and with our spirit — the ‘spirit of the times’ — we will establish and strengthen the law. See and cf. CFH 7325/95 Yediot Aharonot Ltd v. Kraus [100], at pp. 71 et seq.; LCA 6339/97 Roker v. Salomon [101], at pp. 265 et seq..

5.            ‘This person came to reside and he has acted as a judge’ was the angry complaint of the wicked people of Sodom against Lot (Genesis 19, 9 [111]). We too can say this — here in the positive sense of the expression — with regard to the doctrine called the doctrine of ‘relative voidance’ or ‘relative result.’ The doctrine came to us only recently, and it has taken control of spheres of law that our predecessors never imagined. And it is also true that we have always availed ourselves of this doctrine (in part), albeit not under this name. So we see that the doctrine proposed by my colleague, Justice Beinisch, with regard to the inadmissibility of evidence that was obtained by means of an illegal criminal proceeding — a doctrine of ‘relative inadmissibility’ — is merely a child of its parent, the doctrine of ‘relative result.’

6.            A final comment: we are discovering, not for the first time, that history repeats itself, albeit on higher levels of sophistication and abstraction than in the past. Thus we see that during the formative period of the common law, the courts fashioned raw materials into fundamental principles, doctrines and patterns of thinking. In the next stage, the more advanced stage, the courts, as well as the legislature, took steps to crystallize the rules of law, to pour the primeval material into more rigid utensils, which were supposed to make it easier for the courts to apply the law to sets of facts that came before them for a decision. The purpose of the crystallization was that instead of the courts being required to concern themselves, again and again, with tens or maybe hundreds of precedents, the courts and the legislature created relatively strict formulae to facilitate the work of the courts. And now we come to the present. The time has come to make strict frameworks flexible, to interpret concepts according to their purpose, to examine the origins of rules, to infuse into rules that have been established the ‘spirit of the times’ and the concepts of justice that are accepted by us at this time. This is what my colleague Justice Beinisch has done, and may she be blessed for it.

 

 

Justice A. Grunis

1.            My colleague Justice D. Beinisch discussed in her comprehensive and penetrating opinion a long list of legal issues in the field of the rules of criminal evidence. Because of various constraints, I cannot elaborate on the many questions that arise and I will state my position briefly and succinctly, from the difficult issues to the easier ones, or, to be more precise, from general principles to the specific case.

2.            The preliminary and first question that arises is whether it is desirable that the court should adopt, by means of ‘judicial legislation,’ a broad doctrine concerning the inadmissibility of illegally obtained evidence. Indeed, my colleague restricts and qualifies the scope of the doctrine, but still the question remains as to whether such a significant step ought not to be taken by the legislature, particularly in view of the fact that specific arrangements with regard to the admissibility of evidence that originated in illegal acts were enacted by the Knesset (s. 12 of the Evidence Ordinance [New Version], 5731-1971 (hereafter — the Evidence Ordinance); s. 13 of the Eavesdropping Law, 5739-1979 and s. 32 of the Protection of Privacy Law, 5741-1981), and at a time when draft laws on the issue have once again been tabled in the Knesset. Since the opinion of my colleagues supports the adoption of such a doctrine, I too shall address the merits of the matter.

3.            In my opinion, before we begin to examine the important question under discussion — the adoption of a doctrine concerning the inadmissibility of illegally obtained evidence — we should examine the values that we are interested in realizing, and in particular we are obliged to determine the importance of those values relative to one another. In my opinion, the highest value that should concern us is to restrict, in so far as possible, the fear of false convictions. The next most important value is the public interest in achieving the conviction of those persons who have committed crimes. The combination of these two values, even from the viewpoint of their relative status, is expressed in the statement ‘better ten guilty men go free than one innocent one be convicted,’ or, in the language of Maimonides: ‘It is better and more desirable to acquit a thousand offenders than to kill one innocent person at some time in the future’ (Maimonides, Sefer HaMitzvot, Prohibitions, 290 [112]). On the next level of importance, we arrive at the need to safeguard the fairness of the criminal trial in its procedural aspect, as distinct from its ultimate purpose, namely the determination of the accused’s guilt or innocence.

4.            Throughout the opinion of my colleague Justice Beinisch, she mentions the transition that has occurred in recent decades in the sphere of the rules of evidence, from admissibility to weight. Arrangements that determined in what conditions evidence would be admitted have been replaced by the rule that holds almost all evidence to be admissible, so that the court will consider it and will be required to determine its weight. Those who support this approach believe that it gives expression to the main purpose of the court, which is discovering the truth. The argument against admissibility barriers is that they may impede the ability of the court to discover the truth, since it will be obliged to ignore relevant evidence. There is no doubt that in certain cases the approach that bars admissibility will result in the truth not coming to light. We should remember that in the vast majority of cases such an approach within the framework of the criminal trial will work against the prosecution and not against the accused. The result is likely to be that the guilty person is acquitted in his trial because incriminating evidence was not admitted. By contrast, admitting the evidence and moving the scrutiny to the question of weight is likely to result in there being cases where the innocent man is found guilty. In my opinion, these opposites of the innocent and the guilty should not be treated equally. The transition from admissibility to weight is likely to create a symmetry between them. In this regard, I can merely cite the remarks of Justice S. Levin, in the minority opinion in State of Israel v. Tubul [67], at pp. 359-360:

‘In addition to theoretical questions of interpretation, from between the lines and from the very lines of the opinion of the majority justices there emerges an approach that if the courts remove the “technical barriers” of admissibility that confronted them in the past and still do today, the power of the court to do justice and to determine the facts as they really were will be increased; this approach gives decisive weight to what it regards as the unlimited power of the courts to discover the truth on the basis of their impression of the testimonies alone, and it seeks to remove from its path procedural and evidential rules that, in the opinion of the supporters of this approach, have become antiquated.

In my opinion, the approach of the majority judges is too simplistic; it emphasizes individual cases in which the court, because of evidence that was excluded, did not discover the truth (and such cases definitely do exist) but it ignores the existence of many other cases in which different judges may be impressed differently by particular evidence and therefore reach different factual findings from one another; not only is the discernment capacity of different judges dissimilar, but sometimes the period of time during which the evidence is heard and the short time during which a witness is on the witness stand do not allow the court to reach sufficiently definite conclusions, and in addition, the “truth” is determined only according to reality as it appears from the evidence, which may not reflect reality as it truly is. In such circumstances, providing so-called “formal” evidential barriers is capable of balancing the picture and changing the result, to some extent, in favour of standardization in determining factual findings, contributing to legal certainty and serving as a kind of constitutional safeguard against mistakes or arbitrariness; the existence of “formal” barriers as aforesaid is especially required in a legal system like ours, in which the determination of factual findings is usually solely the province of the trial court, and the court of appeal does not tend to intervene in these except in special and rare cases. It should be noted that I do not intend to say that every “formal” provision is desirable merely because it is such, but that in each case we should examine to what extent it serves a worthy purpose and is intended to balance risks that should be avoided…

There is no doubt that any legal system that prefers the existence of evidential or procedural safeguards to the unlimited discretion of the court, or that excludes them, pays a price as compared with the opposite system. Indeed, in every case where there is a conflict between the approaches, the legislator or the interpreter, as applicable, must create the appropriate balancing formula that will, in so far as possible, give the proper weight to the conflicting interests and considerations.’

It should be noted that the fear of false convictions is even greater when we are concerned with a confession, since the additional evidence required for a conviction on a confession is minimal.

5.            My colleague Justice D. Beinisch considered at length the interpretive development of s. 12 of the Evidence Ordinance. It is clear that originally the section applied only to cases in which there was at least a doubt as to the credibility of the confession. Case law extended the interpretation of the section so that in certain circumstances there was no further need to ascertain how the action of the person in authority affected the credibility of the confession. The broader approach is consistent with the approach that a violation of the autonomy of the person under interrogation (who later becomes the accused) or his freedom of choice is what lies at the heart of s. 12. I wonder whether today, when the doctrine of illegally obtained evidence is being adopted, there is no basis for returning to the original interpretation of s. 12. In other words, the question is why we do not leave outside the framework of s. 12 the problematic cases in which there is no difficulty with regard to the credibility of a confession, so that these will be subject to the same rules of the doctrine that apply with regard to the other types of evidence.

6.            Another point that should be considered concerns the distinction between a confession of an accused and a statement of a witness (or of another defendant in the same indictment). Consider a case in which the confession of an accused is also used as evidence against another defendant (in one indictment). Let us assume that because of various defects in the investigation, the court decides that the confession should not be admissible against the accused who confessed because of a doubt as to its credibility. Is it possible that the very same evidence will be admissible against another defendant in the indictment? (See A. Stein, ‘Section 10A of the Evidence Ordinance and its Interpretations: a Positive Development or Danger of a Miscarriage of Justice?’ 21 Hebrew Univ. L. Rev. (Mishpatim) 325 (1992), at p. 339, footnotes 15-16). I think that case law has not gone so far as to hold that it is possible to rely on the statement against the other defendant, even if it is inadmissible in evidence against the person who made it because of the issue of credibility (the problem arose in Hazan v. State of Israel [98]; see the opinion of Justice S. Levin, at p. 526). I fear that the adoption of the doctrine is likely to lead to a slippery slope that in the end will result in a confession that is inadmissible against one defendant because of the problem of credibility (under s. 12 of the Evidence Ordinance) serving as a basis for a conviction of another defendant (according to the tests of the general doctrine).

According to my colleague’s position, we should examine the seriousness of the offence within the framework of all the considerations that the court should take into account when it decides how to address illegally obtained evidence. In other words, the more serious the offence, the less justification there will be for excluding the illegally obtained evidence. I agree with this only when there is no problem of credibility for a reason that would exclude a confession under s. 12 of the Evidence Ordinance according to its original interpretation. It is difficult to accept that it is not possible to rely on certain evidence in a case where the offence is a minor one, whereas it will be possible to make use of the same evidence when the offence is a serious one. The consideration of the seriousness of the offence will be permitted if the reason for the argument of inadmissibility is unrelated to credibility. Naturally, certain steps or actions of investigation authorities may be considered to create an absolute presumption with regard to undermining credibility (see Muadi v. State of Israel [36]).

7.            I shall now turn to two points that concern the facts of the case. It will be remembered that the appellant was not told by the military policeman who interrogated him that he was entitled to consult a lawyer. The policeman said to the appellant that he had the right to remain silent. Should the confession made by the appellant be excluded in these circumstances? There is no dispute that the interrogator violated his duty to notify the appellant of his right to consult a lawyer. Notwithstanding, there is no claim in the present case that there is a question as to the credibility of the confession. My opinion is that since the appellant was aware of his right to remain silent, the violation of the duty to notify him of the right to consult a lawyer, in itself, does not justify the exclusion of the confession. Had the interrogator also refrained from telling the appellant that he had the right to remain silent, it is possible that the two omissions jointly would justify the exclusion of the confession.

8.            The last point concerns the question of whether, and to what extent, we should attach weight to the intention of the interrogator, who, it will be remembered, intentionally refrained from notifying the appellant of his right to consult a lawyer. According to the position of my colleague Justice D. Beinisch, the finding that this was an intentional omission is a circumstance of considerable weight for excluding it as evidence. I will make two remarks about this: first, I have difficulty in understanding, in view of the circumstances of the case, what connection there is between the intention of the interrogator and the determination of inadmissibility. It is possible that considerable weight should be attached had the main purpose of the rule of inadmissibility been an educational-deterrent one. But according to the approach of my colleague, this is not the dominant purpose. Second, when we are speaking of a policeman whose job it is to interrogate suspects or witnesses, can we accept that such an omission is ever unintentional?!

9.            Therefore, were my opinion accepted, we would deny the appeal.

 

 

Appeal allowed, by majority opinion (Justice Beinisch, President Barak, Vice-President Emeritus Cheshin and Justices Rivlin, Procaccia, Levy, Naor and Joubran), Justice Grunis dissenting.

3 Elul 5765.

7 September 2005.

 

Barake v. Minister of Defense

Case/docket number: 
HCJ 3114/02
Date Decided: 
Monday, October 14, 2002
Decision Type: 
Original
Abstract: 

Facts: This petition was submitted during IDF operations against the terrorist infrastructure in the areas of the Palestinian Authority. (“Operation Defensive Wall.”) Petitioners requested that the IDF be ordered to cease checking and removing the bodies of Palestinians that had been killed during the course of warfare in the Jenin refugee camp. Petitioners also requested that the IDF be ordered not to bury those ascertained to be terrorists in the Jordan valley cemetery. Petitioners request that the tasks of identifying and removing the bodies be the responsibility of medical teams and the Red Cross. Petitioners also request that the families be allowed to bring their dead to a quick and honorable burial. 

 

Held: The Supreme Court held that the respondents were responsible, under international law, for the location, identification, and burial of the bodies. As such, and according to guidelines that will be set out by respondent, teams will be assembled for the location, identification and removal of bodies. Respondent agrees that the Red Cross should participate in these activities and is prepared to positively consider the suggestion that the Red Crescent also participate, according to the discretion of the Military Commander. The identification process will be completed as quickly as possible, and will ensure the dignity of the dead as well as the security of the forces. At the end of the identification process, the burial stage will begin. Respondents’ position was that the Palestinian side should perform the burials in a timely manner. Of course, successful implementation requires agreement between the respondents and the Palestinian side. If it becomes clear that the Palestinian side is refraining from bringing the bodies to an immediate burial, in light of the concern that such a situation will compromise national security, the possibility that respondents will bring the bodies to immediate burial will be weighed. Burials be carried out in an appropriate and respectful manner, while ensuring respect for the dead. No differentiation will be made between bodies, and no differentiation will be made between the bodies of civilians and the bodies of armed terrorists.

Voting Justices: 
Primary Author
majority opinion
majority opinion
majority opinion
Full text of the opinion: 

The Supreme Court Sitting as the High Court of Justice 
[April 14, 2002] 
Before President A. Barak, Justices T. Or, D. Beinisch 
Petition to the Supreme Court sitting as the High Court of Justice. 

Facts: This petition was submitted during IDF operations against the terrorist 
infrastructure in the areas of the Palestinian Authority. (“Operation Defensive 
Wall.”) Petitioners requested that the IDF be ordered to cease checking and 
removing the bodies of Palestinians that had been killed during the course of 
warfare in the Jenin refugee camp. Petitioners also requested that the IDF be 
ordered not to bury those ascertained to be terrorists in the Jordan valley 
cemetery. Petitioners request that the tasks of identifying and removing the 
bodies be the responsibility of medical teams and the Red Cross. Petitioners also 
request that the families be allowed to bring their dead to a quick and honorable 
burial. 

Held: The Supreme Court held that the respondents were responsible, under 
international law, for the location, identification, and burial of the bodies. As 
such, and according to guidelines that will be set out by respondent, teams will 
be assembled for the location, identification and removal of bodies. Respondent 
agrees that the Red Cross should participate in these activities and is prepared 
to positively consider the suggestion that the Red Crescent also participate, 
according to the discretion of the Military Commander. The identification 
process will be completed as quickly as possible, and will ensure the dignity of 
the dead as well as the security of the forces. At the end of the identification 
process, the burial stage will begin. Respondents’ position was that the 
Palestinian side should perform the burials in a timely manner. Of course, Barake v. Minister of Defence
successful implementation requires agreement between the respondents and the 
Palestinian side. If it becomes clear that the Palestinian side is refraining from 
bringing the bodies to an immediate burial, in light of the concern that such a 
situation will compromise national security, the possibility that respondents will 
bring the bodies to immediate burial will be weighed. Burials be carried out in 
an appropriate and respectful manner, while ensuring respect for the dead. No 
differentiation will be made between bodies, and no differentiation will be made 
between the bodies of civilians and the bodies of armed terrorists. 

Israeli Supreme Court Cases Cited: 
[1] HCJ 2901/02 The Center for the Defense of the Individual v. The
Commander of the IDF Forces in the West Bank IsrSC 56(3) 19 
[2] HCJ 2936/02 Physicians for Human Rights v. The Commander of the
IDF Forces in the West Bank, IsrSC 56(3) 3 
[3] HCJ 2977/02 Adalah—The Legal Center for the Arab Minority Rights in 
Israel v. The Commander of the IDF Forces in the West Bank, IsrSC 
56(3) 6. 
[4] HCJ 3022/02 LAW—The Palestinian Organization for the Defence of
Human Rights and the Environment v. The Commander of the IDF 
Forces in the West Bank IsrSC 56(3) 9 
For the petitioner in HCJ 3114/02—Ihab Iraqi 
For the petitioner in 3115/02—Saadi Usama 
For petitioner 1 in HCJ 3116/02—Hasan Jabareen 
For petitioner 2 in HCJ 3116/02—Jamal Dakwar 
For the respondents—Malchiel Blass, Yuval Roitman 

Judgment 
President A. Barak 
1. Since March 29, 2002, combat activities, known as “Operation 
Defensive Wall,” have been taking place in areas of Judea and Samaria. 
Their objective is to prevail over the Palestinian terror infrastructure, and 
to prevent the recurrence of the terror attacks which have plagued Israel. In the context of this operation, on April 3, 2002, IDF forces entered the 
area of the city of Jenin and the refugee camp adjacent to it. According to 
respondents, an extensive terror infrastructure (in their words—a bona fide 
“Palestinian Military Industries”) has developed in the city of Jenin and in 
the refugee camp. More than twenty three suicide bombers have come 
from that area—about one quarter of all terrorists who have executed 
suicide bombing attacks, including the attacks during Passover, the attack 
in the Matza Restaurant in Haifa, in the Sbarro Restaurant in Jerusalem, 
in the train station in Benyamina, the bus attack at the Mosmos junction, 
and the attack at the junction adjacent to Army Base 80. 
2. As IDF forces entered the refugee camp, they found that a large 
proportion of the houses were empty. The civilian population was 
concentrated in the center of the camp. As IDF forces arrived, they 
appealed to residents to come out of their houses. According to the 
information before us, this call was not answered until the night of April 7, 
2002. At that point, approximately one hundred people left the camp. In 
order to apprehend the terrorists, and locate weapons and explosives, IDF 
forces began house to house combat activity. This technique was adopted, 
among other reasons, in order to prevent casualties to innocent civilians. It 
became clear that the empty houses had been booby-trapped. As a result 
of this fighting, twenty three of our soldiers fell in battle. After several 
days of house to house combat, the army achieved control of the camp. 
According to respondents, during the fighting, after calls to evacuate the 
houses, bulldozers were deployed in order to destroy houses, and some 
Palestinians were killed. 
3. Bodies of Palestinians remained in the camp. Until the camp was 
completely under IDF control, it was impossible to evacuate them. Once 
the camp was under control, explosive charges, which had been scattered 
around the refugee camp by Palestinians, were neutralized and removed. 
As of the submission of these petitions, thirty seven bodies had been found. 
Eight bodies were transferred to the Palestinian side. Twenty six bodies 
have yet to be evacuated. Barake v. Minister of Defence
4. The three petitions here ask us to order respondents to refrain from 
locating and evacuating the bodies of Palestinians in the Jenin refugee 
camp. In addition, they request that the respondents be ordered to refrain 
from burying, in the Jordan Valley cemetery, the bodies of those 
ascertained to be terrorists. Petitioners request that the task of locating and 
collecting the bodies be given to medical teams and representatives of the 
Red Cross. In addition, they request that family members of the deceased 
be allowed to bring their dead to a timely, appropriate and respectful 
burial. 
5. The petitions were submitted on Friday afternoon, April 12, 2002. 
We requested an immediate response from the Office of the State 
Attorney. That response was submitted on Friday evening. After reading 
the petitions and the response, we decided that arguments would be heard 
on Sunday, April 14, 2002. The President of the Court granted a 
temporary order forbidding, until after the hearing, the evacuation of the 
bodies from the places where they lay. 
6. At the beginning of arguments this morning, April 14, 2002, a 
group of reserve soldiers, who had served in the area of the Jenin refugee 
camp, requested to be added as respondents to this petition. We read their 
submissions and heard the arguments of their attorney, Y. Caspi. We 
requested the State’s position. The State responded that the reservists did 
not present anything that was not already present in the position of the 
State and, as such, there was no place to grant their request. As such, and 
according to our procedures, we rejected the request to join as respondents 
to this petition. We allow the addition of a petitioner or respondent when 
their position adds to what has already been put before us. As the State 
correctly noted, this is not the case in this situation. 
7. Our starting point is that, under the circumstances, respondents are 
responsible for the location, identification, evacuation, and burial of the 
bodies. This is their obligation under international law. Respondents 
accept this position. Pursuant to this, and according to procedures that 
were decided upon, teams were assembled, including the bomb squad unit, medical representatives, and other professionals. These teams will locate 
the bodies. They will expedite the identification process. They will 
evacuate the bodies to a central location. In response to our questions, 
respondents stated that they are prepared to include representatives of the 
Red Cross in the teams. In addition, they are willing to consider, according 
to the judgment of the Military Commander and in consideration of the 
changing circumstances, the participation of a representative of the Red 
Crescent in the location and identification process. We recommended that 
a representative of the Red Crescent be included subject, of course, to the 
judgment of the military commanders. Respondents also state that it is 
acceptable to them that local representatives will assist with the process of 
identification, following the location and evacuation of the bodies. 
Identification activities on the part of the IDF will include documentation 
according to st\andard procedures. These activities will be done as soon as 
possible, with respect for the dead and while safeguarding the security of 
the forces. These principles are also acceptable to petitioners. 
8. At the end of the identification process, the burial stage will begin. 
Respondents’ position is that the Palestinian side should perform the 
burials in a timely manner. Of course, successful implementation requires 
agreement between the respondents and the Palestinian side. If it becomes 
clear that the Palestinian side is refraining from bringing the bodies to an 
immediate burial, in light of the concern that such a situation will 
compromise national security, the possibility that respondents will bring 
the bodies to immediate burial will be weighed. Though it is unnecessary, 
we add that it is respondents’ position that such burials be carried out in 
an appropriate and respectful manner, while ensuring respect for the dead. 
No differentiation will be made between bodies, and no differentiation will 
be made between the bodies of civilians and the bodies of armed terrorists. 
Petitioners find this position acceptable. 
9. Indeed, there is no real disagreement between the parties. The 
location, identification, and burial of bodies are important humanitarian 
acts. They are a direct consequence of the principle of respect for the 
dead—respect for all dead. They are fundamental to our existence as a Barake v. Minister of Defence
Jewish and democratic state. Respondents declared that they are acting 
according to this approach, and this attitude seems appropriate to us. As 
we have said, in order to prevent rumors, it is fitting that representatives of 
the Red Crescent be included in the body location process. It is also fitting, 
and this is acceptable to the respondents, that local Palestinian authorities 
be included in the process of the identification of the bodies. Finally, it is 
fitting, and this is the original position of the respondents, that burials 
should be performed respectfully, according to religious custom by local 
Palestinian authorities. All these acts should be performed in as timely a 
manner as possible. All the parties are in agreement in that regard. 
Needless to say, all of the above is subject to the security situation in the 
field, and to the judgment of the Military Commander. 
10. Indeed, it is usually possible to agree on humanitarian issues. 
Respect for the dead is important to us all, as man was created in the 
image of God. All parties hope to finish the location, identification, and 
burial process as soon as possible. Respondents are willing to include 
representatives of the Red Cross and, during the identification stage after 
the location and evacuation stages, even local authorities (subject to 
specific decision of the Military Commander). All agree that burials 
should be performed with respect, according to religious custom, in a 
timely manner. 
11. Petitions claimed that a massacre had been committed in the Jenin 
refugee camp. Respondents strongly disagree. There was a battle in Jenin, 
a battle in which many of our soldiers fell. The army fought house to 
house and, in order to prevent civilian casualties, did not bomb from the 
air. Twenty three IDF soldiers lost their lives. Scores of soldiers were 
wounded. Petitioners did not satisfy their evidentiary burden. A massacre 
is one thing; a difficult battle is something else entirely. Respondents 
repeat before us that they wish to hide nothing, and that they have nothing 
to hide. The pragmatic arrangement that we have arrived at is an 
expression of that position. 
12. It is good that the parties to these petitions have reached an understanding. This understanding is desirable. It respects the living and 
the dead. It avoids rumors. Of course, the law applies always and 
immediately. Respondents informed us that, in all their activities, the 
military authorities are advised by the Chief Military Attorney. This is 
how it should be. Even in a time of combat, the laws of war must be 
followed. Even in a time of combat, all must be done in order to protect 
the civilian population. See HCJ 2901/02 [1]; HCJ 2936/02 [2]; HCJ 
2977/02 [3]; and HCJ 3022/02 [4]. Clearly this Court will take no position 
regarding the manner in which combat is being conducted. As long as 
soldiers’ lives are in danger, these decisions will be made by the 
commanders. In the case before us, it was not claimed that the 
arrangement at which we arrived endangered the lives of soldiers. Nor was 
it claimed that the temporary order endangered the lives of soldiers. On the 
contrary; the arrangement at which we arrived is an arrangement in which 
all are interested. 
In light of the arrangement detailed above, which is acceptable to all 
parties before us, the petitions are rejected. 
April 14, 2002 

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