Judicial review

Axelrod v. State

Case/docket number: 
HCJ 129/13
Date Decided: 
Sunday, January 26, 2014
Decision Type: 
Original
Abstract: 

The petition urges the Court to compel the Knesset to legislate the matter of marriages between those who cannot (as in cases of intermarriage) or wish not to marry under religious law and are therefore excluded from marrying in Israel. Holding that the Court cannot order the Legislature to legislate outside of correcting a constitutional flaw in existing statutes, President Grunis and Deputy President Naor declined to intervene. In his concurrence, Justice Rubinstein finds that as current marriage laws exclude large portions of the population, the State cannot continue to ignore this reality and violate citizens' right to marry. He therefore believes a legislative solution is required.  

Voting Justices: 
Primary Author
majority opinion
Primary Author
majority opinion
Author
concurrence
Full text of the opinion: 

Supreme Court of Israel

HCJ 129/13

 

Before:            The Honorable President A. Grunis

                        The Honorable Vice President M. Naor

                        The Honorable Justice E. Rubinstein

 

Petitioners:      1. Eli Axelrod

2. Moshe Axelrod

v.

Respondents: 1. Government of Israel 

2. Israeli Knesset

3. Ministry of the Interior

 

Petition to grant an order nisi

 

Date of Hearing: 21 Shvat 5774 (January 22, 2014)

 

On behalf of Petitioners:           Adv. Eli Axelrod

On behalf of Respondents 1,3: Adv. Ran Rosenberg

On behalf of Respondent 2:     Adv. Dr. Gur Bleigh

 

Judgment

 

President A. Grunis and Vice President M. Naor:

1.         This petition seeks to bring before this Court again a difficult and painful problem. This problem pertains to citizens of Israel, many thousands of them, who cannot marry in this Country because they are not members of one of the recognized religious groups, or one of them is not a member of one of those groups. In addition the petition relates to those who can marry in Israel, but do not wish to do so in a religious ceremony.

2.         The stated problem has been presented to this Court in several petitions argued in the last few years: HCJ 7127/11 Center for Jewish Pluralism v. Government of Israel (Dec. 5, 2011); HCJ 1143/11 Jerusalem Institute for Justice v. The Knesset (Oct. 18, 2012). The first petition was deleted and the second was denied, in both cases after the petitioners accepted the recommendations of the different panels hearing the cases to retract the petitions. There is nothing novel in the current petition in comparison to the previous ones. Clearly, the solution to the difficult problem has to be by way of Knesset legislation. However, the Court cannot order the legislature to legislate. There is a dramatic distinction between striking down a law due to a constitutional defect, and ordering the legislature to regulate a certain issue in legislation. The additional claims raised by the petitioners, including the one pertaining to the Marriage and Divorce (Registration) Ordinance and its treatment of civil marriage, do not substantiate a cause of action.

3.         Regrettably, we do not see a basis for the Court’s involvement.

 

President, Vice President

 

Justice E. Rubinstein:

A.        I join my colleagues’ judgment. I would like to note that, sadly, the problem invoked by the petitioners is very old, and has worsened with the wave of immigration from the Commonwealth of Independent States (former Soviet Union) from the late 1980’s, as it is undisputable that large numbers of those entitled to Shvut in a family’s two generations are not Jewish according to Halacha; even though they are of Israel seed, through father, grandfather, or grandmother.

            I would be the last to support intermarriage; however a solution to citizens seeking to marry must be given to them within their country. In my opinion in LFA 9607/03 Ploni v. Plonit (2006), paragraphs J-K, I said about them:

“Intermarriage, a painful issue since ancient days (see, during the first return to Zion – Ezra 9 1-2, 12 and chapter 10, and Nehemia 9 31), makes my heart cringe, due to its meaning in the historical respect and its impact on the state of the Jewish people and its size, to an existential degree … (But) I doubt that closing our eyes to the fact of these difficulties is the way to deal with intermarriage, given the factual and legal reality that has evolved over the years … It seems that the wave of intermarriage, which appears with great force within a big part of the Jewish diaspora and exists among our people as well since the waves of immigration of the previous decades – is not going to be stopped in this way, and attending to the larger matter is beyond the judicial scope … The place for decision is the legislature … the Legislature ought to consider an arrangement that would be suitable to those Israelis who cannot marry in Israel (emphasis in original – E.R.); I dare say, that if it were possible to persuade each and every Jewish man and woman, for many good reasons, to marry members of the Jewish people, there would be no-one happier than me, certainly so after a third of the People was decimated in the Holocaust. But since this is not the reality, the state should provide the suitable solutions, of course while accounting for its Jewish and democratic character – as well as for the slippery slope that can ensue.”

 

The son of a Jewish father and a non-Jewish mother – Petitioner 1 did nothing wrong. He is an Israeli citizen, as good as any of us, subject to duties and entitled to rights, including the right to marry. Since the 1970 amendment to the Law of Return, 1950, and the addition of Section 4A, the right to marry applies also to citizens entitled to Shvut and to their offspring. The Law on Matrimonial Partnership for People without Religion, 2010, does not apply to the Petitioner, since he seeks to marry a Jewish woman. He apparently chose not to convert into Judaism although he considers himself Jewish; to me this would have been a practical and commendable solution, but it is up to him and his personal decision. Therefore the state should devise a fair solution to those like him, one that would not make any of its citizens feel as if they are “second rate.” Indeed, the difficulty in this is clear and for that reason the Law on Matrimonial Partnership was dedicated to those without a religion, as its name suggests; however a solution to the complex question is required, while reserving marriage to the religious groups within themselves; the issue is clearly in the purview of the legislature.

 

Justice

 

The petition is denied. Given the circumstance no fees will be assessed.

 

Entered today, 25 Shvat 5774 (Jan. 26, 2014)

 

President                             Vice President                             Justice

Full opinion: 

Hammer v. Amit

Case/docket number: 
CA 1326/07
Date Decided: 
Monday, May 28, 2012
Decision Type: 
Appellate
Abstract: 

[This abstract is not part of the Court's opinion and is provided for the reader's convenience. It has been translated from a Hebrew version prepared by Nevo Press Ltd. and is used with its kind permission.] 

 

This opinion is a result of cases joined together in order for the Court to resolve the general questions regarding the cause of action known as “wrongful birth”. This issue arises when a person born with a congenital disability claims that careful conduct by petitions – usually medical professionals who treated the pregnant mother – would have entirely prevented that person’s birth. Two distinct causes of action might be triggered by the negligent conduct: a claim by the parents and the claim by the child. These claims were recognized 25 years ago in the Supreme Court’s decision in CA 518/82 Zeitzov v. Katz (“Zeitzov decision”). The child’s claim is termed “wrongful life”, and thus is distinguished from the parent’s claim, termed “wrongful birth”. All five justices who sat on the Zeitzov panel found that there is no bar to recognizing the parents’ claim – the “wrongful birth” claim – as a subset of the tort of negligence and according to the general principles of tort law. The dispute, even back then, revolved around the issue of recognizing a claim by the child. In a majority ruling, the Court recognized the child’s claim of “wrongful life”. Still, the four justices of the majority were split on the reasons for recognizing the “wrongful life” cause of action and therefore were also split on the question of quantifying damages. This fundamental question was left unresolved there. As a result, in the years since the decision, real difficulties have arisen in applying the principle rule about recognizing a child’s claim of “wrongful life”. In the absence of binding precedent, the Zeitzov decision was implemented inconsistently. In light of these difficulties and in light of the need to resolve additional related issues, we joined the discussion.

 

The Supreme Court, in an expanded panel of seven justices (authored by Deputy President E. Rivlin) ruled that:

 

The child’s claim of “wrongful birth” can no longer be recognized. Each of the two different modes of reasoning that support the “wrongful life” as presented by the Court in Zeitzov hold significant legal challenges that go both to the element of damage and the element of causation, making it difficult to recognize this cause of action under the tort of negligence. Deputy President Ben-Porat’s approach inevitably leads to finding that there are situations where it would have been preferable for one not to have been born at all. This finding cannot be based on any legal foundation and should not be based on any morals or values. In the absence of such findings, the element of damage in a wrongful life claim cannot be proven. President Barak’s position in Zeitzov is also problematic as there is no causal link between the breach and the damage of life with a disability. But beyond these legal difficulties, there is a moral difficulty in the view that the life of one born with a disability can be considered – in the eyes of the child itself – as “damage”. The finding that it is better for a certain person not to have been born at all carries the impermissible implication that life has no intrinsic value, that is not reduced – and certainly not eliminated – due to a disability. This view is a necessary and important part of our recognition and belief in the sanctity of life, human value and dignity, and the rights of people with disability to dignity and equality. This position is reflected in the jurisprudence of courts in common law countries as well.

 

That said, there is neither law nor principle preventing the recognition of the parents’ cause of action for “wrongful birth” – a cause of action whose recognition is not in dispute. On this issue there is no place to do away with the ruling in Zeitzov.

 

Alongside the general recognition of the parents’ claim of wrongful birth, the Court found it appropriate to address three issues arising from this claim. These were not discussed in Zeitzov in depth and it is time for this Court to establish clear precedent about them. These issues concern the matter of proving causation, quantifying damages, and damage, specifically for infringement of autonomy.

 

Ruling on these issues ultimately led to a significant expansion of the “wrongful birth” cause of action of parents, who may be compensated for expenses incurred in raising the child and providing for its needs throughout the child’s life. In this manner, the Court (here) realizes the worthy objective at the basis of the Zeitzov decision – to compensate as fully as possible for the medical and rehabilitative needs and the care of a child born with a disability, but to do so through the parents’ wrongful birth claim.

 

Proving causation: insofar as parents wish to bring a cause of action for “wrongful birth”, they must prove the existence of a causal connection. To prove this causal link between the breach of duty of care and the different damages caused by the disability, they must show, as the first stage, that had the committee for pregnancy terminations possessed all relevant medical information (information that was not provided to the parents because of the negligent conduct) it would have permitted the parents to terminate the pregnancy. At the second stage, and only if the answer to the first question is in the affirmative (otherwise the causal link is broken anyway), the parents must show that but for the breach of duty of care, they would in fact have approached the committee for pregnancy terminations for permission.

 

Because of the difficulties the second stage causes, significant weight should be given to the first question in terms of causal link – the question whether the committee for pregnancy terminations would have permitted termination in a particular case. In addition it is appropriate that the decision by the committee for pregnancy terminations would serve as a rebuttable presumption regarding the parents’ position on termination. Further, general factors, such as allegiance to a particular religion group,do not suffice to rebutt the presumption that if the committee had permitted the termination then the parents would have approached it with a request. These factors may be relevant, but since they might reflect a single aspect among the entirety of the woman’s individual circumstances, much caution must be taken when drawing any conclusions based on that aspect. Therefore, for instance, it is insufficient that the parents’ religion may forbid them from terminating a pregnancy; the court must be persuaded that the mother would have actually obeyed the religious prohibition. Finally, it must be emphasized that, when it is proven that the committee for pregnany terminations would have permitted a termination, the parents' failure to prove that they  would have chosen to terminate the pregnancy does not negate their possible claim for damages due to the violation of their autonomy, that is, their right to make such an important decision about their lives in an informed manner. For this damage, they are entitled to separate compensation.

 

The issue of damage and quantifying compensation: the parents are entitled to compensation from the defendant for the additional expenses required to fulfill their child’s medical needs and provide the child with care, and when, because of the disability, the child continues to depend on them beyond childhood, they are entitled to compensation for expenses they incure for the rest of the child’s life. This includes ordinary maintenance expenses, at least to the extent that there the child has limited income potential and there are no special circumstances that deny this right. When a child is expected to have an income despite the disability, the expected income is to be deducted, that is, the appropriate rate of the average wages must be deducted from the compensation to the parents.

 

General damages: in cases of wrongful birth the mental and psychological harm continues throughout the parents’ (plaintiffs) lives. This damage is different and separate from the harm to autonomy, which is a one-time harm that occurs at the moment where choice is denied them. The ongoing and excruciating mental harm therefore warrants a significant level of compensation.

 

Violation of autonomy: the question of the link in the parents' suit between the causes of actions for wrongful birth and violation of autonomy is that in some cases where the harm to the parents for denying their right to autonomy – to decide whether to continue a pregnancy or to terminate it – can be distinguished from other harms and where violation of autonomy is an additional, substantial harm that goes to the core of the right, the violation of autonomy must be separately compensated (in addition to their right to claim compensation for any other direct damage caused to the parents). As for the extent of the compensation – the compensation must be individual, considering the concrete violation and its circumstances. That said, it has already been found that since this is an estimate of general damage, courts would make this estimate based on the circumstances and judges’ life experiences. As a general rule, the extent of the compensation for violation of autonomy must be directly proportional to how material the missing information was and how the violated interest was to the core of the right and how much it implicated that right. Where the court was persuaded that the plaintiff’s autonomy had been violated in a way that reaches the core of that right and on a material aspect, it must grant appropriate compensation that reflects the full severity of the violation.

 

The Matza Commission recommended that the legislature  “authorize the courts to include in their decisions instructions regarding the use of the financial compensation, as much as the court may see fit to do so in order to ensure the child’s needs are met. Additionally, we recommend legislation stating that the compensation designed to guarantee the needs of the child would not be considered property of the parents in case of bankruptcy, nor would it become part of their estate or be available for any garnishment or enclosure of any kind.” These recommendations are wise and reasonable, not just for this cause of action, but more broadly as well. We hope that the legislature will answer this call, and that until then courts develop the appropriate mechanisms with the tools at their disposal.

 

The outcome: in terms of abolishing the child’s cause of action, it will not apply to pending cases where the parents’ suit was not brought. Justice Rubinstein, in concurrence, believes that the outcome of this decision should be stayed for a year, and Justice Naor points out that there is no place to determine, through a transitional provision in the matter at hand, the fate of a child’s claim that has not yet been brought.

 

Justice Rubinstein believes that we are replacing a theoretically and practically difficult system with one that has no theoretical challenges but gives rise to practical difficulties. However, at the end of the day, he joins in principle the opinion of the Deputy President, while pointing out the difficulties and calling upon the legislature to pronounce upon the issue.

 

Voting Justices: 
Primary Author
majority opinion
Author
concurrence
majority opinion
Author
concurrence
Author
concurrence
majority opinion
Author
concurrence
Full text of the opinion: 

CA 1326/07

and counter appeal CA 572/08

CA 8776/08 CA 2600/09 CA 2896/09 CA 3856/09 CA 3828/10

 

 

 

Appellant in CA 1326/07 (Respondent in the counter appeal):

 

Lior Hammer

 

 

Appellant in CA 572/08:                                    The State of Israel

 

 

Appellant in CA 8776/08:                                  A (a minor)

 

 

Appellant in CA 2600/09 and Respondent in CA 2896/09:

 

Maccabi Healthcare Services

 

 

Appellants in CA 3856/09:

1.  Eran Sidi

2.  Tsipora Sidi

3.  Yigal Sidi

 

Appellant in CA 3828/10                                   Clalit Health Services v.

Respondents in CA 1326/07 (Appellants in the counter appeal):

1.  Professor Ami Amit

2.      Mor      Institute     for       Medical

Information Ltd.

3.  Clalit Health Services

 

Respondent in CA 572/08:                                A (a minor)

 

Respondents in CA 8776/08:

1.  Victoria Sharai

2.  Alex Walpert

3.  Maccabi Healthcare Services

4.  Dr. Yivgenia Mazor

5.  Kolmedic Ltd.

6. Dr. Yosef Bracha

 

Respondents     in      CA      2600/09                         and Appellants in CA 2896/09

1. Noam Sabagian

2.  Tsiona Sabagian

3. Hayim Sabagian

 

Respondents in CA 3856/09:                             1.     The  Sick  Fund  of  the  Histadrut haClalit

2.  Dr. David Kampf

 

Respondents in CA 3828/10:

1.  Chen Na'ava

2. Chen Eli

3.  The estate of Chen Ziv Or z"l

 

 

 

 

The Supreme Court sitting as a Civil Appeals Court

 

CA 1326/07 and counter appeal from the judgment of the Haifa District Court of 25 December 2006 in CC 745/02, given by the Honorable Judge

B. Gillor

 

CA 572/08 from the judgment of the Haifa District Court of 2 December 2007 in CC 259/02, given by the Honorable Judge B. Gillor

 

CA 8776/08 from the judgment of the Be'er Sheva District Court of 31 August 2008 in CC 3344/04, given by the Honorable Judge S. Dovrat

 

CA 2600/09 and CA 2896/09 from the judgment of the Jerusalem District Court of 29 January 2009 in CC 8208/06, given by the Honorable Judge

Y. Adiel

 

CA 3856/09 from the judgment of the Jerusalem District Court of 2 April 2009 in CC 1338/97, given by the Honorable Judge A. Habash

 

CA 3828/10 from the judgment of the Jerusalem District Court of 11 April 2010 in CC 8459/06, given by the Honorable Judge I. Inbar.

 

 

 

Before President D. Beinisch (emeritus), President A. Grunis, Deputy President E. Rivlin, Justice M. Naor, Justice E. Arbel, Justice E. Rubinstein & Justice S. Joubran

 

For Petitioner in CA 1326/07:            Carmi Bustanai, adv.;

Shimrit Cohen-Daum, adv.

 

For Respondent 1 in

CA 1326/07 and counter appellant:    Chaim Zelichov, adv.; Ofir Ben Moshe, adv.

 

For Respondents 2-3 in CA 1326/07

And counter appellants:                      Ilan Uziel, adv.

 

For Appellant in CA 572/08:              Orit Sohn, adv.; Michal Sharvit, adv.

 

For Respondent in CA 572/08:           Meiron Cain, adv.; Akram Mehajne, adv. For Appellant in CA 8776/08:                                              Eli Lotan, adv.; Dalia Lotan, adv.

For Respondents 3-6 in CA 8776/08, Appellant in CA 2600/09 and Respondent in CA 2896/09, Respondents in CA 3856/09 and

Appellant in CA 3828/10:                   Yaakov Avimor, adv.

 

For Respondents in CA 2600/09 and Appellants in CA 2896/09

and Appellants in CA 3856/09:          Amos Givon, adv.; Itai Givon, adv. For Respondents in CA 3828/10:                                              Anna Rife-Liganza, adv.

For Amicus Curiae:                             Eli Zohar, adv; Inbal Zohar, adv.; Meirav Sagi, adv.

 

For the Israel Bar Association:           Asaf Posner, adv; Eti Libman, adv.;

Avishai Feldman, adv.

 

 

JUDGMENT

 

 

Deputy President E. Rivlin: Background

1.ThehearingofthebeforeuswasconsolidatedfordecisionthequestionstheissueknownasacauseofforTheariseswhereaiswithsomeitisthatbydefendants–usuallypersonnelwhohadtheasapatient–wouldhisTwoseparatecausesofactionarisethenegligentconduct: parents' causeof action,andthecauseof action thechild The

 

child's cause of action is customarily called "wrongful life", in order to differentiate it from the parents' cause of action, which is called "wrongful birth".

 

2.Thetheoffor"wrongfuland"wrongfulwastwentyfiveagointheoftheCourtinCA518/82Zeitsov v. Katz,40(2)IsrSC85(1986)ZeitsovInthatwhichwashandeddownbyapaneloffiveitwasheld,thatisnothingpreventingrecognitionoftheparents'causeofaction–"wrongfulofaction –inofthetortandinaccordancewithregularTheeventhen, around the question the of the cause of action.

 

The Court, per the majority of Justices on the panel, recognized the cause of action of the child – the "wrongful life" cause of action. However, the four majority Justices disagreed regarding the theoretical reasoning for recognizing the "wrongful life" cause of action, and as a result, also regarding the question how the extent of the damage should be measured.  That decisive question remained answerless in that case.

 

3.DeputyM.D.Levinconcurring,heldthatthecauseofactionshouldbeonlyintherare"initcanbeheldthatitwouldhavebeenbetterforacertainpersontohaveborn. Atitwillbeasocietalthatitisaofconsensusitwouldhavebeenbetterforacertainnottohavebeenbornthantohavebeenbornwithsevereatp.97).Inthosetoherthebirthof thechildisthatwas causedtoofthatinmonetary itwas is"he isliableforbeingshouldprovidehimthroughwhichtheofthecanbelessenedtotheboundaryofthepossible"(Zeitsov,p.100).Ben- Porat, DP clarifiedthatherisnotforatobebetweenachildwithandaborn"buttoexhausttheinorderthathefunctionandininferiorThissolution,sheleadsto"thetakingintoofthefactthathavingbeenborn(evenifagainsthisbestisachildbeforeuswho isentitledto athatis worth evenif onlywithinthe of his at p. 100).

 

4.(thenJustice)A.Barak,inwhoseopinionJustice)S.Levin,alsodeterminedthatcauseactionfor"wrongfullife"shouldberecognized.However,theuponwhichhispositionisisandcaninfluencescopeofcasesintheofaction"wrongfulandthewayisAtofthisviewaccordingto"thedutycareofthedoctorhimtotakereasonablecautionarysothatthewillnothaveadefect.Itisthusalsotherightthatnotbeturnhislifealifeofdefect.Theminordoeshaveanyrighttoalackofalife.Thewhichthelawisnottheinhavingalife,butrathertheinterestinlifewithoutdefect.Thus,thewhichtheisliableforisthecausingoflife,orlackofalife.Thedamagewhichthedoctorisliableforisthecausingofdefectedlife… the doctor is liable for causing defected life, and that is

 

formulated by comparing the defected life to life with no defect" (Zeitsov, at p. 117). According to that approach, the child's cause of action will be recognized also in cases in which the disability is not exceptionally severe, and does not necessarily lead to the conclusion that it would have been better for the child not to have been born. Estimation of the damage, according to this approach, is not calculated according to the difference between the disabled life and a lack of life (as per the approach of Ben- Porat, DP), but rather according to the difference between the disabled life and life without disability. Although had the tort not been committed the damaged party would not be alive, and certainly would not live a life with no disability, according to the position of President Barak, the uniqueness of the issue allows estimating the compensation in comparison to life without disability, in the framework of flexible interpretation that is adapted to the principle of restitutio in integrum.

 

  1. Justice E. Goldberg, dissenting, determined that the existence of a cause of action for the child against the doctor, due to whose negligence the child was born disabled, cannot be recognized at all in circumstances where without the negligence the child would not have been born at all. Preferring the pre-creation nihil over life, even in rare cases – thus determined Justice Goldberg – is impossible.

 

6.Althoughin theZeitsov casethecase of aninfantdueto"wrongfullife",fromitundecided.Asainthethatpassedsincethewashandedaroseintheruleofthecauseofactionforofthesefromtheexistenceof twotheofthecauseofandthewayiscalculated,andfromtheveryofcauseof Thus,thecourtstointer aliawhatapersonwithhowextentofthatshouldbewhetherslight(oronlyseverecanacauseofactionforaninfant.However,withoutstare decisistheZeitsov rulingwasnotinafashion.Duetoandtothetoalsorelatedwedecidedtotheofthecasesbeforeus,andtoorderbeforeanexpandedpanelofsevenjustices.IntheofD.of292011,wediscussedquestions ofthat decision:

 

  1. Does a cause of action exist and what is its legal basis? In light of the time that has passed since the Zeitsov ruling was handed down and/or the continual difficulty in implementing it, should it be altered, or should one of the approaches expressed in the Zeitsov ruling be preferred over the other?

 

  1. Assuming that a cause of action exists: should the parents' action (wrongful birth) or the child's action (wrongful life) be recognized, and in which cases will each of the causes of action arise?

 

  1. The principles of calculation of compensation in both actions: in the parents' action: comparison between a healthy child and a child with defects, or another standard? In the child's action: comparison between no life and a life with defects? A comparison between a life with defects and a healthy life?

 

  1. Proving a causational link in the parents' action (proof that they would have terminated the pregnancy had they known of the expected defect). In the child's action – is his death better than his life?

 

  1. Is violation of autonomy – as a cause of action in the parents' action – an additional cause of action, or an alternative to the cause of action for wrongful birth?

 

It was further held in that decision that the questions of principle shall be decided first in the framework of a partial judgment, after which the  individual hearing in each of the cases would continue, to the extent that would still be necessary. Thus, we shall relate in this decision to the questions of principle only and to the arguments regarding those issues. The decisions in the various cases shall be heard separately and not before this panel, and we are not determining anything regarding the liability of any of the defendants in the cases before us.

 

The Parties' Arguments

 

7.Thecounseloftheinthecasesbeforeussupportedrecognitionofthecauseoffor"wrongfullife",totheofPresidentBarakinZeitsov Itwasthatofthisisitunnecessarythebetweenlifeandnolife,andoflifeInaddition,arguethatapproachadvancescertaintyandintheasitnotawhichisinherentlyvague,adefectandadefect;andevenisincomparisontoaiscalculatedbyathatisintortforbodilywhichisacceptedbytheItisthecomparisonsuchthatofthementitleatoandothersdoentitleapersontoisnotappropriateeither,asitbetweenofconsiderationsandsupportorderingfortheinvolvedindisability,evenifitisaThecounselevennotethattotheiritispossibletoprovideafullfortheofthechildintheoftheaction,theoftheparentsistotheperiodwhichthechildisuponhisItisthatfromthestandpoint,itisappropriate to the of action of thechild when thedoctorevenifisinthelinkbetweentheandthefromtheThethatnon-recognitionoftheactionwouldquasi-immunitythetodoctorswhoactedandthatthereisimproperinthatwithdefectispreferable tono life, when itisraisedbyadoctorwho performstests the purpose ofwhich isto allow in case ofa defect.

 

  1. The counsel of the defendants in the various cases, on the other hand, support annulment of the child's action for "wrongful life". According to their position, President Barak's approach in the Zeitsov case is at odds with fundamental principles of tort law, whereas the approach of Deputy President Ben-Porat is impractical, because the court has no real tools with which to compare between a situation of life

 

with disability and a situation of no life. In addition, the very decision that there are situations in which it would have been better for a person not to have been born since he has a defect contains a problematic societal-moral statement which contradicts fundamental values of society regarding human dignity and the sanctity of life. In any case, the defendants are of the opinion that if the cause of action for "wrongful life" is recognized, the approach of the Deputy President should be preferred, and differentiation should be made, between "severe" defects regarding which it can be said prima facie that it would be better for a person had he not been born and more "minor" defects which do not establish a cause of action, according to the extent of the person's independence of functioning and his ability to be of benefit to himself and others, to be integrated into society and to live a life that entails satisfaction, meaning, and enjoyment. It is argued that an additional possibility is to make such a differentiation on the basis of criteria used by the pregnancy termination committees when deciding upon authorization to perform an abortion at the viability stage. Moreover, it is argued that the parents' cause of action should not be recognized either, as the expenses they bear in caring for their child constitute mitigation of damage, and where the party who suffered the direct damage – the child – has no cause of action, nor do the parties who mitigate the damage have a cause of action. The conclusion, according to the defendants' approach, is that only the parents' action for violation of autonomy should be recognized.

 

  1. The Israeli Medical Association and the Israel Bar Association also appeared in the proceedings, with the status of amicus curiae.

 

The medical association extensively discussed the existence of a trend which it calls the aspiration to give birth to "the perfect child." According to its stance, the statement that it would be better for a person not to have been born leads to an intolerant attitude toward disabled persons, and as such considers them as having an inferiority due to which their birth should be prevented in advance. Thus, the medical association is of the opinion that the approach of Deputy President Ben-Porat in the Zeitsov case should be adopted, whilst determining clear criteria which would limit the use of the cause of action for "wrongful birth" (or "wrongful life") to the most difficult and severe cases, as per its definition. These criteria, proposed the medical association, can be based upon Health Ministry instructions to the multi-district pregnancy termination committees. The medical association further points out the sentiment of doctors in the field of obstetrics and gynecology, as well as that of those serving in the pregnancy termination committees, according to which the concern regarding a law suit is likely to lead to an increase in medical tests and to "superfluous" medical procedures or abortions.

 

  1. The Israel Bar Association is of the opinion that the causes of action for "wrongful birth" and "wrongful life" should be recognized. It is further of the opinion that the practical difference between the various stances that recognize actions for "wrongful life" in principle is smaller than it first appears. Thus, because even according to the position of President Barak the child-claimant must prove, in the framework of the element of causal link, that the defect is so severe that the pregnancy termination committee would have authorized an abortion due to it; and because, on the practical plane, there is no essential difference between the two approaches regarding compensation. The Israel Bar adds that to its understanding, the caselaw on the question of wrongful birth does not have an influence on the number

 

of abortions that will be performed or upon the scope of tests during pregnancy, as it is the parents' desire for a healthy child that leads to these results, not the question of provision of retrospective compensation. Furthermore, the Israel Bar Association argues that public policy regarding the question of performing abortion should be determined in the framework of the law applying to it, and not in the framework of tort law. On the merits, the Israel Bar Association supports the position expressed by President Barak in the Zeitsov case. Decision of the question whether it would be preferable for a person not to have been born, it is argued, is a difficult one, which should be avoided and which is likely to lead to caselaw that is not uniform. The Israel Bar Association further argues that refraining from recognition of the child's cause of action is likely to leave him with no compensation if his parents make unenlightened use of the compensation granted them, or if he is put up for adoption after birth.

 

  1. Last, note that the Attorney General notified us that the Minister of Justice ordered the establishment of a public commission, at his request, headed by the Honorable Deputy President (emeritus) E. Mazza (hereinafter: the Mazza Commission), in order to formulate his stance regarding the existence of a cause of action due to wrongful birth and the question of the appropriate boundaries of such a cause of action. The findings of the Mazza Commission were submitted to the Court on 19 March 2012, in the framework of "the Report of the Public Commission on the Subject of 'Wrongful Birth'" (hereinafter: the Commission Report). However, the Attorney General did not express his stance regarding the questions put up for decision before us. Thus, we refrained from viewing the findings of the report themselves as part of the parties' arguments, as they lack the status in law of the stance of the Attorney General.

 

The operative findings of the commission did not serve as part of the pleadings before us; nonetheless, it is worth noting that the Commission Report is the fruit of circumspective, serious and thorough work; sitting in the commission were the best of experts, many witnesses were heard, position papers from various sources were submitted, a survey of all the relevant issues was presented, and all was examined thoroughly and meticulously. We read the report and found that in certain respects, the commission went in the direction of the findings we reached. In light of that, we shall refer below to the Commission Report to the extent that it is relevant to the cases at hand.

 

12.consideringtheoftheaspectsofissue,wehavereachedtheinthelegalrealityofourtwentyfiveyearstheZeitsov rulingwashandeddown,thecauseofaction–thecauseofactionfor"wrongful – can no longer berecognized.

 

There are substantial legal difficulties, regarding both the element of damage and the element of causal link, which make difficult the recognition of this cause of action in the framework of the tort of negligence. But above and beyond these legal difficulties, there is moral, substantive difficulty in the view that the life of a person who was born with disability can be considered – in the eyes of the infant himself – as "damage". Recognizing this difficulty, we in effect continue according to the moral view outlined by President Barak in the Zeitsov ruling. Furthermore, as detailed below, we wish to realize the proper purpose at the foundations of the Zeitsov ruling –

 

granting compensation, as fully as possible, to fulfill the needs of the disabled child; however, to do so via the cause of action of the parents, which does not raise those difficulties.

 

The Difficulties in Recognizing the Cause of Action for "Wrongful Life"

 

13.Asnotedabove,attheoftheZeitsov ruling,whichthecauseofactionforlife",aretwoandseparateAccordingtobothapproaches,aofactionfor"wrongfullife"isbaseduponthetortofnegligence.Theelementofnegligenceisinby notin of theonthepriortoorduringthe(orconcernofadefectinthefetuswhichisgoingtobeborn,orbynottheoftheinfantinwhetherregardingexistenceofconcernofadefectorregardingtheneedfor,oradditionaltestscanorruleexistenceofconcern"(theCommission Report, at

p. 38). Both approaches assume that this element has been established. However, each of the approaches raises logical or legal difficulties regarding the existence of one or more or the other elements of the tort of negligence: damage or causal link.

 

The Difficulties regarding the Element of Damage

 

14.TheintheofDeputyBen-Poratraisessubstantivethe element of damage. Accordingtotheofisdefinedinthecauseofaction,astheornolife(theofthechildnotandwith(theofthetoofthechildisthedamagetodefinitionrequiresjudicialofthequestionthereareinwhichithaveforanottobeenandthusrequiresquestionsfoundinofphilosophy,morals and religion, regarding the of existence, asopposedto withtheseisanissueforfromthestandpointthe(theCommission Report,at39).Andindeed,President(thenJustice)A.Barakout inhis theZeitsov ruling,as follows:

 

 

This approach [of Deputy President Ben-Porat – E.R.]… once again raises the question whether the Court is able to determine that in certain conditions the lack of a life is preferable to a life of suffering. Do our worldview, our approach regarding life and our lack of understanding of non-existence, allow us, as judges, to determine that there are indeed situations, even if they be rare, in which it is preferable not to live than to live a life of suffering? What is the meaning of such "preference"? When the life expectancy of a person is shortened, we assess this suffering of his. This assessment is difficult, but it is possible, as we are able to assess the meaning of life; but how can we assess the meaning of the lack of life? … When we compensate for death or for shortening of life expectancy, we do not compare the state of life to the state of death, and we do not determine

 

the preference of one over the other, as we do not have the tools to do so. All we do is recognize the right to continue living – even if in suffering, and even if with defect… thus, how can we assess lack of life? According to which rational standards can a reasonable person determine that even in the most extreme case, lack of life is preferable to life with defect? (Zeitsov, at p. 116; emphasis added).

 

15.Indeed,fromthenormativeitappearsthatitisnotfortheCourttoawhosuffersfromacertainofdisabilitywouldbeifhehadnotborn.theCourtinno wayhasthetoolstoreachaasthelacksnatureofandsuchcourse,isnottobe("nohasyetfromthere"–saidtheCourt–"noonehasyetfromthereinordertotellwhatthelackofalsothebyRonenPerryolohaImZoTviotNezikinbeginb'Avla'33(3)M507,545-546andreferencesinnote177PerryFromtheaswell,itisbetterthatthediscussionnotbebycourts.Asaccordingtothe of Deputy Ben-Porat, to onlyinrarecases,andinfantmostapproachrequiresdecisionthequestionwhatthoseseveredefectshowever,lackingaforsuchtheisthatcourtisnotsocialthat canrulingsonquestions" Commission Report,at p. 39).

 

16.Itshouldthatinsuchacasetheisnotquantifyingthebutratherifanydamageoccurredall.Indeed,generallycaselawisflexibleregardingprovingofofthereinherentprobativewhichdonotdependupontheparty.Soitisprovingfuturelossese.g.:CA10064/02"Migdal" Chevra l'Bituach Ltd. V. Abu Hana,60(3)IsrSC13,par.7-9Abu Hana)).flexibilityshouldbewithpurespeculation.Intheus,theisnotonlyintheofthedamage,buta–whetherthereis, oris not, Thus notes Perryin this context:

 

I agree that difficulties of calculation and assessment… need not deter the courts from determining liability; however, a differentiation should be made between cases in which the existence of damage is obvious but it is difficult to assess its scope, and cases in which the question of the existence of damage cannot even be decided. Non-monetary damages are damages that most of us have experienced, directly or indirectly. Our acquaintance with various situations of non-monetary interests allows us to know when a change for the worse in the situation of such an interest takes place. The question of the existence of damage is not unsolvable. The only question, of course, is the question of quantification – but in light of the fact that from the conceptual standpoint this problem arises only after the question of liability has already been decided, it cannot justify (a priori) negation of that liability. The situation under present discussion is different.  Non-existence is a situation with which nobody is familiar, and

 

thus comparing it to a situation of existence is always impossible. Without a relational plane to which the present situation of the plaintiff can be compared, we cannot determine if damage has been caused or not. The problem is not merely a problem of quantification" (Perry, at p. 547).

 

17.ThestateintheUnitedtheofdefining thenature of a of life":

 

The argument that the child was in some meaningful sense harmed by being born and would have been better off not being born suggests that there is a perspective, apart from our life and world, from which one can stand and say that he finds nonexistence preferable to existence (Goldberg v. Ruskin (1986), 113  Ill.  2d 482).

 

It was further written that:

 

Whether it is better never to have been born at all than to have been born with even gross deficiencies is a mystery more properly to be left to the philosophers and the theologians. Surely the  law  can assert no competence to resolve the issue, particularly in view of the very nearly uniform high value which the law and mankind has placed on human life, rather than its absence ( Becker v. Schwartz (1978), 46 N.Y.2d 401, 386 N.E.2d 807).

 

18.Lackingthecapabilitytothequestionifandistoadisabledlife,theisthetheofapproachesontheNota bene: itisnotaofapproaches;ifitwere,itbetobetweenthembyaCourtruling.Astheare itis to anycriteriondecidinganditistoaextentuponfeelingandworldview.Thus,foronecanwhatthelifeclearlytotheofenjoymentandapersonoutofhistofillhiswithvalue;topersonalqualityhisofhisandthesurroundinghissubjectivetoalive;histoandbeawareofthewondersofandability.Aquestionisthosebemeasured–fromtheofthechild,whodoesnotknowanyrealityfromtheonewhichhewasborn,ortheviewpointahealthyperson.aretoacannotbeT.Orrwellinin 5587/97 The Attorney General v. A, 51(4) 830, 858 (1997):

 

… we must refrain from adjudicating regarding the quality of life of [the child] in comparison to a regular child his age. We must focus upon examination of the well being of [the child] from his own viewpoint. When dealing with a child who suffers from defects from birth – even severe defects, like in the case before us – his life, with its disability – is the "whole" which that child enjoys. From the standpoint of [the child], another way of life was never a matter of consideration.  The quality of

 

life is that quality which is possible in light of the severe defects he suffered. That, from his standpoint, is everything. Such a life is not worthy of less protection than the life of a child who was born and developed normally.

 

Even if it were possible to point out situations in which it is clearly preferable for a person not to have been born – and, as aforementioned, we lack that ability – there is real difficulty in defining and demarcating those situations in a way that would allow prediction.

 

  1. Deputy President Ben-Porat proposed in Zeitsov to solve this difficulty through examination of the question if it would have been better for a person not to have been born through the lens of "the reasonable person"; in other words: whether the reasonable person would be of the opinion that the life of the damaged party isn't worth living. However, without any knowledge regarding the quality of the alternative to life with disability, nor is it possible to find assistance in a standard of reasonableness in order to find a proper answer. Furthermore, the ability to get enjoyment and value out of life despite disability is also subjective, and one can assume that it varies from person to person. Indeed, at times use is made of the term "not worth living" regarding life with severe disability; however, that is merely a phrase intended to indicate the existence of great difficulty, and in no way whatsoever can it be derived from it that the situation of nonexistence is truly preferable.

 

  1. Nor does the proposal to rely upon criteria of the pregnancy termination committees in order to demarcate the type of cases in which the "wrongful life" cause of action would be recognized provide a real solution to the question whether and when nonexistence is preferable to existence. The considerations which guide the pregnancy termination committees are not limited to the question if being born or not being born serves the welfare of the fetus; the committees also consider, in the framework of the entire balance, the welfare of the parents and their desire to terminate the pregnancy. Authorizing an abortion in a given situation does not necessarily inform of a widespread societal view according to which in such a case it is better not to be born. The authorization is based, at least partially, upon the societal view regarding the pregnant woman's right to autonomy, her dignity and privacy, and the scope of the right to have an abortion. The scope of the right to terminate the pregnancy is not, therefore, comprised of the interests of the fetus alone. For that reason, and as I shall yet clarify, non-recognition of the child's action does not create legal disharmony in relation to the recognition of the right to have an abortion in certain situations.

 

21.AninDeputyapproachexistenceofthenotional duty of care thechild,whichisprovideandcorrecttohisastoanabortion.Indeed,thereisnoadutyofcareapersonwhohasnotbeenborn(asisdoneinofmedicalrecognitionofadutyofcareina"wrongfullife"requiresofaprotectednottobebornincertainThisbeonthetoanabortion,as(andtheanddoesadutytowardthefetus. Andindeed,theopinionof

 

Justice Goldberg in Zeitsov was based upon the view that a right not to be born does not exist.

 

In conclusion, the approach of Deputy President Ben-Porat requires determining, in certain cases, that there are situations in which it would have been preferable for a person not to have been born. That determination cannot be established from the legal standpoint, and it is not proper to establish it from the substantive-moral standpoint. Lacking such a determination, it is not possible to prove the element of damage in the wrongful life cause of action (and see also: Bilha Kahane "Pitsui begin Kitsur Tochelet Chayim 've'haShanim ha'Avudot' baTviot b'Ila shel Holada b'Avla" Mishpatim al Atar D 1, 4 (5772)).

 

The Difficulties Regarding the Element of Causal Link

 

22.TheofPresidentA.BarakinZeitsov theintoabetweenlifewithdisabilityandnon-existence.Barakabasisforof"wrongfullife"ofaction.Accordingtohistheelementshoulddefinedas"defectedlife",inwithwithoutdefect.inthisasolutionisprovidedfortheinthedamageinthetortandavoidstheneedtotheinit(thatis:whetherandwhenitcanbesaiditwouldbebetterforaninfantnottohavebeenbroughttheotherareno regardingthe of causallink.

 

  1. The difficulty in determining a causal link between the negligence and the damage of a life with disability stems from the uncontroversial fact that it is not the negligence of the doctor which caused the damage of "defected life" (as per the definition of President Barak). Indeed, it is not the doctor who caused the disability of the infant, as even without the negligence, the infant could not have entered the world any other way than with his disability. In other words: proper medical care could not have led to prevention of the disability, and the possibility of that particular child being born without disability does not even exist. Deputy President Ben-Porat discussed this in Zeitsov, stating that:

 

There was no possibility that the minor would enter the world whole and healthy. Determination of damage, by the vary nature of damage, requires comparison between the situation of the claimant without the tort, and the situation after it. The only interpretation of this rule in our case is, to my best understanding, the comparison between nonexistence (without the negligence) and defected existence (as a result of the negligence). Charging the harmer on the basis of a comparison with a healthy child means punishment on foundations of an imaginary reality… The solution which my colleague supports seems to me to be impossible from the legal standpoint, and with all due respect – also unjust (Zeitsov, at p. 105; emphasis added).

 

The approach of President Barak thus deviates from the fundamental principle of the law of compensation regarding restitutio in integrum (and see the criticism by Perry in his aforementioned article, at pp. 559-560).  Note that President Barak was

 

aware of these difficulties, but wished to find a solution which would allow appropriate compensation for the children and their parents.

 

24.Thelegalarenottobe"overcome".Fromofjustice,ofthelackofcausallinkbetweenthenegligenceandtheonlydamagewhichcanbebetweenwithdisabilityandwithnoisthatdidnottotheparty;inacasewouldbeanFromthatthereisalsonoplaceforthethat"oneoftheweightyreasonsfordoctorsotherinthecaseathand,isthereasonisatortfeasor,acrossfromhimthereisaninfantwithadefect–asevereone–andinthatiscalledforthetwo,theofjusticetendstowardthetheinfant,wholivewithhisdisability…itbesaidthatthesituationistoawhoincarwithandandaninnocentwhoatlastescapedawithaCanitbesaidthatthe'mens rea'ofahastydriverwho,onlybychance,didconcludedrivingafatal is fromthedriverwhomthe drivingconcludedinaresult?"T57-58(1997)).Thistypeofalthoughitbevalidfroman(andinfactistheofisnotvalidthetortlawlawdoesnotduetonegligent conduct,butratherduetocausing damage negligentlySoitisofjustice,andsoitisfromtheofdeterrence.itbesaidthattheresultsofdefendant'sconductwithversusnonexistence)aredamage;andwheretheonlydamagethatcanbeshown(lifewithdisabilitylifewithnowasnotby –it is not or just to upon the defendant.

 

Note also, that the path from recognition of the child's action for wrongful life directed against the doctor, to recognition of the child's action against the parents who begat him, is a short one; and no approach is interested in advancing that.

 

Annulling the "Wrongful Life" Cause of Action – The Moral Aspect

 

  1. Recognition of the cause of action for "wrongful life" is faulty not only due to legal difficulties, but also due to difficulties regarding principles and values.

 

Definition of life itself – even if it is life with disability – as damage, and the determination that it would have been better for a certain person not to even have been born, contain an unacceptable violation of the view that life has inherent value, that does not diminish, and certainly does not disappear, due to the existence of a defect or the existence of a disability (see, e.g.: Roee Gilber "haTsorech baHachra'ot Kashot baTviot shel Chayim b'Avla veHolada b'Avla: He'arot v'Hearot b'Ikvot T.A. (Mechozi Haifa) 259/02 A v. The State of Israel" MOZNEI MISHPAT 7 441, 466-467 (2010)). This view is an important and necessary part of our belief and recognition of the sanctity of life, the value of the individual and his dignity, and the right of people with disabilities to dignity and equality.

 

26.SinceZeitsov wasdownfiveyearsago,thesereceivedBasicLaw:DignityandLibertyinArticle1,thetowhichthebasicoftheindividualinareupontherecognitionof the value of the individual and the sanctity of his life.TherecognitiontheseisbasedonuniversalvaluesandvaluesoftheStateofasaJewishstatethattheoflife.Theisborninimage.Havingbeenborn,hisdignityandthesanctityofhislifearetobeHisisbetheastheyHislifeispriceless,bethethey   Life is a value– for all.

 

This moral-legal view is expressed well in the Equality of Rights for People with Disabilities Law, 5758-1998, which determines as a "basic principle" in section 1 that:

 

The rights of people with disability and the commitment of society in Israel to those rights are based upon the recognition of the principle of equality, the recognition of the value of the individual who was created in [God's] image and on the principle of the dignity of every person.

 

Section 2 of the law determines that its objective is:

 

…to protect the dignity and liberty of a person with disabilities, and to entrench his right to equal and active participation in society in all areas of life, as well as to provide an appropriate solution for his special needs in a way which will enable him to live his life with maximal independence, privacy and dignity, whilst realizing his full ability.

 

  1. According to our societal view, in the framework of our moral belief, and pursuant to our legal principles, the definition of the life of a person with disabilities as "damage" is not appropriate, is not moral and is not possible. It substantively violates the principle of the sanctity of life. Quantification of the damage of a person with disability – in comparison to the possibility that he would not have been born at all or in comparison to a person with no disability – is itself a violation of the value of his life and of the presumption, which is not to be negated, that the value of the lives of people with disabilities is absolute, and not relative.

 

28.Indeed,thecostofof"wrongfulofactionissosevere,thatinFrance,inwhichCourdeCassationrecognizedcauseofactionforlife,itwasofdisabledwhichthatandthatitrelatestoinferiorevento(asaresultofthatinter alia,lawinwasSee:GilSigalhaMa'arechet–alHoladaveKol(vol.4)10,12SigalPerry,pp.524-525;M.Duguet,Wrongful Life: The Recent French Cour de Cassation Decisions 9 J. HealthLaw 139 (2002)).

 

This position of principle is also expressed in the caselaw of the courts in the various United States. Thus, for example, it was determined in the aforementioned Bruggeman case:

 

It has long been a fundamental principle of our law that human life is precious. Whether the person is in perfect health, in ill health, or has or does not have impairments or disabilities, the person's life is valuable, precious, and worthy of protection. A legal right not to be born – to be dead, rather than to be alive with deformities – is a theory completely contradictory to our law (718 P.2d at 642).

 

So it is there, and so it is here in Israel as well.

 

In Berman v. Allan, 80 N.J. 421, 404 A. 2d 8 (N.J. 1979) it was written that:

 

No man is perfect. Each of us suffers from some ailments or defects, whether major or minor, which make  impossible participation in all the activities the world  has  to  offer.  But  our lives are not thereby rendered less precious than those of  others whose defects are less pervasive or less severe.

 

For the same reasons themselves, the Court in Canada refrained from recognizing the "wrongful life" cause of action, clarifying that this view is common to all of the Common Law systems, excepting a small number of states in the United States:

 

It is Unlikely that Canadian courts will entertain wrongful life claims in the near future. There are many technical and policy objections to them and this has led to a rejection of these claims in all common law jurisdictions other than a few American states… There is a risk that the recognition of a wrongful life claim will devalue the sanctity of life in general and the plaintiff’s life in particular. A finding of liability may  be  interpreted  as  a  finding that the plaintiff’s life is a legally recognized loss and  that  he would be better off dead (Osborne, supra, at 141).

 

  1. It is thus no wonder that the result we have reached unanimously, regarding the need to annul the "wrongful life" cause of action, was reached also by the majority of the members of the Mazza Commission, who determined that "the recognition of the cause of action is at odds with the fundamental values of our law" (the Commission Report, at p. 38). This result is also in line with the current law in the great majority of the Common Law states, as clarified below.

 

Comparative Law

 

  1. The difficulties I have discussed led the great majority of the various legal systems not to recognize a  cause  of  action  for  "wrongful  life".  The great majority of courts in the states of the United States do not recognize the cause of action for "wrongful life" (see, e.g.: Phillips v. United States, 508 F. Supp. 537 (D.S.C. 1980) (applying South Carolina law); Elliott v. Brown, 361 So. 2d 546, 548 (Ala. 1978); Walker ex rel. Pizano v. Mart, 790 P.2d 735, 740 (Ariz. 1990); Lininger v. Eisenbaum, 764 P.2d 1202, 1210 (Colo. 1988); Garrison  v.  Medical  Center  of  Delaware,  Inc. , 571   A.2d   786 (Del. 1989); Kush  v.  Lloyd, 616  So.  2d  415,  423  (Fla.  1992); Spires  v.  Kim,  416

 

S.E.2d 780, 781 - 82 (Ga. Ct. App. 1992); Blake v. Cruz, 108 Idaho 253, 698

P.2d 315 (Idaho 1984); Clark v. Children’s Memorial Hospital, 955 N.E.2d 1065, 1084 (Ill. 2011); Siemieniec v. Lutheran General Hospital, 117 Ill. 2d

230, 251, 512 N.E.2d 691, 702 (Ill. 1987); Cowe v. Forum Group, Inc., 575

N.E.2d  630,  635  (Ind.  1991);  Bruggeman  v.  Schimke,  718  P.2d  635 (Kan.

1986); Kassama  v.  Magat,  792  A.2d  1102,  1123  (Md.  2002);  Viccaro  v.

Milunsky, 406  Mass.  777,  783,  551  N.E.2d  8,  12  (Mass.  1990); Taylor  v.

Kurapati, 236 Mich. App. 315, 336 - 37, 600 N.W.2d 670, 682 (Mich. 1999);

Eisbrenner v. Stanley, 106 Mich. App. 357, 366, 308 N.W.2d 209, 213 (Mich.

1981); Miller  v.  Du  Hart,  637  S.W.2d  183,  187 (Mo.  App.  1982); Smith  v.

Cote, 128 N.H. 231, 252, 513 A.2d 341, 355 (N.H. 1986); Becker v. Schwartz,

46  N.Y.2d  401,  386  N.E.2d  807 (N.Y.  1978); Azzolino  v.  Dingfelder,  315

N.C. 103, 337 S.E.2d 528 (N.C. 1985); Hester v. Dwivedi, 733 N.E.2d 1161,

1165 (Ohio 2000); Ellis v. Sherman, 512 Pa. 14, 20, 515 A.2d 1327, 1339 - 30

(Pa.  1986); Nelson  v.  Krusen,  678  S.W.2d  918 (Tex.  1984); James  G.  v.

Caserta,   332   S.E.2d   872,   880   (W.   Va.   1985); Dumer   v.   St.   Michael's

Hospital,   69   Wis.   2d   766,   233   N.W.2d   372 (Wis.   1975); Beardsley   v.

Wierdsma, 650 P.2d 288, 290 (Wyo. 1982).

 

31.ThereasoningusedasabasisincaselawistoThus,foritwasthatcourthasnostandardaccordingtowhichitthatithavepreferableforanottobeenborn,thatincaseadoeshavetherighttobeborne.g.:Elliot v. Brown, 361 So. 2d546, 548 (Ala. 1978)).The lackof therightnottobeborn, itis does not contradictthe of a to have an abortion:

 

[A] legal right not to be born is alien to the public policy of this State to protect and preserve human life. The right of women  in certain cases to have abortions does not alter the policy ( Elliot, 361 So. 2d at 548).

 

An additional reason, that is also used by the courts in the various states, is that there is no real possibility of quantifying the compensation for "wrongful life", as that would require determining the relative value of the situation of nonexistence – a situation regarding which there is no information (see: Siemieniec, 512 N.E.2d at 697). The courts in the United States also discussed the difficulty in determining criteria for differentiation between cases where the severity of a person's disability leads to a situation in which it would have been preferable for him not to have been born, and cases where the disability is not that severe (see, e.g.: Siemieniec, 512 N.E.2d at 699).

 

  1. Three states alone in the United States have judicially recognized the cause of action for "wrongful life": California (see: Turpin v. Sortini, 31 Cal. 3d 220, 643 P.2d 954, 182 Cal. Rptr. 337 (Cal. 1982) ; Curlender v. Bio-Science Laboratories, 106 Cal. App. 3d 811, 165 Cal. Rptr. 447 (Cal. 2d Dist. 1980)); Washington (Harbeson v. Parke-Davis, Inc., 98 Wash. 2d 460, 656 P.2d 483 (Wash. 1983)); and New Jersey (Procanik v. Cillo, 97 N.J. 339, 478 A.2d 755 (N.J. 1984)). In this caselaw no answer is found for the difficulties in recognizing the "wrongful life" cause of action. In fact, most of the reasoning at the basis of the judgments that recognized the "wrongful life" cause of action regards the desire to assist, by way of charging compensation, people

 

who need it due to their disability, at least where it is possible to locate a person who acted negligently.  Thus, for example, the court declared expressly in Procanik:

 

Our decision to allow the recovery of  extraordinary  medical expenses is not premised on the concept that non-life is preferable to an impaired life, but is predicated on the needs of the living. We seek only to respond to the call of the living for help in bearing the burden of their affliction (478 A.2d at 763).

 

It is obvious that we cannot use such reasoning to recognize a cause of action in tort law. It might be taken into consideration, and should be taken into consideration, in determining the amount of compensation after the tort has been recognized.

 

  1. A similar approach, which characterizes most of the courts in the United States, was taken by other Common Law states. In McKay v. Essex Area Health Authority [1982] 1 QB 1166, it was determined in England that lacking express legislation determining otherwise, Common Law does not recognize a cause of action for "wrongful life" (in England such a statute was enacted; the case revolved around a girl born before the statute  entered effect). Influenced by this case, and for reasons  similar  to  those  detailed above, the cause of action for "wrongful life" was rejected in Canada as well (see e.g.: Bovingdon v. Hergott, 2008 ONCA 2, 290 D.L.R. (4th) 126; Phillip

H. Osborne, Essentials of Canadian Law: The Law of Torts 140-141 (2000)) and in Australia (Harriton v. Stephens (2006) HCA 15).  In the latter case, the Supreme Court of Australia rejected the action of a child for wrongful life, ruling that the damage cannot be assessed by comparing life with a defect to no life whatsoever (see also: Waller v. James (2006) HCA 16).

 

In Germany the Federal Constitutional Court ruled that the cause of action for "wrongful life" should not be recognized ( BVerfGE 88, 203 (269)), as it contradicts the constitutional principle of human dignity, entrenched in Article 1 of the German basic law. Germany of today, having internalized the horrors of the past, has recognized in its constitution and the caselaw of its courts the duty to sanctify human life.

 

The Supreme Court of Australia also reached a similar conclusion (OGH (25.5.1999) JB1 1999, 593). In France as well, as a result of caselaw that recognized the cause of action of the child, the law was amended in 2002, determining that a person cannot claim that his very birth caused him damage. The law allows the child's action only if the doctor's conduct directly caused his disability or worsened it (for a circumspective survey of the comparative law and of caselaw of additional states, see: Perry, at pp. 518 -525; the Commission Report, at pp. 32-38; Sigal, at p. 12).

 

  1. The understanding that an independent cause of action for "wrongful life" should not be recognized is thus shared by many legal systems. There is, then, a sort of "global consensus", common to the various legal systems, regarding negation of the cause of action for "wrongful life" (at very least without  legislation  that  determines  otherwise).   It  seems  that  a  judge,  who

 

sees himself (inter alia) as part of this global legal system, and who takes part in his writing in the "global chain novel", to paraphrase the well known metaphor of Ronald Dworkin ((RONALD DWORKIN, LAW'S EMPIRE 228-29 (1998)), will place before his eyes the existence of the existing consensus regarding a certain legal issue:

 

[Global judicial cooperation] can also serve as a restraint imposed upon domestic courts, preventing them from exceeding the borders of the general consensus about what the "novel" should tell... referral to foreign law is similar to Dworkin's metaphor of a chain novel. When a judge considers himself part of the system - for that matter the global legal system - he will tend to avoid a significant departure from the global consensus (Eliezer Rivlin, Thoughts on Referral to Foreign Law, Global Chain-Novel, and Novelty, 21 Fla. J. Int'l L. 1, 15 (2009).

 

Indeed, a global consensus does not oblige a court in our legal system, and in fitting cases, there might be a good reason to deviate from it; however, there is no doubt that it should be given appropriate weight, while relating to the reasons and reasoning that led to its creation, and examining whether it should be adopted in the framework of the Israeli legal system as well. In the issue before us, we should not deviate from the global consensus. The Israeli legal system sanctifies human life, and blocks any detraction from the value of life.  The life of a person, any person, is better than his death.

 

  1. Thus, our conclusion is that the child's cause of action for "wrongful life" can no longer be recognized. However, from the practical standpoint, as clarified below, a significant expansion of the cause of action at the disposal of the parents of the infant due to "wrongful birth" – a cause of action the recognition of which is not controversial – will allow granting the parents compensation that will cover the costs of raising him and all of his needs even after he grows up, and for the entire period of his life expectancy.

 

The Parents' Cause of Action – an Action for "Wrongful Birth"

 

  1. Recognition of the action for wrongful birth – the parents' action – does not raise the same problems of law and principle involved in recognition of the child's action. On that issue there was full agreement between all the Justices on the panel in Zeitsov. Thus wrote President (then Justice) Barak in that case (at p. 113):

 

"Indeed, recognition of the liability of the doctor toward the parents is in line with the regular rules of negligence law… between the doctor and the parents (who belong to the type  of people who are cared for by the doctor) there is proximity, and the doctor has a notional duty of care. On this issue, there is no importance to the differentiation between a situation in which a doctor was negligent and without the negligence the minor would have been born healthy, and a situation in which had it not been for the negligence the minor would not have been born at all.   In both

 

cases, we are dealing with the damage of parents and the deviation of doctors from the proper level of care. In the proper balancing between the interests of the various parties, the monetary burden of the medical negligence should be cast upon the creator of the risk and his insurer. It is to be hoped that in this way a proper level of health can be ensured. There is no justification for granting immunity to doctors who have caused  damage  by  their negligence… parents have a right to plan their family, and in that framework it is appropriate for the attending doctor to take proper cautionary measures toward them and inform them of the risks involved in conception, pregnancy, abortion, and birth.

 

A necessary element in formulating liability through the tort of negligence is the element of damage. The existence of this element does not, in and of itself, raise any special problem in the context of the parents' action…

 

We too are of the opinion that the parents' cause of action for wrongful birth is in line with the regular definition of the tort of negligence, and does not raise any real difficulty regarding the issue of restitutio in integrum. Indeed, in the context under discussion this cause of action raises difficulties regarding the element of causal link. In addition – and President Barak discussed this Zeitsov – "questions might arise regarding the heads of damages for which compensation is given (i.e., whether compensation  is given for the expenses and pain and suffering involved in the  raising  of  a child), and regarding the calculation of the compensation ( i.e., should the benefit stemming from raising the child be set off from the loss)" (id, at p. 113). These difficulties cannot negate the recognition of the parents' cause of action, and in any case, they will be fully worked through below.

 

  1. From the standpoint of morality and principle as well,  the  parents' claim does not raise the same difficulty that arises regarding the  infant's action. In the parents' action, the life of the child itself is  not  defined  as damage. The damage is manifest in the additional monetary implications and the psychological implications which the parents are forced to bear, due to the negligence. Accepting the parents' claim does not mean that the child's life has no worth, or that it would be better for him himself had he not been born; its meaning is that the parents were denied the possibility of choosing not to raise a child with disability, with all the difficulty that entails. There is a real difference between relating to a living and breathing child, with a personality, desires and feelings – as someone whose life is worthless, to the point that it would be better for him had he not been born, an attitude which we are not willing to accept; and relating to the right of the parents, as they were, prior to the negligent act, to choose whether to continue the pregnancy or to have a legal and permitted abortion, at the stage when their child was a fetus, devoid of independent life. Therefore, there is no contradiction between  my approach regarding the inherent value of life and the recognition of the right of the parents to choose not to bring into the world a child with disability of a severity that legally allows having an abortion.

 

When examining the parents' aforementioned right to choose, the entirety of the considerations must be taken into account, including their right to build their lives as they choose (within the law) and the considerable difficulties on the psychological, practical and even economical planes involved in raising a child with disability. Nota bene: that is not decisive in the moral issues that are external to the tort issue, which deal mainly with the question when and to what extent the parents' choice to do everything in order to avoid raising a child with disability  is  legitimate,  from  the  moral standpoint. It suffices to say that this choice is composed of many factors, which do not necessarily include a worldview according to which the life of a child with disability is not a life worth living; it is a legal choice, which is at the disposal of the parents and is denied them due to an act of negligence.

 

  1. Indeed, naturally the point of view of the parents usually changes after the birth of their child. Naturally,  once  their  child  has  been born, his parents love him. The disability only intensifies  the  love. Nonetheless, they are often capable – and the court too is capable – of separating their present love for their child from their sincere statement that if they would have been given the choice in advance, before their child was born and became a person, they would have chosen not to bring into the world a child with disability like his.

 

  1. Finally, note that we found no basis in the argument raised before us, according to which the parents do not have a cause of action as sufferers of direct damage, but only as mitigators of the child's damage. In CA 754/05 Levy v. Mercaz Refui Sha'arei Tsedek (yet unpublished, 5 June 2007)(hereinafter: Levy) we discussed the  nature  of  the  differentiation between a sufferer of primary damage and a sufferer of secondary damage:

 

"Classification of damage sufferers as primary or secondary is the result of the attempt to identify the character of the causal link between the damage caused them and the tortious conduct. The primary damage sufferer is the party whose injury – physical or property – is the direct result of the tort; the sufferer of secondary damage is the party injured as a result of the injury caused to another party" (id, at par. 22 of the judgment).

 

According to that standard, the parents' damage, which establishes a cause of action for them due to "wrongful birth", puts them in the position of primary damage sufferers. The injury to them, both on the monetary plane (derived from their duty to care for the special needs of the child) and on the non-monetary plane, is a direct injury, due to the very fact that their child was born due to the negligence.  The tortious conduct led directly to the damage of the parents. Not only was the negligent act committed directly toward the parents; the injury to them was also a  direct  injury.  The  injury  does  not derive from the disability of the child – as that disability was not even caused by the negligence; the injury stems from the costs that they bear and from the pain and suffering that they experience. The birth of  the  child  was accompanied with an economic and psychological injury to the parents. This injury  is  in  fact  the  realization  of  the  risk  at  the  outset,  which  makes  the

 

conduct of the damager tortious. If in the Levy case the mother was on the borderline between being a sufferer of primary damage and the sufferer of secondary damage, in the case under discussion the border is crossed, and it can be clearly said that there is a direct injury (and see, also: Asaf Posner "haIm Yoter hu Tamid Yoter? Hebetim Ma'asi'im laMachloket baSugiat haHolada b'Avla", at note 6 (to be published in the S. Levin Volume)).

 

  1. The conclusion is that there is no or hurdle of law or principle preventing recognition of the parents' cause of action for wrongful birth, and regarding that issue we should not stray from the rule determined in Zeitsov. Twenty five years after the Zeitsov ruling was handed down, we are making more flexible the worthy purpose which stands at its base, and allowing a solution to the great majority of the medical, rehabilitation,  and  assistance needs of the child, but we do so in the framework of his parents' action for wrongful birth.

 

  1. Alongside the theoretical recognition of the parents' cause of action due to wrongful birth, I see fit to discuss three issues that arise regarding the implementation of that cause of action.  They were not discussed extensively in Zeitsov, and the time has come for a clear rule to be determined regarding them by this Court – these issues regard the question of proving the causal link, assessment of damage, and the head of damages of injury to autonomy.

 

Proving the Causal Link

 

  1. A central difficulty inherent in the wrongful birth cause of action relates to the element of causal link between the tortious act (the doctor's negligence) and the alleged damage (that stems from the child's disability). Indeed, as any tort action, the parents' action also requires proof of a causal link, and it has already been ruled on that matter that "the task of deciding the question of the existence of a causal link between the breach of the disclosure duty of the doctor and the damage manifest in wrongful birth – is not at all easy. It requires the court to try to search the souls of the parents and to determine what their position would have been regarding the question of continuing the pregnancy had they been exposed to all of the information they needed (Hendel, J. in CA 9936/07 Ben David v. Entebbi (yet unpublished, 22 February 2011)).

 

In the cases under discussion, it is clear that the infant's disability is a birth defect that was not caused as a result of the doctor's act or as a result of his omission. In such circumstances it must be proven in the framework of proving the element of causal link, that had it not been for the negligence, the parents of the infant would have chosen to terminate the pregnancy by having an abortion, and thus would have refrained from bringing him into the world. Against that backdrop, a number of practical, moral and theoretical questions arise: how will the parents prove in such actions the element of causal link, in other words, that had it not been for the negligence they would have chosen to terminate the pregnancy? Is it appropriate, in light of the psychological and moral difficulties which examining the parents on the witness stand raises, to waive the requirement of proving causal link in cases for wrongful birth completely?  Is the court permitted to rely upon group considerations

 

as a basis for deciding the question of causal link? These questions will be examined below.

 

  1. In order to prove the causal link between the negligence and the various types of damage stemming from the child's defect, it must be shown, in the first stage, that if all of the relevant medical information (information which was not brought to the knowledge of the parents due to the negligence) would have been before the pregnancy termination committee, the committee would have permitted the parents to terminate the pregnancy. In the second stage, and only if the answer to the first question is positive (as otherwise, in any case the causal link is broken), the parents must show that if it weren't for the negligence, they indeed would have applied to the pregnancy termination committee for permission (Mr. Posner, in his aforementioned article, calls stages "hurdles": "the objective hurdle" requires proof that the pregnancy termination committee would have approved the termination of the pregnancy; and "the subjective hurdle" requires showing that if it weren't for the negligence, the woman would have decided to terminate the pregnancy).

 

  1. Proof of the parents' entitlement to terminate the pregnancy pursuant to a decision of the pregnancy termination committee relies on clear criteria, entrenched in statute and in Health Ministry guidelines. Performing artificial abortions in Israel is arranged in sections 312-321 of the Penal Law, 5737-1977 (hereinafter: the Penal Law). Pursuant to the provisions of that law, performing an abortion ("termination of pregnancy") is conditional upon the informed consent of the woman and permission from the pregnancy termination committee. The makeup of the committee and the causes for granting permission are generally set out in sections 315-316 of the Penal Law. For our purposes the cause determined in section 316(a)(3) of the law, regarding an infant that is "liable to have a bodily or psychological defect," is important. To this general provision we must add the guidelines of the Health Ministry, which detail how the committee is to employ its discretion, according to the stage which the pregnancy has reached. On this issue, an important criterion is the question of the fetus' reaching the "viability stage", set at the age of 24 full weeks. Whereas the "regular" committee hears applications for termination at the beginning of a pregnancy, over this age of pregnancy, a "multi-district committee", as defined in Health Ministry circular 76/94 of 28 December 1994, hears the application for termination of pregnancy. Health Ministry circular 23/07 of 19 December 2007 is intended to arrange the issue of termination of pregnancy at the viability stage, and determines on that issue a detailed hierarchy of disabilities, ranked according to their influence on functioning (slight, medium, and severe disabilities). The circular determines a clear relationship between the type of disability, the risk that it will occur, and the stage of pregnancy.

 

  1. The criteria that guide the committees serve, de facto, to demarcate the boundaries of the wrongful birth cause of action, as this cause of action does not arise
  • due to lack of causal link – where the disability is not of the type that would lead to the granting of permission to perform an abortion. Furthermore, there is a logical- statistical fit – which is an appropriate one – between the considerations that the committees take into account in their decisions, and the considerations that guide the parents when they wish to receive permission to terminate a pregnancy. In light of that, it is appropriate that the pregnancy termination committee decision serves also as

 

a sort of refutable presumption regarding the parents' stance about terminating the pregnancy.

 

That presumption may help in solving a part of the difficulties that arise from the second stage needed in order to prove the causal link. As stated above, the parents must prove that if it hadn't been for the negligence (that is to say, if the full relevant medical information had been before them), they would have chosen to terminate the pregnancy. It is uncontroversial that requiring the parents to prove that they would have terminated the pregnancy, by examining them on the witness stand after their child has come into the world, raises considerable difficulties.

 

46.Thefirstfromtheveryneedtoahypothetical factualchain:wouldifthewouldhaveknownabouttheyindeedappliedtofortotheiftheyhaveapplied–wouldthehavetheirAndifitwouldhavethe–wouldtheThisnotonlyfortheneedtoquestionsariseseverydayincases.fortheKadosh rulingtheinthecausaltestsinoftheconsentcauseofaction,totheneedtoassesanevent(CA1303/09 Kadosh v. Beit haCholim Bikur Cholimpar.ofopinion5MarchKadosh"Theaccepted–thuswaswritteninanothercase–"arenotappropriateforcasesinwhichtheassesshowagivenwouldhaveactedifthehadprovidedhiminadvance with the information the and in a (CA4384/90Vaturi v. Beit haCholim Laniado,51(2)IsrSC171,191 (1997)).

 

47.InKadosh –inofconsent–we regarding theproperforprovinglink (id, par.26 ofopinion).Inotedthattheobjective testtotheinterestthe control his as it"distances fromthe desire ofparticularandreliesupondesireconsiderationsof J. inCA2781/93Da'aka v. Beit haCholim  'Carmel', Haifa,IsrSC526,606Da'aka)).Yet,aschoiceofasubjective alsoraisesbecausethestagewhenthepartyknowsthetortioushisOnissue(thenJustice)D.isnodoubtthatisintheoftheattheashealwaysdealsthiswithabackwardglance,atatimewhen hefromtheof Inthe courts thatitisnottorequireainagonyduetothathewasgiven,totestifyandpresenttheanswertothewhathewouldhavedoneatthethedecisiontothewasmade,ifhehadknownofallthe (Da'aka, at p.553).

 

These difficulties raised by the implementation of the subjective test for examining the existence of causal link are infinitely intensified when dealing with the

 

parents' claim for wrongful birth. The assumption that "it isn't human" to expect that a patient "testify and reliably present" how he would have acted had he known the facts necessary for decision as they really were, is reinforced in the context under discussion and emphasizes the psychological difficulty that parents are forced to deal with. Indeed, in addition to the regular difficulty inherent in such testimony, the parents are also forced to explain how their testimony on the witness stand, that they would have chosen to terminate the pregnancy in case of a defect like the one that occurred, is in line with their love for their child, once he has been born. In this context, the argument has been made that where the court accepts the parents' factual version, according to which they would have aborted the fetus, a moral problem is also created, and a rift is liable to be caused between the parent and the child. That, however, is not so.

 

  1. Indeed, the moral dilemma involved in investigating the parents on the witness stand reflects, in full force, the complexity of the cause of action for wrongful birth. The question of causal link is examined ex ante, and examines what the parents would have decided at the time of the pregnancy had they been supplied with the full relevant data; however their testimony is given ex post, after their child has already been born (this dilemma also arises regarding the damage question, and shall be discussed in that context below). Mr. A. Posner answers this dilemma, in the framework of a dissenting opinion in the commission, as follows: "a completely correct answer is that when the question of termination of pregnancy (or the question whether to get pregnant) was under discussion, the infant did not exist, at all (in case the question was whether to get pregnant), or in his present form, the form of a living person. A parent is not required to tell his child 'I am sorry that you are alive' or 'I don't love you'; it is sufficient that he persuade that when the pregnancy was in its early stages, or the fetus not yet a known person, the mother would have terminated the pregnancy" (Commission Report, at p. 105). There is no better concretization of parental sentiment than the words which came from the heart in one testimony before the district court (in CC (Be'er Sheva District Court) 3344/04 R. W. v. Maccabi Sherutei Briut (unpublished, 21 August 2008)). The testimony – of a woman raising her handicapped son – was that she would not have hesitated to terminate the pregnancy had she known of the existence of any defect, on the basis of the difficulties she experiences in the daily confrontation with the difficulties of her previous child, who suffered from cerebral palsy. Despite her unwavering position regarding getting an abortion, the mother testified: "I love R. very much, he contributes an enormous amount to the family, he is our light, he is our sun… I do not say he constitutes damage to the family, but if I would have gotten an abortion, in another year the same R. would have been born, but with a hand, and then he would have contributed to the family in the same way but he would not suffer from all the problems that a handicapped child has… we now are crazy about him, he is everything for us, that is clear…" (id, par. 4 of the judgment).

 

  1. An additional difficulty arises on the practical level. It is argued that proving the causal link element might be more difficult for certain groups of claimants than for other such groups. The courts have concluded, more than once, that certain parents would have chosen not to have an abortion, even if they would have had all the needed information. The courts so ruled, finding assistance in data on issues such as lifestyle and religious belief; existence of fertility problems and difficulty in conceiving in the past; as well as the age of the mother and her obstetric history.

 

According to this argument, for example, an ultra-orthodox mother, whose first pregnancy was achieved in excruciating fertility treatments at a relatively late age, is likely to have a more difficult time proving that she would have an abortion had she been aware of the existence of a risk that the child would be born with a defect, in comparison to a secular young mother with a number of children whose pregnancy was spontaneously achieved. Moreover, the use of such data led to the argument – which was sounded in the hearing before us as well – that the requirement of proving that had it not been for the negligence the parents would have chosen to terminate the pregnancy, harms parents who are willing to bear the difficulty of raising a child with disability and rewards the very parents who are not willing to bear that difficulty (a similar argument is also raised in the legal literature in the United States, and see: Wendy F. Hensel, The Disabling Impact of Wrongful Birth and Wrongful Life Actions, 40 Harv. C.R.-C.L. L. Rev. 141, 172 (2005); it is further claimed that parents who due to their religious beliefs would not have an abortion are thus discriminated against.

 

  1. As a result of these difficulties, in a number of judgments of the first instance the opinion was expressed that the requirement of proof that the parents would have chosen to have an abortion can be completely waived, and replaced with a legal presumption. Thus, for example, Judge M. Drori ruled in CC (Jerusalem District Court) 3198/01 A. v. The Jerusalem Municipality (unpublished, 12 May 2008) that:

 

prima facie, such an a-priori presumption stands in contradiction to one of the foundations of tort law, that the conduct of the defendant or defendants was the sine qua non of the damage… thus, for example, if it is positively proven that the damaged party would have been born with the defect even if there hadn't been any negligence, prima facie, it should not be said that the negligence is the reason for the damage, and the defendants should not be charged for it…

 

However, in my opinion, there is great and important public benefit in adopting the approach of Judge Benyamini [regarding waiving the requirement of proof that the parents would have had an abortion – E.R.]. Not only do we prevent the need for the parents' testimony, with their retroactive vacillations, but Judge Benyamini's approach entails equality between all pregnant women, regardless of religion, race or belief.

 

… is compensation for a secular Jewish woman certain, but all the other women must explain what the range of beliefs is in the religion to which each of them belongs, and whether or not they would have had an abortion?! Is there a need, in each particular case, to focus upon the details of that religion, on the approaches and nuances in it, and to determine whether according to that religion abortion would have been permitted in the circumstances of that defect, and after that, will there be a need to categorize the claimant mother in the relevant subgroup in that religion and to determine whether she would have had an abortion, according to what is customary in that subgroup of that religion?!" (id, par. 285-286 of the judgment).

 

And see the judgment of Judge A. Benyamini: CC (Tel-Aviv District Court) 1226/99 A.L. v. Yaniv (unpublished, 29 March 2005).

 

  1. Despite the difficulties described above, the requirement of proving the existence of a causal link between the negligence and the damage cannot be waived (this conclusion was reached both by the majority and by the minority opinions in the Mazza Commission – see p. 47 and 98, respectively). A solution like that proposed above is not possible in the framework of existing tort law. It is, de facto, the forfeiting of proof of one of the elements of the tort of negligence, as without proving that if it had not been for the negligence the parents would have chosen to have an abortion, it is not possible to prove causal link between the negligence and the birth of the child. Waiving proof of the causal link element in actions of this type would lead to casting liability upon parties who may not have actually caused the damage, and to entitlement of plaintiffs with compensation for damage which was not caused them by a tort. Not only is such a result at odds with tort law and its objectives; in addition, it does not do justice, in that term's basic meaning, with the parties in the suit. In the American legal system as well the mother is required to prove that had it not been for the negligence, she would have had an abortion (see, e.g.: Dumer v. St. Michael’s Hospital, 69 Wis. 2d 766, 776, 233 N.W.2d 372, 377 (Wis. 1975); Alan J. Belsky, Injury as a Matter of Law: Is this the Answer to the Wrongful Life Dilemma? 22 U. Balt. L. Rev. 185 (1993)), despite the potential that the parents' testimony on the issue may harm the welfare of the child )Keel v. Banach, 624 So. 2d 1022, 1026 (Ala. 1993)(.

 

  1. Thus, to the extent that the parents are interested in suing on the basis of the cause of action of "wrongful birth", they must prove the causal link element of that cause of action. The refutable presumption, based upon the decision of the authorized committee, will assist in overcoming these difficulties.

 

Despite the fact that the proof of the causal link element cannot be waived, there is difficulty in dealing with the details of the religious beliefs of the parents, as well as in dealing with other group-based considerations. In any event, attempting to retrospectively determine how the parents would have chosen to act inherently involves a great extent of uncertainty. The various indications in which courts find assistance – including data such as a religious lifestyle, age, obstetric history and performance of additional tests in the framework of private medicine, are merely general indications, which, practically, rely to a significant extent upon group data. Categorizing the parents in one of these groups or another is plagued with a significant extent of speculation. In cases in which the court must rely upon general, group data, there is no choice but to choose a certain level of abstraction, and courts often determine working assumptions which assist in dealing with the inherent uncertainty (and see, in the context of calculation of compensation: Eliezer Rivlin and Guy Shani "Tfisa Ashira shel Ikaron Hashavat haMatzav le'Kadmuto baTorat haPitsui'im haNeziki'im" Mishpat v'Asakim 10 499 (2009)). Furthermore, group data are not always evidence of the tendencies of the individual. Even in routine times – but especially in times of crisis – the individual is likely to stray from group dictates and conventions, especially when they are group conventions. In fact, the individual's original position might be more complex and multifaceted than can be assessed according to his belonging to one group or another. Thus, significant weight should be given to the first question that was presented regarding causal link – the question

 

whether the pregnancy termination committee would have approved an abortion in a given case.

 

As mentioned above, the decision of the pregnancy termination committee should serve as a sort of refutable presumption regarding the parents' stance about having an abortion. In general, where an abortion is permissible according to the societal convention, as expressed in the criteria which guide the pregnancy termination committee, as said, it can be assumed, as a factual assumption, that typically, the individuals in society would also plan their actions in a similar fashion. Nonetheless, it should be emphasized that this is a factual, not a normative, assumption; in no way can it determine that refraining from having an abortion, in circumstances in which the pregnancy termination committee would have allowed an abortion, is unreasonable or undesired conduct. Its meaning is merely that from the practical standpoint, it should be assumed that typically, the individuals in society usually act, at least proximately, in a way that fits the criteria that guide the pregnancy termination committees.

 

  1. It should also be emphasized that the presumption according to which, in circumstances where the pregnancy termination committee would allow an abortion the parents would also have submitted an appropriate application to the relevant committee, can not be refuted exclusively through general data, i.e.. regarding membership in a certain religious sector. Such data is at times likely to be relevant, but since it represents a single aspect of all the individual data regarding the woman, great caution should be employed in making conclusions upon it. Thus, it should be remembered that the question to be decided is not what is the stance of the religion to which plaintiffs belong regarding having an abortion in the circumstances of the case, but rather how the particular claimants standing before the court would have acted. As mentioned above, the individual himself is likely to stray from group dictates or conventions, especially when the conventions are group conventions; and relating to him, factually and normatively, as an individual whose choice is not predestined, is inevitable. Thus, it is not sufficient that the parents' religion prohibits them from having an abortion to determine the result; in order for that datum to be relevant for decision, the court must be persuaded that the mother would have obeyed that prohibition de facto. Of course, it is not impossible that having an abortion in certain circumstances would be permitted within the various religious beliefs, and often there are various approaches in the different religions regarding the circumstances which justify having an abortion (on this issue see, e.g.: CC (Jerusalem District Court) 3130/09 A.K.V. v. Sherutei Briut Klalit (unpublished, 28 November 2011); CC (Jerusalem District Court) 9134/07 Alsayad v. The State of Israel (unpublished, 17 February 2011)).

 

In fact, even today the courts of first instance do not rely exclusively upon data such as religious affiliation, and more significant weight is given to the individual data of the case (see e.g.: CA 7852/10 Tidona v. Kupat Cholim Leumit shel ha'Histadrut ha'Ovdim (unpublished, 15 March 2012); CC (Haifa District Court) 1014/05 Zidan v. The State of Israel (unpublished, 24 December 2011); CC (Central District Court 5193-11/07 S.M.S. v. Malach par. 5(d)(99)(unpublished, 14 September 2010); CA (Haifa District Court) 10492/97 Aftabi v. Sherutei Briut Clalit (unpublished, 30 September 2001)).

 

  1. Finally, it should be emphasized that where it has been proven that the pregnancy termination committee would have allowed an abortion, even if the parents could not prove that they themselves would have chosen to terminate the abortion, that does not derogate from their ability to sue for the damage caused to them due to the violation of their autonomy, and in other words: their right to make such a significant decision in their lives in an enlightened fashion. For that damage they are entitled to separate compensation, and I shall discuss that extensively below.

 

The Question of Damage and Calculating Compensation

 

  1. Having passed the hurdle of the causal link, it must be further determined, in the framework of the parents' action, what damage entitles them to compensation. The question that needs to be considered is whether the parents are entitled to compensation only for the additional expenses they must bear for the medical care and assistance for their child – and at a certain point living expenses (hereinafter: the Additional Expenses), or should they also be compensated for the expenses involved in raising their child, including those which they would have borne had the child been born healthy. These expenses, which a healthy child requires in any case (hereinafter: the Regular Expenses), are considered the "base cost" (or "base layer", in the words of commission member Asaf Posner, adv), as opposed to the Additional Expenses which stem from the child's disability.

 

56.Itisinatortaction,compensationisgivenonlyforthebytheandisnottheexpenseswhichwouldhavebeenborneevenifthewouldnotoccurred.Thus,forexample,whenaninfantisinjuredto(and birth), the for the of aidThecourtreduces,theofhoursneededtotakecareofthetheofhoursneededtoforachild,andisgivenfortheresultinginotheronlyfortheadditionalapersonwhoiswoundedinanandneedsa vehiclein ordertoget around, will receive only theadditionthatisfromhisinotherthethetheanditsandofacarandits(andtheexamplesintheCommission Report –thePosner opinion, at p. 115).

 

It would have been possible to think that the implementation of the restitutio in integrum test in the parents' action for wrongful birth would determine that had the negligence not occurred, the child would never have been born, so the parents would not have had to bear any expenses whatsoever for raising the child. Making the parents' situation as it would have been had the negligence not occurred according to the regular rules requires, prima facie, compensating them both for the regular expenses involved in raising a child and for the special expenses caused to them due to the child's disability. The "Additional Expenses", according to those principles, also include the regular living expenses.

 

57.inpractice,intheparents'actiononbasisofbirthcauseofthe"Additionaladultarethosebeyondregularexpenses. shouldnotbetotheparentsforthe

 

regular expenses involved in raising a healthy child, during the period before he reaches adult age; they should be compensated only for the additional, special expenses, which they bear due to the birth defect. Indeed, had the negligence not have occurred, the child would never have been born; however, there are  good reasons not to charge the negligent damager to pay all of the expenses of raising the child. These reasons reflect the complexity of the cause of action under discussion, and emphasize the theoretical and practical difficulties inherent in this cause of action, with which the courts of various instances have dealt over the years. What are these reasons?

 

Casting liability upon the defendant who caused the damage, as detailed above, is done from an ex ante point of view, and under the assumption that if the parents had been given a choice in advance, before their child was born, they would have preferred, under the particular circumstances, not to bring a child with that disability into the world; however, examination of the damage caused to the parents cannot be performed whilst ignoring the change which has occurred in the passage from liability to damage – the change manifest in the birth of the child. Examination of the damage must thus be done from an ex post point of view, which takes into consideration the fact of the child's existence, which is not considered, and must not be considered, in and of itself, to be damage. In retrospect, after the disabled child has been born, his very birth is not considered to be damage in his parents' eyes. The feeling of love which the parents feel toward their child also exists when the child is born with disability. Those feelings also exist if, had they been given a full choice at the outset, the parents would have chosen not to bring the child into the world. After he has entered the world, his parents want him and enjoy the intangible advantages stemming from his very birth and his upbringing. The Mazza Commission described this well in its report: "Indeed", it was noted, "the disabled life of the child itself does not constitute damage to the infant, and his parents as well, after he has entered the world, are not considered injured due to his very existence; however, as needs have been created which involve special expenses, the party without whose negligence these special costs would not have been created should bear them" (id, at p. 60).

 

The American Court described this in Marciniak v. Lundborg, albeit in a different context (of raising a healthy child whose parents did not want to be born), but from the viewpoint of the child, whose parents are suing for compensation for his birth. The following is applicable also to the need to compensate the parents for the Additional Expenses:

 

Defendants next argue that "awarding damages to the parents may cause psychological harm to the child when, at a later date, it learns of its parents' action for its wrongful birth thereby creating an 'emotional bastard.'" Again, we do not agree. The parents' suit for recovery of child rearing costs is in no reasonable sense a signal to the child that the parents consider the child an unwanted burden. The suit is for costs of raising the child, not to rid themselves of an unwanted child. They obviously want to keep the child. The love, affection, and emotional support any child needs they are prepared to give. But the love, affection, and emotional support they are prepared to give do not bring with them the economic means that are also necessary to feed, clothe, educate and otherwise raise the child. That is what this suit is about and we trust the child in the future will be

 

well able to distinguish the two. Relieving the family of the economic costs of raising the child may well add to the emotional well-being of the entire family, including this child, rather than bring damage to it (Marciniak  v.  Lundborg,  153 Wis. 2d  59,  67,  450  N.W.2d  243,  246

(Wis. 1990)).

 

  1. Of course, that cannot detract from the severity of the difficulties which the parents of disabled children experience or the suffering which is the destiny of parents who themselves experience the suffering of the child; for these damages – to the extent they are proven – the parents will be compensated separately, in the framework of the head of damages for pain and suffering. At the same time, the point of departure for the assessment of the parents' damage is that the life of the child – after he has been born – is not, in any way whatsoever, damage for which compensation should be made, and that this is how the parents also see it. Thus, the regular expenses which the parents bear for raising the child – are not damage. The damage is thus manifest in the Additional Expenses – the additional costs stemming from the negligence of the damaging defendant, and it is only natural that the parents receive compensation for them.

 

  1. Here the special and extraordinary force of the action for wrongful birth is revealed: the inherent dissonance between the negligence in providing the information necessary to make a decision whether to bring the child into the world and the character of the damage, which is caused after the child has already entered the world, when his very life is not considered damage.

 

Nota bene: the same conclusion, according to which the defendant is charged with the Additional Expenses, can also be reached from another perspective, which is actually the other side of the same coin: in principle, the positive results of the birth of the child must also be expressed, and as a practical issue, the way this is done in the framework of the doctrine of compensation is quantification of all of the intangible benefits stemming from the birth of the child and his upbringing, and discounting them from the compensation to which the parents are entitled. A general estimation of these benefits will approximately equal the regular expenses involved in raising a child. Discounting the regular expenses involved in raising the child from the total of all the expenses involved in raising him leads to those very Additional Expenses, which stem from the child's disability (to which the non-monetary damage must be added).

 

This concludes the discussion of compensation for the parents for the period before the child reaches adulthood.

 

60.theafterchildhisshouldbegrantedfortheiroftheirchild,asunlikecase,hisdependenceuponthemcontinuestodisabilityduringthisaswell,andinfact,for the entire period of his life expectancy.Inofforthesedamages,thereispreventingtakingintoaccountlengthofperiodofhiswhere,tohischildcontinuestobedependentuponhisparentsasanadult,especiallyduetofactthatthereisnoabouttheparents'intocareforneedsoftheirchildrenwhoareuponthatdutyis

 

even manifest in law, in sections 4-5 of the Family Law Amendment Law (Support), 5719-1959. It is uncontroversial that had there been no negligence, the parents would not have to bear the expenses of support for their child after he reaches adulthood.

 

During the period of his adulthood, had it not been for his disability, the child would be expected to earn his living. To the extent that the disability detracts from his earning ability, his parents have the duty to sustain him and to supplement what he lacks. In other words: during the child's adulthood, his parents bear both the special expenses due to his disability and his regular living expenses, which he himself would have borne, were it not for his disability.

 

  1. Where the child is expected to earn money despite his disability, the amount of his expected earning – in other words, the relevant part of the average salary in the economy – must be subtracted from the compensation granted to his parents. We have already ruled that it should be assumed that a healthy minor, when reaching adulthood, would earn the average salary in the economy, and that this salary would be used for his sustenance, in other words: his living expenses and welfare. From the practical standpoint, the parents should be compensated for the period of the child's adulthood, for all the "Additional Expenses", which, in said period, are the regular living expenses and the special medical and assistance expenses. Only if the infant is expected to earn a certain percentage of the average salary is there a need to subtract this percentage from the compensation. De facto, in the usual case, in which the injured child continues to be in his parents' house or in the community, the compensation paid to his parents will not be different than the amount of compensation which would be paid to him himself if he had a cause of action, in the framework of which he would sue for earning losses.

 

  1. This will be demonstrated numerically:

 

Let us assume that the average salary in the economy is 10,000. Due to his disability, the child's earning ability is reduced by 50%, in other words, a loss of 5,000 has been caused him, and this amount would be paid to him if he had a cause of action of his own. Let us assume, in addition, that he is also entitled to additional medical and assistance expenses (in comparison to a healthy child) of 15,000. In total, the compensation he would receive in his own suit would be 20,000. Seeing as the child does not have a cause of action, and the cause of action is that of the parents, they are entitled, in the usual case, to compensation for all the additional expenses, that is: 15,000 for medical and assistance expenses, and in addition, the child's regular living expenses, which they have to bear due to the detraction from the child's earning ability, in other words: an additional 5,000. In total, the amount that the parents will receive is identical to the amount that the child would receive if he had a cause of action.

 

It should however be remembered that the compensation is always individual; there thus might be situations in which the compensation changes; for example, when dealing with a child who is expected to live in an institution, which certainly might influence his living expenses.

 

  1. For the sake of comparison: in most of the cases from states in the United States, the parents were granted compensation only for the Additional Expenses that

 

they must bear in order to care for their child which are due to his disability, and they were not compensated for the regular expenses involved in raising a child:

 

Although the question of damages has presented a difficult and troublesome problem to those courts which have  considered  wrongful birth claims, we align ourselves with the majority of jurisdictions which have limited the parents' recovery of damages to the extraordinary expenses - medical, hospital, institutional, educational and otherwise - which are necessary to properly manage and treat the congenital or genetic disorder. Siemieniec v. Lutheran Gen. Hosp., 117 Ill. 2d 230, 260, 512

N.E.2d 691, 706 (Ill. 1987).

 

Another case clarified (emphasis added):

 

Indeed, the central policy of all tort law is to place a person in a position nearly equivalent to what would have existed had the defendants' conduct not breached a duty owed to plaintiffs, thereby causing injury. In the context of wrongful birth, this means the situation that would have existed had the child actually been born in the state of health parents were led to believe would occur. Damaged are not gauged against the state of affairs that would have existed had the child never been born, because parents always assume the costs of healthy children born to them, even if unplanned. This policy can be fulfilled here only by allowing recovery of all future extraordinary expanses [the child] will incur. Kush v. Lloyd, 616 So. 2d 415, 424 (Fla, 1992).

 

The decisions of the American courts were based upon various reasons, including those detailed above. Thus, for example, it was held that if, in principle, the parents were entitled to compensation for all of the expenses of raising their child, as had it not been for the negligence he would never have entered the world and his parents would not be required to bear any expenses for him, the intangible benefits involved in the birth and raising of a child, including a child with disabilities, must be set off from that compensation. It was held that those benefits equal, at very least, the regular expenses involved in raising a child (Ramey v. Fassoulas, 414 So. 2d 198, 200-01 (Fla. App. 3d Dist. 1982)). It was further determined that casting the regular expenses involved in raising a child upon a third party is not proportionate to the fault of the negligent party and is contradictory to the idea that the primary and predominant duty to care for the needs of the child, whether wanted or not, is that of the parents (see: Rieck v. Medical Protective Co., 64 Wis. 2d 514, 518-19, 219 N.W.2d 242, 244-45 (Wis. 1974); Ramey, at p. 200). Last, it has been emphasized that in their decision to bring a child into the world, the parents necessarily agree, of their own volition, to bear the regular expenses of his upbringing, and thus it cannot be said that these expenses were caused by negligence (Clark v. Children’s Mem. Hosp., 955 N.E.2d 1065, 1083 (Ill. 2011)). On the other hand, a minority of US state courts charged expenses for all of the expenses of raising a child born due to the defendant's negligence, as had it not been for the negligence, the child would not have been born at all (Robak v. United States, 658 F.2d 471, 479 (7th Cir. 1981)(.

 

64.InEnglandaswellthecourtstendnottoforfullexpensesoftheandtheisforthe

 

additional expenses. The English judgment in Parkinson v. St. James and Seacroft University Hospital NHS Trust  explained:

 

A disabled child needs extra care and extra expenditure. He is deemed, on this analysis, to bring as much pleasure and as many advantages as does a normal healthy child. Frankly, in many cases, of which this may be one, this is much less likely. The additional stresses and strains can have seriously adverse effects upon the whole family, and not infrequently lead, as here, to the break up the parents' relationship and detriment to the other children. But we all know of cases where the whole family has been enriched by the presence of a disabled member and would not have things any other way. This analysis treats a disabled child as having exactly the same worth as a non-disabled child. It affords him the same dignity and status. It simply acknowledges that he costs more. (Parkinson v. St. James and Seacroft University Hospital NHS Trust [2001] EWCA Civ 530).

 

Similarly, the courts in Canada follow the English system, and the compensation is granted only for the additional expenses stemming from his upbringing (Zhang v. Kan, [2003] B.C.J. 164, 2003 BCSC 5 (Can); Dean Stretton, The Birth Torts: Damages for Wrongful Birth and Wrongful Life, 10 Deakin L.R. 319, 324 - 25, (2005)).

 

65.Thisaccordingtowhichtheparentsshouldbeonlyforadditionalexpenses–wasalsobytheofoftheMazza CommissionItwasinCommission Report inthisthat"theofforthewehavedecidedtoisthatthewhonegligentlythebirthachildexpressedrealhandicapwhowouldnotbeenbornhaditnotbeenforthishasthedutytobearthemonetaryin providing the special needs of the infant which stem from his disability added–E.R.).Asthepeoplewhoareresponsibleforfortheinfantandcareofhisneedshisandtheybeartheofthiscostde factotheoftheparentstoandreceivetocoverneedsoftheinfantduetohisfromthepartyforshouldbe(id, p. 60).

 

However, as noted, "the Additional Expenses" in the usual cases also increase during the child's period of adulthood, such that they include his regular living expenses, which his parents must bear. Whereas the child lacks earning capability, the "Additional Expenses" thus include, in the usual cases, the living expenses as well, which, lacking evidence showing otherwise, equal the average salary in the economy.

 

  1. To sum up: a party who, by his negligence, caused the birth of a child with disability, who would not have come into the world had it not been for that negligence, has the duty to bear the additional expenses involved in raising the child, expenses which stem from his negligence, which reflect the child's special needs due to his disability, in accordance with the circumstances of each given case and for the entire period of the child's life expectancy. This compensation shall include all the additional expenses needed in the particular case, including: medical expenses, third

 

party assistance, rehabilitation expenses, education expenses including ancillary expenses, housing expenses and mobility expenses. During the child's adulthood, and for the entire period of his life expectancy, his parents shall be entitled to compensation for his regular living expenses as well, to the extent that he lacks earning ability and there are no special circumstances negating that entitlement.

 

  1. Note, incidentally, that a different question arises where the cause of action is for "wrongful pregnancy" (or "wrongful conception"), where the parents wished to avoid bringing children into the world at all, even healthy children, and due to negligence in medical care that choice was denied them (see, e.g., CC (Jerusalem District Court) 1315/97 A. v. Kupat Cholim shel haHistadrut haKlalit shel haOvdim b'Yisrael, IsrDC 5763(2) 309 (2004); CC (Haifa Magistrates Court) 4503/06 A. v. the State of Israel (unpublished, 4 March 2012)). Discussion of actions such as these and the scope of compensatable damage is not necessary for our purposes, and I shall leave it for when it arises. Note, however, that in other legal systems in cases in which a disabled child is born as a result of wrongful pregnancy as well, compensation has been granted only for the Additional Expenses (see e.g. in England, the aforementioned Parkinson case). This result is correct a forteriori in our case, in which the pregnancy in and of itself was wanted, but the parents wanted a healthy child. In any case, as mentioned above, there is no need in the circumstances of these cases to express an opinion on the question what the proper compensation is in the case of unwanted pregnancy in our legal system.

 

Non Pecuniary Damage

 

  1. Customarily, psychological damage sued for in an action for wrongful birth is categorized as "pure" psychological damage, lacking physical damage to the claimants. This classification is not devoid of doubts (compare, e.g. the enlightening judgment of Baroness Hale in the Parkinson case). In any event, the psychological damage in the case before us is ancillary to pecuniary damage, so it in any case does not stand alone.

 

  1. Even if the psychological damage caused to the claimants before us is categorized as pure damage, the entitlement to compensation for pure psychological damage which is not ancillary to relevant physical injury (see: Eliezer Rivlin "Pitsui'im begin Nezek lo Muchashi u'begin Nezek lo Mamoni – Megamot Harchava" The Shamgar Volume – Part C 32 (2003)), was already recognized in CA 243/83 Jerusalem Municipality v. Gordon, 39(1) IsrSC 113 (1985), where negligence liability was determined for pure psychological damage caused to the party directly damaged; later, the status of "quasi-directly" damaged parties was recognized as equal to that of directly damaged parties (the Levy ruling). In that case, compensation was granted to parents suffering psychological damage due to the death of fetuses due to negligence; similarly, the entitlement of partners to compensation for psychological damage caused them due to the woman's unnecessary abortion caused by medical negligence was recognized (CA 398/99 Kupat haCholim shel haHistadrut haKlalit v. Dayan, 55(1) 765 (1999)).

 

  1. In cases of wrongful birth the psychological damage continues for the lifetimes of the parents (the claimants). It is not single-event damage. It is not damage that is caused over a short period.  The parents must care for the child for the

 

rest of their lives. They are vulnerable to his suffering, and are entrusted with his welfare. They accompany his pain, his suffering day and night, and these become their pain and suffering. They direct their lifestyle in a way that will allow them to fulfill their responsibility for the child. Their life changes, at times completely. Activities that once seemed natural and easy to do become unbearably difficult. The need to care for the future of the child, with all their might, keeps them awake at night and drains their resources. This is continuous damage. It is different and separate from the violation of autonomy which is a single-event violation which takes place at the moment when the choice was denied them. The continuous and severe psychological damage thus requires large and significant compensation.

 

Violation of Autonomy

 

  1. The final question which requires our decision is the question of the relationship between the cause of action for wrongful birth and the cause of action for violation of autonomy, in the framework of the parents' action.

 

In Kadosh we extensively discussed the importance of the right to autonomy and the individual's right to sue for compensation due to violation of that right. It was again clarified that the right to autonomy is "the right of every individual to decide about his acts and desires according to his choices, and to act according to those choices" (the Da'aka ruling, at p. 570); this is a persons right "to write his life story" (the Abu Hana ruling, at p. 48). It was emphasized in Kadosh that "the individual's autonomy stands at the heart of human dignity. It is a right that constitutes a fundamental value in the Israeli legal system, and 'constitutes one of the central manifestations of the constitutional right of every person in Israel to dignity, entrenched in Basic Law: Human Dignity and Liberty' (the Da'aka ruling, at p. 571; HCJ 4330/93 Ganem v. Va'ad Mechoz Tel Aviv shel Lishkat Orchei haDin, 50(4) IsrSC 221, 233-234 (1996))"(par. 31 of my opinion).

 

Demarcation of the boundaries of the entitlement to compensation for violation of autonomy is carried out through demarcation of the violation which leads to entitlement to compensation:

 

"Only a violation in the heart of the right to choose, in "the 'inner penumbra' of the human right sanctifying autonomy (as stated in the Bruria Tsvi ruling) and on a substantial matter, will entitle the claimant to significant compensation. An example of such a violation can be found, as noted above, in medical care, "located in the inner penumbra of this right of every person to control his life", as "it might have a direct influence, and at times an irreversible one, both on his lifestyle and on his quality of life" (the Da'aka ruling, at p. 532). An additional example is a violation of a person's ability to weave his life story (the Abu  Hana ruling). A demarcated definition of the injury that leads to entitlement to compensation will help the courts entrench the status of the right to autonomy, but whilst charging compensation only in the fitting cases "(the Kadosh ruling, at par. 39 of my opinion).

 

72.Violationofisaheadofdamagesintheoftheofpar38ofopinion;seealso72oftheopinionofAmit, J.).Of

 

course, in an action for wrongful birth as well the violation of autonomy is likely to serve as compensatable damage. The question arises, what the relationship is between the head of damages of violation of autonomy and the other heads of damages in the parents' action.

 

In Kadosh I wrote that compensation for violation of autonomy is not granted to the damaged party "for the very violation of his constitutional right abstractly and in principle", but for "real result-based damage" caused him (in the words of the article of Yifat Biton "Ke'evim b'Eizor haKavod" Mishpat u'Mimshal 9 137, 145-146 (2005)(hereinafter: Biton)). These damages, which can be identified as "violation of feelings", include the feelings regarding "violation of dignity, psychological suffering, humiliation, shame, sorrow and insult, frustration, undermining of trust in others, undermining of one's view of oneself, and injury to the self assessment of the individual or his ability for self realization, both as an individual and as part of a group, and more (Biton, at p. 184). In order for damage for violation of autonomy to stand on its own –

 

Compensation for violation of autonomy can be sued for, even lacking other damage; in other cases it is possible to sue for such compensation in addition to or aggregation with bodily damage that has been caused, including in addition and aggregation to other non-pecuniary damage, in a situation of two separate kinds of damage. This is not novel, as the tortfeasor must compensate for all the damage he caused, and if he caused more than one kind of damage, he shall compensate for that which he caused. In that sense it is a factual and not a legal question" (Kadosh, par. 45 of my opinion).

 

This view derives from the recognition of violation of autonomy (to the extent that it is in the penumbra of the right and regards a substantial issue) as reflecting real and true damage. Such damage might come separately and differentiated from other damages, both pecuniary and non-pecuniary, because refraining from charging compensation for it would deviate from the principle of restitutio in integrum (and see also the opinion of the commission – the Commission Report, at p. 62). Of course, not in every case is there separation between the damage from violation of autonomy and other damage (for a survey of various possible cases in this context see: the Kadosh ruling, at par. 45 of my opinion). There might be overlapping between them. However, where separation is possible, and the violation of autonomy is an additional substantial violation in the penumbra of the right, negating additional compensation for it is like revoking the injured party's entitlement to compensation for any other head of damages (and see also the Commission Report, in which it was emphasized (on p. 62) that "the proposed arrangement cannot violate the rights of the parents to sue for compensation for the violation of their autonomous right to chose to continue or terminate the pregnancy, or their right to sue for compensation also for any other direct damage caused them, or some of them"; emphasis added). On this issue, compare the ruling that determines that if there is an action by dependants and an action by the estate, side by side, compensation should not be made only according to the sum in the claim for a greater amount, as the caselaw determined in the past; it must be examined whether there is a zone of overlap between the two actions, regarding which compensation should be made only once. If there is damage beyond the zone of overlap, then refraining from compensation for each of those damages will

 

lead to under-compensation (see: CA 4641/06 Menorah Chevra le'Bituach Ltd. V. Karkabi (19 December 2007); CA 2739/06 Dubitsky v Razkalla (1 June 2008)).

 

  1. Regarding the amount of compensation: like Justice E. Hayut, I too am of the opinion that compensation for the violation of autonomy should not be standard, but should rather be individual, taking into consideration the concrete violation and its circumstances (see: CA 10085/08 Tnuva Merkaz Shitufi l'Shivuk Totseret Chakla'it b'Yisrael v. the estate of Rabi, par. 40 of the judgment of Justice E. Hayut (yet unpublished, 4 December 2011)). Nonetheless, it has already been clarified that "since we are dealing with assessment of intangible damage, the courts will assess on the basis of the circumstances of the case and their life experience. In general it can be determined that to the extent that the information that was not relayed is more important, and to the extent that the harmed interest is closer to the penumbra of the right and affects it more significantly, so shall the compensation for the violation of autonomy increase (see on this issue the standards proposed by Justice Strasberg- Cohen in the Da'aka ruling for assessing the intangible damage that was caused to a person whose right to autonomy was violated during medical treatment, including: the type of information denied to the patient; the scope, quality and special importance of the information that was not relayed to the patient, as opposed to the information that was relayed to him; the patient's stance about and way of relating to the relaying of the medical information regarding him; and the result of the treatment that was carried out… (id, at pp. 619-621))" (the Kadosh ruling, par. 42 of my judgment).

 

In those cases in which the court is persuaded that a violation of the claimant's autonomy has occurred – one that touches upon the penumbra of the right, and on an important issue – it should grant fitting compensation that reflects the full severity of the violation (id, at par. 48 of my judgment. And see also CA 9187/02 Weinstein v. Bergman (yet unpublished, 16 June 2005); CA 9936/07 Ben David v. Antebi (yet unpublished, 22 February 2011)).

 

Practical Considerations

 

74.Theintheoftheofactionfor"wrongfullife",itwasinnopartinfluencedbytoprovideaproperfortheneedsofabornwithdefects,asaofinhisduringpregnancy.weightgiventothisinparties'anditdidnotmissourIndeed,areoftheopinionthattheofaction "wrongfullife"beintheofthetortofduetoandwithinourandduetothehurdleofprovingtheofortheofthecausallink.weareofopinionatrueforthelargeoftheofthecanbeintheofhiscauseofaction for birth".

 

75.Asabove,areentitledtofortheexpensesneededtotheandassistanceneedsoftheirchild,and tothetheir continues tobeupon duetohiswhenhetheyarealsotoforexpensestheybearinforhimduringperiodandfortheentireperiodoflifeexpectancy. Thisincludeshisregularexpenses,tothethathedoes

 

not cover them due to his disability, and lacking circumstances that negate said entitlement. Inter alia, a sufficient legal solution can also be found for the concern that the parents will pass away without ensuring that they make fitting arrangements for fulfillment of their disabled child's needs, in the framework of sections 56-57 of the Inheritance Law, 5725-1965, which regard maintenance payments from the estate. They determine as follows:

 

  1. If the bestower of inheritance is survived by a partner, children or parents, and they need maintenance, they are entitled to maintenance from the estate pursuant to the provisions of this law, whether in inheritance by law or inheritance by will.

57.(a)      The rightto is –

(1)          …

(2)      For the children of the bestower of inheritance – until the age of 18, for a disabled child – the entire period of his disability, for a child who is mentally ill – as long as he is mentally ill, and for a child with mental retardation – as per the meaning in the Welfare Law (Care for the Retarded), 5729-1969 [emphasis added – E.R.].

 

Thus, a broad solution is provided for the needs of the child due to his disability. Naturally, like in other cases arranged by tort law, the question of the ensuring of proper use of the compensation money might arise. This question is not unique to wrongful birth cases. De facto, there are various situations in which the needs of the child will not be sufficiently fulfilled via the tort action that his parents submit, but this result is unavoidable. Difficulty in ensuring the proper use of compensation that a person receives, even if he is an independent adult, exists due to the very fact that usually compensation is granted in advance and in one amount. In compensation law every injured party is presumed to plan his conduct in such a way that the compensation will offer him a proper and continuous solution for mitigating his damage in the future.

 

The Mazza Commission proposed that the legislature "authorize the court to include in its judgment instructions regarding the use of the compensation money, to the extent that the court sees fit to do so, in order to ensure the fulfillment of the needs of the infant. It is also proposed to determine in statute that the compensation intended to ensure the fulfillment of the needs of the infant shall not be considered part of the parents' property in a situation of bankruptcy; shall not be part of their estate; and shall not be the subject of lien, mortgage or assignment of right in any way" (the Commission Report, at p. 62). These proposals are very wise, not only for this cause of action, but also in a more general scope. I hope that the legislature will indeed heed the call, and that until then, the courts will develop the fitting mechanisms with the tools at their disposal.

 

Conclusion

 

76.Forthereasonsabove,wehavefoundthatcauseforanactionbychildfor"wrongfullife"shouldnolongertheoftheparents'causeofactionfor"wrongfulInthelattercauseofactionisnotbyofthechildwasbornwith,tothecauseofactionasper

 

President Barak's stance in the Zeitsov ruling. Nonetheless, it should be remembered that in practice, the requirement of causal link leads to a certain demarcation of the cause of action, as in the framework of both actions it must be proven that the disability would have led to a termination of pregnancy permitted by law.

 

77.ofthecauseactionfor"wrongfulisnotpossiblebytheruleslaw,anditevenstandsintoofthetheofsanctityoflife,protectiondignityandoftherightsofpeopletodignityandequality.Nonetheless,asolutionbefortheoftheofthechildduetointheofparents'cause ofaction.

 

Our task is not complete: in the framework of this decision of principle, from the outset we did not deal with the question of the specific liability of any of the defendants in the cases before us. These questions shall be decided by other panels, separately in each case.

 

 

President (emeritus) D. Beinisch:

 

I concur with the comprehensive judgment of my colleague the Deputy President E. Rivlin. The issue before us is one of the most difficult and complex ones, from the standpoints of law and values, and the moral and societal standpoints. This Court confronted this issue in the important judgment in CA 518/82 Zeitsov v. Katz, 40(2) IsrSC 85 (1986)(hereinafter: Zeitsov), and my colleague discussed it extensively. In that judgment the Court recognized the existence of a cause of action for a child that was born with a disability that was not diagnosed due to negligence in discovering the defect before conception or birth. It is important to note that the positions of the Justices of the majority in Zeitsov were of course not intended to detract from the status or rights of persons with disabilities; and in their various stances, nor did they detract from the view that recognizes the value of human life, which has always been a sacred value in Israeli law. The judgment in that case is an attempt to find a practical legal solution that might allow granting compensation to children and their parents, who must confront disabilities that at times involve great suffering and considerable monetary expenses. However, the two approaches that were adopted by the majority in Zeitsov raise a number of difficulties, which my colleague the Deputy President discussed in his judgment. The approach of Deputy President M. Ben-Porat in the Zeitsov case raises difficulty regarding the way damage is defined, and the approach of Justice (former title) A. Barak raises difficulty regarding the definition of the causal link between the negligence and the damage. Thus, after more than 25 years since the judgment in the Zetisov case was given, it can be said that its creative attempt to develop the causes of tort action has not yet reached fruition, and conceivably caselaw development of tort law on this issue will be possible in the future. I have been persuaded that at this time, that judgment does not provide a fitting solution for the difficulty involved in recognizing the cause of action of a child claiming that his birth (or his birth with a defect) is the damage that was caused to him. And indeed, the cases before us – with the variety of questions that arise in them – demonstrate more than anything else the difficulty involved in recognizing the cause of action for "wrongful life".

 

According to our societal views and values, every person – be his disabilities as they may – was born in [God's] image, and his life has value in and of itself, which must be honored. According to our moral view, it cannot be said that it would have been better for a person had he not been born. In legal garb, the meaning of this view is that the argument that a person's very life is damage that was caused to him cannot be recognized. The following words from the Mazza Commission Report on this issue are fitting:

 

The view that recognizes the value of the individual as a human being, and the sanctity of life as a value in and of itself, was assimilated into our law as part of an all inclusive moral view. The fundamental principles and values of our system constitute a source of inspiration for the interpretation of concepts that have "open and flexible membranes"; and "damage", as per its definition in  the Civil Wrongs Ordinance, as detailed above, is one of the concepts that should be interpreted according to those principles and values. In other words: the question of recognition or non-recognition of the very birth of a disabled person as "damage" should be decided while taking into account legal policy considerations, according to which the competing values and interests are examined; and determining the balancing point between the private interests and the general public interest shall be influenced by the fundamental views of the legal system and in light of moral considerations. Our stance is that taking into account of those considerations leads to the conclusion that the position that sees "damage" in the very birth of a disabled person should not be recognized (see the report of the Public Commission on the subject of "Wrongful Birth", at p. 46).

 

Note further that I have been persuaded by the position of my colleague the Deputy President that recognition of the cause of action of the parents for "wrongful birth" will allow granting compensation that fulfills a significant part, and possibly most, of the child's needs; it may be appropriate to broaden the solutions by alternative arrangements as recommended by the public commission, but that issue must be examined outside the framework of this judgment.

 

Thus, I concur with the judgment of my colleague the Deputy President, which seems, at the present time, to provide a consistent answer, found with the framework of accepted tort law, to the questions that arose before us, and even presents practical solutions to difficulties that arise in actions of this type. Nonetheless, this judgment too does not constitute the end of the discussion, and it appears that even if additional creativity is called for in developing causes of action regarding lack of early discovery of defects in a fetus, the time is not yet ripe for that. Furthermore, the questions that will arise in the parents' actions for wrongful birth, part of which were hinted at by my colleague in his judgment, will certainly engage the courts again in the future.

 

President A. Grunis:

 

I concur in the judgment of my colleague, Deputy President E. Rivlin.

 

 

Justice M. Naor:

 

1.IconcurinoftheDeputyPresident

E. Rivlin.

 

  1. Regarding the transitional provision and par. 16 of the opinion of my colleague Justice E. Rubinstein: in my opinion we should not decide, in the framework of the transitional provision in the case before us, the question what the fate should be of an action of an infant which has not yet been submitted, regarding which the limitations period has, prima facie, expired. The correct parties regarding that question are not before us.  We shall cross the bridges when we reach them.

 

Justice E. Arbel

 

1.The of DeputyPresidentE.Rivlin isain theissue thetortofbirth,whichittwoseparatecausesofaction,causeofofthe"wrongfulandthecauseofofparents,"wrongfulbirth".dealsquestionsofcentral,ofwhichthefromthelife"ofraisingtheoftheofversusalifeofandaoflifeaofdeath.Hereinitsquestionwhetherweasjudgescanwhethertherearerareastheybe,inwhichitisbettertolivethanitistoliveaofsuffering,orinthewordsofBarak,adefectedlife.Mytheofpublicthatdonotsupport"wrongfullife"causeofaction,andtheinvariousIconcurinopinioninoftheseconsiderations,causeofactionfor"wrongfullife"shouldnotbeBeyondtheintheframeworkofthisofthethatdefiningthelifeoftheevenifitisasalifewhichwouldpreferably–forinfant–neverhaveoccurredissanctity of and dignity.

 

  1. I join my colleague's determination that the need to provide a solution to the medical, rehabilitation and assistance needs of the child can be found in the framework of his parents' action for "wrongful birth", which does not raise the difficulties of law and principle involved in recognizing the child's cause of action. The parents are the parties that are directly injured by the fact that their child was born due to negligence. His birth necessarily bears injury to the parents. I agree with my colleague's conclusion that in this case the parents have the right to choose not to bring into the world a child with disability, via legal abortion permissible by law. This determination can be made without entering into the moral questions involved in the parents' choice to refrain from raising a child with disability.

 

3.Iwas notsurehow todecidethe issueof proof ofthecausallinkina "wrongfulaction.Intoprovetheacausalinsuchacauseofitbethatwouldhavetopregnancyhadthefactsthedefectthefetusbeenknown.Thisissuenoitfurtherthatitnotforthewouldhavechosentothepregnancy.Theasithasalreadyariseninthepast,iswhetherofsuchproofshouldnotbewaived.colleaguealsoagreesthe standingonthewitnessstandandtestifyingthattheywouldhavechosentothepregnancy,iftheyhadtheraisesThereisinprovingandawherewitha whenthey already theresult.AlthoughthisisnotuniquetobirthIamofthethatthethatsuchtheirCan a truly looking whetherhe would have abortedthe isnowlivingandchildheisraising?Canapersonwhathewouldhavedonehadhefoundout,whenthechildwasstillafetus,aboutthefetus’sinactionsfor"wrongfultheisintensified,asdiscussedfortwoadditionalreasons.First,themoralbywhothattheywouldhavechosentoabortchildthatisnowlivingandloved,isathatharmeventhechildifheistotheatpointoranotherinlife.intheofpublicpolicyduetotheconcernthataofsuchproofwouldburdencertainofwhichthereisathattheydonottohaveduetothethatwouldharmparentsareto a child.

 

  1. I examined whether it would not be correct to adopt the approach according to which proof of causal link should be waived (CC (Jerusalem District Court) 3198/01

A. v. the Jerusalem Municipality (unpublished, 12 May 2008), Judge Drori; CC (Tel Aviv District Court) 1226/99 A.L. v. Yaniv (unpublished, 29 March 2005), Judge Benyamini). Indeed, this approach constitutes a certain deviation from the regular path of tort law. Nonetheless, in my opinion this approach is likely to be legitimate and fitting for the subject matter at hand, due to considerations of public policy and in light of the uniqueness and complexity of this cause of action. Thus, for example, the complexity of the "wrongful birth" cause of action served the Deputy President in determining that the defendants should be charged to pay the disabled child’s additional expenses only, and not all the expenses of raising him. In addition, I find it doubtful that such a requirement would advance the discovery of the truth, and whether it can advance justice in a specific case, due to the noted difficulty in proving what the parent would have done had he known of the defect his fetus suffers from, whereas it is doubtful if he himself knows clearly how he would have acted. However, I ultimately decided to concur in the opinion of my colleague, both due to the desire to walk along the path of tort law, and due to my colleague's softening of the requirement in two ways: first, in determining that by proving the position of the pregnancy-termination committee to allow an abortion in the certain case, a refutable presumption arises regarding the parents' stance about having an abortion; and second,  in  determining  that  refuting  this  presumption  shall  not  be  done  merely

 

through general information such as sectorial or religious affiliation. I add that in my opinion, courts hearing "wrongful birth" cases must act on this issue in a  very cautious and sensitive fashion, giving weight to the individual, who is not necessarily obligated by the general positions of the sector to which he belongs; the courts must also act with a certain flexibility, to the extent possible, in implementing this requirement in the framework of a proof of the causal link. We are dealing with negligence law, which should be adapted to the ever changing and difficult reality of life.

 

As aforementioned, I concur in the judgment of the Deputy President.

 

Justice S. Joubran:

 

I concur in the circumspective and enlightening judgment of my colleague, Deputy President E. Rivlin.

 

 

Justice E. Rubinstein

 

  1. The issue before us touches upon philosophical questions regarding human existence, possibly similar to the house of Shamai and the house of Hillel, who disputed "for two and a half years" the question whether "it is better for a person not to have been created than to have been created" (Babylonian Talmud, Eruvin 13b); questions which are philosophically difficult, legally difficult, and difficult from a human standpoint. In the annals of the sages a decision was reached: "counted and decided: it is easier for a person not to have been created than to have been created; now that he has been created, he must examine his deeds.  And there are those who

say: he must reckon his deeds" (id; and see Rashi, id; Mesilat Yesharim (Rabbi Moshe Chaim Luzzato (Italy-Holland-Eretz Yisrael, the 18th century) chapter 3); the thrust of this is that having been created, he must search for good and expunge evil, with constant self examination. The subject underdiscussion is more limited than the existential question posed above, which relates to the life of any person, and it relates to a person who entered the world with severe defects; it is fundamentally a situation in which the parents declare that had they known ex ante what the condition of their infant would be they would have refrained from continuing the pregnancy,  and society confirms (via the provisions of section 316 of the Penal Code, 5737-1977) that this is a legitimate choice. Nonetheless, questions from the world of values, philosophy, morals and religion arise, integrated with questions the results of which are financial – such that the legal decision makes (or might make) a moral choice as well; thus the agony in making it.

 

  1. In this context, it is my opinion that a different description of human existence actually characterizes this judgment. The verse "and G-d made man" (Genesis 2:7) is interpreted in the Talmud as follows: "woe is me because of my creator, woe is me because of my evil inclination" (Babylonian Talmud, Brachot 61a): approving the "wrongful life" cause of action raises complex theoretical legal difficulties, which my colleague the Deputy President (following what is accepted in other countries) wishes to avoid, and thus his decision. This is also the approach of the majority of the "Public Commission on the Subject of Wrongful Birth" (hereinafter the Mazza Commission) in  the  important  and  enlightening  report  it  wrote  (the  minority  opinion  is  also

 

important), which in my opinion has a special role in our decision. On the other hand, annulment of the cause of action, as proposed by my colleague, even if that comes alongside an expanded cause of action for "wrongful birth", is not simple, primarily on the practical level. Expansion of the cause of action for wrongful birth in order to provide a solution for the practical difficulties, or some of them, as can be seen in the opinion of my colleague the Deputy President, is also liable to raise various legal difficulties, some of which I shall touch upon below.

 

3.Regardingforon the legal plane,inthetheinthecauseoftoadditional(theexpensesthethethattheraisingofachild),althoughregularalsobeabletobecausallylinkedtotheact(see56-57),mycolleaguetheDeputynotesthat"theresultsofthebirthofthechildmustalsobe(par.weagainfindtheofexistence,wewishedtoavoiddoing.Furthermore,inordertoreacharesultwhichis,intheofthecase,just (toextentcolleagueiswillingtoparentsoftheinfantfortheirexpenses the entire period of [the infant's] life expectancy"(par.60,–eventhoughfromthepracticallawstandpoint,itthattoitistheactiontofortheirsupportoftheinfant,itcouldhavebeentotheoftheirlifetotheintheMazza Commissionthatcanbebasedupontheparentspennytheirinordertoensureofthe needs ofthe infant their p. 64).

 

4.Thatisalsothecaseregardingidentificationlivingexpenses(the"regularexpenses")oftheinfantwhenhehasanadult,asaverage salary in the economy (inthecaseoflossofearningability)–agenerallyexpectedapersonwhowasbyaact, not ofthe expenses aparty bears in tosupport(althoughinMazza Commission wasalsoofthisopinion,p.61).Incontext,itisdoubtfulineyesiftheforsupportpursuantto4oftheLawLaw(Support),(towhichDeputyinpar.ortosectionofInheritanceLaw,5725-1965(towhichheinpar.75)issalaryinthe(forsupportratesCA4480/93A. v. B.,48(3)IsrSC461;PY(AL),5725-1965(part2,37-38).IIamnot,heaven forbid,sayingthatantheintheseissuesshouldbetaken.oppositeisthecase–theofwhichattheof theofmytheDeputyPresident(aswellastheopinionintheMazza CommissionareIacceptthemaswell;however,thearisingfromadaptationoftheparents'causeofactionfor"wrongfultorealityincauseofaction"wrongfullife"should not be ignored.

 

5.On the practical plane, myinter aliaquestionitcanbeensuredthattheparents' tothebirthcause

 

of action will indeed ensure the future of the infant (see par. 75). These questions are difficult to solve, as what will be done, for example, when the parents are irresponsible, or big spenders, and leave the infant with nothing by spending all the money. I shall say at the outset, that in my opinion there is a sufficient legal basis for determining arrangements that will safeguard this interest; in addition, because if the parents' entitlement stems from various duties that the law casts upon them (see, e.g., par. 60 of the opinion of the Deputy President) it is not unreasonable to connect the compensation and these duties (in this context as well the majority opinion in the Mazza Commission proposed unique arrangements, see p. 62). An additional significant difficulty, at least on the level of principle, relates to an infant who has no parents to sue on his behalf (an issue which the  majority opinion in the Mazza Commission discussed on p. 60), or when the parents themselves go bankrupt, etc.

 

6.InotherthetheoftheDeputydespitetheittoensurefutureoftheinfanthisparents'action,–despitetheofcourse–leadtointhewhotodaywouldbeentitledtowillbewithnothing;yetistheandthefromitareexpenses(evenifwefromusingtheofLetusthatJusticesoftheinZeitsov (CA518/82Zeitsov v. Katz,40(2)IsrSC85)wereawareofthevariousinthepresented,yettheytoawhich,ifitensuresthecausedas a result of the negligent care by the doctor,aspertheofthisintortwillbeforseepar.42oftheminorityintheMazza CommissionbyMr.Posner.

 

  1. In this context, the position of (then) Justice Barak in Zeitsov proposes a compensation mechanism which is clear and relatively simple to implement, which avoids entering into complex ethical dilemmas (see also A. AZAR & A. NURENBERG, RASHLANUT REFU'IT (MEDICAL MALPRACTICE)(2nd  ed., 5760) 287);  however, as noted above, it entails legal difficulties (see Deputy President Ben-Porat in Zeitsov, at

p. 105; see also R. Perry "L'hiyot o lo L'hiyot: ha'Im Zo haShe'elah? Tviot Nezikin begin 'Chayim b'Avla' keTa'ut Konseptualit"(To Live or Not to Live – Is that the Question – Tort Actions by Reason of Wrongful Life as a Conceptual Mistake) 33 MISHPATIM (5763) 507, 559-560; A. Shapira, "haZchut lo leHivaled bePgam" (The Right to be Born with a Defect) in DILEMMOT B'ETIKA REFU'IT (DILEMMAS IN MEDICAL ETHICS) (R. Cohen-Almagor ed., 5762) 235, 248). I will not deny that I was taken by the thought of proposing that we continue down that paved path, as per Justice Barak, with certain amendments and despite its theoretical difficulties, until the subject is fully arranged [in legislation]. As long as the subject has not received a full arrangement, we replace a construct with theoretical difficulties but practical validity, with a construct which does not have such theoretical difficulties, but raises practical questions, as mentioned above. The Justices that heard Zeitsov a bit more than a quarter of a century ago knew that they face a difficult mission; but they wished to practically assist those whose fate was bitter, where negligence had occurred, even if the very creation of a fetus with defects was not at the hands of the doctor but by "the dealer of life to all living creatures" (in the words of the hymn for Rosh haShana and Yom Kippur).

 

8.thecreatedtheinZeitsov,thelackofinofthecourts,inter alia regardingthebetweentheopinionsofDeputyPresidentBen-PoratandBarakinZeitsov –requiresandanditisnotfornoreasonthatwedealing,inwithalargeofcasesthatAsearlyas this noted:

 

"a district court judge hearing an action like this stands before a number of possibilities… in each of the cases he will not deviate from the provisions of sec. 20(b) of Basic Law: Adjudication, which determines that 'a ruling of the Supreme Court obligates every court, except the Supreme Court'" (CA 913/91 Azoulai v. The State of Israel (unpublished) par. 3 – Justice Maltz; see also CA 119/05 Amin v. The State of Israel (unpublished))."

 

A generation has passed since the Zeitsov ruling was handed down, and as the members of the Mazza Commission noted: "the lack of decision, as aforementioned, has left the legal arena wide open" (p. 17); this situation, in which the fate of an action depends upon the decision of the judge – it may not be superfluous to note, the random judge – before whom the case is heard "according to his opinions and worldview" (in the words of the commission on p. 17), is hard to accept. Complaints against it were also heard from attorneys who deal in the field during the hearing before us (on 31 January 2012); and I will not refrain from mentioning here that the opinions supporting confirmation of the stance of Judge Barak in Zeitsov were usually heard – before us and in the Mazza Commission – from lawyers who generally represent claimants. Indeed, the majority opinion in the Mazza Commission proposed "as a first and preferred possibility" (p. 60) to create, in legislation, a social arrangement that would ensure fulfillment of the needs of those born with defects that cause them functional disability, and of course there would be much blessing in such an arrangement; it further proposed, as an alternative, a legislative torts arrangement, and there is much positive about that as well. However, as a court that hears tort cases according to the existing law, I fear that there is no evading determination of a caselaw rule in tort law, despite the existing difficulties that accompany each of the alternatives, until legislation of one kind or another is passed. And I call upon a sensitive and conscientious Israeli legislature to reach it as soon as possible.

 

  1. Ultimately, I saw fit to concur, in principle, in the well reasoned decision of my colleague the Deputy President, consisting, at this time, of the part regarding legal principles. I do so whilst pointing out the difficulties and calling upon the legislature to speak. It is an open-eyed decision, aware of the disadvantages and advantages of each of the alternatives, wishing – trying hard – to ensure that basing one's opinion on "the regular legal tort logic" (the purpose of which is also avoiding the type of difficulties in theory and in result found in the various opinions of Zeitsov) does not lead to a practical result which is not just. I go this way also because the stance of my colleague is in line with the opinion of the majority of the members of the Mazza Commission regarding annulment of the "wrongful life" cause of action, and with the caselaw of the courts of the Common Law states (as the commission surveyed in its report, and as my colleague surveyed in his opinion). The moral message that arises from my colleague's decision – both regarding the sanctity of life and regarding treatment of persons with disability – also supports adopting it. It is also in line (as presented briefly below) with what can possibly be defined as the position of Jewish

 

Law, our legal heritage. The position that arises from our decision is that we do not leave people with disability in the category of "it would be easier for him had he not been created"; we must honor their needs and attempt to fulfill them, without a label of societal rejection in the form of "it would be easier for him had he not been created", but rather while treating them as desirable human beings.

 

"Better than both is the one who has not yet been" (Ecclesiastes 4:3)

 

  1. Recognizing the cause of action for "wrongful life" requires, as aforementioned, discussion of weighty moral questions, the answers to which might be able to be found "in the area of philosophy – morality – theology" (in an analogy to the words of Justice Goldberg in Zeitsov, p. 128). Indeed, in the literature of Jewish law we also find positions – based on a religious worldview – according to which for a very defected infant, whose life expectancy is most short, "it is better for him that he was born than had he not been born at all, as those who are born enter the next world" (see the IGROT MOSHE responsa (Rabbi Moshe Feinstein, Russia-USA, 20th century) Even HaEzer first part chapter 62); there is, however, among important religious authorities also broad and significant attention given (in the context of discussion of termination of pregnancy) to the life of suffering to which such an infant, and to a great extent those who closely surround him, are condemned:

 

"Is there need, sorrow, and pain, greater than that under discussion, which will be caused to the mother to whom such a creation is born, one who is all suffering and pain, and whose death is certain within a number of years, and the eyes of the parents see but their hands cannot relieve him? (and it is clear that if this child is taken to a special institution and the parents will not be given access until his death it makes no difference and does not detract from the aforementioned). Added to this are the tortuous and painful contortions of the child with the defect. Thus, if termination of the pregnancy is to be allowed according to Jewish Law due to great need and due to pain and suffering, it seems that this is the most classic case  that  should  be  allowed"  (TSITS  ELIEZER  responsa  (Rabbi  Eliezer

Waldenberg, Israel, 20th century) part 13 chapter 102).

 

The reality of human existence also brings forth cases in which life is not short, but rather continues, without hope, for decades, with all the suffering involved, at times especially to the parents, as the child does not communicate. Indeed, many pens broke in Jewish law attempting to clarify these questions with a forward looking glance (particularly regarding abortions; see, for example, Rabbi E. Lichtenstein "Hapalot Malachutiot – Heibetei Halacha" (Artificial Abortion – Halakhic Aspects), 21 TCHUMIN (5761) 93). The majority opinion in the Mazza Commission included discussion of a number of known sources relating to the question whether life is worth living, for example the words of King Solomon "and I thought the dead, who have already died, more fortunate than the living, who are still alive" (Ecclesiastes 4:2), and the words of Jonah the prophet, who wished to die and said "it is better for me to die than to live" (Jonah 4:8), although, according to their opinion, "there is no doubt that these statements relate to moral and theological aspects only" (p. 65), and I already discussed above the differentiation between the philosophical question and the situations which are before us for decision. The question when "death shall be preferred to life" (Jeremiah 8:3), or when to "long for death but it does not come, and

 

dig for it more than for hidden treasures" (Job 3:21), is a question which has not been decided; however, life is "heritage from the Almighty on high" (id, 31:2; see M. Greenberg "Erech haChayim baMikra" (The Value of Life in the Bible) in KEDUSHAT HACHAYIM VACHERUF HANEFESH: KOVETS MA'AMARIM LEZICHRO SHEL SEGEN AMIR YEKUTIEL (THE SANCTITY OF LIFE AND MARTRYDOM – COLLECTION OF ARTICLES DEDICATED TO MEMORY OF LT. ARNON YEKUTIEL) (Y. Gafni & E. Ravitsky eds, 5753)

35). For example, there are those ill with debilitating disease whose life is not really a life, and who expect to be put out of their misery, and there are those who turn the depths of suffering into a lever for creative activity (see the enlightening and touching writings of Dr. Rachamim Melamed-Cohen, a person with ALS who creates like an ever swelling spring).

 

  1. The stories of the Bible and additional stories appearing in later sources teach that life is not always preferable to nonexistence: thus, for example, the words of King Saul to his porter "draw your sword and thrust me through with it, so that these uncircumcised may not come and thrust me through, and abuse me" (1 Samuel 31:4); or the story of the woman who "grew very old" and said to one of the sages of the Mishna: "I have grown too old and from now on my life is that of disgrace, I do not taste food or drink and I wish to leave the world" (YALKUT SHIMONI Dvarim chap. 11 Remez 871). Note that these acts served halachic authorities in discussion of modern questions regarding lengthening and shortening life (see, respectively, Rabbi Y. Zilberstein "Matan Morphium le'Choleh Sofani haSovel miChenek"(Giving Morphium to a Terminal Payment Suffering from Asphyxia) ASIA 15 (5757) 52; Rabbi Y. Zilberstein, in TZOHAR: KOVETS TORANI MERKAZI C (5758) 218). Then, as now, in Jewish law as in Western law, the considerations are well known, and the dilemmas are difficult.

 

12.itisstillappropriatetocomparingfilledwithtoaandlife,andasitbe,withaofnonexistence.Thatisthewhenwithathatisforof"theextentofthe"bottomline"ofistoamonetaryIn-depthoftheofdiscussing thosequestionscaninmyopinionbefoundinthewordsofthe 10a) King Hezekiah,whofromprocreatingbecauseforesawhiswouldbeevil(theevilMenashe).Inthetells"whatbusinessofyoursarehiddenoftheandofchoiceinsuchitwassaidthat"asoulisnothisproperty,propertyoftheLord,asitiswritten(Ezekiellivesare(theofthe(RabbiDavidbenthe16ofS18,6).ifJewishlawistothatincasesitispreferabletoavoidthatiswithhightoleadtoofdefectedthewordsofprophetaclearthepossibilityofdiscussingasituationoftoaofexistence,asasit

is, and their conclusion that law cannot be decided on the issue. I add that those words – regarding the hidden ways of the creator of the world – are used in religious philosophy in a completely different context as well, regarding ungraspable historical phenomena like the holocaust.

 

13.Thelegal of"wrongfulbirth"or"wrongfullife"has–ontheasopposedtothemoral-religious–inlaw(see,e.g.,S.Yelenik"Holadab'Avla–ZchuyotTviahBirth–RightsofActionS23(5761);Vidal,"Holada–PitsuiyeiNezikinHoladatUbarBirth

  • Compensation in Torts for Birth of Fetus with Defects), TCHUMIN 32 (5772) 222), and the problem of an action on the basis of the cause of action for "wrongful life" was raised: "according to the halacha there should be no action by the minor" – as opposed to his parents' action – "who was born due to a tort, neither against his parents nor against a doctor who gave his mother consultation or diagnosis when she was pregnant" (VIDAL, p. 231). However, the halachic sources referred to in these works may support the conclusion of Dr. Michael Wigoda:

 

"The truth should be said, that the classic sources of Jewish law do not deal with this issue" (thus, in his memorandum submitted to the Mazza Commission with the title "Reflections upon 'Wrongful Birth' in light of the Sources of Jewish law").

 

It can also be understood why: the formulation of tort actions like those before us is the fruit of the modern medical and legal age, in which what was previously in the realm of heavenly secrets and fate, can now be predicted and decoded by tools of medicine and genetics. That does not exempt modern [Jewish law] authorities from dealing with it.

 

Epilogue and Practical Comments

 

14.Thethatcolleaguetheexpansivelygoesalongwaytowardreasoned,andjustoftheandlegalbeforeus.However,incertainregards,thewhichthecourtscontinuetopavetothecasesthatbebroughtusisstilllong(andmyalsothat).TheintheMazza Commission withadditionalprovisionswhichshouldbeintortAttheofthem liesthewhichlies atofopinion:thatapartofthefortheparentsislinkedtotheburdensomeexpensesofensuringcareforhim,anditsistoallowthemtopaytheminawaythatwillcondition,tothepossible(anditbeabletobesaid,toallowthemtotheirduties theinfant).relationswithinthediscussedneedtothattheisusedfortheoftherelationstheandothers,thediscussedneedtothemoneyagainstthirdsuchcreditorsinbankruptcy(p.62).situationinwhichtheinfantdoesnothavewhowillsueinhisadditionalwhich of theMazza Commission discussed.

 

15.Thesemorethanquestionoftheannullingofthelifeofwhichiscentralinthis(partial)Indeed,atstagewearenottheconcretequestionsofofandthuswearealsonotitforthepurposeforwhichitisgiven. Thecourtscanfindthe

 

answer to these questions – at least to part of them – in the Mazza Commission report, and that circumspective legal document should be before the eyes of those hearing such cases. In may be, that the solution to them will resemble relocating the theoretical difficulties from the discussion of the cause of action to a discussion on translating the expanded cause of action into practice. However, the question of the cause of action is the one which is before us, and it is presumed that its translation into practice will find an appropriate solution in the future. The majority opinion in the Mazza Commission noted:

 

"The question is whether such an arrangement can be reached, to the extent that it is found appropriate, by judicial ruling as well, is a matter of the decision of the Supreme Court."

 

Although I am, as aforementioned, of the opinion that there should be a legislative arrangement of the entire issue, and I hope that the call to the legislature will fall on attentive ears, whether in a social scheme (which, in its entirety, would not be before us) or, at least, a legislative arrangement of a complete and detailed tort scheme; the courts have a duty to ensure that the annulment of the wrongful life cause of action prior to enactment of a circumspective scheme in legislation will not derogate from their primary duty – to do justice within the framework of the law. The path that has been determined passes through the parents; the courts have a duty to ensure, in every single case, that the benefit reaches the infant and is earmarked for the infant, and not for other purposes.

 

Transitional Provisions

 

16.Regardingtransitionalprovisionsbycolleagues,I amafraidthataistoininwhichnoactionwasbytheparents,underthethatinthefutureafterclarificationofthecondition)anactionwouldbebyinfant,theoftheZeitsov rulingtoofitanother,andrelying uponit.toaperiodofyearsforthat.provisionthesafeguardspendingcasesinactionswerenotbybutitdoesnotsafeguardhaveyetiftheyearparents expired(asopposedtothetwentyfiveyears),aclaimthatactionisbarredduetoberaised.ThatmayhaveanadditionalconsiderationinfavorofleaningtowardleavingZeitsov standingHowever,Iat least theofthisshallapply,tocasesinwhichanactionwastheforonefromthedateoftheUnfortunatelymyareinthusIonlyhopethatthefindawaytothehasbeenof(to they inthe of justice.

 

Final Comments

 

17.ThisjudgmentisgivenondayoftheoftheDeputyRivlin.Heisretiring36years–twicetheofHebrewwordChai [life]–onbenchofinstances,

 

starting with traffic court, and reaching where he has. His contribution covers all areas of the law, and there is no valley in which he did not stake a claim. The judgment he chose for his retirement day is characteristic of the central field of his judicial legacy, the field of torts, and within it medical negligence. For many future years the mark which Justice Rivlin has made on all branches of tort law, from traffic accident law, regarding which he also wrote a fundamental book, to the complex and sensitive issue decided today, will accompany Israeli adjudication. According to the sages, the existence of fair tort law – relations between man and his fellow (Babylonian Talmud Baba Kama 30a) – is among the foundations of just human society. In his judicial work, Justice Rivlin contributed to that. I wish him, now that he has reached retirement age, that "in old age they still produce fruit; they are always green and full of sap" (Psalms 92:14).

 

 

Decided according to the opinion of the Deputy President E. Rivlin.

 

The result of the judgment – to the extent that it regards the annulment of the cause of action of the infant – shall not apply to pending cases (including cases before us) in which an action was not submitted by the parents. Justice E. Rubinstein was of the opinion that the result of the judgment should not be applied for one year from today, and Justice M. Naor notes that the question of the law regarding a claim on the part of an infant which has not yet been submitted should not be decided in the framework of a transitional provision in the case before us.

 

Given today, 7 Sivan 5772 (28 May 2012).

Full opinion: 

Hess v. Chief of General Staff

Case/docket number: 
HCJ 4146/11
Date Decided: 
Tuesday, July 9, 2013
Decision Type: 
Original
Abstract: 

[This abstract is not part of the Court's opinion and is provided for the reader's convenience. It has been translated from a Hebrew version prepared by Nevo Press Ltd. and is used with its kind permission.] 

 

A petition to direct the introduction of a military order prohibiting the use of white phosphorus for any purpose in settled areas and other civilian sites, as well as any use of arms containing white phosphorus in any situation in which there is an alternative weapon that is less dangerous to humans and that is capable of achieving an equal or similar military advantage.

 

HCJ (per Judge Arbel and with the concurrence of Judges Melcer and Danziger) dismissed the petition, subject to guidance regarding the review of the issue the subject of the petition, and held as follows:

 

With regard to the issue’s justiciability, war is subject to laws and the laws are subject to judicial interpretation, within the boundaries of the restraint that the HCJ has imposed on itself especially with regard to quintessential military matters. The choice of weapons used by the Army is not generally a matter for this Court’s consideration. Nonetheless, it cannot be said that in every case in which issues related to the use of weapons arise the Court will refuse to consider the matter. The boundaries of the HCJ’s intervention in matters of this kind are extremely limited to exceptional cases, where there is concern of injury to established legal norms. The HCJ intervenes in petitions even if they have political or military implications, so long as the dominant aspect considered therein is the legal aspect.

 

In order to maintain the balance between the restraint required in the HCJ’s intervention in quintessential military matters and the operational and professional discretion of the Army Command, and the need to protect and safeguard human rights and honor the international law, a multi-stage review is required in petitions of this kind: whether the petitions, ex facie, raise arguments of a legal nature that allow the Court to consider them, without such consideration amounting to intervention in the quintessential professional discretion of the military entities. A negative answer will result in the petition’s summary dismissal. A positive answer will require another prima facie review of the basis for the petition, and if it justifies, ex facie, a more in-depth review of the violation of the military means or military course of action of the law of armed conflict or the basic principles of Israeli law. At this stage, it is also necessary to consider the practical implications of the petition. There is no room for a more in-depth examination by the Court where, based on Army orders, the use of the weapons that are the subject of the petition has ceased. If there are still orders permitting the use, and there is a prima facie basis substantiating any legal injury, the petitioners’ arguments will be considered on their merits, and a determination will be made with regard to the legality of the use of the weapons which are the subject of the petition.

 

This petition raises, prima facie, serious arguments against the use made by the IDF of shells containing white phosphorus, which oblige, ex facie, another in-depth examination. The arguments are of a dominant legal nature. Accordingly, the HCJ proceeded to the second stage of review. However, at this stage the HCJ stopped the judicial review in light of the State’s declarations that it had been decided not to allow at this time the use of shells containing white phosphorus in a built-up area. The exceptions to this order are very limited and leave the prohibition of use effective and very wide, such that it is doubtful whether this matter will realistically arise again. With regard to the concern regarding a change in the Army’s orders, since the State has not declared that the orders are permanent ones, the HCJ ordered the IDF to conduct a comprehensive and in-depth review of the use of white phosphorus in the Army and the possible alternatives for its use, which will serve either to make the orders permanent or to substantiate a position justifying a change in the orders. The HCJ further ordered the State to notify the petitioners’ attorney in the event of a change in the orders, so that he may once again raise his arguments before the HCJ. 

 

Voting Justices: 
Primary Author
majority opinion
majority opinion
majority opinion
Full text of the opinion: 

 

In the Supreme Court

Sitting as a High Court of Justice

 

HCJ 4146/11

 

Before:

Her Honor, Judge E. Arbel

 

His Honor, Judge H. Melcer

 

His Honor, Judge Y. Danziger

 

The Petitioners:

Yoav Hess + 116 other Petitioners

 

 

v.

 

 

The Respondent:

The Chief of General Staff

 

 

 

 

Petition for the grant of an order nisi

 

 

 

Date of session:

Sivan 4, 5773 (May 13, 2013)

 

 

On Behalf of the Petitioners:

Adv. M. Sfard,  Adv. E. Schaeffer

 

 

On Behalf of the Respondent:

Adv. Y. Roitman

 

 

 

Judgment

 

Judge E. Arbel:

1.In the petition before us, the petitioners petition the Court to order the introduction of a military command prohibiting the use of white phosphorus for any purpose in settled areas and other civilian sites, as well as any use of arms containing white phosphorus in any situation in which there is an alternative weapon that is less dangerous to humans and is capable of achieving an equal or similar military advantage.

2.The need for the petition arose, according to the petitioners, following the extensive and unethical use, according to them, of weapons containing white phosphorus by the IDF during Operation Cast Lead (December 2008 – January 2009). According to them, during the operation many bombs containing phosphorus were dropped, and by the nature of things, because the [Gaza] Strip is densely populated with civilians, the result was extensive injury to civilians, some of whom were injured when the bombs were dropped and some much later, when the incendiary effect of the phosphorus was still active. According to them, the use of phosphorus endangered the lives of civilians, humanitarian employees and medical personnel. The petitioners argue that this is a substance which has potential for serious injuries to those who come into contact with it, and that its harmful effect lasts long after it is launched. The use thereof, it is argued, by its nature does not enable distinction between military and civilian targets, and thus even when it is aimed at legitimate targets, it might ultimately injure civilians. The petitioners’ main legal argument is that the use of white phosphorus constitutes a violation of the international law.

3.The respondent argues that the petition is of a type that the Court does not usually consider, as it deals with the weapons to be used by the IDF. The respondent also claims that there is no impediment under the law of armed conflict to using artillery shells containing white phosphorus for camouflage purposes only, including in urban warfare. The respondent emphasized that on the professional orders of the chief artillery officer, the use made of the “white smoke” shell is for camouflage purposes only. The State’s attorney, in the hearing before us, also gave notice that at this time the IDF has decided, even though it is not legally required, not to use shells containing white phosphorus in a built-up area, subject to two limited exceptions. The exceptions were presented to us in camera.

4.I will note that the petitioners motioned for the filing of expert opinions regarding the repercussions of the use of white phosphorus in a built-up area. The respondent objected to the motion and argued, inter alia, that the expertise of the opinion’s authors in the architecture field is not relevant to deciding  the question of the legality, in principle, of arms containing white phosphorus, from the legal and factual aspects. In light of our decision, as detailed below, we see no reason to allow the motion to file the opinion. Nonetheless, if the issue arises again in the future, there might be room to delve into it, and it will then be possible to consider the disagreement between the parties with regard to the relevancy of the expertise of the opinion’ authors to the questions under discussion.

Discussion

5.The first issue that must be addressed concerns the justiciability of the issue before us. While the respondent argues that this issue is not justiciable and is one that the Court does not usually consider, the petitioners claim that nowadays there is no doubt that the war is subject to laws and that the laws are subject to judicial interpretation. On this I must agree with the petitioners, within the boundaries of the restraint that this Court has imposed on itself of course, especially with regard to quintessential military matters. I will explain.

As is known, the choice of weapons used by the Army is not generally a matter for this Court’s consideration. Nonetheless, it cannot be said that in every case in which issues related to the use of these or other weapons arise the Court will refuse to consider the matter. Clearly, where arguments arise regarding the use of weapons in a manner that contradicts the law of armed conflict, the Court will have to “enter the battlefield” and consider the arguments raised before it. The boundaries of this Court’s intervention in matters of this kind are extremely limited, but it is reserved and occurs in exceptional and special cases where there is concern of injury to established legal norms. This Court intervenes at times in petitions even if they have political or military implications, so long as the dominant aspect considered therein is the legal aspect (see HCJ 3261/06, Physicians for Human Rights vs. The Ministry of Defense (January 31, 2011) (hereinafter: “in re Physicians for Human Rights”); HCJ 769/02, The Public Committee against Torture in Israel vs. The Government of Israel, IsrSC 62 (1) 507, paragraph 52 of the judgment of President Barak (2006)), and in the words of President Barak:

            “ ‘Israel is not a desert island. It is part of the international formation’ … the Army’s warfare operations do not take place in a legal vacuum. There are legal norms – some from the customary international law, some from the international law that is anchored in conventions to which Israel is a party, and some from the basic rules of the Israeli law – that determine rules regarding warfare management” (HCJ 4764/04, Doctors for Human Rights vs. The Commander of the IDF Forces in Gaza, HCJ 58 (5) 385, 391 (2004)).”

President Beinish has also referred to the matter:

            “We have not said and are still not saying that determining the legality of the IDF’s acts vis-à-vis the residents of the area is not at all subject to judicial review, and on various occasions we have rejected the sweeping argument that these acts are not justiciable. Accordingly, this Court has, on many occasions in the past, been required to consider matters that in certain ways touch upon professional-operational aspects, at times related to acts of warfare, where they gave rise to legal questions concerning the Army’s powers during warfare – in accordance with the law of armed conflict – and the limitations imposed on it by the international humanitarian law” (in re Physicians for Human Rights, paragraph 10).”

6.In order to maintain the balance between the restraint required in this Court’s intervention in quintessential military matters and the operational and professional discretion of the Army Command, and the need to protect and safeguard human rights and honor the international law, we believe that a multi-stage review is required in petitions of this kind. First of all, it is necessary to consider whether the petitions, ex facie, raise arguments of a legal nature that allow the Court to consider them, without such consideration amounting to intervention in the quintessential professional discretion of the military entities. A negative answer will result in the petition’s summary dismissal. A positive answer will require another prima facie review of the basis for the petition, and if it justifies, ex facie, a more in-depth review of the violation of the military means or military course of action of the law of armed conflict or the basic principles of Israeli law. At this stage, it is also necessary to consider the practical implications of the petition. There is no room for a more in-depth examination by the Court where the use of the weapons that are the subject of the petition has been ceased on Army orders. If there are still orders permitting the use, and there is a prima facie basis substantiating any legal injury, there is room for the Court to proceed to the third stage, which involves an in-depth review of the arguments raised, and obtaining extensive answers to these arguments on behalf of the State. At this stage, the Court will examine the legal and factual arguments of the petitioners on their merits, and a determination will be made with regard to the legality of the use of the weapons which are the subject of the petition.

7.The petition before us raises, prima facie, serious arguments against the use made by the IDF of shells containing white phosphorus. From the petition it emerges that this is a substance that might cause serious injuries to human beings, and that there are humanitarian, ethical and legal difficulties in its use in a built-up area, since it is not possible to distinguish between military and civil targets in the course of its use. These arguments, ex facie, oblige another in-depth examination. The arguments raised by the petitioners are of a dominant legal nature. Accordingly, these arguments justify proceeding to the second stage of review required by the Court. However, at this stage we believe that we must stop the judicial review, in light of the State’s declarations regarding the binding orders imposed on the Army with regard to the use of white phosphorus in a built-up area at this time. As aforesaid, the State’s attorney declared that it has been decided not to allow the use of shells containing white phosphorus in a built-up area. Although we were presented with two exceptions to this order, we were persuaded that these exceptions are very limited and leave the prohibition of use effective and very wide, such that it is doubtful whether this matter will realistically arise again. In these circumstances, we believe that there is no room to continue reviewing the matter beyond that. Of course, if the Army’s orders change in the future it will be possible to petition this Court again.

8.It should be emphasized that we have not overlooked the position of the petitioners’ attorney that the orders to limit the use do not resolve the matter. Nonetheless, even the petitioners’ attorney stated that the central difficulties in the current state of affairs are that the respondent has not undertaken that the orders are final, and that the nature of the exceptions are unknown to him. With regard to the nature of the exceptions, as has been noted, they were presented to us with the consent of the petitioners’ attorney “in camera,” and we were persuaded that these exceptions make the use of white phosphorus an extreme exception in the most unique circumstances. With regard to the concern regarding a change in the Army’s orders in such regard, I have two comments. Firstly, since the State has not declared before us that the orders are permanent orders that prohibit the use of the substance, in the current circumstances the IDF should engage in a comprehensive and in-depth review of the use of white phosphorus in the Army, and of its risks and harms, and primarily, it should review the possible alternatives for the use of this substance. Such a review will serve either to make the current orders permanent or to substantiate a position justifying a change in the orders. In any event, it would not be suitable to wait to review the matter in an emergency. Secondly, the State should notify the petitioners’ attorney in the event of a change in the orders, so that he may once again raise his arguments before this Court. 

 

Subject to the aforesaid, the petition is dismissed without an order for costs.

Given today, July 9, 2013.

 

___________________

___________________

___________________

Judge

Judge

Judge

 

 

Bremer v. Tel Aviv-Jaffa Municipality

Case/docket number: 
AAA 2469/12
Date Decided: 
Tuesday, June 25, 2013
Decision Type: 
Appellate
Abstract: 

[This abstract is not part of the Court's opinion and is provided for the reader's convenience. It has been translated from a Hebrew version prepared by Nevo Press Ltd. and is used with its kind permission.] 

 

An appeal against the judgment of the Tel Aviv Administrative Court, in which the Court rejected a petition by the Appellants, owners of grocery stores in Tel Aviv, to order the Tel Aviv Municipality to close the businesses operated by Respondents 2-6 (the A.M.P.M and Tiv Taam supermarket chains, hereinafter: the “Respondents”), which are open on the Sabbath, in violation of Section 2 of the Tel Aviv-Jaffa (Opening and Closing of Stores) Ordinance, 5740-1980 (hereinafter: “the Ordinance”), which prohibits opening stores on the day of rest. It shall be noted that each Sabbath the Municipality issues fines in the amount of NIS 660 to businesses that operate on the day of rest, under Section 265 of the Municipalities Ordinance. Given that the Municipality has additional authorities to enforce the Ordinance beyond imposing fines, including filing a motion for an order to close a business that violated the provisions of an ordinance passed according to Section 249(21) of the Municipalities Ordinance (Section 264A of the Municipalities Ordinance) – the issue at hand is whether the Municipality was obligated to exercise them?

 

The Supreme Court (opinion by Deputy President M. Naor, with President A. Grunis and Justice E. Rubinstein, concurring) upheld the Appeal on the following grounds:

 

Regarding judicial review of an administrative agency’s enforcement policy, the Court ruled that: “indeed, in order for the Court to intervene in the scope of enforcement of one law or another, the competent agencies must completely absolve themselves of their duty to enforce the law […] or unreasonably refrain from fulfilling their duty”. However, when dealing with enforcement policy, the agency’s discretion exists within the law and the need to enforce it. The agency has a duty to uphold the law and insist upon others upholding it as well. To the extent that the administrative agency’s position is that it is no longer appropriate to enforce the law, it cannot absolve itself of the duty to enforce it, but rather may act to change the law – and a fortiori when an ordinance is at stake, as in the case before us. However, as long as the law has not been changed, the agency must act according to the existing state of the law.

 

There are possible exceptions to the agency’s duty to enforce the law, such as when the law is anachronistic and conflicts with existing social positions. Such an exception does not exist here. The Municipality does not maintain it is inappropriate to enforce the Ordinance due to the nature and culture of Tel Aviv-Jaffa. It instead argues that it is in fact enforcing the Ordinance through imposing fines on anyone who opens their business in violation of the Ordinance. The Respondents are those arguing that due to the nature and culture of the city, the Municipality should not be forced to enforce.

 

The agency’s duty to enforce the law means that the range of reasonable discretion at the enforcement stage – as broad as this range may be – is more limited than the range of discretion it had when passing the Ordinance. After passing the ordinance, the agency must exercise its discretion under the ordinance and its objectives. As a rule, the administrative authority must enforce the ordinance it passed and it no longer has broad discretion on whether to enforce it.

 

The purpose of exercising an enforcement policy is, naturally, to bring about the actual enforcement of the law. Exercising ineffective means of enforcement does not realize this purpose. Lack of effective enforcement deals a severe blow to the rule of law.

 

When the means employed by the administrative agency bear no fruit, refraining from employing additional means could, in certain circumstances, lead to conclude that in fact the agency is refraining from fulfilling its duty to exercise discretion or that its discretion is unreasonable. In any event, when the existing enforcement policy does not lead to the desired result, the administrative agency must, at the very least, consider exercising additional means of enforcement within its authority. Refraining from considering additional means of enforcement in such circumstances could constitute a flaw in the agency’s conduct – a flaw which merits the Court’s intervention.

 

In this case, there is no doubt that the Respondents are violating the Ordinance. As such, in principle, the Municipality must act to close these businesses on the day of rest. This does not stem from a “religious” or “secular” perspective. It stems from the perspective that the law, including the Ordinance, must be followed.

 

Enforcing only by imposing fines is not, to the proper extent, realizing the objective of the Ordinance. The objective of the Ordinance, in light of the social and religious values regarding the day of rest, means that businesses should indeed be closed on the day of rest – not that businesses who wish to open their doors on the Sabbath can do so provided they are willing to pay a fine.

 

Enforcing only by imposing fines effectively enables continuous violation of the Ordinance by businesses that are part of large retails chains, who are economically resilient and who remain sufficiently profitable each Sabbath. It is therefore still in their benefit to continue to open their doors on the day of rest, despite the fine.

 

The outcome of this enforcement is that the Respondents gain profits from an additional business day on the weekend. The Municipality’s treasury benefits from the significant fines it imposes upon the Respondents each week. But the rule of law – which requires obeying the orders of the law – is compromised. This difficulty grows when it becomes impossible to ignore the concern that it is convenient for the Municipality – in light of the economic benefits of imposing fines – not to insist upon following the Ordinance.

 

If the nature and culture of Tel Aviv-Jaffa requires, in the opinion of its elected leaders, not to close businesses such as the Respondents’, on the Sabbath, the Ordinance may be changed in the manner prescribed by law. However, as long as the Ordinance has not been changed, the operating assumption is that it is to be followed.

 

Indeed, the Municipality’s authority to request a Prohibition to Open Order, under Section 264A of the Municipalities Ordinance, is discretionary. The Municipality is not required to exercise this authority each and every time the Ordinance has been violated. However it must consider whether and how to exercise the various means of enforcement it has in its toolbox.

 

The submissions demonstrate that the Municipality chose to impose fines on Respondents 2-6. They do not demonstrate that the Municipality so much as considered approaching the Local Affairs Court to move for a Prohibition to Open Order. Neither considering the possibility of filing a petition for such an Order, nor examining any other option for achieving – to a reasonable and proportional degree in light of all considerations – the Ordinance’s proper enforcement, constitutes a violation of the Municipality’s duty to act and to exercise discretion.

 

In these circumstances, the Municipality violated its duty to exercise discretion from time to time, and in doing so, its conduct was flawed as to merit the Court’s intervention.

 

The Appeal is upheld and the matter shall be remanded to the Municipality so that it exercises its discretion and adopt a meaningful decision on how to exercise its authorities under Section 264A of the Municipalities Ordinance or any other power in addition to its power to impose fines. The Municipality shall examine its position regarding the Ordinance’s enforcement within 60 days from the date of this decision.  The Municipality’s decision in this matter shall be delivered to the Appellants’ attorney and, of course, is subject to additional judicial review.

 

Justice Rubinstein joins and refers to two additional issues: the Municipality’s conduct as a public entity, and the insult to the Sabbath as a national and religious day of rest for the Jewish people. Justice Rubinstein ends his ruling with the hope that city leaders will succeed in identifying an enforcement mechanism, which would honor the law and the Sabbath, as well as be reasonably satisfactory to the fair residents of Tel Aviv who wish to rest.

Voting Justices: 
Primary Author
majority opinion
majority opinion
Author
concurrence
Full text of the opinion: 

The Supreme Court sitting as a Court of Appeals for Administrative Affairs

 

 

AAA 2469/12

 

 

Before:                                                The Honorable President A. Grunis

                                                The Honorable Deputy President M. Naor

                                                The Honorable Justice E. Rubinstein

 

 

The Appellants:                      1.    Morris Bremer

                                               2.    Eddie Weisbaum

                                               3.    Motty Maoz

                                               4.    David Haimov

                                               5.    Eliyahu Miller

                                               6.    Yitzchak Elkoser

                                               7.    Pinchas Tzelik

                                               8.    The General Association of the Merchants and the Self-Employed

 

v.

 

The Respondents:                   1.    The Tel Aviv-Jaffa Municipality

                                               2.    A.M.P.M.

                                               3.    Tiv Taam Daily Ltd.

                                               4.    Tiv Taam Reshatot Ltd.

                                               5.    Tiv Taam Hacarmel Holdings Ltd

                                               6.    Tiv Taam Hodnigs (sic.) 1 Ltd.

 

                                               Appeal of the judgment of the Tel Aviv-Jaffa Administrative Affairs Court dated February 22, 2012, in AP 2500/07, given by the Honorable Justice E. Covo.

 

Date of Session:                                  23rd of Nissan, 5773 (April 3, 2013)

 

On behalf of Appellants 1-7:              Adv. Ivri Feingold

 

On behalf of Appellant 8:                   Adv. David Shub

 

On behalf of Respondent 1:                Adv. Rachel Avid

 

On behalf of Respondent 2:                Adv. Meir Porges;Adv. Shlomi Bracha

 

On behalf of Respondents 3-6:           Adv. Ronen Buch; Adv. Eli Shimelevich

 

 

 

Judgment

 

Deputy President M. Naor:

 

  1. Before us is an appeal against the judgment of the Tel Aviv-Jaffa District Court, sitting as an Administrative Affairs Court (Deputy President E. Covo) in AP 2500/07 dated February 22, 2012. In the judgment, the Court rejected the Appellants' petition to instruct the Tel Aviv-Jaffa Municipality to close various businesses that are open on the Sabbath.

 

 

Background

 

  1. Appellants 1-7 are owners of retail businesses selling food (grocery stores), which operate in the city of Tel Aviv-Jaffa (hereinafter: the "Appellants"). Appellant 8 serves as the representative of merchants in Israel on various matters. Respondent 1 is the Tel Aviv-Jaffa Municipality (hereinafter: the "Municipality"), while Respondents 2-6 (hereinafter: the "Respondents") operate "supermarket" stores across the city of Tel Aviv-Jaffa. The Respondents operate their businesses during all days of the week, including the Sabbath. This, in violation of the Tel Aviv-Jaffa (Opening and Closing of Stores) By-Law, 5740-1980 (hereinafter: the "By-Law"), which prohibits opening stores on the day of rest.

 

  1. Prior to filing the petition to the Administrative Affairs Court, the Appellants approached the Municipality a number of times so that it would exercise its authority and close the Respondents' businesses. On July 26, 2007, the Appellants received a response from the Municipality's Inspection Department, that each Sabbath, businesses operating on the day of rest are fined in the amount of NIS 660. On July 15, 2007, the Appellants sent an additional letter in which they requested that the Municipality take action to close the businesses, pursuant to its authority by virtue of the Business Licensing Law, 5728-1968 (hereinafter: the "Business Licensing Law" or the "Law"). Until the submission of the petition which is the subject of the Appeal, the Appellants did not receive any response on the merits of the issue.

 

The Proceedings in the Administrative Affairs Court

 

  1. The Appellants' complaint in their petition was that the Municipality is refraining from enforcing the laws related to observance of the weekly day of rest, as it is not taking action to close the businesses that are open on such day. They argue that the Municipality must close the businesses that are open on the Sabbath, pursuant to its authorities by virtue of the Business Licensing Law, the Municipalities Ordinance [New Version] (hereinafter: the "Municipalities Ordinance") and the By-Law. The Appellants argued that the Respondents gain a competitive advantage over the Appellants due to their openly violation of the Law, since the Respondents attract consumers who prefer to do their shopping on the Sabbath. Had the Respondents refrained from violating the Law, so it is argued, such consumers would do their shopping during the week, and at least some of them would do so at the Appellants' businesses. According to the Appellants, the Respondents' conduct amounts to "unfair competition" which compromises the Appellants' right to freedom of occupation. As such, the Municipality has a duty to take action against the Respondents, in accordance with the Business Licensing Law. The Appellants further argued that closing the Respondents' businesses is necessary in light of the social and religious objectives of the day of rest, and since the operation of the Respondents' businesses on the Sabbath constitutes a nuisance and adversely affects the residents' quality of life.

 

  1. The Municipality, on its part, argued that it enforces the observance of the day of rest in accordance with what is determined in the Law and in accordance with its administrative discretion. According to it, it is not permitted to exercise the sanctions prescribed in the Business Licensing Law in order to prevent competition or to preserve the sanctity of the Sabbath, since these are not among the purposes of the Law. As for the By-Law: the Municipality argued that it is indeed acting by virtue thereof, since the By-Law, which prohibits the operation of businesses on the Sabbath, only permits imposition of monetary fines, and such fines were indeed imposed upon the Respondents. According to the Municipality, by virtue of the Municipalities Ordinance, it is vested with authority to approach the Municipal Court and to request to close a business transgressing the provisions of the By-Law, however, it argues, the exercise of such authority is subject to discretion. In the judgment it was even noted that in the case at hand, the Municipality decided not to exercise its authority in accordance with a general policy, which, according thereto, derives from the population's needs and desires. The Respondents, in general, joined the Municipality's arguments.

 

  1. During the hearing of the petition, the Administrative Affairs Court instructed the Attorney General to submit its position on the matter at hand. The Attorney General did not appear at the petition hearing however submitted his position in writing. According to that stated in his position, the Municipalities Ordinance authorizes the local authority to arrange the opening and closing of businesses, inter alia, on days of rest, and taking religious tradition reasons into consideration, and grants it the enforcement and inspection authorities in the matter. The authority of local authority to arrange this matter is grounded in the perception that the authority, which represents the local residents, must strike a balance "between the interest of preserving the nature of the Sabbath as a day of rest, which has both national and social characteristics, and making certain economic activity possible." Having said that, the Attorney General emphasized that he attaches importance to the enforcement of the by-laws promulgated by the local authorities "for obvious reasons of maintaining the rule of law, and in light of the public interests of protecting the nature of the Sabbath as a day of rest, in accordance with the characteristics of each area, and taking the composition of the local population into consideration, as prescribed in the By-Law."

 

Finally, the Attorney General stated that the Business Licensing Law is not relevant to the matter, since this law was not intended to be a means of enforcing the By-Law regarding the operation of businesses on the Sabbath and on days of rest.

 

  1. In its judgment, the Court addressed two main questions: Are preventing unfair competition and preserving the sanctity of the Sabbath among the objectives of the Business Licensing Law and is the Municipality permitted to close businesses that operate on the Sabbath by virtue of this law; and are there other laws that authorize the Municipality to enforce the closing of the Respondents' businesses on the Sabbath, and if so, does the Municipality's decision not to exercise its authority to request to close the businesses justify the Court's intervention.

 

  1. As for the first question, the Court ruled that preventing unfair competition is not included among the purposes of the Business Licensing Law, which are listed in Section 1 thereof, based both on the language of the Law, and in accordance with case law. The Court explained that while freedom of occupation must be taken into consideration in the framework of the Law, only the freedom of occupation of the license applicant should be examined, "and the Municipality does not have the authority to consider the impact of giving a certain person the possibility of opening his business, on the level of competition in the market, or how it shall impact another person's income" (paragraph 16 of the judgment). According to the Court, such considerations could empty of content the Business Licensing Law, which was meant to ensure that businesses that comply with the purposes of the Law shall be entitled to a business license. The Court further ruled that the "inconvenience" caused to the Appellants' businesses does not constitute an infringement of their freedom of occupation, since they are all subject to the same Municipality policy. Therefore, the Court ruled that the Appellants were not discriminated against and their freedom of occupation was not infringed. As for preserving the sanctity of the Sabbath, the Court ruled that this is a clear religious purpose, which is a matter of public controversy, and in any event is not listed among the purposes of the Business Licensing Law. As such, it is not possible to take steps against businesses that are open on the Sabbath due to them "violating the sanctity of the Sabbath" and offending religious values. The Court clarified that the sanctions prescribed in the Law cannot be used other than for the purposes which the Law was meant to realize, and therefore, the Municipality should not be forced to take steps against the Respondents under the Business Licensing Law.

 

  1. The Court also further rejected the Appellants' argument that the activity of Respondents' businesses on the Sabbath constitutes a nuisance. Firstly, it was determined that it is problematic that the Appellants, who are grocery stores owners, and whose first priority is their personal economic interest, present themselves as those who are also representing the interests of the city's residents. The Court further ruled that the Appellants adduced no evidence  that the opening of the Respondents' businesses constitutes a nuisance. As such, it ruled, the presumption of proper administration  applies to the Municipality.

 

  1. As stated, the second question the Court dealt with was whether it is appropriate to force the Municipality to take steps against the Respondents by virtue of provisions of other laws. The Court stated that the only and direct sanction that is possible due to the violation of the By-Law is the imposition of a monetary fine, by virtue of Section 265 of the Municipalities Ordinance. As the Municipality clarified, it indeed exercises this sanction. The Court stated that notwithstanding that according to the Appellants, the fines do not deter and are "mocking the poor", the Municipality is not entitled to take other enforcement actions when the monetary fine was prescribed as the means of enforcement in the case of violation of the By-Law. As such "There is no relevance to the question whether or not the sanction that was taken in the framework of the law is effective" (paragraph 27 of the judgment).

 

  1. The other source of authority which the Court discussed is Section 264A of the Municipalities Ordinance. This Section grants the Municipality authority to request that the Municipal Court order owners, managers or operators of a business operating on the Sabbath to refrain from opening it contrary to the By-Law. The Court emphasized that when considering which means of enforcement to apply, the Municipality must strike a balance between the conflicting interests, including: freedom from religion, freedom of conscience, freedom of occupation and the public's needs, on the one hand, and on the other hand the desire to preserve the values of tradition and avoid offending religious feelings. The Court addressed the fact that the Municipality did not file motions to close the Respondents' businesses pursuant to Section 264A, but ruled that even if the authority refrains from using all of the means it has at its disposal for enforcement purposes, this does not suggest that there was a flaw that justifies the Court's intervention, since "as long as the Court is under the impression that the authority is not completely refraining from enforcing the law, and that it is not applying selective enforcement, as a rule, there is no place for judicial intervention" (paragraph 35 of the judgment). The Court ruled that it must take caution not to replace the authority's discretion with its own discretion, also since at hand are matters that are at the heart of public and political controversy. According to the Court, to the extent that the Appellants wish to convince that the balance struck by the Municipality between the State's Jewish character and the fundamental values that anchor individual liberties, should be altered, they should act in the public arena, and convince that their position is superior using democratic means.

 

  1. In summary, the Court ruled that it must apply great judicial restraint  when it comes to an enforcement policy in a matter which is at the heart of political and public controversy. The Court determined that the Appellants did not meet the burden lies with  them to demonstrate that the Municipality's policy in enforcing the By-Law is so extremely unreasonable that it justifies judicial intervention. The Court ruled that "in these circumstances, it is presumed that the authority acted lawfully, in light of all of the facts, and its decision not to exercise the authority to file motions to close the businesses – is reasonable and proportional" (paragraph 39 of the judgment; emphasis added – M.N.). Therefore, the Court rejected the Appellants' petition and obligated them to pay the Municipality's expenses in the amount of NIS 75,000.

 

Hence the Appeal before us.

 

The Appellants' Arguments

 

  1. The Appellants are claiming against the judgment of the Administrative Affairs Court. According to the Appellants, the Court erred in ruling that it is inappropriate to intervene in the By-Law enforcement policy which the Municipality is applying. They argue that as long as the By-Law remains in effect, the principle of the rule of law precludes the possibility of accepting a situation in which the Municipality does not enforce the closure of businesses that knowingly and publicly violate the By-Law. The Appellants argue that the Municipality, by contenting itself with imposing fines of only NIS 660 (the amount of the fine was raised after the petition was filed and is currently NIS 730) each and every Sabbath, and particularly when it comes to only one fine each Sabbath for each business, is making a mockery of the Law and encouraging its violation. They further argue that the Municipality's enforcement failures cause them heavy financial damage; compromise the fundamental principle of the rule of law and the principle of equality in enforcement; and prejudice constitutional basic rights, including the right to property, the freedom of occupation and equality. Since large businesses, whose daily profits exceed the amount of the fine, can allow themselves to open their doors on the day of rest despite the fine and in doing so, increase their profits, while small businesses, such as the Respondents (sic.), cannot do so, and therefore are injured.

 

  1. According to the Appellants, the lower court erred when it primarily dealt with the Business Licensing Law, since, according to them, the main issue is the Municipality's duty to exercise all of the legal means at its disposal. Additionally, according to them, the Court also erred when it ruled that the Business Licensing Law does not authorize the Municipality to take action in the case at hand. The Appellants believe that in the business licenses that were issued to the Respondents by virtue of the Business Licensing Law (hereinafter: the "Business Licenses"), it is explicitly prescribed that they are not valid during the Sabbath and Israel holidays. Therefore, they argue, the activity of the Respondents' businesses is carried out on the Sabbaths without them possessing a valid business license, and therefore the sanctions prescribed in the Business Licensing Law regarding unlicensed businesses should be imposed thereupon. The Appellants further argue against the Court's ruling that the Municipality is not authorized to enforce the observance of the day of rest by means of the Business Licensing Law since such enforcement is not part of the Law's purposes. According to them, in this matter, it is necessary to distinguish between refusal to issue a license by virtue of the Business Licensing Law and enforcing such Law. While the first can be done only on grounds related to the purposes of the Law, the principle of the rule of law warrants that there be no similar distinction with respect to the enforcement of the Law – any violation of the Law, regardless of the purpose of the violation or the motivations of those requesting to enforce, must be enforced.

 

  1. The Appellants also claim against the lower court's  ruling that their freedom of occupation was not infringed. According to them, the meaning of the Court's ruling that "[the Appellants] and the Respondents are subject to the same Municipality policy and therefore [the Appellants] are not discriminated against, and their freedom of occupation is not infringed" (paragraph 17 of the judgment), is that the Appellants are not discriminated against and that their freedom of occupation was not infringed because they, too, could choose to violate the Law and be fined. According to them, the harm caused to the business owners who obey the rest laws due to the violation thereof by the Respondents, is in and of itself the infringement of their freedom of occupation. The Appellants further argue that as a result of the enforcement actions – i.e. imposition of fines – which the Municipality initiated, there is discrimination between the strong and the weak. The Appellants also argue against the Court's ruling that the Business Licensing Law should not be exercised because "preservation of the sanctity of the Sabbath" is an unambiguous religious purpose, and emphasize that they did not argue a religious purpose at all.

 

  1. According to the Appellants, the essence of the judgment  lies in the lower court's  ruling that it is inappropriate to intervene in matters which are at the heart of public and political controversy. However, according to them, the controversy itself is not at all relevant to the determination in the matter at hand. The Appellants argue that the principle of obeying the law is not a matter of public controversy. The Municipality cannot absolve itself from enforcing a law only because the matter the law governs is a matter of public controversy. To the extent that the Municipality is not interested in enforcing the By-Law, so the Appellants say, it must act to change it. The Appellants address the great importance of the day of rest, as is expressed also in the rulings of this Court, not only in accordance with the values of the State of Israel as a Jewish state, but also in light of universal and social values.

 

  1. In light of that stated, the Respondents (sic.) argue that the lower court  erred in its decision not to intervene in the Municipality's conduct. They emphasize that there is no dispute that the Respondents' activity constitutes a violation of law. As such, according to them, the Court's ruling that it is inappropriate to intervene in the Municipality's conduct as long as it doesn't completely refrain from enforcing the law, without considering whether the enforcement actions indeed achieve the purpose for which they were intended, is unreasonable and – so they argue – contradicts case law which provides that the Court must examine the enforcement actions.

 

  1. Finally, the Appellants are claiming against the NIS 75,000 expenses the Court imposed upon them. They argue that these are exceptionally high expenses which have no justification when the Appellants pointed to an undisputed violation of a law, which is related to important public matters. The Appellants further argue that the Court ignored the fact that the Appellants are people with limited means, and that they waited more than 4 years for a judgment in their petition.

 

The Respondents' Arguments

 

  1. The Municipality agrees with the lower court's  judgment. It argues that the dispute lies in the question what law should be enforced and consequently, what are the means of enforcement the Municipality can apply. It argues that the law which is to be enforced is the By-Law, and according to it, it indeed enforces this law. In this context, the Municipality argues that "there is no dispute that the [Appellants'] petition was meant to lead to a change in the balance the Respondent strikes, by means of the By-Law and the enforcement thereof, between all the relevant interests to permit the opening of stores on days of rest, the social aspects of a uniform weekly day of rest, as well as those that reflect the Jewish and democratic nature of the State, and as well as those that reflect the right of an individual to freedom of occupation" (paragraph 12A of the Municipality's summations).

 

The Municipality is further of the opinion that contrary to the Appellants' claim, the Court did not determine that it is prevented from applying judicial review, but rather examined the Municipality's actions in accordance with the criteria of administrative law, and found it to be inappropriate to intervene in the enforcement policy the Municipality applies. With respect to the Business Licensing Law, the Municipality argues that there is no basis to the Appellants' argument that the Respondents' business licenses are invalid on the day of rest, and therefore, the Court justly ruled that it is inappropriate to apply the means of enforcement prescribed in that law. The Municipality emphasizes that it is not possible to apply the means of enforcement prescribed in one law due to the violation of another statute, which does not grant the authority to apply such means of enforcement. As for the expenses imposed upon the Appellants, the Municipality argues that the expenses amount was ruled following an extended  proceeding and that the Appellants did not point to a public interest which justifies exempting them from their obligation to pay expenses.

 

  1. Respondent 2 adds that the Appellants are ignoring the nature of the city of Tel Aviv-Jaffa and its residents' needs. It argues that the proper nature of the day of rest is a matter of controversy and there is no justification for accepting the Appellants' position rather than the position that there should be businesses open on the Sabbath. This is particularly so in the city of Tel Aviv-Jaffa, on whose diverse nature, Respondent 2 had discussed at length. According to Respondent 2, "the burden of 'shutting down' the city of Tel Aviv on week-ends is a very heavy burden, which should certainly not be made compulsory for unfounded commercial reasons which have not at all been proven" (paragraph 10 of Respondent 2's summations). Respondent 2 also argues that the Appellants wish to compromise the basic right of each and every resident in the city to shape the content of his or her day of rest in accordance with his or her desire and taste. The Respondent argues that the legislator wished to grant the local authorities complete authorities and full discretion to determine the nature of the day of rest. Therefore, according to Respondent 2, "intervening in the broad discretion given to the Municipality and the public considerations which the Municipality considers when striking such a balance, is not within the scope of the judicial review of the 'administrative action', a fortiori when at hand […] is a matter which was defined by the initiators of the law as 'the serious problem of the dispute between secular and religious" (paragraph 17 of Respondent 2's summations).

 

  1. Respondents 3-6 argue that it is inappropriate to grant, as a relief, a general declaration pursuant to which the Municipality must enforce the law. To the point of the matter, in addition to the arguments that the other Respondents claimed, Respondents 3-6 emphasize that the Municipality's enforcement policy is to exercise administrative authority, and that there is no justification to intervene in the discretion exercised as long as the Municipality did not completely absolve itself from the responsibility of the enforcement of the law. In this context, Respondents 3-6 argue that the uniqueness of the local authority – as an entity that is closely familiar with the residents' needs and preferences and as a representative democratic entity which is meant to reflect the desires of the city's residents – justifies the broad discretion vested in the local authorities. Respondents 3-6 also claim against the Municipality's policy to impose fines on businesses that are open on the Sabbath, which they argue causes them financial damage, and they argue that "the Municipality should be more attentive to various needs and preferences in the city in which a population that wishes to shop on the Sabbath resides" (paragraph 13 of Respondents 3-6's summations).

 

According to Respondents 3-6, the Municipality is not authorized to ask the Municipal Court for an order to close a business by virtue of Section 264A of the Municipalities Ordinance, since this section authorizes the Municipality to request a closing order when at hand is a business that violates a by-law that was promulgated pursuant to Section 249(21) of the Ordinance – which provides that the Municipality is permitted to consider "religious tradition reasons". According to the Respondents, it does not appear that the Municipality promulgated the By-Law pursuant to this section, but rather due to the social reasons prescribed in Section 249(20) of the Ordinance. This conclusion is reinforced, so they argue, by the fact that the By-Law was legislated many years before Section 249(21) was added to the Municipalities Ordinance. Respondents 3-6 also object to the Appellants' argument regarding the Business Licensing Law, pursuant to which the purposes of the Law relate only to the issuing of licenses and not to means of enforcement, and also argue that the By-Law was not intended to protect fair competition but rather to realize a social and religious purpose.

 

  1. The Attorney General also did not appear at the hearing in the Appeal before this Court and resubmitted his position in writing, as was submitted to the lower court, and as specified above.

 

The Normative Framework

 

  1. The main question which needs to be ruled upon in the Appeal before us, is whether the Municipality is to be forced to exercise means of enforcement which it has the authority to exercise, and which until now it refrained from exercising. Before I turn to address this question, I shall briefly explain the various statutory provisions which were raised in the framework of this proceeding and the enforcement authorities which the Municipality possesses to enforce them.

 

(a)Business Licensing Law

 

  1. The first source of authority upon which the Appellants wish to rely, is, as mentioned, the Business Licensing Law. The purposes of this Law are prescribed in Section 1 of the Law, which reads:

 

1. (a) The Minister of Interior may, by orders, prescribe and define businesses that require licensing, in order to ensure all or some of the following purposes therein:

 

(1)     Proper environmental quality and prevention of hazards and nuisances;

 

(2)     Prevention of danger to public safety and protection against robbery and breaking in;

 

(3)     Safety of persons at or in the vicinity of the place of business;

 

(4)     Prevention of danger of livestock diseases and prevention of pollution of water sources with pesticides, fertilizers or pharmaceuticals;

 

(5)     Public health, including proper sanitary conditions;

 

(6)     Upholding the enactments related to planning and building;

 

(7)     Upholding the enactments related to firefighting."

 

  1. Section 14 of the Business Licensing Law deals with businesses that are operated not in accordance with a license and it prescribes the penalties for such actions. Section 20 of the Law authorizes position holders to order a temporary break of business due to infractions of Section 14.

 

(b)The Municipalities Ordinance and the By-Law

 

  1. Section 249 of the Municipalities Ordinance deals with a municipality's authorities. Sub-Section (20) therein provides:

 

"249. A municipality's authorities are:

 

[…]

      

(20) To arrange the opening and closing of stores and workshops, restaurants, coffee shops, teashops, beverage shops, cafeterias, canteens and other such institutions […] and to supervise the opening and closing thereof, and to determine – without derogating from the generality of the authority – opening and closing hours on a certain day; provided that the validity of this paragraph shall be subject to any exemption instructed in an order by the Minister (emphases added – M.N.)

 

  1. Section 265 of the Ordinance provides:

 

"265. (a) The Minister, with the Minister of Justice's consent, may, by an order published in the official gazette (Reshumot), notify that an offence of a certain provision of a municipal by-law is an offence punishable by a fine, in general, or at prescribed terms or restrictions.

 

  1. The Minister shall prescribe in an order published in the official gazette (Reshumot) –

 

  1. The rate of the fine for each offence punishable by a fine, provided it shall not exceed NIS 730, and he may prescribe different rates for the offence, considering the circumstances in which it was committed.

 

[…]" (emphases added – M.N.).

 

  1. In 1990, following a doubt that was raised regarding the authority of local authorities to promulgate provisions in by-laws regarding prohibiting opening businesses on the Sabbath and on Israel holidays, the Amendment of the Municipalities Ordinance (Number 40) Law, 5751-1990 (hereinafter: the "Authorization Law") was legislated. This law was meant to vest the local authorities with the said authority and to ensure the validity of the existing by-laws (see: Explanatory Notes to the Municipalities(Prohibition to Open Businesses and the Closure thereof on Days of Rest) Bill, 5748-1988, Bills 134 (hereinafter: the "Explanatory Notes to the Authorization Bill") (this is the original name of the Authorization Bill, see Divrei Haknesset (Knesset Proceedings) 12(3), 1191 (5751));  HCJ 5073/91 Israeli Theatres Ltd. v. The Netanya Municipality, IsrSC 47(3) 193, 197-199 (1993) (hereinafter: the "Israel Theatres Case")). To this end, the Authorization Law added sub-section (21) to Section 249 of the Municipalities Ordinance:

 

"(21) A municipality may exercise its authority pursuant to paragraph (20) in the area of its jurisdiction or in any part thereof with respect to the Day of Rest, considering religious tradition reasons, and with respect to the 9th of Av; "Days of Rest" – as specified in Section 18A of the Law and Administration Ordinance, 5708-1948. For this purpose, the Sabbath and Israel holidays – from the entrance of the Sabbath or the holiday until the end thereof; the "9th of Av" – as defined in the Prohibition to Open Entertainment Places on the 9th of Av (Special Authorization) Law, 5758-1997" (emphases added – M.N.)

 

  1. The Authorization Law also added to the Municipalities Ordinance Section 264A, which prescribes that the Municipality may approach the Municipal Court in order to enforce a by-law that was promulgated pursuant to Section 249(21) (see also: the Israel Theatres Case, on pages 199-200):

 

"264A. (a) If a municipality promulgated a by-law pursuant to Section 249(21) and a business opened contrary to the provisions of the by-law, the court which is authorized to address the offence under such by-law may order the owners, managers or operators of the said business, to refrain from opening the business on the days of rest contrary to the provisions of the by-law (hereinafter: a Prohibition to Open Order), if it was convinced that the business opened contrary to the provisions of the by-law; a motion to grant such an order shall be filed by whomever is authorized to file claims due to an offence under the said by-law, along with an affidavit to verify the facts upon which the motion is based, and the Court may issue the order ex parte, with only the petitioner, if it found that there is justification to do so in the circumstances at hand.

 

  1. […]" (emphases added – M.N.)

 

  1. The Tel Aviv-Jaffa municipality promulgated the By-Law regarding the opening and closing of stores, pursuant to its authorities under the Municipalities Ordinance, in as far back as 1980. Section 2 of the By-Law provides that businesses shall not be opened on the day of rest:

 

"2. (a) Subject to that stated in sub-Sections (c), (d) and (e), the owner of a store or coffee shop shall not open his business and shall not keep it open on the Sabbath and Israel holidays, except with a special council permit as stated in sub-section (b).

 

  1. The council may grant a special permit, if the owner proved that he is not Jewish and that he closes his business on all weekly days of rest of his confessional group; such a permit can be given at such terms as the council shall deem fit.

 

  1. (1) The owner of a coffee shop, other than a bar and a business that sells ice cream, may open it on the Sabbath and Israel holidays, except for the Day of Atonement (Yom Kippur) and serve meals to his customers, within the building in which the business is located, during the following hours:

 

  1. On the eves of Sabbaths and Israel holidays - until 10:00 pm.

 

  1. On the Sabbath and Israel holidays – between 10:00 am and 3:00 pm and from April 1 until October 31 also from 6:00 pm until sunset.

 

  1. A pharmacy shall be open to sell medication on the Sabbath and Israel holidays but only in accordance with a roster which shall be duly prescribed.

 

  1. On the Sabbath and Israel holidays, except the Day of Atonement (Yom Kippur), a person shall not open and shall not allow anyone acting on its behalf to open a place of public entertainment, other than for cultural and educational activities.

 

  1.  On the Day of Atonement (Yom Kippur) a person shall not open, and shall not allow anyone on its behalf to open, a store or a coffee shop" (emphases added - M.N.)

 

  1. Additionally, pursuant to that stated in Section 265 of the Municipalities Ordinance, the Municipalities (Offences Punishable by a Fine) Order, 5731-1971 (hereinafter: the "Municipalities Order") had been issued in the past, from which it emerges that opening a business on the Sabbath in the city of Tel Aviv-Jaffa, is an offence punishable by a fine:

 

"1. Any infraction of a provision in any of the sections specified in Column B of the by-laws specified in Column A of the First Schedule is an offence punishable by a fine.

 

2. (a) The rate of the fine for each offence as stated in Section 1 shall be as per the level of the fine that was prescribed alongside it in the First Schedule in Column C.

 

(b) In this Order -

 

 

Level of Fine

In New Israeli Shekels

A

730

B

475

C

320

D

245

E

165

F

105

G

85

 

           

[…]

First Schedule

[…]

Part B – Tel Aviv – Jaffa

 

Column A

By-Laws

 

Column B

Sections

Column C

Level of Fine

  1. […]

 

 

 

 

 

 

 

10. Tel Aviv–Jaffa (Opening and Closing of Stores) By-Law, 5740-1980

 

2(a), (d), (e), 7(a)-(c)

A

 

3

B

 

7(d)

C

 

 

An offence under Section 2(a) of the By-Law, which prohibits opening businesses on the Sabbath, is ranked as a Level A offence punishable by a fine, the rate of which is currently NIS 730. This rate was prescribed in the Municipalities (Offences Punishable by Fine) (Amendment no. 6) Order, 5771-2011. The rate of the fine at this level, as was before this amendment and at the time of the filing of the petition which is the subject of this Appeal, was NIS 660, in accordance with what was prescribed in the Municipalities (Offences Punishable by Fine) (Amendment no. 2) Order, 5764-2004.

 

Discussion and Ruling

 

A.The Business Licensing Law

 

  1. In the Administrative Affairs Court the Municipality was not requested to file a Statement of Response and the petition was denied. During the hearing we held in the Appeal, on March 4, 2013, the Municipality's attorney agreed to view the proceeding as though a statement of response had been filed in the first instance court. I will explain the importance of this matter further on.

 

  1. With regard to the Business Licensing Law, my opinion is as the opinion of the lower court and the Attorney General, that it is inappropriate, in this matter, to discuss the exercise of authorities by virtue of this Law, even without addressing the question of which values the Business Licensing Law protects and without discussing the question of the required linkage – if any – between the purposes of the Law and the motivations of those demanding that the Law be enforced. The Appellants' position that the Respondents are violating the Business Licensing Law relies on their argument that "in all of the business licenses that the Municipality grants, it is explicitly and clearly written" that the license is not valid on days of rest. However, the Appellants have not proven this argument of theirs. The "business license" which the Appellants attached (as Annex IX of the petition which they filed to the Administrative Affairs Court) in support of their said argument, is not – as they imply – a license by virtue of the Business License Law, but rather a "permit to open a business" which was issued under the By-Law. The Appellants did not attach any business license of Respondents 2-6 by virtue of the Business Licensing Law and did not request that such license be furnished.

 

In the hearing held before us, the Appellants' attorney referred to the permit to open a business which the Appellants filed to the Court and argued that "The Municipality stipulated and obligated the permit-holder to act in accordance with the terms of the license. Meaning, this is very strong evidence that the stipulation also appears in the license. I shall mention that no one denied that. We are assuming that such stipulation exists". Additionally, when the Appellants' attorney was asked if there is a stipulation requiring the holder of the license to act in accordance with the By-Law in the Respondents' business licenses, he responded that "None of the Respondents denied this. None denied the fact that their business licenses are inherently subject to the By-Law, since otherwise this would also be an omission on the part of the Municipality […] if there is no such stipulation, the Respondents should present a business license and we shall check." However, when the Municipality's attorney was explicitly asked if there is a stipulation regarding compliance with the By-Laws in the business licenses under the Business Licensing Law, her unequivocal answer was that such a stipulation is not included in the license. Therefore, I accept the conclusion that the Appellants did not succeed in proving that the Business Licensing Law is related to the matter before us, and no infraction of the provisions of such law was proven. As such, I do not see any need to further address these matters.

 

B.The By-Law

 

  1. At the outset, I request to clarify how and at what stage Section 264A of the Municipalities Ordinance was mentioned, which in my opinion is the crux of the discussion before us.

 

First I shall state that the section was not explicitly mentioned in the Appellants' early applications to the Municipality before filing the administrative petition. The section was also not explicitly mentioned in the administrative petition that the Appellants filed. However, following an oral motion raised by the attorney of one of the petitioners in the hearing before the lower court on October 21, 2009, to amend the petition by way of adding Section 264A of the Municipalities Ordinance, on October 28, 2009 – after the parties' summations regarding in limine arguments were filed, but before the petition was discussed on its merits – the Appellants filed a "Motion to Amend and/or Clarify an Administrative Petition". In the motion, the Appellants requested to add to the petition that the Respondents' activity is illegal also "under the Municipalities Ordinance, including Sections 249(20), (21); 264, 265", and, to list, among the means which the legislator granted the enforcement officials: "a motion to the court pursuant to Section 264A of the Municipalities Ordinance and in accordance with the Tel Aviv-Jaffa (Opening and Closing of Stores) By-Law, 5740-1980, to exercise the authorities granted thereto". The Appellants emphasized that "such a motion is filed solely for the sake of caution and is intended to clarify the legal sources upon which the petitions are based, particularly in light of the Court's remark during the hearing regarding referencing the relevant legislation."

 

  1. In its response to the Appellants' motion to amend, the Municipality's attorney notified that she objects to the amendment of the petition if and to the extent that the purpose of the amendment is to respond to her argument regarding the purposes of the Business Licensing Law and the objectives thereof. Having said that, the Municipality's attorney added:

 

"If and to the extent that the requested amendment does not intend to materially change the petition, but only to specify additional means of enforcement which the Respondent is required by [the Appellants] to apply, within its authorities to determine the arrangements for the opening and closing of businesses on the Sabbath and holidays and to enforce them, then it is unnecessary, also according to [the Appellants], since the [Appellants'] allegations regarding how the Respondent exercises its enforcement authority and their attempt to take the Respondent's given discretion in exercising its enforcement authority away, received a response in Sections 21-22 of the Respondent's response to the petition, and in this matter, it makes no difference which means of enforcement [the Appellants] demand that the Respondent apply" (original emphases – M.N.)

 

  1. The other Respondents also objected to the motion to amend. Respondent 3 (which is Respondent 2 in the case at hand) argued that at hand was an addition of a cause of action, since the petition in its existing format requested a remedy of exercising specific enforcement authorities, while respondents 4-5 (which are Respondents 3-4 in the case at hand) argued, similarly to the Municipality, that in any event the amendment shall not make any real difference since the sections of the Law that are mentioned in the petition are presented by way of illustration.

 

  1. The Appellants' attorney notified during the hearing that was held on September 21, 2010, that "in light of the responses filed to the motion to amend the petition, from which it emerges that there is no need therefor, I withdraw the motion." Meaning, there was no decision not to relate to Section 264A of the Municipalities Ordinance in the framework of the proceeding before the lower court. Furthermore, all of the parties in fact related to Section 264A in the summations they filed, and thus, the lower court related to this section in its judgment.

 

  1. From the material before us, it does not emerge that any discussion whatsoever had been held in the Municipality, until the examination of the petition, regarding the question whether exercising the authority pursuant to Section 264A of the Municipalities Ordinance should be considered. As stated, the Municipality agreed that the hearing shall be deemed as through a statement of response had been submitted in the first instance court, and it did not request a possibility to present additional material to us (or to the first instance court). Therefore, my assumption is that we possess all of the facts necessary to rule.

 

(1)The Enforcement Authorities in the Municipality's Possession

 

  1. It is clear that the means of enforcement which are at the Municipality's disposal change according to the law, the upholding of which, it must protect. According to the Respondents, the provision violated is Section 2 of the By-Law and the Municipality is exercising the legal measure of imposing  fines in accordance with its authority by virtue of Section 265 of the Municipalities Ordinance, together with the Municipalities Order, in order to enforce the violations of the By-Law. The lower court  ruled in the matter that "with respect to the By-Law - there is no dispute the only and direct sanction for the violation thereof, is the imposition of a monetary fine" (paragraph 27 of the judgment; emphasis added – M.N.). However, as was explained above, imposing fines under Section 265 of the Municipalities Ordinance is not the only sanction in the Municipality's tool box for handling the violation of Section 2 of the By-Law. As stated, Section 264A of the Municipalities Ordinance prescribes that the Municipality is authorized to file a motion to the Municipal Court to grant a Prohibition to Open Order for a business that is violating a provision of a by-law that was promulgated by virtue of Section 249(21) of the Municipalities Ordinance.

 

  1. In this context I shall state that Respondents 3-6's argument, that the Municipality was not permitted to exercise its authority by virtue of Section 264A of the Ordinance, is to be rejected. As stated, their argument is that Section 2 of the By-Law was not promulgated pursuant to Section 249(21) of the Municipalities Ordinance which authorizes the authority to consider considerations of religious tradition, but actually rather pursuant to Section 249(20) of the Ordinance. However, this argument cannot be accepted. The fact that Section 249(21) was legislated later does not lead to the conclusion that Section 2 of the By-Law does not rely thereupon. Section 4 of the Authorization Law – the law which added Sections 249(21) and 264A of the Ordinance – explicitly ratified old by-laws, while determining:

 

"4. A by-law regarding the opening and closing of businesses, which a municipality or municipal council promulgated before the commencement of this law, and which would have been duly effected had this law been in effect at such time, shall be deemed from the commencement of this law, as though it had been promulgated thereunder" (emphases added – M.N.)"

           

Two objectives underlie the day of rest: a social objective and a religious-national objective (see and compare: the Israeli Theatres Case, paragraphs 3 and 14 of President Shamgar's judgment; HCJ 5026/04 Design 22 – Shark Deluxe Furniture Ltd. v. Rosenzweig Zvika, Director of Sabbath Work Permits Department – Inspection Division, Ministry of Labor and Social Affairs, IsrSC 70(1) 38, paragraphs 16-18 and 20 of President Barak's judgment, and paragraph 2 of my statements there (2005); Yitzhak Zamir The Administrative Authority Volume A 62-63, 68 (Second Edition, 2010) (hereinafter: The Administrative Authority A)). As mentioned, the Authorization Law was intended to remove the doubt regarding the authority of local authorities to arrange the prohibition to open businesses on the day of rest and permitted the authorities to consider considerations of religious tradition in this matter (see: the Explanatory Notes to the Authorization Bill). Section 2 of the By-Law embodies both social values and Jewish-religious values and Section 4 of the Authorization Law determines that the By-Law should be deemed as though it had been legislated pursuant thereto and in accordance with the authority vested in the Municipality by virtue of Section 249(21) of the Ordinance (and see: the Israeli Theatres Case, paragraph 3 of President Shamgar's judgment).

 

  1. An additional means of enforcement which may be available to the Municipality is Section 254 of the Municipalities Ordinance. This section, which was mentioned by the Attorney General, prescribes a fine in the amount of NIS 3,600 to anyone who transgresses a provision of a by-law and an additional fine of NIS 160 for each day the offence continues. However, Section 254 was not mentioned by the Appellants or the Respondents, and therefore I am not addressing the possibility of exercising this means of enforcement. In any event, the Municipality's conduct is to be examined in light of this legal situation, pursuant to which the Municipality has additional sanctions available, beyond the imposition of fines. As such, the question in which the parties are disputed is – given that the Municipality has additional enforcement authorities in order to enforce the By-Law – was the Municipality obligated to exercise them?

 

(2)The Discretion vested in an Administrative Authority in Determining an Enforcement Policy

 

  1. Is it appropriate to intervene in the Municipality's "decision" to enforce the By-Law by imposing fines without exercising another sanction? In fact, and as I shall clarify, at hand is not really a "decision". There is no evidence that the question whether to exercise an additional sanction was even considered. It should be noted that the petition before us does not address considerations which the Municipality must consider when promulgating a by-law. This distinguishes the case before us from the matter addressed by this Court in HCJ 953/01 Solodkin v. The Beit Shemesh Municipality IsrSC 58(5) 595 (2004) (hereinafter: the Solodkin Case), which addressed the scope of the local authority's discretion when promulgating the by-law itself. Our matter is not the content of the by-law but rather the manner of the enforcement (or lack of enforcement) thereof.

 

  1. The lower court explained that the local authority has broad discretion, specifically in all that relates to determining enforcement policy (see: HCJ 551/99 Shekem Ltd. v.  Director of Customs and VAT), IsrSC 54(1) 112, 125-165 (2000) (hereinafter: the "Shekem Case"), while stressing that it is important the Court not replace the authority's discretion with its own (ibid, paragraph 9 of Justice Zamir's judgment).

 

  1. Regarding the matter of the judicial review of an administrative authority's enforcement policy, it was ruled that "indeed, in order for the Court to intervene in the level of enforcement of one law or another, the competent authorities must completely absolve themselves from their duty to enforce the law […] or refrain from fulfilling their duty in an unreasonable manner" (HCJ 6579/99 Filber v. The Government of Israel (November 1, 1999); and see also: the Shekem Case, paragraph 8; HCJ 10202/01 The Organization of Agents and Gas Station Owners in Israel v. The Attorney General IsrSC 57(5) 713, 718 (2003); The Administrative Authority A, on page 275, footnote 114). However, also when dealing with enforcement policy, the authority's discretion exists in light of the law and in light of the need to enforce it (see: HCJ 1027/04 The Independent Cities Forum v. Israel Land Council, paragraph 51 of Judge Arbel's judgment (June 9, 2011) (hereinafter: the Independent Cities Forum Case)). The authority has a duty to uphold the law and insist on its being upheld by others. As Judge Zamir said in the Shekem Case (on page 125): "Indeed, the enforcement of the law, any law, is a fundamental basis of the rule of law […] obviously that this duty [to enforce the law – M.N.] is imposed upon the competent authority. (See also: The Administrative Authority A, on pages 76, 83-84). To the extent that the administrative authority's position is that it is no longer appropriate to enforce the law for which it is responsible, it cannot absolve itself from the duty to enforce, but it rather has the option to act to change the law – and a fortiori when, as in the case before us, at hand is a by-law. However, as long as the law has not been changed, the authority must act in accordance with the legal situation actually in effect (see: the Independent Cities Forum Case, paragraph 51 of Judge Arbel's judgment; Daphne Barak-Erez Administrative Law, Volume A, Section 4.5 and the references there (2010) (hereinafter: Administrative Law A))

 

There are possible exceptions to the authority's duty to enforce the law, such as cases in which the law is anachronistic and does not accord with the existing social positions (The Attorney General's guideline not to enforce the prohibition (before it was cancelled) of homosexual intercourse between consenting adults and the prohibitions against abortions and attempted suicide, can, for example, be mentioned (and see: CrimA596/73 Machaid v. The State of Israel, IsrSC 28(1) 774, 774-775 (1974); Michal Tamir Selective Enforcement 31-32 (2008) (hereinafter: Selective Enforcement); Ruth Gavison Administrative Discretion in Enforcing the Law 61-62 (1991); Dalia Even-Lahav "The Executive Authority's Custom not to Enforce Law" Mishpat U’Mimshal (Law and Government) B 477, 486-493 and particularly footnote 50 (5755))). Such an exception does not exist in the case before us. The Municipality is not arguing that it is inappropriate to enforce the By-Law due to the nature of the city of Tel Aviv-Jaffa. It argues that it is doing so, and is imposing fines upon anyone who opens businesses contrary to the By-Law. The Respondents are the ones arguing that due to the nature of the city, the Municipality should not be forced to enforce.

 

  1. From the authority's duty to ensure the upholding of the law it follows that the authority's range of reasonable discretion at the enforcement stage – as broad as it may be – is more limited that the range of discretion it had when promulgating the By-Law. After promulgating the By-Law, the authority must exercise its discretion in light of the By-Law and the objectives thereof (see: the Solodkin Case, paragraph 23; The Administrative Authority A, on pages 133 and 136). As a rule, the administrative authority must enforce the By-Law it promulgated and it no longer has broad discretion regarding the question whether to enforce it.

 

  1. The purpose of exercising an enforcement policy is, naturally, to bring about the actual enforcement of the law. Exercising means of enforcement which are not effective does not realize this objective. Lack of effective enforcement of the law means a severe blow to the rule of law (see: HCJ 5377/09 Regavim v. The Minister of Defense, paragraph 7 (August 10, 2011) (hereinafter: the Regavim 1 Case); HCJ 8806/10 Regavim v. The Prime Minister, paragraph 7 (September 4, 2011) (hereinafter: the Regavim 2 Case)). It being noted that it is hard to reach a level of total enforcement. It is not always possible to reach total enforcement of the law. There is also a question of resources (see HCJ 6396/96 Zakin v. The Mayor of Beer Sheva, IsrSC 53(3) 289, 304-305 (1999); the Shekem Case, paragraph 8; HCJ 6243/08 The Preservation of the National Lands Movement v. The Minister of Defense, paragraph 23 (December 2, 2010)), and it is even doubtful whether full enforcement is always desirable (see: Selective Enforcement, on pages 42, 48-49). This is one of the reasons for the caution the Court applies when exercising judicial review on the administrative authority's priorities in enforcing a law (see: the Shekem Case, paragraph 8). When determining an enforcement policy, the authority must strike a balance between the various legitimate interests related to the matter and it is certainly possible that in light of these considerations it will not be possible or proper to apply an enforcement policy which shall reach total or almost total enforcement. However, as stated, when applying an enforcement policy, the authority must strive to promote the law's objectives and to enforce it: "Determining priorities does not exempt the authority from enforcing the law and from applying ongoing self-examination" (emphases added- M.N.) (The Regavim 2 Case, paragraph 7; and see also: The Regavim 1 Case, paragraph 9: The Administrative Authority A, on page 136).

 

  1. Other than the duty to enforce, administrative law has prescribed an additional review mechanism to make sure that the principles outlined in the law and the authorities vested in the administrative authority shall not become a dead letter - the recognition of the existence of the authority's duty to exercise its discretion (see: the Regavim 2 Case, paragraph 7; Administrative Law A, in Section 6.1; Yitzhak Zamir The Administrative Authority Volume B 1079-1080, 1087-1088 (Second Edition, 2010) (hereinafter: The Administrative Authority B)). "An authority which possesses authority to consider and decide, has been handed not only a right to exercise the authority but also the duty to consider the exercise thereof and to exercise it when that is justified" (HCJ 3872/93 Mitrael Ltd. v. The Prime Minister and The Minister of Religions, IsrSC 47(5) 485, 496 (1993); and see also: The Administrative Authority B, on page 1079). Case law also provides that the granting of administrative authority to an authority is accompanied with an ongoing duty to examine the need to exercise it, also when at hand is discretionary authority:

 

"[…] Even when we say that the term "may" means granting discretion – and this is indeed what is said – the holder of the discretion is still not allowed, according to case law and law, to not consider at all if a certain person in a certain case should be granted his wish. Discretion – as a rule – is accompanied by a duty, and that duty is that the entity possessing the authority must address the matter before it and consider it. Against such duty, exists the right of the individual that the entity that possesses authority actually consider the matter. See, for example: HCJ 297/82 Berger v. The Minister of Interior [12], on page 35 (Justice Barak), and on pages 45, 46-48 (President Shamgar); Y. Zamir The Administrative Authority (Volume B) [23], on pages 700-702. After all, we are also dealing with the relationship between rights and obligations that applies in a system entailing discretion in financial outlays.

 

[…]

 

As for the actual application of the authority, we knew that in certain circumstances and given certain conditions, the entity that possesses authority must apply its authority, otherwise this would frustrate the purpose of the law. This is the case wherever the law grants discretionary authority" (HCJ 2344/98 Maccabi Health Services v. The Minister of Finance, IsrSC 54(5) 729, 758 (2000)).

 

And as my colleague Justice Rubenstein has ruled regarding exercising authority:

 

"Case law prescribes that the granting of administrative authority is accompanied with the ongoing duty to examine the need to exercise it, even when at hand is discretionary authority (HCJ 297/82 Berger v. The Minister of Interior, IsrSC 37(3) 29, according to which, once authority has been granted to an authority, it is not be left unused (Deputy President - as his title was at the time - Shamgar, on page 46); HCJ 2344/98 Maccabi Health Services v. The Minister of Finance, IsrSC 54(5) 729, 758))." HCJ 10440/08 Besserglick v. The Consumer Protection Appointee at the Ministry of Trade and Industry, paragraph 14 of Justice Rubenstein's judgment (February 15, 2009) (hereinafter: the Besserglick Case); and see also Administrative Law A, Section 6.6.

 

  1. When the means applied by the administrative authority do not bear fruit, refraining from applying additional means could, in certain circumstances, lead to the conclusion that in fact the authority is refraining from fulfilling its duty to exercise discretion or that the discretion it exercised is unreasonable. In any event, when the existing enforcement policy does not lead to the desired result, the administrative authority must, at the very least, consider the exercise of additional means of enforcement that are in its authority. Refraining from considering additional means of enforcement in such circumstances could amount to a flaw in the authority's conduct which justifies the Court's intervention.

 

From the General to the Specific

 

  1. Section 2(a) of the By-Law provides a categorical determination. The language of the section is that "Subject to that stated in sub-Sections (c), (d) and (e) the owner of a store or a coffee shop shall not open its business nor keep it open on the Sabbath and Israel holidays other than with a special permit of the council, as stated in sub-Section (b)" (emphases added M.N.). In the case at hand, there is no doubt that the Respondents are violating the By-Law. As such, in principle, the Municipality must act so that these businesses shall be closed on the day of rest. This matter does not stem from a "religious" or "secular" perspective. It stems from the perspective that the law, including the By-Law, must be upheld.

 

  1. The Municipality indeed applies means of enforcement and the Respondents are fined each and every week. However, it appears that it is evident that in fact, the Municipality is not, to the proper extent, realizing - through the means of enforcement it chose – the objective of the law. As achieving the objective of the By-Law, in light of the social and religious values of the day of rest, would mean that the businesses would indeed be closed on the day of rest and not that businesses that wish to open their doors on the Sabbath can do so provided they are willing to pay the fine involved. While in fact, despite the fines the Municipality is imposing, the doors of the Respondents' businesses remain open each Sabbath. Therefore, in the case before us, the Municipality is not, by means of the existing manner of enforcement, realizing the law. Owners of small businesses, such as the Appellants and their like, indeed do not open their businesses on the day of rest, but the objective of the law is not at all achieved vis-à-vis the businesses that are part of large retails chains, for whom, in light of their economic resilience and their daily profits each Sabbath, it is worth their while to consistently open their doors on the day of rest, notwithstanding the fine they have to pay therefor. It emerges that these businesses, with their many branches spread all across the city, together with additional grocery stores and supermarkets which are open on the day of rest which do not belong to a given chain store, constitute a significant share of the retail activity in the city of Tel Aviv-Jaffa.

 

  1. By enforcing only by means of the impositions of fines, the Municipality in fact enables, or at least turns a blind eye from, the continuous violation of the By-Law by such group. The situation which results from this enforcement activity is that the Respondents gain profits from an additional business day on the weekend, the Municipality's treasury benefits from significant amounts due to the fines it imposes upon the Respondents each week (the fine is paid to the local authority's treasury pursuant to Section 229A of the Criminal Procedure Law [Consolidated Version], 5742-1982), but the rule of law – which requires obeying the provisions of the law – is compromised. As specified above, an enforcement policy which in effect does not achieve the objective of the law is problematic (see: The Administrative Authority A, on page 136). As acting President Zilberg stated in HCJ 295/65 Oppenheimer v. The Minister of Interior and Health, IsrSC 20(1) 309 (1966) (in paragraph 9 of his judgment): "Refraining from exercising and realizing an existing and binding law, is not a policy and cannot be a policy, in any respect whatsoever; it only results in demoralization in the relationship between government and citizen, and is followed by insubordination towards all of the laws of the state" (original emphasis – M.N.). The difficulty is enhanced when it is impossible to ignore the concern that it is convenient for the Municipality – in light of the economic profits it gains from imposing the fines – not to insist upon the observance of the By-Law (see and compare to the words of Justice Cheshin in HCJ 4140/95 Superpharm (Israel) Ltd. v. Director of Customs and VAT, IsrSC 54(1) 49, 103-105 (1999); Administrative Law A, in Section 1.14).

 

  1. If the nature of the city of Tel Aviv-Jaffa requires, in the opinion of its leaders who represent the population, not to close businesses such as those of the Respondents, on the Sabbath, the By-Law can be changed through the manner prescribed in the law. However, as long as the By-Law has not been changed, the point of departure is that it is to be upheld. The Attorney General stated that the Municipality is authorized to strike a balance "between the interest of preserving the nature of the Sabbath as a day of rest […] and making certain economic activity possible". However, in my opinion, the appropriate place for striking such a balance is in a Municipality decision whether to promulgate a by-law regarding the activity of businesses on the Sabbath and formulating the arrangements prescribed therein. This is what the Municipality did when it promulgated the By-Law, which includes a prohibition to open on the Sabbath, as well as exceptions to the prohibition. The Municipality chose not to include businesses such as the Respondents' businesses as exceptions to the prohibition.

 

Additionally, prima facie, if the Municipality's position is that there is no longer justification for the By-Law as it currently exists, then the use of fines as the means of enforcement is not the proper response. If the Municipality is of the opinion that, in light of the unique character of the city of Tel Aviv-Jaffa, opening stores on the day of rest should be allowed – there is no justification to obligate the owners of the stores to pay fines to operate businesses on the Sabbath. If, in the Municipality's opinion, there is nothing wrong with the Respondents' actions, what is the justification for them having to pay a fine? If, on the other hand, there is a justification for closing the stores on the day of rest, it is necessary to consider using additional means of enforcement, and first of all, the above mentioned Section 264A, since enforcement only by means of imposing fines is not achieving the purpose of the By-Law.

 

  1. I accept the lower court's approach that the Municipality's authority to request a Prohibition to Open Order, under Section 264A of the Municipalities Ordinance, is a discretionary authority. The Municipality is not required to exercise this authority in each and every case of violation of a by-law, however it must consider if and how to exercise the variety of means of enforcement it has in its "toolbox" (see for example: the Shekem Case, paragraph 8; The Administrative Authority B, pages 1087-1088). The lower court ruled that "In order for the Court to intervene in the level of enforcement of one law or another, the competent authorities must completely absolve themselves from their duty to enforce the law, or when the enforcement is selective and deriving from irrelevant considerations" (paragraph 34 of the judgment), and reached the conclusion that in the case before us there is no justification to intervene in the manner in which the Municipality is enforcing the law.

 

  1. I cannot agree with the lower court's conclusion. Even if the Court must take caution not to interfere in the balance of considerations struck by the authority, the principle of respecting the authorities and the limited judicial review which the Court exercises cannot exempt the Municipality from the mere duty to exercise its discretion (see: the Regavim 2 Case, in paragraph 7; Administrative Law A, Section 6.1; The Administrative Authority B, pages 1079-1080, 1087-1089). When the Municipality possesses authority to request a Prohibition to Open Order, pursuant to Section 264A of the Municipalities Ordinance, it has the duty to examine from time to time if it is necessary to exercise such authority, as well as additional authorities, to the extent such are in its possession. The continuous nature of this duty has utmost significant when the means of enforcement the Municipality chose to take, do not bear fruit (see: the Besserglick Case, paragraph 14 of Justice Rubenstein's judgment).

 

  1. As I mentioned at the outset, the Municipality's attorney agreed to view the proceeding as though a statement of response had been filed. Therefore, the burden to demonstrate that the Municipality considered all of the possible means of enforcement to enforce the By-Law and that it fulfilled its duty to exercise discretion in doing so, imposed on the Municipality. However, the Municipality did not do so. The Municipality did not at all demonstrate that it examined and considered – with an open heart and willful soul - the merits of the need and the possibility of filing a motion for a Prohibition to Open Order or that there was any decision and exercise of discretion in this matter. The Municipality did not even argue that there is a general policy, which derives from actual exercise of discretion, pursuant to which the sanction prescribed in Section 264A of the Ordinance, should not be exercised. As I have clarified, there is no knowledge at all of the adoption of any "decision" not to exercise the authority prescribed in Section 264A. The Municipality did not demonstrate that this matter was considered and what the considerations were. Thus, I did not find in the Municipalities' arguments any basis to the lower court's determination that "[…] the exercise of the authority [to request that the Court grant a Prohibition to Open Order – M.N.] is subject to discretion, which it was decided would not be exercised, in accordance with the general policy which derives from the population's needs and desires" (paragraph 6 of the judgment). From the material before us it emerges that the Municipality chose to impose fines on Respondents 2-6, but it does not emerge that it even considered the possibility of approaching the Municipal Court in their matter and requesting a Prohibition to Open Order. Not considering the possibility of filing a motion for a Prohibition to Open Order nor examining any other option so as to achieve – to a reasonable and proportional degree considering all of the considerations - the proper enforcement of the By-Law, constitute a violation of the Municipality's duty to take action and exercise discretion. In these circumstances, the Municipality violated its duty to exercise discretion from time to time, and in doing so, its conduct was flawed in a manner justifying our intervention, in the sense that we shall obligate the Municipality to consider what it did not consider.

 

Epilogue

 

  1. If my opinion shall be heard, the Appeal shall be accepted. The judgment of the first instance shall be cancelled and the matter shall be returned to the Municipality so that it shall exercise its discretion and adopt a decision on the merits of the manner of exercising the authorities vested therein by Section 264A of the Municipalities Ordinance or any authority in addition to its authority to impose fines. The Municipality shall examine its position regarding the enforcement of the By-Law within 60 days from the date the judgment is granted. The decision to be adopted in this matter shall be delivered to the Appellants' attorney and, of course, is subject to additional judicial review.

 

The expenses imposed upon the Appellants in the first instance shall be cancelled. There shall be no order for expenses in our instance.

 

 

President A. Grunis:

 

I Agree.

 

 

Justice E. Rubinstein:

 

  1. I join the orderly, methodically arranged judgment of my colleague Deputy President Naor, on each and every element thereof. I wish to add two matters, which I shall list in their reverse order of importance: the conduct of the Municipality as a public entity, and the insult to the Sabbath as a national and religious day of rest for the Jewish people. The combination of the two in the case at hand has produced the contemptible and cheap picture portrayed before us. I shall attempt to view the matter in the context of the objective of the legislation and the nature of the State of Israel as a Jewish and democratic state, and the city of Tel Aviv, the first Hebrew city and the central urban metropolis in our country.

 

  1. Before us is a municipal by-law, the Tel Aviv-Jaffa By-Law (Opening and Closing of Stores) 5740-1980, pursuant to which the opening and closing of stores on the days of rest is prohibited. As my colleague wrote (paragraph 50) "… the objective of the By-Law, in light of the social and religious values of the day of rest, in light of the social and religious values of the day of rest, would mean that the businesses would indeed be closed on the day of rest and not that businesses that wish to open their doors on the Sabbath can do so provided they are willing to pay the fine involved."

 

  1. The Municipality interprets its duty to enforce the By-Law in a manner which cannot be described as other than completely emptying it of any content (unless we see a public value in NIS 2,640 per month – 660 multiplied by four – which are collected as fines from the supermarket chain stores), and dares to call this enforcement. Indeed, the matter is presented before us in the appeal of small merchants who cannot hire revolving staff as the supermarkets can and are entitled to a day of rest (it should be assumed that generally they work six days and they are not the ones who actually benefit from five working days) and they do as their fathers and forefathers did: they rest on the Sabbath. But at such time their secular customers, who wish to buy on the Sabbath, run to the open supermarket, from which the Municipality collects the "The Sabbath Tax" (heaven forbid) in the form of a weekly fine while the Municipality congratulates itself on the alleged maintenance of the By-Law. For the supermarkets this is a fraction of their income, like a light ripple on the surface of the water, almost a "bad debt" (one must assume and hope that they cannot deduct it as a tax expense to the tax authorities), and the supermarket is relieved, and the Municipality is appeased, and all the while the grocery store's door shall be sealed, and primarily - the Sabbath shall be tainted.

 

  1. For the Municipality, a public entity of the highest degree, which is meant to serve all of the residents according to the law, this is a solution which – as is customary at times among us – is a Torah sanctioned "Israbluff", a "pretense" as though all of the spectators were fools. What is the Municipality's opinion regarding the significance of an offence which has infinite recidivism? Should the enforcing authority suffice with a fine and marking a "check" and just continue doing this, or must it seek another way?

 

  1. It is clear – as emerges from my colleague's opinion – that in the current situation, the objective of the By-Law is not at achieved in the public arena of Tel Aviv.

 

  1. Although I wonder whether it is necessary to elaborate regarding the Sabbath, I will say the following. The Sabbath has two contents, religious and national on the one hand and social on the other (see HCJ 5026/09 Design 22 v. Rosenzweig (2005), in paragraphs 16-17 and 20-21 of President Barak's judgment, and in paragraphs 2-3 of Justice Procaccia's opinion, and in the opinion of Justice (as her title was at the time) Naor). Religiously speaking, it is the fourth commandment of the Ten Commandments, the essence of the universal Jewish constitution, no less, in both of their versions: "Remember the Sabbath day to keep it holy" (Exodus 20, 8) and "Keep the Sabbath day to sanctify it, as the Lord your God commanded you." (Deuteronomy 5, 12). The religious content of the Sabbath emerges from the wording of both of these openings of the fourth commandment, but the Ten Commandments also include the social aspect. As emerges conspicuously from the wording in Deuteronomy (5, 13-15): "Six days may you work, and perform all your labor; and the seventh day is a Sabbath to the Lord your God; you shall perform no labor, neither you, your son, your daughter, your manservant, your maidservant, your ox, your donkey, any of your livestock, nor the stranger who is within your cities, in order that your manservant and your maidservant may rest like you; And you shall remember that you were a slave in the land of Egypt, and that the Lord your God took you out from there with a strong hand and with an outstretched arm; therefore, the Lord, your God, commanded you to observe the Sabbath day." There really is no need to elaborate. The Torah has done so better that I. This is the social content of the Sabbath, rest to all.

 

  1. The Sabbath as a day of rest to all is a contribution of the highest degree. Our Sages say about the verse "To know that I, the Lord, make you holy." (Exodus 31,13) that "The Lord told unto Moses: Moses, I have a great gift in my treasure house. It is called Shabbat, and I wish to give it to Israel" (Bavli Sabbath, 10, 2). And as philosopher Hermann Cohen (19th and 20th century) said (Sefer Hashabbat– which is filled with sources – edited by Dr. Y.L. Baruch (Tenth Printing, 5723, 151)) "From the change of the wording between the first and second commandments… (between Exodus and Deuteronomy) it is undoubtedly clear that the purpose of the Sabbath is to preserve equality among people, not to notice the difference between their social status" – meaning, the expansion of the Sabbath to the human race. On the Jewish level, the renowned Zionist philosopher, Ahad Ha'am (19th and 20th centuries) in his essay "The Sabbath and Zionism" wrote against how assimilators were indifferent to the possibility of the cancellation of the Sabbath. Words that became an idiom: "One can say, without exaggeration, that more than Israel kept the Sabbath, the Sabbath kept them", in that it renewed the spiritual life each week. On the universal human level, philosopher Abraham Joshua Heschel (twentieth century) viewed the Sabbath as "A palace in time, and in the kingdom of time each person shall find his own place" (his book "The Sabbath" E. Even Chen translation, 2003, presented in the Gavison – Medan Covenant website). The Chafetz Chaim, Rabbi Yisrael Meir of Radin, in his book, Shem Olam, speaks of the Sabbath as "the center, from which all of the days of the week suckle… like the heart, from which the vitality continues to all of the organs" (Sefer Hashabbat, edited by Y.L. Baruch, 139). See also Aviad Hacohen "Day of Rest in a Jewish and Democratic State" Parashat Hashavua (A. Hacohen and M. Wigoda Editors, and the references there) Exodus 313-320.

 

  1. I will not refrain from saying that there is a legitimate question regarding the character of the Sabbath in Israel. Many ideas and proposals have been raised, inter alia – for example the Gavison – Medan Covenant from 2003, by Prof. Ruth Gavison of the Hebrew University of Jerusalem and Rabbi Yaacov Medan of the Har Etzion Yeshiva in Alon Shvut (see the Gavison – Medan Covenant, Main Points and Principles, by Yoav Artsieli). Regarding the Sabbath, the covenant suggested (third chapter) – inter alia – that government offices, industrial factories, banks and trade institutions would be closed; however restaurants and entertainment places would not be prohibited from operating, keeping in line with certain frameworks. A limited number of small grocery stores (particularly them!), gas stations and pharmacies would not be prohibited from operating. And restaurants, museums and other entertainment places would be open on the Sabbath. Of course, this is not to be taken as gospel, but they wish to strike a balance, and there were and may be others like them. It is clear that between those who observe the Sabbath according to the religious requirements, who wish to see it observed with all of its religious details and specifications, and those who have a secular approach, there is a broad middle ground begging to be filled with content. But, until an agreed destination is reached, we must deal with the law and the By-Law.

 

  1. As for the city of Tel Aviv, I am aware of its current image as a "Non-Stop City" with all of the expressions of contemporary culture, and I do not shut my eyes and ears to that. It is also presumed that the "enforcers" of the By-Law on behalf of the Municipality are tuned in to the messages of many of the leaders of the city, and it naturally follows, of a large population in the city, and attempt to reach out to them. However, with all due respect, Tel Aviv is not in another country and it also has communities that are interested in a significant character of the Sabbath and it is bound by the law of the state and by it being a Jewish and democratic state. The balance between both parts of the definition "Jewish" and "democratic" must also be sought in Tel Aviv, but it appears that currently the "democratic" angle is pushing the "Jewish" angle out. As a reminder from the past – without necessarily trying to draw a complete comparison – I shall bring from the words of Tel Aviv's first mayor, Meir Dizengoff, who was not considered "religious" in the sociological sense, at a rally in 1933 regarding public desecration of the Sabbath: "In my opinion, the meeting should not necessarily have been summoned by the Rabbinate, this is not only a question of religion, but a national and public matter. It is forbidden to publicly desecrate the Sabbath. Each and every nation has a tradition of perceptions, faiths, customs, which preserve it. This is the character of a nation, that grants it existence… the city needs a special Jewish signature." (presented in the Sabbath Book (From You To You), Y. Kaplun editor (2010), 410; and in another place Dizengoff reiterated the same words (ibid, from Tel Aviv, by A. Druyanov) "… There is an anticipated risk that our beloved city shall become a merchant and trading city as all of the cities in the east, and there shall be no remnant of the spirit of its founders, whose entire direction was to create a Jewish humanistic cultural center…". Of course, Tel Aviv today is not Tel Aviv of Dizengoff's days, and its world may be more diverse, although even then it was not a "religious" city. However, the State of Israel is a Jewish and democratic state, and the way the Sabbath day is expressed on the city streets, according to the By-Law which is the subject of our discussion, cannot be the imposition of ridiculous fines of NIS 660 per week. It is upsetting that according to the Municipality's position, it is accepted as a given that the realization of the By-Law suffices with "monetary ransom" - Where is the objective and where is the day of rest? As my colleague, the Deputy President, stated, the city council can reexamine the By-Law and if it shall deem fit – it can lawfully change it. In any event, we shall remember that for most people today, Friday is a day off. Would it be unreasonable to concentrate the shopping on Friday, and 'he who is prepared on the eve of the Sabbath shall eat on the Sabbath', and the By-Law will be observed.

 

  1. The Municipalities (Prohibition to Open Businesses and the Closure thereof on Days of Rest) Bill, 5748-1988, Bills 5748, 134 – which is known as the Authorization Bill – is based on the doubt that was cast in the Court (in CrimC (Jerusalem) 3471/87 The State of Israel v. Kaplan, IsrDC, 5748 26) regarding the authority of local authorities to promulgate a by-law regarding opening businesses on the Sabbath and Israel holidays; as stated: "The purpose of the proposed law is to remove the said doubt and preserve the status quo in the matter being addressed". In presenting the law for a first reading, the Minister of Religious Affairs Z. Hamer (Divrei Haknesset (The Knesset proceedings) 11th of Adar 5748 - February 29, 1988, page 2070), stated that the law validates the situation existing prior to the judgment which invalidated a by-law prohibiting opening places of entertainment on the Sabbath due to lack of authority. It was noted that the religious consideration receives its validity within the proposed authorization, but it does not compromise justice and equality, since "This law grants central support, as the judicial authority demanded, to the public and communities anywhere to formulate their lives as per their understanding and belief". It was further said (page 2071), that "Anyone concerned about the Jewish character of the State, about bringing Jews together, and about the character of the Sabbath, should support the law". This was followed by an argument between different parties. Eventually, when the law was presented for second and third readings by MK Uriel Lin (chairperson of the Constitution, Law and Justice Committee, it was noted (Divrei Haknesset (the Knesset proceedings) 30th of Kislev, 5751 December 17, 1990, page 1192) that the law is presented not as the "Authorization Law" but rather as Amendment no. 40 to the Municipalities Ordinance (applicable also to local councils); and it was said that opening and closing of businesses can also be determined based on reasons of religious tradition (page 1193). We can see that the law intended to make it possible – not obligate – to grant content that also has religious context. The result is the addition of Section 249(21) and Section 264(a) (sic.) to the Municipalities Ordinance, which were presented by my colleague, the Deputy President, in paragraphs 28 and 29, which address the permission to exercise the authority of closing businesses on the days of rest "taking religious tradition reasons into consideration" (Section 249(21)), and the possibility to enforce by order (Section 264(a) (sic.)).

 

  1. Indeed, the amendment in and of itself is mainly grounded in the religious aspect; however the said By-Law from 5740-1980, even preceded Amendment no. 40, and the character of the day of rest may be formulated by consent. It is in any event evident that the legislature and the secondary legislature could not have intended a "pretense", meaning that the secondary legislature would legislate a by-law to be printed in the records – while the enforcer would (in essence) pretend to enforce. The By-Law must be viewed and interpreted in light of all of the backgrounds – the religious, national and social, while striking proper balances (see HCJ 5016/96 Chorev v. The Minister of Transportation, IsrSC 51(4) 1; the above mentioned HCJ 5026/04 Design 22 v. Rosenzweig; and HCJ 953/01 Solodkin v. The Beit Shemesh Municipality (2004) for discussion of the challenges of balancing). " Sabbath comes, rest comes" and not " Sabbath comes, mocking comes ".

 

  1. In light of all of the above, there is no escaping the result my colleague reached. One should hope that the leaders of the city will succeed in finding an enforcement solution which shall honor the law and the Sabbath, and also be reasonably satisfactory to the fair and rest-supporting residents of Tel Aviv.

 

 

It was decided in accordance with the judgment of Deputy President M. Naor.

 

Given today, 17th of Tamuz, 5773 (June 25, 2013).

 

 

 

 

 

 

   
 

 

Tel Aviv-Jaffa District Commander v. Israel Internet Association

Case/docket number: 
AAA 3782/12
Date Decided: 
Sunday, March 24, 2013
Decision Type: 
Appellate
Abstract: 

Facts: In August 2010, the Israel Police ordered major Israeli Internet access providers to block access to eight gambling websites operating outside the State of Israel. The orders were based on section 229 of the Penal Law that permits the District Police Commander to order the closure of any illegal gaming, lottery, or gambling place. The access providers complied with the orders and the Israel Internet Association petitioned the Administrative Affairs Court against the District Commander, contesting the closure, in the interests of Israeli web-users and the general public. The Internet access providers did not petition against the closure of access to the gambling websites. On April 2, 2012 the Administrative Affairs Court (per Judge Michal Rubinstein) granted the petition, holding that the police had no authority to order Internet service providers to block access to gambling websites. 

 

In granting the petition, the Administrative Affairs Court ruled that the Israel Internet Association had an independent right of standing, given the important public interest in enforcing constitutional values and maintaing the rule of law, notwithstanding that no petition was filed by access providers themselves. Furthermore, the closure of Internet websites violated freedom of expression. Even if the content curtailed was of little social utility, websites closure can only be done with legal authority. Primarily the provision in the Penal Law allowed the closure of a physical “place” and did not include the closure of an Internet website. In this context no analogy can be drawn from the closure of prohibited physical places to the closure of prohibited websites, notwithstanding their similar purposes, because the potential for violating freedom of expression and freedom of occupation, and because blocking access to the Internet poses technical, political and legal difficulties, including the possibility of blocking legitimate websites and innocent users. Blocks by third parties – the access providers – also raises questions relating to liability, the manner of blocking and its costs. In view of all these factors the petition was granted.

 

An appeal was filed against the decision in the Supreme Court.

 

Held: Regarding freedom of expression, the Supreme Court agreed unanimously that the content blocked on the gambling websites is limited in this case and hence the violation of free speech that resulted from blocking lawful content on gambling websites is of limited degree and lawful. Moreover, the primary infringement here relates to the website operators’ freedom of occupation. In this regard, the case law has already held that the infringement of freedom of occupation, the infringement satisfies the constitutional tests.

 

With respect to the concern that protected information on websites would be blocked, the Court noted that website owners can make such information available on alternative websites, or even on the same website while blocking only prohibited gambling.

 

Regarding standing, Justice Vogelman ruled that the Internet Association satisfies the conditions for recognizing a public petitioner, given that it seeks to promote the public interest of Internet users, an interest shared by the general public, or significant parts thereof, rather than protect its own special interest. Given this case presents a first attempt to define the boundaries of the district police commander’s authority under section 229 of the Criminal Law to block access to Internet gambling websites, the question is a fundamental one that justifies hearing through public petition. As to the sufficiency of the factual infrastructure, had the Appellants felt that any issue was not sufficiently clarified, they could have acted to remedy the situation. Moreover, the public petitioner is required to present the factual infrastructure sufficient for the proceeding. In the current case the factual infrastructure was indeed sufficient for purposes of judicial review.

 

The dispute and the result involved two basic issues: first, whether the language of the Penal Law authorizing police to close a “place” can and should be interpreted broadly to include a virtual Internet website, which is not a physical place, without a specific legislative amendment. The second and more important question was whether the police can and should be permitted to exercise their authority of closure with respect to a website by way of a third party, namely the access providers. 

 

Justice Vogelman (for the majority, with concurrence by President Grunis), wrote that a gambling website may be viewed as a “place,” and its blocking can also be viewed as its “closing” within the meaning of section 229(A)(1). Additionally, an online gambling site may be considered a “prohibited gaming venue,” under a purposive interpretation of the Criminal Law’s relevant provisions and in the context of time and advancing technology, which render section 229 of the Criminal Law applicable in the “virtual” world. Nonetheless, the main obstacle to such interpretation is the lack of express authority to order private third parties – access providers – to assist in implementing the authority to block websites. According to Justice Vogelman, when the law empowers a governmental agency, it is assumed that the legislature intended that agency, and not another, would implement that authority, and that the agency may act only within the boundaries of the authorizing law. Even if the authorization to close a place can be interpreted as authorizing closing websites, it is not identical to authorizing third parties to block access to websites.

 

This is consistent with the principle of administrative legality which only permits an agency to act within legislation that empowers governmental agencies to order third parties to assist in exercising that agency’s authority. Such authority is not even implied in the Penal law’s provision concerning police authority to order the closing of a place.  Absent explicit statutory source, it is impermissible to compel a person or private entity to act for the authorities. Hence the orders to access providers here violated the principle of administrative legality. The current statutory framework is insufficient because it lacks authorization to order a third party to assist enforcement agencies in exercising their powers.

 

Even though the rule is that the authority is permitted to receive assistance from private persons or entities as far as the technical aspects of fulfilling their task, there is also an interpretative presumption against delegating authority to private entities and in the absence of appropriate legislative framework, enforcement authority cannot be granted to those not part of the enforcement mechanism

 

Even if the access providers were not required to exercise discretion, and the police only requested help from them in the exercise of its authority – in the technical act of blocking a website identified through its IP address specified on the order – it is still necessary to prove that the access providers agreed to assist the police. Once the police imposed an obligation upon access providers, it can no longer be considered assistance – hence the need for explicit statutory authorization.

 

Justice N. Sohlberg, writing for the minority, found that as a rule the court will not grant a public petition where there is a private victim in the background who chose not to apply to the court for relief, and that in light of the website owners failure to file an appeal, it is doubtful whether the Internet association has standing. Furthermore, granting standing when the relevant party did not file a petition might mean that the required factual infrastructure would not be presented to the Court. Nonetheless under the circumstances, where the Administrative Court recognized the Internet Association’s standing and ruled on the merits, it would be inappropriate to reject the appeal for of lack of standing without examining the matter on the merits.

 

Regarding the substantive issue, though a specific legislative arrangement would be preferable, the law’s existing language provides a satisfactory solution as to the police authority to issue orders, and waiting for legislative authority frustrates appropriate response in law enforcement and service of justice.

 

Both in terms of language and purpose the word “space” should be interpreted to also mean virtual space, given that terms that serve in virtual space are borrowed from the tangible world. Accordingly there is no deviation from the principle of legality by finding that “place” also includes virtual space. As the damage wrought by gambling on the Internet is immeasurably greater than that which is caused in physical places and that the legislative purpose was to prevent illegal gambling regardless of its location, a purposive interpretation would and should interpret “place” as meaning virtual space. Accordingly, apart from certain, isolated exceptions, the rule should be that the Internet fits the definition of place.

 

With respect to the difficulty in using third parties for carrying out a criminal proceeding, the law recognizes the possibility to use a third party to present an object necessary for interrogation or trial. Considering the license the State has granted them, access providers bear public responsibility. It is therefore justified to use them to execute orders to restrict access, given that the order requires the technical acts that do not involve any discretion regarding the closing of a site with a particular IP address specified in the order. Regarding the requirement for third party consent, Justice Sohlberg analogized the status of the website owners to receptionist in a physical place whom the police would have been authorized to require to open.

 

Justice Sohlberg also found that failure to petition against blocking access may be viewed as the website’s owner’s consent to to being used to carry out the police order. Justice Sohlberg based this conclusion on the Talmudic rule of "silence is regarded as admission.” 

Voting Justices: 
Primary Author
majority opinion
Author
concurrence
Author
dissent
Full text of the opinion: 

                                                                                    AAA 3782/12

 

The Appellants

1. Tel-Aviv Jaffa District Commander – Israel Police

2. Central District Commander – Israel Police

3. Israel Police

 

 

v.

 

The Respondent

The Israel Internet Association

 

The Formal Respondents

1.      012 Smile Telecom Ltd. (pro forma)

2.      018 Xphone Ltd. (pro forma)

3.      Bezeq International Ltd. (pro forma)

4.      013 Netvision Barak Ltd. (pro forma)

 

 

 

In the Supreme Court sitting as the Court of Appeals in Administrative Matters

[24.3.2013]

Before: President A. Grunis, Justices E.Vogelman, N. Sohlberg

 

Appeal against decision of the Tel-Aviv- Jaffa District Court of 2 April 2012 in Case AAF 45505-10-10 handed down by Deputy President Hon. Judge Michal Rubinstein

 

Facts: In August 2010, the Israel Police ordered major Israeli Internet access providers to block access to eight gambling websites operating outside the State of Israel. The orders were based on section 229 of the Penal Law that permits the District Police Commander to order the closure of any illegal gaming, lottery, or gambling place. The access providers complied with the orders and the Israel Internet Association petitioned the Administrative Affairs Court against the District Commander, contesting the closure, in the interests of Israeli web-users and the general public. The Internet access providers did not petition against the closure of access to the gambling websites. On April 2, 2012 the Administrative Affairs Court (per Judge Michal Rubinstein) granted the petition, holding that the police had no authority to order Internet service providers to block access to gambling websites. 

 

In granting the petition, the Administrative Affairs Court ruled that the Israel Internet Association had an independent right of standing, given the important public interest in enforcing constitutional values and maintaing the rule of law, notwithstanding that no petition was filed by access providers themselves. Furthermore, the closure of Internet websites violated freedom of expression. Even if the content curtailed was of little social utility, websites closure can only be done with legal authority. Primarily the provision in the Penal Law allowed the closure of a physical “place” and did not include the closure of an Internet website. In this context no analogy can be drawn from the closure of prohibited physical places to the closure of prohibited websites, notwithstanding their similar purposes, because the potential for violating freedom of expression and freedom of occupation, and because blocking access to the Internet poses technical, political and legal difficulties, including the possibility of blocking legitimate websites and innocent users. Blocks by third parties – the access providers – also raises questions relating to liability, the manner of blocking and its costs. In view of all these factors the petition was granted.

An appeal was filed against the decision in the Supreme Court.

 

Held:

Regarding freedom of expression, the Supreme Court agreed unanimously that the content blocked on the gambling websites is limited in this case and hence the violation of free speech that resulted from blocking lawful content on gambling websites is of limited degree and lawful. Moreover, the primary infringement here relates to the website operators’ freedom of occupation. In this regard, the case law has already held that the infringement of freedom of occupation, the infringement satisfies the constitutional tests.

 

With respect to the concern that protected information on websites would be blocked, the Court noted that website owners can make such information available on alternative websites, or even on the same website while blocking only prohibited gambling.

 

Regarding standing, Justice Vogelman ruled that the Internet Association satisfies the conditions for recognizing a public petitioner, given that it seeks to promote the public interest of Internet users, an interest shared by the general public, or significant parts thereof, rather than protect its own special interest. Given this case presents a first attempt to define the boundaries of the district police commander’s authority under section 229 of the Criminal Law to block access to Internet gambling websites, the question is a fundamental one that justifies hearing through public petition. As to the sufficiency of the factual infrastructure, had the Appellants felt that any issue was not sufficiently clarified, they could have acted to remedy the situation. Moreover, the public petitioner is required to present the factual infrastructure sufficient for the proceeding. In the current case the factual infrastructure was indeed sufficient for purposes of judicial review.

 

The dispute and the result involved two basic issues: first, whether the language of the Penal Law authorizing police to close a “place” can and should be interpreted broadly to include a virtual Internet website, which is not a physical place, without a specific legislative amendment. The second and more important question was whether the police can and should be permitted to exercise their authority of closure with respect to a website by way of a third party, namely the access providers. 

Justice Vogelman (for the majority, with concurrence by President Grunis), wrote that a gambling website may be viewed as a “place,” and its blocking can also be viewed as its “closing” within the meaning of section 229(A)(1). Additionally, an online gambling site may be considered a “prohibited gaming venue,” under a purposive interpretation of the Criminal Law’s relevant provisions and in the context of time and advancing technology, which render section 229 of the Criminal Law applicable in the “virtual” world. Nonetheless, the main obstacle to such interpretation is the lack of express authority to order private third parties – access providers – to assist in implementing the authority to block websites. According to Justice Vogelman, when the law empowers a governmental agency, it is assumed that the legislature intended that agency, and not another, would implement that authority, and that the agency may act only within the boundaries of the authorizing law. Even if the authorization to close a place can be interpreted as authorizing closing websites, it is not identical to authorizing third parties to block access to websites.

 

This is consistent with the principle of administrative legality which only permits an agency to act within legislation that empowers governmental agencies to order third parties to assist in exercising that agency’s authority. Such authority is not even implied in the Penal law’s provision concerning police authority to order the closing of a place.  Absent explicit statutory source, it is impermissible to compel a person or private entity to act for the authorities. Hence the orders to access providers here violated the principle of administrative legality. The current statutory framework is insufficient because it lacks authorization to order a third party to assist enforcement agencies in exercising their powers.

Even though the rule is that the authority is permitted to receive assistance from private persons or entities as far as the technical aspects of fulfilling their task, there is also an interpretative presumption against delegating authority to private entities and in the absence of appropriate legislative framework, enforcement authority cannot be granted to those not part of the enforcement mechanism

Even if the access providers were not required to exercise discretion, and the police only requested help from them in the exercise of its authority – in the technical act of blocking a website identified through its IP address specified on the order – it is still necessary to prove that the access providers agreed to assist the police. Once the police imposed an obligation upon access providers, it can no longer be considered assistance – hence the need for explicit statutory authorization.

 

Justice N. Sohlberg, writing for the minority, found that as a rule the court will not grant a public petition where there is a private victim in the background who chose not to apply to the court for relief, and that in light of the website owners failure to file an appeal, it is doubtful whether the Internet association has standing. Furthermore, granting standing when the relevant party did not file a petition might mean that the required factual infrastructure would not be presented to the Court. Nonetheless under the circumstances, where the Administrative Court recognized the Internet Association’s standing and ruled on the merits, it would be inappropriate to reject the appeal for of lack of standing without examining the matter on the merits.

 

Regarding the substantive issue, though a specific legislative arrangement would be preferable, the law’s existing language provides a satisfactory solution as to the police authority to issue orders, and waiting for legislative authority frustrates appropriate response in law enforcement and service of justice.

Both in terms of language and purpose the word “space” should be interpreted to also mean virtual space, given that terms that serve in virtual space are borrowed from the tangible world. Accordingly there is no deviation from the principle of legality by finding that “place” also includes virtual space. As the damage wrought by gambling on the Internet is immeasurably greater than that which is caused in physical places and that the legislative purpose was to prevent illegal gambling regardless of its location, a purposive interpretation would and should interpret “place” as meaning virtual space. Accordingly, apart from certain, isolated exceptions, the rule should be that the Internet fits the definition of place.

With respect to the difficulty in using third parties for carrying out a criminal proceeding, the law recognizes the possibility to use a third party to present an object necessary for interrogation or trial. Considering the license the State has granted them, access providers bear public responsibility. It is therefore justified to use them to execute orders to restrict access, given that the order requires the technical acts that do not involve any discretion regarding the closing of a site with a particular IP address specified in the order. Regarding the requirement for third party consent, Justice Sohlberg analogized the status of the website owners to receptionist in a physical place whom the police would have been authorized to require to open.

 

Justice Sohlberg also found that failure to petition against blocking access may be viewed as the website’s owner’s consent to to being used to carry out the police order. Justice Sohlberg based this conclusion on the Talmudic rule of "silence is regarded as admission.”

 

Legislation Cited

Administrative Affairs Court Act, 5760-2000, s. 5 (1)

Basic Law: Human Dignity and Liberty

Civil Procedure Regulations, 5744-1984, reg. 3(a)

Criminal Procedure (Arrest and Search) (New Version) Act, 5729-1969, s.20 23

Criminal Procedure (Powers of Enforcement- Communication Data), 5768-2007, s.1, 3 (2)

Interpretation Act 5741-1981, s.17

Penal Law, 5737-1977 s. 224, 228, 229

Police Ordinance [New Version], 5731-1971, s. 3

Prohibition of Discrimination (Products and Services) in Entrance to Places of Entertainment and Public Places, 5761-2001, s.2

Regulation of Sports: Gambling Act, 5727 – 1967

 

Supreme Court Decisions Cited

[1] HCJ 243/62 Israel Films Studios Ltd v. Levi [1962] IsrSC 16 2407.

 

[2] HCJ 651/03 Citizens Right Bureau in Israel v. Chairman of Central Elections to the Sixteenth Knesset [2003] IsrSC 57 (2) 62.

 

[3] AAA 4436/02 Tishim Kadurim Restaurant, Member’ Club v. Haifa Municipality [2004] IsrSC 58 (3) 782.

 

[4] HCJ 8070/98 Citizens Rights Office in Israel v. Ministry of the Interior (10.5.04).

 

[5] LCA 4447/07 Mor v. Barak I.T.T. [1995] Society for the Bezeq International Services Ltd (25.3.10).

 

[6] CA 9183/09 The Football Association Premier League Limited v. Anon (13.5.12).

 

[7]  Cr.A 1439/06 Zaltovski v. State of Israel (28.3.06).

 

[8] CrA. 7430 /10  Anon. State of Israel (5.2.2010).

 

[9] LCrApp 787/79 Mizrahi v. State of Israel [1980] IsrSC 35 (4) 421.

 

[10]  (HCJ 131/85Savizky v. Minster of Finance [1965] IsrSC 19 (2) 369.

 

[11] HCJ 651/03 Citizens Rights Bureau in Israel v. Chairman of the Sixteenth Knesset Central General Elections Committee [2003] IsrSC 57 (2) 62.

 

[12] HCJ 3809/08 Citizens Rights Bureau v. Israel Police (28.5.2012).

 

[13] Association of Renovations Contractors for Restoration v. State of Israel (14.3.2011).

 

[14] HCJ 1/81 Shiran v. Broadcasting Authority [1981], IsrSC 35 (3) 365.

 

[15]  HCJ 910/86 Ressler v. Minister of Defense [1988], IsrSC 42 (2) 441.

 

[16] HCJ 287/91 Kargal Ltd v. Investments Center Council [1992], IsrSc 46 (2) 851,

 

[17] HCJ 962/02 Liran v. Attorney General(1.4.2007).

 

[18] HCJ 4112/99 Adalah Legal Centre for Arab Minority Rights in Israel v. Tel-Aviv Municipality [2002] IsrSC 56(5) 393.

[19] HCJ 80/70 Elizur v. Broadcasting Authority [1970],IsrSC 24 (2) 649.

[20] HCJ 852/86 Aloni v. Minister of Justice  [1987], IsrSC 41 (2) 1.

 

[21] HCJ 606/93 Kiddum Yezumot v. Broadcasting Authority  [1994], IsrSC 48(2) 1.

 

[22] HCJ  2303/90 Philipovitz v. Registrar of Companies [1992], IsrSC 46 (1) 410.

 

[23] (HCJ 2605/05 Academic Center of Law and Business v. Minister of Finance, (19.11.2009).

 

[24]  AAA 6848/10 Erez v. Giva’ataim (30.5.2012).

 

[25] HCJ 5031/10 Amutat Ir Amim v. Israel Nature and Parks Authority (26.3.2012).

 

[26]CA 630/97 Local Committee for Planning and Building Nahariya v. Shir Hatzafon Construction Company Ltd [1998] IsrSC 52 (3) at 399.  

 

[27]  HCJ 5394/92 Hoppert v ‘Yad Vashem’ Holocaust Martyrs and Heroes Memorial Authority [1994] IsrSC 48(3)353.

 

[28] 7368/06 Luxury Apartments Ltd v. Mayor of Yabneh (27.6.2011).

 

[29[ HCJ 6824/07 Mana v  Taxation Authority (20.12.2010).

 

[30]  HCJ 7455/05 Legal Forum for Land of Israel v. Israeli Government [2005] 905.

 

United States Decisions Cited

[[31] Center for Democracy & Technology cy & Technology v. Pappert, 337 F.Supp.2d 606 (E.D Penn. 2004).

 

 

For the Appellants: Advs. Yuval Roitman; Adv.Orli Aharoni

 

For the Respondent: Adv. Haim Ravia, Adv. Dan-Or Hof; Adv. Yossi Markovitz

 

Judgment

 

Justice N. Sohlberg

 

1.         The Israel Police issued orders restricting access to gambling websites on the Internet. The Tel-Aviv-Jaffa District Court, sitting as the Court for Administrative Affairs (Judge Michal Rubinstein) granted the petition by the Israeli Internet Association and ruled that the orders were issued ultra vires and should therefore be voided. The Israel Police appealed and requested the orders be resotred.

Background

2.         Crime is burgeoning and taking new forms. As a result, on 1 January 2006 Government Decision No. 4618 was adopted, establishing a Standing Committee for Direction and Coordination of Activity in the Battle Against Severe Crime and Organized Crime and their Offshoots. The Committee determined that because its far-reaching and grave consequences the phenomenon of Internet gambling would be a central enforcement target combining several tools – criminal, fiscal, and administrative. This is a growing crime-generating phenomenon that is accessible to a broad segment of the population. Within this context, with the knowledge of the Attorney General and the State Attorney, the Committee decided to restrict Israeli users’ access to gambling websites. Internet access providers were issued warning letters and given a list of gambling sites and their IP addresses to be blocked. The access providers and the website operators were also allowed the opportunity to object. In August 2010 the orders were issued. In October 2010 the Israel Internet Association petitioned to the Administrative Affairs Court to revoke the orders, and in April 2012 the petition was granted

The Ruling of the District Court

3.         The principle elements of the Administrative Affairs Court’s ruling are:

(a)        Locus Standi: The direct victims – the access providers and the website operators – chose not to exercise their right to petition against the orders. Nonetheless the court found there were grounds for recognizing the locus standi of the Israel Internet Association, given that it does not represent the interests of the access providers and website operators, which have primarily commercial interests, but rather as the representative of users in Israel and their rights to free expression and access to information. This is a matter of general public importance pertaining enforcing constitutional values and maintaining the rule of law. 

(b)        Restricting access to Internet gambling sites infringes freedom of expression: The Internet is an excellent tool for exercising the right to access information in a practical, efficient, cheap and reliable manner. It is a democratic tool that promotes equality, enables a decentralized and diverse discourse, facilitates economic growth, and is an excellent platform for business ventures. Access to information is a constitutional right and limitations on the use of Internet are therefore rare. yet, the Internet is also subject to abuse, to violation of copyright, publication of slander, pornography, encouragement of violence, drug abuse etc. The desire to minimize the harm caused by damaging uses of the Internet has led the authorities of different countries to adopt various means, including blocking access to websites that function as platforms for illegal activity, or use technological screening measures. The Israeli approach has been that freedom of expression is “all encompassing” and applies even to expressions that encourage illegal activity.  Still, freedom of expression is not an absolute right. When there are interests that justify it, such as security, or social, political and other interests, freedom of expression may be curbed. When applying a proportionality test, the balance may vary according to the type of expression and its inherent social value weighed against the benefit of restriction. The content of illegal gambling sites – for example game instructions, various lists, graphics and other audio-visual aides – are, generally speaking, of little social value. The expressions are of a purely commercial nature, encouraging acts restricted under criminal law. Conceivably, limiting access to such expressions may be justified by legitimate purpose. But the mere fact that an expression may be harm does not exclude it from protection. As such, restrictions on free speech, even on expressions with little social value such as those in illegal gambling sites, must pass constitutional muster and be legally authorized.  

(c )       The Police has no authority to order Internet access providers to restrict access to gambling websites.  The relevant sections of the Police Ordinance [New Version], 5731-1971 (“Police Ordinance”), and the Penal Law, 5737-1977 (“Penal Law”), through their language and purpose, authorize the Israel Police to order the closing of places where gambling is takes place, but these are only physical places, as opposed to preventing access to an Internet website. A website is not a “place” but rather an amalgamation of information and applications installed in a computer that communicates with other computers via the Internet. Information is transferred from the computer to the server. The police is authorized to order the closing of a “place” of prohibited games or a “place” where lotteries or gambling are held, but preventing access to a website is not equivalent to the closing of a place, and is not covered by that authorization, neither explicitly nor implicitly. That the law grants the police the power to shut down physical places cannot, in itself, be understood as legislative intention to broaden the authority to allow “censorship” power to the police, without clear guidelines for its exercise. Even if the purpose of the orders – reducing the prevalence of gambling – is identical to that of the authorizing closing down physical gambling places, blocked access to a website implicates freedom of expression and freedom of occupation differently.  Blocking access to the Internet poses technical, political and legal difficulties: the concern for possibly blocking legitimate websites or innocent users. Executing blocks by a third party – the access providers – raises questions of liability, methods for blocking and costs. The appropriate legal policy would be to wait for explicit regulation of restrictions to free expression on the Internet in primary legislation, following in depth public debate. “Acrobatic” interpretations should not be invoked to authorize the police to violate civil rights. Furthermore, over the past few years the legislature has considered proposals for legislative amendments on this issue, but the legislative initiatives were hindered for being insufficiently balanced. The subjective and concrete legislative intention indicates a desire not to authorize the police to block access to gambling websites at its own discretion.

In short, the orders to restrict access to gambling websites were issued ultra vires and should be voided. This was the ruling of the Tel-Aviv-Jaffa District Court, sitting as the Court for Administrative Affairs.

Principal Arguments of the Parties

4.         Attorneys for the State argue that the Administrative Affairs Court erred in determining that the Israel Internet Association has standing.  The latter is a public petitioner with no personal interest in the orders, and his petition should therefore have been dismissed in limine, especially given the existence of petitioners who could have presented the factual infrastructure required, yet they ultimately refrained from filing a petition. The petition seeks to permit illegal activity, rather than preserve the rule of law, and there was no justification for conducting a judicial hearing for this kind of petition by a public petitioner. Attorneys for the State further argue that the Administrative Affairs Court erred in holding the orders infringe freedom of expression. The websites subject to the orders do not serve as a venue for expression and their entire raison d’etre is conducting prohibited gambling. There is no justification to fully exempt the Internet from rules that apply to other media. Blocking access to gambling is accepted practice all over the world, and is necessary for crime prevention.

5.         The primary claim the State’s attorneys make is that the police is authorized to order blocking access to websites. The Administrative Affairs Court adopted a “rigid” interpretation that failed to fully account for the law’s language and purpose. The Administrative Affairs Court failed to consider a possible alternative in the authorizing statute. In any case the relevant provision can be seen to include Internet space, as well as physical space: a “place of gambling” is also a “virtual place”. The authority to close a place also encompasses orders to block access to virtual space. The attorney for the State argues that when the law was passed it was impossible to anticipate the existence of virtual space, but the purpose is the same: preventing illegal gambling, which causes immense harm to both the individual and the public. Waiting for primary legislation to explicitly grant parallel authority to virtual space means perpetuating Internet gambling, its grave consequences and its harm, while forcing the police to combat it with hands tied behind its back.

6.         On the other hand, the Israel Internet Association discussed the public interest in Internet access, and as a natural outcome, its right of standing in this petition vis-à-vis its activities to promote Internet use in Israel as a technological, research, educational, social, and business resource. The limited economic interest of website owners and access providers is not comparable to the public interest in having unfettered access to the Internet. This is the purpose of granting standing rights to a public petitioner, thus enabling judicial review in a matter of public and constitutional importance that implicates the rule of law. The Israel Internet Association also emphasized the right to know. “A governing authority which claims the right to decide what the citizen ought to know, will eventually decide what the citizen should think; and there is no greater paradox to true democracy, which is not ‘guided’ from above” (HCJ 243/62 Israel Films Studios Ltd v. Levi [1] at p. 2416). A website consists of layers of information, each of these a protected expression, including: the code, the graphic design, games, trailers, data and explanations. The suspicion of a criminal offense does not excuse limits on expression in advance.

7.         The Israel Internet Association further claims that the law does not authorize the Police to order a third party to block access to gambling websites. An Internet website is neither a “place”, nor “premises” but rather a collection of “pages” which contain information collected from files on a service computer that communicates with other computers via the Internet (Abraham Tenenbaum “On Metaphors in Computer and Internet Law”, Sha’arei Mishpat 4 (2), 356, 374 (2006)). The analogy between “site” and “place” is fundamentally flawed. Blocking access to knowledge is distinguishable from closing a physical place, inter alia because of the infringement upon freedom of expression. Physical closing does not implicate the rights of the general public. Blocking access to knowledge does. Internet access providers are not enforcement agents of the police. They serve as a channel for providing information to Internet users, and they have an immensely important role in exercising the right to access information.

8.         The Israel Internet Association requests we uphold the Administrative Affairs Court’s decision regarding standing based also on the fact that the consequences of blocking access to a website differ from the consequences of blocking a physical place. Blocking access to websites involves technical challenges that may block access to innocuous sites. Blocking may be ineffective, as well. It may have implications for international obligations, and raise questions about access providers’ liability. Costs are likely to be “rolled” onto users. As a matter of judicial policy, infringements upon freedom of expression and access to information should only done in explicit primary legislation. The Knesset debates around private bills on the matter reflect substantive reservations against conferring the police with the requested powers. Upholding the appeal would turn the police into investigator and prosecutor, judge and executor, while performing interpretive acrobatics and infringing free expression.

Discussion and Ruling

9.         I divide the discussion into three categories, following the path taken by the Administrative Affairs Court:

(a) Standing; (b) Freedom of Expression; (c) Police Authority.

 (a)       Right of Standing

10.       As mentioned, the orders compelled Internet providers to block access to a number of websites used for illegal gambling. The access providers and the website owners chose not to challenge the orders. Prima facie, as claimed by the attorney for the State, the Israel Internet Association is stepping into a dispute in which it has no part. The Administrative Affairs Court deviated from the rule that “the court will generally not grant a public petition where there is a private victim who chose not to turn to the court for relief ” (HCJ 651/03 Citizens Right Bureau in Israel v. Chairman of Central Elections to the Sixteenth Knesset [2] at p. 68).  Recognition of standing rights for the Israeli Internet Association prompted the petitions’ adjudication without presenting the Administrative Court with the required factual infrastructure. The precise contents of the websites subject to the orders were not presented, nor was a full description of the technical ability to block access. No basis was presented for the argument – which the Administrative Court found acceptable – that blocking access to gambling sites could also be expected to block other sites.

11.  The Israeli Internet Association further argued before the Administrative Affairs Court that the Internet providers’ right to hearing had been violated. It further argued that the decision to block certain sites was discriminatory. The problem however is that these are not arguments that can be raised by a public petitioner. These are arguments that only the website owners and the access providers could have raised, had they so wished to do so.

12.       It seems that a priori the petition should have been dismissed in limine in the absence of standing. However, post factum, once the Administrative Affairs Court recognized the Israel Internet Association had standing, and ruled as it did on the merits, it seems inappropriate at this stage to uphold the appeal merely based on his issue, without ruling on the merits of the appeal itself. It is incumbent upon us to rule on the legality of the orders.

Freedom of Expression

13.       The attorneys for the parties spoke loftily and at length about freedom of expression and the right to access information that derives from it. Indeed, we must make every effort to avoid infringing the free dialogue in the new “town square” and the flow of information on the Internet. Freedom of expression is the air we breathe, and the right to access information – our daily bread. All the same, in its decision, the Administrative Affairs Court stated that illegal gambling on the Internet certainly is not a protected right, and that in such circumstances indeed there is no “discourse of rights(para. 21). However, the gambling sites also feature additional content: expressions, pictures, texts, explanations, lists and other audio-visual information. According to the Administrative Affairs Court all of these are of social value, concededly of “low value”. Nevertheless, “in the prevention of access to gambling websites the Respondents infringed the freedom of expression of users interested in entering the website and in browsing the information and of the site owners who uploaded the content” (para.23).

14.       This infringement upon free expression was scathingly criticized by the Israel Internet Association, but it appears to me that the alleged infringement is not quite what it was made out to be.  Attorneys for the State dispute this, claiming that the aforementioned gambling websites contain gambling content and nothing else, and that in any event, it is not content of a kind to which access cannot be denied based on freedom of expression. As mentioned, the petition was filed by the Israel Internet Association and not by access providers or website operators, with whom the relevant information is stored. This matter again exemplifies the problematic nature of granting standing to a party meddling in a dispute that is not its own, because the factual infrastructure laid before the court was insufficient and a court may follow it blindly.

15.       Regardless, even had the gambling websites under discussion included legitimate content alongside platforms of illegal gambling, there is nothing to prevent website owners from making the information accessible to users by one of two methods: either on an alternative site, or on the same site, together with blocking possible engagement in prohibited gambling there. The infringement of free expression is therefore quite marginal, if at all.

16.       We should not forget that the closure of a physical gambling place violates the right to property, a basic constitutional right, but is nonetheless permitted and frequently done according to the law. Case law, too, has permitted the closure of a physical gambling place, even when it serves for other legitimate activities (per former Justice Grunis in AAA 4436/02 Tishim Kadurim Restaurant, Members’ Club v. Haifa Municipality [3] at p.798 (hereinafter: Tishim Kadurim). As mentioned above, the Israeli Internet Association argues that not all of the content on the gambling sites at issue is illegal and that these sites serve as platforms for chatting and other legitimate uses. This is a factual claim that requires factual substantiation. But assuming it is correct, we again analogize to a physical gambling place, which may undisputedly be legally closed. In addition to serving for illegal gambling, such a place can also serve as a place for social interaction, where conversations, even on matters of highest importance, may be held. But this would not rise to the level of speech protected by the right to free expression that would prevent closing a physical place of gambling. Visitors would be able to continue to meet, to speak, and to exchange opinions in alternative venues.  Similarly, there is nothing to prevent taking the same action regarding a website where illegal gambling takes place.  Access to the latter would be blocked, and to the extent that other legitimate activities took place on the website, there would be no impediment to continuing those, whether on this site or on another site.

17.       Hence, in terms of practical implementation the concern for violating a fundamental principle has been alleviated. The elevated status of freedom of expression is far beyond dispute. It remains intact and its status is securely enshrined, and access to illegal Internet gambling can be restricted without infringing freedom of expression or the right to access information. I make additional comments on guarding against any infringement of free expression below, in my discussion of discretion in exercising police authority.  

(c)  Police Authority

18.       Law enforcement agencies source their actions in two statutory provisions. Section 3 of the Police Ordinance provides that: “The Israel Police shall work toward prevention and detection of offences, apprehension and prosecution of offenders, safe custody of prisoners, and maintenance of public order and the safety of persons and property”. This is a basic and important provision, but because of its generality is of limited value to us. A more important provision for our purposes is the specific provision of section 229(a)(1) of the Penal Law, which addresses “closure of places”, as follows:

 “A district police commander may order the closing of a place for prohibited games or a place for the conduct of lotteries or gambling.”

19.       There are two, similar alternatives. The first: “a place of prohibited games”, and the second, “a place for the conduct of lotteries or gambling”. The Administrative Affairs Court focused on the first alternative, which is defined in section 224 of the Penal Law:

“‘Place of prohibited games’: premises where prohibited games are held regularly, whether open to the public or only to certain persons, regardless of whether those premises are also used for some other purpose.”

Based on dictionary definitions in both Hebrew and English, the Administrative Affairs Court ruled that the statutory definition refers to a physical, delineated place; such as a house, building, field (para. 36 of the Administrative Affairs Court opinion). The court relied on Y. Kedmi’s book, which interprets premises “in the broad and comprehensive sense of the concept... Immovable property as distinct from movable property.” (Yaakov Kedmi, The Criminal Law (Part IV)  2283 (2006).

20.       Can the term “premises” be said to include the world of Internet? In my opinion “virtual premises” are also “premises” but this question can be left for future decisions. Section 229(a)(1) of the Penal Law, as mentioned above, consists of two alternatives. The second alternative, as worded, does not necessitate reference to the definitions section. The question therefore arises as to whether “place” can be broadly interpreted to mean “virtual space”. The Administrative Court answered this question in the negative, with sound, logical and, at first blush, persuasive reason: 

“Moreover, relating to a website as a ‘place’ is inconsistent with its mode of operation. A website, by definition, is an agglomeration of information and applications, installed on a computer, that connects with many other computers over the Internet. When a user ‘enters a website;, their personal computer contacts another computer (‘the website server’) which is found elsewhere, and requests information. The user’s computer has a unique number (IP address) and the website server has a unique number (a different IP address). The website server transmits the information to the personal computer, which uses a browser to arrange the information for reading. When “actions” take place on the website, the personal computer asks for new information from the website server, receives it, and arranges it on the personal computer. Information is transmitted between the personal computer and the server, but there is no “place” here at all. Justice Tenenbaum described this well in his article: ‘The choice of the Hebrew word “site”, intuitively conjures the notion of a geographical site. Perceiving the site as a “place” induces us to say “enter a site”, “exit a site” and the like… all the sites on the Internet are connected to each other and the vulnerability of one also harms the other… the Internet was created, developed and exists by virtue of all the individuals which support it and maintain its integrity. Correct and appropriate public policy must be based on this and facilitate these efforts… a “website” is not a place. In fact, a “site” is nothing more than a computer that holds software that regularly communicates with many other computers’” (para. 37 of the Administrative Affairs Court opinion).

21.       These comments were repeated and reiterated by the attorney for the Israel Internet Society, and I am prepared to endorse them unreservedly. A website, in essence, is not a “place” according to its technological definition. However, even if this is our point of departure, the necessary conclusion does not specifically exclude virtual space from the scope of section 229(a)(1) of the Penal Law, as will be explained. But prior to doing so a few comments must be made about the Internet, progress and the attempts of law and justice to keep up with the times. 

22.       Humanity in its entirety, laymen and experts, almost all of us are still learning, wondering and marveling at the Internet. Its influence is felt all over the world, but it will certainly take a long while before we can assess its full effect and implications: “We are living at the height of a revolution: Technological development in the computer realm, digital information and digital networks are generating a social, economic and political upheaval (Niva Elkin-Koren and Michael Birnhack, Introduction, in Legal Network: Law and Information Technology (with Niva Elkin-Koren, 2011);

The computer – and with it the Internet – are not merely a mutation of previous life forms that we have known, which we have given a home to in the legal system. They are a new life form, and their movement is not the movement of the life forms with whom we are accustomed to live. They move in the manner of the knight (the horse) in a chess game; its movement is not altogether forward, nor altogether backward or altogether to the side. It is not altogether diagonal. Its movement is a tinkling of this and a tinkling of that, and it exists in its own right. But here is how the new life form differs from the knight: we know in advance how the knight will move and we know, more or less, how to protect ourselves when it attacks us. As for these new life forms of the computer and the Internet – we have yet to fully explore them; we have yet to reach the bottom of the pit. One click in Jerusalem, and you are in Tel-Aviv, a second click and you are in Australia, a third click – and the system rebels and everything is erased as if it never was. We have begun to move at the speed of light whereas our bodies are in the carriage, and our stream of thought moves at the speed of the carriage (Mishael Cheshin, “Introduction” The Computer and the Legal Proceeding: Electronic Evidence and Procedure  (2000).

Some view the Internet as a new universe. “In a short time the Internet has created a new universe of inconceivable dimensions. This universe dominates almost every aspect of civilization, replicates it and corresponds to it” (Rubick Rozental, A Few Comments on the Language of Internet, Legal Network: Law and Information Technology, eds Michael Birnhack and Niva Elkin-Koren, 2011, 61).  The Internet has come to our world, entering into its inner domains, but we still have trouble defining it. It exists all over the world and simultaneously in no place at all. More precisely, there is access to Internet and its activity all over the world, but its existence is “nowhere”.     

23.       As is well known, the law follows sluggishly in the footsteps of innovations, and legislation does not keep up with the pace of scientific progress. Offenders against the law adapt to progress more rapidly than its enforcers. This is axiomatic. The former have no restraints; the latter do. Many years passed between the invention of the computer and the enactment of the Computers Law, (1995). Less than a generation or two passed in terms of computers, and the law is already out of date, because the legislature did not foresee, nor could it have foreseen the innovations in technology. But not only is the legal world perplexed. Psychology too has encountered new phenomena of addiction and psychological injuries, and is attempting to develop updated, “on the go” reponses.  The same is true for sociology, and other disciplines in social sciences, natural sciences and the humanities. Not surprisingly, the world of law too is still unequipped. Some have taken an extreme view, claiming that given the virtual nature of the Internet, it cannot be subjected to the laws of space, time and state (see written references for this approach in the article of Yuval Karniel and Chaim Wismonski, Freedom of Expression, Pornography, and Community in the Internet, Bar Ilan Law Studies 23 (1) 259 (2006); Michal Agmon-Gonen, The Internet as a City of Refuge?! Legal Regulation in Light of the Possibilities of the Technological Bypass Technologies and Globalism of the Net, Legal Network: Law and Information Technology, eds. Michael Birnhack and Niva Elkin-Koren, 2011, 207).

24.       This extraterritorial approach is unacceptable. Concededly, an abundance of legislation that would impair the tremendous benefit inherent in the Internet is undesirable, nor is there any point in legislation which is unenforceable given the characteristics of the network. However, for good or bad, virtual space exerts a tangible influence over the concrete world, and our world will neither consent to nor tolerate the virtual realm’s exemption from the law. Act of pedophilia committed online are still pedophilia, drugs sold via the Internet still have the same addictive and destructive affect as drugs sold on city streets, the terrible harms of Internet gambling are no less damaging than danger from gambling in a physical place. Quite the opposite, the Internet opens new horizons for the world of crime. They should be blocked. The approach of excluding law and justice from virtual space must be kept off bounds.

25.       All the same, undeniably, the legal regulation of activity in virtual space is complex and complicated. Normative claims as to what the law ought to be are difficult to make, nor is it easy to apply the existing law. Not by chance, there are those who have concluded that this is an area best suited for legislation; while others feel that case law is the appropriate method for adjusting the law to the Internet era. Both camps are uncertain about the extent to which Internet users should participate in formulating the rules governing virtual space and their application. (For a comprehensive review of the possible models, see: Iris Yaron Unger Uncovering the Identity of an Anonymous Internet wrongdoer – Comparative Review, The Knesset, Legal Department, Legislation and Legal Research, 2012).  A variety of models in case law and legislation have been adopted by states around the world (Miguel Deutch, Computer Legislation in Israel, Tel-Aviv Law Studies 22 (2) 427, 428 (1999)). The issue is weighty and broad and its influence far-reaching, but I will not elaborate on it beyond what is required for discussing the concrete questions of this appeal: the authority of the police to issue an order restricting access to gambling websites on the Internet.

26.       It seems that a comprehensive statutory regulation of this field, in a precise manner adjusted to the virtual era is preferable.  The question is whether, absent updated and comprehensive legislation, the law as currently worded satisfactorily considers the police’s authority to issue the orders in question. The Administrative Affairs Court decided to defer the legislative process, but to void police powers to order closure of virtual gambling places until the statute is expressly amended to confer such authority. This ruling involves difficulties.

27.       The ‘waiting period’ created restricts, and occasionally frustrates, appropriate responses toward law enforcement and justice.  This approach, coupled with the previously described pace of technological progress, can be expected to lead to a situation where many legislative acts will be neither relevant nor applicable. Even after the legislature has amended the legislation, it is entirely possible that within little time that amendment will no longer be useful. Hence waiting for the legislature to act will not necessarily provide a solution. “The judge interprets the law. Without his interpretation of the law, it cannot be applied. The judge may give a new interpretation. This is a dynamic interpretation that attempts to bridge between the law and changing reality without having to change the law itself. The law remains as it was, but its meaning has changed because the judge gave it a new interpretation that is consistent with society’s new needs. The court ... realizes its judicial role in bridging law and life (Aharon Barak, The Judge in a Democratic Society 57 (2004); and see HCJ 8070/98 Citizens Rights Office in Israel v. Ministry of the Interior [4], para. 12 of former Justice Grunis’ opinion; LCA 4447/07 Mor v. Barak I.T.T. [1995] Society for the Bezeq International Services Ltd (hereinafter: Mor) paras. F-I, of Justice Rubinstein’s opinion; CA 9183/09 The Football Association Premier League Limited v. Anon [6] paras. 4-6 of Justice Melcer’s opinion (hereinafter:  Anon)).

28.       On one hand, Internet crime is becoming increasingly sophisticated. On the other, criminal law develops slowly. The chasm between the two must be bridged. The Knesset achieves this through legislation, while the courts through case law. The reality of life does not allow us to wait for the Penal Law to be amended to determine which offences can escape sanction when committed over the Internet and which cannot.  Nor is it legally necessary to wait until the legislature has reviewed all of the criminal law’s provisions and decided which of them are applicable to the Internet. The court must respond to the specific matter brought before it and rule one way or another. This is not a question of ‘judicial legislation’, but rather of ‘judicial creation’. The same criminal offences proscribed many years ago and committed on city streets, are now committed on a larger scale and with greater force via the Internet. Occasionally, the actus reus is identical, the mens rea is identical, the legislative purpose is identical, and the damage, is quite often more extensive and severe in the virtual realm.  

29.       Needless to say, we are still bound by linguistic restraints and cannot deviate from their boundaries to cast our net over whatever we see as a crime or a tort in the “real world” and possibly appears as such in the virtual domain. All the same, the legislative purpose, generally common to all offences, whether committed here or there, requires an interpretative effort to prevent greatly harmful artificial loopholes in enforcement. The tremendous damage that can be wrought by the Internet was descussed by Justice E. Hayut: “The infringement concerned enlists human progress and technological innovations in computing in the service of crime, thus yielding a new and dangerous form of criminality that cannot be taken lightly. This form of criminality does not involve physical-tangible harm that leaves its marks on the victim’s body. It is committed remotely, with the click of a button, but its damage is extensive and carries different levels of implications, including to, as stated, a victim’s personal security and privacy, his property, his business, and his commercial secrets” (Cr.A 1439/06 Zaltovski v. State of Israel [7]). In the same vein, former Justice Grunis wrote: “The Internet is fertile ground for committing different types and categories of criminal activity, and inter alia, activities directed against state security. That the Internet era has made it significantly easier, technically, to commit offences such as a conspiracy to commit an offence cannot be ignored. Hence, in the case before us it is undisputed that “A” and “S” became acquainted by chance… via the Internet. In other words, conceivably, if not for the chance Internet meeting they would not have met and could not have conspired to commit the acts described in the indictment. Hence, the case before us demonstrates a need to impose punishment that deters from the negative and criminal side-effects that accompany technological developments” (CrA. 7430 /10 Anon v. State of Israel [8]). There are numerous other examples, and we take judicial notice of the Internet being exploited for grave and dangerous harm on a broad scale.

30.       Pedophilia is a pernicious scourge on the Internet. Is pedophilic material in virtual space nothing more than a collection of ‘pixels’ – with no substance – that the law is powerless to reach?  In practice, the courts do not stand idly by, and they ideed apply the Penal Law’s provisions to offences committed over the Internet. Naturally, this is not done reflexively, but rather the required physical and mental elements have been examined, under the circumstances of each case, and the principles of criminal law have been applied. (See Assaf Hardoof, Cybercrime, 17 (2010) who sharply criticizes the approach that the Internet’s characteristics undermine the foundations of criminal law. According to his approach, the mental complexities leading to criminal conduct committed in a physical environment also exist on the Internet.)

31.       We will return to the meaning of a “place… of gambling” in section 229(a)(1) of the Penal Law, which the police is permitted to close. If, according to the Administrative Affairs Court’s decision, it refers to a physical and not virtual place, then logic dictates that this would also be the meaning of a “place… of gambling” immediately above in section 228 of the Penal Law. If so, then not only would the police be prevented from issuing orders restricting access to gambling websites, but it is doubtful it would even be possible to convict a person operating, over the Internet, “a place for prohibited games or a place for the conduct of lotteries or gambling” (section 228 of the Criminal Law). On its face, this would conclusively preclude not only restricting access to illegal gambling websites, but also the enforcing the prohibition of possessing or operating illegal gambling websites. This state of affairs would remain until we are saved by a statutory amendment, which may or may not come soon.

32.       Moreover, in Israeli legislation, the term “place” is used for different offences and in numerous contexts. For example, “public place” is defined in section 34(24) of the Penal Law and is mentioned in numerous other sections concerning offences and punishments; Chapter C of the Preliminary Part of the Penal Law, deals with “Applicability of Penal Laws according to Place Where the Offense Was Committed  (emphasis mine – N.S.). A place in which an Internet website is viewed, or is used is a “place” that establishes judicial jurisdiction. Should we exempt the Internet from the Penal Law going forward because it is excluded from the definition of a “place”? Similarly, would we permit discrimination on the Internet just because it is excluded from the definition of a “public place” in section 2 of the Prohibition of Discrimination (Products and Services) in Entrance to Places of Entertainment and Public Places, 5761-2001? (See e.g. the conviction for supporting a terrorist organization on the Internet, where the internet was found to be a “public place” CrimF (Nazareth) 12641-11-10 State of Israel v. Abu-Salim (Deputy President Yung-Gefer) paras. 47-56 (1.4.12)).

33.       The civil law, too, is frequently required to apply the concept of “place” to the Internet. On more than one occasion courts have held that Internet-based conduct fall within the jurisdiction of courts all over the country. For example, in a breach of copyright and intellectual property case, concerning a website for a virtual shop selling household goods and gifts, the court held that “the picture was presented on the Internet, namely – in each and every place within the area of the State of Israel. It is therefore clear that the place of the omission was in the entire state and by extension in each and every district… the territorial jurisdiction extends to the entire area of the State of Israel” (Comments by Judge Tenenbaum in App. (Magistrates – J-Lem) 8033/06 Steinberg v. Levi (10.4.2007). These remarks, made in his role as judge are inconsistent with his decisive remarks in his role as scholar in the article cited above: that “an Internet site ‘is not a place’, which the Administrative Affairs Court relied upon in the decision appealed here (para. 37)). Even more accurately, all the alternatives stipulated in Regulation 3(a) of the Civil Procedure Regulations, 5744-1984 employ the language of “place” (place of residence, place of business, place of creating obligations, place intended for fulfillment of obligations, place of delivery of asset, place of act or omission).  Is it possible to exclude the Internet from territorial jurisdiction because it does not fall into the category of “place”?

34.       Due to space constraints and in the absence of satisfactory arguments it cannot be responsibly councluded that wherever the term “place” appears in primary or secondary legislation it must be applied to the Internet as well. Conceivably, there could be certain, isolated exceptions, but the rule should be that the Internet fits the definition of “place”. The Israeli Internet Association’s claim, which the Administrative Affairs Court accepted, that both in truth and according to its dictionary definition, virtual space is not a “place” is not sufficiently persuasive. The settled, entrenched and well-accepted law is that “the words of the law are not fortresses, to be conquered with the help of dictionaries, but rather the packaging of a living idea which changes according to circumstances of time and place, in order to realize the basic purpose of the law” (comments by then Justice A. Barak (LCrApp 787/79 Mizrahi v. State of Israel [9] at 427). There, the Court held that the “one who escapes from lawful custody” refers not only to an inmate who literally escapes from prison but also to a prisoner who fails to return from furlough: “it may be argued that our concern is with a criminal provision that should be accorded a narrow construction, by attaching only ‘physical’ meaning to the terms ‘custody’ and ‘escape’. I cannot accept this line of thought. A criminal statute, like any other statute should be interpreted neither narrowly nor broadly but instead by attaching to it the logical and natural meaning that realizes the legislative purpose" (ibid).These statements have retained their vitality and are applicable to our case too, and even a fortiori: in that case the issue concerned a criminal offense, whereas our concern here is with an administrative measure.

35.       As stated, the legal world is still not best prepared to handle the Internet, and this is also true of the world of language.  The terms that serve us in virtual space are borrowed from the tangible world. On the Internet we use a “desk top”; the user “cuts”, “copies”, “pastes” and “deletes”; “writes” “notes”; “stores” in “files”; and “sends” to the “recycling bin” and receives “documents” and “junk mail” into a “mail box”. Given this background, the word “place” is by no means exceptional. It would not be a deviation from the ‘principle of legality’, nor from the rules of interpretation were we to determine that “place” also includes virtual space, and that its meaning also encompasses a website. Since we speak of an Internet “site” in our daily conversations, we should remember its dictionary definition and its Talmudic root (b.Zevahim 7a): a “site” is a “place”.

36.       Therefore, in interpreting section 229(a)(1) of the Penal Law, I see no justification for taking a literal and narrow approach, which interprets the word “place” as a physical place only. In the current modern era, a website is also a type of place. The section’s language also tolerates the classification of virtual space – or perhaps better termed as “computerized space” – as a “place”.

37.       From language to purpose: In the case of Tishim Kadurim [3] then Justice A. Grunis explained the purpose for prohibiting certain games as a value-based goal. Man is born to labor rather than easy enrichment based on luck. Addiction to gambling is a serious scourge that harms the individual, their family and society as a whole. Before the Penal Law there was the Criminal Law Amendment (Prohibited Games, Lotteries and Bets), 5724-1964, and before Justice A. Grunis there was Justice Haim Cohn who made the following remarks about the legislative purpose behind the previous statute:

                        The legislative purpose, as reflected clearly in the nature and the language of the law, is to combat, by criminalization, the scourge of gambling and betting – the scourge of winning money or its equivalent other than by work or other reasonable consideration, but rather by the luck of the draw. Mr. Terlo rightly mentioned the well-known fact that mankind has an evil tendency to try his luck in gambling. One need not have a particularly developed commercial instinct to assess the tremendous prospect for profit in the commercial exploitation of this natural human tendency.  Mr. Terlo said, and I agree with him, that such commercial exploitation, in all of its various forms, produces demoralization. I further add that from my perspective, the wrong that the law seeks to prevent is not only the encouragement of desire for lawful easy enrichment without labor, but also – and perhaps primarily – the placing of an obstacle before the blind, where instead of spending his money on his own sustenance and that of his household, he invests in dubious ventures based on luck (HCJ 131/85 Savizky v. Minster of Finance [10] at 376).

38.  As we can see this plague is nothing new to us. The following is a reliable testimony from two hundred years ago about this phenomenon and the harm it causes, relating to the fate of those who wager on dice: “The number of those involved has multiplied, where their foolish preoccupation is such that they spend nights and days gambling, in their homes, on their roofs and on street corners, until they lose everything. Even if they are wealthy, eventually they lose all and must steal and resort to violence, while their family members starve; their children beg for bread, and there is none to give them, for they do not work to bring food to their families. And one sin leads to another, in that they neglect prayer and fulfillment of the commandments, for when temptation seizes them and they engage in gambling, it is extremely difficult for them to forsake it, as difficult as separating one’s fingernail from one’s flesh. They do not take care of themselves and do not tear away from gambling, even to eat at the time for eating and to sleep at the time for sleeping. One who is addicted to gambling will not leave it even when he is old, for only will-power can separate from it.” (Rabbi Eliezer Papo, Pele Yo’etz, Constantinople, 5584 - 1824).[1] […]

39.   In 1975 the legislature added a provision to the Penal Law Amendment (Prohibited Games, Lotteries and Bets), 5724-1964, which granted the District Commander of the Police the authority to issue an order to close “a place for prohibited games or a place for the conduct of lotteries or gambling” (S.H 5735, No. 779, 222). According to the introduction to the Explanatory Note of the bill, the legislature was dissatisfied with the existing criminal sanction, and sought to close places where prohibited games were conducted, as a preventive measure: “The Law imposes a punishment on the possessor or operator of a place for conducting games with cards, dice, game machines, and the like, But there is no law that prevents the actual existence of such place… The proposed law seeks to establish provisions… by enacting legislation directly designed to address the phenomenon of the crime that thrives in such places, and to confer the authority for the advance prevention of the opening of businesses that are liable to harm public safety and generate crime. It also proposes to stiffen the punishments and to adapt them to any given situation (H.H. 5735-1975).” Incidentally, the Explanatory Note refers to the closing of “a certain place”. In light of our conclusions above, it is not inconceivable that “a certain place” encompasses the Internet, it being a place where anonymity is preserved and where we have no knowledge of a website owner’s or users’ identities, nor do we know what that place is, or where is it located, all of these are considered  “anonymous".

40.       The harm wrought by gambling on the Internet is immeasurably greater than that which is caused in physical place. Gambling websites on the Internet are accessible to all sections of the population, from adult to child, the rich and the poor, the honest and the corrupt, the wise and the legally incompetent. With just a click of a button and press of a key any novice can gamble on the Internet. But not only accessibility is concerning, there is also availability – at  any time and any hour.  Identity can be disguised to enable the use of all features of virtual spaces. All of these come together to exacerbate the phenomenon and its range of harms: addiction, vast loss of funds, money laundering, tax evasion, incidental crime, and more. A large physical gambling venue can hold hundreds, perhaps even thousands of clients, but it pales in comparison to the Internet, which is available to millions of people. With these capacities, the number of victims also rises exponentially, as well as the amounts of funds dubiously invested.

41.       When section 229(a)(1) of the Penal Law was enacted, the legislature did not anticipate the Internet and by extension did not consider the illegal gambling that would be conducted there. However, the legislative purpose evidently was to prevent illegal gambling, regardless of location.  The police pursuit of offenders does not end at virtual space; the Internet cannot become a city of refuge. The material factor is not the platform for illegal gambling but rather the phenomenon itself. “Do not look in the canister, but at what is inside (Mishnah, Avot 4.2)” If it is technically possible to close a gambling place, even if the closure is not an enclosure but rather a prevention of access, the legislative purpose should be realized, to the extent possible, through proper interpretation. And again, if we assume that it refers to a physical place, then illegal gambling need not necessarily be conducted in a closed structure, for example, a vast area in which illegal gambling takes place.  The possibility of ordering its closure exists and can be done by preventing access through the gate. The police would be authorized to close the gate and prevent access to a space used for criminal activity. In the same vein, the Internet too is a space: a computerized space (some have used the expression “global public space”. See Jurgenb Habermas, The Structural Transformation of the Public Sphere, Thomas Burger & Frederick Lawrence translations (1989); Tal Samuel-Azran, Global Public Sphere on the Internet: Potential and Limitations, Legal Net:  Law and Information Technology, 433, 434 (Niva Elkin-Koren and Michael Birnhack eds, 2011)). Entrance into computerized space is also through a “gate” embodied by the access provider and the website operator. Concededly, the entrance is not physical, actually consists of communication between computers, but this is immaterial, because the technological definition is inconclusive as to the interpretative question.

42.       Jewish Law can enlighten us. The Torah was given at Mt. Sinai. In the ancient world, modern technology and the Internet era were unimaginable. Nonetheless, the Torah seeks to adapt to present and future reality by way of interpretation, for otherwise it would become a dead letter instead of a living document. Interpretation must adhere to language in order to fulfill the Divine words and to not deviate from them in any way. It was specifically because of this that the Talmudic Sages saw no difficulty in adapting terms such as ox or donkey or camel, used in those times for labor and transport, to the context of vehicles and planes. This is the present need for otherwise Jewish law will no longer be relevant or valuable. Rabbi Aharon Lichtenstein made remarks pertinent for our purposes, and they should guide us: 

                        In the developing technological reality the ability to cause damage, physical or even virtual continually increases, without incurring any liability under the criteria of Nahmanides or of Rabbi Yitzhack.[2] The harm may be more abstract and the process of causing it may be more indirect than the minimal threshold for liability under garma.[3] Nonetheless, the result is quite severe.

                        Accordingly, a learned and sharp-minded thief would be able to plan and execute the perfect burglary, with the assistance of grama tools for breaking in, without consequences, whether due to direct damage or force of garmi.  Should we persist to grant exemptions in this kind of scenario based on the law of grama in torts?...

                        The request is simple, the authority exists and eyes are raised in anticipation. In the event that leading Jewish authorities succeed in enacting an amendment for this matter it would provide a  remedy for a real concern for society, and at the same time, would  elevate the glory of the Torah (Lessons of Rabbi Aharon Lichtenstein, Dina d'Grami, 200 (5760); See also in the comments of Justice N. Hendel, para. 6 Anon.)

43.       Thus far on the laungauge and the purpose. We now proceed to address some of the difficulties the Administrative Affairs Court considered in the decision appealed here, in terms of applying of the law to the virtual sphere. These difficulties also lead the court to conclude that the solution lies with the legislature and not the court, and that it is appropriate to wait for legislative amendment.

44.       A primary difficulty is that the orders restrict access to the Internet through third parties – the access provider. According to the Administrative Affairs Court, based on the Israeli Internet Association’ claim, the law authorizes closing a place, but does not authorizes ordering a third party to prevent access to an Internet site. The claim is a weighty one. Access providers’ legal responsibility poses questions in different legal contexts. For example, in the Mor [5] case the Court held that the provider is not obligated to disclose the identity of anonymous “talkbackers”, and called upon the legislature to regulate the matter. Similarly, in Anon [8] the Court ruled that a supplier cannot be compelled to reveal the particulars of a site owner who breaches copyright in order to file an action for that breach. This decision was also accompanied by a call for legislation of the matter. At the same time, the Court held that if a certain matter did not find a legislative solution, courts would have to provide solutions in case law, and the legal doctrines required to fill in the lacunae were presented. The matter before us is different. Here, it cannot be said that there is no legislative provision that confers authority. There is no need for primary legislation of the issue. The section’s interpretation leads to the conclusion that the section applies to the virtual realm. Legal issues concerning the access provider may be adequately resolved in the context of how the police may exercise its authority to order restricted access to gambling websites. That such difficulties exist should not be a determinative factor in whether the authority exists.

45.       I also believe that the legal challenges involved in restricting access to gambling websites vis-a-vis the access providers were exaggerated. First, using a third party to execute criminal proceeding is not illegitimate. The law recognizes, for example regarding a summons to present evidence for investigation or a trial (section 43 of the Criminal Procedure (Arrest and Search) (New Version) Act, 5729-1969. Second, given the license they receive from the State, access providers have a public duty. They sit at a central intersection – the “Internet points of control” – and under these circumstances using them to execute orders restricting access is justified.  Third, it appears that had it concerned the closure of a physical place by the police, with third party assistance, there would have been no problem.  The attorneys for the State demonstrated this in another context thus: Illegal gambling is being conducted in an isolated villa. A guard is in charge of the path leading to the villa. Would the police not be authorized to order the policeman to prevent gamblers’ access to the path leading to the villa? Fourth, a police order directed at access providers instructing the to restrict access to illegal gambling websites does not require them to conduct any investigation or inquiry and does not unlawfully breach any of their rights, ordering them only to “execute a technical act that does not involve any discretion of the closing of a site with a particular IP address, explicitly specified in the order” (section 41 of the State’s summations). Case law has stressed that imposing legal responsibility on the supplier raises concerns that should be regulated statutorily (see Rachel Alkalai, Civil Liability of Internet Services Suppliers for Transfer of Harmful Information Hamishpat 6, 151, 154 on the Report by the Knesset Sub-Committee for Communications and Information on the Need for a Legislative Arrangement). However the situation in the case before us differs from the one described there. We do not hold that Internet providers are legally responsible to prevent, on their own initiative, access to websites used for illegal gambling.  Moreover, our ruling does not prevent access providers from petitioning a court in appropriate cases in order to subject it to judicial review. This right is stipulated in section 5(1) of the Administrative Affairs Court Act, 5760-2000 (item no. 7 of the First Schedule). Recall that the access providers did not exercise this right and did not challenge the order.

46. The Israeli Internet Association claims that this is an “unprecedented and exceptional measure” (page 1 of the summations). This is not so. The Administrative Affairs Court recognized that restricting access to Internet websites used for gambling is accepted practice around the world: “The desire to minimize the harm from negative uses has led certain authorities, even in liberal democratic countries, to take various measures against websites that support anti-social activities (see: Betting on the net: An analysis of the Government’s role in addressing Internet gambling, 51 Fed. Comm. L. J. (1999)). One of those measures is blocking access to websites that are breading grounds for illegal activity, by various technological means…” (para. 19 of the opinion) (ed. note: translated form the Hebrew opinion’s translation).  In Australia, a law was enacted in 2001, stipulating that “access providers shall block access to illegal gambling sites should they receive an express demand to do so from the authorities” (ed. note: translated from Hebrew opinion’s translation), subject to the conditions set forth in the Interactive Gambling Bill 2001. In 2006, the United States passed a law prohibiting Internet gambling – the Unlawful Internet Gambling Enforcement Act of 2006, which inter alia allows that under certain circumstances, the court may grant orders to compel internet providers to block access to gambling websites (paras. 54- 55 of the Administrative Affairs Court opinion).

47.       Additional restrictions are common around the world. The Council of Europe’s Convention on Cybercrime deals with the adoption of legislation intended to protect society from crimes committed online (http://conventions.coe.int/Treay/en/Treaties/Html/185.htm). It provides inter alia that all parties to the convention will adopt legislative and other measures as may be necessary to criminalize various acts of child pornography, which is disseminated over computer systems (Article 9). In 1998, Sweden passed a law addressing liability for electronic bulletin boards, including various categories of Internet pages (Act (1998:112) on Responsibility for Electronic Boards).  This statute requires service providers who store information (as distinct from Internet access providers) to make illegal content inaccessible or to remove the content. If further refers to a number of provisions in Sweden’s Penal Law, for example, incitement to racism, or child pornography (http://www.nai.uu.se/forum/about-nai-forum-1/SFS-1998_112-Act_E-boards.pdf.).

48.       Australia established an agency known as Australian Communications and Media, which is charged with, inter alia, regulating Internet content. The agency is authorized to investigate potentially prohibited content on the Internet, and to issue access providers “notice of warning and removal” relating to the contents of Internet websites used for illegal gambling. In Italy, since 2006, Internet gambling has been prohibited, unless on authorized websites.  Internet access providers are required to restrict access to unauthorized websites listed in a “black list” kept by an administrative body: Autonomous Administration of State Monopolies, http: www.aams.gov.it/site.php?id=6560).  As it turns out the restriction of access to websites is an accepted measure, occasionally following an order by an administrative body. The a priori involvement of a judicial body is not always necessary, and there is no need for a criminal investigation to precede the administrative directive. States around the world acknowledge the necessity of restricting prohibited activities on the Internet as well. The State of Israel is not a pioneer in this realm.

Police policy is to exercise this authority with caution. The investigations and intelligence branch prepare the infrastructure required for issuing an order.  Legal counsel to the police examines the material, and so does the State Attorney.  Immediately before issuing the order, the access providers and websites operates are given the right to present their arguments. The decision to issue the order is given at the level of the district commander.  A party who could have been aggrieved may file an application for a second review, and following that, as stated, may also petition the courts. After issuing the order, the police examines it periodically, and at least once a month considers whether to extend it, revoke it or amend it. Against this background, if the police orders, consistent with its authority, a third party to assist it in preventing an offence, and if the latter agrees, why should the court prevent it from doing so? If the same access providers wish to object, the doors of the court are open to them in order to hear their claims.

50.       As we have said, the authority is there; the manner of exercising it is subject to discretion and judicial review. Recall, that the access providers filed no petition to any court, and in this sense, the Internet Association is indeed meddling in a dispute to which it is not a party (HCJ 651/03 Citizens Rights Bureau in Israel v. Chairman of the Sixteenth Knesset Central General Elections Committee PD 57(2), 62.) Regardless, in the absence of appropriate factual infrastructure, there is no practical possibility or legal need to elaborate further on this matter.

51. The Administrative Affairs Court stated that restricting access through the orders in question could incidentally block innocent websites. Attorney for the State responded to this argument, claiming that from a technological perspective this fear was negligible because the IP address can be crossed with the website’s URL address in order to prevent restricted access to innocent sites. Personally, I see no need to rule on this point, given that it was not fleshed out in the Administrative Affairs Court.  The state can consider these claims in light of its discretion to exercise the authority. In preparing the order, the police must ensure that execution by access providers does not harm innocent websites, but only restricts access to the targetted website. Where it is impossible to avoid harm to innocent websites, as a side-effect of blocking access to a gambling website, to the extent that the Israeli Internet Association is correct and such situations indeed occur, the police would not be permitted to order restricting access to the site. Presumably, a provider wishing to avoid harm to innocent websites would present such claims under the right to be heard, in a petition for second review by the police, or in a petition to the court.

52.       The Israeli Internet Association also claimed that restriction of access was ineffective. The attorney for State argued in response that the inefficacy claim directly contradicted the Israel Internet Association’s claim concerning the damage such orders would cause: If the orders are ineffective, then naturally no harm would be caused. In any event, the court has no expertise regarding the efficacy of the orders. The position of the Israel Police – the professional body charged with the matter – is that the orders have a substantial effect and that this is another effective tool against illegal Internet gambling.  The Israel Police is aware of the methods used in an attempt to ’bypass’ the orders (for example, changing the URL website address, or its IP address). But this involves costs and not all end users know how to do it, and the police also has the tools for dealing with ‘bypass’ attempts. Actually, enforcement difficulties are not unique to virtual space and are common in all areas of crime: “For by wise counsel thou shalt make thy war” (Mishlei 24:6).

53.       The Administrative Affairs Court had difficulty not only with “place”, but also with “the closure”. According to the court, “closure is one thing, blocking access is another” (para. 41), and “even a broad interpretation of the law cannot confer the police commander authorities not specified in the law”  (ibid). My opinion is different. If the police is authorized to fully close illegal gambling websites on the Internet, then let alone it should be authorized to block or restrict the access to them. This is a less harmful measure. Section 17(b) of the Interpretation Law 5741-1981 provides that “any authorization to act or compel action implies the auxiliary authorities reasonably required therefore.” Authorization to close (and afortiori if closing is not possible) also means granting powers to block access.

54.       The Israeli Internet Association opposed various claims by the State’s representatives regarding the legislative regulation of the issue. This may be so, and it would have been preferable had they spoken in one voice, but we must remember that the issue raises real doubt. There is nothing to prevent changes in views or thought processes, and in making deliberations more productive. The binding position of the State’s representatives, at the end of the day, is that of the Attorney General, and the arguments were made on his behalf. Without derogating from its claims here, the State also submitted the draft bill to clarify the situation, but one cannot know how the legislative process will develop. The same applies to the four previous draft bills presented to the Knesset. Each one of them attempted to explicitly authorize the police to order access suppliers to block access to gambling websites, but none of them materialized into a legislative act. The Knesset members expressed varying opinions but I do not think it is possible to distill a clear conclusion from their comments regarding the subjective intention of the legislature, as concluded by the Administrative Affairs Court: “The fact that the legislator debated the proposal substantively and decided not to enact it, indicates that its subjective intention was not to apply its principles in fact… the subjective and concrete intention of the legislature in this matter, indicates that it sought not to give the District Commander authority to block access to gambling sites pursuant to his own discretion”  (para. 61). In my view, this conclusion is by no means inevitable. According to the record, some of the Knesset Members felt that a legislative amendment was entirely unnecessary, and that the authority already exists. In view of the differing views, additional possibilities exist. Summing up the debate, the committee chairperson pointed out the difficulties that were raised, but the general position was to conduct another hearing. A small part of the legislative proceedings and a few Knesset members who are members of the Constitution, Law and Justice Committee cannot provide a basis for a generalized legislature’s subjective intention.

Final Word

55.  I do not think that there was any justification to cancel the orders issued by the police, with the State Attorney and the Attorney General’s knowledge, to restrict access to gambling websites. First, it is doubtful whether the Israel Internet Association has locus standi in this petition; second, the alleged infringement of free expression is certainly not as serious as was alleged; third, the main point is that section 229(a)(1) of the Penal Law constitutes an authorization for the police to issue the orders. This is consistent with the section’s language, its logic, the legislative history and the legislative purpose.  I therefore propose to my colleagues to strike down the decision of the Administrative Affairs Court and to order the restoration of the orders to restrict access to gambling websites.

Note

56.       After reading the opinion of my colleague, Justice U. Vogelman, my impression is that he was slightly tough on the State regarding the use of a third party – access providers – for purposes of exercising the authority under section 229 of the Law. I addressed this point in paragraphs 44-45 above. I will add just this: My colleague mentioned the well known distinction between delegating authority which also includes the exercise of discretion, and receiving assistance in technical matters related to exercising that authority. My colleague acknowledges that the access providers were not required to exercise discretion, and the police only requested their help in exercising its own authority – in the technical act of blocking a website identified by its IP address as specified in the order. However, according to my colleague, it is still necessary to show that the access providers agree to assist the police, and once the police imposed an obligation upon the access providers, it can no longer be considered assistance.

My view is different. First, let us assume that the police district commander seeks to order the closure of a room used for gambling. To do so he orders a third party, in possession of the keys to that place, to lock the door, without requesting consent. Is there anything wrong with that?  Had the place of gambling not been an Internet site, but rather a room in a hotel, would the police not be authorized to order a reception clerk to assist it in exercising its authority to close that room or to open it? Would this require a legislative amendment?

Second, as mentioned in para. 49 above, prior to issuing the order the access providers were given the right to present their claims; the access providers are entitled to request a second review of the decision to issue an order, and the access providers are also permitted to petition the Administrative Affairs Court. In fact, the access providers took none of these steps. They may have reconciled themselves to the orders as a token of good citizenship; they may have an interest in preventing access to gambling websites, because in doing so they reduce their exposure to law suits (for example: parents suing them for their damages as a result of their children’s Internet gambling). I will not belabor the point speculating because the facts suffice: The access providers did not institute any legal proceedings to express their objection to the orders. My colleague seeks to be meticulous about the access providers’ rights, and requires that their consent be “explicit”, “sincere and genuine willingness”. Under the circumstances, my view is different. In the Haggadah of Pessach, tomorrow night, with respect to the son who does not know how to ask, we say “you shall open your mouth for him”. By way of analogy, this is how we relate to a mute, who is incapable or does not know how to present claims or to ensure their rights are protected. Access providers do not fall into this category and I see no justification for treating them under the criterion of “you shall open your mouth for him”, when the gates of the court were open to them, and they knowingly refused to enter. More precisely, in the future too, whenever the police seek to issue an order, Internet providers will be able to object and to present their case before the order is issued, after it is issued, and also to file an administrative petition. It therefore seems that we may appropriately apply the Talmudic rule that “silence is regarded as consent” (Bavli, 87b), to infer their agreement, and thus remove the obstacle to the exercise of the police authority to restrict access to gambling websites.

 

Justice U. Vogelman

Is the District Police Commander of the Israel Police authorized to order Internet access providers to restrict Israeli users’ access to gambling sites on the Internet, under their authority under section 229(a)(1) of the Penal Law, 5737-1977 (hereinafter: the Penal Law), to close down gambling places? This is the question before us.

General

1.         The appearance of the Internet has radically changed our world.  It enables easy and convenient communication between people. Some use it for interactive entertainment; others use it for electronic trade. Many use it – occasionally on a daily basis – to send electronic mail and for sending instant messages. A countless number of websites enable video and audio, and others enable telephony, files sharing, and the like (Assaf Hardoof, Hapesha Hamekuvan) [CYBERCRIME], 114, 117 (2010)). The web also enables access to immense quantities of information pooled on the Internet – an ever growing collection of documents created by independent authors and stored in servers’ computers. In that sense, the Internet is the most outstanding feature of the “information era” in which we are living, an era in which advanced technological reality enables the immediate transfer of data on a massive scale compared to the world around us (see HCJ 3809/08 Citizens Rights Bureau v. Israel Police [12] para.1 (hereinafter: the “Big Brother” law). In this way the Internet has and continues to contribute to social, economic, scientific and cultural developments around the world. Alongside these numerous advantages, phenomena of lawbreaking are likewise are not absent from the virtual world. The Internet enables activity that is defined as a criminal offence or civil tort, as well as technologies that enable the commission of torts or offences (Michal Agmon-Gonen, The Internet as a City of Refuge?! Legal Regulation in Light of the Possibilities of the Technological Bypass Technologies and Globalism of the Net, in Legal Network: Law and Information Technology, eds. Michael Birnhack and Niva Elkin-Koren, 2011). Illegal gambling enabled by the Internet is part of the content available on the Internet. Gambling websites offer their services from their locations in countries that permit it, and are accessible from different states around the world, including those in which participation in gambling is prohibited or restricted. Over the past few years these websites have become increasingly ubiquitous, given the high financial incentive for establishing them. Online gambling is one of the most profitable branches of trade on the Internet (Chaim Wismonsky, Sentencing Guidelines for Computer Crimes, Bar-Ilan Law Studies 24(1), 81, 88 (2008)).

2.         There is no need to elaborate on the negative social value involved in gambling. My colleague Justice N. Sohlberg also discussed this at length. This phenomenon has seen plenty of opposition, including the claim that a one’s livelihood should be based on work, a vocation or some other legitimate activity rather than easy enrichment based on luck. Whereas participating in gambling is not creative and undermines one’s work-ethic, a person participating in prohibited games may become addicted to this “occupation”, and the addict could cause extensive losses to themselves and their family and ultimately become a burden upon their family and upon society. As known, there are a few legal arrangements that permit gambling games under state auspices, encompassed in the Regulation of Gambling in Sports Act, 5727-1967 and in section 231(a) of the Penal Law. Mifal HaPayis,[4] for example, operates under such a permit. Notwithstanding that state-sponsored permitted gambling enables quick enrichment based on luck and also poses the danger of addiction, it should be distinguished from illegal gambling. Permitted gambling enables fundraising for public causes; they are not usually accompanied by negative elements such as coming under the control of organized crime, and finally, the state can oversee their mangagement and the distribution of funds (see AAA 4436/02 Tishim Kadurim [3] at p. 804,806; Ofer Grusskopf, Paternalism, Public Policy and the Government Monopoly over the Gambling Market, Hamishpat (7) 9, 28 (2002)).  As an aside, it should be noted that in many states gambling is permitted on a wider scale, but needless to say, our decision at this stage is restricted to Israeli Law and the legislatures’ values-based determinations.

3.         Techonolgically, it is now possible to block access to a particular website (compare:  Rachel Alkalai, Civil Liability of Suppliers of Internet Services for Transfer of Damaging Information, Hamishpat  (6) 151, 159 (2001)). This is the background for the orders subject to this proceeding. The events concerning us unfolded as following. At the end of June 2010 Israel Police district commanders sent warning letters to Internet access providers, notifying them of their intention to order blocking Israeli users’ access to various gambling websites (hereinafter: the warning letters). In the warning letters the district commanders specified the URL addresses and IP addresses of these websites. Notably, the Appellants claimed that the website operators also received a similar warning. The Internet access providers received a 48-hour extension to submit their challenges of the orders, and a further extension was granted to providers who so requested. One provider, Respondent 2, exercised its right to object to the orders. In a letter to the district commanders, Respondent 2 claimed that the orders because were unlawful because the district commander is only authorized to order closure of physical places; and also because the Penal Law does not authorize a district commander to use the providers to prevent users in Israel from having access to gambling websites. In August 2010 the police gave notice that it had rejected these claims and the orders forming the subject of the appeal were subsequently issued.

4.         Our decision in this appeal therefore relates to the legality of these orders. My colleague, Justice N. Sohlberg, found that there is a doubt regarding the locus standi of the Israeli Internet Association in this petition; and that there was no justification to declare the orders invalid because they were issued by the district commander without authority, as per the ruling of the District Court. Having read the comprehensive opinion by my colleague, and having considered the matter, I have concluded I cannot concur with the result that he reached. My conclusion precedes the analysis. As detailed below, in my view, section 229(a)(1) is short of authorizing the police to issue the relevant orders. In the first part of my remarks I will discuss the locus standi of the Israeli Internet Association. Next, I discuss the source for the claimed authority – section 229 of the Penal Law, and examine whether it sufficiently authorizes ordering the Internet providers to block access to gambling websites.

Locus Standi of the Public Petitioner

5.         The Israeli Internet Association is a non-profit organization that works to promote the Internet and its integration in Israel. The Association seeks to further the interests of Internet users. It has no self-interest beyond the interests it shares with the general public, or at least with significant parts thereof, and as such its petition is a “public petition”. As a rule, this Court’s jurisprudence has taken a permissive approach to standing rights of public petitioners (HCJ 5188/09 Association of Renovations Contractors for Restoration v. State of Israel  [13] para. 7.) Our firmly settled rule is that a public petition will be recognized where “the matter raised in the petition is of a public nature, which has a direct effect on advancing the rule of law and establishing policies to ensure its existence in practice” (HCJ 1/81 Shiran v. Broadcasting Authority [14] at p. 374; see also HCJ 910/86 Ressler v. Minister of Defense [15], at 462-463). Who can serve as the public petitioner? It could be any one of many people aggrieved by a certain administrative act (HCJ 287/91 Kargal Ltd v. Investments Center Council [16] at p. 862), including any one who is unable to indicate a personal interest in the matter or harm caused to them personally (HCJ 651/03 Citizens Rights Bureau in Israel v. Chairman of Central Elections Committee for Sixteenth Knesset [11] at p.68)). The judicial policy on this issue was and still is influenced by fundamental value-based concepts about the role of judicial review in protecting the rule of law and supervising appropriate functioning of public administration. As such, the court should refrain from refusing the hear a person who claims that an administrative authority has violated the rule of law for the sole reason that they have no personal interest in the matter, given that this would lead to providing the authority with a stamp of approval to continue violating the rule of law (HCJ 962/02 Liran v. Attorney General [17] para. 14 (hereinafter: “Liran”). Yitzchack Zamir Administrative Power Vol.1 120-121 (2nd ed. 2010) (hereinafter: Zamir)). Along with broadening of the scope of standing rights, the principle that the court will not generally grant a public petition where there is a particular person or body who has a direct interest in the matter should be preserved, unless they themselves have failed to petition the court for relief in the matter concerning them (see Liran [17]). In the words of former Justice M. Cheshin in HCJ 4112/99 Adalah Legal Centre for Arab Minority Rights in Israel v. Tel-Aviv Municipality [18]: “…in a case of this kind we would tell the public petitioner seeking to claim the right of the individual injured: Why are you meddling in a quarrel which does not involve you? If the victim did not complain about the infringement that he suffered, why have you come to provoke dispute?” (ibid., p. 443).  

6.         My colleague Justice N. Sohlberg felt that the Internet Association was “meddling in a quarrel which does not involve it”. I do not share this position. In the case before us, the Internet Association has raised grave claims about the alleged overstepping of authority in issuing orders to Internet access providers. Our concern is with a first attempt to define the scope of the district commanders’ authorities under section 229 of the Penal Law, in terms of blocking access to Internet gambling websites. This is a fundamental question. It is undisputed that the administrative authority’s activity within the boundaries of its authority are central to maintaining the rule of law. This Court has already held that claims of exceeding of authority are categorized as claims that justify broadening standing rights, for “...a court takes a more lenient attitude to the right of standing of persons not directly and substantially harmed where it concerns exceeding authority of a tribunal or agency, or where it concerns an act committed unlawfully, as distinct from other cases” (per Justice Kister in HCJ 80/70 Elizur v. Broadcasting Authority [19] at p.649; compare HCJ 852/86 Aloni v. Minister of Justice  [20], at p.63).

7.         One of the underlying considerations in Justice N. Sohlberg’s position on the Internet Association’s standing was the concern that conducting a proceeding on the part of the Internet Association might mean that the court would not be presented with the required factual foundation.  While I do not deny this concern, it seems that it need not undermine the Association’s standing.  First, we may assume that had the Appellants who participated in the proceedings in the lower court wished to clarify any factual matter or otherwise, they would have done so. For example, consider the Appellant’s complaint that the trial court was not presented with a full description of the technological ability to order blocking access to the websites. Without making an iron clad determination on the question at this stage, it suffices to say that nothing prevented the Appellants themselves from presenting data on this point, to the extent that they disputed the factual infrastructure in the petition. Second, nothing prevents the public petitioner from presenting the necessary factual foundation. In this case, too, I do not find the legal foundation presented to the Court to have hindered judicial review. Consequently, in my view, there is no ground for us to intervene in the District Court’s ruling that the Internet Association has locus standi in this proceeding.

With this in mind we can proceed to the merits of the matter.

The Question of Authority

8. Section 229(a)(1) of the Penal Law, titled “Closure of Places” provides that “A district police commander of the Israel Police may order the closing of... a place for prohibited games or a place for the conduct of lotteries or gambling”. In section 224 of the Law, a “place of prohibited games” is defined as “premises in which prohibited games are habitually conducted, whether open to the public or only to certain persons; regardless of whether those premises are also used for some other purpose”. In order to determine that the orders directed at the access providers requiring them to block access to gambling websites, are within the authority detailed in section 229 of the Law, three interpretative moves are necessary. First, we must determined that a website fits the definition of “place” as defined by the law; second, that blocking access to the website is the equivalent of “closing” as defined in the Law; and third, that the access providers can be used to exercise such authority.

9.         I am prepared to assume, in line with my colleague Justice N. Sohlberg’s holding that a website could constitute a “place” as defined in different contexts in our legislation, and that an online gambling website may be viewed as a “place of prohibited games” as defined in section 229 of the Penal Law. In this regard, I tend to agree that a purposive interpretation of this legislation, in the spirit of the times and technological progress, may indeed lead us to the conclusion my colleague reached that section 229 of the Penal Law could be also applied to “the virtual world” (compare Assaf Hardoof Criminal Law for Internet Users: The Virtual Actus Reus, HaPraklit (forthcoming) (52) 67, 122-124 (2012) (hereinafter - Hardoof)).

10.       Regarding the infringement of free expression. Internet sites indeed serve for voicing opinions and exchanging ideas, but – as is well known – the law does not treat each and every expression similarly. Even had some of the gambling websites included pictures, explanations concerning the rules of different games, information about gambling relations, chat rooms, and others – this is content located at the periphery of the protected value. As such, even if blocking gambling websites may cause blocking access to lawful content, it must be remembered that the value of the “expression”, which we are asked to protect, is not high and that the extent of protection afforded corresponds to the extent of the interest in question (HCJ 606/93 Kiddum Yezumot v. Broadcasting Authority [21] at p. 28). Moreover, to the extent that it concerns the blocking concrete websites, it seems that the primary infringement relates to the website operators’ freedom of occupation. Our precedents have already held that this is an infringement that passes constitutional tests (Tishim Kadurim [3] at pp.814-815). However, despite this and though I am prepared to assume that the extent of the infringement of freedom of expression is limited, I think it important to note that I share the general approach of the District Court, that when dealing with the sensitive topic of blocking Internet websites, we should particularly scrutinize the concern for infringement of freedom of expression. With respect to gambling websites, and only to them, my opinion, as mentioned above, is that the infringement of free expression that resulted from blocking lawful content on the gambling websites, is of a limited degree, On the other hand, it is certainly possible that other cases will reache us in the future, where there may be reason to significantly broaden the scope of protection afforded to expressions displayed on any particular website. Each site has its own characteristics.

11.       Aadditionally, the sensitivity of the matter – blocking websites – has another aspect , given that the trial court also found that blocking illegal gambling websites could also block access to “innocent” sites which the order did not target.  An unintentional block may occur because a number of websites, not linked to each other, may be located on a server with the same address. Regarding this point, the trial court referred to Center for Democracy & Technology v. Pappert [31] 337, F.Supp.2d 606 (E.D Penn. 2004), in which the United States Federal Court struck down a law that enabled censorship of pedophile websites, among others because of the filtering of “innocent” websites. The Appellants, for their part, challenge this holding. They claim that from a technological perspective, the fear of blocking sites that are unconnected to gambling activity is negligible, because the access providers were requested to block websites based on the combination of the IP address and the website address (the URL). This combination of the IP address and the URL address, allegedly, minimizes any possibility of blocking innocent websites. Apparently, this point was not fully clarified because even after examining of the papers filed with the trial court, it is unclear whether it is technologically possible to block only “targeted” gambling websites, as alleged by the Appellant, or perhaps, technologically, it poses difficulties. If indeed, there is danger of blocking “innocent” websites, then this would clearly constitute a grave infringement of free expression and the right to access information – an infringement that would necessitate explicit statutory authorization as well as compliance with the limitations clause.

12.       Had the question of blocking “innocent” websites been the only difficulty arising from this case, it might have been appropriate to remand to the trial court for an in-depth examination of this issue. However, the central obstacle the Appellants face is fundamental and disconnected to the previous question, namely using a third party to execute an authority, without explicit statutory empowerment to do so. In my view, section 229 cannot be sourced to exercise the authority by giving an order directed at a third party – the Internet access providers. My colleague, Justice N. Sohlberg, found that restricting access to gambling websites through a third party does raise concerns, but in his view these difficulties do not negate the authority to do so. My view is different, and I will clarify my reasons.

13.       Our concern is with a district police commander who issued orders to the Internet access providers to block access to gambling sites. These are “personal orders” – in other words, orders directed at a particular person or entity, imposing a prohibition or a duty upon them. This is an individualized rule of conduct. This kind of order, like any administrative decision, requires a written statutory source (Zamir, at 284).  The question therefore is whether the district police commander is authorized to order the providers – a private body that is not accused of any offence – to perform various actions on behalf of the Israel Police, and to actually serve as its long arm. This authority, arguably, is found in section 229 of the Penal Law, which authorizes the district commander to order the “closure” of places used for gambling.  As mentioned, I accept that had law enforcement authorities been able to affect the closure of websites used for gambling criminalized under Israeli Law (for example by disconnecting the website from its connection to the Internet or by shutting down the server’s activity) there would be no question regarding authority.  However, in this case, the relevant websites were not actually “closed”. Instead, the district police commanders ordered third parties – the Internet access providers – to block access to those websites. The issue then becomes whether the powers granted by by section 229 support doing so.

14.       When a governmental authority is conferred with a power, according to settled case law, the authority must exercise this power itself. When the legislature specifies an authorized office holder, it is presumed the legislature wishes that particular office holder, and that alone, exercise it (HCJ 2303/90 Philipovitz v. Registrar of Companies [22] (hereinafter: Philipovitz), at p. 420; see also Daphne Barak-Erez Administrative Power, 178 -170 (hereinafter: Barak-Erez)). These comments are particularly true for criminal enforcement. In the absence of appropriate legislation, law enforcement authority cannot be given to those not part of the enforcement mechanism. Criminal enforcement authority is one of the classic authorities of the state. This authority enables the state to fulfill its responsibility to enforce criminal law through its own execution. It is the state that exercises the Government’s authority over the individual in the criminal proceeding. Therefore, the state – having established the behavioral norms and having been charged with their enforcement – is the entity directly responsible for caution and restraint required for exercising this power. It is the entity that is accountable to the public for the way it executes its powers (HCJ 2605/05 Academic Center for Law and Business v. Minister of Finance [23], para. 28 of former President D. Beinisch’s opinon and para. 14 of Justice A. Procaccia’s opinion.)

15.       By attempting to source the authority in section 229 of the Penal Law, the State maintains it is exercising the authority by itself, and that enlisting Internet access providers to block gambling websites is merely exercising auxiliary powers that administrative agency must employ in order to exercise its authority (section 17 of the Interpretation Law, 5741-1981). I cannot accept this construction. As well known, there is a distinction between delegating authority that includes exercise discretion regarding a particular authority, and receiving assistance in technical matters related to exercising the authority (Philipovitz [22] at p. 424). Whereas the authority is permitted to receive assistance from private bodies about technical aspects of fulfilling their task, there is also a presumption against delegating authority to private entities (AAA 6848/10 Erez v. Giva’ataim [24] para 18; HCJ 5031/10 Amutat Ir Amim v. Israel Nature and Parks Authority [25] para. 18). Here, the access providers were not required to exercise discretion regarding the websites to which access was to be blocked. As such, it could be argued on its face that the authority did not delegate power but only requested assistance in exercising it, and that such assistance is in principle permitted. However, where assistance is concerned, the first and foremost element to demonstrate is that the person or entity whose assistance is required consents to assisting the authority, regardless of whether consent is motivated by commercial and economic motives (compare to Philipovitz [22] at 415), or by voluntary motives. The most important thing is that the authority may receive assistance only from those seeking to offer assistance based on pure and genuine motives and after securing explicit consent. When the authority imposes a duty on a person or entity to perform any act, one can no longer speak of assistance. In our case, the Appellants claim that the expression “closing of a place for prohibited games” mentioned in the relevant section of the Penal Law, also contains the possibility of ordering closure of access routes to that place using auxiliary authority. This is not so. Our concern is with orders that compel a private body – the Internet access providers – to “assist” the authority. Consequently the argument that the providers are an entity that grants its services voluntarily must fail. This is doubly important when the orders themselves warned, in bold print, that failure to comply with the order could constitute an offence of breaching a statutory provision, an offense of assisting the conduct of prohibited games, and an offence of assisting to maintain a place for prohibited games (sections 287, 225, and 228 of the Penal Law, combined with section 31 thereof).

16.       Additionally, I wish to clarify that were there an explicit statutory authorization it could be possible to “impose a duty” and receive assistance from any person for the purpose of realize various legislative goals. Indeed, different pieces of legislation empower an authority to order a third party to assist it, even in the criminal context. For example, section 20 of the Criminal Procedure (Arrest and Search) Ordinance [New Version], 5729-1969 provides that every person must help a police officer to arrest any person whom they are authorized to arrest. In a matter close to our own, a similar arrangement exists: the Criminal Procedure (Powers of Enforcement-Communication Data), 5768-2007 (also known as the “Big Brother Law”) allows Israeli investigatory authorities to be assisted by “holder[s] of a Bezeq license” (as defined there) in order to receive communications data on Bezeq subscribers for various purposes, such as discovering and preventing offences (section 1 and section 3(2) of this law). The various Internet providers are among the companies that may be required to submit communications data (see in the matter of the “Big Brother” law, para.2). This affirmation however also implies the opposite. Imposing a duty, coupled with a sanction, requires legislative bases. Without explicit legislative authority, it is impossible to charge a private entity with performing actions for the authority (compare: Civ.App. 90868/00 (District-T.A.) Netvision Ltd. v. Israel Defense Force- Military Police, para.9 (22.6.2000); Crim.F. 40206/05 (District-T.A.) State of Israel v. Philosof para. 8 b) (5.2.2007)). We are thus left with the need for explicit lawful authorization. In our case however, the language of section 229 of the Penal Law does not contain so much as the slightest hint of an authorization to impose a duty on a third party. And for good reason. Such authorization involves complex matters of law and policy.  In 2008, when the Knesset deliberated over the legislative amendments that would confer authority to block access to gambling websites, representatives of the Minister of Justice (as well as representatives of the police) expressed reservations about conferring authority as stated, for various reasons which will not be addressed here. Today the position of the authorities – with the support from the Attorney General – is different. Of course, the authorities are not bound by their former position, but the only lawful way to confer the district commander with the authority to order a third party service provider, in my view, is an amendment to primary legislation (an amendment which, needless to say, would have to satisfy the limitations clause in Basic Law: Human Dignity and Liberty). Accordingly, the manner in which the orders were issued here deviated from the principle of administrative legality, which is a fundamental norm of administrative law. “This principle teaches that the power of the public authority flows from the powers conferred upon it by law and nothing else. It is the law that grants the license to act, and defines the boundaries of its scope. This is the ABC of administrative law” (Baruch Beracha, Administrative Law, Vol.1 35 (1987); CA 630/97 Local Committee for Planning and Building Nahariya v. Shir Hatzafon Construction Company Ltd [26], at pp. 403-404; HCJ 5394/92 Hoppert v.'Yad Vashem' Holocaust Martyrs and Heroes Memorial Authority[27] at , 362 (1994);  HCJ 7368/06 Luxury Apartments Ltd v. Mayor of Yabneh [28], para. 33; see also HCJ 6824/07 Mana v  Taxation Authority[29]; HCJ 7455/05 Legal Forum for Land of Israel v. Israeli Government [30] at p. 910; Zamir, at 74-890; Barak-Erez at p. 97 and on). This is especially so in context of a mandatory authority, as anchored in the Penal law (see and compare Hardoof at p. 124).

17.       Could future legislation enable imposing the task of blocking gambling websites upon Internet access providers? An arrangement of this kind might take several forms. The legislature might determine that a court must grant such an order; it might grant the district police commanders – or any other authority – the authority to issue these orders, without petitioning a court (compare with “Big Brother” Law, para. 2). We assume that this legislation would also resolve additional concerns stemming from imposing the duty on access providers, while considering the costs likely involved in ensuring effective blocks, including the definition of access providers’ responsibility towards third parties, such as users and website owners whose access to them is blocked, and the like. In any event, it is clear that in our legal system the legislature is branch competent to consider the appropriate way to handle blocking access (Hardoof, ibid). Therefore we shall not jump the gun. We are not required at this point to pronounce on future legislation that has yet to be enacted and the details of remain unknown (and which, as mentioned, will also have to satisfy the limitations clause).

Other Legal Systems

18.       My colleague, Justice N. Sohlberg, found that restricting access to websites used for gambling is acceptable practice all over the world. Before we consider his comparative analysis, we should again note that the treatment of gambling in some countries is more lenient and as such no conclusive analogy can be drawn from the existing law in those countries to our legal system. On the merits of the matter, while certain countries receive assistance from Internet access providers to block gambling websites, as noted by my colleague, these are generally arrangements explicitly mandated by legislation, rather than acts designed to exercise general administrative powers. I will provide some examples.

19.       In the United States, gambling is regulated primarily at the state level rather than the federal level. There are significant differences between the various states in whether and how they view gambling and how they treat it. Federal legislation is therefore designed to assist states in enforcing local gambling laws where gambling activity extends beyond state-lines. Four primary pieces of federal legislation serve the authorities dealing with the gambling phenomenon: The first is the Federal Wire Act, of 1961 (18 U.S.C. §1084), which targets interstate gambling through linear communication. Though this law was enacted years before the Internet came into common use, and long before the online gambling became prevalent, this is legislation that authorities relied upon in the earlier days of the problem (see e.g. United States v. Cohen 260 F. 3d 68 (2d Cir. 2001)). The second act regulating the issue is the Illegal Gambling Business Act of 1970 (18 U.S.C. §1955) that was passed to battle organized crime that used gambling businesses as a main source of income, and it regulates the criminal responsibility of owners of large gambling businesses. The third is the Travel Act of 1961 (18 U.S.C. §1952), which prohibits the use of mail and interstate travel and travel outside the United States for unlawful purposes, including illegal gambling. The forth piece of legislation is the Unlawful Internet Gambling Enforcement Act (31 U.S.C. §5361-67), which prohibits gambling businesses from knowingly receiving payment linked to one’s participation in online gambling. It is interesting to note that law enforcement authorities occasionally found it difficult to rely on old statutes to receive Internet access providers’ assistance in closing gambling websites. Hence, for example, in April 2009 authorities in Minnesota instructed Internet service providers to block state residents’ access to 200 online gambling sites – an instruction given under the Federal Wire Act. However, this was challenged in court based on the argument that this act is inconsistent with the First Amendment’s protections for freedom of expression, and with the Commerce Clause (Edward Morse, Survey of Significant Developments in Internet Gambling, 65 Bus. Law, 309, 315 (2009)). In response, the Minnesota enforcement authorities withdrew the orders issues to the access providers (Lindo J. Shorey, Anthony R. Holtzman, Survey of Significant Developments in Internet Gambling 66 Bus. Law. 252 (2010)  

20.       In Australia, the Australian Communications and Media Authority’s power to order providers to block access to illegal gambling sites is regulated in detail in the “Interactive Gambling Act 2001 (sections 24-31) and in the regulatory code enacted under it (Interactive Gambling Industry Code (December 2001)). In Italy, a state my colleague referred to in his opinion, authorities’ authorization to order access providers to block illegal gambling sites is also set in legislation. Section 50(1) of Law No. 296 of 27 December 2006 (the Budget Law for 2007) established the authority of AAMS (Amministrazione Autonoma dei Monopoli di Stato), an organ of the Italian Ministry of Finance, to instruct, in an order to the communications bodies, to take measures toward removing illegal gambling websites, while setting an administrative fine of €30,000-80,000 for any breach by the communication providers. Under this law, Administrative Order No. 1034/CGV of 2 January 2007 was issued. It details the manner of exercising the power. According to the AAMS data, as of October 2010, 24000 websites were included in the “black list”. Every month hundreds of websites are added.

21.       Therefore we must conclude that even were there countries around the world that recognize the possibility of assistance from Internet access providers in blocking illegal gambling websites – this possibility is authorized there in explicit legislation. Where the subject was not regulated in explicit legislation, questions s about the power of the authorities to do so were raised in various countries, for reasons similar to those given by the District Court.

Afterword

 22.  Before concluding I would like to respond briefly to my colleague Justice N. Sohlberg’s comment regarding my position (para. 56 of his opinion). I wish to clarify that the thrust of my opinion does not turn on the interest of the access providers and the question of their concrete consent to blocking the websites. The conclusion I reached is based on the rule that an authority can only act within the boundaries of the powers the law conferred upon it, and that when exercising police powers the strict application of this rule is especially important. I would point out that I do not accept, as a given, my colleague’s assumption that a third party can be compelled to become “the long arm” of the police without its consent. Take a situation in which the reception clerk of a hotel (an example my colleague provides) fears a confrontation with criminal elements and has no interest in coming into contact with them. Would it also be possible then to compel the clerk to close the room? In my view this question is not free of doubt, but regardless, this we are required to rule on this question. In our case the totality of the circumstances that I presented and the sensitivity of the material discussed, in my view, lead to the conclusion that the existing authorization lacks the power necessary for exercising the alleged authority. 

Epilogue

I have reached the conclusion that section 229 of the Criminal Law does not authorize a district police chief to issue orders directed at Internet access providers, ordering them to block access to gambling websites. In my view, this requires express statutory authorization and the current arrangement is insufficient, because it does not contain authorization to order a third party to assist the enforcement authorities in exercising the power.

            For this reason, were my opinion to be followed, I would dismiss the appeal against the decision of the Administrative Affairs Court and would order the Appellants to pay the Respondents’ attorneys fee, for the sum of NIS 25,000.

 

                                                                                                Justice

 

President A. Grunis

My colleagues, N. Sohlberg and U. Vogelman are in dispute both about the preliminary issue of the locus standi of the Appellant and about the substantive issue of the district police commander’s authority. Regarding the first matter I see no reason to express a position. My colleague, Justice N. Sohlberg who addressed the position that the Appellant had no locus standi in the Administrative Affairs Court, analyzed the substantive issue, and concluded that it would not be proper to allow the appeal based on the preliminary issue without having considered the legality of the orders issued by the district police commanders. Under these circumstances I agree that it is appropriate to address the issue on its merits. Regarding the substantive issue, I concur with Justice U. Vogelman. That is to say, that I agree that the district commanders of the Israel Police do not currently have the authority to issue orders to Internet access providers to block access to gambling websites. The solution lies with the legislature.

 

                                                                                                            The President

 

It was decided by a majority opinion (President A. Grunis and Justice U. Vogelman) against Justice N. Sohlberg’s dissent, to dismiss the appeal, and to order the Appellants to pay the Respondent’s attorneys fees in the sum of NIS 25,000.

 

Handed down today 13th Nissan 5773 (24 March 2013).

 

 

 

[1]  Justice Sohlberg goes on to cite an anonymous poem about the many evils of gambling. See original Hebrew version of decision.

[2]  Rabbi Yitzchak, abbreviated at R”I – was one of the Baalei Tosafot- 11th-12th century Talmudic commentators [Translator]

[3] Talmudic term for indirect damage for which liability may be incurred – Translator.

[4] Lottery and games organization in Israel, proceeds of which go to public causes.

Yehoshua v. Appeals Tribunal Under the Invalids Law

Case/docket number: 
HCJ 176/54
Date Decided: 
Wednesday, April 6, 1955
Decision Type: 
Original
Abstract: 

The petitioner applied to the High Court for an order of certiorari against the Appeals Tribunal set up under the Invalids (Pensions and Rehabilitation) Law, 1949, and prayed to set aside the decision of the Tribunal rejecting his appeal against the refusal of the competent authority to recognise his right to a pension. He alleged that the Tribunal had ignored certain medical evidence.

 

Held (by Olshan P. and Berenson J., Witkon J. dissenting):

 

(1) The High Court has no jurisdiction to review the decision of the Appeals Tribunal, and the application must be refused. 

 

Zeraubavel v. Appeals Tribunal under Fallen Soldiers’ Families Law, 1950; (1953) 7 P.D. 183 followed.

 

(2) The Supreme Court is bound by its own previous judgments, subject to the usual conditions applying to the operation of the doctrine of precedent in English law.

 

Ramm v. Minister of Finance and Others; (1958) 8 P.D. 494 followed.

 

Per Witkon J. (dissenting) : Admittedly there was no distinction in principle between the present application and Zeroubavel's case, which laid down that although the jurisdiction of the High Court to control the decisions of administrative tribunals by certiorari is not ousted by a provision in the law that those decisions should be final, it is ousted when that provision is accompanied by an additional provision requiring the tribunal to give reasons for its decision. But Zeroubavel's case was wrongly decided and should not be followed. Despite the fact that in Ramm's case it had been laid down that the Supreme Court is bound by its previous decisions in accordance with the usual conditions of English law, it should be held that the doctrine of the binding nature of precedents is not applicable in Israel, both for reasons of law and for reasons of policy. Since the precedent established in Ramm's case itself cannot, therefore, be binding on the court, it is entitled to, and should, hold that it is not bound to follow Zeroubavel's case, and should grant the petitioner an order nisi and try his case on the merits.

               

Per Olshan P. : Ramm's case binds the Supreme Court to follow its own decisions. Even a judge who disagrees with the application of the doctrine of precedent should regard himself as bound by Ramm's case, since otherwise the opinion of the majority of the judges of the Supreme Court could be nullified by a minority. The court is therefore bound by Zeroubavel's case, and the application must be refused.

               

Per Berinson J. : Even in England, where the court may only issue the traditional prerogative writs, the combined effect of the requirements that a tribunal must give reasons for its decision and that that decision is final, is not sufficient to oust the jurisdiction of the High Court to review the Tribunal's decisions. The more so, then, in Israel, where there is the widest jurisdiction to intervene when justice demands. Hence it would appear that Zeroubavel's case was wrongly decided. Since, however, a previous judgment of the Supreme Court is, as held in Ramm's case, binding upon it on the basis, not of law, but of policy1), the decision in Zeroubavel's case must be accepted as being conclusive. The application should therefore be refused.

Voting Justices: 
Primary Author
majority opinion
Author
concurrence
Author
dissent
Full text of the opinion: 

H.C. 176/54

               

NAHOUM YEHOSHUA

 v.

APPEALS TRIBUNAL UNDER THE INVALIDS (PENSIONS AND REHABILITATION) LAW, 1949, AND OTHERS

 

 

In the Supreme Court sitting as the High Court of Justice.

[April 6, 1955]

Before Olshan P., Berinson J, and Witkon J.

 

Certiorari - Invalids (Pensions and Rehabilitation) Law, 1949 - Competent Authority - Refusal to recognise right to pension - Appeals Tribunal - Finality of decision - Jurisdiction of High Court of justice to review decision - Precedent - Binding force of - Doctrine of Precedent in English Law.

 

                The petitioner applied to the High Court for an order of certiorari against the Appeals Tribunal set up under the Invalids (Pensions and Rehabilitation) Law, 1949, and prayed to set aside the decision of the Tribunal rejecting his appeal against the refusal of the competent authority to recognise his right to a pension. He alleged that the Tribunal had ignored certain medical evidence.

               

                                Held :    (by Olshan P. and Berenson J., Witkon J. dissenting) :

(1) The High Court has no jurisdiction to review the decision of the Appeals Tribunal, and the application must be refused.

Zeraubavel v. Appeals Tribunal under Fallen Soldiers’ Families Law, 1950; (1953) 7 P.D. 183 followed.

 

(2) The Supreme Court is bound by its own previous judgments, subject to the usual conditions applying to the operation of the doctrine of precedent in English law.

Ramm v. Minister of Finance and Others; (1958) 8 P.D. 494 followed.

 

                Per Witkon J. (dissenting) : Admittedly there was no distinction in principle between the present application and Zeroubavel's case, which laid down that although the jurisdiction of the High Court to control the decisions of administrative tribunals by certiorari is not ousted by a provision in the law that those decisions should be final, it is ousted when that provision is accompanied by an additional provision requiring the tribunal to give reasons for its decision. But Zeroubavel's case was wrongly decided and should not be followed. Despite the fact that in Ramm's case it had been laid down that the Supreme Court is bound by its previous decisions in accordance with the usual conditions of English law, it should be held that the doctrine of the binding nature of precedents is not applicable in Israel, both for reasons of law and for reasons of policy. Since the precedent established in Ramm's case itself cannot, therefore, be binding on the court, it is entitled to, and should, hold that it is not bound to follow Zeroubavel's case, and should grant the petitioner an order nisi and try his case on the merits.

               

                Per Olshan P. : Ramm's case binds the Supreme Court to follow its own decisions. Even a judge who disagrees with the application of the doctrine of precedent should regard himself as bound by Ramm's case, since otherwise the opinion of the majority of the judges of the Supreme Court could be nullified by a minority. The court is therefore bound by Zeroubavefl's case, and the application must be refused.

               

                Per Berinson J. : Even in England, where the court may only issue the traditional prerogative writs, the combined effect of the requirements that a tribunal must give reasons for its decision and that that decision is final, is not sufficient to oust the jurisdiction of the High Court to review the Tribunal's decisions. The more so, then, in Israel, where there is the widest jurisdiction to intervene when justice demands. Hence it would appear that Zeroubavel's case was wrongly decided. Since, however, a previous judgment of the Supreme Court is, as held in Ramm's case, binding upon it on the basis, not of law, but of policy1), the decision in Zeroubavel's case must be accepted as being conclusive. The application should therefore be refused.

 

                Palestine cases referred to:

(1)          L.A. 52/35 - Raji El Issa and Another v. Butros Deeb Khammar; (1937), 4 P.L.R. 21.

(2)          H.C. 21/32 - David Krubi v. District Officer, Jaffa; (1920-1933), 1 P.L.R., 683.

 

Israel cases referred to:

(3)          H.C. 4/53 - Haim and Perla Chilbi v. Pensions Officer under the Fallen Soldiers' Families (Pensions and Rehabilitation) Law, 1950: (1953), 7 P.D. 475.

(4)          H.C. 5/53 - Yehezkel Zeroubavel v. Appeals 'Tribunal under the Fallen Soldiers' Families Law, 1950, and Others: (1953), 7 P.D. 182.

(5)          H.C. 66/54 - Haviva Vander v. Pensions Officer, Ministry of Defence and Others: (1954), 8 P.D. 556.

(6)          H.C. 103/54 - Pensions Officer under the Fallen Soldiers' Families (Pensions and Rehabilitation) Law, 1950 v. Appeals Tribunal under the said Law for the Tel Aviv District and Others: (1954), 8 P.D. 1391.

(7)          H.C. 104/54 - Tel Aviv District Taxi Service Drivers Association v. Mayor of Tel Aviv and Others: (1955), 9 P.D. 100.

(8)          H.C. 154/54 Avraham Habshosh v. Pensions Officer under the Invalids (Pensions and Rehabilition) Law, 1949 and Others: (1954), 8 P.D. 1590.

(9)          H.C. 164/53 - Ruth Gantz v. Pensions Officer, Ministry of Defense and Others: (1953), 7 P.D. 909.

(10)        H.C. 67/54 - Raoul Frenkel v. Appeals Tribunal under In¬valids (Pensions and Rehabilitation) Law, 1949, and Others: (1954), 16 P.E. 450.

(11)        H.C. 50/54 - Yehouda Shoshan v. Chairman and Members of the Appeals Tribunal under the Invalids (Pensions and Re¬habilitation) Law, 1949, and Pensions Officer; (1954) 8 P.D., 1508.

(12)        H.C. 210/54 - "Lakol" Furniture Centre and Others v. Minister of Commerce and Industry and Others; (1952), 6 P.D. 775 .

(13)        H.C. 287/51; 34/52; 324/52 - Emil Ramm v. Minister of Finance and Others; (1954), 8 P.D. 494.

(14)        C.A. 376/46 - Aharon Rosenbaum v. Yona Miriam Rosenbaum: (1949/50), 2 P.E. 5.

(15)        H.C. 21/50 - Michael Shlomiof v. Chairman and Members of the Appeals Tribunal appointed in accordance with Emergency Regulations (War Damage Repair in Houses), 1949, and Others; (1950), 4 P.D. 98.

(16) H.C. 45/50 - Yosef Sifri v. Acting Registrar, Jerusalem District Court and Others; (1950), 4 P.D. 610.

 

English cases referred to:

(17)        R. v. Manchester Legal Aid Committee. Ex parte Brand & Co. Ltd.; [1952] 1 All E.R. 480.

(18)        R. v. Nat Bell Liquors Ltd.; [1922] 2 A.C. 128.

(19)        R. v. Wandsworth JJ., Ex parte Read; [1942] 1 All E.R. 56.

(20)        R. v. Kingston-Upon-Hull Rent Tribunal. Ex parte Black; [1949] 1 All E.R. 260.

(21)                        Bole v. Horton; (1673), 124 E.R. 1113.

(22)        R. v. Plowright and Others; (1686), 87 E.R. 60.

(23)        R. v. Moreley; (1760) 97 E.R. 696.

(24)        R. v. Jukes; (1800), 101 E.R. 1536.

(25)                        R. (Rooney) v. The Local Government Board for Ireland;                (1920), 2 I.R. 347.

(26)        R. v. Sill; (1852), Dears. C.C. 10; 16 Digest 406, 2525.

 

American case referred to:

(27)        United States ex rel. Trinler v. Carusi; (1948), 166F. 2d 457.

 

French case referred to:

(28)        Lamotte, Conseil d'Etat, 17 février 1950.

 

Louria for the petitioner.

 

WITKON J. On the hearing of this petition, it was decided by a majority that "in view of the judgment in Chilbi v. Pensions Officer (3), Zeroubavel v. Appeals Tribunal (4), Vander v. Pensions Officer (5) and Pensions Officer v. Appeals Tribunal (6), this court cannot intervene". I differed from my learned colleagues, my grounds for so doing:

 

                On the face of it, this case is of no great general importance. It concerns a man who fell seriously ill while serving in the army. He contends that he is entitled to a pension in accordance with the Invalids (Pensions and Rehabilitation) Law, 1949, but the Pensions Officer rejected his claim and the Appeals Tribunal dismissed his appeal. He has, therefore, applied to us for an order of certiorari, and his complaint is this: Before the Tribunal there was an opinion of Dr. Feldman which showed, according to him, that his illness was connected with his service. This opinion was not contradicted in the certificates produced on behalf of the Ministry of Defence. Those certificates did not determine the cause of the illness at all. Nevertheless, the Tribunal decided to dismiss the appeal without hearing Dr. Feldman, and did so in the following terms:

 

                "On the basis of the medical material placed before us, we are not convinced that the illness from which the appellant is suffering in the nervous system of the spinal cord arose out of or was aggravated by his service. Accordingly, we dismiss the appeal."

               

                It is doubtful whether, in those circumstances, the petitioner is entitled to any remedy. It is settled law that this court does not sit as a court of appeal from administrative tribunals and, in particular, will not intervene in questions requiring expert knowledge, such as medical and engineering questions and so on: Association of Taxi Drivers case (7); Habshosh v. Pensions Officer (8). It may be presumed that the two members of the Tribunal who are in fact doctors themselves were of the opinion that the illness from which the applicant is suffering could not be a consequence of his service or, at all events, that it was impossible to determine the causal connection. We do not know what induced the Tribunal to come to the conclusion it reached. But it seems to me that the Tribunal's decision calls for some explanation, and that is reason enough, in the circumstances of the case, for issuing an order nisi calling on the respondents to appear and show cause. It may be that in the present case the petitioner has little prospect of succeeding, but his arguments appear to me to call for some answer.

               

                Nevertheless, I should not have disagreed with my learned colleagues in their decision to dismiss the application or, at all events, I should not have expressed my dissent at length, were it not for the ground briefly expressed in the majority judgment. This ground raises important problems, and I feel obliged to take a stand in relation to it.

               

                My colleagues rely on four judgments of this court, in which it was decided that, save in cases of excess of jurisdiction, orders of certiorari should not issue in connection with hearings under the Fallen Soldiers' Families (Pensions and Rehabilitation) Law, 1950. No one denies that for the purposes of the question now before us, there is no difference between that Law and the Law under discussion here, namely, the Invalids (Pensions and Rehabilitation) Law, 1949.

               

 That rule was first established in ZeroubaveI v. Appeals Tribunal (4), which is referred to in Chilbi v. Pensions Officer (3), though in the latter case the order was made absolute, because it was found that the respondents had exceeded their jurisdiction. In Vander v. Pensions Officer (5), the court followed ZeroubaveI's case (4), but added a point on the merits of the case as a ground for dismissing the petition. Finally, in Pensions Officer v. Appeals Tribunal (6), the court re-iterated and re-affirmed the rule as laid down in Zeroubavel's case (4).

 

                What in effect is this rule ? It is well known that the court will not hesitate to grant a remedy by way of an order of certiorari, notwithstanding that in the Law establishing the administrative tribunal it is said that its decision shall be final. It has so been held in England for a considerable time, and we received the rule from there. But in the present case the Law contains two specific provisions, one being that the Appeals Tribunal shall give reasons for its decision, and the other that the decision shall be final (section 25(f) and (h)). The court in Zeroubavel's case (4), deduced from this that the legislature intended to deprive the High Court of Justice of its jurisdiction to interfere with the decisions of the Appeals Tribunal. This was said, more forcibly, in Pensions Officer v. Appeals Tribunal (6): "It has been laid down in connection with the Law now under consideration before us, that this court is not entitled to interfere with the decisions of the Appeals Tribunal, even if it appear that the decision is based upon an error, and even if that error is apparent on the face of the decision, except where the Appeals Tribunal acts without jurisdiction in giving a decision, exceeds the limits set by the legislature." In the same judgment it was also said: "And as for the general argument, based upon orders of certiorari, which this court is in general empowered to issue in the event of a legal error appearing on the face of a decision of an inferior tribunal, the above-mentioned judgments did not lay down any rule to the effect that this court is in general deprived of such jurisdiction, but held that such a jurisdiction does not exist in relation to the Law now under consideration. Their decision was based on an analysis of the provisions of this Law, and we see no reason for differing from the rule laid down in connection with the said Law."

               

                It appears to me that the court has not always followed that decision. I shall quote some examples:

               

(a) Before the decision in Zeroubavel's case (4). it was decided in H.C. 83/52 (unreported) that the Officer and the Tribunal did not err in rejecting the claim on the ground that the petitioner was not "bereaved" within the meaning of the Law. This implies that the court investigated the reasons.

 

(b) In Gantz v. Pensions Officer (9), the application was dismissed on the ground that the petitioner had not been prejudiced in her rights by the fact that she was not given notice of the Pensions Officer's decision. It seems to me that here, too, the court examined the proceedings to see if they were conducted properly or not. Admittedly, the question was examined according to the test of "jurisdiction". It was held that the Officer's notification was not to be regarded as a condition precedent to the Tribunal's jurisdiction.

 

(c) In the case of H.C. 3/54 (unreported), an order nisi was issued on the ground that the Tribunal had confined itself to a consideration of the question whether the accident had occurred while the petitioner was on duty, and had not exercised its jurisdiction to consider and decide whether the accident arose out of his service. Only with difficulty is it possible to regard that question as one of jurisdiction, for the Tribunal did not exceed the limits of its jurisdiction; on the contrary, it did not completely exhaust it.

 

(d) The complaint in Frenkel v. Appeals Tribunal (10), was that the Tribunal had relied upon a document without giving the petitioner the opportunity of seeing it or of commenting upon it. The petition was dismissed, not on the ground that the court was not entitled to issue an order of certiorari, but because it was clear from the respondent's reply that the document had been put in in the presence of both sides.

 

(e) Finally, Shoshan v. Appeals Tribunal (11), where the petitioner argued that the Tribunal had not expressed its opinion on an important piece of evidence, since the evidence had, through the fault of the Officer, not been produced to the Tribunal. The court considered this argument in detail, and laid down a rule that the Tribunal is not obliged to take into account the opinions of outsiders. No reference is made in that judgment to the question of jurisdiction to issue an order of certiorari.

 

                If not all of those decisions, at least some of them, have given rise to a doubt in my mind whether the rule laid down in Zeroubavel's case (4) has become firmly settled. My colleagues are not of this opinion, and have decided to resolve the present case in accordance with the ruling in ZeroubaveI's case (4). I am unable to accept that ruling. With the greatest respect to the judges that decided it, that decision does not seem to me to be a correct one. That being so, I am bound to give reasons for my dissent and to examine whether I am free to question a rule which has been previously established by this court. I shall start by considering the question of our jurisdiction in the matter of the order of certiorari.

 

                The legislator is omnipotent: he can, at will, abrogate our jurisdiction to make an order of certiorari, but it is common knowledge that jurisdiction is not taken away save by express words of ouster. A provision such as this - that the Tribunal's decision shall be final- is insufficient to take away the jurisdiction (see Halsbury, Hailsham edition, Vol. 9, page 861, and the authorities there cited, starting from the seventeenth century). This is one of the achievements that the judiciary has diligently and jealously guarded in its defence of the rights of the citizen. The scope of judicial review of administrative tribunals is narrow enough. An order of certiorari is generally of no assistance in reviewing the decision of a tribunal to see whether it is correct or not as to substance, from the point of view both of the law and of the facts. A fortiori, there is no ground for intervening when the matter under discussion is one of opinion. But this remedy has throughout served as a guarantee to the citizen against decisions that are invalid for want of jurisdiction, because they disregard the principles of justice, because they have been improperly obtained or because of error on the face of the proceedings. It should be borne in mind that not only excess of jurisdiction serves as a ground for an order of certiorari, but also denial of justice and, in particular, a defect in the proceedings. Wherever the law confers a judicial or quasi-judicial capacity on the responsible authority, the citizen is entitled to have the proceedings properly conducted: R. v. Manchester Legal Aid Committee (17), at p. 489; and see "Lakol" v. Minister of Commerce (12), at p. 803. There have been instances where the executive was opposed to the court's jurisdiction to quesition its decisions, and sought its abolition by the legislature. The courts invariably laid down the rule that a provision such as in section 17 of the Invalids (Pensions and Rehabilitation) Law, 1949, that the Tribunal's decision shall be final, does not deprive the court of the jurisdiction to make an order of certiorari.

 

                Now this rule is being called in question and the first steps taken for its reversal. With a stroke of the pen, the court in Zeroubavel's case (4) abrogated the judicial review of Appeals Tribunals, acting under the two Laws referred to, except where they exceed their jurisdiction. I find no consolation in the fact that this relates only to tribunals under those two Laws. How can I be sure that the executive will not follow this uncontrolled path in relation to other tribunals as well, if its appetite should grow and it wish to rid itself of judicial review? True, these tribunals are presided over by a pro¬fessional judge. But how do we know that in other laws tribunals will not be appointed without any member of the legal profession, and with only government officials sitting on them?

               

                And for what reason? How did the court, sitting in Zerubavel's case (4), arrive at such a far-reaching result? The provision that the Tribunal's decision shall be final is insufficient, as we have seen, to exclude the remedy of certiorari. But the court found a basis for its conclusion by combining two provisions of the Law in question, the one stating that the decision shall be final, and the other directing the Tribunal to give reasons for its decision. With the utmost respect to the court that sat in that case, I fail to understand how it reached its conclusion. If we accept that view, it follows that a provision, the sole purpose of which is to strengthen the citizen's rights, will prove to be his undoing and will turn from a blessing into a curse. I should have thought that if a decision is anyway subject to review by way of an order of certiorari, all the more must this be so when there is a reasoned decision. I have discovered no foundation for the idea that the "finality" of a decision excludes an order for certiorari simply because it has to contain reasons. I am convinced that the legislator did not anticipate this result and did not intend it when he ordered the Tribunal to give reasons for its decisions.

               

                As I have already said, I do not know whether the finding in the present petitioner's case was so defective as to justify our intervening in his matter by way of an order of certiorari. His contention was, briefly, that the Tribunal's decision was unsupported by the volume of evidence before it. Moreover, the Tribunal, which purported to decide "on the basis of the medical evidence placed" before it, ignored the opinion of Dr. Feldman, the petitioner's doctor, and could find no authority for its opinion in the medical certificates produced on behalf of the Ministry of Defence. Furthermore, according to the petitioner, the Tribunal did not want to hear Dr. Feldman as a witness, nor was it prepared to pass the question over to the Medical Tribunal for its decision, although both sides were agreeable that that should be done. Those are arguments which, if proved to be correct, may have sufficed to show a denial of justice. I express no opinion either way. Mistakes in the admission or non-admission of evidence do not constitute excess of jurisdiction: R. v. Nat Bell liquors, Ltd. (18), but may sometimes constitute a denial of justice (see R. v. Wandsworth JJ. (19); R. v. Kingston Rent Tribunal (20)). According to the decision in ZeroubaveI's case (4), the door is closed against the citizen who wishes to raise a complaint of this sort, for he is unable to argue that the Tribunal exceeded its jurisdiction. As I have already stated, even the jurisdiction to make an order of certiorari does not enable us to pass in review the Tribunal's decision, in order to test whether it is sound from the legal point of view (apart from the case of error apparent on the face of the decision) and from the point of view of the volume of evidence before it (see Halsbury, Hailsham edition Vol. 9, p. 888). There need be no fear, therefore, lest this court turn into a court of appeal from decisions of the Tribunal. But the citizen is entitled to demand that the hearing before the Tribunal be properly conducted, and a breach by it of the basic rules of evidence may provide a ground for our intervening. To my mind, there was occasion for granting an order nisi to the petitioner and for not sending him away empty-handed for the reason expressed in ZeroubaveI's case (4).

 

                That being so, I am obliged to consider the question whether we are entitled to depart from the decision that was given in Zeroubavel's case (4). My colleagues consider this decision to be binding upon us. To my regret, I am not at one with them even on this question. I agree that if we are to accept the principle that this court is bound by its previous decisions, then there is no way of distinguishing the present case from Zeroubavel's case (4), or of taking it out of the rule therein established. But that is the question: are we bound to accept the binding force of the precedent in all its strictness, or are we entitled to depart from a precedent in those rare cases where an established rule does not seem to us to be at all correct, and none of the various ways known in the doctrine of precedent available to us to strip it of its binding force?

               

                This court, composed of five judges, sat on that problem recently, in Ramm's case (13), and it was there decided that the court is bound by its previous decisions. Several exceptions were listed, but it is clear and beyond all doubt that the court gave its approval to the English rule relating to the binding force of precedent in its absolute form. In the light of this decision, I must indeed seem somewhat bold openly to call in question an opinion expressed by so exalted a forum. It need hardly be emphasized that a judge who does not recognise the binding force of precedent cannot be "bound", in the technical sense of the word, even by a precedent which recognises such binding force. A "binding rule" such as this is no more than begging the question. For all that, I am alive to the fact that it was the Supreme Court that spoke here and laid down basic policy for its action in the future, and it is somewhat difficult to deny so fundamental a principle. I am under no illusions. My voice in this matter is one crying in the wilderness, but I am convinced that the principle of the precedent is not calculated to advance and give form to the law in Israel. I am of the view that in the course of time we shall abandon that principle, and perhaps these remarks of mine may contribute towards bringing that day nearer.

 

                I shall open, first of all, by defining the scope of the discussion. The question of precedent bears two aspects. The court itself is required to be bound by its decisions, and also every other court is subject to the rulings laid down in a higher court. For the purposes of the present case, I shall confine myself to the first question. Secondly, a distinction has to be made between the precedent as a binding authority and its power of persuading and guiding. I know of no legal system which treats a departure from rules laid down in previous cases with anything but diffidence. They are authorities to be respected, and only in rare instances will a judge be bold enough to depart from them. That is the accepted system in most of the countries on the Continent of Europe and in the United States. I have not heard that this system brings about chaos or irresponsibility. A court will always want to follow the path of authority for the sake of consistency in the law and for the sake of efficiency in work. No court will be in a hurry to depart, needlessly, from the rule already laid down. As Professor Winfield wrote:

               

"To say that because a judge tries to keep the law consistent with itself, he is bound to model it on previous decisions, is to confuse judicial consistency with the binding force of judicial decisions." (Chief Sources of Legal History, p. 149).

               

                On the other hand, the English system, which has not, as far as I have been able to discover, been adopted in any country outside the British Commonwealth of Nations, requires the Supreme Court and, accordingly, other courts, to accept a ruling as if it were the law with a divine sanction even in those cases where such a ruling does not seem to the court before whom it is brought to be sound, and even in those cases where it seems to that court to be thoroughly misconceived. But the law is the law, though the heavens fall. Only in special cases, at times very extreme cases, is the court entitled to distinguish or evade the undesirable precedent.

               

                In the case of Ramm v. Minister of Finance (13), the court adopted the English principle subject, indeed, to the same reservations acknowledged in England itself and subject to an additional reserva¬tion, namely, where there is a change in social conditions; but apart from those reservations, adopted it in all its severity and strictness. The court reviewed the situation in the period of the Mandate and found, despite the dissenting opinion of Mr. Justice Manning in the case of El Issa v. Khammar (1), that opinion had crystallized in favour of the English principle. After that, the attitude of the Israel Supreme Court towards precedents of the Supreme Court in the period of the Mandate was examined, and it was found that it did not consider itself bound by those precedents. Finally, the court defined its attitude towards its own precedents and decided that it was bound by them. It is clear from the rationes decidendi - and my colleague Berinson J. confirms this - that this conclusion is not based on any law or authority, but on considerations of legal policy alone. In the opinion of the court, a precedent must be regarded as binding because of the need for certainty in the law. Conflicting judgments are bound to confuse the citizen and prevent his consultants from being able to advise him on how to conduct his affairs. Especially in a young State, in the words of the judgment, it is imperative that principles be crystallized, though here too a moderate note was struck: "What has been said must not be taken to mean that this court will go to extremes and will decide never to re-consider its decisions."

               

                With all due respect, it seems to me that the court did not give due weight to all the doubts and hesitations that have recently arisen with regard to the English doctrine even in England itself. There, a lively debate is being waged over the advantages of the English system and professors and learned men of authority have attacked the principle. It has been shown, first, by T.E. Lewis, in his article, "The History of Judicial Precedent" (46 L.Q.R. 207, 341; 47 L.Q.R. 411; 48 L.Q.R. 230), that the English principle has been in existence only since the beginning of the nineteenth century. It should not be regarded, therefore, as part of the substance of the common law. In each of the generations that precceded the modern period, when judgments began to be published, there arose lawyers of the highest standing who recognised the power of the precedent as an authority, but that is no proof that they regarded it as something binding. "Non exemplis sed rationibus adjudicandum est", as it is said in the Yearbook of the reign of Edward II, like Justinian's rule: "non exemplis sed legibus judicandum est'". There is no unanimity of opinion on the question as to when the approach altered. Holdsworth (50 L.Q.R. 180), in contra-distinction to Lewis (loc. cit.) and Allen ("Law in the Making", second edition p. 150), thought that the binding force of precedent was recognised as early as the seventeenth century. For that view, he relies on the sayings of Bacon, Coke C. J., and Hale. On the other hand, Vaughan C. J., strongly opposed the doctrine of binding precedent, as is apparent from his dicta in Bole v. Horton (21):

               

                "If a Court give judgment judicially, another Court is not bound to give like judgment, unless it think that judgment first given was according to law. For any Court nay err... Therefore, if a judge conceives a judgment given in another Court to be erroneous, he being sworn to judge according to law, that is, on his own conscience ought not to give the like judgment, for that were to wrong every man having a like cause, because another was wrong before."

 

                However, even Coke, who saw in the precedent evidence of a rule of law, made one reservation to this doctrine:

               

                "First, whatever is against the rule of law is inconvenient. Secondly, an argument ab inconvenienti is strong to prove it is against Law... Thirdly, that new inventions .. .are full of inconveniences."

 

                Only in the eighteenth century, particularly as a result of Blackstone's influence, was the doctrine of binding precedent adopted in all its severity, though even he and his contemporaries, in the spirit of their age, would not accept as "law" a rule which ran counter to "natural" justice.

               

                There is no need to multiply illustrations from English history nor to demonstrate that many of the greatest legal philosophers, among them Bentham and Austin, criticised the doctrine of precedent. The material may be found in the places cited above. It is more important, for the purposes of our case, to examine the criticism levelled in our own times against the English principle, in the main by Professor Goodhart in his well-known article in 50 L.Q.R. 40, on "Precedent in English and Continental Law." I do not want to set out here all the reasons with which Professor Goodhart repudiated the view current in England, that the English system is better than the system in force in other countries. In my opinion, Professor Goodhart has succeeded in showing that the doctrine of "the binding precedent" in its strict form not only does not advance the development of the law, but actually impedes it; that it is bound to render legal deduction formalistic; that it does not even possess the advantage of convenience, especially when the publication of judgments is unsatisfactory; that it is unable to preclude personal inclinations on the part of the individual judge; and last but not least, that even for the sake of certainty there is no particular need to endow a precedent with binding effect, as distinct from merely authoritative force. Passing from English to Israeli legal literature, we have before us the enlightening article of Professor Tedeski on the Rule of Precedent in Palestinian law, in his book "Researches into the Law of Our Country", 1953, with its criticism of the English system and its proposal that we should not adopt this system in our State.

               

                Professor Glanville Williams, the editor of Salmond on Jurisprudence, tenth edition, at p. 196, sums the matter up in this way. He distinguishes between two meanings of the doctrine of precedent: between its loose meaning, that is to say, that precedents are published and quoted and it stands to reason that the courts will follow them; and its strict meaning namely, that precedents not only possess great authority, but that the courts are obliged (in certain circumstances) to follow them. The first is the one that prevailed in England until the nineteenth century, and it is still the only sense in which it is accepted on the continent of Europe. The second meaning developed in England during the nineteenth century and was improved upon in the twentieth century. Continuing, Professor Williams says:

               

                "Most of the arguments advanced by supporters of "the doctrine of precedent", such as Holdsworth, will be found to support the doctrine in the loose rather than in the strict meaning, while those who attack it (such as Professor Goodhart) attack it in its strict and never in its loose meaning. Thus the two sides are less at variance than would appear on the surface. The real issue is whether the doctrine of precedent should be maintained in its strict sense or whether we should revert to the loose sense.There is no dissatisfaction with the practice of citing cases and of attaching weight to them; the dissatisfaction is with the present practice of treating precedents as absolutely binding. In favour of the present practice it is said that the practice is necessary to secure the certainty of the law, predictability of decisions being more important than approximation to an ideal; any very unsatisfactory decision can be reversed for the future by statute. To this it may be replied that pressure on Parliamentary time is so great that statutory amendment of the common law on an adequate scale is not to be looked for; also our experience of statutory amendment in the past has not been happy."

 

                Finally, Professor Williams seeks a compromise between the two opinions. He suggests that the binding force of precedent be done away with, to the extent that it has been created by the same court or by another court of the same instance, and to maintain it only in relation to superior courts.

               

                I feel that we, too, in this court would be well advised not to be bound by the doctrine of precedent in its strict sense. As I have said, I am not afraid that chaos and other kinds of disorder will result. The Israel judge can be expected to know how to respect an authority and not to depart from an established rule save in exceptional cases. I am not unaware of the need for certainty in the law, but I am not prepared to purchase certainty at the price of justice. Smoira P., spoke against precedents for the sake of precedent, when he said, in Rosenbaum v. Rosenbaum (14): "If I have to choose between truth and certainty, I prefer truth" - and not only in relation to precedents from the period of the Mandate. The doctrine of the binding force of precedent, which is not followed by the majority of peoples, is a strange importation into Israel. It has been said: "The judge has only what his own eyes see". And it seems to me that in our young State, the points of criticism that I have quoted above apply with greater force. We stand at the threshold of our development as a nation and as a society, and there is still a long road for us to tread before we reach a final form for our jurisprudence, and the shaping of the law in Israel. In such a situation one needs, sometimes, to look afresh at the rules, even if they have been but recently established and even if the conditions of our life cannot be said to have altered in the meantime. Accordingly, the doctrine of precedent, in its strict and uncompromising sense, is not only not essential at this hour, but on the contrary, is likely to hamper our progress. And let us not forget that the system of binding precedent should not be applied without all the technical means which we still lack, such as an improved system of law reporting and the legal reporting of every precedent, thus rendering it easier for the judge and the advocates pleading before him to find all the relevant authorities. As for legislation, which the supporters of the binding precedent rely upon so heavily, it has more than once happened with us that this has been somewhat tardy in amending results which in any reckoning were undesirable, and in the result the litigant was the loser in both events. In the present case, what shall we recommend to the legislator to amend?

 

                My colleague, Berinson J., feels that in matters of policy, the minority is obliged to march with the majority. My answer to that is that in judicial matters the judge has no allegiance save to the law. Since my colleague, too, disagrees with the ruling in Zeroubavel's case (4), I feel that it would have been proper to accede to the applicant's petition.

               

OLSHAN P. It was decided at the time of the hearing, by a majority, to dismiss the petition for an order nisi. This was decided in view of the many judgments in which the rule in the matter under review was established. After reading the reasoned judgment of Witkon J., who was in the minority, I am prompted to make certain remarks.

 

1. The doubt expressed by my learned colleague as to whether in fact the rule in the matter under review was finally established in the judgments mentioned in the majority decision is, with all due respect, unfounded. Since the decision in Zeroubavel's case (4), there has not been a single instance in which an order has been made absolute on the merits of the case, and no instance is to be found in which the court decided on the merits of the case without taking into account the ruling in Zeroubavel's case (4), namely, that the High Court of Justice will interfere with the decision of the Appeals Tribunal only where a question of jurisdiction arises. If at times this court has expressed its opinion on the merits of the case and has given its opinion on the Appeals Tribunal's reasons, that was because this court was saying, "that even on the merits of the case, the petitioner has failed to make out a case". This has happened mainly in those cases in which a discussion might have arisen over the question whether the Appeals Tribunal's decision indirectly involves the contention that the Appeals Tribunal did not have the jurisdiction to decide what it did. It sometimes happens that it is impossible to determine whether a certain question is one of jurisdiction without "looking into the Appeals Tribunal's reasons", and such a case does not prove that the court decided to ignore the aforementioned rule.

 

2. My learned colleague mentions the "opinion" of Dr. Feldman and quotes the Appeals Tribunal's decision. Dr. Feldman, the doctor who examined the petitioner privately, conveyed in his letter the details given him by his patient, and the Appeals Tribunal (two of the members of which were doctors) was entitled to regard Dr. Feldman's diagnosis as based mainly on the information given him by his patient. It is very doubtful, therefore, whether the petitioner would have obtained the order nisi asked for, even were it not for the rule laid down in Zeroubavel's case (4), and the decisions which followed it.

 

3. My learned colleague raises once again in his judgment the old problem with which many lawyers in the world are grappling, namely, whether to accept or reject the principle of the binding force of precedent. There is no doubt that the problem is important, and there are two sides to it. The question is which system is to be preferred. The solution to the problem cannot, in my opinion, be universal and it depends upon the situation and conditions of the State in which this problem arises. Even in Continental countries where, from the theoretical point of view, the principle of the binding force of precedent does not exist - even there, the principle is applied in fact, though its field of application is more restricted. In those countries there is a codification of laws and the need to refer to precedents is in any event more restricted than in those countries where the material law is built on something resembling the common law or the law of equity in England and where there is no codification.

 

                I do not wish to go into any further detail on that subject because, with all due respect to my learned colleague, the weak point in his judgment is his disregard for the judgment handed down by a bench of five judges of the Supreme Court in Ramm's case (13). in which it was decided that the court is bound by its decisions, except in certain cases.

 

                Of course, from the point of view of simple logic, my learned colleague is caught in a "vicious circle" and is forced to the conclusion that that judgment does not bind him either, for if no judgment possesses binding force, by what right is that judgment to be considered as binding? Is it because of the fact that the court was composed of five Supreme Court judges or because of the fact that almost every Supreme Court judge accepts the correctness of the rule laid down there?

               

                It will be noted that my learned colleague does not attempt to bring the case under discussion within the scope of those exceptional cases, such as were laid down in Ramm's case (13), where the court is not bound by precedent. He refuses to follow the rule established in Zeroubavel's case (4), and the judgments that followed it, for the sole reason that in his opinion the rule there established is fundamentally erroneous. Instead of recommending an immediate amendment by the legislature of what he regards as "an injustice", he goes further and sets at nought the decision given in Ramm's case (13), in the matter of the binding force of precedent.

               

                With all due respect, in spite of the fact that, from the point of view of "the vicious circle", this is logical and consistent, it seems to me to be somewhat like imposing a minority opinion on the majority.

               

                A bench of three judges sat in this case. What would have happened if on the merits of the case and also on the question of the binding force of precedent one more judge had joined him, and my learned colleague had not been in the minority but in the majority. Which judgment would have been binding: the judgment in Ramm's case (13) or this latter judgment?

               

                If it be said that neither of them has binding force, in my opinion a chaotic situation would be created; for these two Supreme Court judges would acquire a preferential status, not being bound by precedent, whilst the majority, being in favour of the binding force of precedent, would have to give way to the minority opinion in this matter, for, otherwise, two systems would be in existence in the court, and the fate of cases (in which this problem arose) would be settled according to chance, according to the composition of the court, depending on whether two or three of the remaining judges were sitting.

 

                It may be submitted that such cases, where it is necessary to depart from a ruling established by precedent, are very rare. In principle, and in view of the difficulties that may be caused to advocates and litigating parties - in particular, if the net should be cast wider and courts of other instances should find justification for maintaining my learned colleague's principle (and what is to prevent them?) - it can make no difference whether such cases are rare or common.

               

                The result of accepting the view of my learned colleague would be to create uncertainty, to lengthen the time of hearings and to involve the parties in heavy costs, and who will compensate the citizen for the costs and injury this uncertainty will cause him?

               

                I do not pretend to say that a judge, be he in the smallest of minorities, is bound to keep silent over a legal decision when he thinks that it is "contrary to law", but he is bound to act in accordance with the opinion of the majority. So long as no one judge can be allowed, in a particular matter, to foist upon his colleagues his ideas of justice, that is to say, so long as there exists no way of one judge forcing his colleagues to prefer his ideas of justice to their ideas of justice - otherwise than by way of persuation - because the legislator alone is in a position to determine whose opinion  is preferable, no question of acting contrary to his conscience is involved. Whenever the minority's reasons are not sufficiently persuasive to be acceptable to the majority, there is no other way, in the absence of a decision by the legislator, save to act in accordance with the majority opinion.

               

                Insofar as there are grounds for holding that the principle of the binding force of precedent was introduced into this country through Article 46 of the Order in Council,1) and insofar as this rule was also established in judgments from the time of the Mandate, Ramm's case (13), which confirms that rule, should not be regarded as a judgment serving only as a "signpost"; and so long as the legislator has not yet abolished that principle, there is an obligation to abide by it, and not to ignore it on account of reasons which in any event create an artificial vicious circle.

 

                I would go even further: assuming that in the past the principle  of "the binding force of precedent" had not yet existed in this country and that the problem arose before the Supreme Court now for the first time; and assuming that by a majority of seven against two, a rule (or let us call it even a "signpost") were established in that connection, it seems to me that such a decision ought to bind everyone in the future, so long as the legislator has not intervened in the matter, and has not altered the decision by means of a clear legislative act.

               

BERINSON J. On the hearing of the petition, I shared the learned President's view that we must dismiss it for the simple reason that we are bound by what was decided by this court in Zeroubavel's case (4).

 

                The binding force of the precedents of this court on this court itself - and, it need hardly be said, on all other courts in the State - was established recently after exhaustive consideration in Ramm's case (13), by a bench of five judges, myself among them. Notwithstanding the dissenting and instructive opinion of my learned colleague Witkon J., my belief in the soundness of that decision is unshaken.

 

                Obviously, one must read the judgment in Ramm's case (13) in its entirety. The rule that we are bound by our previous judgments is subject to several important reservations that were mentioned in that judgment, and they are not exhaustive, since they are but "signposts" for the course along which we shall march in the coming years."

               

                However, my learned colleague does not attempt to bring the present case within the scope of one of those exceptions, and does not even attempt to create a pigeon-hole for an additional exception, but rather makes a frontal attack on the very principle of the obligation to follow our previous decisions. Although, for myself, I should not so much fear to follow the road that Witkon J. recommends, I prefer the system of binding precedent for the self-same reasons that were explained in our judgment in Ramm's case (13).

               

                Furthermore, I feel that once such a decision has been reached my learned colleague, too, must harness himself to the yoke of precedent, not only because one must follow the majority, but mainly because membership of this court requires it, for it is clearly out of the question that there should be a majority policy and a minority policy in this court at one and the same time. Fundamentally, we are dealing here not with a controversy on the true interpretation of some point of law, in which each judge may decide to the best of his conscience and legal understanding, but with a question of policy, and in such circumstances I think that, having expressed its independent view, the minority has no choice but to abide by the rule in the future, and go along with the majority.

 

                And now, to the substance of the rule that was laid down in Zeroubavel's case (4). In that case it was decided that there was no jurisdiction in this court to control the activity of inferior tribunals by means of an order of certiorari in matters arising out of appeals to the Appeals Tribunal under the Fallen Soldiers' Families (Pensions and Rehabilitation) Law, 1949, because in that Law it was enacted that "the Appeals Tribunal shall give reasons for its decision" and that "the decision of the Appeals Tribunal shall be final."

               

                At the hearing of the petition, I openly expressed my doubts as to the correctness of that ruling and the more I have examined  and considered and probed into the matter since then, the more strongly am I of the same opinion. With all the respect in which I hold my colleagues, the judges that took part in the decision in that case, and all those who have since followed them without further reflection, have, in my opinion, been quick in reaching their conclusion without hearing full argument on the weighty question then under consideration - the question of the control that this court is empowered to exercise over the Appeals Tribunal acting in pursuance of the Law above referred to. Were I to regard myself as free to decide according to my wish and understanding, I should not hesitate to accept the view of my learned colleague, Justice Witkon, on this question - and these are my reasons.

 

                The jurisdiction of the High Court of Justice to give orders to and control the activities of the various public officials and bodies is wide - I would say very wide; but it is not unlimited. The principal limitations are of two kinds, and both are found in Article 43 of the Order in Council from which the court derives its original jurisdiction. The part of that section relevant to the present matter provides as follows:

               

                "The Supreme Court, sitting as a High Court of Justice, shall have jurisdiction to hear and determine such matters as are not causes or trials, but petitions or applications not within the jurisdiction of any other Court and necessary to be decided for the administration of Justice."

               

                The question that comes before the court in each case is, therefore, two-fold: is the court's intervention required at all in the particular case, because the petitioner cannot and his remedy in an other place? And if so, is the intervention required for the administration of justice?

               

                The second question is fundamentally a subjective one, because it depends on the discretion of the court. True, that discretion must be exercised in accordance with law and not be arbitrary or capricious, and over the years the court has itsef made reservations and set limits to its exercise. Nevertheless, the question remains, as before, fundamentally subjective, its exercise one way or the other in each case depending in no small measure on the disposition of the court to extend or limit its control over the activities of the administration, including the various administration bodies and tribunals.

               

                Far be it from me to ignore the limits set to the jurisdiction of this court by the law and by its own past decisions, or to minimise the importance and extent of the practical difficulties standing in the way of the court in exercising efficient control over the detailed actions of those who perform their duties by virtue of the law of the land. I agree with what the learned President said on another occasion, that this court will not usurp the functions of Government. But at the same time, I think that it would be a mistake if this court were disposed to divest itself little by little, as if that were its intention, of the power and jurisdiction that it has taken upon itself till now, on account of some unspecific and general observation in this or that law. The High Court of Justice has, in the course of time, come to be the citizen's main, if not his sole, defence and protection in his relationship with the administration. Let us not rock and shake with our own hands the bough on which we sit and from whose heights we supervise the legality and fairness of the administration's activities, unless there is clear legislative authority to do so.

               

                The legislator is supreme. He can give and he can take away. The jurisdiction that he has bestowed on the court in one law, he can, if he so wishes, abrogate in another law, and we must comply with his wishes. That indeed is the only question that fell to be decided in Zeroubavel's case (4): does the provision in the Fallen Soldiers' Families (Pensions and Rehabilitation) Law concerning finality of the Appeal Tribunal's decision reveal a clear intention on the part of the legislator that such a decision shall no longer, on the merits, be subject to the consideration and review of this court? When I read the many authorities on the matter in Israel and in England, it seems to me that the only conclusion is that no such intention appears.

               

                It has been stressed in the past that the jurisdiction of this court is not identical with the jurisdiction of the High Court in England in controlling the activities of officials and legal and administrative bodies. But if there is no identity, there are certainly parallels to be drawn between the two jurisdictions and though there is a difference in their origin and scope, there is no fundamental distinction in their content and nature. Accordingly, I see no reason why our jurisdiction should be curtailed in a manner different from that of the corresponding jurisdiction of the High Court in England, simply because the one - ours - is derived from written law, and the other - that of the High Court in England - is derived from the common law. It seems to me that the same rule should apply in both cases to the restriction of this jurisdiction by an enactment.

               

                The English rule in this respect has been established and maintained for centuries, and it is that the court's jurisdiction to issue an order of certiorari is not ousted by a written Act, unless there are express words of ouster, and a mere provision in the Act that a tribunal's decision shall be final does not suffice. See Halsbury, Hailsham  edition, Vol. 9, p. 861, section 1455, and the judgments there cited, starting in 1686 and continuing to our own times, for ex¬ample: -

               

                R. v. Plowright, (1686), (22);

                R. v. Morely, (1760), (23);

                R. v. Jukes, (1800), (24);

                R. (Rooney) v. The Local Government Board for Ireland, (25), at page 354.

               

                A Palestine case, Krubi v. District Officer, Jaffa (2), from the period of the Mandate decided that a legislative provision laying down that a tribunal's decision shall be final does not oust this court's jurisdiction under Article 43 of the Order in Council.

               

                This rule is part of the heritage of the courts in England and in Israel - and, as we shall see later on, also of the courts in the United States and, above all and in particular, in France, the cradle of administrative law; and its effect is neither determined nor exhausted except by a clear and express legislative enactment. Only when the legislator reveals his intention in clear and unequivocal language, that it desires to exclude a certain administrative act from the scope of judicial review, will the court respect that intention. But the existence of such an intention is not to be presumed or implied; on the contrary, the usual presumption is that judicial review is desirable, and the legislator is taken not to intend to diminish or put an end to it in any particular matter, except where there is an explicit enactment.

               

                Accordingly, when it is laid down in a law that a certain decision "shall be final and shall not be the subject of legal proceedings in any court whatsoever" (as is set out for example, in section 8(3) of the Registrars Ordinance, 1936), or that "no Court... shall be able to annul or alter an order made by the proper authority..." (as is set out, for example, in Regulation 18 of the Emergency Regulations (Repair of War Damage in Houses), 1949), only in such cases will a court stay its hand and decline to intervene. Even in such cases the court has retained for itself, and rightly so, the power to intervene whenever the official exceeds or the tribunal concerned exceeds the limits of its jurisdiction, or acts without jurisdiction, because a condition precedent to the exercise of jurisdiction has not been fulfilled, or because some fact, which in terms of the law is essential to the exercise of jurisdiction, has not been established (See Shlomiof v. Appeals Tribunal (15), and Sifri v. Acting Registrar, Jerusalem District Court (16)).

 

                That is not all. In its justified concern for the exercise of judicial review of one kind or another of the acts of inferior administrative or legal tribunals, the High Court in England sought and found other means, approximating and similar to the writ of certiorari, whenever the traditional means of the true writ of certiorari according to the common law were taken away from it by a statutory provision. In Halsbury, Hailsham edition, Volume 9, p. 863, the following illustration is given in note (r):

               

                "By Statute (1827), ...it was provided that no indictment for obtaining money under false pretences should be removed by certiorari. By (another statute), power was given to the High Court.... to remove indictments from sessions in London or Middlesex, 'by certiorari or otherwise', into the Central Criminal Court..., and it was held in R. v. Sill, supra, that an indictment for obtaining money under false pretences might be removed, under the lastmentioned Act, into the Central Criminal Court, inasmuch as the procedure authorised by that Act was not, properly speaking, procedure by the writ of certiorari, but by an order in the nature of certiorari."

 

                If such is the case in England, how much more so is it with us, where our hands are not tied to issuing only traditional prerogative writs, and where we possess the widest discretion to intervene in any case where justice so requires. In this respect our position is better than that of the High Court in England. Our jurisdiction is wider, and when occasion demands we are unquestionably entitled to intervene by virtue of Article 43 of the Order in Council and grant an appropriate remedy even where the High Court in England is powerless to do so. A fortiori, we ought to do so in a case where even in England the court, in spite of a general provision in an Act that the decision of a tribunal shall be final, would grant the writ unless there is an express provision in the Act by which the jurisdiction of the court is excluded.

 

                I fail to see in what way the position is altered by the obligation imposed on the Appeals Tribunal to give reasons for its decision. On the contrary, by its giving reasons, the court is enabled more easily to investigate the nature of the decision and to examine its legality and the legality of the proceedings that took place before the Tribunal. I should have said that the requirement to give reasons not only does not derogate from the usual powers of the court, but on the contrary strengthens its hand, and provides a firm foundation for carrying out an efficient judicial review of the Appeals Tribunal's actions and decisions. At all events, I have found no authority for the view that the obligation to give reasons by an administrative tribunal, even when accompanied by a provision that the tribunal's decision shall be final, is sufficient to take away jurisdiction from the court. I have found exactly the opposite. The very basic object of the writ of certiorari is to review judicial decisions, both of administrative tribunals and of inferior courts in the ordinarily under¬stood sense of the word, and it is a well-founded rule written or unwritten - that a court must give reasons for its decision. In England, there is nothing to prevent a case in an inferior court, whose decision contains reasons and is prima facie final, from being brought up for scrutiny in the High Court, by means of a writ of certiorari.

               

                As far as I am aware, the courts in the United States, and even more so, those in France, adopt the same method, as is explained in Schwarz' book, "French Administrative Law and the Common Law World"; see in particular pp. 155, 157, where two typical instances are cited, inter alia, one from the United States and one from France, and I think it right to mention them briefly here, in order to demonstrate the approach of the courts in those countries to the problems confronting us.

               

                In the case of U.S. ex. rel. Trinler v. Carusi (27), the person authorised under the United States Immigration Act 1917, issued a deportation order against the petitioner Trinler. It was provided in that Act that such a decision shall be final, 'but when the matter was brought before the court on a petition of habeas corpus, the majority of judges said, at p. 461:

               

                "While it night look as though judicial review were precluded by the giving to the deportation order the air of finality, in practice such finality never existed because of the availability of habeas corpus."

 

                In France, the Conseil d'Etat, which is the supreme authority in administrative matters, adopted a similar and much more stringent attitude. In the case in question. Lamotte (28), it was laid down by law that the authority's decision to grant licences "shall not be the subject of administrative or legal proceedings". Nevertheless, the Consail d'Etat decided that that did not suffice to exclude its jurisdiction to examine the matter anew. The learned author adds a comment of his own, saying (ibid., p. 157):

               

                "'Thus, even in a system based on the absolute sovereignty of the written law, the dangers inherent in administrative conclusiveness have led the Courts to refuse to give literal effect to provisions precluding review."

               

                In the light of all that has been said above it seemed to me that in the case before us, the petitioner's road to this court was still open. Were it not for the previous decisions of the court, which I regard as binding upon me, I should have said that the petitioner ought to be granted the order nisi he asks for.

               

                I shall add but one word more, and it seems to me obvious. In my opinion, the decision in Zeroubavel's case (4) is binding only in relation to the law under consideration there, and to any other law of a similar nature in every way. I emphasize the words "in every way", and not only in the sense that it contains a provision concerning the finality of a decision and the requirement of giving reasons. I imagine that the court that sat in that case could not do otherwise than attach special signfficance to a number of specific features in that law which - so I presume - influenced, consciously or unconsciously, the attitude adopted there, such as the first that the proceedings do not end with the findings of a tribunal of first instance, and that an Appeals Tribunal exists, presided over by a professional judge. It may be that in the absence of an Appellate Tribunal and with a different composition of the tribunal of first instance, the court might well have reached the opposite conclusion.

               

                Application refused.

                Judgment given on April 6, 1955,

State of Israel v. Peretz

Case/docket number: 
CrimFH 1187/03
Date Decided: 
Thursday, March 31, 2005
Decision Type: 
Appellate
Abstract: 

Facts: In two unrelated cases, the prosecution and the defence made a plea bargain in the trial court that was subsequently rejected by the trial court, and the respondents were given stricter sentences than the ones recommended to the court in the plea bargain. The respondents appealed against the strictness of the sentences. In the appeals, which were heard jointly, the state defended the sentences that were handed down by the trial courts, rather than the plea bargains that were originally made by the state. The appeals were allowed, but the court expressed different views on the question whether the state should defend, in an appeal, a plea bargain that was rejected by the trial court, or whether it should defend the sentence handed down by the trial court. The state therefore petitioned the Supreme Court to hold a further hearing to clarify the issue of how the prosecution should act in such cases. The petition to hold a further hearing was granted, and the matter was considered by an expanded panel of nine justices.

 

Held: As a rule, the prosecution should defend a plea bargain in the court of appeal, even when it was rejected by the trial court. In exceptional cases the prosecution should be allowed at the appeal stage to be released from its undertaking in the plea bargain, when considerations of the public interest override all the considerations that support the prosecution abiding by its undertaking in the plea bargain. In the opinion of Justice Grunis, in these exceptional cases the accused should be allowed to retract his guilty plea.

 

Petition denied.

Voting Justices: 
Primary Author
majority opinion
Author
concurrence
Author
concurrence
Author
concurrence
Author
concurrence
majority opinion
majority opinion
majority opinion
Author
concurrence
Full text of the opinion: 

CrimFH 1187/03

State of Israel

v

1.         Ophir Peretz

2.         Erez Ben-Baruch

3.         Yoav Mizrahi

 

 

The Supreme Court sitting as the Court of Criminal Appeals

[28 July 2005]

Before President A. Barak, Vice-President Emeritus E. Mazza,
Vice-President M. Cheshin, Justice Emeritus J. Türkel
and Justices D. Beinisch, E. Rivlin, A. Procaccia, E.E. Levy, A. Grunis

 

Further hearing of the judgment of the Supreme Court (Justices E. Mazza, D. Dorner, A. Procaccia) on 20 January 2003 in CrimA 7132/02 and CrimA 7418/02, in which the Supreme Court allowed the appeal of the first and second respondents against the sentence of the Beer-Sheba District Court (Vice-President Y. Pilpel and Justices N. Hendel, R. Yaffa-Katz) on 17 July 2002 and the appeal of the third respondent against the sentence of the Jerusalem District Court (Justices Y. Hecht, M. Ravid, Y. Tzaban) on 16 July 2002.

 

Facts: In two unrelated cases, the prosecution and the defence made a plea bargain in the trial court that was subsequently rejected by the trial court, and the respondents were given stricter sentences than the ones recommended to the court in the plea bargain. The respondents appealed against the strictness of the sentences. In the appeals, which were heard jointly, the state defended the sentences that were handed down by the trial courts, rather than the plea bargains that were originally made by the state. The appeals were allowed, but the court expressed different views on the question whether the state should defend, in an appeal, a plea bargain that was rejected by the trial court, or whether it should defend the sentence handed down by the trial court. The state therefore petitioned the Supreme Court to hold a further hearing to clarify the issue of how the prosecution should act in such cases. The petition to hold a further hearing was granted, and the matter was considered by an expanded panel of nine justices.

 

Held: As a rule, the prosecution should defend a plea bargain in the court of appeal, even when it was rejected by the trial court. In exceptional cases the prosecution should be allowed at the appeal stage to be released from its undertaking in the plea bargain, when considerations of the public interest override all the considerations that support the prosecution abiding by its undertaking in the plea bargain. In the opinion of Justice Grunis, in these exceptional cases the accused should be allowed to retract his guilty plea.

 

Petition denied.

 

Legislation cited:

Courts Law [Consolidated Version], 5744-1984, s. 30.

Criminal Procedure Law [Consolidated Version], 5742-1982, ss. 74, 83.

Public Defender’s Office Law, 5756-1995.

Rights of Victims of Crime Law, 5761-2001, s. 17.

Standard Contracts Law, 5743-1982.

 

Israeli Supreme Court cases cited:

[1]  CrimA 7132/02 Peretz v. State of Israel [2004] IsrSC 58(3) 481.

[2]  CrimA 1958/98 A v. State of Israel [2003] IsrSC 57(1) 577.

[3]  CrimA 8164/02 A v. State of Israel [2004] IsrSC 58(3) 577.

[4]  HCJ 218/85 Arbiv v. Tel-Aviv District Attorney’s Office [1986] IsrSC 40(2) 393.

[5]  CrimA 4722/92 Markovitz v. State of Israel [1993] IsrSC 47(2) 45.

[6]  CrimA 6675/95 Shiloah v. State of Israel [1996] IsrSC 50(2) 672.

[7]  CrimA 534/04 A v. State of Israel (not yet reported).

[8]  CrimA 1289/93 Levy v. State of Israel [1994] IsrSC 48(5) 158.

[9]  CrimA 532/71 Bahmotzky v. State of Israel [1972] IsrSC 26(2) 543.

[10] HCJ 844/86 Dotan v. Attorney-General [1987] IsrSC 41(3) 219.

[11] HCJ 311/60 Y. Miller Engineering (Agency and Import) Ltd v. Minister of Transport [1961] IsrSC 15(3) 1989; IsrSJ 4 55.

[12] HCJ 124/79 Tzoba v. Minister of Defence [1980] IsrSC 34(2) 752.

[13] HCJ 5319/97 Kogen v. Chief Military Prosecutor [1997] IsrSC 51(5) 67; [1997] IsrLR 499.

[14] CrimA 3694/00 Mordoff v. State of Israel (unreported).

[15] CrimA 4886/02 Glisko v. State of Israel [2003] IsrSC 57(1) 875.

[16] HCJ 935/89 Ganor v. Attorney-General [1990] IsrSC 44(2) 485.

[17] CrimA 326/99 Abud v. State of Israel (unreported).

[18] CrimA 1242/97 Greenberg v. State of Israel (unreported).

[19] HCJ 840/79 Israel Contractors and Builders Centre v. Government of Israel [1980] IsrSC 34(3) 729.

[20] CA 6518/98 Hod Aviv Ltd v. Israel Land Administration [2001] IsrSC 55(4) 28.

[21] HCJ 164/97 Conterm Ltd v. Minister of Finance [1998] IsrSC 52(1) 289; [1998-9] IsrLR 1.

[22] CA 3541/98 Di Veroli-Siani Engineering (1990) Ltd v. Israel Land Administration [2002] IsrSC 56(4) 145.

[23] CA 6328/97 Regev v. Ministry of Defence [2000] IsrSC 54(5) 506.

 

American cases cited:

[24] U.S. v. Mooney, 654 F. 2d 482 (1981).

[25] Santobello v. New York, 404 U.S. 257 (1971).

[26] Brooks v. United States, 708 F. 2d 1280 (1983).

[27] United States v. Fentress, 792 F. 2d 461 (1986).

[28] United States v. Harvey, 791 F. 2d 294 (1986).

[29] United States v. Massey, 997 F. 2d 823 (1993).

[30] United States v. Rivera, 357 F. 3d 290 (2004).

 

Canadian cases cited:

[31] R. v. Paquette 41 W.C.B. (2d) 5 (1998) 22.

[32] R. v. Rubenstein, 41 C.C.C. (3d) 91 (1987).

[33] R. v. Simoneau, 40 C.C.C. (2d) 307 (1978).

[34] A.G. of Canada v. Roy, 18 C.R.N.S 89 (1972)

 

For the appellant — E. Barzilai.

For the first and second respondents — M. Gilad.

For the third respondent — Z. Schlonsky.

 

 

JUDGMENT

 

 

Justice D. Beinisch

Is a plea bargain made by the prosecution in the trial court binding on the prosecution in the court of appeal even when the trial court rejects it? Is the prosecution entitled in its pleadings at the appeal stage to refrain from defending the plea bargain that it itself made in the trial court? If the prosecution is indeed entitled not to defend the plea bargain, in what circumstances may it do so? These are the fundamental questions that we must decide.

Factual background and sequence of the proceedings

1.   The petition to hold the further hearing before us was filed following the judgment of this court in two criminal appeals that were heard jointly (CrimA 7132/02 and CrimA 7418/02). We shall describe below the facts underlying these criminal appeals and the judgment that was given in them.

In Criminal Appeal 7132/02 Peretz v. State of Israel [1], two persons, the first and second respondents before us, were indicted on charges of rape while taking advantage of a state of unconsciousness and in the presence of another. In the indictment filed against the first and second respondents it was alleged that they committed sexual acts on a girl of sixteen years of age, when she was drunk, and they even filmed these acts of theirs. After the trial of the respondents began, but before the testimony of the complainant was heard, the prosecution and defence reached a plea bargain. Within the framework of the plea bargain, the facts set out in the indictment were amended and the offence of which the respondents were accused was changed from an offence of rape to an offence of committing indecent acts. In addition, an agreement was reached with regard to the sentence. The arrangement concerning the sentence was an arrangement that allowed the parties to argue with regard to a range of sentence, according to which the prosecution would argue for a maximum sentence and the defence would argue for a more lenient sentence, which was the smallest sentence that the prosecution agreed it could request. After the plea bargain was presented to the District Court, the respondents pleaded guilty to the offences attributed to them and were convicted on the basis of their guilty pleas. As had been agreed in the plea bargain, the prosecution asked the court to sentence each of the respondents to a sentence of eighteen months imprisonment, whereas counsel for the defence asked the court to give a sentence of only six months imprisonment, which would be served by means of community service. In support of the proposed arrangement, the District Court was presented with reports of the probation service which were, as the court defined them, positive in the main, and it was also presented with a statement from the prosecution that the arrangement was justified ‘inter alia in view of the attitude of the complainant who forgave the defendants and held no grudge against them and had no interest in a trial being held’ (p. 21 of the court record in the District Court).

Notwithstanding the position of the parties, the Beer-Sheba District Court (Vice-President Y. Pilpel and Justices N. Hendel, R. Yaffa-Katz) rejected the plea bargain. The District Court thought that the sentence that was proposed by the prosecution was too lenient in the circumstances of the case and that there was a basis, in view of the seriousness of the case, for departing significantly from what was proposed by the prosecution. The District Court had reservations about the way in which the prosecution relied on the position of the complainant, and after it considered the various factors — the seriousness of the acts and the harm to the public interest, on the one hand, and the positive circumstances of the respondents, the guilty plea that they made and the proceedings that were made unnecessary as a result, on the other — it sentenced each of the respondents to five years imprisonment, of which three and a half years were actually to be served and the rest would be a suspended sentence. Each of the respondents was also ordered to pay the complainant compensation in a sum of NIS 10,000.

2.   In Criminal Appeal 7418/02 Mizrahi v. State of Israel [1], the third respondent in the petition before us was charged with the rape of a girl who suffers from mild retardation and also with committing an act of sodomy on her. According to the indictment, on three separate occasions the third respondent had intercourse with the complainant and committed an act of sodomy on her, by telling her that he would marry her, when he knew that she was retarded and took advantage of this fact in order to obtain her consent to the acts. When the trial began, the parties informed the court that they had reached a plea bargain according to which the respondent would plead guilty to the facts in the indictment (after a small change was made to the description of the acts set out therein), and he would be convicted and sentenced to six months imprisonment in community service and a suspended sentence. It was also stated in the plea bargain that the respondent would be liable to compensate the complainant in an amount of NIS 5,000. After the plea bargain was presented to the court, counsel for both parties urged the court to accept it, and counsel for the prosecution also discussed the many reservations of the prosecution in that case in view of the circumstances in which the offence was committed and the difficulties in the evidence that confronted it.

In this case too, notwithstanding the positions of the parties, the plea bargain was rejected. It should be noted that the Jerusalem District Court (Justices Y. Hecht, M. Ravid, Y. Tzaban) was not unanimous in its decision. Justice Tzaban thought that the plea bargain should be respected, whereas Justices Hecht and Ravid though that the sentence proposed in the plea bargain was inconsistent with the seriousness of the acts and they therefore sentenced the respondent to two years imprisonment, of which one year would actually be served and the remainder would be a suspended sentence. The respondent was also ordered to pay compensation to the complainant in a sum of NIS 5,000.

3.   Appeals were filed in this court by the respondents against the two judgments of the District Courts in the cases described above and the appeals were heard together before Justices E. Mazza, D. Dorner and A. Procaccia. The two appeals were directed against the sentences and the main argument in them was that the District Courts in Beer-Sheba and Jerusalem had erred in rejecting the plea bargains and in imposing stricter sentences than the sentences that had been agreed in the plea bargains that had been made in each of the cases. Counsel for the respondents argued that according to the criteria laid down in case law, including CrimA 1958/98 A v. State of Israel [2], the plea bargains should have been accepted and the sentences should have been handed down in accordance with what was agreed in those plea bargains.

In their response to the appeals, the prosecution defended the sentences that were handed down in the two cases. The prosecution explained that after reconsidering the cases, the State Attorney’s Office had reached the conclusion that the sentences that had been agreed within the framework of the plea bargains, which were approved by the respective District Attorneys, were clearly inconsistent with the seriousness of the respondents’ acts in the two cases described above. With regard to the first case the prosecution explained what its reasons were for making the plea bargain in the District Court, but it argued that notwithstanding the fact that there were grounds for supporting the plea bargain, the discretion that guided it in making the plea bargain was erroneous and unbalanced. The prosecution argued that, after the judgment was given in the District Court, the State Attorney’s Office reconsidered the case and came to the conclusion that there had been no justification for reaching the aforesaid agreement with regard to the sentence. The prosecution’s argument with regard to the second case was similar. With regard to this case also, the prosecution presented its reasons for agreeing to the plea bargain in the trial court, but it explained that after examining the evidence a second time it found that the agreement to the sentence that was proposed within the framework of the plea bargain was inappropriate. The re-examination of the two cases by the State Attorney’s Office therefore led to a change in the state’s position: instead of defending the plea bargain to which the District Attorney’s Offices has agreed in the District Courts, the prosecution chose to defend the sentences that were handed down. It need not be said that counsel for the respondents attacked this change of position and according to them the change in the prosecution’s position harmed the expectation and reliance interest of the respondents.

4.   The prosecution’s new position was unacceptable to the justices of this court, and in the judgment which is the subject of this further hearing, the appeals filed in both cases were allowed. The three justices on the panel agreed that in the circumstances of the case there was no basis for departing from the sentences that had been agreed within the framework of the plea bargains and the respective District Courts ought to have adopted them. Therefore the sentences of the first and second respondents were reduced to eighteen months imprisonment, whereas the sentence of the third respondent was reduced to six months imprisonment that would be served in community service, all of which as agreed in the plea bargains.

But on the question that is the focus of this further hearing there was a dispute between the justices on the panel. Justice Dorner, who expressed the majority opinion, thought that the change in the position of the prosecution with regard to the plea bargain in the court of appeal was problematic and undesirable. As she said:

‘This position of the state before us, which apparently reflects different approaches between the District Attorneys and the State Attorney’s Office, is very problematic. This is because a defendant who agrees to a plea bargain and also adversely changes his position as a result by pleading guilty to the offences with which he is charged, is entitled to assume that the state, which agreed to the plea bargain, will defend it in every court. Therefore the state ought to determine rules for approving plea bargains that will prevent changes in its position as aforesaid’ (para. 5 of the judgment [1]).

Consequently, Justice Dorner was of the opinion that no weight should be attached to the state’s position in the appeal:

‘On the merits, in view of the fact that the appellants agreed to the plea bargains on the assumption that the state would defend them, the position of the state before us cannot affect the question whether in the circumstances of the cases there was a justification, according to the criteria laid down in case law, for not respecting the plea bargains’ (para. 6 of the judgment [1]).

Justice Mazza agreed with the opinion of Justice Dorner, but Justice Procaccia expressed reservations with regard to the aforesaid approach:

‘In my opinion, the question of when and in what circumstances the prosecution may refuse in the appeal to defend the plea bargain to which it was a party in the trial court should be considered separately and proper criteria should be determined. I would refrain from a firm determination that a defendant is always entitled to assume that the state, which agreed to the plea bargain, will defend it in all circumstances and in all courts, and that there are no circumstances in which it may, or even should, change its position at the appeal stage.’

Since a decision on this question was unnecessary for deciding the appeals, as the justices agreed on the question of the merits of the appeal, Justice Procaccia said that the question should be left undecided.

5.   As stated, on 4 February 2003 the state filed a petition to hold a further hearing with regard to the aforesaid judgment, under s. 30 of the Courts Law [Consolidated Version], 5744-1984. In its petition, the state gave details of the various opinions that were expressed in the judgment and argued that a further hearing should be held in order to clarify what is the extent of the state’s commitment in the court of appeal to a plea bargain that was rejected in the trial court.

Before the decision was made in the petition to hold a further hearing, on 17 March 2003 this court gave its judgment in CrimA 8164/02 A v. State of Israel [3]. In that judgment, the basic question that is the subject of this further hearing arose once again, and President Barak, with the agreement of Justices England and Türkel, presented in his opinion a different approach from the one that was expressed in the opinion of Justice Dorner in the judgment that is the subject of this further hearing:

‘In my opinion, in a plea bargain the prosecution undertakes to present its lenient position before the court that determines the sentence. As a rule, the prosecution should also honour plea bargains that it made in the court of appeal, but when the plea bargain that was brought before the trial court is examined by the court of appeal, the state prosecution may re-examine its position with regard thereto. At this stage it has a new factor to consider, namely the judgment of the trial court, which examined the plea bargain and passed the sentence. It should take into account this additional factor within the framework of the balance between all the considerations that it makes and that we have discussed (see para. 14 of this opinion). If the prosecution is of the opinion that the plea bargain was a proper one, and the court approved it, then it should defend the judgment of the court and the plea bargain in the court of appeal. If it thinks that the plea bargain was a proper one even though the court rejected it, it should defend the plea bargain in the court of appeal rather than defending the judgment of the court. However, if after a reconsideration it is of the opinion that the plea bargain was not a proper one, whereas the judgment of the court that rejected it is the proper view, it may defend the judgment of the court rather than the plea bargain. Against the background of the aforesaid analysis, the respondent was entitled, during the hearing before us, to choose to defend the judgment of the court, if it was of the opinion that the plea bargain that it made was defective to an extent that justifies a repudiation thereof notwithstanding the defendants’ reliance on it. And this is what it has done de facto’ (ibid. [3], at p. 587).

It would appear, therefore, that with regard to the same question this court has given two different opinions. The need to reconcile the approach expressed in the opinion of Justice Dorner with the approach of President Barak in CrimA 8164/02 A v. State of Israel [3] is the reason underlying the decision of Justice Cheshin on 8 May 2003 to hold a further hearing. In the words of Justice Cheshin:

‘It is difficult to reconcile the remarks made by Justice Dorner (with the agreement of Justice Mazza and with the reservation of Justice Procaccia) in Peretz v. State of Israel [1] (in paras. 5 and 6 of her opinion on 20 January 2003) with the ruling made by the court (per President Barak, with the agreement of Justices Türkel and Englard) in CrimA 8164/02 A v. State of Israel [3] (in a judgment on 17 March 2003). Therefore I order — as requested — the holding of a further hearing in Peretz v. State of Israel [1] before a panel of nine justices. The subject of the further hearing is: to what extent is the state bound by in the court of appeal by a plea bargain that it made in the trial court?’

Thus we see that in this further hearing we are required to instruct the prosecution as to how it should act in the court of appeal after the plea bargain to which the state was a party was rejected by the trial court. It should be noted that the unique aspect of the issue under consideration in this further hearing is that it is not the criminal trial that took place in the court that is the focus of our deliberations but the considerations of the prosecution and the manner in which it operates in the course of the criminal trial. The sequence of proceedings as described above is what has brought this issue before us, and therefore we are required to decide the questions that it raises.

The arguments of the parties and the scope of the dispute

The state’s position

6.   The state agrees that, as a rule, the prosecution should also defend in the court of appeal the plea bargains that it made in the trial court. The state also agrees that the prosecution ought to defend plea bargains in which there was a mistake that is not serious. However, the state asks us to decide that the prosecution has discretion to examine each case on its merits, and in appropriate cases it has the possibility of choosing not to defend the plea bargain in the court of appeal. In principle, the state is asking us to adopt the position of President Barak, according to which a sentence that departs from a plea bargain is a new circumstance that the prosecution may take into account within the framework of the factors that it considers when deciding its position in an appeal.

The logic of the rule that the prosecution should defend plea bargains lies, in the opinion of the state, in the importance and status of plea bargains and in the public interest that they will be upheld, as well as in the expectation and reliance interest that the accused has in the plea bargain. However, the state argues that this rule has exceptions. The exceptional cases are those where the court expresses criticism of the plea bargain and the arrangement is not accepted by it, or where there are new considerations that were not taken into account when the plea bargain was made. If in these exceptional circumstances the state reaches the conclusion, as a result of the criticism of the court or as a result of a reconsideration of the plea bargain, that a serious and significant mistake was made in its considerations, and that the plea bargain does not achieve the balance determined by this court in CrimA 1958/98 A v. State of Israel [2], it should admit this before the court of appeal and defend the sentence that departed from the plea bargain.

7.   The most obvious difficulty that is presented by the position of the state is, of course, the harm that will be caused to the accused as a result of the state repudiating the plea bargain in the court of appeal. In its arguments, the state does not ignore this aspect of its position, and its obligation to the accused, but it is of the opinion that the weight given to this aspect in the approach of Justice Dorner is too great. In the state’s opinion, the reliance interest is an importance consideration but it is not the only consideration, and it should be balanced against other important considerations. This balance may lead, in certain cases, to the conclusion that the prosecution ought not to support the plea bargain in the court of appeal. The state finds support for this position in the judgment given in HCJ 218/85 Arbiv v. Tel-Aviv District Attorney’s Office [4]. That case considered the question of whether the state could repudiate a plea bargain before it was implemented, i.e., before the accused made his guilty plea in the court. In that case Justice Barak discussed the manner in which a balance should be struck between the interests of the accused (the expectation interest and the reliance interest) and the other considerations that arise from the public interest, such as the credibility of the executive authority and the realization of the purposes of the criminal law. The state was of the opinion that the rule decided in Arbiv v. Tel-Aviv District Attorney’s Office [4] supported its position that, in cases where the public interest so required, the prosecution would be entitled to act in a manner that harmed the reliance interest of the accused.

The state further argues that the manner in which the prosecution conducts itself is well known, both from the way in which it acts openly in the courts and from the guidelines of the State Attorney’s Office that have been published. Therefore, even though in the state’s opinion it is theoretically possible to harm the reliance interest of the accused when the public interest so requires, in practice when the prosecution repudiates a plea bargain in an appeal, the reliance interest of the accused is not harmed since ab initio the accused knows that he is not assured of the prosecution’s support of the plea bargain at the appeal stage.

8.   With regard to the specific cases of the respondents, the state argues that its repudiation of the plea bargains that were made with them was justified as a result of a reconsideration of the evidence in each of the cases, and a reassessment of the relevant considerations. Admittedly, the state concedes that in the discussions that it held with the respondents and with their counsel they did not address the question of what the prosecution’s position would be in the court of appeal, but, as aforesaid, it argues that the prosecution’s manner of conducting itself in this matter has been published and is well known.

The position of the Public Defender’s Office

9.   The Public Defender’s Office represents the third respondent in the proceeding before us, and it presented a fundamental position on the question under discussion, unlike the specific position presented by defence counsel for the first and second respondents with regard to the sentences that they were given. From the detailed and reasoned response of the Public Defender’s Office to the arguments of the prosecution we see that it agrees with the argument that it is not proper to make a sweeping rule that binds the prosecution in the court of appeal to defend, in all circumstances, the plea bargain that it made in the trial court. From the response we see that the Public Defender’s Office recognizes the discretion given to the prosecution, and in its opinion there are indeed exceptional cases in which the prosecution will not be obliged in the court of appeal to defend the plea bargain that was presented in the trial court. The question that the Public Defender’s Office focused upon in its arguments is in what circumstances and under what conditions will the prosecution be entitled to repudiate a plea bargain that it made and to present a different position in the court of appeal.

In this matter, the Public Defender’s Office presents two main arguments. First, the Public Defender’s Office is of the opinion that giving notice to the accused with regard to its not being obliged to defend the plea bargain at the appeal stage is an essential precondition for the prosecution repudiating the arrangement. The prosecution argues that the notice to the defendant is required both by the existence of a general duty of fairness to the accused and also, specifically, by the State Attorney’s guidelines. According to the Public Defender’s Office, in the absence of such a notice the accused may expect that the prosecution will defend the plea bargain in the court of appeal too, and this expectation should not be disappointed. The Public Defender’s Office disagrees with the state’s arguments that the prosecution’s practice of reconsidering its position in an appeal with regard to plea bargains is a well known practice, and it also disagrees with the argument that the publication of the State Attorney’s guidelines is sufficient for giving notice to defendants with regard to this matter. According to the approach of the Public Defender’s Office, just as an accused is warned that the court is not obliged to accept the plea bargain, he should also be warned about the possibility that the prosecution may repudiate the plea bargain in the appeal.

10. The second argument of the Public Defender’s Office focuses on the way in which it interprets the rule made in Arbiv v. Tel-Aviv District Attorney’s Office [4]. According to the Public Defender’s Office, the rule in Arbiv v. Tel-Aviv District Attorney’s Office [4] addresses four different situations that are based on the existence or absence of two factual issues that are a ‘change of position’ and a ‘change of circumstances.’ According to the Public Defender’s Office, in a situation where the accused has not adversely changed his position but there has been a change in circumstances, the prosecution may repudiate the plea bargain. By contrast, in a situation where the accused has adversely changed his position and there has been no change of circumstances, the prosecution is not entitled to repudiate the plea bargain. In the other two intermediate situations (where there is both a change of position and a change of circumstances or where there is neither a change of position nor a change of circumstances), in the opinion of the Public Defender’s Office a balance should be made between the conflicting interests. According to the Public Defender’s Office, an accused who pleads guilty on the basis of a plea bargain adversely changes his position in an extreme, and usually an irreversible, manner. Therefore, the expectation and reliance of an accused on the plea bargain are of considerable weight. Notwithstanding, according to the Public Defender’s Office, a judgment of a court that rejects a plea bargain does not constitute, in itself, a ‘change of circumstances.’ The Public Defender’s Office argues that the prosecution may reconsider its position only if the judgment that rejected the plea bargain addresses, for example, a circumstance that was not considered at all or a circumstance that was considered in an manner that was totally unreasonable. If, on the other hand, the court rejected the plea bargain without addressing a new circumstance, then, so it claims, there is no ‘change of circumstances’ that justifies a reconsideration of the plea bargain by the prosecution. The Public Defender’s Office bases its arguments on the distinction found in Arbiv v. Tel-Aviv District Attorney’s Office [4] between a ‘change of circumstances’ and ‘a new way of thinking.’ Whereas a ‘new way of thinking’ does not, as a rule, justify a repudiation of the plea bargain by the prosecution, a change of circumstances can justify a repudiation of the plea bargain, as actually happened in Arbiv v. Tel-Aviv District Attorney’s Office [4].

With regard to the concrete circumstances before us, the Public Defender’s Office argues that in the present case the prosecution at most made an erroneous balancing in the trial court, and eventually the recognition that this balancing was erroneous led the prosecution to change its position in the appeal. According to the Public Defender’s Office, the reasons given by the state as a justification for its new position were known to the prosecution in the trial court, and the prosecution has not indicated any new reason that would justify the change in its position. Therefore, since the respondents adversely changed their position in an extreme manner, whereas in the other circumstances there has been no change whatsoever, apart from a change in the prosecutors, there is no justification in this case for a change in the position of the prosecution with regard to the plea bargain.

12. It should be stated right away that the interpretation given by the Public Defender’s Office to the judgment in Arbiv v. Tel-Aviv District Attorney’s Office [4] is far-reaching and restricts the significance of what is stated there. It is difficult to regard the sentencing process following a plea bargain as being made up of several defined and limited situations in a schematic way in such a way that each case falls into one of these. The various proceedings and the developments associated with them should be regarded as a continuous set of events, such that at every point on that continuum there is a basis for examining the proper balancing for that point. This is the outlook that was even presented in Arbiv v. Tel-Aviv District Attorney’s Office [4]:

‘… It is possible to point to a spectrum of possibilities, which creates various different situations that each have their own specific weight’ (ibid. [4], at p. 404).

And later on:

‘Indeed, at one end of the spectrum there are cases where the accused carried out his part in the plea bargain in full, whereas from the prosecution’s point of view there has been no change in circumstances… at the other end of the spectrum are the cases where the accused has not yet carried out his part of the agreement whereas from the viewpoint of the prosecution there have been material changes in the circumstances… between these two extremes are various different situations in which the different interests are in conflict’ (ibid. [4]).

If this is the case, we are not dealing with discrete situations but with a broad spectrum of cases that requires a balancing and weighing of the circumstances at every point.

Deliberation

Preamble

13. The problem that arises in this further hearing is not new, and it has engaged the enforcement authorities and has also come up in the courts for years. The first discussion of this issue can be found in CrimA 4722/92 Markovitz v. State of Israel [5]. In that case, two defendants reached a plea bargain with the prosecution, in which the prosecution agreed to propose to the court, when it presented its arguments on sentencing, that the defendants should not actually serve imprisonment behind bars but should only be sentenced to community service. The District Court in that case rejected the plea bargain and sentenced the defendants to actual prison sentences rather than community service. The defendants appealed the sentence to this court and in the judgment Justice Netanyahu said the following:

‘Now that the trial court has refused to approve the plea bargain, which is the subject of the appeals before us, the prosecution is not joining the appellants in supporting the plea bargain, as would have been expected. It opposes them and supports the judgment. But at the same time it argues that the plea bargain is reasonable and it also argues, here for the first time, something that was not argued before the District Court either by the prosecution or by counsel for the defence, that the consideration underlying the plea bargain was that the appellants were outside Israel.

I am unable to understand the position of the prosecution that speaks in contradictions — on the one hand it defends the plea bargain and on the other it defends the judgment. The plea bargain is reasonable, the prosecution claims, but so too is the judgment reasonable, since the offences are very serious and it is not appropriate that the sentence for them should be one of community service, as proposed in the plea bargain, since that presents less of a deterrent; in summary, the sentence is a light one and therefore the prosecution is taking the position of defending it’ (ibid. [5], at p. 53).

Justice Mazza also addressed the position of the prosecution in that case:

‘Finally, as required by the circumstances of this case, I would like to add that when the prosecution enters into a plea bargain, and realizes after the event that it erred in doing so (such as in a case where it discovers facts of whose existence it was not aware when it agreed to the plea bargain), it has the power to notify the accused and his defence counsel that it repudiates the plea bargain and put its position to the test (cf. Arbiv v. Tel-Aviv District Attorney’s Office [4]). But when it has acted in accordance with the plea bargain, and the accused appeals the sentence in which the court decided to reject the plea bargain as being unworthy, the prosecution is required to adopt a position before the court of appeal. Like my colleague Justice Netanyahu, I am of the opinion that in such a case the prosecution cannot speak in contradictions, defending the sentence and defending the plea bargain in the same breath, and it must choose one of these two courses. In other words, if the reasoning of the court persuaded it that its consent to the plea bargain was a mistaken one, it should admit its error to the court of appeal and defend the sentence that is the subject of the appeal; but if it still confident and certain that the plea bargain should have been approved by the court as is, it should support the defendant’s appeal’ (ibid. [5], at pp. 57-58).

See also in this regard the remarks of Justice Mazza in CrimA 6675/95 Shiloah v. State of Israel [6], at p. 682. Thus we see that the question concerning the manner in which the prosecution should decide their position in the appeal arose in the past, and the prosecution’s position in those proceedings was criticized by the court. Justice Mazza outlined in his remarks the two paths open to the prosecution — defending the plea bargain or defending the sentence that rejected it — and now the time has come to determine when the prosecution should follow one path and when it should follow the other.

Description of the problem

14. The typical sequence of events that lies at the heart of our deliberations can be described in the following schematic manner: at any stage, usually after the trial has begun, discussions are held between the prosecution on the one hand and the accused and his defence counsel on the other, and a plea bargain is formulated. Within the framework of this plea bargain, the parties agree that the accused will plead guilty to various charges that the prosecution attributes to him in the original or amended indictment and that the court will be asked to convict the accused on the basis of his guilty plea. The parties also agree to bring before the court a recommendation with regard to the sentence that shall be handed down to the accused (see CrimA 1958/98 A v. State of Israel [2], at p. 611). The recommendation with regard to the sentence incorporates, inter alia, a certain degree of leniency for the accused that is given to him in return for his pleading guilty (ibid. [2], at p. 589). In addition, the recommendation may be for a specific sentence or for an agreed range of sentences (ibid. [2], at p. 612). The undertaking of the prosecution within the framework of the plea bargain is to bring the recommendation concerning sentencing before the court that determines the sentence and to argue in favour of the court adopting the aforesaid recommendation. Notwithstanding, the prosecution is obliged to explain to the accused that the court itself is not bound by the plea bargain and it is not obliged to accept the prosecution’s recommendation.

After the parties have informed the court that an arrangement has been reached, the court has a duty to explain once again to the accused that the court is not bound by the plea bargain and that there is a possibility that it will hand down a different sentence from the one that has been agreed (ibid. [2], at p. 611). At the end of these proceedings, the accused pleads guilty in the court, and if the court is persuaded that the accused has confessed willingly, without reservation, and understands the significance of pleading guilty, it convicts him. After this, the court conducts the proceeding of hearing arguments with regard to sentencing. Within the framework of this proceeding, the parties state their reasons for adopting the plea bargain, and the court examines the plea bargain in accordance with the criteria laid down in case law (ibid. [2], at p. 612). If the plea bargain that is being proposed properly balances the specific public interest and the general public interest in upholding plea bargains on the one hand and the benefit that is given to the accused on the other, the court will accept the plea bargain and hand down a sentence in accordance with what is proposed in the plea bargain. However, if the court is of the opinion that the balance test is not satisfied, then the court will depart from the proposed arrangement and hand down a sentence at its discretion, while taking into account the fact that the accused confessed within the framework of a plea bargain, with all that this signifies (ibid. [2], at p. 612).

As can be seen, CrimA 1958/98 A v. State of Israel [2] decided the way in which the parties and the court should act with regard to the question of plea bargains. That judgment outlined the criteria according to which the courts should assess plea bargains, and in doing so we discussed the manner in which the prosecution should conduct itself when it makes and presents a plea bargain. Our deliberations in the present case are supplementary to the judgment in CrimA 1958/98 A v. State of Israel [2]. Our current deliberations concern the case in which the court rejected the plea bargain that was brought before it, and sentenced the accused to a stricter sentence that the sentence agreed in the plea bargain. If in such a case the accused appeals against the judgment, the prosecution will be required to decide its position with regard to the appeal. The manner in which the prosecution will formulate its position in the appeal and the considerations that it should take into account when doing so are the subject of this further hearing. It should be noted that the premise for our deliberations is the agreed assumption that it is not possible to determine a sweeping rule that the prosecution is always and in all circumstances obliged in the court of appeal to defend the plea bargain that it made in the trial court. Everyone agrees that the prosecution has discretion in the case of an appeal and the dispute between the parties concerns the manner in which this discretion should be exercised. In other words, the question is in which cases should the prosecution defend the plea bargain, in which cases should it repudiate it and defend the sentence that departs from the plea bargain, and what should be the considerations that guide it in formulating its position. One more introductory remark before we continue is this: our deliberations concern the manner in which the prosecution should determine its position in an appeal in the circumstances described above. We should remember that whatever this position is, and no matter how much weight we give to it, the sentence is ultimately the duty of the court alone, and the court may not shirk this duty. The court may take the position of the prosecution into account, and it should respect its position, but it is not obliged to accept it (see CrimA 534/04 A v. State of Israel [7], at paras. 14-15, and the references cited there).

The duty to give notice to the accused

15. Before we discuss the considerations that should guide the prosecution when deciding its position in the court of appeal, we should direct our attention to the stage in which the plea bargain is made and the manner in which the prosecution should act at that stage. This is because the main problem in our case is the defendant’s expectation that the prosecution will also defend the plea bargain in the court of appeal, and this expectation is created at the preliminary stage when the plea bargain is made. Therefore, a partial solution to the aforesaid problem can be found first and foremost in the manner in which the prosecution’s undertaking is defined in the plea bargain and in the manner in which this undertaking is made clear to the accused and to his counsel at the stage when the plea bargain is being made. It should be remembered that a plea bargain is an arrangement that is made between the accused and the prosecution — an arrangement that has contractual aspects (cf. Arbiv v. Tel-Aviv District Attorney’s Office [4], at pp. 400 et seq.; CrimA 1958/98 A v. State of Israel [2], at p. 615). Just as in every contract the parties to the contract define the undertakings that they are taking upon themselves within the framework of the contract, so the parties to the plea bargain should also define in the plea bargain the undertakings that they are taking upon themselves within its framework. The parties to the plea bargain should draft the plea bargain in such a way that makes the understandings between them as clear as possible, and this should include the undertakings that each party takes upon itself. This is because it is on the basis of these understandings that the parties to the plea bargain — and especially the accused — acquire their various expectations, just as every party to a contract acquires expectations on the basis of the consents reached in the contract. For this reason, as a rule, the prosecution should make clear to the accused, already when the plea bargain is made, all the limitations and rules that apply to it with regard to the implementation of the plea bargain. Inter alia, the prosecution should explain to the accused, whether directly or through his defence counsel, that should the plea bargain be rejected, and should an appeal be filed, the prosecution does not undertake to defend the plea bargain before the court of appeal, and it will be entitled, and, as will be clarified below, in some cases it will even be obliged to re-examine its position. The prosecution has the duty to make this limitation clear from the outset so that the accused can properly assess the risks and benefits of the plea bargain that he is making with the prosecution. By making clear to the accused, from the outset, what are the undertakings of the prosecution to him within the framework of the plea bargain, and by preventing him from relying mistakenly on it, one of the main difficulties in our case will be resolved, since the accused will know ab initio what he is ‘receiving’ within the framework of the plea bargain. It should be noted that giving a warning to the accused from the outset and the duty of the prosecution to make its limitations very clear derive also from the duty of the prosecution to act with all due fairness and good faith in carrying out its functions. It should also be pointed out that this outlook, that a warning is required ab initio, is also included in the guidelines of the State Attorney’s Office. These guidelines direct the prosecutor to make clear to the accused, when making the plea bargain, that he ‘cannot make any undertaking ab initio as to the position of the prosecution in the appeal, if the court hands down a stricter sentence that the one agreed in the plea bargain and an appeal is filed against it by the accused.’ The aforesaid position is also acceptable to the Public Defender’s Office as a desirable solution, as it said in its pleadings:

‘If the accused is told by the prosecutor in the trial court that there is a possibility that the prosecution will not defend the plea bargain in the court of appeal, the accused will know this, consider it before agreeing to the plea bargain, and know that he is taking a risk’ (para. 16 of the summations of the Public Defender’s Office).

It can therefore be seen that everyone agrees that, as a rule, the prosecution should make clear to the accused ab initio that all that it is undertaking in the plea bargain is to recommend a certain sentence to the court that is determining the sentence. It should be noted that this recommendation to the trial court is the heart of the prosecution’s undertaking in the plea bargain. The efforts of the prosecution to persuade the trial court to accept the plea bargain are the realization of the undertaking that the prosecution gave in the plea bargain, and the prosecution should carry out this undertaking that it gave in good faith and with diligence. Notwithstanding, the prosecution should clarify that its undertaking within the framework of the plea bargain does not also include a promise to defend the plea bargain in the court of appeal, if it is rejected by the trial court, and for the reasons set about above, the prosecution’s duty to warn the accused ab initio of its limitations is of great importance. Below we will address the question of the effect of a failure to give such a warning on the case of the accused and the prosecution’s position in the appeal, but before we do so we should consider the question that lies at the heart of this further hearing, which concerns the considerations that should guide the prosecution when it needs to determine its position at the appeal stage.

The relevant considerations for determining the prosecution’s position in the appeal with regard to a plea bargain that was rejected in the trial court

16. The principle that should guide the prosecution when it formulates its position in the court of appeal in the situation under discussion is that as a rule, for the reasons that we shall discuss below, it should also honour in the court of appeal the plea bargain that it made, and I should support the position that it adopted in the trial. Notwithstanding, as aforesaid, the prosecution cannot undertake ab initio when making the plea bargain to defend it in the court of appeal if it is rejected in the trial court. Let us therefore turn to examine the considerations that should be taken into account by the prosecution when it is formulating the position that it will present to the court of appeal and the various reasons for the possible positions. We shall first examine the reasons why the prosecution should defend the plea bargain and afterwards we shall examine the reasons that may justify a change in its position in the appeal. It should already be pointed out that the reasons that can justify a change of position in the appeal are the reasons for the rule that enjoins the prosecution not to undertake ab initio what its position will be in the appeal stage.

The reasons for supporting the plea bargain

17. As stated above, the prosecution is not entitled to give an unqualified undertaking ab initio, at the stage of making the plea bargain, to defend the plea bargain in the court of appeal if it is rejected by the trial court. It is therefore obvious that in the absence of such an undertaking on the part of the prosecution, the prosecution does not have a legal duty, from a contractual perspective, to defend the plea bargain. Notwithstanding, no one denies that as a rule the prosecution ought to defend the plea bargain that it made in the court of appeal too. Even though the prosecution is not obliged, in the limited contractual’ sense of the obligation — when it acted properly and in accordance with its guidelines — to defend the plea bargain in the court of appeal, as a rule it is not released from its commitment to the plea bargain and from its undertaking to the accused. The prosecution’s obligation is not based therefore on the contractual aspect of the plea bargain but on other public aspects in the plea bargain. Below we will discuss these aspects, which are the basis for the commitment of the prosecution to support the plea bargain during the proceedings in the court of appeal.

18. The first element that supports an obligation on the part of the prosecution to defend in the court of appeal a plea bargain that was rejected in the trial court is based on the relationship that is created between the prosecution and the accused. In this relationship, the prosecution takes upon itself several obligations to the accused. The concrete duty of the prosecution is to persuade and convince the court at the trial stage to accept the plea bargain. The prosecution also has a general duty of fairness to the accused, and this duty imposes on the prosecution a duty to take into account the expectation interest of the accused. For his part, the accused in the plea bargain waives his right to be tried in a criminal trial from beginning to end, with all that this implies. No one denies that when a plea bargain is made, the prosecution makes a representation to the accused that the plea bargain is acceptable to it. There is a substantial reason for this representation, since when the prosecution agrees to a plea bargain it is presumed to have considered it and to believe it to be balanced and proper. This conduct gives the accused an expectation that the prosecution will support the plea bargain that it took upon itself and will act to the best of its ability, within the framework of its limitations, to bring about the realization of the plea bargain. It should be remembered that the public prosecution service is one entity, whether it is represented by one of the District Attorneys or by the main office of the State Attorney. It is therefore to be expected that the prosecution will, as a rule, speak with one voice when giving expression to its policy on sentencing. Therefore when a plea bargain is made, every attorney who pleads in the court should be regarded as speaking on behalf of the general prosecution service. Admittedly, in the normal court of events, the prosecution does not undertake to defend the plea bargain in the court of appeal and therefore the accused does not have a protected reliance interest in law. Nonetheless, in view of the representation made by the prosecution to the accused, and in view of the substantial reason that underlies it, the prosecution is required to examine carefully whether there is a basis for changing its position at the appeal stage. The duty of fairness that the prosecution owes to the accused obliges it to examine the various considerations most thoroughly before it changes its position; among the considerations that it should consider, it should also give weight to the representation that it made to the accused with regard to its belief in the propriety of the plea bargain, the expectation that it gave the accused as a result, and the extent of the waiver that the accused made when making the plea bargain. Indeed, as we have explained above, the prosecution should inform the accused that it is not undertaking to act in order that the plea bargain will be accepted in the court of appeal if it is found to be unworthy by the trial court. Notwithstanding, and despite the warning given at the outset, the hope and expectation of the accused that the prosecution will continue to support the plea bargain that it made with him cannot be ignored, even if the plea bargain is rejected. The remarks made by Justice Cheshin with regard to the warning given to the accused before he pleads guilty in the court are pertinent in this regard:

‘… when he signs a plea bargain, an accused has reason to hope that the court will accept the request of the public prosecution and deal leniently with him, and this hope is deserving of some weight in itself. Indeed, the accused is warned several times that the court is not bound by the plea bargain: his defence counsel warns him; his friends warn him; the prosecution warns him; the court warns him. But no matter how many times he is warned, and no matter how much he is told that he is taking a risk, a defendant does not despair of finding mercy, and he is full of expectation and hope. In legal language we call this the reliance interest, and the accused hopes, expects and dreams. We cannot ignore this human factor, nor indeed shall we ignore it’ (CrimA 1289/93 Levy v. State of Israel [8], at p. 174).

Thus we see that just as the warning with regard to the court not being bound by the plea bargain only slightly reduces the expectation of the accused that the plea bargain will be honoured, so too, in our case, the warning given by the prosecution that it is not bound to defend the plea bargain in the court of appeal does not eliminate from the heart of the accused the hope that the plea bargain will receive the support of the prosecution at all stages of the proceedings. Even in a case where the plea bargain is rejected, and the accused files an appeal, it is reasonable to assume that he has an expectation that the prosecution will defend the plea bargain that was agreed. The hope and expectation of the accused in such a case are not unfounded and they should be given weight, even when they are not based on a reliance interest that is protected by law.

19. An additional element that supports the commitment of the prosecution to defend in the court of appeal a plea bargain that was rejected in the trial court lies in the public interest that the prosecution is responsible to protect. The relevant public interest in our case is the need to protect the institution of plea bargains, in view of the public benefit inherent in it, and the desire to prevent any harm to this institution. This court discussed many years ago the advantages inherent in the use of plea bargains, both for the accused and the public (see CrimA 532/71 Bahmotzky v. State of Israel [9], at p. 550). In CrimA 1958/98 A v. State of Israel [2] we confirmed these remarks and added there that:

‘The existence of plea bargains allows a broader application of law enforcement and this in itself has a deterrent effect, which may balance the effect of the leniency in sentence in the specific case. A plea bargain that is made in accordance with the rules and in accordance with proper considerations shortens the suffering of the accused and of potential defendants who are waiting for an indictment against them. The plea bargain allows the enforcement authorities to bring additional offenders to trial, and ensures sentencing at a time that is not too distant from the time of committing the offence. It saves the considerable resources that are invested in the management of the criminal trial, which is sometimes complex and prolonged, and which are burdensome both to the prosecution and to the accused, and it frees the court, which is overburdened, so that it can deal with other cases. From an ethical point of view, the plea bargain has the additional value that the offender accepts responsibility for his acts. In addition to all this, a plea bargain helps the victim of the offence, by taking into account his need for a rapid recuperation and by sparing him further harm as a result of his giving testimony’ (ibid. [2], at p. 607).

There is no doubt that the actual prohibition against the prosecution undertaking ab initio to defend the plea bargain in the court of appeal prima facie reduces the ‘value’ of the plea bargain. The aforesaid restriction that is imposed on the prosecution and the possibility that the prosecution will withdraw its support for the plea bargain are likely to lead to a consequence in which the number of cases that end with a plea bargain is reduced. Since this is the case, and in view of all of the advantages described above that benefit all the parties in the proceeding and the public as a whole, the prosecution is required to act with even greater care when it acts in a way that is likely to harm the effectiveness of the institution of plea bargains. The prosecution should therefore take into account, among its considerations, its duty to protect the effectiveness of the institution of plea bargains and to act from a viewpoint of a commitment to the plea bargain so that any harm to this institution is kept to an absolute minimum.

20. The third element on which the prosecution’s commitment to the plea bargain is based derives from within the prosecution itself. The prosecution is one of the organs of the state and it is subject to the scrutiny of the court. Notwithstanding, we are speaking of a professional body that has broad and independent discretion in exercising its authority. In its role as the authority responsible for conducting the prosecution in a specific case, the public prosecution service may, inter alia, appeal a decision of the court, and in doing so it expresses the independence of its discretion and its desire to change the decisions of the court, as they are reflected in the judgment that it is appealing. The same is true of plea bargains; when the prosecution, together with the accused and his defence counsel, acts in order to formulate a plea bargain, it is presumed to carry out its task in good faith, while taking into account the considerations that are relevant to the case. When a plea bargain is made, the public prosecution service, with its various branches, is presumed to believe — both in the trial court and in the court of appeal — that the plea bargain properly satisfies the balancing test provided in our case law. Therefore, the prosecution’s support of the plea bargain is a reflection of the prosecution’s confidence in its professional decision and of its belief that its discretion is proper and sound. This confidence and belief do not disappear when the court rejects the plea bargain and there is no need for the prosecution to be persuaded that it erred in making the plea bargain because of what is stated in the court’s sentence. It is certainly possible that the prosecution will stand by its original position in the belief that the plea bargain that it brought before the court properly satisfies the balancing test. Therefore if the prosecution is of the opinion that the plea bargain that it proposed is a proper one and serves the public interest, it is also obliged to present this position in the court of appeal, and it is only natural that the prosecution should seek to defend its original discretion.

In the aforesaid context, it should be noted that it is natural that in many cases, where there is a plea bargain and in the absence of any evidence being presented to the court, the parties — the prosecution and defence — will be more familiar with the details of the case that the court. We discussed this in CrimA 1958/98 A v. State of Israel [2]:

‘The arguments with regard to sentencing after a conviction within the framework of a plea bargain are, by their very nature, a short proceeding. As a rule, the court is not familiar with the evidence and does not even examine it, and naturally it cannot examine the facts presented to it by the parties, even if they explained to the court their reasons and even if it has full confidence in the prosecution and the propriety of its actions’ (ibid. [2], at p. 606).

(See also in this regard: R. v. Paquette [31]). Because of the aforesaid, among the various reasons for the court rejecting the plea bargain, the decision of the court may be a consequence of a defective presentation of all of the reasons that support the adopting of the plea bargain. As stated, these reasons are known to the parties and they have the duty to present as complete a picture as possible in order to persuade the court to adopt the plea bargain. Therefore, when the prosecution thinks that the presentation of the facts was defective, it will be obliged to remedy this deficiency by presenting the plea bargain more effectively in the court of appeal. In this regard, it should be stated that as a result of the circumstances described above, a paradoxical situation may arise in the cases of defendants where there is problem in the evidence or some other problem relating to their case, as a result of which the chances of convicting them without a plea bargain are relatively low. Prima facie these defendants have an opportunity of making plea bargains that appear excessively lenient, even for serious offences, but they are also those cases where they waived a real chance of being acquitted. Such apparently lenient plea bargains may seem to the court to be unbalanced and the result may be that the plea bargain is rejected in cases where it was most proper (see: R.E. Scott and W.J. Stuntz, ‘Plea Bargaining as Contract,’ 101 Yale L. J. (1992) 1909, at p. 1954; see also the comprehensive discussion of this matter in E. Harnon, ‘Plea Bargains in Israel — The Proper Division of Roles Between the Prosecution and the Court and the Status of the Victim,’ 27 Hebrew Univ. L. Rev. (Mishpatim) (1997) 543, at pp. 576-579). The desire to refrain from the occurrence of this undesirable outcome reemphasizes what was stated above with regard to the duty of the prosecution to present its reasons for the plea bargain to the court effectively so that the court can understand all of the considerations that led the prosecution to agree to the plea bargain, which appears to be unbalanced (notwithstanding, cf. in this regard the remarks of Justice Goldberg in Shiloah v. State of Israel [6], at pp. 678-679, who was of the opinion that the court when examining a plea bargain that is presented to it should not take into account the likelihood of the accused being convicted in a trial).

The prosecution’s commitment to the plea bargain is therefore based on the grounds that we have listed above. These are also the considerations why it is proper for the prosecution to defend the plea bargain that it made in the court of appeal, even if this plea bargain was rejected in the trial court. Now let us turn to examine the reasons that are capable of justifying a change in the position of the prosecution in an appeal.

The reasons that justify a change of position in the appeal

21. There are other reasons that oppose the reasons for the prosecution’s obligation to defend a plea bargain in the court of appeal. These derive from the other obligations of the prosecution. These reasons, of which we shall give details below, are the basis for the rule that the prosecution is not entitled to undertake ab initio to defend in the court of appeal a plea bargain that was rejected by the trial court. These reasons are also, as aforesaid, the other group of considerations that the prosecution must consider when it decides its position proper to the hearing in the court of appeal. As a rule, the reasons that can justify the prosecution’s decision not to support the plea bargain at the appeal stage are derived from the prosecution’s obligations to the public, from the relationship between the prosecution and the court and from the role of the prosecution in representing the public interest. Let us therefore turn to examine the aforesaid fundamental reasons.

22. As the authority responsible for representing the public interest, and as a part of its duty of faith to the public, the prosecution must conduct a continuous internal review of its decisions. The prosecution is especially required to conduct an internal review when a plea bargain that was made is rejected by the trial court. The first reason why the prosecution is liable to re-examine its position can be found, therefore, in the internal workings of the prosecution service.

When a sentence is handed down in defiance of a plea bargain, it amounts to an express or implied criticism of the plea bargain that was made and of the prosecution’s discretion. This criticism requires a reconsideration and re-examination of the plea bargain in the hierarchy of the internal workings of the prosecution (cf. HCJ 844/86 Dotan v. Attorney-General [10]). It should be noted that we have already said that the criticism by the court that handed down the sentence does not necessarily require a change in the prosecution’s position. When the prosecution acts in good faith when making a plea bargain, and has relevant and professional considerations, it should give the plea bargain great weight. Notwithstanding, in view of the criticism of the court, the prosecution must re-examine whether there was a material defect in its discretion when it made the plea bargain. In such a re-examination the prosecution may discover that, even though it considered the case in good faith and its reasons were relevant ones, it made a significant error when it gave too much weight to one consideration over another, or it did not give expression to a factor that was relevant to the sentence, and thereby its position did not satisfy the balancing formula.

When, according to the prosecution’s outlook, the criticism of the court that gave the sentence is justified and the competent echelon of the prosecution is persuaded that the prosecution erred in its considerations when making the plea bargain and the decision of the court properly reflects the correct balance, then for reasons that derive from the prosecution’s duty to the public and from the prosecution’s duty to scrutinize its own actions, the prosecution may notify the court of appeal that it erred in the plea bargain that it made, and that it withdraws its support for it. As a rule, it is desirable that a decision not to defend in an appeal a plea bargain that was made in the trial court should be made at a senior level of the hierarchy of the prosecution service, because of the responsibility that it has to the accused, the public and the court.

In summary, because it is an administrative authority, the public prosecution service must carry out a review of its own actions and it must re-examine itself when the circumstances change. For this reason, inter alia, the prosecution cannot give an undertaking in advance with regard to its position in the court of appeal, and it must re-examine the plea bargain that was rejected.

23. The second reason underlying the rule that prohibits the prosecution from committing itself ab initio to a position in an appeal can be found in the external sphere of the relationship between the prosecution and the court. As we said above, the prosecution is a public authority that acts professionally and independently. But when the court hands down its sentence, the prosecution cannot continue to act as if nothing has happened. The court has a ‘duty to respect’ the prosecution (in the words of Justice Cheshin in Levy v. State of Israel [8], at p. 174) and the prosecution should respect the decision of the court and take account of what it says. But this is not merely a question of respect. When it rejects a plea bargain, the court expresses its opinion that the discretion of the prosecution was mistaken. It is possible that a relevant consideration was ignored by the prosecution and it is possible that the prosecution erred in balancing the relevant considerations. Whatever the reason, if the court rejects the prosecution’s proposal when handing down the sentence, this determination means that, in its opinion, approving the plea bargain will cause more damage than benefit to the public interest, and the prosecution is not entitled to ignore such a finding by the court. The sentence of the court that rejected the plea bargain constitutes a new circumstance that the prosecution must take into account (see the opinion of Justice Barak in CrimA 8164/02 A v. State of Israel [3], at p. 587). Such a sentence will contain the reasons for rejecting the plea bargain and the prosecution cannot decide its position at the appeal stage without considering these reasons. The need to consider the reasons of the court does not derive from a mere ‘reassessment’ by the prosecution but from the fact that the court has expressed its opinion with regard to the plea bargain and this cannot be ignored. It is also for this reason the prosecution cannot give an undertaking ab initio with regard to its position at the appeal stage, and it must consider the sentence when it presents its position in the appeal. The rejection of the plea bargain and the reasoning of the court are therefore new circumstances that the prosecution must include among its considerations when it decides its position at the appeal stage, just as it is entitled to do when there are other relevant circumstances that were unknown to it when it decided upon its original position, which we shall discuss later.

How should the prosecution relate to a sentence that rejects a plea bargain? The answer to this question will vary, as aforesaid, from case to case in accordance with the specific circumstances. The re-examination following the sentence should, without doubt, be influenced by the reasoning in the sentence, the strength of the court’s criticism and the question whether the court that handed down the sentence had before it all of the facts that in the prosecution’s opinion were relevant for determining that the plea bargain reflects the proper balance between the factors that are relevant to the case. In view of the sentence that departed from the plea bargain, the prosecution must consider what was the defect in its discretion that was discussed by the court. Did the court think that the prosecution ignored relevant factors when making the plea bargain or did the court find that the prosecution did address the relevant factors but balanced them in a defective manner? What was the subject and scope of the criticism that the court made with regard to the prosecution’s discretion? To what degree did the court depart from the sentence that was proposed within the framework of the plea bargain? The answers to these questions will dictate the manner in which the prosecution ought to contend with the sentence that rejected the plea bargain and the manner in which it should decide its position in the appeal.

24. The third reason for the aforesaid rule derives from the broad question of the role of the prosecution in the public sphere. The role of the prosecution is to represent the public interest in criminal proceedings (see Arbiv v. Tel-Aviv District Attorney’s Office [4], at p. 403; CrimA 1958/98 A v. State of Israel [2], at p. 606; CrimA 534/04 A v. State of Israel [7], at para. 14). As stated, if the court found that the plea bargain that the prosecution made should be rejected, this means that, in its opinion, this plea bargain does not satisfy the balancing test and that the damage that will be caused to the public interest by adopting it is greater that the benefit that arises from it. In such a case, the prosecution cannot argue that the plea bargain should be adopted, if it does indeed harm the public interest, because then the prosecution will not be properly representing the public interest nor will it be discharging its executive duties as it should. It should be clarified that the purpose of the prosecution is not to obtain the most strict sentence possible for defendants, but to serve the public interest in the best possible manner. Therefore, if the prosecution is of the opinion that defending the plea bargain at the appeal stage will serve the public interest better, this, then, is the path it should choose; by contrast, if the prosecution is persuaded that the plea bargain does not serve the public interest, and that the sentence handed down by the court that rejected the plea bargain serves the public interest better, then the prosecution has the duty to defend the sentence. As stated, if the harm to the public interest that is caused by the plea bargain does not satisfy the balancing test, the prosecution will be liable to balance this against the harm suffered by the public interest as a result of its repudiating the plea bargain, with all that this implies with regard to the specific case and with regard to the general system of balancing that we discussed above.

25. In concluding our discussion of the main reasons that may justify a change in the prosecution’s position before the court of appeal, we should mention that apart from the sentence that departs from the plea bargain, there will only be a justification for the prosecution to change its position in exceptional and extraordinary cases. This will happen if new factors arise at the appeal stage and they are relevant to the sentence that should be handed down to the accused, or if the prosecution becomes aware of facts that it did not know when it made the plea bargain, and these could not have been discovered at that time. In such circumstances, the prosecution will be entitled, and sometimes even obliged, to reconsider its position, subject to the restrictions required by the late stage of the proceedings and subject to the weight of the waiver of rights made by the accused. It should be noted that in order to justify a change in the position of the prosecution as a result of the occurrence or discovery of new circumstances, these circumstances must be significant and of great weight (cf. Arbiv v. Tel-Aviv District Attorney’s Office [4], at p. 404).

Interim summary — the prosecution’s position

26. In our deliberations hitherto, we have discussed the reasons for the rule that states that the prosecution may not give an undertaking ab initio with regard to its position at the appeal stage. We also discussed all the considerations that the prosecution should take into account when it is about to decide its position in the appeal. It is therefore possible to summarize by saying that the prosecution’s margin of discretion in deciding not to defend in the court of appeal the plea bargain that it made is relatively limited and requires special circumstances. This path is not followed on a daily basis. The professionalism of the prosecution, the proper working relationship between the prosecution and the defence counsel, the expectations of the accused with regard to the prosecution’s position with regard to the plea bargain and the need to encourage plea bargains all should lead to the result that the prosecution does not hurry into a repudiation of its original position, even if there was a defect of some kind in its thinking. In the course of its re-examination of the case, the prosecution should place on one pan of the scales the criticism of the court that departed from the plea bargain and the public interest in respecting a sentence that has been handed down, and on the other pan it should place the specific circumstances relevant to the plea bargain that was made, the extent of the concession made by the accused so that the plea bargain would be honoured and the public interest in encouraging plea bargains. In other words, the prosecution should made a re-examination of the balancing formula at the appeal stage, in view of all of the factors that we discussed above. As a rule, therefore, the prosecution will change its position in a hearing before the court of appeal only if it is persuaded that there are reasons of great weight that justify this.

Comparative law

27. As we said in CrimA 1958/98 A v. State of Israel [2], it is difficult, in cases concerning plea bargains, to derive analogies from comparative law, because the attitude to plea bargains is deeply rooted in the nature of the legal system and in the role of the prosecution in the sentencing proceeding. The various characteristics of each legal system create a different system of plea bargains and each system adopts different solutions to the problems that arise when considering them (see CrimA 1958/98 A v. State of Israel [2], at pp. 587-588). Notwithstanding, the question of the prosecution’s commitment to the plea bargain has also arisen in other legal systems that are similar to our legal system, and below we shall consider the answer that has been given to this question in the Canadian legal system.

Our approach to the institution of plea bargains has many similarities to the fundamental approach of Canadian law in this regard (see CrimA 1958/98 A v. State of Israel [2], at p. 617). In CrimA 1958/98 A v. State of Israel [2], we mentioned the Canadian case of R. v. Rubenstein [32], which is considered a leading decision on the issue of plea bargains in Canada, and which presents a very similar approach to our approach with regard to the issue of plea bargains. The question under consideration in this further hearing before us arose in Canada in R. v. Simoneau [33]. In that case, an agreement was made between the prosecution and the defence counsel with regard to the sentence that would be recommended to the court (two years less a day) but the court rejected this joint recommendation and sentenced the accused to three and a half years imprisonment. The accused appealed, and in the appeal the prosecution chose to defend the sentence and not the position that it presented in the trial court. It need not be said that the defence counsel for the accused argued against the change in the prosecution’s position. The court addressed this matter in its judgment and held:

‘In exercising its appellate function, a Court of Appeal will not, in all cases, necessarily hold the Crown to a position taken at the trial. It will certainly consider the earlier stance of the Crown to be an important factor to be taken into account. But whether the Crown ought to be bound will depend on the circumstances of the case.

In the case at bar, Crown counsel at the trial concluded that there were good reasons for joining in a recommendation of a sentence of two years less one day. There are arguable grounds for coming to that conclusion. I do not criticize counsel for his decision although I do not agree with it. But if the Attorney-General on further consideration has decided that the trial Judge's sentence was an appropriate one, I would not insist that he be precluded from letting the Court know of that changed view’ (ibid. [33], at pp. 22-23).

It can be seen that the court laid down a rule in R. v. Simoneau [33] that is similar to the rule decided in our case, whereby the prosecution, in appropriate circumstances, is not committed at the appeal stage to the position that it presented in the trial court. If after a sentence is handed down which departs from the plea bargain, the prosecution is of the opinion that the sentence is correct, the prosecution may present this revised position to the court of appeal. In the judgment given in A.G. of Canada v. Roy [34], which also concerned the position of the prosecution in an appeal (although in a more problematic situation, where the prosecution was the appellant), the court said that, as a rule, the prosecution should not repudiate in an appeal its previous position, but in certain circumstances and for serious reasons such a change in position is required:

‘The Crown, like any other litigant, ought not to be heard to repudiate before an appellate court the position taken by its counsel in the trial court, except for the gravest possible reasons. Such reasons might be where the sentence was an illegal one, or where the Crown can demonstrate that its counsel had in some way been misled, or finally, where it can be shown that the public interest in the orderly administration of justice is outweighed by the gravity of the crime and the gross insufficiency of the sentence.’

According to the judgment in A.G. of Canada v. Roy [34], there must be very serious reasons for justifying a repudiation of its position in the trial court by the prosecution, and such reasons exist mainly in three situations: where the sentence handed down was unlawful, where counsel for the prosecution was misled and where the orderly administration of justice is outweighed by the lack of balance between the offence committed and its seriousness and the sentence that was agreed. In such cases, the public interest outweighs the duty not to repudiate the plea bargain that was made with the accused. This rule was also adopted in the Law Reform Commission of Canada, Plea Discussions and Agreements (Ottawa, Working Paper 60, 1989), at pp. 33-34, and the guidelines of the Canadian prosecution service also direct prosecutors to act in accordance with what is stated there. It should also be stated that one of the principles discussed by the Canadian prosecution service[1] is the principle of fairness, and according to the aforesaid guidelines the prosecution is obliged, as a part of the duty of fairness that applies to it, to honour the plea bargains that it made. From the guidelines it can be seen that the prosecution can indeed change its position in an appeal and even appeal the sentence while departing from the plea bargain, but this is only if there are very exceptional circumstances, and in any case such a change in approach must be approved by the highest echelons of the prosecution. It can therefore be seen that in Canada there is, in principle, a similar rule to the position that we have presented, according to which the prosecution is not prevented from repudiating, in the court of appeal, a plea bargain that it made in the trial court, but its ability to do this is limited and restricted to exceptional cases where the original position that the prosecution presented seriously conflicts with the public interest.

The manner in which the prosecution should present its position in an appeal

28. We have discussed the various considerations that the prosecution should take into account when it decides its position before the court of appeal and the reasons why it should not commit itself ab initio to defending the plea bargain also at the appeal stage. The conclusion that arises from these considerations is, therefore, that if the prosecution is of the opinion that the plea bargain that it made satisfies the balancing test and that it ought to defend it, then it should present its arguments to the court of appeal and contend with the criticism that was made with regard to the plea bargain in the sentence handed down in the trial court. But if the prosecution is of the opinion that the reasons for repudiating the plea bargain are of greater weight that the reasons for defending it, then the prosecution is entitled, and in special and exceptional cases is obliged, to abandon the plea bargain and present its revised position before the court of appeal. First, the prosecution should explain, in such a case, what were the reasons that led it to make the plea bargain in the trial court. This explanation is required because when it examined the prosecution’s position, the court, amount its other considerations, exercises judicial review of the prosecution’s actions. The public prosecution service should satisfy the court that even if it is repudiating the position that it presented in the plea bargain in the trial court, the plea bargain was made as a result of an error in good faith, and there was no serious flaw in its considerations that arose from an irrelevant consideration, an improper proceeding or an undesirable process that go to the heart of its discretion. It is self-evident that if it transpires that a serious flaw of the aforesaid kind is revealed, there is no doubt that the prosecution should not defend the plea bargain but should repudiate it (see, in this regard, the deliberations in CrimA 1958/98 A v. State of Israel [2], at p. 610). After this, the prosecution should give notice of its position in the appeal and of the considerations that guided it in reaching this position. The prosecution should explain and give reasons for its position, whether it stands by the plea bargain or whether it repudiates it, and it should show how the general principles that we discussed were implemented in the circumstances of the specific case (for similar requirements that are expected of the prosecution when it wishes to change a previous position, see U.S. v. Mooney, 654 F. 2d 482 (1981), at p. 487).

We should further point out that, in the judgment given in CrimA 8164/02 A v. State of Israel [3], President Barak discussed the two alternatives available to the prosecution: defending the plea bargain or defending the sentence of the trial court. But in practice these are not the only two possibilities. The prosecution may, as a result of the re-examination that it made, present an intermediate position before the court of appeal that is different from both the plea bargain and the sentence that rejected it. The prosecution will be entitled to argue that, admittedly, it was a mistake in its opinion to have supported the plea bargain, but, on the other hand, the sentence that was handed down and that departed from the agreed penalty in the plea bargain is also unacceptable to it because of the extent to which it departs from the plea bargain. The prosecution can, therefore, present a third intermediate option, if it is of the opinion that such an option will balance the various considerations and interests in the best possible way. It is not superfluous to point out that before the hearing of the appeal, the prosecution and the accused may, if it is agreed between them that the sentence that departed from the plea bargain cannot stand, reach a kind of new plea bargain that will be presented to the court of appeal. This will not be a plea bargain in the normal sense, since the accused has already pleaded guilty in the trial court and the accused has been convicted as a result, but it will be an arrangement within which framework the two parties will present a joint recommendation with regard to the appropriate sentence in the circumstances of the case, after the original plea bargain was rejected by the trial court. The court of appeal should, in such a case, consider the new arrangement in accordance with the guidelines that were laid down in CrimA 1958/98 A v. State of Israel [2], while taking into account the special factors that we discussed in our deliberations above.

The significance of the absence of an appropriate warning to the accused

29. At the beginning of our remarks, we discussed the duty of the prosecution to make clear to the accused, already at the stage of making the plea bargain, that it is not giving an undertaking to defend the plea bargain in the event that the court will decide to reject the plea bargain and hand down a stricter sentence and the accused appeals the sentence. The advance warning is intended to prevent the accused developing a mistaken reliance, and it is also intended to allow the accused to plan his actions on the basis of all of the relevant information. This leads to the question of what is the law in a case where the prosecution did not carry out its duty of notifying the accused ab initio that it was not undertaking to defend the plea bargain in the court of appeal. Let us now turn to examine this question.

30. The consequence that follows from a failure to warn the accused, when the plea bargain was made, of the fact that the prosecution is not undertaking to defend the plea bargain in the court of appeal if it is rejected by the trial court requires a specific examination in each case on its merits and in accordance with all the circumstances of the case. No one denies that if the accused is warned when the plea bargain is made and is told expressly that if the court that determines the sentence does not accept the plea bargain, the prosecution will reconsider its position in the appeal, the accused does not have, nor can he have, a claim of reliance. This is also the case where the accused knew ab initio of the restriction that binds the prosecution and that the prosecution is unable to give an undertaking ab initio to defend the plea bargain in an appeal, even in the absence of an express warning to this effect. In such cases, the plea bargain that is made cannot oblige the prosecution to stand by its original position. Regrettably, however, the everyday reality of making plea bargains is more complex. Notwithstanding the guidelines of the State Attorney’s Office, in many cases the plea bargains are not written and prepared in the required format, because of the constraints and pressures surrounding the circumstances of their making, and the accused is not warned ab initio of the fact that the prosecution does not undertake to defend the plea bargain in the court of appeal. It need not be said that in every case the plea bargain should be agreed between the prosecution and the accused, usually through his defence counsel, and in every case the significance, consequences and risks of the plea bargain, including at the appeal stage, should be made very clear to the accused, in express terms. The duty to clarify the details and significance of the agreement rests with counsel for the prosecution and naturally also with counsel for the defence. The question that we are now considering is what is the rule that ought to be adopted with regard to circumstances in which no express warning was given by the prosecution with regard to the possibility that it might repudiate its position if an appeal is filed after the plea bargain is rejected.

31. The answer to this question is based on the approach that a plea bargain, like any contract of an administrative authority, is subject to the rule that the authority is entitled to be released from the contract that it made for reasons of public interest, and as required by the authority’s duty to exercise its executive powers. We have already discussed (at para. 17 supra) that the prosecution’s commitment in the court of appeal to a plea bargain that was rejected in the trial court does not arise from the contractual aspect of the plea bargain, since, as a rule, the prosecution is not entitled to give an undertaking to defend the plea bargain in the court of appeal, and the plea bargain is implemented when the arguments on sentencing are made in the trial court. Therefore, if the plea bargain is made properly, there is no contractual relationship between the prosecution and the accused at the time of the hearing in the court of appeal. But if no warning is given ab initio to the accused with regard to the limited scope of the plea bargain, the accused may develop an expectation that the plea bargain will also apply after the sentence is handed down in the trial court, and this cannot be ignored,. It is clear that this expectation, in itself, is incapable of creating a contractual relationship where such a relationship does not exist. But even if we accept the approach of the Public Defender’s Office that, if a warning is not given ab initio, a contractual relationship continues to exist between the accused and the prosecution, and that in such a case the prosecution is also obliged to defend the plea bargain in the appeal, then the prosecution will have the right to be released from this relationship by virtue of the general power given to executive authorities to be released from contracts that they made for reasons of the public interest and as required by the duty of carrying out their executive powers.

The power of the authority to be released from a contract that it made was recognized by this court long ago in HCJ 311/60 Y. Miller Engineering (Agency and Import) Ltd v. Minister of Transport [11]; see G. Shalev, Contracts and Tenders of the Public Authority (2000), at pp. 67-75. Since then, this case law ruling, which is known as the ‘release rule,’ has been recognized widely in our case law (see, for example, HCJ 124/79 Tzoba v. Minister of Defence [12], at p. 754; HCJ 5319/97 Kogen v. Chief Military Prosecutor [13], at pp. 67, 78-79 {___, ___-___}). In Arbiv v. Tel-Aviv District Attorney’s Office [4], Justice Barak also applied the ‘release rule’ in the case of plea bargains (ibid. [4], at p. 400). The power of the prosecution to be released from the plea bargain derives from the very fact that the prosecution, as an administrative authority, is a party to the plea bargain. A failure to give the warning does not rule out this possibility; at most, it restricts the extent to which it may be used. Even if we say, therefore, that if a warning is not given ab initio there is a contractual relationship between the accused and the prosecution with regard to the position that the prosecution will adopt in an appeal, then the prosecution has the power to be released from this plea bargain if there is an overriding public interest (for the opinion that restricts the power of the prosecution to be released from the plea bargain in an appeal, see O. Gazal, ‘The Prosecution’s Position in an Appeal against the Rejection of a Plea Bargain,’ 1 Din uDevarim (2005) 507, at pp. 527-529).

It need not be said that the prosecution should use its power to be released from the plea bargain in good faith, reasonably and with a view to the special circumstances that accompany this release. A failure to give a warning to the accused is a significant consideration that the prosecution should take into account in addition to all of its other considerations, but it is not a circumstance that will totally deprive it of the ability not to defend the plea bargain that was rejected. It should be emphasized that in the stage after the sentence has been handed down in the trial court and the plea bargain has been rejected, the natural expectation of the accused that the prosecution will defend the plea bargain with him is weakened. By contrast, the duty of the prosecution to the public and to the court that found that the plea bargain was unjustified and that it did not satisfy the ‘balancing approach’ is strengthened. In the new balance that the prosecution is liable to make, it must address the question of what was understood within the framework of the contacts with the accused or his defence counsel as a part of the plea bargain. If, from an examination of all the facts and circumstances that surrounded the making of the plea bargain, it appears that no understanding was reached between the prosecution and the defence counsel that the prosecution would defend the plea bargain to the end, including at the appeal stage (and such an understanding is an unlikely scenario in view of the stated policy of the prosecution and its duty to give a warning), and if the accused did indeed understand the ordinary meaning of the undertaking in the plea bargain and the status and role of the court that is sentencing him, then in appropriate cases, as we have explained at length in our deliberations above, the prosecution will be entitled, and possibly even obliged, to express reservations with regard to the plea bargain that it made and to present new arguments with regard to sentencing in the court of appeal, even if it did not give a warning.

Thus we see that a failure to warn the accused of the possibility that the prosecution will repudiate the plea bargain at the appeal stage is a significant defect and the prosecution will be liable to consider to what extent it violates its duty of fairness to the accused in the specific circumstances. In appropriate circumstances the prosecution is entitled to refrain from defending the plea bargain even in the absence of a warning, and this is also an aspect of its power to be released from contracts that it made for reasons of the public interest. In any case, the circumstance of not giving a warning to the accused will be added to the reasons that support defending the plea bargain, and will give them considerable extra weight, even though, as aforesaid, this circumstance on its own cannot decide the matter.

32. It is interesting in this regard to turn to the relevant law in the United States, which contains a certain approach that the Public Defender’s Office cited in support of its arguments. We discussed the great difference between plea bargains as practised in out legal system and plea bargains as practised in the legal system of the United States in our opinion in CrimA 1958/98 A v. State of Israel [2], at pp. 614-616, 619-620. This difference makes it difficult to ‘import’ case law from the American legal system with regard to plea bargains, and in this regard see also our remarks in para. 27 supra. Notwithstanding, let us briefly consider the various approaches that exist in the American legal system.

In the United States it was customary, following the decision of the United States Supreme Court in Santobello v. New York [25], to examine plea bargains only within an ordinary contractual framework (see Brooks v. United States [26], where it was said that ‘A plea bargain is, in law, just another contract’). As a part of this approach, the American courts held that the prosecution will be obliged to act in one way or another only if it expressly undertook to do so within the framework of the plea bargain. It was also held that plea bargains should be interpreted with ordinary contractual tools. Therefore, in cases where the prosecution made a plea bargain in the trial court and the plea bargain said nothing on the subject of the proceedings after sentencing, the prosecution regarded itself as free to argue against the plea bargain in the aforesaid later proceedings. The courts approved the change in the prosecution’s position since they thought that in the absence of an express undertaking on the part of the prosecution to support the plea bargain even in later proceedings, there was no basis for imposing such an obligation on it (see United States v. Fentress [27], at p. 464: ‘While the government must be held to the promises it made, it will not be bound to those it did not make’). This approach establishes the liability of the prosecution to the accused in proceedings after the sentence on a limited contractual basis of the terms stipulated between the parties.

Alongside this approach, there arose a broader approach in the American legal system, and this extends the scope of the prosecution’s liability to the accused and restricts its freedom of operation to repudiate plea bargains that it made, because of fundamental considerations that fall outside the contractual framework. Echoes of this approach, which is expressed, inter alia, in an article that the Public Defender’s Office attached to its closing arguments (D.F. Kaplan, ‘Where Promises End: Prosecutional Adherence to Sentence Recommendation Commitments in Plea Bargains,’ 52 U. Chi. L. Rev. (1985) 751) can be found in the judgment given in United States v. Harvey [28]. In that case, the Federal Court of Appeals for the Fourth Circuit discussed how, in examining plea bargains, additional considerations that are relevant to the issue of plea bargains should be taken into account, even if they are not contractual ones. Among these considerations, the court mentioned, inter alia, the constitutional rights of the accused, the interest of maintaining public confidence in the government and the interest in the effectiveness of the law enforcement system. The court also said in United States v. Harvey [28] that because of these and other considerations, the prosecution ought to act in order to draft plea bargains in the best and clearest way possible, and that where there is a certain lack of clarity in the plea bargain, the responsibility for this rests with the prosecution. In later judgments, it was held that in a case of uncertainty and ambiguity in a plea bargain, it is possible to use the doctrine of ‘interpretation against the drafter’ in order to interpret the plea bargain (see, for example, United States v. Massey [29]; United States v. Rivera [30]). This approach has led some American courts to interpret plea bargains by means of contractual doctrines that severely curtail the discretion of the prosecution at the appeal stage. In our legal system there is no basis for adopting such strict rules. This is because the prosecution is a professional body that represents the public interest in the law enforcement process, and in our legal system it has broad discretion with regard to the matter of bringing persons to trial and in determining the sentencing policy; it is also because it is possible to examine the scope of the violation of the defendant’s rights and his reliance interest and to give this the appropriate weight in the circumstances of each case. Therefore, there is a basis for allowing the prosecution discretion to formulate its position in each case in accordance with its circumstances and in accordance with the criteria that we have outlined above.

Examining the sentence in an appeal — the considerations of the court

33. Up to this point, we have discussed a wide variety of issues, all of which concern the factors that the prosecution should take into account when deciding its position in the appeal. We cannot end our deliberations without addressing in brief the considerations of the court of appeal when an appeal is brought before it by a defendant with regard to a sentence in which the trial court handed down a stricter sentence than the one agreed by the parties in the plea bargain.

According to the basic principle in our legal system, the court of appeal is also not bound, of course, by the plea bargain or by the prosecution’s sentencing recommendation. In our legal system, the court cannot be exempted from its responsibility for sentencing and it must determine independently the proper sentence in the circumstances of the case. This was discussed by Justice Cheshin in Levy v. State of Israel [8]:

‘… The authority to hand down sentences to persons who have been found guilty in their trial is entrusted to the courts — to them and to no other. With this authority comes responsibility, for it is well known that there is no authority without responsibility, just as there is no responsibility without authority. Strict sentences that the courts hand down to offenders — and the same is true of lenient sentences — are determined by the actions of those offenders, for better or for worse, but the responsibility rests with the courts. The courts are not permitted to look sideways, to try and find another body besides themselves that will take upon itself the responsibility for the sentences that they hand down; the responsibility for sentencing cannot be shared by the court with others, not even with the public prosecution service that asks the courts to hand down one sentence or another, whether in general or in a specific case’ (ibid. [8], at p. 171).

When it is about to decide an appeal filed by the accused, the court of appeal should examine the sentence that was handed down in accordance with the same criteria that were considered in the trial court. We discussed these criteria extensively in CrimA 1958/98 A v. State of Israel [2] and we will cite here some of the remarks that were uttered in that case:

‘Within the framework of considering the sentence that is proposed, the court should address all the relevant sentencing considerations and examine whether the proposed sentence satisfies the proper balance between them. To this end the court should examine the proper sentence in the circumstances of the case and look at it from the perspective that the prosecution has presented to it in the plea bargain that it made. In examining the plea bargain, the starting point is the severity of the sentence proposed, in view of the nature and seriousness of the offence and the circumstances in which it was committed. Like in every case of sentencing, the court considers the personal circumstances of the accused and the policy considerations of proper sentencing, and takes all of these into account. The court cannot decide if there is a proper balance between the public interest and the benefit that was given to the accused without considering what would have been the proper sentence for the accused had there been no plea bargain, and what degree of leniency was shown to him as a result of the plea bargain. In order to assess the degree of leniency the court should consider, to the best of its ability and in view of the limitations arising from the facts that are before it, the extent of the waiver that the accused made in view of the likelihood of his being convicted or acquitted, had it not been for the plea bargain…

The court will, of course, examine the specific considerations of the prosecution in the circumstances of the particular case. Thus, for example, it will consider the difficulties that were anticipated in holding the trial, including the number of witnesses, the need to obtain testimony from witnesses who are not in Israel, consideration for the victim of the offence and the need to spare him the ordeal of testifying and being cross-examined. The court should also consider the public interest in the accused pleading guilty and taking responsibility for his actions. It should also take into account the public interest in the broad sense — the saving of judicial time and prosecution resources and the interest in effective use of the resources at the disposal of all the law enforcement authorities. Inter alia, the court should be aware of the need to obtain additional evidence to bring additional offenders to trial, whether in that case or in other cases that are unrelated to the case under consideration.

In addition to all of these, it should be added that there is a significant consideration that the court should take into account before it decides whether to accept or reject a plea bargain, and this is the expectations of the accused. An accused who pleads guilty on the basis of a plea bargain has waived his right to be tried; he has waived the right to cross-examine the prosecution witnesses, and he has also waived the chance of an acquittal…

Notwithstanding, this consideration also should be examined by the court in view of the other factors in the case before it and within the framework of considering the proper correlation between the benefit given to the accused in the circumstances of the case and the public interest in both the narrow and broad senses’ (ibid. [2], at pp. 608-609).

These criteria are also relevant, of course, in the appeal stage, and therefore in order to decide the defendant’s appeal, the court of appeal is required to examine whether the balancing formula is satisfied in the plea bargain that was examined by the trial court.

In addition, just as the prosecution has to contend with a new factor that requires its consideration at the appeal stage, namely the sentence of the trial court, so too must the court of appeal contend with this new factor. Therefore, in an appeal against a sentence that rejected a plea bargain, the court of appeal is also required to examine the reasons why the trial court rejected the plea bargain, as they are set out in the sentence, and to decide between the weight of the plea bargain that was made and the criticism levelled at it in the sentence that departed from the plea bargain. The court of appeal also has before it the revised position of the prosecution, whether it defends the plea bargain or not. The court of appeal should examine, inter alia, whether in the circumstances of the case there really was a basis for handing down a stricter sentence than the one that was agreed in the plea bargain and whether the trial court was justified in its reasons for departing from the plea bargain. Within the framework of this examination, the court of appeal should give weight to the position of the prosecution before it; it need not be said that the more that the considerations of the prosecution are decided in accordance with the criteria that we have set out above, the greater will be the weight of its arguments. Weight will, of course, be attached to the expectations of the accused, the appellant, and at the end of the proceeding the court will determine the correct balance between the considerations that we have discussed in our deliberations above.

Summary

34. Let us go back and summarize by saying that, as a rule, the prosecution should defend its position as determined in the plea bargain, even in the court of appeal. When the court that handed down the sentence to the accused held that the plea bargain does not satisfy the ‘balancing approach’ and for this reason it is not accepting it, or, in other words, when the court levels criticism at the plea bargain and hands down a sentence that is stricter than the one proposed in it, the prosecution should reconsider its position in the appeal. In appropriate circumstances the prosecution may decide not to defend the plea bargain as it was made, and it may express reservations with regard to it. It will do this subject to the explanation that it will give the court of appeal with regard to the reasons for making the plea bargain in the first place and with regard to the reasons why it is not defending it at the appeal stage. Thus we see that after the plea bargain has passed through the fiery furnace of the trial court, the prosecution is entitled, and sometimes obliged, in the appropriate circumstances, to make new arguments with regard to sentencing by supporting the sentence that was handed down, or even another sentence, as it thinks fit.

We should further point out that, according to the guidelines of the prosecution itself, it is proper, when making the plea bargain, for the prosecutor who is drafting the plea bargain to make it clear to the accused, or to his defence counsel, that he is unable to give any undertaking ab initio with regard to the prosecution’s position in the appeal, if the court hands down a stricter sentence than the one that has been agreed. If, for some reason, the prosecution does not act ab initio in order to warn the accused of the possibility that it will adopt a different position in an appeal, this will not compel it to support the original plea bargain, although the absence of a warning is a reason of significant weight that the prosecution will have to consider before it changes the position that it adopted in the plea bargain.

The prosecution’s position in an appeal is subject to the guiding principles of fairness to the accused and giving appropriate expression to the public interest in the broad sense, including the interest of upholding and respecting plea bargains.

The prosecution’s position is, as aforesaid, merely one of the factors that the court takes into account, even though it is a factor of great weight. The court of appeal will examine the circumstances of the case before it. It will consider whether, according to the balancing test, the sentence is appropriate in view of all the relevant factors. Finally it will decide whether to accept the plea bargain, uphold the sentence, or, perhaps, hand down another sentence that is appropriate in the circumstances of the appeal before it.

From general principles to the specific case

35. In this part of our deliberations, we must address the state’s request to overturn the judgment that is the subject of the further hearing and to determine that the sentences of the respondents should be as the District Court decided. According to the prosecution, the sentences that were handed down to the respondents in the appeal should be overturned and the original sentences handed down by the District Courts, after the plea bargains between the parties were rejected, should be reinstated. The prosecution is not ignorant of the case law rule that the purpose of a further hearing is to determine case law on a fundamental legal issue, but it is of the opinion that if its position is accepted, this should be given expression in overturning the judgment in the appeal, because it accepted plea bargains that are unworthy. On the other hand, counsel for the respondents argued that whatever the decision on the fundamental question, it would be unjust to overturn the decision that was given in the appeal and to make the respondents’ sentences stricter within the framework of the further hearing.

After studying the arguments of the parties, we see no reason to intervene in the sentencing outcome of the appeals under consideration. We will give details of our position in this respect below.

CrimA 7132/02 Peretz v. State of Israel

36. It will be remembered that in this case the first and second respondents were charged with rape while taking advantage of a state of unconsciousness and in the presence of another. Within the framework of the plea bargain that was made between the parties, the facts set out in the indictment were amended and the offence in the indictment was changed to one of an indecent act. It should be noted that this change was made, inter alia, because of a difficulty with regard to the evidence in the case. In addition to the change of the offence in the indictment, an agreement was reached with regard to the sentence and pursuant to this agreement the prosecution asked the court to impose a sentence of 18 months imprisonment whereas counsel for the defence asked the court to hand down only six months imprisonment that would be served by way of community service. In support of the plea bargain, counsel for the prosecution raised several arguments, among which he argued that the prosecution arrived at the plea bargain in view of the complainant’s position that she had forgiven the respondents and was not interested in a trial being held. As aforesaid, the plea bargain that was presented by the parties was rejected in the District Court. The District Court was of the opinion that the prosecution did not properly balance the various considerations and that the sentence proposed in the plea bargain was inconsistent with the seriousness of the offence. The court was especially critical of the fact that the prosecution took into account the complainant’s position, and it thought that too much weight had been given to her position. The District Court therefore handed down a sentence of five years imprisonment to each of the respondents, of which three and a half years would actually be served. Following this sentence, the respondents appealed to the Supreme Court, and in the hearing of the appeal the state gave notice that it did not support the plea bargain that had been made with the respondents in the District Court. From the state’s arguments in the appeal, it appears that it was of the opinion that the prosecution in the District Court balanced the various considerations in an erroneous manner, and therefore the sentence that was proposed within the framework of the plea bargain did not satisfy the balancing formula established in CrimA 1958/98 A v. State of Israel [2]. According to the state, there was indeed a difficulty in the evidence and there were also other reasons that supported the plea bargain in the case — such as the fact that the respondents did not have any previous convictions, the fact that the guilty pleas made it unnecessary to have the complainant testify and the complainant’s position that she forgave the respondents — but notwithstanding these, the sentence proposed was too lenient and was incapable of satisfying the balancing formula. The state therefore chose in the appeal to defend the sentence that rejected the plea bargain and repudiated the position that it presented in the District Court. As stated above, this court allowed the respondents’ appeal and sentence them to what the prosecution had proposed within the framework of the plea bargain. Since the panel that heard the appeal saw fit to approve the sentence that was agreed in the plea bargain, we see no basis for our intervention and for changing the sentence within the framework of this hearing.

37. When we now examine the state’s position in the appeal, we are of the opinion that it questionable whether there was sufficient basis for the state to repudiate the position that it presented in the plea bargain. Indeed, the acts of the respondents were very serious and they were especially serious in view of the fact that they committed the offences jointly and even filmed themselves during the act. In view of this, it would appear that the sentence that was agreed in the plea bargain was lenient. Notwithstanding, it was possible, in the circumstances of this special case, to accept the sentence that had been agreed. The respondents were, at the time of the act, approximately 22 years old, with no previous convictions. The respondents pleaded guilty to their actions in the court and expressed sincere and profound remorse. The probation officer’s reports that were filed with regard to the respondents were positive, and they state that a prolonged period of imprisonment may lead to a serious deterioration in the respondents’ condition and make it harder to rehabilitate them in the future. To this it should be added that the respondents pleaded guilty in the initial stages of the trial and thereby saved valuable judicial time. More important still, in view of the fact that the respondents pleaded guilty, the complainant was spared the ordeal of testifying in court and she was also spared cross-examination. In addition, the complainant’s position with regard to the plea bargain, which was expressed pursuant to the provisions of s. 17 of the Rights of Victims of Crime Law, 5761-2001, was positive and counsel for the prosecution told the District Court that the complainant forgave the respondents and was not interested in a trial being held.

As we have said, the rule that is also accepted by the prosecution is that the plea bargain should be defended even at the appeal stage, except in rare cases. It is questionable whether the present case is one of those rare cases, even if the sentence provided in the plea bargain is one that showed a considerable degree of leniency to the respondents. Among the other considerations, there was a basis for giving weight to the respondents’ expectation that they would be sentenced to an actual prison sentence that would not exceed eighteen months, and there was a basis for giving weight to the public interest in safeguarding the institution of plea bargains. To the aforesaid it should be added that in our case the respondents were not given a warning ab initio with regard to the prosecution’s right and ability to repudiate the plea bargain in the court of appeal. The absence of a warning in circumstances where it is not possible to determine that the respondents were aware of this possibility is a significant factor that combines with the other reasons that justify defending the plea bargain, and it gives them significant weight. Thus we see that even if in the state’s opinion it made an error in its discretion in the trial court, we have not been persuaded that this error is one of those kinds of error that justifies a repudiation of the position that was presented within the framework of the plea bargain.

CrimA 7418/02 Mizrahi v. State of Israel

38. In the case that is the subject of this criminal appeal, the third respondent was charged with rape and committing an act of sodomy on a girl who suffers from a mild retardation. According to the indictment, the third respondent had intercourse with the complainant on three occasions, after telling her that he would marry her, while he was aware of the retardation from which the complainant suffered and while he took advantage of this circumstance to obtain her consent. When the trial began, the parties notified the court that they had reached a plea bargain and the respondent pleaded guilty to the offences that were attributed to him. The parties gave notice that they had reached an agreement with regard to the sentence, and that they were asking the court to hand down to the respondent a sentence of six months imprisonment that would be served by way of community service, as well as a suspended sentence. While presenting the arguments in the District Court, counsel for the prosecution said that although it appeared, prima facie, that there was a significant disparity between the acts of which the respondent was accused and the sentence that was ultimately proposed, in the special circumstances of the case there was a basis for adopting the plea bargain. Counsel for the accused explained that the retardation from which the complainant suffered was a very slight one and the complainant had gone to the police after she understood that the respondent would not honour his promise to marry her. Counsel for the prosecution discussed the considerable reservations of the District Attorney’s Office as to whether it was proper to file an indictment in this case, and that it was finally decided to file an indictment in the belief that there was no basis in this case to ask for a significant prison sentence. Counsel for the prosecution also pointed out that there was also a certain problem with the evidence in the case because from tests that were conducted on the complainant it transpired that she had a tendency to fantasize and exaggerate. Counsel for both parties discussed how the seriousness of the case mainly lay in the manner in which the complainant’s consent was obtained to commit the acts and that the main harm suffered by the complainant was her feeling that she had been deceived by false promises that the respondent had used to seduce her. These arguments were also authenticated in a report about the victim that was filed in the court. There were different opinions in the District Court with regard to the plea bargain. Justice Y. Tzaban thought that in this case there was no reason to depart from the plea bargain, in view of the difficulties facing the prosecution in the case, the fact that the offence was on the lowest level from the viewpoint of its severity and the general policy of respecting plea bargains. But Justice Tzaban was in the minority. The two other justices, Justice M. Ravid and Justice Y. Hecht, were of the opinion that in the circumstances of this case, there were grounds for handing down to the respondent a custodial sentence that would be served behind bars, and notwithstanding the reasons supporting the plea bargain, it should not be accepted. Therefore the court, in the majority opinion, imposed a sentence of twelve months imprisonment, as well as a suspended sentence of another twelve months. As aforesaid, the respondent appealed the sentence to the Supreme Court, and in the appeal hearing the state presented a position that defended the sentence. According to the prosecution, after re-examining the evidence in the case, the prosecution came to the conclusion that the plea bargain was based on erroneous considerations, and that the sentence handed down by the District Court to the third respondent was the proper sentence. The third respondent’s appeal was allowed by this court, which sentenced him in accordance with what had been agreed in the plea bargain. In the case of the third respondent also we saw no reason to intervene, within the framework of this hearing, in the sentence that was handed down by this court when his appeal was allowed.

39. With regard to the prosecution’s position in the appeal, when we examine all the circumstances, it is possible to understand the prosecution’s reservations with regard to defending the plea bargain, since it is a plea bargain that treated the respondent with considerable leniency. Notwithstanding, in the present case the prosecution presented the District Court with reasons that supported the plea bargain, which arose both from the evidential aspect and the normative aspect of the plea bargain. The plea bargain was made in this case at the beginning of the trial, which saved time and made it unnecessary to hear the complainant’s testimony. When we examine the circumstances of the case according to the criteria that we discussed above, it appears that in the circumstances of the case there was a basis for taking into account the respondent’s expectation in accordance with the plea bargain. We should also add that even if there was a basis to the District Court’s criticism  with regard to the plea bargain, it would appear that the scope of the error in the prosecution’s discretion that the District Court discussed was not so extensive, and in the absence of special reasons for this, there was a basis for giving weight to the interests that support the defence of plea bargains even in the court of appeal. To the aforesaid we should add that in this case too the respondent was not warned ab initio of the prosecution’s ability to repudiate its original position in the court of appeal and in this case too the aforesaid circumstances should be given significant weight within the framework of the considerations for defending the plea bargain.

40. Thus we see that even though the position presented by the state in the appeal with regard to the respondents’ sentences was understandable in view of the sentences that were given, it is doubtful whether it was consistent with the criteria that we have discussed in our deliberations. We should remember that the cases are difficult and borderline ones, and that the aforesaid criteria were not known to the prosecution when it determined its position with regard to the sentence in the appeals under discussion.

Therefore the respondents’ sentences, as determined in the judgment which is the subject of this further hearing, will remain unchanged. With regard to the third respondent, whose sentence was stayed, the Director of Community Service shall submit an opinion within thirty days, and when that is received we will complete the judgment in his case.

 

 

Vice-President Emeritus E. Mazza

I agree with the judgment of my colleague Justice Beinisch.

As a rule, unless there is an express stipulation to the contrary within the framework of the plea bargain that it made with the accused, the prosecution is also liable to defend the plea bargain before the court of appeal. There are rare cases that are exceptions to this rule, in which the prosecution realized after the event that it erred in agreeing to the plea bargain, whether as a result of discovering new facts of which it was unaware when it agreed to the plea bargain, or because the reasoning in the judgment of the trial court, in refusing to accept the recommendation with regard to the sentence that should be handed down to the accused, persuaded it that its consent to the plea bargain was mistaken from the outset. But when justifying the change in its position, the prosecution must give details, within the framework of its arguments before the court of appeal, of the facts and considerations that led it to reach the conclusion that it erred in agreeing to the plea bargain (Markovitz v. State of Israel [5], at pp. 57-58, and Shiloah v. State of Israel [6], at p. 682). In any case, the mere fact that the trial court sentenced the court to a stricter sentence that it was asked to do by the prosecution, on the basis of the plea bargain, cannot release the prosecution from the obligations that it took upon itself towards the accused within the framework of the plea bargain, since in essence these obligations are no different from any other contractual or administrative undertaking that an authority takes upon itself vis-à-vis the individual, from which it can be released only when there are essential public needs (O. Gazal, ‘The Prosecution’s Position in an Appeal against the Rejection of a Plea Bargain,’ 1 Din uDevarim (2005) 507). From this it follows prima facie that the prosecution would do well in plea bargains that it makes with defendants to make sure to include an express term that restricts its obligations to act on the basis of the plea bargain to the proceeding that is taking place before the trial court. Notwithstanding, I think it should be emphasized that although the inclusion of such a term in the plea bargain will allow the prosecution to reconsider the position that it will adopt before the court of appeal, without it being dependent on the existence of circumstances that can justify its being released from its contractual or administrative obligation under the plea bargain, nonetheless even the inclusion of such a term cannot exempt the prosecution, in its arguments before the court of appeal, from its duty to justify any change in its position with logical and proper reasons.

In principle (although not in all its details and particulars) the opinion of Justice Beinisch is consistent with my aforesaid approach. It is also consistent with the criteria that were set out recently in our unanimous judgment in CrimA 1958/98 A v. State of Israel [2]. Like my esteemed colleague, I too am of the opinion that in the cases that are the subject of this further hearing the prosecution did not established a solid foundation for its repudiation at the appeal stage of the plea bargains that it made with the respondents before their cases were heard in the trial court. For this reason I supported, at the appeal stage, allowing the respondents’ appeals, and for this reason I agree to the denial of the state’s petition that is before us.

 

 

Vice-President M. Cheshin

I agree with the opinion of my colleague, Justice Beinisch.

2.   There are three ‘parties’ before us, and each of the three is one of the three vertices of a triangle. The three vertices are the Supreme Court, the prosecution (the state) and an accused who has been convicted and it now litigating before the Supreme Court. Each of the three sides of the triangle, which lies between two vertices, represents a relationship between the two vertices at its ends, and the three relationships are the relationship between the prosecution and the accused, the relationship between the court and the prosecution and the relationship between the court and the accused. These three relationships are not of the same standing. The third relationship, the relationship between the court and the accused, is the main and central one, and the two other relationships are subservient and defer to it. These two other relationships are secondary; the relationship between the prosecution and the accused and the relationship between the court and the prosecution merely provide the raw material for the main relationship between the court and the accused, and at the end of the proceedings in this relationship the court sentences the accused. Let us not misunderstand; when we say that the two secondary relationships merely provide the raw material for the third relationship, we do not intend to detract from their importance; without those two relationships the third relationship would not come into existence, and their existence is a prerequisite for the existence of the third relationship. Moreover, if it is said that during the appeal proceedings the prosecution is not permitted to change its opinion with regard to a plea bargain that it made — even where the trial court decided not to accept the plea bargain that was made — then the third relationship may never come into being. But we should remember that ultimately it is the court that decides the defendant’s case, whether strictly or leniently, and where the law indicates a strict sentence, that is what prevails. The authority and power to hand down sentences — and this is the main point — is the prerogative of the court; the responsibility for sentencing rests on the court’s shoulders; and the court’s decision is the final and decisive word on the subject. It follows from this that the prosecution’s position with regard to sentencing, no matter how important, is merely one of the factor that should be considered by the court; it is without doubt an important and central factor, but in appropriate cases there may be other important considerations that outweigh it.

3.   In CrimA 1958/98 A v. State of Israel [2], the Supreme Court discussed, in the opinion of Justice Beinisch, the considerations that should guide the court when a plea bargain is presented to it, and the relative weight that ought to be given to each of the considerations in accordance with facts of the specific case. The court of appeal should also follow this ‘sentencing guide,’ but in addition to the considerations that were before the trial court there are also the considerations that arise from the special event that the plea bargain was not adopted by the trial court. The same is true from the viewpoint of the three vertices: the disappointed expectation of the accused, the various considerations of the prosecution in the trial court and the court of appeal and the reasons why the trial court refused to adopt the plea bargain. My colleague Justice Beinisch discussed these considerations at length, and I will not say more. But I shall not tire of recalling that:

‘The authority to hand down sentences to persons who have been found guilty in their trial is entrusted to the courts — to them and to no other. With this authority comes responsibility, for it is well known that there is no authority without responsibility, just as there is no responsibility without authority’ (Levy v. State of Israel [8], at p. 171).

 

 

President A. Barak

I agree with the opinion of my colleague Justice Beinisch and the remarks of my colleague Vice-President M. Cheshin.

1.   Like Justice D. Beinisch, I too am of the opinion that the plea bargain is an undertaking of the prosecution to present a lenient sentencing recommendation to the trial court. In my opinion too, as a rule, the prosecution also should honour in the court of appeal a plea bargain that it made in the trial court. Public confidence in the prosecution authorities dictates, as a rule, a uniform and well-formulated institutional position. But there may be exceptions to this rule. In practice, there is no dispute between the parties that no sweeping determination should be made to the effect that the prosecution is always committed to defend the plea bargain in the court of appeal. The sentence, which examines whether the plea bargain should be allowed to stand, according to the criteria that were outlined in CrimA 1958/98 A v. State of Israel [2], is an additional factor that confronts the prosecution, and it obliges it to re-examine its position. I agree with the various factors that should be considered by the prosecution when deciding its position before the court of appeal, as discussed in full by Justice D. Beinisch.

2.   I agree that criticism by the trial court with regard to the plea bargain does not necessarily require the prosecution to change its position, but it does require a re-examination of all the considerations and the balance between them. At the appeal stage, the court of appeal is required to examine the judgment that rejected the plea bargain. The court of appeal should examine whether the trial court ought to have adopted the plea bargain that was presented to it by the prosecution and the defence. When the trial court has rejected the plea bargain, the court of appeal should examine whether according to the ‘balancing test’ it should have adopted the plea bargain that was made (see, for example, CrimA 3694/00 Mordoff v. State of Israel [14]; CrimA 4886/02 Glisko v. State of Israel [15]). The prosecution, as a party in the appeal proceedings, cannot ignore the judgment that is the subject of the appeal. It is obliged to address it objectively, and consider its position in the appeal accordingly. We are not merely speaking of showing ‘respect’ to the court. This obligation is required by the very nature of an appeal, which compels the litigants to formulate a revised position with regard to the judgment that is the subject of the appeal. The prosecution is therefore liable to confront the criticism in the sentence directly. The criticism usually requires a re-examination of its considerations and in exceptional cases may even lead to a change in the original position. The prosecution’s position has no real value if it is entirely based on sticking to the plea bargain for formal reasons. The prosecution should contend objectively with the sentence that did not adopt the plea bargain (on the grounds that it does not satisfy the ‘balancing test’). The sentence is not merely a new circumstance. It is the decision that is the subject of the criminal appeal. It is the starting point for exercising judicial scrutiny in the appeal.

3.   As Justice Beinisch has pointed out, the prosecution’s position is merely one factor in the considerations of the court, which scrutinizes the sentence of the trial court. Within the framework of the appeal, the court should consider two separate questions. First, was there was a basis for departing from the plea bargain? Second, was there was a basis for handing down the sentence that was de facto given to the accused? If the courts finds the answer to the first question to be no, the court should allow the appeal and hand down a sentence that is consistent with the plea bargain. If it finds that only the answer to the second question is no, the court should hand down a sentence that is appropriate in the circumstances (by taking into account the criteria determined in CrimA 1958/98 A v. State of Israel [2]).

4.   The main question that comes therefore before the court of appeal is whether the trial court rightly decided that the plea bargain did not satisfy the ‘balancing test.’ The ‘balancing test’ addresses the question whether a balance was maintained between the benefit that the plea bargain gives to the accused and the benefit that the plea bargain gives to the public interest. The balancing process is complex. The balancing process is based on conflicting considerations. On the one hand there are the advantages inherent in the plea bargain, including the avoidance of difficulties that were anticipated in conducting a trial, consideration for the victim of the offence, the guilty plea of the accused and his taking responsibility for his acts, and the savings in judicial time and the prosecution’s resources. On the other hand, the court should consider the degree of leniency that was shown to the accused as a result of the plea bargain, taking into account the chances of obtaining a conviction without the plea bargain, against the background of the concern relating to public confidence in the law enforcement system and the public interest in having an appropriate sentencing policy. The question is whether there is a fitting balance between the advantages in the plea bargain (for the public and the accused) and the proper sentencing policy.

5.   The prosecution, which subjects the plea bargain to the critical ‘balancing test,’ acts as an independent administrative authority. The prosecution assesses the probable results of the trial without the accused pleading guilty, the chances of obtaining a conviction, and it considers whether the court will regard the evidence as credible. The prosecution relies on its knowledge, professionalism and experience that assist it in assessing the results of conducting a full trial without a guilty plea and in adopting a position with regard to the plea bargain. It is a question of a factual and legal assessment. Naturally it is possibly to reach different conclusions. The balancing test does not dictate only one result. The criteria determined in CrimA 1958/98 A v. State of Israel [2] create, as a rule, a relatively broad sentencing margin from the viewpoint of the prosecution authorities. The prosecution is an administrative authority that exercises executive power. In exercising its power it acts independently and it has broad discretion in the administrative sphere. It should be noted that the court that has discretion whether to adopt the plea bargain or not. When the court does not adopt the prosecution’s position, this does not indicate, in itself, that there was a serious defect in the prosecution’s conduct. The prosecution authorities and the court are separate institutions. The considerations are not necessarily the same. The court that exercises independent discretion in handing down the sentence may depart from the plea bargain, even when the prosecution’s conduct fell within the margin of reasonableness in the administrative sphere.

6.   Indeed, the court does not necessarily adopt the balance made by the prosecution between the various considerations that underlie the plea bargain. From the perspective of the rules of evidence, the court usually depends upon the prosecution. It does not know the evidence and certainly does not examine it. This is not the case with regard to the other considerations, such as the normative and institutional perspectives, sentencing policy and the public interest. The duty of fairness to the accused does not apply with the same intensity to the court. The court naturally takes into account the expectations of the accused, and it considers, as a part of the public interest, the importance of upholding the institution of plea bargains. But it does not itself have any obligation to the accused either in the contractual sphere or in the administrative sphere. All of this may result in the sentence departing from the plea bargain, even when the prosecution did not act unreasonably as an administrative authority. Similarly, at the appeal stage the prosecution may think that the plea bargain did not satisfy the balancing test and the trial court rightly departed from it, whereas the court of appeal may decide otherwise.

7.   It need not be said that the criminal appeal concerns appellate judicial review of the sentence and not administrative judicial review of the prosecution. An examination of the prosecution’s position is a tangential question that is merely one aspect of the question whether the court of appeal should change the sentence. The significance of the determination that there was a defect in the prosecution’s conduct that seriously undermines its position is that the prosecution’s position will be ignored by the court of appeal. The court will only determine that the prosecution’s discretion is so flawed that it should be ignored when the prosecution’s position is unreasonable in the extreme and therefore defective under the rules of administrative discretion (cf. HCJ 935/89 Ganor v. Attorney-General [16]). There is a broad margin of reasonableness with regard to the prosecution’s conduct. If the prosecution’s position is a possible one that falls within the margin of reasonableness, there is no basis for setting it aside under the doctrine of administrative discretion and there is no basis for ignoring it in the court of appeal. The court ought to show restraint when it considers undermining the legitimacy of the prosecution’s position and determining that the prosecution acted improperly. In so far as the prosecution’s position is reasonable, the court should take it into account, even though it naturally is not obliged to adopt it. The mere fact that the court’s decision is ultimately different from the prosecution’s position does not indicate that the prosecution acted with extreme unreasonableness or with any significant impropriety.

8.   With regard to the second question before the court of appeal — whether the sentence handed down was excessive — it should be remembered that the court of appeal does not tend to intervene in the considerations and conclusions of the trial court, unless the sentence departs significantly from the sentence that should have been imposed. Even when the sentence is a strict one, the court of appeal does not intervene if the sentence is not excessive (CrimA 326/99 Abud v. State of Israel [17]):

‘It is well known that the court of appeal does not put itself in the trial court’s place with regard to the sentence; its intervention in this regard is limited to circumstances in which the trial court made a mistake or the sentence that it handed down departs in the extreme from the sentences that are usually given in similar circumstances’ (CrimA 1242/97 Greenberg v. State of Israel [18]).

9.   Finally, I agree with my colleague Justice Beinisch that the respondents’ sentences, as determined in the appeal that is the subject of the further hearing, should remain unchanged. This is a further hearing, which does not focus on the specific case that was decided in the Supreme Court, but on the general rule that was determined. Therefore there is no basis at this procedural stage, and in view of the time that has passed and the continuing suffering to the respondents, to change the outcome in the sentence handed down in the appeal. Were I to consider the cases on their merits, I am not persuaded that the plea bargains in the two cases satisfied the ‘balancing test,’ especially in so far as CrimA 7418/02 Mizrahi v. State of Israel [1] is concerned.

 

 

Justice Emeritus J. Türkel

1.    I agree with the opinion of my esteemed colleague, Justice D. Beinisch, and with the remarks of my esteemed colleagues the President, vice-President Emeritus E. Mazza and Vice-President M. Cheshin.

 In her opinion Justice D. Beinisch discussed in detail the reasons that justify the prosecution supporting plea bargains in the hearing of an appeal and also the reasons that justify the prosecution changing its position. Among the reasons for supporting the plea bargain, she mentioned the prosecution’s duty of fairness to the accused. I will add a few remarks with regard to the importance of this duty, which is derived, in my opinion, from the duty of executive authorities to adopt moral and just criteria in their relationship with the public as a whole and individual members of the public and which is based on values such as good faith, fairness and integrity.

2.    Our rabbis, of blessed memory, imposed on the individual an obligation to conduct business faithfully and to keep promises, and it would appear that they made these demands more in the moral and ethical sphere than in the sphere of legal obligations. But, as stated above, these requirements apply not only to the relationship between one person and another but also to the relationship between government authorities or persons holding office in those authorities on the one hand and the public and members of the public on the other (Kogen v. Chief Military Prosecutor [13], at p. 96 {___}). In my opinion, there is a similarity between this relationship and the relationship between parties to a contract, and we should take note of the tendency of the courts in the United States to examine this relationship from the perspective of contractual relations, even though, of course, the analogy is not a perfect one (see the reservation of Justice D. Beinisch in para. 32 of her opinion).

With regard to this duty of the state it has been said:

‘The state, through those who act on its behalf, is a trustee of the public, and the public interest and public property have been deposited in its care for the purpose of using them for the benefit of the public as a whole… This special status is what imposes on the state the duty to act reasonably, honestly, with integrity and in good faith. The state may not discriminate, act arbitrarily or in bad faith or allow itself to have a conflict of interests. It should act in accordance with the rules of natural justice. In short, it should act fairly’ (per Justice A. Barak in HCJ 840/79 Israel Contractors and Builders Centre v. Government of Israel [19], at pp. 745-746).

It has also been said that:

‘Government authorities have the duty to respect agreements that they have signed… The duty of the authority to carry out its undertakings and promises derives, therefore, from public policy… It is also required by its general duty as a government body to act fairly and reasonably’ (per Justice T. Or in Kogen v. Chief Military Prosecutor [13], at p. 78 {___}).

And elsewhere:

‘The duty of fairness that binds an authority in its dealings with the citizen by virtue of public law precedes, and is broader and stricter than, the duty of good faith arising from the law of contracts, and it applies to the authority in the whole range of its activities both in the field of private law and in the field of public law… The authority is therefore required to exercise a degree of fairness in its contractual relationship with the individual, which is greater than what is expected of a private party to a contract’ (per Justice A. Procaccia, in CA 6518/98 Hod Aviv Ltd v. Israel Land Administration [20], at pp. 45-46; see also HCJ 164/97 Conterm Ltd v. Minister of Finance [21], at pp. 316-319 {___-___}; CA 3541/98 Di Veroli-Siani Engineering (1990) Ltd v. Israel Land Administration [22], at p. 153; D. Barak, The Contractual Liability of Administrative Authorities (1991), at pp. 57-62; G. Shalev, The Law of Contracts (second edition, 1995), at pp. 660-661; G. Shalev, Contracts and Tenders of the Public Authority (1999), at pp. 42-44, 118-119).

3.    We should be watchful to ensure the observance of these duties on the part of government authorities. Let us not forget that the safeguarding of moral criteria and the values of good faith, fairness and integrity — even at the price of defending a plea bargain that the court rejected — makes society stronger and also reinforces the confidence that the public has in government authorities.

 

 

 

Justice E. Rivlin

I agree with the opinion of my colleague, Justice D. Beinisch, and with the remarks of my colleagues, President Barak, Vice-President E. Mazza, Vice-President M. Cheshin and Justice J. Türkel.

 

 

Justice A. Procaccia

I agree with the opinion of my colleague, Justice D. Beinisch.

 

 

Justice E.E. Levy

I agree with the opinion of my colleague, Justice D. Beinisch.

 

 

Justice A. Grunis

1.    My approach is different from the approach of my colleagues. Even though I agree that the prosecution is not absolutely bound by the plea bargain that it made when the problem arises in the court of appeal, in my opinion it is only in very exceptional cases that it should be entitled to repudiate its consent. This is especially true when the plea bargain did not include a warning in this regard, namely that the prosecution is not obliged to support the plea bargain before the court of appeal. The main point in my opinion is that in those rare cases where the prosecution before the court of appeal supports a sentence that departs from the plea bargain, the accused (the appellant) should be allowed to retract his guilty plea.

2.    The premise on which my approach is based has its origins in the inherent disparity of forces between the state, which is the prosecutor in the criminal proceeding, and the accused. The forces of the state are formidable and its resources are immense. The police and the prosecution authorities have many comprehensive powers for the purpose of enforcing the criminal law. On the other side is the accused, who is sometimes not represented at all. Admittedly, in cases of relatively serious offences the accused, if he has limited means, can avail himself of the services of the Public Defender’s Office (see the Public Defender’s Office Law, 5756-1995). But it is no secret that the resources available to the Public Defender’s Office, for example for the purposes of obtaining an expert opinion, are limited and certainly cannot be compared in any way to the immense resources available to the prosecution. Various arrangements within the framework of the rules of criminal procedure are intended to balance, even if only to a small degree, the basic inequality between the parties involved in the criminal proceeding — the state on the one hand and the accused on the other. Thus, for example, the prosecutor is obliged to allow the accused and his defence counsel to inspect the investigation material relating to the indictment in the case of an offence that is a serious misdemeanour or a felony (s. 74 of the Criminal Procedure Law [Consolidated Version], 5742-1982). By contrast, the prosecution has no reciprocal right to inspect in advance the evidence that the accused has assembled and that he intends to submit (except in the case of an expert opinion: s. 83 of the Criminal Procedure Law [Consolidated Version], 5742-1982). Therefore, when we examine issues in the field of criminal procedure and the rules of evidence we should be aware and mindful at all times of the disparity of forces between the two parties. We ought to be so even when we are examining the issue of plea bargains and the question whether and to what extent the prosecution is committed to a plea bargain that it made with the accused.

3.    The institution of plea bargains exists in our legal system and in similar legal systems. There are those who forcefully and absolutely oppose this institution (see, for example, A.W. Alschuler, ‘The Changing Plea Bargaining Debate,’ 69 Cal L. Rev. (1981) 652). This is not the place to examine the question whether the existence of this institution is justified. One thing is clear: were plea bargains not to be made between the prosecution and the defence, the law enforcement system would collapse. A significant number of criminal cases that are filed in the courts in Israel and in other countries end with a plea bargain and without holding a full trial, with all that this involves (see CrimA 1958/98 A v. State of Israel [2], at p. 588). The considerations that lead the prosecution to agree to a plea bargain are, inter alia, the following: the knowledge that it is not possible de facto to hold a full trial from beginning to end in each case because of the workload of the courts; a preference that the criminal proceeding should end within a short time to a protracted trial that will end a long time after the offence was committed; problems in the evidence, i.e., the possibility that ultimately the prosecution will not succeed in discharging the burden of proof; a desire to refrain from having certain witnesses testify because of the additional trauma that is likely to be caused to them by testifying (and for the other advantages inherent in plea bargains from the viewpoint of the state and the public interest, see CrimA 1958/98 A v. State of Israel [2], at pp. 590 et seq.). From the viewpoint of the accused, the plea bargain has one major advantage, namely that the sentence that will be handed down will be more lenient that the one he can expect if he is convicted in a trial that is held in the conventional manner (see CrimA 1958/98 A v. State of Israel [2], at p. 589). Naturally, in each specific case the relative weight of the considerations that lead to the making of a plea bargain varies, especially for the prosecution. The plea bargain includes a very significant element from the viewpoint of the accused, since the agreement to the plea bargain includes a duty to plead guilty to the facts in the agreed indictment and thereby the accused automatically waives the possibility that a full trial will end in his acquittal. It is therefore clear that both parties involved in reaching the plea bargain have an interest in the criminal proceeding ending after a short proceeding. The court is not, of course, a party to the plea bargain, and therefore the agreement does not bind it, nor is it compelled to impose the agreed sentence (whether it is a plea bargain that stipulates a specific sentence or it is a plea bargain that defines a lower and upper limit for sentencing). Notwithstanding, we cannot ignore the fact that the accused has a reasonable expectation that the court will not depart from the agreed sentence and in the great majority of cases he is not disappointed in this expectation. Indeed, in the plea bargain itself the accused should already be warned that the court is not bound by the plea bargain. Moreover, the rule is that the court should warn the accused that it is not bound by the plea bargain. Therefore, if we examine the plea bargain from a contractual perspective, we are led to the conclusion that the accused has no cause for complaint if the court does not adopt the plea bargain. But we should not forget that premise that we have discussed, namely the disparity of forces between the parties — the state and the accused. We should recall that the law of contracts includes special arrangements that are intended to deal with contractual situations where there is an inherent inequality between the parties to a contract (for example the Standard Contracts Law, 5743-1982). Let us now address the question whether and to what extent the state is obliged to support the plea bargain at the hearing of an appeal filed by an accused who was given a sentence that departed from the plea bargain.

4.    In the two cases under consideration in this further hearing the plea bargain with each of the defendants did not include any provision that warned them that the prosecution did not undertake to support the plea bargain before the court of appeal. As my colleague Justice D. Beinisch said, according to the guidelines of the State Attorney’s Office a warning of this kind should be included in a plea bargain. I would not be surprised if in a significant number of plea bargains, especially those made with regard to relatively minor offences, the aforesaid guideline is not strictly observed. Such a situation gives rise to two separate questions. First, is the prosecution obliged to support a plea bargain before the court of appeal, or is it permitted to argue that the sentence of the trial court is correct and proper? Second, is the accused entitled to retract his guilty plea if the prosecution is no longer bound by the plea bargain?

The question whether the prosecution is also bound by a plea bargain in the court of appeal is likely to arise both in a case where the plea bargain included a warning in this regard and especially in a case where care was not taken to follow the guideline with regard to giving a warning. If we treat plea bargains like an ordinary contract, and I question whether this is proper, we will be required to say that the accused has no grounds for complaint if the plea bargain contained a provision according to which the prosecution is not bound to support the plea bargain before the court of appeal. Notwithstanding, it would appear that there is no dispute that even in such a situation the rule is that the state should support the plea bargain before the court of appeal apart from in exceptional cases. The difficult question is what constitutes an exceptional case. In any case, in the two cases before us a warning as aforesaid was not included in the plea bargain. Therefore, we should answer the question whether the prosecution is entitled to ignore its undertaking, notwithstanding the fact that it did not take care to warn the accused that it would not be liable to support the plea bargain before the higher court. My colleague Justice D. Beinisch examines the aforesaid situation in accordance with the rules that apply to the question of an administrative authority being released from a contract that it made (para. 31 of her opinion). I too shall follow this path. I am therefore prepared to accept that in principle the state is entitled to be released from an undertaking that it took upon itself in a plea bargain. The critical issue in my opinion is what is the significance of the state being released from its undertaking for the accused. In other words, is the accused bound by his undertaking, namely his guilty plea to the facts in the agreed indictment after the other party to the plea bargain has been released from its undertaking, and if so, to what degree? When we are speaking of being released from an undertaking, we mean that the other party to the contract cannot enforce its performance (see CA 6328/97 Regev v. Ministry of Defence [23], at p. 522). This means that the accused cannot compel the prosecution to comply with its undertaking vis-à-vis sentencing. What do the laws applying to the release of an administrative authority from a contract tell us about the other party? The answer is that the other party who is not entitled to enforcement is at least entitled to the restitution of what he gave under the contract (Regev v. Ministry of Defence [23]; see also G. Shalev, Contracts and Tenders of the Public Authority (2000), at pp. 74-75). There is no need to consider the question of the right to, and scope of, any compensation, because it may be assumed that the main purpose of the accused is that he will receive the sentence in accordance with the plea bargain rather than compensation (together with a sentence that departs from the plea bargain). We should therefore examine what the accused ‘gave’ when he agreed to the plea bargain. The answer is self-evident: the guilty plea to the facts of the indictment is the ‘consideration’ that the prosecution received from the accused. It follows that if we allow the prosecution de facto to repudiate at the appeal stage the undertaking that it took upon itself in the plea bargain, we should also allow the accused to retract his guilty plea (cf. O. Gazal, ‘The Prosecution’s Position in an Appeal against the Rejection of a Plea Bargain,’ 1 Din uDevarim (2005) 507, at pp. 529-531). Let me clarify: the accused can choose between two alternatives. The first is to retract his guilty plea, which will result in the cancellation of the verdict, so that his trial will be conducted in the conventional manner like any proceeding where the accused denies the facts. Naturally, choosing this alternative involves a risk of a conviction and being given a sentence that is even stricter than the one that the trial court handed down when it departed from the plea bargain. The other is to support the plea bargain and try to persuade the court of appeal that the trial court erred when it decided not to accept the plea bargain and handed down a sentence that departed from it.

The possibility of retracting a guilty plea when the accused was not warned with regard to the prosecution’s right to stop supporting the plea bargain before the court of appeal creates a parallel to another kind of omission. I am referring to the situation that is created when it is not made clear to the accused that the court is not bound by the plea bargain and that it is entitled to hand down a sentence that departs from it. This omission makes it possible for the accused to retract his guilty plea (see Bahmotzky v. State of Israel [9], at pp. 553-554; CrimA 1958/98 A v. State of Israel [2], at p. 614). Does logic not dictate that in both of the aforesaid cases the same law should apply?!

5.    One of the arguments that can be made against my approach, according to which in certain cases the accused should be allowed to retract his guilty plea, is that the accused does not take any risk when he gives his consent to the plea bargain. If the plea bargain is not adopted by the court, he can, so it may be argued, retracts his consent and be tried in the conventional manner. My answer to this is that the accused does indeed take a risk, since he cannot know in advance whether the sentence that will be handed down at the end of an ordinary trial (assuming he is convicted) will be less than the sentence that was handed down by the court when it departed from the plea bargain. Since there is a risk in retracting his guilty plea, it is not to be expected that in every case as aforesaid the accused will indeed decide to retract his guilty plea. In any case, in our case we are dealing with a situation that was created in the court of appeal, when the prosecution no longer supports the plea bargain. We are not dealing with the question whether the accused may retract his guilty plea immediately after a sentence that departs from the plea bargain is handed down, before it is known what the prosecution’s position will be in the court of appeal (in this regard, see CrimA 1958/98 A v. State of Israel [2], at pp. 614-615).

6.    I have addressed the issue on the assumption that it is governed by the rules concerning the release of an authority from a contract. According to these rules, we have found that the accused should be allowed to choose the possibility of retracting his guilty plea. The aforesaid possibility is, in my opinion, required even more forcefully for general reasons that concern the disparity of forces between the parties, which I have already addressed, and the duty of fairness that binds the prosecution. Let us recall once more that we are dealing with a situation of manifest inequality. A balance, albeit partial, of the disparity of the forces can be achieved by giving the accused the possibility of choosing to retract his guilty plea. Different rules of conduct apply to the state and to the accused. We expect the state to act with fairness and good faith on a high level. Therefore the prosecution should be required to comply, even in the court of appeal, with the undertaking that it took upon itself in the plea bargain in the great majority of cases. As I have said, there will be exceptional cases in which it will be possible to understand why the state saw fit to repudiate, in the court of appeal, its commitment to the plea bargain. Notwithstanding, the special requirements imposed on it with regard to fairness and good faith will be satisfied by allowing the accused to choose whether to retract his guilty plea.

7.    This proceeding of a further hearing concerns the fundamental question concerning the prosecution’s position in the court of appeal after a sentence that departed from the plea bargain was handed down. As I have explained, my opinion is that if the prosecution is entitled to be released from the plea bargain even though it did not include a warning with regard to its power to be released when the appeal is heard, the accused should also be allowed to retract his guilty plea if he sees fit to do so. With regard to the specific case of the respondents, I agree with the outcome recommended by my colleague Justice D. Beinisch, namely that the sentence agreed in the plea bargain is left unchanged.

 

 

Petition denied.

20 Adar II 5765.

31 March 2005.

 

 

 


[1]     This can be found on the web site of the Canadian Ministry of Justice at: http://canada.justice.gc.ca/en/dept/pub/fps/fpd/toc.html.

State of Israel v. Kahane

Case/docket number: 
CrimFH 1789/98
Date Decided: 
Monday, November 27, 2000
Decision Type: 
Appellate
Abstract: 

Facts: Further hearing in the judgment of the Supreme Court (President A.  Barak and Justices A. Goldberg and E. Mazza) dated March 2, 1998 in CA 6696/96 Benyamin Kahane v. State of Israel, in which Benyamin Kahane was acquitted of offenses based on sections 133 and 134(c) of the Penal Code 5737-1977.  The acquittal overturned a conviction in the District Court which in turn had overturned an acquittal in the Magistrate’s Court.  Two main issues were under consideration in the further hearing.  The first dealt with the characteristics of the protected value or values in the offense of sedition in general and in section 136(d) in particular.  The second was the question of the presence of a probability test within sections 133 and 134(c) of the Penal Code.  These questions were dealt with particular emphasis on their implications for freedom of expression. 

 

Held: In the majority opinion, written by Justice Or, the acquittal was overturned and the defendant was convicted of the offenses with which he had been charged.  It was held that the protected values in the offense of sedition is not limited to harm to the structure of the regime but also includes protection of the value of “social cohesiveness” as defined by the court.  It was further held that sections 133 and 134(c) contain a probability test.  As for the degree of probability required, the court stated that while it was inclined to prefer the near certainty test, since the court held that this more stringent test had, in any event, been met it did not see it necessary to determine conclusively what the appropriate degree of probability was that was required.

 

President Barak in a separate opinion was of the view that the value protected in the offense of sedition is limited to the prevention of harm to the stability of the regime.  President Barak was also of the view that given the broad view of sedition taken by the majority he agreed with the tendency of Justice Or that the proper proportional test would be that of near certainty, but that this test had not been met in the circumstances of the case.  In the view of President Barak, the further hearing should have been denied.

 

Vice-President S. Levin in a separate opinion stated his general agreement with Justice T. Or and referenced his opinion in CrimFH 8613/96.

 

Justice Y. Kedmi in a separate opinion agreed with the outcome of Justice Or’s opinion but was of the view that sections 133 and 134(c) did not contain a probability test.

 

Justice D. Dorner in a separate opinion agreed with the outcome of Justice Or’s opinion but was of the view that the offense of sedition does not contain a probability test.

 

Justice J. Türkel in a separate opinion was of the view that the further hearing should have been denied.

 

Justice E. Mazza in a separate opinion was of the view that offenses of sedition do not include a probability element.

Voting Justices: 
Primary Author
majority opinion
Author
dissent
Author
concurrence
Author
concurrence
Author
concurrence
Author
dissent
Author
concurrence
Full text of the opinion: 

 

CrimFH 1789/98

State of Israel

v.

Binyamin Kahane

 

The Supreme Court Sitting as the High Court of Justice

[November 27th, 2000]

Before President A. Barak, Vice-President S. Levin, Justices T. Or, E. Mazza, Y. Kedmi, D. Dorner, J. Türkel

 

Petition to the Supreme Court sitting as the Court of Criminal Appeals

 

Facts: Further hearing in the judgment of the Supreme Court (President A.  Barak and Justices A. Goldberg and E. Mazza) dated March 2, 1998 in CA 6696/96 Benyamin Kahane v. State of Israel, in which Benyamin Kahane was acquitted of offenses based on sections 133 and 134(c) of the Penal Code 5737-1977.  The acquittal overturned a conviction in the District Court which in turn had overturned an acquittal in the Magistrate’s Court.  Two main issues were under consideration in the further hearing.  The first dealt with the characteristics of the protected value or values in the offense of sedition in general and in section 136(d) in particular.  The second was the question of the presence of a probability test within sections 133 and 134(c) of the Penal Code.  These questions were dealt with particular emphasis on their implications for freedom of expression. 

 

Held: In the majority opinion, written by Justice Or, the acquittal was overturned and the defendant was convicted of the offenses with which he had been charged.  It was held that the protected values in the offense of sedition is not limited to harm to the structure of the regime but also includes protection of the value of “social cohesiveness” as defined by the court.  It was further held that sections 133 and 134(c) contain a probability test.  As for the degree of probability required, the court stated that while it was inclined to prefer the near certainty test, since the court held that this more stringent test had, in any event, been met it did not see it necessary to determine conclusively what the appropriate degree of probability was that was required.

President Barak in a separate opinion was of the view that the value protected in the offense of sedition is limited to the prevention of harm to the stability of the regime.  President Barak was also of the view that given the broad view of sedition taken by the majority he agreed with the tendency of Justice Or that the proper proportional test would be that of near certainty, but that this test had not been met in the circumstances of the case.  In the view of President Barak, the further hearing should have been denied.

Vice-President S. Levin in a separate opinion stated his general agreement with Justice T. Or and referenced his opinion in CrimFH 8613/96.

Justice Y. Kedmi in a separate opinion agreed with the outcome of Justice Or’s opinion but was of the view that sections 133 and 134(c) did not contain a probability test.

Justice D. Dorner in a separate opinion agreed with the outcome of Justice Or’s opinion but was of the view that the offense of sedition does not contain a probability test.

Justice J. Türkel in a separate opinion was of the view that the further hearing should have been denied.

Justice E. Mazza in a separate opinion was of the view that offenses of sedition do not include a probability element.

 

For petitioners—Talya Sasson, Eyal Yannon

For respondent—Yair Golan

.

Legislation cited:

Penal Code 5737-1977, ss. 19, 20(a), 34Q, 34U, 133, 134, 134(c), 135, 136, 136(1), 136(2), 136(3), 136(4), 138, 144B, 173, 198, ch. H, section A.

Penal Code Ordinance 1936, s. 60(1).

Prevention of Terrorism Ordinance 5798-1948, ss. 4, 4(a).

 

Draft legislation cited:

Proposed Penal Law (Amendment number 24) 5745-1985, Hatzaot Hok 1728 of April 17, 1989.

 

Israeli Supreme Court cases cited:

  1. CA 6696/96 Kahane v. State of Israel IsrSC 52(1) 535.
  2. CrFH 8613/96 Jabarin v. State of Israel (not yet reported).
  3. HCJ 2722/92 Alamrin v. IDF Commander in Gaza Strip, IsrSC 46(3) 693,705.)
  4. HCJ 7351/95 Munier Navuani v. Minister of Religious Affairs and Others IsrSC 50(4) 89.
  5. CA 2000/97 Lindorn v. Karnit IsrSC 55(1)12
  6. EA 2, 3/84 Neiman v. Chairman of Election Committee for Eleventh Knesset [1985] IsrSC 39(2) 225.
  7. HCJ 73, 87/53 Kol Ha’am Ltd. v. Minister of Interior [1953] IsrSC 7, 871; IsrSJ 1 90.
  8. HCJ 399/85 Kahane and Others v. Broadcasting Authority Management Board [1987] IsrSC 41(3) 255.
  9. CrimA 2831/95 Rabbi Ido Elba v. State of Israel IsrSC 50(5)221.
  10. HCJ 2481/93 Yosef Dayan v. Commander Yehuda Wilk, Jerusalem District Commander IsrSC 58(2) 456.
  11. CrimA 697/98 Tatiana Suskin v. State of Israel IsrSC 52(3) 289.
  12. HCJ 14/86 Laor and Others v. The Council for Film Censorship and Others, IsrSC 41(1) 421.
  13. CrimA 53/54 ESH”D Temporary Center for Transportation v. Attorney General, IsrSC 8 185.
  14. CrimA 677/83 Borochov v. Yafet IsrSC 39(3)205, at p. 213, 218-219.
  15. CrimA 506/89 Naim v. Rosen IsrSC 45(1)133.

 

Israeli District Court cases cited:

  1. CrimA (J-m) 243/94 State of Israel v. Benyamin Kahane (not yet reported).
  2. CrimC (J-m) 361/93 State of Israel v. Benyamin Kahane (not yet published).

 

 

American cases cited:

  1. Schenck v. United States, 249 U.S. 47 (1919).
  2. Whitney v. California, 274 U.S 357 (1927).
  3. Chaplinsky v. State of New Hampshire, 315 U.S. 568 (1942).
  4. Brandenburg v. Ohio, 395 U.S. 444 (1969).

 

Israeli books cited:

  1. S.Z. Feller Foundations in Criminal Law (Volume 1, 5745-1984).
  2. Itzhak Kugler Intent and the Law of Expectation in Criminal Law (1998).

 

Israeli articles cited:

  1. Professor Kremnitzer and Khalid Ghanayim “Incitement not Sedition” (Israel Democracy Institute, 1997).
  2. Alon Harel ‘Offenses which Limit the Freedom of Expression and the Test of Probability of Realization of the Damage: Renewed Thinking’ Mishpatim 30 (1999) 69.
  3. Professor Kremnitzer’s article ‘The Elba Case: The Law of Incitement to Racism’ 30 Mishpatim (1999).

 

Foreign books cited:

  1. J.F. Archbold Pleading, Evidence and Practice in Criminal Cases (London, 42nd ed., by S. Mitchell and others, 1985).

 

Foreign articles cited:

  1. Dean Ely, ‘Flag Desecration: A Case Study in the Roles of Categorization and Balancing in First Amendment Analysis’, 88 Harv. L. Rev. 1482 (1975).
  2. David R. Dow and R. Scott Shieldes, ‘Rethinking the Clear and Present Danger Test’, 73 Ind. L.J. 1217 (1998)].

 

 

JUDGMENT

Justice T. Or

1.  Further hearing in the judgment of the Supreme Court (President A.  Barak and Justices A. Goldberg and E. Mazza) dated March 2, 1998 in CA 6696/96 Benyamin Kahane v. State of Israel [1] (hereinafter: “the Kahane Judgment [1]”).  In the judgment Benyamin Kahane (hereinafter: “Kahane”) was acquitted of offenses based on sections 133 and 134(c), specified in Title A of Chapter H of the Penal Code 5737-1977 (hereinafter: “the Penal Code”) titled Sedition.  Two central issues are to be considered in this further hearing.  One deals with the characteristics of the protected value or values of the aggregate of alternatives in section 136, which defines “sedition”, and of subsection 136(4) in particular.  The second is the question of the presence of a probability test within sections 133 and 134(c).  The special importance of these issues stems from their implications for freedom of expression.  The offenses we are dealing with restrict this value via the criminal prohibition they establish.  These issues have ramifications on the scope of the deployment of these offenses, and thereby also have ramifications on the degree of infringement on freedom of expression.

2.  The issues will be presented by chapter headings in the following order: a. the factual background and the proceedings; b. the characteristics of the protected values in sections 133 and 134 and their interplay with the phrase “incite to rebellion” in section 136 overall (hereinafter: “the offense of treason”); c. identification of the specific protected value in section 136(d); d. the question of the presence of a probability test in the framework of articles 134 (c) and 133 of the Penal Code including the totality of issues entailed; e. the mental element required in articles 134 (c) and 133; f. the distinction between this case and CrFH  8613/96 Muhammad Yosef Jabarin v. State of Israel [2]; G. the result.

A. The Facts and the Proceedings

3.  In the course of the election campaign for the 13th Knesset, even before the list of “Kahane Lives” was disqualified from participating in the elections, Kahane, who was at the top of the list, distributed a pamphlet which stated as follows:

“Bomb Umm El Fahm!  Why is it that when Arabs came out of Umm El Fahm and slaughtered three soldiers – the government sent out to bomb the Hezbollah in Lebanon instead of bombing the hornets’ nest of Umm El Fahm

Why is it that every time a Jew is killed we shell Lebanon and not the hostile villages within the State of Israel?

For every attack in Israel -- bomb an Arab village – a nest of murderers in the State of Israel!

Only Kahane has the courage to speak the truth!

Give power to Kahane and he will take care of them.”

Kahane was indicted in the Magistrate’s Court in Jerusalem for distribution and possession of the pamphlet.  Kahane was charged with committing acts of sedition, an offense under section 133 of the Penal Code, and with possession of seditionary publications, an offense under section 134(c) of the law.  The Magistrate’s Court acquitted Kahane of both charges.  The appellant (hereinafter: “the State”) filed an appeal on the judgment to the District Court.  The District Court overturned the acquittal and convicted Kahane of the offenses which were attributed to him.  The applicant, after obtaining leave, filed an appeal to the Supreme Court.  In the Supreme Court (CA 6696/95[1]) Kahane was acquitted of these offenses by the majority opinions of President Barak and Justice Goldberg, as against the dissenting opinion of Justice Mazza.

On March 17, 1998, the state requested a further hearing as to two central issues that were decided in the Kahane Judgment [1].  The first deals with the characteristics of the protected value in the offense of sedition in general and in section 136(d) in particular.  The second deals with the question of the presence or absence of a probability test within the framework of sections 133 and 134 of the law

On July 17, 1998 Vice-President S. Levin determined that a further hearing on the Kahane Judgment [1] would take place. 

B. The Protected Value in the Offense of Sedition

4.  Section 136 of the law includes four different alternatives for defining the term to “incite to seditious acts”.  Despite the fact that Kahane was charged with offenses which relate only to the term “to incite to seditious acts” in section 136(4), conclusions were drawn in the Kahane Judgment [1] with implications for the characteristics of the protected value in the aggregate of alternatives listed in section 136.  I will, therefore, first discuss the question of the characteristics of the value or values protected in the offense of sedition.  After that, I will examine the status of these values relative to the value of freedom of speech.  Finally, I will relate to the scope of the deployment of the offense of sedition.

The Various Approaches

5.  Sections 133 and 134 of the Penal Code deal with acts of sedition and seditious publications respectively.   Section 136 defines sedition.  The section establishes that:

“For the purposes of this section, ‘to incite seditious acts’ is one of the following:

(1) To bring about hatred, contempt or disaffection against the state or its duly constituted administrative or judicial authorities;

(2) To incite or to provoke inhabitants of the State to attempt to procure otherwise than by lawful means the alteration of any matter established by law;

(3) To promote discontent or resentment among the inhabitants of the land;

(4) To promote feelings of strife and enmity between different segments of the population.”

In the Kahane Judgment [1] a difference of opinion arose as to the question, what is the value or values which are protected in the offense of sedition when integrated with the aggregate of alternatives in section 136 and section 136(4).   In particular, Justice Goldberg was of the opinion that the protected value in the offense of sedition is the structure of the regime and does not extend out over its values as well.  A number of reasons supported this opinion.  He clarified that this conclusion was strengthened by the legislative history.  Similarly, in his opinion, this is also the conclusion to be drawn from a review of the alternatives in section 136.  The provision of section 136(1) read together with section 136(2) strengthens the supposition that the protected value is the structure of the regime and not its values.  This also has ramifications for the construction of the rest of the alternatives, as it is to be presumed that the various alternatives that were established in the same statutory provision express various forms of harm to the same value, and not to other protected values.   The existence of the offense of incitement to racism which is established in section 144B of the Penal Code, an offense directed specifically at preventing harm to core values which are at the foundation of a democratic regime, enables this construction.   Furthermore, narrowing the offense of sedition to one protected value contributes to the clarity of the prohibiting norm, which is consistent with the logic of the principle of legality (for detailing of his reasons see paragraphs 13-15 of his judgment).

Justice Goldberg dismissed the State’s position, as it was presented at the time, from which the bundling of the stability of the regime and the core values which characterize it was inferred.  In his opinion, the argument that any call against the core values necessarily endangers the stability of the democratic regime is excessive.  He even dismissed a more qualified argument, which isolates the value of equality from other core values and bundles it with the stability of the regime, as in his opinion, such overlap is not obligatory.  According to him, triggering the offense of sedition would only be justified when the violation of equality melds with harm to the stability of the regime.

President Barak agreed with Justice Goldberg’s viewpoint on this matter.  He also is of the view that the offense of sedition is limited to endangering the order of the government and the regime and the protected value is prevention of harm to the stability of the regime (paragraph 11 of his judgment).

Unlike them, Justice Mazza, in a minority opinion, was of the opinion that the offense of sedition is not limited to protection of the structure of the democratic regime.  In his opinion, the protected value in section 136 extends out over the social values that are at the foundation of this regime.  He does not accept the differentiation between the structure of the regime and the basic social values at its core.  He dismisses this differentiation for two reasons.  First, unlike the first three alternatives of the section, which deal with activities directed at causing harm to government authorities, the provision of section 136(4) deals with activities that are not directed against governmental authorities, but against segments of the population.  Limiting the protected value to the structure of the government will deplete this provision of content.  Second, this differentiation is neither possible nor desirable.  If one seeks to protect the structure of the regime, its foundations must also be protected.  Putting the core values on which democracy is based in potential danger also endangers the structure of the regime.  In Justice Mazza’s opinion, the addition of the offenses relating to racism, do not detract from the scope of the span of the existing offenses (for detailing of his position see paragraphs 17-18 of his judgment).

As for Justice Goldberg’s determination according to which there is not necessarily overlap between harm to the structure of the regime and harm to the values of society, Justice Mazza comments that in his view, no link at all is needed between the harm to values and the harm to the structure of the regime, as they both are protected by the offense of sedition (see paragraph 19, Ibid.).

6.  The government’s position in the further hearing before us, as to the protected value in the offense of sedition, has changed direction somewhat relative to its original position at the time of the discussion in the Kahane Judgment [1].  Now it proposes a middle position that is found midway between the majority opinion and the dissenting opinion in the Kahane matter.  The State ostensibly joins the opinion of the majority in its approach according to which the protected value in the offense of sedition is indeed the “character of the democratic regime”.  However, the State is of the view that the content with which the majority filled this term, according to which the protection of the section spans only the structural and organizational arrangements of democracy is overly narrow.  According to the State’s view, it is appropriate that the protection afforded in section 136, including 136(4), extend out over the democratic character of the State of Israel both from the structural perspective and the value-content perspective.

What is the content of said “value-content perspective” with which the State seeks to fill the value protected in the offense of sedition?  The State proposes, on this matter, adopting the approach according to which it is not a matter of protection of the range of values which characterize a democratic regime.  It is a matter of the “hard nucleus” of those values, values which are of the “first degree” or “supra” values.  This position, by definition, raises the question as to what those values are which constitute the hard nucleus of democracy.  In this matter, the State does not take a position and throws in its lot with this court for it to determine what those “supra” values are which are protected by the offense of sedition.

If this is so, the issue that is before us is examination of the characteristics of the protected value in section 136 overall.  Whether, as the majority justices hold, the protected value that runs like a common thread through all the alternatives in the section is the structure of the regime, or whether the protected value is not exhausted by this purpose.  If the protected value in the offense of sedition is not exhausted by the structure of the regime, then what the value is or what the values are that are protected by it must be examined.

Is the Protected Value in Offenses of Sedition Only the Structure of the Regime?

7.  The view, according to which the protected value in section 136 is the structure of the regime, relies, inter alia, on the language of section 136.  Justice Goldberg, in this judgment, surveys the various alternatives in section 136 and his conclusion is that the provision of section 136(1), which in his view is the most pivotal alternative, also “radiates” on the manner of construction of the other alternatives in the section.  Since this alternative deals clearly with the structure of the regime, in his view, one is to infer from this as to the rest of the alternatives, as it is makes sense that the section is made up of “one piece” as to the value protects.

The Achilles’ heel of this argument is that it is not consistent with the phrasing of section 136.  The first alternative is indeed intended to protect the value of the structure of the regime.  However, the conclusion that the protected value in section 136 in the aggregate is the structure of the regime is further and further undermined the more we continue to survey the other alternatives in the section.  The second alternative is already not consistent with the conclusion according to which the exclusive value protected by it is the structure of the regime, since it deals with the alteration of “any matter established by law” and not necessarily the structure of the regime.  However, even if the second alternative can also be attributed to the structure of the regime, this is not the case as to the third and fourth alternatives.  These, according to their language, do not focus on the structure of the regime at all.  If so, from the plain reading of the alternatives in section 136 it arises that it is not made up of one piece.  While the protected value in the first alternative is the structure of the regime and its institutions, the other alternatives do not inherently tie in, on the basis of their language, to this value.

8.  Counsel for Kahane, advocate Golan, suggests that we learn about the content of the protected value from the use of the term “sedition” to describe the offense.  The accepted literal meaning of the term “to incite seditious acts” is to bring about an uprising against a governmental authority.  From here we learn that this term, in its regular meaning, relates only to the relationship between the citizen and the government.  Therefore, in his opinion, section 136 in the aggregate is to be construed in this vein.

This argument would be well-reasoned, if it were not for the fact that this term has been defined in the statute itself.  Once the term has been defined in the statute, the regular, literal meaning of the term is not be sought , but one is to adhere to the definition shaped by the legislator, even if it deviates from the regular meaning given to it.  Therefore, it would be appropriate that identifying the protected value in the offenses of sedition be done based on the definition of the term “sedition” in the law and not by its accepted dictionary definition.

9.  An additional argument which supports narrowing the protected value in section 136 exclusively to the structure of the government is tied to the overall legislative system.  According to this argument, the existence of the offense of incitement to racism, which is established in section 144B of the Penal Code, provides support for the position that this offense was intended exclusively for situations of instigating strife and enmity which are not related to undermining the stability of the regime, while the offenses of sedition were designated exclusively for activities whose aim is harm to the structure of government.

I do not accept this approach.  The existence of partial, or even full, overlap, among various offenses is not an extraordinary phenomenon in the criminal legislative system.  Therefore, I agree with my colleague, Justice Mazza, that it is certainly possible that there is a broad area of overlap between the offense of incitement to racism and the offenses of sedition.  Support for this approach can be found in the explanatory notes of the Proposed Penal Law (Amendment number 24) 5745-1985 (Hatzaot Hok 1728 of April 17, 1989 pps. 195-196) in which adding the offense of “incitement to racism” to the Penal Code was proposed.  According to the explanatory notes:

“The Penal Code 5737-1977 prohibits acts of sedition and seditious publications (sections 133 and 134); the term ‘incite to seditious acts’ includes ‘promoting strife and enmity among various segments of the population (section 136(4)) and can punish for expressions of incitement to racism.  As long as the phenomenon of incitement to racism was marginal, it was possible to make do with said provisions and with the provisions in the Prohibition against Defamation Law 5725-1965, and primarily the one dealing with defamation of the public.  However, once incitement to racism became a disturbing phenomenon, the educational need was created to amend the penal law and include within it a provision which explicitly prohibits the publication of incitement to violence . . . 

other countries have also legislated statutes in this area, taking into consideration the character and social structure of each country” (page 196) (emphases mine-T.A.).

From the above it can be inferred that the drafters of the law were of the opinion that the prohibition on incitement to racism does not narrow the scope of the offense of sedition, which includes within it incitement to racism.  The offense of incitement to racism is not to be construed as intended to exclude from the offense of sedition the totality of cases in which the harm is not exhausted by harm to the structure of the government.  In this matter my opinion is like the opinion of Justice D. Cheshin in the District Court, according to which the offense of sedition which relates to the alternative found in section 136(4) is broader in this context than the offense of incitement to racism, because its protection extends over causation of strife and enmity among segments of the population on the basis of difference which is not included within scope of the offense of incitement to racism, such as difference on the basis of ideological, sociological, sexual background and the like (see CrimA (J-m) 243/94 State of Israel v. Benyamin Kahane [16] paragraph 12 of the judgment.)

10.  We are not to learn from the above that a situation in which there is substantive overlap between various offenses is ideal.  The opposite is true.  This is the existing situation, but it is not the ideal situation.  The existing situation indicates the lack of a guiding hand geared to instituting maximum harmony in the penal legislative system in the subject area we are dealing with.  As to this and as with other words of criticism which I will discuss later, I join the approach of Professor Kremnitzer and Khalid Ghanayim in their article “Incitement not Sedition” [24] when they commented that:

“Given that the offense of incitement to racism is defined in the Penal Code as a separate and independent offense and that defamation of a segment of the population constitutes the criminal offense of defamation, it is imperative that we amend the offense of sedition and define the aggregate and overlapping relationships between this offense and other offenses in order to prevent disharmony among the offenses.” (Ibid. P. 7).

11.  As for the legislative history of the offense of sedition, Justice Goldberg holds, as stated, that it strengthens the supposition that the offense of sedition was not intended to protect the core values which characterize the regime.  He explains that in the Penal Code Ordinance 1936, the offense of sedition was placed within the chapter “Treason and other Offenses against the Ruling Authorities and Government.”  The title of the chapter was changed to “Harm to the Orders of Society and Regime” whereby addition of the segment “Society” was necessitated in light of the inclusion of additional titles in the chapter, in which harm to the social order is separate from harm to the order of the regime (see paragraph 13 of the judgment).  It thus appears that his conclusion is that the legislator of the mandate period, when it legislated the offense of sedition, intended to limit its application to protection of the structure of the regime only.  Justice Zilbertal, in the Magistrate Court’s judgment strengthens this conclusion in that he references English law, which fathered this offense.  The English case law limited the protected value in the offense of sedition to the structure of the regime (See CrimC (J-m) 361/93 State of Israel v. Benyamin Kahane [17] pp. 25-27 of the judgment).  Justice D. Cheshin, in the District Court, also presumed that from an historical perspective, it was indeed possible that the primary objective which the legislator in the mandate period had before him when he legislated the sedition sections was prevention of harm to the state government.  However, in his opinion, this was not necessarily the exclusive objective in legislating the statute.  In light of the sensitive social-political situation which existed at that time in the Land of Israel between the Jewish and Arab nations, it is possible to explain the provision of section 60(1) of the Penal Code Ordinance 1936, which is the source of the alternative specified in section 136(4), as a provision that was intended to prevent acts of strife and enmity between these populations, as an objective in and of itself.  I also agree with the words of Justice D. Cheshin, according to which when interpreting the offense of sedition against its legislative history, one is to focus on the conditions that existed in the land when it was legislated, more than on the conditions that existed in England, from where it was originally extracted.

12.  An additional argument which supports limiting the protected value to harm to the structure of the regime is based in the desire to minimize the violation of freedom of expression.  Limiting the protected value to the structure of the regime only, significantly reduces the deployment of the offense and the violation of freedom of expression is thereby significantly reduced.

Without ignoring the “supra” status of freedom of expression, the clearly understood need to protect this freedom does not indicate that to achieve this one may ignore the existence of competing values which occasionally clash with it.  The characteristics of the protected values in various statutory provisions, and in our case, the Penal Code, are determined by their purpose.  Protection of the special status of freedom of expression is expressed in the defenses and statutory conditions of the offense of sedition which limit the scope of its deployment.  These mechanisms reduce the violation of freedom of expression to the extent that is necessary, an extent that does not go beyond what is needed.  I will expand on this below.

13.  Finally, an additional argument which supports limiting the offense of sedition exclusively to harm to the structure of the regime relies on the principle of legality.  This principle, inter alia, seeks to prevent the creation of vague criminal prohibitions, and requires that the content of a criminal offense be coherent and clear.  It is clear that limiting the offense of sedition exclusively to one protected value contributes to the clarity of the proscribing norm, and is thereby consistent with the logic of the principle of legality.  It cannot be ignored that applying section 136 to the value content of the democratic regime as well may cloud the application of said prohibition.

Despite what has been said above, in my opinion, the claim regarding the principle of legality does not necessitate depleting from all content the values which the offense seeks to protect.  The means to be employed in this case should be clear definition of the protected value and delineation of the boundaries of its deployment.  In the words of Professor Feller:

 “When the language of the criminal norm is cloudy. . .   clarity and reasonableness is to be restored to the norm in accordance with the purpose of the norm. . .   as statutes were meant to be carried out not concealed.” (S.Z. Feller Foundations in Criminal Law (Volume 1, 5745-1984) [22] at p. 178.)

Indeed, the definition of the term “sedition” in section 136 is far from satisfactory.  This conclusion is magnified if we recall that the statutory sections dealing with sedition are meant to reflect a balance between the need to protect public peace and freedom of expression.  Against this background, it becomes necessary to adapt the offense of sedition, an offense that is an anachronistic relic from the Mandate period in the State, to the current reality of a state with a democratic character, in this matter it is appropriate to mention the words of my colleague President Barak, who commented on this in his opinion in the Kahane Case [1]:

“It is appropriate to weigh the repeal of the offense of sedition in our penal law and replacing it with an offense that is suited to our regime.  The phrasing of the statute is too vague and its boundaries are too broad.  It reflects a world view that is not democratic.  It suits a mandatory government which is not a government of the people, by the people, for the people.  It does not grant sufficient weight to freedom of expression.”  (Paragraph 13 of his judgment).

The President references in this matter the proposal of Kremnitzer and Ghanayim in their article supra [24], to replace the offense of sedition with a number of criminal prohibitions whose scope is narrow and which are more clearly defined.  Indeed, it is proper that the legislator weigh this proposal or other appropriate proposals.  However, as long as the offense of sedition stands as is, it is my opinion that the arguments that support limiting it exclusively to the structure of the regime are not convincing.  My position is that the offense of sedition does not protect this value alone.

The Other Values Protected in the Offense of Sedition

14.  The conclusion that the offense of sedition is not only limited to harm to the structure of the regime is not sufficient, we must explore and establish what the other value or values are which are protected in the framework of the offense of sedition and what is the area of the deployment of these values.  As said, Justice Mazza determined that the offense of sedition protects the values of the democratic regime.  As to this matter, the State suggests adopting the “hard nucleus” test, according to which only “supra” values of the democratic regime are to be drawn in to the offense of sedition while it leaves to this court the task of determining the “supra” principles that pass the threshold of the offense of sedition.

This position of the State has been subjected to piercing critique by advocate Golan, Kahane’s counsel.  He cautions that creating an umbrella offense that will encompass the substantive and primary values of a democratic regime, values that at the present time are not defined, may bring about the creation of a criminal prohibition which will apply to broad areas of public discourse in Israel.  It is his claim that the character of society in the State of Israel, a society replete with segments and schisms has led to a situation where the many and varied population groups who live in it are used to sharp and piercing public discourse.  His position is that this public discourse is not to be clouded by placing limitations on the freedom of expression, especially when the scope of these limitations is not clear.  Lack of clarity as to the extent of the limitations also contains harm to the principle of legality.

15.  It is a reasoned argument that the test proposed by the state for exposing the identity of the values protected by the offense of sedition is difficult as it requires that the court pick and choose from a “basket” of core principles that are at the foundation of the democratic regime – those principles that will be drawn into section 136.  Ostensibly, according to the State’s position, this sifting of principles is meant to take place apart from the language of section 136, and in reliance on a value “meter” that will be adopted by the court, according to which it will pick, choose, and determine which are the core values that belong to the “hard nucleus”.  I have difficulty with this approach.  In my opinion, the identity of the values protected by the offense of sedition is not determined in accordance with their classification as part of the hard nucleus of democratic rights in a democratic regime.  The identity of these values is to be determined according to what is said in the various alternatives specified in section 136, which express the intent of the legislator and its purpose.  In other words, the values protected by the offense of sedition are only those that are anchored in the alternatives of section 136.  The essence of the distinction between my approach and the State’s approach is clear: the State seeks to pick and choose the protected core values from a basket of existing core values, without this being anchored in the language of section 136, while according to my approach, choosing the protected core values will be undertaken in a concrete manner according to what is said in the various alternatives of the section.

16.  I am not disregarding the fact that this determination I have made does not contain enough to provide a clear definition of the values protected within the framework of the offense of sedition.  The language of the alternatives is not always sufficiently clear to enable clearly identifying the value which each alternative is to protect.  Moreover, as I commented above, at times, the protected value in these alternatives, according to their plain language, is not consistent with the democratic character of the regime.  Possibly the most blatant example of this is specified in section 136(3).  The term “to incite seditious acts” is defined in it as “to promote discontent or resentment among the inhabitants of the land”.  As Professors Kremnitzer and Ghanayim correctly comment in their article supra [24], discontent or resentment on their own, deal with emotions and feelings which belong to the purely internal realm which generally is an area the criminal law does not set foot in.  Moreover, discontent or resentment is not a negative situation that is necessarily to be avoided (see their article above, pp. 9-10).  We clarified above that this departure from the role of criminal law in a democratic state stems from the fact that the offense of sedition is a relic of the Mandatory Regime, which as is known, was not based on democratic principles.  As to the construction of statutes from this period it has been determined:

“Statutes which were born in the Mandate period. . .  had one interpretation in the Mandate period, and they had another interpretation after the establishment of the State, as the values of the State of Israel --  a Jewish, free and democratic state – are entirely different from the core values that the one in charge of the Mandate imposed in the land.  Our core values – in our days -- are the core values of a democratic rule-of-law state which strives for freedom and justice, these principles are the ones that will breathe life into the interpretation of these statutes or others.  This has been so since the establishment of the State, and certainly so following the Basic Law: Human Dignity and Liberty which bases itself on the values of the State of Israel as Jewish and Democratic state.” (HCJ 2722/92 Alamrin v. IDF Commander in Gaza Strip [3] at 705.)

(See also: HCJ 7351/95 Munier Navuani v. Minister of Religious Affairs and Others [4] at paragraph 35).

On this matter, my colleague the President said recently:

“The law melds with the new reality.  In this way old law speaks to the modern man.  From hence the interpretive approach that the law is ‘always speaking’ (see F. Bennion, Statutory Interpretation 686 (3rd ed. 1999)).  Interpretation is a renewing process.  Modern content is to be given to old language, in this way the gap is reduced between the law and life.   Against this background, it is appropriate to say, as Radbruch has said, that the interpreter may understand the law better than the maker of the law and the law is always wiser than its maker (see G. Radbruch, Legal Philosophy, The Legal Philosophy of Lask, Radbruch and Dabin 141 (1950)).  From here we have the accepted interpretive approach in England, according to which one is to give the law an updating interpretation.  (Bennion, Ibid., p. 686).  Indeed, the law is a living creature, interpretation must be dynamic.  It is to be understood in a manner that will integrate with and advance the modern reality (see A. Barak, Interpretation in Law, Vol. 2, Legislative Construction, (1993) at p. 264,603)”

(CA 2000/97, [5] LCA 4247/98, 4324/98, 4196/98 supra, paragraph 18).

In light of the above, determining the protected value in each of the alternatives is to be done according to what is stated in them, against the background of the reality of our times and taking into consideration the core values that are to be given appropriate weight in statutory construction.

Offenses of Sedition and their Status in Relation to Freedom of Expression           

Sections 133 and 134 of the law establish a criminal sanction for acts of sedition and seditious publications.  The provisions established in them thereby place limitations on freedom of expression.  All recognize the special status of freedom of expression in a democratic society.  As to the characteristics and breadth of scope of this freedom it was said in the case law of this court.

“In every society one finds a variety of differing views and opinions; in a free society the diversity is manifest, in a totalitarian society the diversity is masked and concealed. Exchange of opinions, clarification of views, public debate, the urge to know, learn and convince - all these are essential tools in the service of every opinion, view and belief in a free society. The act of classifying citizens and distinguishing between them, some of whom are granted rights and others not, contradicts the truth that underlies the freedoms and, in its theoretical essence, manifests the same internal contradiction as does a person who decries democracy while utilizing the rights it confers. Even with unpopular views and opinions must one contend and seek methods of persuasion. Prohibitions and restrictions are extreme devices of the last resort.”

 (President Shamgar EA 2, 3/84 Neiman v. Chairman of Election Committee for Eleventh Knesset [6]; emphasis mine-T.A.)

(See also HCJ 73, 87/53  Kol Ha’am Ltd. v. Minister of Interior [7]; HCJ 399/85 Kahane and Others v. Broadcasting Authority Management Board [8] at p. 280).

A difference of opinion arose among the judges as to the question whether freedom of expression also extends out over racist expression.  President Barak is of the opinion that freedom of expression in its “internal” sense, includes within it expression with racist-political content as well, which spreads strife and enmity among segments of the population (see HCJ 399/85 [8] Ibid. pp. 281-282, CrimA 2831/95 Rabbi Ido Elba  v. State of Israel [9] (hereinafter: “the Elba  case”, paragraph 4).  Justice Mazza thought otherwise (see his opinion in the Elba  case, paragraph 24).  In any event, even according to the approach that racist expression takes cover under the shade of the broad wings of freedom of expression in its “internal” sense, all recognize that there occasionally are other values which come up against the value of freedom of expression, and which may clash with it, and that under certain circumstances, their importance may override the interest that lies within it.

As to expressions of the type we are dealing with, difficult and extreme  expressions against segments of the population, it has been said by my colleague President Barak:

“The aberrant expression in this matter may harm the dignity of a group of people in our state and the feelings of people in it.  It may aim to undermine the social order, social tolerance and public peace.  It contains a contradiction to the essence and foundation of a democratic state, and the principle that applies in it of equality among people.  It contradicts our national character, our “I believe”. .  These harms can be gathered under the rubric of “social order”.  Indeed, the aberrant expression may harm the social order, as it may harm democracy, the security and peace of the public, the feelings and the dignity of members of the public, whether they are religious and moral feelings , or communal feelings, or other feelings.” (HCJ 399/85 [8] above, pp. 285-286).

The “aberrant expression”, as it is described by my colleague the President, may thus harm the values which crowd together under the rubric of harm to the public order, which our law protects:

“We have seen that the aberrant expression may harm the public order, which is none other than a system of values (democracy, public security and peace, human dignity and the feelings of the public). . .  Israeli law does not just defend freedom of expression, it defends an additional system of values, which are dear to its heart and reflect our “I believe”. . .  This conclusion is strengthened by the various provisions in our statutes.  Thus, for example, publication of something out of incitement to racism constitutes a criminal offense (section 144B (a) of the Penal Code 5737-1977) Harm to religious feelings (section 173 of the Penal Code) and publication of profanity (section 214 of the Penal Code) also constitute criminal offenses.  Indeed, alongside the protection of freedom of expression the Israeli law also protects a system of values which are folded into the ‘public order’.” (HCJ 399/85 [8] p. 286).

It is clear that offenses of sedition are counted among the criminal offenses that protect these values.  And the additional weight of protection of public order in the clash between it and the principle of freedom of expression has already been established more than once (see HCJ 2481/93 Yosef Dayan v. Commander Yehuda Wilk, Jerusalem District Commander [10] paragraph 211; CrimA 2831/95 [9] supra).  Giving preference is expressed in the fact that if there is a probability – at a level to be determined in accordance with the essence of the clashing interests – of harm to public order by  a certain expression, freedom of expression will be limited, to the extent that it endangers, at said level of probability, the public order.  Indeed, the real dilemma that stands before us, is in establishing the proper balancing formula between the scope of the deployment of the offenses of sedition on the one hand and the degree of protection of freedom of expression on the other.

Limitation on the Scope of the Deployment of the Offense of Sedition

19.  The offense of sedition, as the rest of the provisions which impose bounds and prohibitions which limit the freedom of expression, raises a concern of harm to this principle beyond that which is necessary.  We have also already mentioned the concern of harm to the principle of legality as well.  In light of these concerns, it is important to clarify that the limits of the deployment of the totality of the offenses of sedition are bounded via several limitations which will be mentioned below.

(A)  The offense of sedition is bounded by statutory limitations which limit its application.  My colleague Justice Mazza has explained these limitations at length in his opinion in the Kahane Case [1]  (paragraphs 12-15 of his opinion).  In summary, it is a matter of the defenses which are established in articles 135 and 138 of the Penal Code.  Section 138 which is entitled “Lawful Criticism and Propaganda” limits the offenses of sedition in the substantive realm.  It removes from the framework of the applicability of the offense of sedition an act, speech, or publication whose intention is one of those listed in its four alternatives.  Section 135 limits the offenses of sedition in the procedural realm in three ways.  First, criminal prosecution for offenses under sections 133 and 134 of the Penal Code cannot be begun except within six months of the day the offense was committed.  In accordance with the provision established in it as to offenses of sedition, a statute of limitations has been established of only half a year; second, prosecution for the offense of sedition requires the written consent of the Attorney General; third, a person is not to be convicted of the offense of sedition on the uncorroborated testimony of one witness.

My colleague Justice Mazza also discussed the limitations on the bounds of the deployment of the offense of sedition by the general provision of section 34Q of the law, which establishes the defense of de minimis.  This defense is applied when the court is of the opinion that in light of the quality of the acts, its circumstances, results and public interest, the act is of little worth.

Interim Summary

20.  Until now I have deliberated, generally, about the offense of sedition.  In the framework of the protected values in the offense of sedition, I have expressed my opinion, according to which the protected value in the offense of sedition is not limited to the structure of the regime alone, and that identifying the characteristics of the additional values protected by it must take place according to what is said in the various alternatives of section 136.  Similarly, I have discussed the balance that is needed between the values protected by the offense of sedition, being part of the values protected by the “public order” and the competing value of freedom of expression, in order to determine the scope of the deployment of the offense.  In addition, I have discussed, generally, the limitation on the scope of the deployment of the offense through the statutory defense specified in the statute, and the general provision of “de minimis”.

Identifying the Protected Value in Section 136(4)

21.  As said, the offense of sedition, as in the example of other offenses such as incitement to racism, harm to religious feelings and the like, is an offense which protects various values which take cover under the umbrella of the rubric of “public order.”  I will now turn to investigating what is the specific value protected by the offenses of sedition which are established in sections 133 and 134 of the Penal Code, where the alternative defining the term “to incite to seditious acts” relating to our matter is specified in section 136(4).  We will also note that the definition for the term “incite to seditious acts” in this alternative is:

“To promote feelings of strife and enmity between different segments of the population.”

It appears to me, that the value that lies at the basis of this alternative is ensuring the ability of different segments of the population in the State to live side by side in peace and security, a value which we shall term hereinafter: “social cohesiveness”.  The purpose of this value is ensuring the ability of population groups, which differ from one another in various and varied aspects, to live together under the roof of a single state.  Incitement which is directed against a population group on the basis of a racist or ideological background which incites enmity against it and calls for violence against it as a group, using violent means, constitutes a violation of the same value of social cohesiveness in the sense described.  Such incitement causes social polarization against a background of hatred and violence.  In extreme circumstances such incitement can entirely weaken the basic “glue” which connects the various segments of the population, and prevent the possibility of living together in the same state.

22.  The value of “social cohesiveness” according to the stated meaning is of particular importance against the background of a society with a varied social mosaic like the State of Israel, in which minorities, and members of various religious sects, live side by side and in which the differences between the various population groups that live in it are significant.  Its value is in ensuring the existence of a multi-cultural, pluralistic society, and in preventing the disintegration of the social fabric.  It is worth noting that ensuring and advancing this value is not the only legacy, nor even the natural one, of the criminal law.  The role of introducing tolerance, love, and good neighborliness between people, is clearly reserved for the educational and social systems which are meant to work perseveringly and persistently on the cultivation and absorption of these values in society.  However, the criminal law can also have a contribution in this area.  The criminal law may serve as a tool for handling the dark, polar potential, buried within a society with a heterogeneous social fabric.  In this context, its role is to deal with behaviors which plant hatred and violence among various segments of the population and which strive to sabotage the delicate fabric of relations between various population groups.

Such illegitimate behaviors may, in appropriate cases, take the form of verbal expressions that can, taking into account their content and circumstances, harm the said social cohesiveness.  The power and force of words is not to be disregarded.  Words can inflame urges and hatred and lead to violence and thereby undermine the basic cohesiveness of society.

23.  Indeed, public discourse in a democratic society is meant to be exposed, open and piercing.  However, even the openness of public discourse is to have boundaries placed on it.  In my opinion this is the context in which the proscriptions established in section 133 and 134 of the Penal Code, enter the picture, when integrated with the definition specified in section 136(4).  In this formulation, the role of these provisions is to establish the boundaries of freedom of expression in public discourse, and remove from the framework of this freedom, a publication that has the potential to promote strife and enmity among different segments of the population.  Public discourse, which is at the foundation of democracy, is not to be allowed to be turned into a double-edged sword, and to sabotage public order.  In a similar context, it was stated by my colleague, President Barak, in HCJ 399/85 [8] supra:

“Indeed, freedom of expression comes to protect democracy, but at times there is no escape from the conclusion that it may also harm it.  Such harm may occur when the expression is racist, and it brings with it harm to the feelings of the public, enmity which brings about disruption of the public peace, and similar harsh harms, which may stem from publication of racist expression.  An enlightened democracy seeks to protect itself from a cancer that seeks to destroy it.  Indeed, the democratic regime is ready to protect the freedom of expression, as long as freedom of expression protects democracy.  But where freedom of expression becomes an axe for harming democracy, there is no justification for democracy stretching out its neck for the one who will cut it off. . .” (Ibid. pp. 286-287) (Emphasis mine – T.A.).

Indeed, even open, piercing and harsh public discourse cannot be entirely unrestrained.  The sections which deal with acts of sedition along with the definition of sedition in section 136(4), are intended to place the limit on freedom of expression at the same point at which this freedom is likely – with a level of probability that will be determined as to this matter – to cause violence or plant hatred among the different segments of the population, hatred which may pull the rug out from under the possibility of living in unity.

24.  It is not a simple question, when does a harmful expression which is directed at a population group on the basis of a background of difference, contain a “harm” in the meaning of section 136(4)?  Is a condition for this that the expression contain potential for immediate violent acts, or perhaps is it sufficient that the expression arouses enmity and an easy climate for the outbreak of such acts?  Is it necessary that it be possible to tie the expression to expected acts of violence, in accordance with the appropriate level of probability (a separate topic which I will deal with below) or perhaps is it sufficient that there are  expressions which promote enmity toward a segment of the population or call for acts of violence against it, even if the probability does not exist that such violence will be undertaken soon, but the seeds of hatred and enmity are planted, which by their quality and type may lead in the future to such acts (for detailing of the different types of harms see: Alon Harel ‘Offenses which Limit the Freedom of Expression and the Test of Probability of Realization of the Damage: Renewed Thinking’ [25] at pp. 89-91).

The answer to this question will impact the balance established in the section between freedom of expression and the value protected in it.  We clarified above that freedom of expression retreats in the area over which the offense established in section 134(c) is deployed.  However, we commented that this determination does not spare the real dilemma and the accompanying disagreement which are tied in to the matter before us, which is the attempt to find the proper balance between the defense of the protected value in the section and freedom of expression.  The root of this dilemma is to be found in the concern that the criminal sanction established in section 134(c) will cut off at their source ideological disagreements and arguments whose possibility of taking place constitute the life force of democracy, this very same piercing “public debate” which constitutes a building block of a democratic regime.

My opinion is that a publication that seriously and in a clear language calls for violence toward a segment of the population can “promote hostility and enmity” within the meaning of the section, and buried within it is that same harm the section seeks to prevent.  This is so even if the publication does not call for immediate violence, but includes a general call for violence against that segment of the population.  Such a publication can lead to hatred and to creation of a social climate that may lead, ultimately, to an outbreak of violent acts.  Such a publication creates the potential for violence or contributes to such potential which may break out at a time over which the publisher has no control.

My conclusion, therefore, is that section 134(c), as with section 134 in its entirety, also protects against publications whose cumulative impact on the social climate is harsh, even if they do not have the potential to arouse immediate acts of violence, and they may bring on, because of the hostility and enmity which they arouse toward a segment of the population, acts of this type, with a timing that cannot be foreseen in advance.  The purpose of the section, therefore, includes the objective of cutting off at the outset, a process that may end, eventually, if not necessarily in an immediate manner, in violence.

Two emphases are to be added to this.

First, in order for an offense to materialize under section 134 in connection with section 136(4), it is necessary that the harm to the value of social cohesiveness in its said meaning have force.  In a heterogeneous society it is not possible to entirely prevent the existence of any tensions between different population groups.  These tensions are inherent to its very existence.  Therefore the phrase “to promote strife and enmity” is to be interpreted as referring to an expression whose impact on the social mesh between the various segments of the population is severe in the sense that it may lead to a deep social schism between the various segments of the population.  It is necessary, therefore, that the message be of the type of message that is able to arouse intense hatefulness or a call to violence.

Second, the attempt to minimize the damage of the violation of freedom of expression is also expressed in terms of the scope of the potential violation.  In our case, the expression “to incite to seditious acts” found in section 136(4) requires that the violation promote social polarization among various segments of the population.  From hence, that the protected interest in the offense we are dealing with is the interest of segments of the population and not the interests of one individual or another within those segments of the population.  Meaning, it is not sufficient that the statement include potential to promote hatred between one private person and another private person, against the background of his difference.  It is necessary that the statement promote the potential for hatred among segments of the population.

To summarize this point, in my opinion the general value which is protected in section 136(4), is the value of social cohesiveness in its described meaning, and in the framework of protection of this value, the provisions of sections 133 and 134(c) come to protect, inter alia, from incitement of strife and enmity among the various segments of the population.

C. The Question of the Presence and Quality of the Probability Test in Articles 134(c) and 133

26.  Is there a probability test in the framework of sections 133 and 134(c) of the Penal Code?   There was also disagreement regarding this question in the Kahane Case [1].  We will first discuss the question of the presence of such a test in section 134(c) and the quality of this test, and then the question of its presence in section 133.

The Probability Test in Section 134(c) – The Different Positions in the Kahane Case [1]

27.  Section 134(c) which is included among the offenses that deal with publications of a seditious nature establishes that:

“Whoever has in his possession, without legal justification, a publication of a seditious nature -- is liable to imprisonment for one year and the publication shall be confiscated.” (Emphasis mine – T.A.)

The section includes two factual foundations: the one, the conduct element – “whoever holds”, and the second the circumstantial element, “a publication of a seditious nature”.  The mental element in the offense is mens rea, meaning awareness of the physical quality of the conduct and awareness of the circumstantial element.

Among the justices deciding the Kahane Case [1] there was unanimity of opinion as to the classification of this offense as a conduct offense as opposed to a consequential offense (see paragraph 21 of the opinion of Justice Goldberg; paragraph 2 of the opinion of Justice Mazza; paragraph 3 of the opinion of the President).  It was further determined that the element of “of a seditious nature” is a circumstantial element (paragraph 21 of the opinion of Justice Goldberg; paragraph 4 of the opinion of Justice Mazza; paragraph 3 of the opinion of the President).  There is no difference of opinion on this.  The question which was subject to debate to which we will now turn is – is there a probability test within section 134(c), in the framework of the circumstantial element, and to the extent that there is,  what is its nature, and what is the degree of probability that is needed within its framework.

(A)  Justice Goldberg, who was of the opinion that the protected value in the offense of sedition is the structure of the regime, determined on this issue:

“from the determination we made above as to the high level of endurance of the public interest in the stability of the regime, it is necessary to raise the “bar” of the degree of the potential for sedition so that only a publication whose potential to incite to rebellion is real will be proscribed.  Since the  criminal process takes place retroactively, and the publication is in front of the court’s eyes, it does not need external probability tests, and it is within its grasp to determine if the said potential exists in the publication or not, according to its own assessment (HCJ 806/88 Golan Globus v. The Council for Review of Films and Plays, IsrSC 43(2) 22 at p. 41).  This assessment will take place, inter alia, based on its content, language, and context of the publication” (my emphasis- T.A.).

When Justice Goldberg applies the criterion determined by him above to the specific case before him he determines:

“The pamphlet under discussion contains slanderous statements against the Arab sector in Israel.  However, it is a long way from here to the statement that this infantile pamphlet has real potential for sedition, that is, that it poses a real danger to the structure of the democratic regime.  The nonsense in the pamphlet is not worthy of having such weight attributed to it, such that it might raise doubts as to the robustness of the democratic regime in Israel.”

(B)  Justice Mazza, according to whom the protected value in the section also includes the values of the ruling authority determines as to this matter:

The phrase ‘of a seditious nature’ is directed at the content of the publication, and not at the level of probability that the publication will cause sedition.  It is to be noted the Justice Goldberg (as clarified in paragraph 22 of his opinion) also does not find it necessary to apply the probability test to the offense of publications of a seditious nature” (emphasis mine – T.A.).

On this matter, Justice Mazza reversed the position, which he expressed in obiter dicta in the Elba  case, according to which there must be a probability that the publication will promote strife among the various segments of the population, and determined that the offenses in accordance with the various alternatives of section 134 do not include a probability test (section 8, Ibid.).

(C)  President Barak, who agreed with the opinion of Justice Goldberg as to the protected value, makes this determination as to the requirement of a probability test:

“My starting point is that the wording ‘of a …. nature’ points to the weight of the things that were published.  This weight is determined relative to their power to bring about an actualization of the sedition. . .  It is a matter therefore of a probability requirement. . .  It is necessary therefore that the things that were published will have sufficient weight to impact the actualization of the sedition. . .  This weight reflects the power of the words to bring about the proscribed conduct.  It reflects the impact potential that the content of the publication has on the sedition” (emphasis mine – T.A.).

Once the President determined that the sections apply a probability test, he turned to examine the level of probability required.  He clarifies that this question comes up since the need is created to balance between the value of freedom of expression and the value of public peace, and the key question is what is the appropriate balance in this clash (paragraph 4 of his opinion).  After weighing the conflicting values he determines:

“After a difficult internal struggle, I have reached the conclusion that it is appropriate to adopt the reasonable (or actual) probability test.  That, so it appears to me, is also the test that my colleague, Justice Goldberg, adopts.  I would not adopt this test, were I to have given “sedition” a broader meaning as does Justice Mazza.  As opposed to this, my approach – which joins with the approach of my colleague, Justice Goldberg, narrows sedition to endangerment of the order of government and the regime, and sees in it harm to the stability of the regime.  In this narrow area it is appropriate to give effective protection to public peace.  Such protection is given via the test of reasonable (or actual) probability.  Indeed, the interest worthy of protection is so important and weighty, that there is justification to infringe on freedom of expression if there is a reasonable probability of harm to this interest” (paragraph 11, Ibid.).

In relating to the criteria that were established by his fellow judges in the discussion as to the circumstantial element of “of a seditious nature” the President remarks that in his opinion they too undertake a probability test.  The test of Justice Goldberg, which examines if the potential for sedition is actual, according to the content of the publication on the day of publication, is a probability test in terms of its substance, even if Justice Goldberg does not title it as such.  Justice Mazza’s approach can also be catalogued, according to the President, in the framework of the probability test.  The difference between his approach and the approach of Justice Mazza lies in the degree of probability required.  Justice Mazza makes do with a “tendency” of the publication to bring about sedition (“the negative propensity” test).

When applying the criterion that he established to the publication that was before him, the President agreed with the opinion of Justice Goldberg that possessing the publication does not create an actual danger of sedition (paragraph 14 of his opinion).  It is to be noted, despite the fact that the President used the wording possession of the publication, it is clear that he was referring to the fact that under the circumstances it is not to be presumed that the content of the publication is likely, at the level of reasonable possibility, to impact the robustness of the structure of the regime.

Rationales for the Presence of the Probability Test in Section 134(c)

28.  I am of the opinion that section 134(c) includes within it a proportionality test in the framework of the circumstantial element.  The presence of the proportionality test is well anchored in the literal language of the section.  The phrase “of a . . .  nature” indicates the presence of this test.  Denial of the presence of the proportionality test in the framework of the section in practice depletes it of its content.  Indeed, in similar circumstances when the court was to interpret a phrase whose language indicated the presence of a proportionality test, such as  “is likely to” or “may cause harm” the court assumed the presence of a probability test, and focused its discussion on weighing the degree of proportionality needed for the occurrence of the infringement of the protected value (see HCJ 73/53; 87/53 [9] supra at p. 882 between the letter E and F, as well as CrimA 697/98 Tatiana Suskin v. State of Israel [11] paragraph 22).

The presence of a proportionality test in the framework of section 134(c) is also supported by the provision of section 34U, which is the anchor for purposive construction in criminal law.  The section establishes that:

“Where a law is open to several interpretations based on its purpose, the matter will be resolved according to the interpretation which is more lenient with the person who is to bear criminal liability based on that law.”

Even if our baseline is that it is possible to interpret section 134(c) – as one of the possible explanations – in a manner that denies the existence of the probability test, then according to section 34U we are directed to prefer the interpretation which protects the liberty of the defendant more broadly, meaning the interpretation which requires the presence of a probability test.  All the more so, when the interpretation that is more lenient with the defendant reflects the simple literal version of the section. 

29.  The State in its arguments raises the concern that application of the proportionality test will place the burden of proof on its shoulders, and it is unlikely to be able to meet it.  The state further questions how the prosecution will lift the burden, proving beyond a reasonable doubt, possible influence in the mental realm of the prohibited statement on any given listener?  The answer to this is that testing the probability of the sedition will be done according to the circumstances of each case.  It will not always be possible to collect the full data for examining the probability just from the content of the publication itself.  At times, there is importance to the public atmosphere in which the act of publication took place, the location of the publication and its timing, and who the public is that is exposed to the publication.  All these may demonstrate the probability that the publication will constitute sedition in the sense of section 136(4).

It is also important to emphasize the difference between the existence of the probability test and the question of the burden of proof that is necessary in each and every case.  The probability test examines the existence of potential for harm in accordance with the strength of the probability determined for this harm.  The difficulty in proving the said potential in one specific case or another is dependent on the circumstances of each case in itself.  The probability test checks for the existence of potential for harm based on the strength of the probability determined for such harm.  The difficulty in proving the potential in one case or another is dependent on the circumstances of the case itself.  There is no need to “enter” the mind or the heart of the public in order to conclude the effect that the content of one publication or another created in actuality.  The court will reach its conclusions in this matter out of the totality of existing circumstances.  Applying the proportionality test also does not require, necessarily, reliance on external evidence beyond the content of the publication and the circumstances of the publication.  At times, the determination can be made based on the assessment by the court of the content of the publication alone, relying on judicial knowledge and experience.  When the court examines the publication, it will weigh and decide what the possible ramifications are of the publication on a specific public or publics, with an effort to draw out of the publication and its circumstances an answer to the question whether the publication has the power to achieve the worthless objective.  Therefore, there is not much substance to the concern, expressed by the State, that applying the proportionality test will impose on the prosecution, a heavy burden of proving actual influence of the publication on a given individual or given public, and that this would not enable, or would make it very difficult, to prove criminal liability.  In its essence the proportionality test is a test of logic and common sense.  The manner in which the test is applied is no different than the manner in which the court operates in other subjects on a daily basis, including in the realm of criminal law.  There are circumstances, in particular in cases in which the content of the expression is particularly harmful, in which the court will easily conclude the existence of potential for harm from the publication itself.  On the other hand, there may be circumstances in which the task of proof is more complex, and it is possible that in special cases, the need will arise to turn to expert opinions.

I had the opportunity to relate to a similar issue in CrimA 697/98 [11] supra.  In that case, inter alia, the offense, under section 173 of the Penal Code, of harm to religious feelings was under consideration, and the question of determining the potential for harm to feelings arose.  That matter raises the same difficulty which the State presents, as in that offense it was clearly necessary to examine the potential for harm.  As to the question of evidence required to prove harm to religious feelings and its force I expressed my view that:

“In assessing the latent potential in a publication, the court will look to the totality of circumstances which impact its possible effect.  It is a matter of assessing the possible operation of the concrete publication, when it is done.  First and foremost the court will look to the content of the publication both in terms of its meaning, and in terms of its style.  The court will also look to the circumstances surrounding the case – what is the medium used, what is the target audience, where was the publication made, and when was it made.  There may also be non-negligible importance, in this context, to the question whether the audience is a ‘captive audience’. Against the background of all this, it is possible to determine, whether the publication has actual potential for egregious harm to religious feelings (compare, on this matter, the words of Justice E. Goldberg, in paragraph 22, in his opinion in the Kahane Case [1].)

It is true, it will not always be possible to make a finding – positive or negative – as to the harm hidden in a certain publication.  In cases which are not clear on their face, it is possible to prove the latent harm in the publication using expert testimony.  Looking to such testimony may be desirable, for example, when there may be doubt as to the meaning of the publication, its content or potential latent effect. . .” (Paragraphs 23-24 of the judgment).

My conclusion is, therefore, that the presence of the proportionality test is well anchored in the language and purpose of section 134(c).

Does Section 133 Contain within it a Proportionality Test

30.  Section 133 establishes:

“Acts of Sedition

133

Whoever does  an act for the purpose of sedition, or attempts, makes any preparation to do, or conspires with another to do, such an act, is liable to imprisonment for five years” (emphasis mine, T.A.).

The offense under section 133 of the Penal Code is also a conduct offense.  The question that is being tested here is whether the factual element of the offense, “whoever does an act” contains within it a proportionality test.

It will be noted that Justice Goldberg was of the opinion the conduct component of section 133 is to be interpreted such that publication, possession and import, to which section 134 applies, were taken out  of the definition of “act” under this section (see paragraph 20 of his opinion).  This position was not agreed to by the President and Justice Mazza (see paragraphs 4-6 of the opinion of Justice Mazza and paragraphs 17-22 of the opinion of the President).  However, they disagreed as to the interpretation of this section, a disagreement whose roots were already exposed in the Elba  case.  The factual element in section 133 is phrased in a brief and laconic manner- “whoever does an act”.  Justice Mazza was of the opinion, as per his approach in the Elba  case that “section 133 does not include any requirement relative to the character of the act” (paragraph 4 of his opinion).  On the other hand the President, in continuation of the same path he delineated in the Elba  case, was of the opinion that it would be appropriate to interpret this element as containing within it the requirement that the quality of the act, on the basis of its context, will arouse sedition.  Beyond this, it is necessary that the act is of sufficient weight to influence the actualization of the sedition.  From hence, that in the framework of the factual element in section 133 it is necessary that the act of sedition can, as a reasonable possibility, bring about sedition.  In this context the President reiterated and quoted his position in the Elba  case.

“Imposing liability for an innocent statement which is accompanied by a goal of inciting to racism, comes dangerously close to violating the rule that does not allow prohibiting matters that are in one’s thoughts (nullum crimen sine actu).  In a democratic state, which seeks to grant the individual liberty to think as he desires – whatever those desires may be, and however difficult the thoughts may be – is not to impose liability on the thinker if he expresses his thoughts in an utterance that is innocent in and of itself’ (my judgment in the Elba  case, paragraph 3)  Moreover, infringement on freedom of expression just due to criminal thought that accompanies an innocent act, is an infringement on freedom of expression that goes beyond the degree necessary for protection of the values of the regime.  Indeed, the approach according to which a very innocent expression which is accompanied by an illegitimate goal is illegal violates freedom of expression beyond the degree necessary (see Elba  case, paragraph 4)” (paragraph 18 of his judgment in the Kahane matter.  (See also Professor Kremnitzer’s article ‘The Elba  Case: The Law of Incitement to Racism’  [26] 105, pp. 112-113).”

On this topic of the construction of section 133, I agree with the view of the President and his rationales that section 133 includes within it a probability component.

The Degree of Probability Required

31.  After determining the existence of the probability test in the framework of sections 133 and 134(c), there remains for further discussion the issue of the probability threshold required for the purpose of limiting expression.   This threshold also influences the balance between the value of freedom of expression and the value protected by the section.

The framework of doubt is as to the question whether to adopt the stringent test of “near certainty,” in our case or the more lenient test, of the reasonable or actual possibility.  The ideological foundation for the application of the test of near certainty was laid by Justice Agranat in the Kol Ha’am case (HCJ 87/53; 73/53 [9] supra).  In that case this test was determined as the test which reflects the proper balance between freedom of expression and other competing values.  However, the near certainty test does not constitute the only proportionality measure used when the value of freedom of expression is being weighed.  When it is assessed that the value that is being weighed against freedom of expression is one of the values of the “first degree” the test that is used is the reasonable or actual probability test (see for example, the President’s judgment in the Kahane Case [1] as to the value of the structure of the regime, paragraph 10, Ibid.).  As to determining the degree of probability needed, the approach is therefore accepted, according to which it is desirable for there to be an inverse relationship between the importance of the protected interest and the level of probability required.  The higher the protected social value ranks on the ladder of importance, so too the degree of potential required for the realization of the harm is to be moderated and vice versa.

In this matter, my tendency is to adopt the test of near certainty.  Two primary reasons lead me to lean in this direction.  First, it appears to me that it is appropriate to balance the harm to freedom of expression that is created as a result of the definition of the type of the harm in offenses of sedition as including harm which is not followed by immediate violence, by establishing the rigid threshold of a degree of near certainty.  Second, the degree of near certainty is accepted in case law as the proper balancing formula for the values that clash in our matter, the freedom of expression on the one hand and the public order on the other.  From hence, determining this criterion, in the case before us as well, advances the normative harmony that we are to persevere in cultivating.  However, in the circumstances of the present case, there is no need to make a determination on this issue.  As I will detail below, my view is that the publication we are dealing with also meets the more stringent probability test of “near certainty”.   Therefore, in our case, I will apply the near certainty test, while leaving the determination as to the issue of the probability threshold for a case in which it is necessary.

D. The Mental Element in Articles 134(c) and 133.

32.  The mental element in the offenses we are dealing with is not up for discussion in the framework of this further hearing.  Therefore, I will relate briefly to this issue, in connection with each of the offenses under discussion.

Section 134(c) does not explicitly establish a mental element.  Under such circumstances, mens rea is required (section 19 of the Penal Code).  Under section 20(a) of the Penal Code, in a conduct offense of the type we are dealing with, the required mental element is of awareness (in fact) to the quality of the act and the existence of the circumstances.  In our matter, there is thus required awareness of possession of the publication; awareness of the publication itself; awareness that possessing the publication will, with near certainty, cause sedition.  In this matter, it was determined by Justice D. Cheshin in the District Court that Kahane was aware of the nature of his conduct and its circumstances.  There is no basis, and we have not been asked, to intervene in that conclusion.  From hence, that as to this matter, it is proper to adopt the determination of the District Court.

The mental element required in the framework of section 133 for the offense of sedition, is a special result (“for the purpose of sedition”)  Specific mens rea is required whose content is the desire or aspiration for achieving the aim.  In the District Court it was determined that Kahane was aware of the nature of his actions, meaning the potential for incitement to racism in the pamphlet and that he wanted the realization of the aim in the result, i.e., to arouse feelings of hatred toward the Arab public.  In the appeal it was also determined that the mental element was fulfilled in this case.  From here that in the matter of the existence of the mental element required in section 133 the determination of the District Court stands, which was also accepted by this court in the Kahane Case [1].

E. From the General to the Specific

33.  At this stage, it remains for us to examine, whether in point of fact, the publication we are dealing with is within the prohibition established in articles 134(c) and 133.  Following the analysis we have conducted so far, the question which must be answered is, whether the said publication, which calls for acts of violence against the Arab population, may, at the probability level of “near certainty” plant deep feelings of enmity toward the population against whom it is directed and incite acts of violence toward it.

In paragraph 3 above I brought the wording of the pamphlet Kahane had in his possession.  It is easy to see that it contains a message soaked in explicit and harsh violence.  It calls for the bombing of Arab villages found within the territory of the State of Israel.  It refers to the Arab population, in its totality, as a fifth column.  Thereby it opens them up to attack.  There can be no argument that it contains within it a general call to violence, without distinction, against the Arabs of Israel.

This expression did not stand alone.  It is to be remembered that it constituted part of the campaign of Kahane’s party before it was disqualified from participating in the Knesset elections.  The expression in this pamphlet was not a one-time expression, but part of a well-planned network  of expressions which were intended to plant the seeds of calamity that contain within them potential for creating a deep social schism between the Arab population and the Jewish population in Israel.

From the content of the pamphlet one can learn that it is directed at the totality of the Jewish population.  From hence, that it is intended to ingrain within this population, or a portion of it, intense enmity toward another population, the Arab population.

34.  Does this pamphlet, and others like it, have the potential to influence the consciousness of the Jewish population exposed to it?  The near certainty test as to the actualization of the harm is measured based on existing reality.  It is a matter of a dynamic test which is applied against the background of the character of the society, or relevant groups within it, according to its situation when it is applied (see HCJ 14/86 Laor and Others v. The Council for Film Censorship and Others [12] at p. 443).  Occasionally there may be disagreements as to society’s strength to bear freedom of expression, without the matter bringing after it the potential, at the level of near certainty, for the realization of the protected harm.

Justice Mazza who objected to narrowing the protected value to the structure of the regime, and saw before him broader social values, asks in his judgment that we not be trapped in complacency.  In his piercing words on this topic he states:

“. . .  Indeed, the star of the democratic process has shone on the State from its first days and its light has continued to brighten.  But the continuation of this blessed process, which is certainly the desire of anyone who is a loyal citizen and a decent person, is not lacking in risks.   The first signs of the existence of anti-democratic streams in Israeli society were evident, with the appearance of Kahanism, about twenty years ago, and within several years their strength grew.  The legislator and the court coming through has possibly led to a slowing down of the spread of the phenomenon.  But the phenomenon, even if it was slowed down, has yet to disappear from our lives.  Bitter enemies have risen against Israeli democracy from within.  One of these massacred tens of Muslim worshippers during their prayer.  Another murdered the Prime Minister of Israel.  Signs of bearers of evil such as these are not to be permitted to weaken our faith in our moral strength as a free society.  But we are also not to ignore their existence. . .

There were times in which we could place our faith in the inner strength of our democracy, and were not required to defend it with legal means.   But the days are no longer as they were. . .

Times have changed and the bad winds which blow within us are more than passing winds of the moment that the court, in its way, tends to ignore (paragraph 21-22 of his opinion).”

Indeed, some of the worst of the angry prophecies have been realized and have become reality.  Innocent Arab workers, seeking to make a living for their households, have been shot at waiting and gathering points.  Arab worshippers have been murdered while still bowed in prayer.  The Prime Minister was murdered.  It is not possible therefore to accept that expressions that contain within them a violent message, such as the expression we are dealing with, do not permeate the public consciousness, bring on enmity and severely sabotage the mesh of relationships between Jews and Arabs.  Indeed, the influence of these pamphlets is primarily on extreme marginal groups, where they and individuals within them may, a result of these publications, achieve actual acts of violence.  But this is not sufficient to rule out the criminal character of the expressions.

35.  In conclusion, the pamphlets seized in the offices of Kahane were part of a well planned campaign whose goal was clear: to ingrain a feeling of hatred in the Jewish population toward the Arab population.  The expression in said pamphlet was not a one-time expression but part of a well-planned campaign of expressions intended to create a deep social schism between the Jewish and Arab populations.  The cumulative effect of the content of these expression, is likely, at the level of near certainty, to contribute to the fanning of the flames of hatred among portions of the Jewish population toward the Arab population in Israel and, as a consequence, also to acts of violence.  As for myself, I find it difficult to see the said pamphlet as an infantile pamphlet that is to be taken out of the framework of the criminal realm.

F.  What of Kahane Compared to Jabarin

In CrFH 8613/96 Mohammad Joseph  v. State of Israel [2] my view was that the applicant (hereinafter: “Jabarin”) was to be acquitted of his conviction in an offense under section 4(a) of the Prevention of Terrorism Ordinance 5798-1948 (hereinafter: “Terrorism Prevention Ordinance”).  The subject of the conviction was an article that Jabarin published during the period of the Intifada which included words of praise for throwing stones and throwing Molotov Cocktails.  There is no doubt that this article contained a violent and dangerous message.  In light of what has been said, the question arises, what is the reasoning behind the different results I reached in the two cases?  The answer to this is that the difference between the two cases lies in the different offenses with which Kahane and Jabarin were charged.  As said, in CrFH 8613/96 [2], Jabarin was charged with an offense under section 4(a) of the Terrorism Prevention Ordinance, while in our matter, Kahane was charged with sedition.  The purpose of each of these offenses is different.

In CrFH 8613/96 [2] I analyzed at length the purpose of section 4(a) of the Terrorism Prevention Ordinance, and I will make do here with highlights of those words.  This section, when read apart from the ordinance in which it is specified and the historical background for its legislation is a draconian section that is difficult to accept in a civilized democratic society to which freedom of expression is dear.   The section does not include a probability test which ties the publication to the potential for realization of any harm.  It grants a presumption of dangerousness to any publication that enters its framework.  Thereby, it severely infringes on freedom of expression.  As was argued in that matter, the offense established in section 4(a) of the ordinance also covers, based on its language, a publication which praises, for example, the Bar Kochba Revolt, as such a publication includes praise for acts of violence which may (the actions of violence) cause the death or harm of a person.  After I examined the ordinance in its totality, and section 4 and the aggregate of its alternatives and the historical background of the ordinance, I reached the overall conclusion there that the unusual severity of the sections can be explained against the background of its purpose, as it is reflected by these sources.  This purpose was and remains to fight against the foundations of terrorist organizations.  On this matter I wrote.

“. . . The prohibition specified in section 4(a), as the rest of the prohibitions in the Ordinance, was intended to defeat the foundation of terrorist organizations.  Against the background of the special severity of this risk, the legislator was of the view that it would be proper to go even further and to also consider publication of praise for violent acts of a terrorist organization as an offense, even if they were done in the past, and even if the publisher of the words of praise is not a member of such an organization himself and does not pose a danger himself.  Moreover, and this is to be emphasized, the section does not require the existence of potential for the realization of any harm as a result of the publication.  One can become accustomed to such a prohibition in a democratic society, although it contains a significant infringement on freedom of expression, when we are dealing with terrorist organizations, with the great and unique risk they embody..”  (Paragraph 9 of my judgment).

Application of this conclusion to Jabarin’s article led to the conclusion that his actions were directed to the overall public and not to terrorist organizations.  Therefore, Jabarin was acquitted of the offense established in section 4(a) of the Ordinance.  It should be noted that the discussion of this matter took place in the framework of a further hearing, and the question was not examined there whether Jabarin’s actions constitute an offense according to another statutory section.

On the other hand, Kahane was charged with the offense of sedition according to the alternative established in section 134(4) of the Penal Code.  This offense was analyzed by me at length above.  Its purpose is to enable the continued existence of Israeli society, with all the many and varied population groups which live within it.  As said, the offense of sedition includes statutory limitations on the extent of its deployment.  So too, the scope of its application is limited both by the requirement of a harm of significant magnitude and in the narrowing of the extent of its application.  Moreover, it contains within it a probability test.  Application of the elements of the offense on said case, leads to the conclusion that Kahane is to be convicted of this offense.

In conclusion, the offenses with which Kahane and Jabarin were charged are different from one another in the elements of the offense and the values which every offense comes to protect.  Under these circumstances, there is no room for analogy between the two cases.  Every case is considered according to the elements of the specific offense which was attributed to the accused, while examining whether those elements were proven.

F. The Result

The result of all of the above is that if my view is to be heard, the result of this appeal would be changed and the conviction of Kahane in the offenses under sections 133 and 134(c) of the Penal Code, as the District Court decided, would be upheld.

After convicting the respondent, the District Court ordered the return of the case to the Magistrate’s Court for sentencing.  On February 27, 1995, the Magistrate’s Court sentenced Kahane to 16 months imprisonment, of which four months are of actual imprisonment and the remainder on probation, when the terms of probation are that he not commit an offense under sections 133 or 134 of the Penal Code for a period of three years from the day the sentence is handed down.  In the State’s arguments before us it was emphasized that in light of the time that has passed and the course of the criminal proceedings to date, the State no longer has an interest in the portion of the sentence which imposes imprisonment on the respondent.  In consideration of the length of time that has passed since the criminal proceedings were initiated against the respondent and the position of the State, my suggestion is that the sentence be changed such that the sentence of imprisonment imposed on the respondent will be cancelled and the probationary portion of the sentence will remain as is.

 

President A.  Barak

1.  I have studied the opinion of my colleague Justice Or.   I have gone back and studied my opinion in the criminal appeal the subject of this further hearing (CrimA 6696/96 Kahane v. State of Israel [1] (hereinafter: “the Kahane Case” [1]).  I have reached the conclusion that there is no room for a change in my position.  I am of the view, as was Justice Goldberg in the criminal appeal, that the offense of sedition by its very essence is limited to endangering the order of government and law, and that the value protected in it is the prevention of harm to the stability of the regime.  This position is strengthened in light of the opinion of my colleague, Justice Or in CrimFH 8613/96 Jabarin v. State of Israel [2] (hereinafter: “the Jabarin case”).  Here as there, a restrictive approach to the broad language of the statute is called for, in order for the interpretation of the statute to be consistent with the basic premises of Israeli democracy, including freedom of expression and the principle of legality.  Just as in the Jabarin case, here too the approach that is called for is that harmful speech alone is not sufficient, and that an additional element is required in order to transform the harmful speech into a criminal offense (compare to a similar approach in CrimA 53/54 ESH”D Temporary Center for Transportation v. Attorney General [13] in which Justice Silberg held that a “public mishap” (section 198 of the Penal Code 5737-1977) means a mishap to the public by public authorities).  In the Jabarin case the additional element was expressed in that the harmful speech (“praise, sympathy, or encouragement of acts of violence”) is to encourage acts of violence of a terrorist organization.  In the matter before us, it is necessary that the harmful speech (“to promote strife and enmity among different segments of the population”) will endanger the orders of government and law.  I am, of course, aware of the fact that in the Jabarin case section 4(a) of the Prevention of Terrorism Ordinance 5798-1948 was under consideration, while in the Kahane Case [1] before us section 134(4) of the Penal Code is under consideration.  Despite the difference in the wording of the two sections, they raise similar problems of construction, and justify utilizing a similar technique of construction.  For myself, it appears to me that the Kahane Case [1] before us is even “stronger” – in terms of the ability to restrict harmful speech – than the Jabarin case, as the statement “to incite to seditious acts” when it is interpreted against the background of the legislative history and the foundational values of the system, radiates from within it an act of rebellion which endangers the orders of government and law and points to the fact that the protected value is preventing harm to the stability of the regime.

2.  In the Kahane Case [1] I discussed the factual element in an offense under section 134(c) of the Penal Code, which establishes that:

“Whoever has in his possession, without legal justification, a publication of a seditious nature, -- is liable to imprisonment for one year and the publication shall be confiscated.”

I noted that the statement “of a . . . nature” points to the weight of what was published.  This weight is determined relative to its potential to bring about realization of the sedition (Ibid. p. 579).  We find that we are dealing with a probability requirement.  I added that there exist substantial reasons for favoring the near certainty test (Ibid. p. 581), despite this I determined that in the overall balance the more lenient test of reasonable (or actual) possibility is to be adopted.  In explaining this approach I noted that “I would not adopt this test, were I to have given ‘sedition’ a broader meaning” (Ibid. p. 582).  I added that it was possible to turn to the less stringent test of “reasonable probability” because the circumstantial element of the “sedition” was narrowed to sedition which endangers the orders of government and law, and which harms the stability of the regime.  The view of the majority in this further hearing is that, it is not appropriate to narrow the statement “sedition” as suggested by the majority in the criminal appeal.  Against this background, I agree with the tendency of my colleague Justice Or that the proper proportional test is that of near certainty.  In my view, this test is not met in the circumstances of the case before us.  The probability that Kahane’s publication -- which calls for the bombing of Arab villages – indeed will bring about strife and enmity between various segments of the population (even without the requirement that such strife and enmity will bring about endangerment of the orders of government and law) is, against the background of its occurrence – distant and not real (it constitutes just a “bad tendency” in the words of Justice Agranat in HCJ 73/53 Kol Ha’am v. Minister of the Interior [7]).  And note: I am not of the view that words of this type will always be distant and not real.  It all depends on the circumstances of the time and the hour.  The circumstances of the publication of Kahane’s words in the time and place, in which they were published, do not create a risk at a level of near certainty or of reasonable and real possibility of the realization of the risk.

If my opinion were heard, we would dismiss this further hearing.

 

Vice-President S. Levin

I agree with the opinion of my hon. colleague Justice Or.  In light of his reasoning I do not see a need to express an opinion whether section 133 of the Penal Code 5737-1977 includes within it a probability element, and if so what is the degree of probability which is required.  My agreement here is subject to what has been said in my opinion in CrimFH 8613/96 [2] that was written in that case.

 

Justice Y. Kedmi

I accept the position of my colleague Justice Or according to which:

(A)  First – “the protected value in the offense of sedition is not limited to the protection of the structure of the regime alone.”

(B)  Second – “the protected value that lies at the basis of the alternative that defines the term sedition is ensuring the ability of different segments of the population in the State to live side by side in peace and security, a value which we shall term hereinafter: “social cohesiveness.” 

(C)  Third – “a publication, that seriously and in clear language calls for violence toward a segment of the population can arouse hostility and enmity within the meaning of the section (section 134(c) of the Law Y.K.) and buried within it is that same harm the section seeks to prevent.”

(D)  And fourth – that “in the framework of protection of this value (the value of social cohesiveness – Y.K.)  the provisions of sections 133 and 134(c) come to protect, inter alia, from incitement of hostility and enmity among the various segments of the population.”

2.  As for the probability test, which according to my colleague’s view is latent in the “character” of the publication that is subject to the prohibition in articles 134(c) and 133 of the Law, I accept the position presented in the appeal by my colleague Justice Mazza, according to which: “… The phrase ‘of a seditious nature’ is directed at the content of the publication, and not at the level of probability that the publication will cause sedition.”(Ibid. [1] at p. 565).

According to my approach, the said phrase speaks of an “attribute” and “character imprint” of the publication and not it’s potential to create a risk, at this or another level of certainty, of realization of the sedition.  As for me, the fact that the publication is characterized by an inherent objective “attribute” to incite to sedition is sufficient to create the risk which the legislator seeks to prevent.  So it is regarding section 134(c) of the Law and so it is regarding the phrase “for the purpose of sedition” which defines the prohibited act according to section 133 of the Law.

If the legislator had wanted to establish a probability link to the realization of the risk inherent in the “character imprint” that it established for the prohibited act according to the two sections, it would do so explicitly; and would not suffice with establishing a “characterizing imprint” which is directed at the uniqueneness of the act and not its potential to bring about the realization of its characteristics in fact.

The risk lies first and foremost in the “character” of the prohibited act.  And this character is not conditioned on the level of reasonableness of its realization in fact.

Indeed there is a strong affinity between the illegitimate “characteristic” – as a component of the element of the crime – and its power to fulfill itself: as the risk inherent in the “characteristic” is what is at the basis of the prohibition, whose purpose is to prevent its realization.  However, this is not sufficient to create the basis for a requirement of the existence of a probability link between the two: the risk in the character imprint and the possibility of its realization.  According to the language of the definition of the two sections under discussion here, the legislature himself made do with the very existence of the risk as a “characteristic” of the prohibited matter; and did not say a word as to the chances of the realization of this risk.  The realization of the risk is dependent, in a non-negligible manner, on outside factors; and these may change from place to place and timeframe to timeframe.  It would be far-reaching to add to the definition of the offenses a requirement as to a probability link between the risk and the possibility it will be realized where the legislature did not say a word on the matter.

According to each of the two said sections, such a constriction may wreak havoc; and has the ability to bring on an overall missing of the target of the offenses established in these sections.

In this case, my colleague was of the opinion that the requirement of meeting the “probability test” has been met; and therefore there is no practical significance to my differing position in this matter.

Given this situation, I agree with the result reached by my colleague, Justice Or.

 

 

Justice D. Dorner

1.  The respondent, who stood at the head of the “Kahane Lives” movement, distributed among Jewish voters, in the course of the campaign conducted by this movement for the elections to the 13th Knesset, a pamphlet containing the following language:

“Bomb Umm El Fahm!  Why is it that when Arabs came out of Umm El Fahm and slaughtered three soldiers – the government sent out to bomb the Hezbollah in Lebanon instead of bombing the hornets’ nest of Umm-el-Fahm?

Why is it that every time a Jew is killed we shell Lebanon and not the hostile villages within the State of Israel?

For every attack in Israel -- bomb an Arab village – a nest of murderers in the State of Israel!

Only Kahane has the courage to speak the truth!

Give power to Kahane and he will take care of them.”

The respondent was convicted in the District Court for possession of a pamphlet in accordance with the offense of possessing publications of a seditious nature under article 134(c) of the Penal Code 5737-1977 (hereinafter: “The  Law”), and for distributing the pamphlet in accordance with the offense of committing acts of sedition under article 133 of the Law.  The District Court held that the respondent was aware of the power of the pamphlet to incite seditious acts against the Arab citizens of the State of Israel, and he distributed the pamphlet amongst Jews with the goal of arousing in them hatred toward the Arab public.  On the basis of these facts the respondent was acquitted, by a majority, in this court.  This, since the pamphlet did not have the objective potential (according to the view of Justice Eliezer Goldberg) or a real or reasonable possibility (according to President Barak) to cause harm to the structure of our democratic regime and to its stability.

In his opinion in the further hearing, my colleague Justice Theodor Or, reached the overall view that first,  the term “sedition”, according to its meaning in article 136 of the law in which it is defined, is not limited to causing harm to the order of government, but  rather also includes generating hostility among portions of the population as said in article 136(4) of the law;  second,  a probability test is present within the framework of the elements of the offense, and that the test is one of near certainty.  And third, the pamphlet may, at the level of near certainty, plant hatred towards the Arab public and incite acts of violence against it.

The conclusion of Justice Or was that the appeal is to be accepted and that the conviction of the respondent is to be left as is, according to the judgment of the District Court.

On the other hand, Justice Barak, who did not change his view from the original discussion in which he held that the respondent is to be acquitted of the offenses attributed to him, commented that even if we were to accept the broad definition of the phrase “sedition” in accordance with  the view of Justice Or, then still, not only is the more stringent test of near certainty not met, but the publication of the pamphlet does not even create a risk on the level of a reasonable or real possibility, for the realization of the risk, but rather only something on the level of a “bad tendency”.

2.  I agree with my colleague, Justice Or, that the appeal is to be accepted.  I also agree with his interpretation of the term “sedition” in article 136 of the Law.  In addition, in my view, inciting to seditious acts against a minority by a party running for elections to the Knesset during the course of a campaign, whose purpose is to bring about de-legitimization of that group, harms the structure of the democratic regime.

However, while like my colleague, Justice Or, I also believe that freedom of expression encompasses expressions of sedition, I do not see fit to interpret the offenses established in articles 133 and 134(c) of the Law as including an element of probability that the expressions of sedition will arouse strife toward segments of the population.  In my view, the seditious content of the publication, combined with the required mental element in the offense of committing an act of sedition, which is a “purpose” offense, the awareness of the seditious content, which is of the elements of the offenses of sedition, and the defense in article 138 of the Law, which applies to both offenses, and which was intended to ensure freedom of expression and of political discussion – ensure that the degree of harm to the freedom of expression will not exceed that which is necessary.

3.  In my view including a probability test for offenses that are not “consequential” offenses is problematic.  First, balancing formulas which are determined based on assessment, do not create a test which in regular cases enables the creation of a basis for objective findings.  Second, proving this element beyond a reasonable doubt, which is the level of proof required in criminal law, is close to impossible.

The case before us exemplifies this well.  Thus, Justice Or, who explained that the probability test is a “test of logic and common sense” determined that there is near certainly that the publication of the pamphlet will bring about strife and hatred among the Arab population and will encourage undertaking acts of violence against it, and that the respondent was aware of this,  while President Barak was of the view, that the probability that the publication would lead to that result is distant and not real, and constitutes only a “bad tendency”, meaning, that there is not even a reasonable (or actual) probability of causing this result.  It is clear that President’s Barak’s conclusion is also based on logic and common sense.

Under these circumstances, when two Supreme Court justices have a difference of opinion as to the existence of an objective circumstance that is one of the elements of the crime, it will be difficult to reach the conclusion, at the level of proof required for a criminal case, that the respondent was aware – to a near certainty – that the pamphlet was expected to arouse hatred toward the Arab population.

Under these circumstances, if I were of the opinion that the probability test was an element of the offense, I would find it difficult to agree with the conviction of the respondent of the offenses that were attributed to him.

4.  Balancing formulas fit within constitutional-administrative law in the framework under which there is the concern, which is forward looking,  that the realization of the protected human rights will harm one public interest or another.  Balancing formulas, in their essence, are not exact.  Their application involves exercising discretion by the authority.  In the words of Justice Shimon Agranat:

“. . .It must be admitted that even the test of "near certainty" does not constitute a precise formula that can be easily or certainly adapted to every single case. . .  The most that is demanded . . .   is only an assessment that that is how things are likely to turn out.” [HCJ 73/53 (hereinafter: “HCJ Kol Ha’am” [9]), at pp. 888-889 (emphasis in the original)].

The court, in the framework of its critique of the decision of the authority, examines whether its assessment falls within the framework of the range of reasonableness, and does not establish on its own if there exists one specific probability or another for harm to the expression of a protected interest. 

On the other hand, a circumstantial component, which is part of the factual element of the offense, reflects an objective and definitive situation.  Professor Feller defines this element as “data found in the objective reality at the time of the conduct” (S.Z. Feller, Foundations in Penal Law (Volume 1, 5748-1984) [22] at 376).  In contrast, as stated above, the formula of near certainty, is based on the likelihood of a future occurrence, and  requires an estimation of the probability of this likelihood.  This assessment, by its nature, is not exact, and under its framework different judges are likely to reach different results.  Having this assessment made by the court in the framework of the criminal law is not consistent with the requirement of the principle of legality that there should exist an objective certainty as to the circumstances of the offense.  Justice Eliyahu Mazza discussed this in relating to the offense of incitement to racism:

“the assump[tion]. . .  that the near certainty test constitutes an appropriate criterion for establishing the limit of the said criminal prohibition, has no basis.  The near certainty test is a causal test.  It serves as a criterion for determining the bounds of different basic liberties as necessitated by critical public interests such as state security and the preservation of public peace . . .  this test does not and cannot have application in establishing the limits of a purely conduct related offense, whose actualization, as is apparent from the provisions of article 144B (b), first part, is not conditioned on the occurrence of a certain result.  [CrimA 2831/95 Elba v. State of Israel [10] (hereinafter: “CrimA Elba”) at p. 267].

5.  Indeed, in Israel, balancing formulas were developed in constitutional-administrative law.  First and foremost is the judgment of Justice Agranat in HCJ Kol Ha’am [9] supra, in which, under the inspiration of American case law, he established the balancing formula of a “near certainty of real danger for the clash between freedom of expression and the public peace”.  With that, Justice Agranat was of the opinion that the requirement in American law for the immediacy of the expected harm was too far-reaching, and also was not consistent with the language of the authorizing statute.  See Ibid. at p. 891.

Indeed, the balancing formula of clear and present danger was coined by Justice Holmes in 1919, when the Supreme Court had to determine the constitutionality of a criminal law that limited the freedom of expression .(Schenck v. United States[18]).  The immediacy requirement was made more stringent in 1927, when Justice Brandeis in the judgment of Whitney v. California [19] determined that the expected danger had to be imminent.

However, despite the immediacy requirement, which makes the judicial determination easier, the application of the American balancing formula has been problematic.  Indeed, the assessments made by the court were influenced by the individual perspectives of the judges.  In the professional literature criticism was voiced as to the formula of “clear and present danger”, claiming that its vagueness allows for its manipulation and does not sufficiently protect the freedom of expression.  (See for example, Dean Ely, ‘Flag Desecration: A Case Study in the Roles of Categorization and Balancing in First Amendment Analysis’[28] (1975)).

In 1942 the “fighting words” doctrine was added.  It establishes a content test which is based less on the individual assessment of the judges as to the degree of probability of realization of the danger.  (See Chaplinsky v. State of New Hampshire [20]).  It was established that the use of speech that by its content causes or incites  immediate harm to public peace, is not protected by the constitution.  In 1969, in the case of Brandenburg v. Ohio [21], after critical reference to the clear and present danger test, it was determined that a criminal prohibition which limits the freedom of expression, requires proving specific intent on the part of the doer to achieve the prohibited result.  [See also David R. Dow and R. Scott Shieldes, ‘Rethinking the Clear and Present Danger Test’ [29](1998).]

In English law as well, from where we absorbed the offense of sedition, it was established that the protection of freedom of expression requires interpreting the law which defines this offense as requiring  “intent” (in the sense of the desire or aim of sedition), and an expectation of the realization of the result at a high probability is not sufficient.  [See  Archbold, Pleadings, Evidence and Practice in Criminal Cases (42nd ed., Mitchell, Richards & Buzzard ed.,1985) [27] at 1170.]

6.  In our matter in article 134(c) of the Law it was established:

“Whoever has in his possession, without legal justification, a publication of a seditious nature, -- is liable to imprisonment for one year and the publication shall be confiscated.”

I am not of the opinion that one is to conclude that the words “a publication of a seditious nature” implies a probability test.  In my view, these words refer to the content of the publication.  It is clear that unlike with an innocent publication, even if in the opinion of the doer it is seditious, and even if has it in his possession with the intent of sedition, a prohibited publication must have seditious content.  Meaning, that the text in its ordinary meaning and context must include seditious words, and in the language of Justice Eliezer Goldberg in CrimA 6696/96 Kahane v. State of Israel [1] at p. 559 must have “seditious potential”.    President Barak also wrote, that “only a publication that from within it, or the background of its context, the sedition itself arises, is the necessary factual element fulfilled.”  (Ibid. at p. 579).  This is in addition to the probability element which, according to his view, is necessary.

At the center of article 134(c) of the Law we thus find the seditious content of the publication and the doer’s awareness of this content.

To these, the defense established in article 138 of the law, entitled, “lawful criticism and propaganda” is to be added.  And this is what is written in the clause:

“An act, speech or publication is not seditious if it intends only:

(1)  To prove that the government has been misled or mistaken in any of its measures; or

(2)  To point out errors or defects in the laws or organization of the State or in one of its duly constituted institutions or in its administrative or judicial orders with the objective of remedying such errors or defects; or

(3)  To persuade the citizens or inhabitants of the State to attempt to procure, by lawful means, the alteration of any matter by law established; or

(4)  To point out, with the objective of the  removal of, any matters which are promoting or have a tendency to promote strife or feelings of hostility between different segments of the population.”

This defense, which was intended to preserve the freedom of expression and political discussion, is an expression of an accepted legislative technique for narrowing the extent of the criminal prohibition.  It is in place of the requirement of proving the desire to achieve the result or alongside such a requirement, which comes to narrow the criminal prohibition.  [See Itzhak Kugler Intent and the Law of Expectation in Criminal Law (1998) [23]at 335.]  From here it arises, that  a publication that has seditious content will not form the basis for an offense, despite the doer’s awareness of the nature of this content, if the goal of the doer was not to be seditious but rather to conduct a political dialogue.

Adding this defense to the requirements of the seditious content of the publication and the doer’s awareness of it, properly balances between the freedom of expression and the protection of the public peace.

7.  The offense of committing a seditious act, according to article 133 of the Law is a “purpose” offense.  Its mental element is the desire of the doer to achieve the said result.  The question is whether the “rule of expectation” (which substitutes actual intent with the expectation that the said result will occur) applies to “purpose” offenses which prohibit expression.  The question has yet to have been resolved in the case law.  In CrimA Elba [11] supra, where the desire to incite to racism was proven, it was referenced in a number of obiter dicta.  See, on the one hand, the words of Justice Mazza at p. 281, and the words of Justice Gavriel Bach, Ibid. at pp. 307-308.  And on the other hand, the words of Justice Goldberg at pp. 309-310, and words that I wrote at pp. 319-320.  Also in the offense of libellous publications, the denial of the application of the expectation rule was reasoned by the need for protection of freedom of expression.  See CrimA 677/83 Borochov v. Yafet [14] at p. 213, 218-219; CrimA 506/89 Naim v. Rosen [15] at p.  139.  Dr. Kugler, who is of the opinion that the expectation rule is to be applied to purpose offenses based on policy considerations, including value-based considerations and justice-based considerations, gives as an example of offenses to which the expectation rule should not be applied, while noting opinion in  comparative law, criminal prohibitions which limit freedom of expression.  See Ibid. 335-336.

It is my opinion as well, that the expectation rule harms the proper balance between freedom of expression and the interests which clash with it.  As explained above, the requirement of the existence of a purposive mental element, in addition to the seditious content – which therefore requires that the doer will operate to achieve the prohibited goal – reduces the harm to freedom of expression, and one is not to be satisfied with a substitute for it.

 

8.  In our matter, as shown by my colleague Justice Or, the content of the publication is its own proof that it arouses hatred and strife, and that the respondent, who distributed it in the course of his party’s campaign, strove to achieve this aim.

Therefore, I join my view with the view of Justice Or that the appeal is to be accepted as proposed in his opinion.

 

 

Justice J. Türkel

Like my colleague, President Barak, I am of the opinion that section 4(a) of the Prevention of Terrorism Ordinance 5798-1948, that was considered in CrFH 8613/96 Muhammad Yosef Jabarin v. State of Israel [2] – and section 136(4) of the Penal Code 5737-1977 – which is under consideration in the further hearing before us – “raise similar problems of construction, and justify utilizing a similar technique of construction.”  For the reasons of the President as well as for my reasons in my opinion in the Jabarin case, which is to be delivered together with the decision here, I join my view to his view that the further hearing is to be denied.

 

 

Justice E. Mazza

I agree to accepting the appeal, as proposed in the opinion of my colleague Justice Or.  The approach of my colleague, as to definition of the protected value at the foundation of the prohibitions on “sedition” according to its meaning in section 136(4) of the Penal Code, is consistent with the approach I expressed, in a minority opinion, in the judgment under appeal (see CrimA 6696/96 Kahane v. State of Israel [1] at p. 566 and on); and I also accept the reasons of my colleague on this matter.  On the other hand, I cannot agree to some of the positions of my colleagues, the President and Justice Or, that the realization of the offenses of sedition is conditioned on the existence of a circumstantial element.  In my opinion in CrimA 2831/95 Elba  v. State of Israel [9] I explained at length (at pp. 266-268, 275-276) why the offense of incitement to racism according to section 144B of the Penal Code, does not require proving probability of the occurrence of a harmful consequence to any degree.  For those same reasons I again determined, in the judgment under appeal before us (see: Ibid. at pp. 564-566), that the offenses of sedition also do not include an element of potential consequence, whose existence is to be determined using one probability test or another.  For the reasons stated in the two said judgments, and for the reasons of my colleague, Justice Dorner, in her opinion in the further hearing before us, I am of the opinion, that offenses of sedition do not include a probability element.

 

It was decided by a majority of opinions as per the opinion of Justice Or.

 

29 Kislev 5761

November 27, 2000

 

Editor’s notes: 1.  The Hebrew verb lehasit has been translated as ‘to incite seditious acts’.

2.  Following the judgment in HCJ 8613/98 and the Court’s determination that section 4(a) of the Prevention of Terrorism Ordinance 5798-1948 applies only to sedition by a terrorist organization and does not apply to sedition by individuals, the Ordinance was amended such that section 4(a) of the Ordinance was nullified and in its stead an offense of sedition to violence or terror was established in the Penal Code.

 

State of Israel v. Jabarin

Case/docket number: 
CrimFH 8613/96
Date Decided: 
Monday, November 27, 2000
Decision Type: 
Appellate
Abstract: 

Facts: A further hearing on the judgment of the Supreme Court in CrimA 4147/95 Muhammad Yousef Jabarin v. State of Israel in which the appellant was convicted of an offense under section 4(a) of the Prevention of Terrorism Ordinance 5798-1948 for an article he had published.  This further hearing addresses the question whether the construction of section 4(a) of the Prevention of Terrorism Ordinance requires a causal connection   between the publication of the words of praise, sympathy, or encouragement and the risk of the occurrence of acts of violence pursuant to the publication, for a conviction.  The court further addresses the question whether section 4(a) of the Prevention of Terrorism Ordinance relates only to “acts of violence” of a terrorist organization or to any “acts of violence”.

 

Held: The Court held in an opinion by Justice T. Or that section 4(a) relates to acts of violence of a terrorist organizations and the words of praise and encouragement relate to acts of violence of a terrorist organization.  Justice Or further held that the words and praise and encouragement in the publication which was the subject of the conviction do not constitute acts of violence of a terrorist organization.  Therefore, the Court held that the defendant was to be acquitted of the offense under section 4(a) of the Ordinance.

Justice Y. Kedmi in a separate opinion was of the view that the further hearing should have been denied.  Justice Kedmi agreed with the construction given to section 4(a) in the Elba case [2], as it was adopted by the Justices in the panel in the first hearing of this matter.  Justice Kedmi was therefore of the opinion that the appellant’s conviction should have been upheld.  Justice Kedmi further stated that even according to the narrower construction of section 4(a), the appellant’s conviction should have been upheld as the actions for which the appellant showed support, also meet the requirements of section 4(a) when narrowly construed.   

Vice-President S. Levin in a separate opinion stated his general agreement with Justice Or and disagreed that section 4(a) is to be interpreted as referring to “acts of violence” of a terrorist organization alone, but rather should include the type of violent activity that characterizes terrorist organizations.  In his view the appellant’s article satisfied this definition and therefore the conviction should have been upheld.

Justice E. Mazza in a separate opinion was of the view that the appellant’s conviction should have been upheld and referenced his judgments in CrimA 2831/95 Elba v. State of Israel and in CrimA 4147/95 Jabarin v. State of Israel which was the subject of the further hearing.

Voting Justices: 
Primary Author
majority opinion
majority opinion
majority opinion
Author
concurrence
Author
concurrence
Author
dissent
Author
dissent
Full text of the opinion: 

CrimFH 8613/96

 

State of Israel

v.

Jabarin

 

The Supreme Court Sitting as the Court of Criminal Appeals

[November 27, 2000]

Before President A. Barak, Vice-President S. Levin, Justices T. Or, E. Mazza, Y. Kedmi, D. Dorner J. Türkel

 

Petition to the Supreme Court sitting as the High Court of Justice

 

A further hearing on the judgment of the Supreme Court (Justices E. Goldberg, E. Mazza, and Y. Kedmi) in CrimA 4147/95 Muhammad Yousef Jabarin v. State of Israel on October 20, 1996.

 

Facts: A further hearing on the judgment of the Supreme Court in CrimA 4147/95 Muhammad Yousef Jabarin v. State of Israel in which the appellant was convicted of an offense under section 4(a) of the Prevention of Terrorism Ordinance 5798-1948 for an article he had published.  This further hearing addresses the question whether the construction of section 4(a) of the Prevention of Terrorism Ordinance requires a causal connection   between the publication of the words of praise, sympathy, or encouragement and the risk of the occurrence of acts of violence pursuant to the publication, for a conviction.  The court further addresses the question whether section 4(a) of the Prevention of Terrorism Ordinance relates only to “acts of violence” of a terrorist organization or to any “acts of violence”.

 

Held: The Court held in an opinion by Justice T. Or that section 4(a) relates to acts of violence of a terrorist organizations and the words of praise and encouragement relate to acts of violence of a terrorist organization.  Justice Or further held that the words and praise and encouragement in the publication which was the subject of the conviction do not constitute acts of violence of a terrorist organization.  Therefore, the Court held that the defendant was to be acquitted of the offense under section 4(a) of the Ordinance.

Justice Y. Kedmi in a separate opinion was of the view that the further hearing should have been denied.  Justice Kedmi agreed with the construction given to section 4(a) in the Elba case [2], as it was adopted by the Justices in the panel in the first hearing of this matter.  Justice Kedmi was therefore of the opinion that the appellant’s conviction should have been upheld.  Justice Kedmi further stated that even according to the narrower construction of section 4(a), the appellant’s conviction should have been upheld as the actions for which the appellant showed support, also meet the requirements of section 4(a) when narrowly construed.   

Vice-President S. Levin in a separate opinion stated his general agreement with Justice Or and disagreed that section 4(a) is to be interpreted as referring to “acts of violence” of a terrorist organization alone, but rather should include the type of violent activity that characterizes terrorist organizations.  In his view the appellant’s article satisfied this definition and therefore the conviction should have been upheld.

Justice E. Mazza in a separate opinion was of the view that the appellant’s conviction should have been upheld and referenced his judgments in CrimA 2831/95 Elba v. State of Israel and in CrimA 4147/95 Jabarin v. State of Israel which was the subject of the further hearing.

 

 

For the petitioner—Dan Yakir

For the respondents —Talya Sasson, Eyal Yannon

 

Legislation cited:

Prevention of Terrorism Ordinance 5798-1948, ss. 1, 2, 3, 4, 4(a), 4(b), 4(c), 4(d), 4(e), 4(f), 4(g).

Penal Law 5737-1977, ss. 136(c), 144B(a), ch. H, sections A, A1.

 

Regulations cited:

Emergency Regulations for Prevention of Terrorism 5708-1948

 

Israeli Supreme Court cases cited:

  1. CrimA 4147/95 Jabarin v. State of Israel (not yet reported).
  2. CrimA 2831/95 Elba v. State of Israel IsrSC 50(5) 221.
  3. HCJ 58/68 Shalit v. Minister of Interior IsrSC 23(2) 477.
  4. CrimA 317/63 Tzur v. Attorney General IsrSC 18(1) 85.
  5. CrimA 697/98 Susskin v. State of Israel IsrSC 52(3) 289.
  6. CA 2000/97 Lindorn v. Karnit, Fund for Compensation of those Injured in Traffic Accidents IsrSC 55(1)12.
  7. CrFH 1789/98 State of Israel v. Benyamin Kahane (not yet reported).
  8. CrimA 6696/96 Kahane v. State of Israel IsrSC 52 (1) 535.
  9. CrimA 401/79 Lamdan v. State of Israel IsrSC 34(4) 46.

 

Israeli books cited:

  1. Barak, Interpretation in Law, Vol. 2, Statutory Construction (1993)

 

Foreign books cited:

  1. D.E. Long The Anatomy of Terrorism (New-York, 1990).

 

Jewish law sources cited:

  1.  Ecclesiastes 8, 8.

 

 

JUDGMENT

Justice T. Or

A  further hearing on the judgment of the Supreme Court (Justices E. Goldberg, E. Mazza, and Y. Kedmi) from October 20, 1996 in CrimA 4147/95 Muhammad Yousef Jabarin v. State of Israel [1] (hereinafter: “the Jabarin case [1]”).  In the judgment the appellant (hereinafter: “Jabarin”) was convicted of the offense established in section 4(a) of the Prevention of Terrorism Ordinance 5798-1948 (hereinafter: “Prevention of Terrorism Ordinance” or “the Ordinance”) of support of a terrorist organization.  This further hearing revolves around the question of the construction of this offense.  The special importance of the issue stems from its ramifications for freedom of expression, as this freedom retreats within the borders of the deployment of this offense.

The Facts and the Processes

1.  Over the course of the years 1990-1991, Jabarin, a reporter from Umm El Fahm published three articles.  In the third article which, as we shall clarify below, was the only article that remained relevant to our matter, Jabarin wrote, among other things:“Truth be told, I will tell you my friend, that whenever I said: ‘hurray’, ‘hurray’ and threw a stone I was overwhelmed by the feeling that victory was calling us: ‘continue to throw, increase the patience, contribute and insist more, and the dawn will come which you have been awaiting for so long’ I will not deny my friend, that whenever I shouted: ‘hurray, hurray’ and threw a Molotov cocktail I feel that I am adorned in majesty and splendor, I feel that I have found my identity and that I am taking part in defending that identity and that I am a person worthy of leading a respectable life.  This feeling awakens within me beautiful feelings.”Consequent to the publication of the three articles Jabarin was charged with support of a terrorist organization, an offense under section 4(a) of the Prevention of Terrorism Ordinance.  This offense establishes:

“4. A person who:

(a)  Publishes either in writing or orally praise of, sympathy for, or encouragement of acts of violence that may cause the death of a person or his bodily injury, or of threats of such acts of violence;

. . .

will be prosecuted and if found guilty will be liable for imprisonment of up to three years, or a fine of 1000 Israeli lira, or both.”

The Magistrate’s court convicted Jabarin of the offense attributed to him.  Jabarin appealed to the District Court.  His appeal was denied.  The applicant filed leave to appeal to this court and was granted leave as requested.  In the framework of consideration of the appeal, the respondent informed the court that it agrees to the acquittal of the applicant for his conviction as far as it relates to the first two articles he published, however, it supports his conviction as to the third article.  In reliance on the case law decided in CrimA  2831/95 Rabbi Ido Elba  v. State of Israel  [2] (hereinafter: “the Elba  Case”) as relates to the construction of section 4(a) of the Prevention of Terrorism Ordinance, the Court denied Jabarin’s appeal of his conviction for publication of the third article.

Jabarin filed an application for a further hearing on the judgment.  In his decision the President determined that it would be proper to grant the application and hold a further hearing on the question:

“whether the interpretation of section 4(a) of the Prevention of Terrorism Ordinance 5798-1948 requires that there exist a causal connection   -- and if so what is it – between the publication of the words of praise, sympathy, or encouragement and the risk of the occurrence of acts of violence pursuant to the publication.”

On February 16, 2000 we asked the parties to relate, by way of written summations, to an additional question and that is: whether section 4(a) of the Prevention of Terrorism Ordinance   relates to any “acts of violence” or only to “acts of violence” of a terrorist organization.   As far as I have been able to ascertain, this question has not yet arisen and has not been considered until the proceedings in this case.

The Positions of the Judges as to the Construction of Section 4(a) in the Elba [2] and Jabarin [1] Judgments

2.  The further hearing before us in fact focuses on the Jabarin case [1], however, its foundations are anchored in the case law regarding section 4(a) of the Prevention of Terrorism Ordinance   in the Elba judgment [2].  The Elba judgment [2] was handed down by a special panel of seven judges.  The core of the discussion in the Elba case [2] surrounded the offense of incitement to racism established in section 144B (a) of the Penal Law 5737-1977, however it included reference by some of the Justices to the offense we are dealing with.

In the Elba case [2] Justice Mazza determined that the prohibition specified in section 4(a) includes among its elements, a probability potential for risk.  In his view, the phrase “may” that is in the section relates to “acts of violence” and not to the published words.  The expression “the death of a person or his bodily injury” which appears after the phrase “may” was intended only to describe the type of acts of violence.  Justice Mazza determined further that the prohibition specified in section 4(a) is derived from the character of the violent activity and not from its attribution to a terrorist organization.

“For the realization of the offense according to section 4(a) it is sufficient that the words of praise, sympathy, or encouragement relate to the type of activity which characterizes a terrorist organization, meaning ‘acts of violence that may cause the death of a person or his bodily injury, or of threats of such acts of violence.’  However, it is reasonable  to think that not every publication of a word of praise or encouragement for an act of violence which may, by its nature, cause the death of a person,  can constitute an offense according to section 4(a) of the Ordinance (while it is possible it will  constitute another offense).  From the purpose of the Ordinance it ostensibly necessarily arises that only publications which praise or encourage acts of violence of the type that characterize terrorist activity will be included in the framework of said prohibition.  Nevertheless, it is clear that the prohibition also applies to the publication of words of praise, sympathy or encouragement for violent activity of this type, even if the activity is by an individual, or a group that is not identified as a member of a terrorist organization.  Meaning: the prohibition on publication is derivative of the terrorist character of the violent activity, and not from its attribution to a terrorist organization, or from its doers belonging to such an organization.” (para. 44 Ibid. emphasis in the original.)

In conclusion Justice Mazza determines that:

“. . .  the risk that pursuant to the publication defined as prohibited, violent activity will actually take place is not of the elements of the offense.  The presumption inherent in the prohibition is that the very publication of words of support of activity which characterizes a terrorist organization can endanger the peace and security of the public.  We find that the prosecution meets its obligation by proving the publication and that it supports (via words of praise, sympathy or encouragement) the types of activities that are characteristic of a terrorist organization; and it does not have to prove that the publication itself may (at a certain level of probability)  cause violent action” (para. 45 of his opinion).

Justice Goldberg supported the view of Justice Mazza both relating to the attribution of the phrase “may” to “acts of violence” and to the absence of a probability test.

President Barak agreed with the view of Justice Mazza according to which the phrase “may cause the death of a person or his bodily injury” relates to the “acts of violence” and not to the words of praise.  From hence, that even in his view the section does not include within it an element of potential risk of the occurrence of acts of violence pursuant to the publication.  However, and in contrast to Justice Mazza, the President was of the view that the section includes within it, in the framework of the circumstantial element, a probability test.  This test relates to the character of the actions described and its function is to examine whether acts of the type described may cause death or severe injury. The judgment in the Jabarin judgment [1] was handed down about five months after the Elba judgment [2].  Justice Mazza referred to that case and adopted the interpretation given there to section 4(a) of the Prevention of Terrorism Ordinance.  Justices E. Goldberg and Y. Kedmi shared his view.

The Position of the Parties in the Further Hearing 

3.  Counsel for Jabarin claims that the construction the court adopted in the matter of section 4(a) of the Prevention of Terrorism Ordinance is an overly broad construction that does severe and unjustified harm to the foundational principles of our legal system.  According to his claim, the status of freedom of expression, which constitutes a “supra” value in our law, necessitates narrowing the area of deployment of the offense, in order not to harm it more than is necessary.  It is justified to harm this freedom only when there is a probability that a danger is posed from the expression.  As to the degree of probability of the danger, in his view the test of near certainty is to be adopted, a test that was adopted in Israeli case law as the balancing formula that is to be preferred when freedom of expression on the one hand and public peace on the other are placed on the scales.  The respondent, for its part, seeks to adhere to the construction given to section 4(a) of the Prevention of Terrorism Ordinance in the Elba judgment [2] and the Jabarin judgment [1].  Although it makes a point of emphasizing that it is not oblivious to the importance of freedom of expression, nonetheless, in its view, this principle does not have ramifications for the question of the existence of a probability test in the framework of section 4(a) of the Prevention of Terrorism Ordinance and does not constitute grounds for narrowing the limits of the prohibition beyond that which is established in it.  In the balance between the system of values the section protects and freedom of expression, the first prevails.  The State also claims that applying a probability test that analyzes the influence of the words of praise on an audience exposed to it will place an unreasonable, if not impossible, burden of proof on the prosecution.

As for the Court’s question whether section 4(a) is to be interpreted as relating to “acts of violence” of a terrorist organization only, the position of Jabarin’s  counsel is that such construction is indeed consistent with the foundational principles of the system and with the purpose of the Ordinance.  On the other hand, the respondent is of the opinion that giving a narrow definition of the expression “acts of violence” in the section such that it relates to terrorist organizations only, is not consistent with the purpose of the provision in the section and therefore objects to it.

I will preface and say that I reached the conclusion that Jabarin is to be acquitted of the offense according to section 4(a) of the Ordinance.  In my view section 4(a) relates to acts of violence of a “terrorist organization” according to its meaning in the Ordinance (hereinafter: “terrorist organization”) and the words of praise and encouragement for acts of violence that were described in said publication do not satisfy this requirement.  I will preface and explain my rationale for limiting the range of deployment of section 4(a) of the Prevention of Terrorism Ordinance to words of praise, sympathy or encouragement for acts of violence of a terrorist organization.  Following that, I will examine whether the words of praise and encouragement in said publication constitute acts of violence of a terrorist organization.  As said, my answer to this is in the negative.

Attributing the Provision in Section 4(a) to Acts of Violence of a Terrorist Organization

4.  Section 4(a) deals with the prohibition of a publication which relates to “acts of violence that may cause the death of a person or his bodily injury, or of threats of such acts of violence.”   From a textual standpoint, when one reads section 4(a) on its own, the section does not include a limitation according to which the acts of violence mentioned in it include only acts of violence of a terrorist organization or acts which are characteristic of a terrorist organization.  However, my colleague Justice Mazza was of the opinion, as quoted above, that the section is not to be interpreted in such a broad manner, and that according to the purpose of the Ordinance the acts mention in section 4(a) are to be limited to actions and activities which characterize terrorist activity, even if they are done by an individual who is not connected to a terrorist organization.

I accept my colleague’s view that the deployment of section 4(a) is not to be broadened to include any acts of violence which may cause a person’s death or injury.  But, in my opinion, the application of the clause is to be limited further, such that it will apply only to acts of violence of a terrorist organization.  While my colleague is of the opinion that the section deals with terrorist activity, in my opinion it deals with the activity of terrorist organizations.   I will detail my reasoning below.

5.  In construction of a section in a statute it is not sufficient to examine a given statutory provision detached from the overall statute in which it appears.  It is not a “lonely island” which stands on its own detached from its surroundings.  The law is “a creature living within its environment” (Justice Sussman in HCJ 58/68 Shalit v. Minister of Interior [3] at 513).  The proximate environment of the statutory sections is the overall statute within which they are found.  Such a  statute radiates and affects the manner of construction of each of the sections which make it up:

“. . .  the interpreter must review the legislation in its entirety.  The words of Justice Frankfurter are well known that there are three laws to statutory construction: “read the law, read the law, read the law.”  Indeed, the organic unit which the judge interprets directly was not legislated on its own.  It was legislated as part of a broader unit – the entire piece of legislation.  Just as one is not to interpret a section in a literary or musical composition without looking at the entire composition, so too one is not to interpret a provision in the law without reviewing the law in its entirety.”  (A. Barak, Interpretation in Law, Vol. 2, Statutory Construction (1993) [10] at p. 308)

When examining the Prevention of Terrorism Ordinance in its entirety it is immediately apparent that the phrase “terrorist organization” is scattered throughout it.  All the offenses established in the Ordinance, including section 4, apart from subsection (a) in it, relate directly to terrorist organizations.  The Ordinance does not make do with dealing with the direct doers of the acts of violence who act on behalf of terrorist organizations.  The prohibitions established in it are directed at the broad foundation of these organizations; it also covers members of terrorist organizations who are not direct partners of the acts of violence and their supporters and accomplices from without.  Reading the Ordinance as one unit reveals a clear and unified picture as to its purpose.  This purpose is dealing with terrorist organizations with the goal of eliminating them.

The purpose of the Ordinance also radiates on identification of the purpose of section 4(a).  Indeed, section 4(a) according to its text, when it is examined on its own, does not associate the words of praise and encouragement to the acts of violence of a terrorist organization specifically.   However, when section 4(a) is read as one unit with the rest of the provisions of the Ordinance, it becomes apparent that the offense specified in it is to be related to the context of terrorist organizations.

6.  This conclusion is supported by the language of the margin headings of the sections of the Ordinance.  Most of the margin headings, including the margin heading of section 4, include the phrase “terrorist organization”.  For example, the margin heading of section 2 is “Activity in a Terrorist Organization”; the margin heading of section 3 is “Membership in a Terrorist Organization”; the margin heading of section 4 is “Support of a Terrorist Organization” and the like.  As to the role of margin notes in the framework of statutory construction, it has already been said:

“. . .although it is true that neither chapter headings nor margin headings add or detract as compared with the clear and unequivocal language of the law’s provision itself. .  .  where it arises from the statutory provision itself the possibility of a limiting interpretation which is consistent with the goal that was expressed in the heading of the chapter or the margin heading it is my view that it is proper to interpret the statute narrowly as aforesaid, in particular when it is a matter of criminal law” (my emphasis T.O) (CrimA 317/63 Tzur v. Attorney General [4] at 95 and see A. Barak, supra at pp. 316-321 and references there).

Indeed, the weight of margin headings in legal interpretation is not substantial, but it certainly may shed light on the purpose of legislation (Ibid.).  In our matter the consistent use of the phrase “terrorist organization” in the margin headings of the sections of the Ordinance, strengthens the construction according to which the Ordinance overall deals with overcoming terrorist organizations.

7.  Even the analysis of section 4, including all of its alternatives, supports this conclusion.  As said, the margin heading of this section is “Support of a Terrorist Organization”.  Indeed, all of its subsections, apart from subsection (a), deal with a type of support of a terrorist organization.  It prohibits support of a terrorist organization by way of publication of words of praise, sympathy or encouragement of its acts of violence.  The section does not deal with publication of words of praise, encouragement or sympathy for acts of violence which are not attributed to such an organization.  In short, the protected value in section 4 is the prevention of support of a terrorist organization, and this as part of the overall layout of the Ordinance, whose purpose is elimination of the foundation of these organizations.

It should be noted in this context that even in the text of section 4(a) there is a hint to the fact that the publication of the words of praise, sympathy or encouragement dealt with within it relate to acts of violence of a terrorist organization.  The section deals with publication of words of praise, encouragement or sympathy for “acts of violence which may cause the death of a person or his bodily injury”.  The definition of terrorist organization in section 1 of the Ordinance is “a group of people that in its operations makes use of ‘acts of violence which may cause the death of a person or his bodily injury’”.  Section 4(a) uses the very same words which constitute the backbone of the definition of “terrorist organization” in section 1.  This rationale also provides support for the argument that the legislator specifically directed section 4(a) of the law at words of praise, sympathy or encouragement for violent activity of a terrorist organization.

8.  The conclusion that the provision of section 4(a) relates to encouragement of acts of violence of a terrorist organization is only strengthened when one examines the historical background and the legislative history of the Ordinance.  The Prevention of Terrorism Ordinance was legislated under the dark shadow of the murder of Count Bernadotte, representative of the United Nations Assembly and his aide Colonel Serot in Jerusalem on September 17, 1948.  This murder hastened the legislation of the Ordinance, but its legislation had a broader background which was the attempt of the provisional government, after the government was established, to bring about the disbandment of the Jewish underground.  Several days after the murder, on September 20, 1948, the Emergency Regulations for Prevention of Terrorism 5708-1948 were passed.  On September 23, 1948, members of the Provisional Council of State gathered for their 19th meeting, in the framework of which said regulations were repealed and replaced with the Prevention of Terrorism Ordinance.  The meeting was opened with the notice of the then-Prime Minister, David Ben-Gurion, as to the murder and a sharp condemnation of the act (see: Minutes of the Meeting of the Provisional Council of State of September 23, 1948, The  Council of the Nation and the Provisional Council of State, Minutes of Discussions, Volume A at p. 31).  From this notice, detailed below we learn of the purpose for which the Prevention of Terrorism Ordinance was passed:

“After consulting with several members of the government – those members that I could reach on Friday evening and Saturday morning – I approached the Ministry of Justice, to immediately prepare emergency regulations against terrorist organizations, according to which it would be possible to punish not only those who commit acts of terrorism – for this the existing laws suffice – but also members of the terrorist organization, even if they themselves do not participate in the terrorist act, and their helpers, and those encouraging them with money, propaganda or other assistance.

On Saturday night the government convened at the Ministry of Defense, heard a detailed report from me as to these activities and decided to proceed with them with full vigor, until the criminals will be caught and brought to justice and the terrorist organizations uprooted.  The government dealt that evening with the proposed Emergency Regulations against Terrorist Organizations, prepared by the Ministry of Justice, ratified it in principle, and assigned a committee of three ministers to draft a final draft for publication in the Official Register as an emergency regulation.  The government weighed whether to delay the publication until the meeting of the Council of State and reached the conclusion – that delay would be wrong and that immediate action was necessary, and it was to publish the regulations within the authority it had, as emergency regulations, however, with the convening of the Council of State the government submits the regulations for the Council’s approval so that the regulations will be made into an ordinance on behalf of the Council of State.” (Emphases mine-- T.O.).

From these words it arises that the Prevention of Terrorism Ordinance was legislated in order to combat the phenomenon of terrorist organizations.  This historical background strengthens the conclusion I reached according to what is said in the Prevention of Terrorism Ordinance overall, that the Ordinance deals exclusively with offenses which relate to terrorist organizations.

9.  The conclusion I reached clarifies and provides a satisfactory explanation for the severity of the criminal prohibition established in section 4(a), a prohibition that contains an infringement on freedom of expression.  When this section is examined detached from its legislative environment and from its historical and legislative background, the impression is created that the infringement on freedom of expression is severe and disproportionate in its degree.  However, this first impression changes, when the section is examined against the background of its context the purpose is understood and the borders of its deployment are clarified.  The prohibition specified in section 4(a), as the rest of the prohibitions in the Ordinance, was intended to defeat the foundation of terrorist organizations.  Against the background of the special severity of this risk, the legislator was of the view that it would be proper to go even further and to also consider publication of praise for violent acts of a terrorist organization as an offense, even if they were done in the past, and even if the publisher of the words of praise is not a member of such an organization himself and does not pose a danger himself.  Moreover, and this is to be emphasized, the section does not require the existence of potential for the realization of any harm as a result of the publication.  One can become accustomed to such a prohibition in a democratic society, although it contains a significant infringement on freedom of expression, when we are dealing with terrorist organizations, with the great and unique risk they embody.

10.  The respondent is aware of the historical background for legislating the Ordinance, but according to its claim, the language of section 4(a) enables its interpretation in a manner that does not limit the prohibition established in it to the description of violent acts of a terrorist organization, and in its view, such an interpretation is more desirable.

As for the language of the article, it is the claim of the respondent, that from review of section 4 one can reach a conclusion opposite to the one reached above.  First, as opposed to each of its subsections, in subsection (a) it is not explicitly noted that the prohibition specified in it refers to a terrorist organization.  From this it can be concluded that there was no intention to limit what was said in it to acts of a terrorist organization.  Moreover, the respondent also claims that limiting the scope of section 4(a) to describing acts of violence of a terrorist organization, will in fact make superfluous the prohibition found in it as this prohibition is covered by other alternatives in section 4.  For example, section 4(b) establishes that a person will be charged with an offense who:

“publishes, in writing or orally, words of praise, sympathy or calls for help or support of a terrorist organization.”

It is the claim of the respondent, that words of praise, sympathy or encouragement for undertaking acts of violence by a terrorist organization are included within this general prohibition of publication of words of praise and encouragement of a terrorist organization.  This act is in its view also covered by section 4(g) of the Ordinance which establishes that a person will be charged with an offense who:

“commits an act that contains an expression of identification with a terrorist organization or sympathy for it, by waving a flag, presenting a symbol or a slogan or voicing an anthem or slogan, or any similar expressive act which clearly reveals such identification or sympathy, and all this in a public place or in a manner that people who are in a public place can see or hear this expression of identification or sympathy.”

Such arguments are to be rejected.  First, the argument according to which the interpretation which bounds the definition of section 4(a) to a terrorist organization, makes the prohibition established in it superfluous, is not to be accepted.  The distinction between the prohibitions established in the various alternatives of section 4 is clear.  The prohibition specified in subsection (b) prohibits publication which contains words of praise, sympathy or calls for help or support of a terrorist organization.  On the other hand, subsection (a) relates to a publication which contains words of praise, sympathy or encouragement of violent acts of a terrorist organization.  The emphasis is on acts of violence of a terrorist organization, and not the terrorist organization itself.

Second, as to section 4(g), from review of the case based description of the type of activities it applies to it is apparent that the section deals with expressions of support and identification via symbolic means, such as anthem, flag waving, slogan and the like (see on this issue CrimA 697/98 Tatiana Susskin v. State of Israel [5] at para. 35). It does not deal with a publication that contains direct literal support of acts of violence of a terrorist organization.

Third, indeed the language of section 4(a) itself can also be interpreted as applying to the type of violent activity that defines terrorist organizations, or even to any violent activity and not necessarily the violent activity of terrorist organizations.  As I noted in the beginning of my words, from a textual standpoint, this possibility is not to be ruled out.  However, as explained above, this interpretation is not consistent with the purpose of the Ordinance, its margin headings, its historical and legislative background and the alternatives of section 4.

11.  According to the respondent’s claim, it is desirable to dismiss the interpretation that limits section 4(a) to publication of words of praise for terrorist acts of a terrorist organization alone also for the reason that it leads, in its view, to an unwanted result.  The respondent brings as an example in support of this argument the fact that the publisher, for example, of words of praise for the massacre at the Cave of Mahpelah or the murder of Prime Minister Yitzhak Rabin, could not be charged with an offense according to section 4(a) of the Prevention of Terrorism Ordinance, and this because these terrorist acts were not carried out by agents of a terrorist organization but by individuals.  In this context, the respondent emphasizes that the reality in Israel proves that the threat that is posed from individuals is no less tangible than the threat posed by organized groups.  In its view, the special importance of section 4(a) of the Ordinance is to be understood in light of this reality.  The prohibition on publishing publications which incite to severe acts of violence on an ideological background, established in section 4(a) of the Ordinance, constitutes a central tool in the effort to prevent terrorist acts in general and those by individuals in particular.  Its importance stems from the fact that its task is to prohibit these seditious publications and thereby prevent an atmosphere which grants the lone damaging person the necessary support to carry out the terrorist act.  In the view of the respondent, accepting the proposed interpretation will leave the prosecution without the tools to cope with the phenomenon of incitement by individuals to commit severe acts of violence with terrorist characteristics.

The respondent proposes to adopt the view of Justice Mazza, which was expressed in the Elba judgment [2] and the Jabarin judgment [1], according to which within the framework of the prohibition in section 4(a) will be included publications which praise or encourage acts of violence of the type that characterizes terrorist activity.  The respondent even suggests a number of central components which make such activity unique in its view, and which distinguish it from “regular” acts of violence.

12.  As I have shown above, the Ordinance was legislated in order to fight against terrorist organizations.  However, the law is that a statute is to be given an updated meaning, in accordance with the changing reality (see A.Barak in his book supra, at p. 264; and see also, for example, CA 2000/97 Lindorn Nicole v. Karnit, Fund for Compensation of those Injured in Traffic Accidents [6] at paragraph 17).  If this is the case, is it not desirable, in the face of the argued change in the character of terrorist activity over time, to walk in the pathway the respondent suggests and broaden the boundaries of the deployment of the prohibition specified in section 4(a) beyond the boundaries originally delineated?  My view is that we are not to do so.  The Ordinance deals with organized terror, and not with acts of violence undertaken by individuals.  It deals with the risk entailed in the joining together of a band of people who undertake in their activities acts of violence which endanger human life.  Organizations of this type, to the extent that they are not cut off at their core, may spread like a cancer in the body of society, and endanger its foundations, and possibly even sabotage the foundations of the regime.  In light of the severity of this risk, primarily during a period of emergency, the use of the severe means utilized by the Ordinance to eliminate this blight is understandable.  I have clarified above, that the special severity of the means utilized  are to be understood against this background, as this is also reflected in the essence of the prohibition established in section 4(a).  Broadening the scope of 4(a) to additional circumstances, which it did not purport to deal with, may destroy the balance established in it, which enables severe infringement on freedom of expression, but only for the purpose of dealing with the extreme phenomenon of terrorist organizations.

13.  As stated, the respondent expresses concern, that accepting the proposed construction will leave the prosecution without the tools to cope with the phenomenon of incitement to commit severe acts of violence with terrorist characteristics, when these are not connected to a terrorist organization.  This claim, to the extent that it reflects the face of reality, indeed is not to be belittled.  However, it cannot change the purpose of section 4(a) which was intended, along with the other offenses established in the Ordinance, to serve as a weapon in the fight against terrorist organizations.  This purpose has not lost its force.  Unfortunately, such organizations have not yet left this world.  Indeed, at the time the Ordinance was legislated it was intended to deal with organizations of a different identity than those we are familiar with today.  A change in times has also brought about a change in the identity of terrorist organizations which constitute a risk to the State.  However, the risk rooted in terrorist organization has remained, and therefore the original meaning of section 4(a) as described above has not faded.

It will be noted, that in existing legislation there exist a number of provisions which may serve the state in its war against the phenomenon of incitement, as the offense of sedition found in Title A of Chapter H of the Penal Law 5737-1977, and the offense of Incitement to Racism established in Title A1 in it.  According to the claims of the respondent the existing arsenal is not sufficient to battle the phenomenon of sedition.  If that is the case, this is a matter for the legislator to address and regulate the prohibition of incitement, in its various aspects.

Based on what has been said above, my conclusion is that the Ordinance only applies to situations in which terrorist organizations are involved.  It does not relate to violent activity, of any type, which has no connection to these organizations.  Therefore, section 4(a) is not deployed over publications which contain words of praise, sympathy or identification with violent acts which were committed by people who are not associated with a terrorist organization.  Limiting the scope of section 4(a) in such a manner, preserves the balance established in it between freedom of expression and the value protected within it.  This prohibition eliminates the concern of a disproportionate infringement on freedom of expression; the infringement is proportional in consideration of the special risk rooted in terrorist organizations.

The Question of the Association of the Described Acts of Violence with a Terrorist Organization

15.  In our matter, Jabarin published, during the Intifada, an article which expresses support, encouragement and sympathy for the throwing of stones and throwing of Molotov cocktails.  Did Jabarin commit an offense according to section 4(a) of the Prevention of Terrorism Ordinance   with this publication?  My answer to this is in the negative.

In order to establish whether a publication is included within the prohibition established in section 4(a), one is to examine whether the acts of violence described in it, which it praises, encourages or sympathizes, are the acts of violence of a terrorist organization.  Section 1 of the Ordinance defines a “terrorist organization”:

“‘a terrorist organization’ is a group of people that uses in its operations acts of violence which may cause the death of a person or his bodily injury or threats of such acts of violence”

There is no doubt that throwing stones and throwing Molotov cocktails are activities which can endanger human life.  But the question is, does Jabarin’s article, which praises and encourages acts of violence, relate to the acts of violence of a terrorist organization?

The acts of violence of the type described in said article were undertaken, during the course of the Intifada, both by individuals and by organized groups that fall under the definition of “terrorist organization”.  Stones and Molotov cocktails were thrown in a disorganized manner, by individuals including children, who acted independently.  However, these activities were also undertaken by groups with an organized foundation that undertook acts of violence to achieve their goals.  I clarified above, that in order to apply section 4(a) of the Ordinance, it is not sufficient that the acts described in the publication are of the type that characterize terrorist activity, but it is necessary that they be the acts of such an organization.  Does section 4(a) apply to a publication of the type we are dealing with, a publication which praises and encourages acts of violence undertaken both by individuals and by terrorist organizations, and which in itself contains no indication, explicit or implicit, of whose activities it wishes to encourage and praise, and when the emphasis in it is on the acts of violence themselves without any connection to the characteristics of those undertaking them?

16.  It is my view that section 4(a) does not apply to said publication.  The reason for this is found in the purpose of section 4(a).  I clarified above, that its purpose is not to prohibit a publication which encourages, praises or sympathizes with acts of violence of the type which characterize terrorist activity.  It is intended, as are the rest of the alternatives of section 4, to prevent support of terrorist organizations, and this as part of an overall system in the Ordinance whose purpose is to eliminate the foundation of such organizations.  In order for a publication to be included in the framework of section 4(a), it is necessary, in my opinion, for it to be understood from it that it supports acts of violence of a terrorist organization.  Indeed, it is not necessary that the publication contain explicit reference to such an organization.  It is sufficient that it be implied from it that it supports violent activities undertaken by it.  For example, a publication which praises acts of violence without relating to those undertaking it, when it is known to all that a terrorist organization is behind the act, will fall within the framework of section 4(a) of the Ordinance.  However, a publication which praises and encourages acts of violence, from the content of which it is not to be understood that it is intended to support a terrorist organization, but the emphasis in it is on the acts of violence itself, without connection to the characteristics of those undertaking them, does not fall within the prohibition established in section 4(a).

In our matter, the publication includes words of praise and sympathy for acts of violence of the type of throwing of stones and Molotov cocktails.  As said, it contains no indication that it was intended to praise an act of violence of a terrorist organization.  My impression from reading the article is that the emphasis in it is on acts of violence, when the characteristics of those undertaking them do not add or detract.  Moreover, in the major portion of the article, as can also be seen from the section quoted in paragraph 1 above, Jabarin relates to acts of violence that he himself undertakes, or seeks to undertake.  The respondent is not claiming that Jabarin himself is a member of a terrorist organization.  Therefore, words of praise for his actions, or encouragement to act like him, are not included within the framework of words of praise or encouragement for acts of violence of a terrorist organization.

17.  In light of this, my conclusion is that the article does not support a terrorist organization, by means of sounding words of praise and encouragement for acts of violence undertaken by it.  From hence that the publication we are dealing with does not include the required elements for formation of the offense of support of a terrorist organization established in section 4(a) of the Ordinance.

18.  Based on the above, I will propose to my colleagues that the petitioner’s appeal be allowed and that he be acquitted of the charge he was convicted of.

 

President A. Barak

I agree

 

Justice D. Dorner

I agree

 

Justice J. Türkel

1.  I concluded my opinion in CrimA 2831/95 Rabbi Ido Elba  v. State of Israel [2] with the words: “it is said in the book of Kohelet that  “no man controls the spirit—to trap the spirit” [Ecclesiastes 8,8] Let us not hold back man’s spirit.” (Ibid. at 337)

In the view of the respondent’s counsel in the briefs they submitted “there are expressions, and the petitioner’s expression is included among these, that even if perhaps they express man’s spirit it is appropriate to place limitations on this spirit as the entire purpose and goal of that spirit is to incite harm to the spirit and body of other people.”

2.  I go in my way, as in the Elba case [2] and as in CrFH 1789/98 State of Israel v. Benyamin Kahane [7] the decision on which is to be given alongside the decision here.  In my opinion it is proper to narrow, by way of construction, the scope of deployment of the criminal law provisions which infringe on freedom of expression.  As I said in the Elba  judgment “according to my perspective, across the standard at one end of which is absolute freedom of expression and at the other end of which – its prohibition, the balancing point is to be set very close to the first edge.” (Ibid. at p. 331).

Indeed the words that the petitioner wrote in the article that was published, for which he was convicted in CrimA 4147/95 Muhammad Yousef Jabarin v. State of Israel [1] are deserving of serious condemnation; however, such things are not to be prevented nor is their sting to be dulled, using the authority of section 4(a) of the Prevention of Terrorism Ordinance 5708-1948 (hereinafter:  “the section”).  In the battle for freedom of expression we should not lower our gaze to the close range of the throwing of a stone or hurling of a Molotov cocktail but rather raise our eyes to the horizon of Jewish and Democratic Israel, for which freedom of expression is one of its foundation stones.  Protection of the petitioner’s right to speak his words is not protection of his defamatory words, but it is protection of the right of the person holding another opinion to speak his mind.  Protection of the right of the petitioner is protection of my right to speak my words, to sound the poetry of the poets that speak from my heart, and to cry out my cry of truth.

3.  The construction of my colleague, Justice T. Or, narrows the range of deployment of the section and is favorable in my eyes.  I agree with his view.

 

Justice Y. Kedmi

I read through the opinion of my colleague Justice Or, and unfortunately I cannot agree with his view.  According to my approach, as it will be presented below, the construction that was given to section 4(a) of the Prevention of Terrorism Ordinance in the Elba  case (CrimA 2831/95)[2] – by Justice Mazza – is the proper construction; and I have not found any justification to change it or deviate from it. Two topics are up for discussion in the case before us as to the construction of said section 4(a).  The one, which is the issue for which the further hearing was granted – deals with the question, whether a “causal connection” is needed between the publication of words of praise, sympathy or encouragement of acts of violence, and the occurrence of acts of violence in fact.  And the second -- deals with the question, whether section 4(a) speaks only of publication of words of praise for acts of violence that were committed by a terrorist organization; or whether in its framework are also included words of praise for acts of violence that were committed by private persons not on behalf of a terrorist organization when they satisfy the characteristics of the acts detailed in the body of the article.

As to the causal connection , I accept, in principle, the approach that states: that lacking an explicit statement, noting a prohibited “character mark” of a circumstance – in this case the publication – is not sufficient to convey a requirement for the presence of any particular level of probability of the actualization of that “character mark”; and that there is to be seen in noting the prohibited character mark a requirement which relates to an inherent trait of the circumstance as opposed to its potential to occur.  On this matter see the words of my colleague, Justice Mazza in CrimA 6696/96 [8] in connection with section 136(c) of the Penal Law: “the phrase ‘of a seditious nature’ is directed at the content of the publication and not the degree of probability that the publication will cause rebellion.”

However, when it has become clear that there is no debate that the requirement that the acts of violence which the petitioner’s article deals with, are acts of violence “which may cause the death of a person or his bodily injury” as in their meaning in said section 4(a), I do not find it appropriate to expand on this issue here; and in my view it remains “open for further discussion”.

As to limiting the application of the prohibition established in said section 4(a) to words of praise and encouragement of acts of a terrorist  organization only, I agree with the position that was presented by Justice Mazza in the Elba  case, according to which: this section relates to the publication of words of praise and encouragement for violence of the type that characterizes terrorist activity; and it is of no consequence whether these are committed by a terrorist organization or a private individual not on behalf of such an organization.

From a textual perspective, there are two rationales at the basis of my approach.  The first – the language of said section 4(a) does not include a requirement that the acts which are the subject of the encouragement and praise will be such that they are committed by a terrorist organization in particular; as opposed to all the other subsections of section 4, which speak specifically of terrorist organizations.  And the second – in describing the acts subject to the prohibition established in said section 4(a) – “that may cause the death of a person or his bodily injury, or of threats of such acts of violence”—the legislator repeated, with vigorous precision, the acts which characterize a terrorist organization, as per the definition in section 1 of the Ordinance; when the reference in that definition to a “band of people” as the doers of the actions, was dropped from section 4(a).  This situation teaches, in my approach, that the legislator intended to establish in said section 4(a) a general prohibition on words of praise and encouragement for acts which characterize a terrorist organization; and this – and Justice Or has described this at length – as an exception within its environment, which overall, speaks of the activity of a terrorist organization explicitly.

The language of section 4(a) is not suffering from a textual “failure” which must be healed by way of construction, as is necessitated by the approach of my colleague.  “Omission” of the requirement according to which it is a matter of praise and encouragement for acts “of” a terrorist organization, repeats itself twice:  first in the very absence of the mention of the terrorist organization; and later, in copying the definition of the acts which characterize a terrorist organization without mentioning the doer.  The language of section 4(a) is clear, and deliberately does not include the requirement that the doer of the actions the subject of the encouragement and praise will be a terrorist organization.  Adding the requirement which narrows the prohibition established in said section 4(a) as suggested by my colleague Justice Or, constitutes in the present case, “judicial legislation” as opposed to “construction”.

The result I have reached is not necessitated just from the textual aspect of the version of the provision, as detailed above, but also fits in -- in my approach – with the legislative purpose and the framework in which it is found.  Indeed, as is apparent from the legislative history of the Ordinance, the factor that led to its legislation was the need to create a tool to combat terrorist organizations; and apparently the conclusion is necessitated that section 4(a) is also directed to serve this tool.  However, at the end of the day, the struggle is not with an “organization” as such, but the “activity” for which the organization was set up and which it carries out; and it is not surprising, to see the “intertwining” of a provision which is directed at deterring from “activity” which characterizes the organization, even when this is not carried out by a member of the organization, in its name or on its behalf.  When the final result of the struggle is prevention of “terrorist activity”, we do not see an absence of logic– requiring repair -- in that among the rest of the prohibitions there has also been established a prohibition which speaks directly to preventing “activity” of the type that a terrorist organization carries out.  Prohibition of the publication of words of praise for “activity of a terrorist nature” that was carried out by one who was not a member of a terrorist organization, does not constitute, according to this approach, a “foreign seed” – lacking in logic – in the Ordinance – which is directed at blocking the activity of terrorist organizations.

Aside from and in addition to what is said above – and beyond what is needed – I feel it appropriate to add the following comment.  Even if the language of the provision were to leave room for a restricting definition, I would reject such construction due to the “change of circumstances” since the legislation of the Ordinance; and this by authority of the rule which denies reliance on historical construction which was good in its day and which ignores the development which has occurred in reality.

“legislative history must not control us ‘from the graves’; but we also must not build our legislative structure without roots.  The proper balance between past and future, between knowledge of what was, and knowledge of what should be, is what stands at the foundation of proper use of legislative history in establishing the purpose of the legislation.”  (A. Barak, Interpretation in Law, Volume 2, Legislative Construction, 1993 [13] at p.  351).

The phenomenon of terror has undergone many changes over the years.  In the past, including at the time of legislation of the Ordinance, the phenomenon was focused on activity carried out by terrorist organizations; and the phenomenon of private terrorists – “freelancers” – was in its infancy.  However, today the phenomenon of terrorism has ceased to be the exclusive activity of terrorist organizations; and the role of individuals, who mimic the members of the organizations but act on their own accord, has reached significant proportions.  It is not without reason then, that the definition acceptable to the United States Government for terrorism also specifically includes within it reference to terrorism by individuals.

““Terrorism is the threat or use of violence for polotical [sic] purposes by individuals or groups, whether acting for or in opposition to established governmental authority, when such actions are intended to shock, stun, or intimidate a target group wider than the immediate victims.”  (D. E. Long, The Anatomy of Terrorism (1990) [11] at p. 3; emphasis added Y.K.).

Our State has recently witnessed the harsh dangers embedded in acts of terrorism of individuals – who do not act on behalf of an organization –with the murder of the prime minister Yitzhak Rabin (may his memory be a blessing), in the actions with a terrorist character by someone who was not acting on behalf of a terrorist organization.  The danger embedded within those “unorganized” terrorists is continually increasing and its strength has lately surpassed that embedded in terrorist organizations; experience has shown that the task of foiling the activities of those individual terrorists is particularly difficult given their seclusion.

In such a situation, there is no justification for the distinction between words of praise for violent acts of members of an organization and words of praise for actions of the same type that were committed by those who are not members of any organization; as the purpose of the prohibition is to prevent the existence of activity of a terrorist nature; whoever those carrying it out may be.

And finally, I am not oblivious to the fact that my position as to the construction of the provision of said section 4(a) clashes with the basic right of freedom of expression.  Indeed, such is the face of things.  However, said right is not an absolute right but a relative one; where the legislator gnaws away at it from the authority of the right to life and security while preserving the necessary “proportionality” we must honor its provision.  Said section 4(a) establishes such a provision.

Conclusion

According to my approach, the construction given to section 4(a) in the Elba case [2] is to be left standing as it was adopted by the Justices in the panel in first discussion in the matter before us; and it is not appropriate to intervene in the conviction of the appellant.

As an aside I would like to add that even if the opinion of my colleague Justice Or is accepted, according to which section 4(a) speaks only of words of praise for violent actions “of a terrorist organization” the appeal is still to be denied; and this, as the actions for which the appellant showed support, meet, at the end of the day, this requirement as well.  It is well known that throwing stones and Molotov cocktails during the intifada, was committed first and foremost by members of Palestinian terrorist organizations on behalf of their organizations; when individuals, who are not members of organizations, were dragged in after them.  The possibility and even the fact – that these acts were committed also by individuals who are not members of a terrorist organization, does not remove the words of praise the appellant published from the purview of said section 4(a) even according to the “restricting” formula proposed by my colleague.  Review of the appellant’s article shows, that it speaks of sweeping support of all acts of throwing stones and Molotov cocktails without distinction as to those committed by members of terrorist organizations and those committed by individuals that are not such; from hence that the support also  refers to activities of terrorist organizations.

 

Vice-President S. Levin

1.  I agree with my hon. colleague Justice T. Or that the language of section 4(a) of the Prevention of Terrorism Ordinance, on its own, can also encompass violent activity of the type that characterizes terrorist organizations, or even violent activity of any type, however, in my view, it must be so interpreted.  I do not agree with him that the said paragraph is to be interpreted as referring only to “acts of violence” of a terrorist organization.

The thesis which bases the acquittal on a narrow interpretation of section 4(a) relies on the purpose of the Prevention of Terrorism Ordinance, the margin heading of section 4 and other sections of the Ordinance, the similarity between the language of section 4(a) and the definition of “terrorist organization” in section 1 of the Ordinance, the historical background of the Ordinance and the need to interpret said statute as much as possible in a manner that does not infringe on freedom of expression.  I do not accept this position, for the purposes of the petition before us.

As to the purpose of the Prevention of Terrorism Ordinance said thesis creates circuitous reasoning (inextricabilis circulus):   if you start with the assumption that the purpose of the Ordinance is only war with terrorist organizations, then the thesis is well based; if you start from the conclusion that the Ordinance has an additional purposes which is also to fight against the actions of individuals who publish words of praise, sympathy or encouragement for acts of violence which may cause a person’s death or injury then the thesis is not well based and it assumes the desired result as the basis of its rationale.  Moreover, a similar question came before us in CrFH 1789/98 [7] and the court determined there that a broad construction was to be given to the offense of sedition although it was also possible there to interpret the wording “to incite to seditious acts” as referring to an act that that causes harm to the structure of the regime alone, and I do not see a significant difference in the means of interpretation of the two statutes.

2.  The value of a margin heading in the construction of section 4(a) of the Ordinance is minimal and it is given sufficient weight in the approach of Justice Mazza in CrimA 2831/95 [2], that section 4(a) speaks of types of activity that are characteristic of a terrorist organization and not violent activity when it stands on its own; even in the similarity between the grounds of paragraph (a) of section 4 and the definition of “terrorist organization” in section 1 of the Ordinance there is not in my view support of the acquitting result and vice versa; the fact that in section 4(b)(c)(d)(e)(f) of the Ordinance a “terrorist organization” is mentioned, as opposed to in paragraph (a), can teach, by way of evidence from the contrary, that paragraph 4(a) does not refer specifically to a “terrorist organization”; the examples from the legislative history which led to the legislation of the Ordinance are in my view of little weight, if they did not find expression in the wording of the Ordinance, that with its legislation became a living thing that carries its own weight.  Absent sufficient indication in the wording of section 4 of the Ordinance that the protected value in this section is only the struggle with a terrorist organization, it appears to me that text is to remain within its literal meaning and the protected interest in paragraph (a) is also the struggle with one who commits the types of activities that are characteristic of a terrorist organization.

3.  The central question in this further hearing is whether proper construction of section 4(a) of the Ordinance requires limiting the scope of deployment of the section only to activity of a terrorist organization although this was not said in paragraph (a) and that is – in order to defend freedom of expression.  The topic we are dealing with is the normative construction of a primary statute and not its application to a concrete instance, as in our matter it is possible that it will be necessary to utilize stringent criteria of probability in order to prevent infringement of freedom of expression.  All agree that the deployment of the principle of freedom of expression can be pushed back in the presence of restrictions and limitations which relate to considerations which may narrow the scope of its deployment.  Accepting the position of the petitioner in the normative sphere means closing off options for a conviction based on clear text for offenses of severe incitement to acts of violence characteristic of a terrorist organization, when, apparently there is no other statutory source to rely on in order to convict one who commits the act.  Under these circumstances I am not of the view that the interpreter has the option of applying a general norm of freedom of expression that can limit the statute’s words resulting in the release of the accused from criminal liability.  Just as it is true that the law is a “a “creature living within its environment” for the purpose of restricting the scope of its deployment  in the appropriate case in the face of the application of general principles, so too is it a “a creature living within its environment” for the purpose of applying its exacting words, if it turns out – in the appropriate case – that a restrictive construction of the section will harm the interest which the law comes to protect; compare: the judgment of Justice Landau in CrimA 401/79 Lamdan v. State of Israel [9] at p. 56 near the letter “a”.  Such, in my view, is the situation in the present case.

4.  Were my opinion to be heard we would therefore decide that section 4(a) of the Prevention of Terrorism Ordinance also applies to those who commit acts of terror which characterize terrorist organizations and I have no doubt that the content of the article meets this definition.  Therefore, in theory I should have expressed my view also as to the question for which the further hearing was granted which relates to the existence of a causal connection between the publication of the words of praise, sympathy or encouragement to the risk of the occurrence of acts of violence as a consequence of the publication; and the degree of its strength; as my honorable colleague, Justice Kedmi, I have been satisfied that the content of the articles also meets the more stringent test of “clear and present danger”.  Therefore I do not see a need to express an opinion as to the first question brought before us for determination.

I have therefore reached the conclusion that the judgment of the Supreme Court in the first hearing is to be upheld and the conviction of the petitioner is to be left as is.

 

Justice E. Mazza

I cannot agree with the opinion of my colleague Justice Or.  I have expressed my stance relative to the construction of section 4(a) of the Prevention of Terrorism Ordinance  5708-1948 in my judgment in CrimA 2831/95 Elba  v. State of Israel [2] at pp. 282-286, and in my judgment in the appeal which is the subject of the further hearing before us (CrimA 4147/95 Jabarin v. State of Israel [1])  The reasoning of my colleagues, the Vice-President and Justice Kedmi, only strengthened me as to the correctness of the position I expressed in these judgments.  If our views were to be heard, this appeal would be denied.

 

It has been decided by a majority of opinions as per the judgment of Justice T. Or.

 

29 Kislev 5760

November 27, 2000

 

Editor’s note:  Following this judgment and the Court’s determination that section 4(a) of the Prevention of Terrorism Ordinance 5798-1948 applies only to sedition by a terrorist organization and does not apply to sedition by individuals, the Ordinance was amended such that section 4(a) of the Ordinance was nullified and in its stead an offense of sedition to violence or terror was established in the Penal Code.

Shavit v. Rishon Lezion Jewish Burial Society

Case/docket number: 
CA 6024/97
Date Decided: 
Tuesday, July 6, 1999
Decision Type: 
Appellate
Abstract: 

Facts: Petitioner challenged the refusal of a Jewish burial society to allow an inscription on her mother's tombstone recording the dates of birth and death according to the Gregorian, as well as the Hebrew, calendar. The district court held that the recently-passed Alternative Burial Law permitted Jews to bury their loved ones in civilian cemeteries, not according to Jewish religious law, had the effect of overturning previous court rulings requiring Jewish burial societies to permit non-Hebrew characters and dates on tombstones. Sites have yet to be established for alternative burial.

 

Held:  Jewish burial societies have a public, as well as a private, character, and as such are subject to public law. The Alternative Burial Law did not have the effect of overruling previous holdings requiring Jewish burial societies to permit non-Hebrew lettering. This is particularly true because the statute has yet to be implemented. Barring family members from recording the names of their deceased loved ones in the language of their choice harms the sensibilities of the relatives and the human dignity of the deceased. It outweighs the potential harm to the sensibilities of religious visitors to the cemetery who may be offended by the non-Hebrew lettering, particularly considering that the Jewish law prohibition against inscribing non-Hebrew calendar dates and letters is not sweeping and comprehensive. Furthermore, the weight accorded to the sensibilities of religious people offended by practices that violate religious law decreases in the public domain, like a cemetery, as compared to the weight such harm is accorded in the private domain, like the home.

Voting Justices: 
Primary Author
majority opinion
Author
concurrence
Author
dissent
Full text of the opinion: 

CA 6024/97

 

Fredrika Shavit

v.

Rishon Lezion Jewish Burial Society

 

The Supreme Court sitting as the Court of Civil Appeals

[July 6, 1999]

Before Court President A. Barak, Justices M. Cheshin, I. Englard.

 

Facts: Petitioner challenged the refusal of a Jewish burial society to allow an inscription on her mother's tombstone recording the dates of birth and death according to the Gregorian, as well as the Hebrew, calendar. The district court held that the recently-passed Alternative Burial Law permitted Jews to bury their loved ones in civilian cemeteries, not according to Jewish religious law, had the effect of overturning previous court rulings requiring Jewish burial societies to permit non-Hebrew characters and dates on tombstones. Sites have yet to be established for alternative burial.

 

Held:  Jewish burial societies have a public, as well as a private, character, and as such are subject to public law. The Alternative Burial Law did not have the effect of overruling previous holdings requiring Jewish burial societies to permit non-Hebrew lettering. This is particularly true because the statute has yet to be implemented. Barring family members from recording the names of their deceased loved ones in the language of their choice harms the sensibilities of the relatives and the human dignity of the deceased. It outweighs the potential harm to the sensibilities of religious visitors to the cemetery who may be offended by the non-Hebrew lettering, particularly considering that the Jewish law prohibition against inscribing non-Hebrew calendar dates and letters is not sweeping and comprehensive. Furthermore, the weight accorded to the sensibilities of religious people offended by practices that violate religious law decreases in the public domain, like a cemetery, as compared to the weight such harm is accorded in the private domain, like the home.

Basic Laws cited:

Basic Law: Human Dignity and Liberty, ss.1a, 8.

 

Legislation cited:

Right to Alternative Civil Burial Law, 1996 – ss. 2, 3, 4, 4A, 5, 6.

Standard Contracts Law, 1964 s.14.

Standard Contracts Law, 1982.

Contracts Law (General Section), 1973, s.30.

King’s Order in Council on the Land of Israel (Holy Places), 1924.

 

Regulations cited:

Right to Alternative Civilian Burial Regulations (Licensing Burial Cooperatives and Establishing Burial Procedures) 1998.

 

Bills cited:

Right to Alternative Civilian Burial Bill.

.

Israeli Supreme Court cases cited:

[1]   CA 280/71 Gideon v. Jewish Burial Society, IsrSC 27(1) 10.

[2]   HCJ 532/74 Ben-Ze’ev v. Public Council for the Memorialization of the Soldier, IsrSC 30(1) 305.

[3]   CA 492/79 Moses v. Jerusalem Community Jewish Burial Society, IsrSC 35 (4) 157.

[4]   HCJ 556/83 Best v. Defense Minister, 38(1) 177.

[5]   HCJ 1438/91 Ginossar v. Defense Minister, 45(2) 807.

[6]   CA 294/91 Jerusalem Community Jewish Burial Society v. Kestenbaum, 46(2) 464.

[7]   HCJ 5688/92 Wechselbaum v. Defense Minister, 47(2) 812.

[8]   HCJFH 3299/93 Wechselbaum v. Defense Minister, 49(2) 195.

[9]   HCJ 3807/96 Bargur v. Defense Minister, (not reported).

[10] HCJ 5843/97 Bargur v. Defense Minister, 52(2) 462.

[11] CA 1795/93 Egged Members’ Pension Fund v. Ya’acov, 51(5) 433.

[12] LCA 5768/94 ASHIR Import, Manufacture and Distribution v. Forum Accessories and Consumables, 52(4) 289.

[13] CA 6821/93 United Mizrachi Bank v. Migdal Agricultural Cooperative, 49(4) 221.

[14] HCJ 337/81 Miterani v. Minister of Transportation, IsrSC 37 (3) 337.

[15] HCJ 5016/96 Horev v. Minister of  Transportation, IsrSC 51(4) 1 {[1997] IsrL 149}..

[16] HCJ 3648/97 Stemaka v. Minister of the Interior, IsrSC 53(2) 728.

[17] CA 3414/93 On v. Diamond Exchange Industries (1965), IsrSC 49(3) 196.

[18] HCJ 2481/93   Dayan v. Jerusalem District Commander, IsrSC 48(2) 456.

[19] HCJ 3872/93   Meatrael v. The Prime Minister and Minister of Religious Affairs, IsrSC 47(5) 485.

[20] HCJFH 7015/94 Attorney General v. Anonymous, IsrSC 50(1) 48.

[21] HCJ 3261/93 Manning v. Minister of Justice, IsrSC 47(3) 282.

[22] EA 1/65                 Yardor v. Chairman of the Central Election Committee for the Sixth Knesset, IsrSC 19(3) 365.

[23] EA 2/84 Neiman v. Chairman of the Central Election Committee for the Eleventh Knesset, IsrSC 39(2) 225.

[24] HCJ 73/53          Kol Ha’Am v. Minister of the Interior, IsrSC 7 871.

[25] HCJ 148/79      Sa’ar  v. Minister of the Interior and of Police, IsrSC 34(2) 169.

[26] CA 105/92         Re’em Engineers v. The Municipality  of Upper Nazareth, IsrSC 47(5)189.

[27] HCJ 351/72      Keinan v. The Film and Play Review Board, IsrSC 26(2) 811.

[28]HCJ 806/88        Universal City Studios v. The Film and Play Review Board, IsrSC 43(2) 22.

[29] CrimA 217/68  Izramax Ltd. v. State of Israel, IsrSC 22(2) 343.

[30] HCJ 7128/96 Temple Mount Faithful Movement v. The Government of Israel, IsrSC 51(2) 509.

[31] HCJ 292/83      Temple Mount Faithful Association v. Jerusalem District Police Commander, IsrSC 38(2) 449.

[32] HCJ 257/89Hoffman v. Appointee over the Western Wall, IsrSC 48(2) 265.

[33] HCJ 243/81      Yeki Yosha v. The Film and Play Review Board, IsrSC 35(3) 421.

[34] CA 214/89 Avneri v. Sharipa, IsrSC 43(3) 840.

[35] HCJ 465/89 Ruskin v. Jerusalem Religious Council, IsrSC 44(2) 673.

[36] HCJ 47/82 Movement for Progressive Judaism in Israel v. Minister of Religious Affairs, IsrSC 43(2) 661.

[37] HCJ 3944/92 Marbek Slaughterhouses v. Chief Rabbinate of Netanya, IsrSC 49(1) 278.

[38] HCJ 1000/92 Bavli v. The Great Rabbinical Court, IsrSC 48(2) 221.

[39] HCJ 6163/92   Eizenberg v. Minister of Construction and Housing, IsrSC 47(2) 229.

[40] HCJ 935/89      Ganor v. Attorney-General, IsrSC 44(2) 485.

[41] HCJFH 4601/95 Sarrousy v. National Labor Court, IsrSC 52(4) 817.

 

Israeli District Court Cases Cited:

[42] HM (TA) 752/94 Burgman v. Rishon Lezion Jewish Burial Society (unpublished).

[43] HM (TA) 1275/93 Kagan v. Rishon Lezion Jewish Burial Society (unpublished).

[44] HM (TA) 200585/98 Sasson v. Herzliya Jewish Burial Society (unpublished).

 

Israeli Books Cited:

[45] 1 Menachem Elon, Jewish Law (3d ed. 1987).

[46] See 3 A. Barak, Parshanut Bimishpat [Interpretation in Law] Parshanut Chukatit [Constitutiona]

[47] Aharon Barak, Judicial Discretion (1986).

 

Israeli Articles Cited:

[48] E. Benvenisti, Tchulat Hamishpat Haminhali al Gufim Pratiim [Administrative Law, Private Bodies] Mishpat U'Mimshal 2 (1994-95) 11.

[49] A. Dayan-Orbach, Hamodel Hademocrati shel Chofesh Habitoi [Freedom of Expression], Iyunei Mishpat 20 (1996-97) 377.

 

Jewish Law Sources Cited:

[50] Babylonian Talmud, Tractate Baba Metzia, 30B.

[51] Babylonian Talmud, Tractate Yoma, 9B.

[52] Etz Yosef, Ein Ya’akov, Tractate Baba Metzia 30.

[53] Rabbi Shmuel Eliezer Edels (Maharsha), Baba Metzia, 30.

[54] Shulchan Aruch, Choshen Hamishpat, 12B.

[55] Rabbi Moshe Isserlis (Rama), Shulchan Aruch, Choshen Hamishpat, 12B.

[56] Babylonian Talmud, Tractate Sanhedrin 74A-B.

[57] Rabbi Moshe ben Maimon (Maimonides), Basic Laws of the Torah, ch.5, laws 2-4.

[58] Responsa Tzitz Eliezer, part 9, 14, ch. 100B.

[59] Responsa Yabia Omer, part 7, Yoreh Deah, 32, ch. 100B.

 

Appeal of the decision of the Tel Aviv/Jaffa District Court (Judge. Y. Zeft) from 22.7.1997 in DC 657/97. The appeal was granted by majority opinion, with Justice I. Englard dissenting.

 

Gali Bar-El, Uri Regev – for the appellant;

Yair Shilo – for the respondent.

 

 

JUDGMENT

Justice M. Cheshin

1. Regarding gravestones, what should be inscribed upon them? What should an epitaph record? Who should decide these things? After all, it is only family and friends who will visit the grave. They are the ones who will remember the deceased; it is they who will come to cry and grieve. But are they the ones who should decide how the deceased should be memorialized on his or her gravestone, or is that the role of another party, for example, the Jewish burial society? Perhaps it should be decided by the municipal rabbi – each rabbi for his own municipality? Or perhaps another authority should make this decision?

The courts have dealt with these questions several times regarding both civilian and military cemeteries. The first time was in CA 280/71 Gideon v. Jewish Burial Society (hereinafter – Gideon [1]), followed by HCJ 532/74 Ben-Ze’ev v. Public Council for the Memorialization of the Soldier [2], CA 492/79 Moses v. Jerusalem Community Jewish Burial Society [3], HCJ 556/83 Best v. Defense Minister [4], and HCJ 1438/91 Ginossar v. Defense Minister [5].  After these, came CA 294/91 Jerusalem Community Jewish Burial Society v. Kestenbaum (hereinafter – Kestenbaum [6]) which was followed by Wechselbaum; first in the High Court of Justice (HCJ 5688/92 Wechselbaum v. Defense Minister [7]) and then in a further hearing (HCJFH 3299/93 Wechselbaum v. Defense Minister [8]). After Wechselbaum [7] [8] came Bargur, which was also heard twice (HCJ 3807/96 Bargur v. Defense Minister [9] and HCJ 5843/97 Bargur v. Defense Minister [10]). The district courts have also addressed this question more than once (in addition to those cases that came before the Supreme Court on appeal). See e.g. HM (TA) 752/94 Burgman v. Rishon Lezion Jewish Burial Society (the Burgman case) [42]); HM (TA) 1275/93 Kagan v. Rishon Lezion Jewish Burial Society [43]; HM (TA) 200585/98 Sasson v. Herzliya Jewish Burial Society [44] and others. To all these, add the Right to Alternative Civil Burial Law, 1996, and the regulations pursuant to the law, as well as HC 619/97 MK Tzuker v. Minister of Religious Affairs (currently pending before the Court).

I would be surprised if there is another nation or language that occupies itself so passionately and intensively with the issue of what should be inscribed on gravestones; occupies itself continuously, and yet cannot settle on a standard.

The Facts

2. On December 7 1996 (Kislev 26 5757), Mrs. Rosa Greitel passed away. The deceased’s family wished to bury her, as is customary, in her home town – the city of Rishon Lezion. The Rishon Lezion Jewish Burial Society responded to their request, and she was interred in the cemetery under its management, which is the only one in the city. Thereafter, the family requested that the deceased’s name be inscribed on her gravestone in both Hebrew and Latin characters, and that her birth date and death date be recorded according to the standard Gregorian calendar, as well as the Hebrew calendar. The Jewish burial society initially refused both these requests – the inscription in foreign lettering and the Gregorian dates. Later, after the Rishon Lezion Jewish Burial Society’s chief rabbi, Rabbi Breuer, gave a dispensation, it allowed the deceased’s first name (Rosa) to be inscribed in Latin characters. However, the burial society stood firm and refused to grant the family’s wish regarding the Gregorian birth and death dates.

In refusing to grant the family’s wishes, the Jewish burial society relied on the ruling of its chief rabbi, and when the family applied to Rabbi Breuer directly for a dispensation – they encountered an absolute refusal. The family pointed out that the very same cemetery already contained gravestones bearing Gregorian dates. Rabbi Breuer’s answer was that, although it had been permitted in the past, since his appointment as rabbi of the local Jewish burial society, he had not allowed Gregorian dates of birth and death to be inscribed on gravestones. The family then appealed to Rabbi Wolfa, the chief rabbi of Rishon Lezion, and to the Jewish burial society rabbi in charge of the Jerusalem district, but to no avail. The rabbis responded by referring the family back to Rabbi Breuer, who stood by his ruling. Since all other avenues were closed, the deceased’s daughter – Dr. Fredrika Shavit – applied to the Tel Aviv-Jaffa District Court, requesting that it uphold and formally acknowledge her right to engrave Gregorian dates of birth and death on her mother’s gravestone.

In the district court, Judge J. Zeft rejected Dr. Shavit’s request, and that rejection is the subject of this appeal.

Legal Background – Gideon [1] and Kestenbaum [6]

3. It seems I was naïve in believing that the courts must follow in the footsteps of previous rulings. First there was Gideon [1], in which the Court – in a majority opinion – ruled that everyone has the right to carve standard Gregorian dates of birth and death on a gravestone (in that case, on a father’s grave). The judgment of Justice Etzioni – which Justice Berenson joined – gives us a clear and explicit ruling, in precise and unambiguous language, and those who study it will understand it perfectly. Judge Etzioni wrote, for example:

No one in the world disputes the right of people to honor the memories of their loved ones who have departed from this world in the way that they see fit, in line with their way of life and traditions, providing they do not harm the legitimate sensibilities and interests of others. It is also clear that a cemetery is a place not only for burying the dead but also for expressing the love and respect the living continue to feel for the departed.

Gideon [1] at 23.

 

He continued:

This is simply an arbitrary negation of the right to use the standard calendar to record the dates of birth and death of a person whose life revolved around this calendar!

Id.

What more is there to add? The Court has established its ruling on the matter, that the prohibition on carving Gregorian birth and death dates is a “restrictive condition” that is discriminatory under section 14 of the Standard Contracts Law, 1964.

4. After the Gideon [1] judgment was handed down in 1972, there was an 18-year respite on this issue – until Kestenbaum [6]. In that case, Mr. Kestenbaum asked the district court to allow him to inscribe on his late wife’s gravestone her name in Latin characters and her birth and death dates according to the Gregorian calendar. The district court ruled in favor of the plaintiff, and the Supreme Court rejected the appeal of the Jewish burial society by majority opinion. The judgment took up 62 closely-typed pages, and I can’t think of even one aspect that the Court did not consider and thoroughly delve into. The common denominator in the reasoning of the majority on the panel was their different interpretations of “public policy,” in the broad sense of the concept. President Shamgar emphasized in his remarks that the principles of public law necessitate a ruling in favor of the petitioner. He added that such a conclusion is also required by the provisions of the Standard Contracts Law, 1982, and also by public policy as elucidated in section 30 of the Contracts Law (General Section), 1973.

Justice Barak also found that the need to favor the petitioner flowed from principles of public law and provisions of the Standard Contracts Law, but in his view, the real flaw in the Jewish burial society’s decision was that it violated public policy. Thus Justice Barak said “… the main point of the legal problem before us is not the actions of the Jewish burial society in areas of public law, and not even in its overstepping the bounds of the Standard Contracts Law. The heart of the problem is really the application of the principles of public law – values such as the Hebrew language, human dignity and tolerance – in the areas of private law.” Kestenbaum [6] at 529. In his subsequent remarks, Justice Barak pointed to the framework-principles of private law – such as principles of good faith and public policy – and ruled that these comprise the basic principles of law and the fundamental social outlook upon which the legal system is founded. His conclusion was that the Jewish burial society’s decision that the name of the deceased could be inscribed in Hebrew letters only violates public policy in that it is a mortal blow to human dignity – the dignity of both the living and the dead: “The source of the blow to human dignity is the negation of the freedom to inscribe on the gravestone whatever the deceased (in his or her lifetime) and his or her family (after his or her death) wish to be inscribed.” Id. at 523. The value of human dignity supersedes all other values with which it may come into conflict.

We wished to mention several more things that the Court ruled in Kestenbaum, but since the judgment is overflowing with words of wisdom and ethics, and out of fear that asserting one ethical stance might denigrate others, we decided not to cite them here. We refer the reader therefore to Kestenbaum [6], and each can draw his or her own conclusions.

5. I accept the words of my colleagues and their opinions in both cases. The truth is that the essence of all three reasons for the ruling in Kestenbaum [6] comes from the same source. I raised a similar idea in CA 1795/93 Egged Members’ Pension Fund v. Ya’acov [11]. In that matter, the regulations of a cooperative society were at issue, and the question was whether it was right and fitting to invalidate a particular regulation as illegal. My colleague, Justice Englard, believed that it was appropriate to void that regulation because it was a discriminatory condition under the provisions the Standard Contracts Law. Unlike my colleague, Justice Englard, my colleague, Justice Turkel, felt that the Standard Contracts Law did not apply to regulations of a cooperative, yet his conclusion was also that a regulation must be voided when it clashes with public policy under section 30 of the Contracts Law (General Section). When I read the words of my colleagues on that occasion, I was at a loss to understand the need for such hair-splitting arguments, since the conclusions were almost identical.

I wrote there that public policy “is the wellspring and the source from which the tributaries of norms flow out to all corners of the law.” CA 1795/93 Egged Members’ Pension Fund v. Ya’acov [11] at 467. I continued:

“Public policy” dwells in the royal capital of the kingdom of contracts, and it sends its envoys to all the principalities of contracts. One of these is the principality of Standard Contracts. When settling down in the principality of Standard Contracts, the envoy of public policy seeks to assimilate into the local people and merit a local title of its own, a title that will make it feel at home. It receives the ironic title of “the discriminatory condition.” In coming to the principality of Standard Contracts, public policy metamorphoses into “the discriminatory condition.” The concept of the discriminatory condition consists of the re-crystallization of public policy in the principality of Standard Contracts. In other words, in the relationship between the “supplier” and the “customer” – the two parties involved the Standard Contracts Law – public policy is represented by the discriminatory condition, and the discriminatory condition is public policy.

Id. at 467-68.

 

As it was in that case, so it is here. The Court arrived at the same conclusion in both Gideon [1] and Kestenbaum [6]. This was no coincidence. The same fundamental principles embedded deep in our hearts – human dignity, tolerance, the social need to contribute and not just to take, the rights of the individual, freedom of conscience and expression, freedom of thought and action as befits a free society – are what guided Justice Etzioni’s pen as he wrote his decision, and what cleared the path for President Shamgar and Justice Barak to say what they said. Thus the Court emphasized further – both in Gideon [1] and Kestenbaum [6] – that the rights of an individual can be stopped in their tracks, can be limited, where they are hurtling toward a severe head-on collision with the equally-ranked rights of another. Thus, for example, we will not allow substantial harm to the sensibilities of another. If someone wishes to inscribe on the grave of his father or mother – in a Jewish cemetery – a Christian cross, I assume that the Court would not fault a decision of the Jewish burial society to forbid it. It was not so in the cases of Gideon [1] and Kestenbaum [6], which dealt only with carving names in foreign characters (as well as Hebrew writing) and inscribing Gregorian dates of birth and death.

6. Those were the rulings in Gideon [1] and Kestenbaum [6]. At issue in those hearing was what was permitted in gravestone inscriptions, and the Court delved into and solved every aspect of the problem. It addressed all differences of opinion, weighed in on every question, and handed down its ruling. The decisions are clear, and there are no ambiguities or doubts in them. In my naiveté, I thought that these rulings established everything needed to make a decision in the case before us. How is it, therefore, that the lower court refused to follow these rulings?  Why and wherefore did the lower court see a need to carve out a new path for itself and refuse to take the path which had already been well-signposted? It is understood that the district court relied primarily on a law passed after the Gideon [1] and Kestenbaum [6] rulings, that is, the Right to Alternative Civil Burial Law, 1996 (hereinafter – the Alternative Burial Law). In the lower court’s opinion, this law overturned the Gideon-Kestenbaum ruling.

We all agree, of course, that a later law can supersede a law or ruling that precedes it, so the question is whether this particular law indeed irreconcilably contradicted the rulings that preceded it. This, put simply, is the doctrine of “implied negation.” Therefore we will briefly review the Alternative Burial Law, and afterward address its relationship to the Gideon-Kestenbaum ruling.

The Alternative Burial Law

7. The Alternative Burial Law – a brief and concise law – is known by the full name of the Right to Alternative Civilian Burial Law. In the words of section 2 of the law: “Everyone has the right to a burial which accords with one’s ideology in an alternative civilian cemetery if one so chooses…” The law further established (section 3) that “burial is conducted while preserving the dignity of the dead.”  The law originated with a bill proposed by Members of Knesset David Zucker and Binyamin Temkin, who explained their aims as follows:

Everyone who dies in Israel has the right to be buried in a dignified manner (section 3) appropriate to their ideology. Therefore it is proposed not to impose upon the burial process to religious practices which are sometimes foreign to the ideology of the deceased.

Right to Alternative Civilian Burial Bill, 1996 at 600.

 

The bill continues:

It is proposed to solve the problem of the burial of Jews who do not identify themselves with Judaism or any other recognized religion and who wish for a burial in line with the principles and ideology by which they lived their lives.

It is also proposed to solve the problem of the burial of those without a recognized religious affiliation.

Under the legislation, the Minister of Religious Affairs will designate places to be used as alternative civilian cemeteries, which will be located in the different regions of the country at reasonable distances from each other. Sec. 4. The alternative civilian cemeteries are supposed to be administered by burial cooperatives. Sec. 5. The Minister of Religious Affairs is authorized to create regulations for the implementation of the law, including regulations for licensing burial cooperatives and acceptable burial practices. Sec. 6.

Our opinion is that the law – as its name suggests – refers to alternative civilian burial, In other words: the norm is burial in a regular cemetery, but one has the right to an alternative if one expresses this desire. Section 2, as we have seen, sets down the right of a person to choose to be buried in an alternative civilian cemetery, and the same section further states that “the choice can be expressed in his legal will or in any other way.” Therefore, one who wishes – when the time comes – to be given an alternative civilian burial bears the burden of making sure this desire is expressed. It can be assumed that if close family members say that this was indeed the will of the deceased, those wishes should be respected.

The Alternative Burial Law is a framework law: a law that acknowledges fundamental rights and outlines the principles of their implementation in the future by the individual appointed to the task. That is its charm. That is also its hindrance.

8. The authorities did not hasten to implement the law. Thus, for example, even though the law was passed on March 21, 1996, no regulations were instated for two and a half years until the Right to Alternative Civilian Burial Regulations (Licensing Burial Cooperatives and Establishing Burial Procedures) was published on December 17, 1998, to be implemented 30 days later. It is clear that these regulations were only instated following a petition brought before the High Court of Justice discussed below.

This was the course of events: the Minister of Religious Affairs dragged his feet in creating regulations for the implementation of the Alternative Burial Law, and since he did not designate – as was his obligation under section 4(a) of the law – sites for alternative civilian cemeteries, MKs David Zucker and Binyamin Temkin – the initiators of the law – and with them Mr. Erez Epstein, petitioned the High Court of Justice, requesting that it order the Minister of Religious Affairs to fulfill the tasks assigned to him by the law. This petition (HCJ 619/97) was brought before the Court on January 27, 1997 – some ten months after the law went into effect – and it is still pending today. Almost two years after the petition was filed, the Minister of Religious Affairs established those regulations mentioned above, and in doing so, one of the requests of the petitioners was addressed. Their other request – regarding the designation of sites for alternative burial – is yet to be addressed, despite certain actions taken towards the implementation of the law.

9. The situation is that the Alternative Burial Law – at this time – is nothing more than the “dry bones” of a law: it is not fleshed out, and there is no life in it. The petition which seeks to force the authorities to carry out the tasks entrusted to them is still pending before this court.

Here we conclude the initial sections dealing with the issue of the Alternative Burial Law, and now we will move to the judgment of the lower court.

Why did the district court deviate from the ruling of Gideon-Kestenbaum?

10. Initially, the judgment of the lower court cites the ruling of Kestenbaum [6] – upon which the appellant relies – and continues by ruling that since the judgment was handed down, circumstances have changed, due to the legislating of the Alternative Burial Law. This law, the court ruled, “frees anyone who desires a different sort of burial from burial according to religious precepts and rites.” Therefore, the implication of the law, that is “the flip side of the coin,” is that the Jewish burial society acquires every right to insist on the burial rites it considers acceptable. As the court put it:

Since the judgment in CA 294/91 [Kestenbaum [6] – M.Ch.], circumstances have changed. On March 21, 1996, the Right to Alternative Civilian Burial Law, 1996 was published …

This law frees anyone who desires a different sort of burial from burial according to religious precepts and rites, providing cemeteries designated for this purpose in different regions of the country, spaced apart at reasonable distances, and managed by burial cooperatives. The “flip side” of this law, that which we deduce from it, is that Jewish burial societies acquire the option of insisting that burials carried in cemeteries under their management be done according to the Jewish laws and rites accepted in their community.

Even though CA 294/91 [6] established that the laws of tolerance and respect for individual liberty oblige the Jewish burial society to allow deviation from what it considers appropriate for a Jewish cemetery in the State of Israel, the legislature had a different view:

One who wishes to have a burial in accordance with one’s personal ideology will be interred in a civilian cemetery. There, one can realize one’s right to be buried according to one’s views and wishes, and not in the cemeteries belonging to the Jewish burial societies. This law nullifies the basis of the ruling in CA 294/91 [6], according to which a cemetery with a religious character must respect the wishes of the individual even if they do not coincide with the rites and precepts considered appropriate by the management and owners. In its place, the legislature established the principle of separation between cemeteries where burials take place according to religious precepts and rites and cemeteries where burials reflect the particular ideology of the deceased, as expressed in his legal will or through other means.

In other words, the Alternative Burial Law sets new obligations and also voids existing obligations. In terms of the new obligations, we learn that alternative civilian cemeteries must be established. In terms of voided obligations, we learn of the nullification (through an “overturning effect” or the “flip side of the coin” as the lower court put it) of the principle established in Kestenbaum [6] (and in Gideon [1]) regarding respecting the wishes of an individual. In as much as the new law gave the individual the option of being buried according to his personal wishes in an alternative civilian cemetery, there is no longer any reason to force Jewish burial societies to accede to the wishes of individuals.

The court agrees, that indeed, the Alternative Burial Law has yet to be implemented, since alternative civilian cemeteries have not yet been established, but in its opinion this fact does not “justify coercing the respondent [the Jewish burial society – M.Ch.], in the interim period (until the alternative civilian cemeteries are established), to deviate from the standards it considers acceptable based on the ruling of the local rabbi, according to the law and custom of the community.” The court further ruled that the Alternative Burial Law does not have any transitional provisions and that “the rights established by it, like the principle of separation of religious burial sites and alternative burial sites,” have “immediate application” (The court was referring both to the provisions of the statute themselves as well as "the flip side of the coin"). The Jewish burial society “has no … influence on the pace of activity of the Minister … and is not responsible for his actions or omissions. The request for a right based on the law must be addressed to the Minister, and not to the respondent.”

The lower court additionally ruled that there are cemeteries in the vicinity of Rishon Lezion (the Holon Cemetery and the Yarkon Cemetery) run by Jewish burial societies that allow the inscription of Gregorian dates of birth and death on gravestones. Thus, as the court said, “The right to a gravestone to the taste and personal philosophy of the deceased can be realized at a reasonable distance from Rishon Lezion, and it is therefore unjust to force the respondent to overturn the municipal rabbi’s ruling regarding burial practices appropriate in a Jewish cemetery in Israel.”

The appellant has rejected these claims one by one, and below we will address these arguments.

Regarding the “Overturning Effect” of the Alternative Burial Law

11. There is no argument that the Alternative Burial Law introduced a significant change to the laws of burial in Israel. Before it existed, the Jewish burial societies in this country held a kind of monopoly on the burial of Jews. The law is meant to pave the way for burial corporations other than Jewish burial societies and the establishment of alternative civilian cemeteries in which people may be buried, if they so choose, in ways other than according to the Orthodox Jewish tradition. The question is if the law has an “overturning effect” which negates Gideon-Kestenbaum and frees the Jewish burial society from the yoke of these rulings. The lower court ruled thus – that the Alternative Burial Law does indeed overturn Gideon-Kestenbaum – but we find it difficult to accept this stance.

12. First of all, it must be said – though this is not main point – that the stance of the lower court troubles us deeply, and not only because the Alternative Burial Law is currently a mere “skeleton” of a law. The statement that “a person has the right to be buried according to his ideology in an alternative civilian cemetery if he so chooses” – as per section 2 of the law – is at present just empty words far from the reality. Alternative civilian cemeteries have not been established – it has not even been announced when they will be established – and I have difficulty accepting that the mere existence of a law is capable of overturning a court ruling.

“Alternative relief” must fulfill two conditions to be considered in effect: First, there must be relief, and second, this relief must be current, effective, and available to those who seek it. In this case, the appellant does not currently have access to relief and there is certainly no effective relief. In other words: in the present situation, alternative burial does not exist. In light of this, we have trouble understanding how the Rishon Lezion Jewish Burial Society can shed its obligations to the general public – to the residents of the city that it is supposed to serve – which it has borne at least since Gideon-Kestenbaum. It makes a mockery of a person's dignity to tell the appellant that she must go to the Minister and complain about the delay in the implementation of the law. Can one postpone the day of one’s death until the alternative cemeteries are ready? However, we will not rest with this reason alone. We will now discuss the law as though the alternative civilian cemeteries had been established, thus reaching the heart of the matter.

13. The whole truth is that every statutory arrangement has an “overturning effect,” that is the “flip side of the coin,” as the lower court put it. We commented on this in LCA 5768/94 ASHIR Import, Manufacturing and Distribution v. Forum Accessories and Consumables (hereinafter – ASHIR [12]):

Just as there is no person without a shadow, thus – in principle – there is no statutory arrangement without an overturning effect following in its wake. Just as a shadow follows its owner wherever he goes, the overturning effect follows the statutory arrangement. The shadow cast by the overturning effect may be small or large, however there will always be an overturning effect of some sort.

Id. at 402-03.

 

And what is this overturning effect?

…the overturning effect that is evident from the structure of a law – and which surrounds the law on all sides – is an implied expression of the exclusiveness of the law in certain areas and is similar to the negating of a law (or ruling) by a subsequent law.

Id. at 393-94.

 

The overturning effect – the shadow of a law – accompanies the law, and there is no such thing as a shadow that is its own master. The overturning effect will be guided by the provisions of the law that are on the surface as well as the law’s very foundations, and an overturning effect cannot exist independently. In our case, we could say the overturning effect that envelopes the Alternative Burial Law is that after the law goes into effect, there will be no dispensation to perform “alternative” burials except according to the provisions of the law. However we did not say that this is in fact the real overturning effect of the law. All we are saying is that the overturning effect is likely to be guided by the express provisions of the law.

We find it hard to understand how it is possible, from the law’s provisions, to extrapolate – as something self-evident – the “principle of segregation” to which the lower court refers. Under the district court’s interpretation, after the law goes into effect, there are two kinds of burials: “religious burial” – each place according to its own custom – and “alternative burial.” Apparently, the mere existence of the alternative burial option makes the Jewish burial society master of its domain, free of the yokes of public law, public policy, and the Standard Contracts Law – everything that guided the Gideon-Kestenbaum ruling. The lower court assigned the Alternative Burial Law a shadow that is much longer and broader than the Alternative Burial Law is capable of bearing, a shadow that would only be appropriate were it accompanied by an explicit and broad statutory arrangement for areas relating to the Alternative Burial Law, at least in its present framework.

14. Moreover, the original intention of the Alternative Burial Law, in principle, was to add an alternative to the accepted way to burial – for those who desire a burial in line with their personal ideology as opposed to the common practices in our community. The law was intended to create an alternative, not to diminish the existing option, and the addition does not detract from the obligations borne by the Jewish burial society – every Jewish burial society – in its area. To say that the establishment of the Right to Alternative Burial intended – through an overturning effect – to negate the right to non-Hebrew writing and Gregorian dates on a gravestone is a non-sequitur. Establishing the right of a person to an alternative burial according to his or her ideology does not mean that the right of this same person to non-Hebrew writing on a gravestone in a regular cemetery is negated, even though this right was established before alternative burial existed. We have not found in the Alternative Burial Law any suggestion that, after it goes into effect, the Jewish burial societies acquire the right to impose demands that ex hypothesi – according to the Gideon-Kestenbaum ruling – violate human dignity, violate public policy, subvert the principles of public law, and are prohibited under the Standard Contracts Law.

15. The subject of the overturning effect is inextricably bound up with the subject of implied rescission. See our remarks in CA 6821/93 United Mizrachi Bank. v. Migdal Agricultural Cooperative [13] at 554-57, and ASHIR [12], supra, at 393-403. The lower court effectively held that the Alternative Burial Law implied the rescission of the ruling of Gideon-Kestenbaum. We cannot agree with this conclusion. A ruling made by the Supreme Court bases itself on basic principles of the legal system in Israel – human dignity, public policy, the principles of public law – and it is so sturdy and strong, that we find it difficult to accept that it was rescinded by implication, allegedly, simply due to the passing of the Alternative Burial Law; that the wind that the Alternative Burial Law blew in through its passage whisked away the Gideon-Kestenbaum ruling, until it disappeared, as though it had never existed.  In order to overturn a ruling such as Gideon-Kestenbaum – a ruling that anchors itself in basic human rights – we would expect to find an explicit provision in the new law. We have not found such a provision.

In other words, the ruling gave the appellant the right to inscribe the Gregorian birth and death dates on her mother’s gravestone, and we haven’t found anything in the provisions of the Alternative Burial Law – neither in the express provisions nor in the implied provisions – to negate this right as if it never existed. This was so even before the establishment of the Basic Laws. Compare with HCJ 337/81 Miterani v. Minister of Transportation [14] at 358-59. The point is that to negate fundamental rights – or to limit the scope of their application – clear and explicit legislation is necessary. We cannot settle for an overturning effect. If this was the case before the Basic Laws, it is true all the more so after their passage, because now the Basic Law: Human Dignity and Liberty directly protects human dignity, and it is based on the same unshakable foundation as the Gideon-Kestenbaum ruling.

16. Furthermore, the introduction of the Basic Law reinforced a principle that was accepted previously. This was the intention of the limitation clause of Basic Law: Human Dignity and Liberty (section 8), according to which – whether directly or by association – a legal provision may violate basic rights only if it meets the following basic conditions: it befits the values of the State of Israel; it was enacted for a proper purpose; and it causes harm to an extent no greater than is necessary. On this last condition, see President Barak’s opinion in HCJ 5016/96 Horev v. Minister of Transportation (hereinafter – Bar-Ilan Street [15]) at 53-54 and the precedents cited above, including HCJ 3648/97 Stemaka v. Minister of the Interior [16] at 776 and others.

In Kestenbaum [6], Justice Barak said the following:

Human dignity in Israel is not a metaphor. It is the reality, and we draw operative conclusions from it. In the matter before us, the necessary conclusion is that a government agency’s general mandate to carry out certain activities – for example, the management of a cemetery – should not be interpreted to mean that this same government agency is licensed to cause serious and severe harm to the human dignity of those involved in this case. A government authority that seeks to infringe on human dignity must have explicit and clear authorization from the legislature, and since the legislation of the Basic Law: Human Dignity and Liberty, this agreement needs to be anchored in a law “that befits the values of the State of Israel, was enacted for a proper purpose, and [causes harm] to an extent no greater than is necessary” (sec. 8). This basic concept – the need for an explicit statutory provision that allows for harm to human dignity – is not new to us. We have always accepted that a government agency is not entitled to infringe upon basic rights without explicit authorization to do so … today another requirement was added to the essence of this law.

Id. at 524.

 

Thus we have difficulty – very great difficulty – in accepting an interpretation of the Alternative Burial Law which effectively sweeps by the wayside a right that the Gideon-Kestenbaum ruling views as extrapolated from human dignity, public policy, and the very core of public law. We reject this interpretation outright.

Additionally, if indeed the Jewish burial society has a “dual character” – as ruled in Kestenbaum [6] – then it is subject to public law. See Kestenbaum [6] at 484-85, 490-92, 517-19. See also CA 3414/93 On v. Diamond Exchange Industries (1965) (hereinafter – On [17]); E. Benvenisti, Tchulat Hamishpat Haminhali al Gufim Pratiim [Administrative Law, Private Bodies] [48]. We also note that the Jewish burial society is subject to public law, because it fulfills a public and social duty by law. Human dignity and public policy lead us directly to the obligation of the Jewish burial society to act in accordance with the Gideon-Kestenbaum ruling. Taking all this into account, I am frankly stunned that the Jewish burial society can shed its obligations with no more justification than an implied rescission and a conceptual overturning effect. The nullification of the Gideon-Kestenbaum ruling requires far greater force than that which an overturning effect and implied rescission can provide.

The Claim of the Jewish Burial Society That It Is a Private Non-profit Organization

17. The Jewish burial society claims that the Gideon-Kestenbaum ruling does not apply to it for the following reason: unlike the Jewish burial societies involved in Gideon [1] and Kestenbaum [6], it is a private non-profit organization. It is entirely unaffiliated with the Rishon Lezion Religious Council, and the land of the cemetery is under its ownership, it having purchased the land for full value. In light of this, the respondent claims, it follows that the Jewish burial society may act as it sees fit and is allowed to impose its will on the appellant regarding inscriptions on gravestones. This claim is not acceptable to us in the present case. No doubt this is also the respondent’s position on the application of the Standard Contracts Law to the relations between the Jewish burial society and the appellant. This is also its position on the application of public law and, of course, public policy.

The cornerstone of the Gideon-Kestenbaum ruling was as follows: Jewish burial societies were formally born into the family of private law. However, due to the nature of their work, they have transformed into dual-character bodies, subject to private law and also to principles of public law. President Shamgar said in Kestenbaum [6] (at 484) that the role of the Jewish burial society is “… essentially public, both formally and as part of its character …” The nature of the activities of the Jewish burial society has not changed; its religious character is an intrinsic part of its essence, and it brought us to the Gideon-Kestenbaum ruling.

Indeed, the fact that certain land is owned by a private body does not in itself exempt that body – always and under all circumstances – from principles of public law. Private property may have a public character due to the nature of its use, and this character in itself brings principles of public law to bear on the [owner – ed.], obligating it. See, e.g. On [17] supra. See also HCJ 2481/93 Dayan v. Jerusalem District Commander [18]; A. Dayan-Orbach, Hamodel Hademocrati shel Chofesh Habitoi [Freedom of Expression] [49] at 422. Certainly, these issues apply to the Jewish burial society we now address, which is a community Jewish burial society. In fact, it is the one and only Jewish burial society in Rishon Lezion.

The Jewish burial society before us will be judged in the same way as other Jewish burial societies, and laws that relate to other Jewish burial societies also relate to this one.

The Ruling of the Rabbi of the Jewish Burial Society; Human Dignity; the Private Domain and the Public Domain

18. The Jewish burial society also claims that it must bow to the Jewish legal ruling of its chief rabbi and to the orders of the chief rabbi of Rishon Lezion, and that these rulings forbid it to carve foreign letters and Gregorian dates of birth and death. This claim is not acceptable to us either.

First of all, this notion was already discussed in Gideon [1] and Kestenbaum [6], and despite the Jewish legal opinions that were presented, the Court ruled against the Jewish burial society – not once but twice. We note in particular the words of Deputy President Justice Elon in Kestenbaum [6] (at 488-89, 499-503). Even though the Deputy President was in the minority in the final judgment, on this issue, he  wrote about the opinion of the panel.

Secondly, it is known that there is no sweeping and comprehensive Jewish law that prohibits the carving of foreign characters or Gregorian birth and death dates on a gravestone. In many cemeteries in Israel, there is no such prohibition. See e.g. President Shamgar’s opinion in Kestenbaum [6] supra, at 483, and Justice Etzioni’s opinion in Gideon [1], supra, at 19. The Jewish burial societies in those places allow families, if they so desire, to inscribe the names of the deceased in foreign lettering and the dates of birth and death according to the Gregorian calendar.

Furthermore, even in the Rishon Lezion cemetery there are gravestones bearing non-Hebrew script and Gregorian dates, but according to the rabbi of the Jewish burial society they date from before his appointment to his post, and since he arrived he has forbidden the practice. This claim [of the rabbi – ed.] means that the rabbi of each Jewish burial society – or each local rabbi – is allowed to permit or prohibit at will, and the whole community must obey him. In the cemetery of the Jewish burial society of Tel Aviv, there is no such prohibition – neither from the rabbi of the Jewish burial society nor the local rabbi – on inscribing foreign characters or Gregorian dates. Nevertheless, if at some future date, a new rabbi suddenly popped up in Tel Aviv and decided to get strict, then, according to the claim of the Jewish burial society, his prohibition would be binding.

This ruling giving the local rabbi the last word in his area – the concept of the “local rabbinic authority” – is only binding among the religiously observant public or through an express law of the state. In former days, and in Jewish communities that were dispersed among the nations in many lands, this was Jewish Law, and there was no other. This is still Jewish Law in Jewish communities in the Diaspora in the present day. See 1 Menachem Elon, Jewish Law [45] at 547.

The case is different here in Israel, as we have been gathered back to our homeland. I can find no good reason – in terms of the laws of state – to impose the ruling of the local rabbinic authority on all – on those who are religiously observant and those who are non-religious – as if it were the law of the state. Thus, we can in no way accept the behavior of the rabbi of the Jewish burial society, who tried to impose his decision on the entire community, on the religiously observant and on the non-religious. The more we contemplate such an imposition, the more we are shocked.

Take Rehovot and Ness Ziona, Tel Aviv and Jaffa, Ramat Gan and Givatayim, Holon and Bat Yam, Haifa and its bayside suburbs – gravestones erected in all of these localities may be inscribed with the Gregorian birth and death dates; it’s OK in all those places, but in Rishon Lezion, it is strictly forbidden. Since we know that the city limits of these places are set by the state and not by Jewish Law, as are the geographical areas of authority of their local rabbis, we must ask: what is the difference between Minsk and Pinsk [as the saying goes – trans.], such that in one city something is permissible, and in another, it is forbidden?

Some may answer that the Jewish burial society may impose the decision of the local rabbinic authority on the residents of Rishon Lezion simply because that is how Jewish Law works.  However, we find it neither legal nor just to force citizens to abide by prohibitions of the local rabbinic authority. The Gideon-Kestenbaum ruling lives on, as far as we are concerned, and has lost none of its force – neither its legal nor moral power.

Before me lies Talmud Tractate Yevamot, a large and weighty tome which commands respect. This edition was published by Rabbi Nachman Avraham Goldenberg in the year 5622 – “in Berlin, 1863.” Next to it is Tractate Nedarim which was published by the Widow and Brothers Ram Press, and its publication date – as printed on the front’s piece: 5657-1897. Similar is the Mishna Torah, the monumental work of the “great eagle, the illustrious rabbi, our teacher Moshe son of Maimon, blessed be the memory of the righteous.” This enormous and heavy volume “was meticulously proofread and brought to print” by Rabbi Nachman Avraham Goldenberg, and its year of publication is marked as 5622, “Berlin, 1862.” Also on my table, in its permanent place, is a Bible published by the Rabbi Kook Institute (proofread by Mordechai Breuer), and it dates to the year 1989. The Mishna with commentary by Rabbi Pinchas Kehati is from 1991; Volume 1 of the Talmudic Encyclopedia was printed in 5712-1951; the Rinat Yisrael prayer book edited by Shlomo Tal (fourth edition) is from 1983; and the eighth printing of the Complete Writings and Sayings of Moshe Sabar, published by the Rabbi Kook Institute, is from “5747 (1987).”

It would seem, therefore, that the prohibition against using the Gregorian calendar is not sweeping and comprehensive. In these circumstances, the Gideon-Kestenbaum ruling applies in every sense.

In the future, we might encounter a case of someone who wishes to carve a symbol of a cross on a gravestone, for example, but this is a different case and there is no need to elaborate on it further. The stringent ruling that we examine in the case at bar has already been addressed in Gideon [1] and Kestenbaum [6], and there is no need to repeat what has already been said.

19. The Jewish burial society made itself the “guardian” of the deceased who are buried in the Rishon Lezion cemetery – of them and their relatives – and it claims that the dignity of the dead and the sensibilities of their family members will be offended if there are gravestones inscribed with non-Hebrew letters and Gregorian dates in the cemetery. This claim is extremely surprising, all the more so because in other cemeteries in Israel, this prohibition has not been adopted. Are the people of Rishon Lezion different from other people in Israel? What singles them out from their compatriots? Is the sensitivity of the people of Rishon Lezion to non-Hebrew letters and Gregorian dates more acute than that of the rest of the population of Israel? There is no difference between the residents of Rishon Lezion and the residents of Greater Tel Aviv (for example), at least in the present matter. The only difference is the ruling of the rabbi of the Jewish burial society. But the ruling of the rabbi of the Jewish burial society does not obligate the entire public. On the other hand, the Gideon-Kestenbaum ruling is binding; it obligates even the rabbi of the Rishon Lezion Jewish burial society.

Additionally, as we have said, the Jewish burial society made itself the guardian of those buried in Rishon Lezion – of them, their relatives, and the feelings of these parties. However, the Court has not heard from the relatives of the deceased, and no complaint from their lips has reached us. The Jewish burial society’s claims have not left the realm of conjecture, and conjecture, of course, is limitless. We add, however, that even if someone did come before us with a complaint, it is doubtful that we would hear them. However, since no complaint was issued, there is certainly no need to bother with such never-ending conjecture.

20. This claim of harm to the dignity of the dead and the feelings of the families is not new to us. It came up in Kestenbaum [6], and the Court dealt with it comprehensively. Thus, for example, said President Shamgar:

A gravestone is not a public structure, but rather, first and foremost, a sign of the personal connection between the living, who keep the memory of the departed alive in their hearts, and those who have passed on; it is a memorial that is erected by those who will come to visit, that is intended, first and foremost, for them, and those concerned with it must be protected and distinguished.

One who erects a gravestone and another who comes to visit a different grave in the cemetery do not stand on the same plane. The general model needs to be that one who enters the space of his neighbor may not interfere needlessly with his life and sensibilities. Everyone must allow others the right and the freedom to do as they please, according to their own feelings and sensibilities, and tolerance is mandatory. People should not meddle in others’ business which is not relevant to them, though of course this does not refer to conditions that a reasonable person cannot accept.

Id.at 482.

 

My colleague Justice Barak expounded on the subject of human dignity, but we should pay particular attention to his comments on the dignity of the dead; in Kestenbaum [6], Justice Barak wrote the following about inscriptions on gravestones:

Insisting on exclusively Hebrew writing on the gravestone of a Jew, against his or her will, causes serious and severe harm to that person. This is not the hyper-sensitivity of an extremist Jew. This is an ‘ordinary person,’ who has no extraordinary sensitivities, and who is seriously harmed if he or she is powerless to choose an inscription in the language which he or she deem most appropriate to memorialize himself or herself or a loved one. Human dignity does not just refer to the dignity of living people. It includes dignity after death as well. It is also the dignity of those dear to the deceased, who keep his or her memory alive in their hearts. This dignity is expressed, among other ways, in the erection of a gravestone, in visits to the cemetery on annual memorial days, in public ceremonies, and the upkeep of the grave. This is the connection – sometimes rational and sometimes irrational – between the living and the dead, that crystallizes the humanity within us and gives expression to our souls' longed-for wishes. This is the ‘hand of memory’ that the living extend to the dead. This is the external expression that reflects the internal connection between the generations. Recognition of human dignity mandates giving people the freedom to inscribe gravestones in the way they see fit. The negation of this freedom and the imposition of exclusively Hebrew writing constitute a severe and serious violation of the fundamental value of human dignity. More precisely, a violation of human dignity occurs when someone is denied the liberty to carve an epitaph as the deceased (in his or her lifetime) and the family (after the death) wish to carve it.

Id. at 523.

 

21. In HCJ 3872/93 Meatrael v. The Prime Minister and Minister of Religious Affairs (hereinafter – Meatrael [19]) I discussed freedom of religion and freedom from religion, and, in the course of discussing these principles, I spoke about the private domain, the public domain, and what lies in between. Among other things, I wrote the following:

Allow me perhaps to pinpoint the principle that guides relations between religion and state with a saying (drawn from a very different context, and polished clean of its unwanted and irrelevant associations): Be a human being in the street and a Jew in the home. The public domain is the city street, and the private domain is one’s home. The state and its representatives – be they the government, the administration, or the courts – will safeguard and protect the freedom of religion of a person in his or her home, but when one leaves one’s home and comes into the public domain, or into the private domain of another, one cannot force one’s will and opinion on another. The private domain belongs to the individual – it is the individual’s alone, and his or her authority reigns there – and the public domain belongs to everyone. The dignity of a Jew is a private matter, and the state will protect the individual’s right to behave as he or she chooses in the home (while still providing protection for others and maintaining public order) whether the person is religiously observant or non-observant. Not so in the public domain, where the need to maintain public order, acceptable behavior, and public peace is essential. As the saying goes, Torah goes well with decent behavior – Torah in a Jewish home and decent behavior to all Jewish people (including those at home) …

The observant population’s interests are quite weighty, perhaps even determinative, within the privacy of their own homes.  However, the further one travels from one’s home, and the closer one is to entering the public domain – or another’s private domain – or when one’s request involves one’s fellows’ rights, so too will the strength of his or her interests be weakened, because they will be balanced against the interests of his or her neighbor, in the latter’s public or private domain.

Id. at 507-08.

 

In Bar-Ilan Street [15], I also referred to the private domain and the public domain, and I said, inter alia:

As a general rule, the private domain belongs to the individual and the public domain to the public. A person’s home belongs to him or her and to his or her family; city streets belong to the entire community. This is also the case in relations between religion and state. Every person has the right to freedom of religion and freedom from religion in the private domain. The state and its emissaries must safeguard and protect this freedom, using all means available to them. This is the case with respect to the private domain, and it is equally the case regarding the public domain. In the private domain and in the public domain, the state will protect the individual’s right to freedom of religion and freedom from religion. This right of a person means that he or she cannot be coerced on issues of religion, in either direction. In the private domain, the state will preserve freedom of religion and freedom from religion because it is the private domain, and in the public domain, the state will preserve freedom of religion and freedom from religion, because it is the public domain. All this will be said and will be fulfilled, provided that order and public peace is preserved. See e.g. the Meatrael case at 507-09.

Our concern is with these two sets of pairs: individuals and the collective, the private domain and the public domain. Both these pairs relate to each other in certain ways. We can be sure of the following, subject to statute and constitution: neither an individual nor the collective can impose on another in the latter's private domain. Similarly, in the public domain, an individual will not be allowed to impose his or her will on another or on the collective. Our case raises a question with regard to the connection between the individual and the collective in the public domain. Is the public entitled to force its religious customs on the individual who finds himself or herself in the public domain, in its midst, and thus negate that individual’s right to freedom in the public domain? The Court touched on this issue in Meatrael [6] [as cited above – trans.].  

All this is to say that the collective bears a heavy burden whenever it seeks to deny the freedom of an individual situated in the public domain; to force practices that are religious in nature on that individual.

The private domain is distinct from the public domain. What is the private domain and what is the public domain with respect to freedom of religion and freedom from religion? All agree that a person’s home forms part of the private domain. Nevertheless, I believe that it is possible – and indeed proper – to expand that which is considered the private domain even beyond the four walls of one’s house and yard – though with great care. Take, for example, an observant neighborhood of alleys and narrow side streets upon which no stranger ever treads. It would not be an exaggeration to say that, regarding the public desecration of the Sabbath, even those alleys between houses should be deemed to be the observant residents’ private domain.

Id. at 142-43 {314-15}.

 

I made further remarks along the same lines.

22. A person’s grave and the monument that is upon it are both the private domain and the public domain simultaneously. Each dead person has his or her private domain, where he or she and the family do as they will. For example, in the home – while the deceased was still among the living – he or she may have talked with his or her family in a foreign language (Russian, German, English, Amharic), wrote in a non-Hebrew script (Russian, German, English, Amharic), and run his or her life – as most of us do – by the Gregorian calendar. A person and his or her language – the language of speech, the language of writing, the language of the calendar – are one.

Close family members may have related to the deceased only in that language and through the Gregorian calendar. That’s how they chatted among themselves, that’s how they wrote to each other, and now they wish to remember him or her as he or she was. They wish to continue to talk to their loved one in his or her language. They wish to imagine him or her as he or her was. They wish to read his or her name on the grave as they know is and see his or her birth date as he himself or she herself used to write it. Writing the name of the deceased only in Hebrew and recording the dates of birth and death only according to the Hebrew calendar create a psychological barrier between the family and the deceased, distancing the deceased from his or her loved ones.

This is an emotional matter – could it be irrational? Of course. But visiting graves is also an emotional matter. Yet this doesn’t prevent a mother who has lost her son from embracing the cold, dumb gravestone. It is nothing but arrogant and paternalistic coercion to tell that grieving mother that she must learn Hebrew – doesn’t she realize that she is in the Hebrew homeland now? – and that if she does as she is told, she will be able to read her son’s name in her (new) language and his birth and death dates by the Hebrew calendar.

This is the private domain.

Yet a cemetery is also the public domain, because gravestones are exposed for all to see, row after row, each one right beside the next, and people must walk among them to get to the one they seek. In a certain sense, a cemetery is like a shared house – or a common courtyard shared by adjacent houses – with one important difference: living neighbors will always part eventually, while neighbors in a cemetery will be neighbors forever (or until the resurrection of the dead, if you will).

A neighbor should always be careful to be a good neighbor, one who does not do things that will harm his or her neighbor. Thus, for example, a cross should not be carved on a Jewish grave, since a cross can harm – to an intolerable degree – the dignity of the dead neighbor and the feelings of his or her family. Just as a good neighbor does not make too much noise or create bad smells, the same principle should hold true in a cemetery. I am at a loss, however, to understand how the writing of a name in foreign letters – the letters the deceased lived by – will harm his or her neighbor. Didn’t that neighbor see foreign writing in his or her lifetime? Why would it harm him or her after death?

The case is the same with Gregorian dates of birth and death. Did that same neighbor not also live his or her life according to the Gregorian calendar? And if the neighbor did not run his or her own life that way, didn’t he or she have relatives, friends, and people all around who used that calendar? The deceased and the family and the deceased “neighbor” and family all have legitimate interests, but there is no equating the dignity of the deceased which we address in this case and that of her relatives with the dignity of some hypothetical deceased neighbor and his relatives. The dignity of the deceased we address – her dignity and that of her family – must be the determinative factor. The prohibition imposed by the Jewish burial society on the appellant transgresses – significantly – all acceptable bounds.

23. The Jewish burial society drew our attention to HM (TA) 752/94 Burgman v. Rishon Lezion Jewish Burial Society (hereinafter –Burgman [42]) heard in the district court before Judge Dr. G. Kling. Also in that case, the Jewish burial society (the very same one that is before us now) refused to all allow non-Hebrew writing or non-Hebrew dates on a gravestone. In that case, family members claimed that they ran their lives “… according to the Gregorian years, we are accustomed to using them. We are not familiar with nor do we understand the Hebrew calendar at all, and a significant portion of our family does not read or speak Hebrew ...” Moreover, the widower of the deceased in the case claimed: “I know and understand the wishes of my late wife and she would have preferred that her name be recorded on her gravestone in her mother tongue and that her birth and death dates be inscribed according to the standard calendar, in addition, of course, to Hebrew writing.” The widower further claimed: “I emphasize that I am not denigrating the Hebrew script – all that I ask for is the option to inscribe, in addition, the dates of birth and death of my late wife according to the standard calendar, and also her name in Cyrillic letters.”

Despite Kestenbaum [6], the court did not grant the plaintiffs their request, and it upheld the Jewish burial society’s refusal. The court explained that it must differ from Kestenbaum [6], and its opinion cited several reasons. The main one was that in Kestenbaum [6], the Jewish burial society held a monopoly. But as far as the present respondent (the Rishon Lezion Jewish burial society) was concerned, the deceased’s family had the option of turning to other Jewish burial societies in cities close to Rishon Lezion. Thus: “Since the plaintiffs have a choice, one that was not open to the appellants in the Kestenbaum case, and since the respondent does not enjoy the same exclusive standing it held in Kestenbaum, in our case there is no obligation to follow what was said there.”

While it is true that President Shamgar noted in Kestenbaum [6] (supra, at 477, 484) that the Jewish burial society in that case looked after more than fifty percent of those buried in Jerusalem, that comment was made only in relation to the applicability of the Standard Contracts Law (and even so it was only one of three reasons he brought). Meanwhile, Deputy President Elon, in his ruling, explicitly differentiated Kestenbaum [6] from Gideon [1], saying that in the former, an alternative burial option did exist, and there was no monopoly. Kestenbaum [6], supra, at 490, 496, 503-04, 507, 510.

In any case, nothing in any of these statements detracts from the other reasons that formed the basis of the final judgment: not from the issue of public policy and not from the applicability of principles of public law. Additionally, the Court’s judgment in Kestenbaum [6] bases itself – first and foremost – on public policy and the applicability of public law on dual-character bodies. To reduce the ruling to a case of monopoly is simply unacceptable.

We might also ask, why isn’t the Jewish burial society of Rishon Lezion considered to hold a monopoly on burial in that city? Where does it get the legal and ethical right to send the people of Rishon Lezion to bury their dead in other cities? The Court could have used that to resolve the issue in Kestenbaum [6]. That is, it could have sent the appellant to bury his wife in a different cemetery (or a different section of the same cemetery which is managed by a different Jewish burial society).

The court in Burgman [42] ruled that in Kestenbaum [6], the majority of the justices saw fit “… under the circumstances, to prefer … the right of the appellants, who wanted a gravestone that would speak to their hearts in a language they understand and a date they understand.” On this, the court said:

It is not my place to ponder the opinion of the majority of justices in the Kestenbaum matter. But I will say that I doubt that a person who lives in Israel should be heard when he or she claims not to know anything of the Hebrew calendar or how to read Hebrew. A significant part of the lives of all who live in Israel is related to the Hebrew calendar, according to which we mark the Jewish festivals and Israel’s Independence Day. These festivals are public holidays under section 18a of the Jurisdictional Areas and Authority Ordinance, 1948, and many legal norms and even punishments derive from the Hebrew calendar. A person should not be heard when he or she claims that because of his or her faith, or lack of faith, he or she does not know when these festivals fall, that he or she is a stranger to the Hebrew calendar. It cannot be doubted that the Hebrew calendar has importance and ramifications for all aspects of life in the state, and it is one of the characteristics of the state as a Jewish state.

All who live in Israel, or who come to visit here, accept the inevitability of their encounter with the Hebrew language. In many countries, the names of streets and traffic signs are written only in the local language. It is the way of the world that each and every country has its own language and script, and one who enters its borders must adapt to this situation. If they can deal with traffic and streets signs, why would it be any extra burden on those relatives of the deceased, who come from overseas to grieve at her graveside, not to find Cyrillic writing there. If they do come to visit the grave of the deceased, relatives from Israel can help them, if they can’t find the grave. Thus, in my opinion, the harm caused to the relatives of the deceased, if the gravestone is inscribed in Hebrew only, is not as serious and severe as that caused to the relatives of the other deceased, who live by their religious faith and are dismayed to see foreign writing when they visit the graves of their relatives.

I cited these words in full, and I must say that I have great difficulty agreeing with them. My response to the court lies my remarks above.

Side Comment (unrelated yet related)

24. When my time comes, and a monument is erected on my grave, I request that my birth and death dates be inscribed upon it according to the Hebrew calendar. That is how I was born, that is how I will go, and that’s how I will be remembered. This is my will, and this is how I will instruct my children. However, I would not dare to presume to stand in the way of another who wishes to inscribe on his father’s grave the dates of birth and death according to the standard calendar. Just as I ask that they respect my wishes, thus I have learnt to respect the wishes of others.

Conclusion

25. For reasons that I clarified and explained at length, I recommend to my colleagues that we grant the appeal, reverse the judgment of the district court, and declare that the appellant has the right to inscribe the dates of birth and death according to the standard (Gregorian) calendar on her late mother’s gravestone. I also recommend to my colleagues that we order the respondent to bear any expenses that the appellant will incur due to the lateness of the additional inscription. In a case of disagreement, the lower court will decide these costs. In addition, the respondent will bear the appellant’s costs and attorney’s fees at a total sum of NIS 50,000.

Later

26. I took pleasure in reading the opinion of my colleague, Justice Englard, but I must vehemently disagree with him. My response to my colleague lies in what I have already written, but now I wish to add several remarks.

My colleague says that the disagreement between the litigants is basically an ideological dispute and that we, the judges, are dragged into it against our will. I have two things to say about that: First of all, from the perspective of the appellant, at least, I have not found the dispute to be an ideological one. The opposite is true. The dispute is of a most personal nature – the Hebrew calendar is not meaningful to the relatives of the deceased – and when the relatives come to the cemetery, they seek to commune with the person as they knew her.

Secondly, even if this were an ideological dispute between the litigants, it would still be our job to settle it, since that is why we were appointed to the bench. The legislature instructs us: say what you will say, only say it. See e.g. HCJFH 7015/94 Attorney General v. Anonymous [20] at 88.

A second matter: The dispute between the litigants is, in fact, about the desires and dignity of an individual – the appellant before us – versus the ruling of the local rabbinic authority that guides the Jewish burial society. However, this kind of ruling is only binding among the religiously observant population or when accompanied by statutory enforcement. We must keep in mind that the State of Israel is not run according to Jewish Law. It is a state run by law. Israel is a democracy, and the law rules within her borders. Meatrael [19] at 500. Our considerations revolve around the individual, the human being, his or her wishes, interests, well-being, and welfare –all according to law of the state. On principle, we say that our judicial processes are anthropocentric and not Theocentric. The disputes over which we preside are between individual and individual, not individual and Jewish Law. On these disputes, we must pass judgment.

Third: It is imprecise to say that we want to force the Jewish burial society to do something which it is forbidden to do. The Jewish burial society is seeking to coerce the appellant, and this coercion, we forbid.

And last: the Alternative Burial Law could change burial practices in Israel, including burial practices in the cemeteries of the various Jewish burial societies. It may cause change, and it may not. Time will tell, and we cannot prophecy what the future will hold. However, even if a change in the custom does come about – and a real change, if it does come, would take years – the vast majority of people will still make use of the Jewish burial societies. They will continue to look after the dead and bring them to Jewish graves in the cemeteries under their control. All that will change is that the Alternative Burial Law will allow for another option, that is an “alternative civilian burial.” The standard way of burial will be in a regular cemetery under the auspices of a Jewish burial society, but other cemeteries will exist, “alternative civilian cemeteries.” All the dead are equal, but burial in an “alternative” cemetery is not “regular” burial; rather it is “alternative” burial. Furthermore, one who wishes to be buried in an alternative cemetery bears the responsibility of expressing this desire. If he does not make such a request, he will be interred, as is standard, in a cemetery belonging to a Jewish burial society.

There are those who will ask to be buried in an “alternative civilian” manner. However, I believe I am not mistaken when I say that this will be only a minority of the population. At least in our time, most citizens will not change their custom and ask to be buried in an alternative civilian cemetery. Their wish (implicitly) will be to be laid to eternal rest among their parents, grandparents, and relatives; just as they were together in life, they will wish to be together after death.

So the question must be asked: in light of all these things, what right has the Jewish burial society – what legal right, ethical right, any kind of right – to force a local rabbinic ruling on the whole of the Jewish people? During a person’s lifetime, his local rabbi has no authority over him or her, unless the person seeks his counsel. Why do we empower this rabbi to decide the manner of the burial for this same person after death?

One who takes on a public duty must know that it is forbidden to force his or her will onto the public except within the bounds of the law, and even the law itself will bow its head before a Basic Law. A Jewish burial society is regulated, to a limited degree, in the same way as a public agency. The local rabbi’s opinion – by itself – does not bind any pubic agency, and he is not authorized to force it on the public, if it violates basic rights.

 

Justice I. Englard

1. The Talmudic Sages knew the reason for tragedy: “Jerusalem was destroyed only because … they based their judgments [strictly] upon the Biblical law and did not go beyond the letter of the law.” Tractate Baba Metzia, 30B [50]; [… trans.] “Why was the Second Temple destroyed, seeing that in its time they were occupying themselves with Torah, [observance of] precepts, and the practice of charity? Because therein prevailed groundless hatred.” Yoma 9B [51]. As it is explained: “Going beyond the letter of the law means compromise and since there was groundless hatred among them the litigants did not want to compromise.” Etz Yosef, Ein Ya’acov, Tractate Baba Metzia 30 [52]. The obligation to go beyond the letter of the law is the ethical duty of the individual. As Rabbi Shmuel Eliezer Edels interprets the source [53]: “Tell the litigants that each one of them must allow themselves to be placated beyond the letter of the law and that the matter is dependent on them because the judge cannot go beyond the letter of the law.” Shulchan Aruch, Hoshen Hamishpat 12b [54], with commentary by Rabbi Moshe Isserlis [55] and the standard commentators. The Court has often begged litigants to reach a compromise, but if they do not, the judge must follow the letter of the law. Similarly, in the matter before us, which is not a new dispute, the courts have in the past asked litigants to behave with tolerance.

2. Unfortunately, on this occasion, the problem is much bigger. As opposed to our Sages, today we can’t agree on the letter of the law, let alone what lies beyond the letter of the law. Of course, all agree that we must behave with tolerance in order to reach compromises – but this is always the duty of the other litigant, because he or she is the one who is being stubborn about every little detail and making unreasonable demands. But me? I am facing a mortal blow to fundamental principles, basic rights, principles of public law, human dignity, public policy, feelings and sensibilities, freedom of choice, the private domain. But you! You are just shameless. Your actions are arrogant and coercive paternalism; and your feelings are those of an extremist and abnormal Jew.

3. These are the kinds of things that have been said in the context of this case. Why is this dispute so bitter? Is it really all for the sake of the dates of birth and death inscribed on the gravestone of a dead person who lies in the cemetery, but who cannot rest in peace? The judges have been dragged into this dispute, which at root is a purely ideological clash.  It is known that a legal ruling has no power to solve the ongoing ideological conflict regarding the Jewish character of Israel and the relationship between religion and state in this Jewish democratic country. The carving of dates is only one aspect of this dispute. Thus, my colleague, Justice M. Cheshin, need not be surprised that our nation involves itself continuously on the subject of inscriptions on gravestones and cannot set a standard – because in these sorts of disputes, there is no standard, there is no clear ruling, and there is no golden path to follow.  New aspects of this dispute are continuously arising.

4. As I will show in the course of my remarks, in the past, this court has decided these sorts of disputes by “balancing” the basic principles, in the attempt to apply a test of reason to gauge the respective sensibilities of the litigants. I believe that where beliefs and opinions are concerned, there is no possibility of measuring sensibilities objectively. We face an ideological clash focused on symbols, and their importance to different people cannot be measured by any external yardstick of reason. Any ruling on the logical weight of a symbol will certainly be an expression of subjective values. Furthermore, the standing of a certain symbol in society is not fixed for any length of time. It can change according to social and political factors, which are ever dynamic. Often, zealousness in guarding a certain symbol is simply a reaction to the zealousness of others who seek to destroy it. Take, for example, the Torah commandment of sanctifying God’s name.  The principle is: “If in every law of the Torah a man is commanded: ‘transgress or die,’ he must transgress and not suffer death, excepting idolatry, sexual immorality, and murder.”  But the Talmud continues, “This was taught only if there is not a royal decree but if there is a royal decree, one must incur martyrdom rather than transgress a minor precept … Even without a royal decree, it was permitted only in private, but in public one must be martyred even for a minor precept rather than violate it. What is meant by a ‘minor precept’? Rava, son of Rabbi Yitzhak, said in Rav’s name: Even to change one’s sandal strap.” Tractate Sanhedrin, 74A-B [56]; see Maimonides Basic Laws of the Torah, 85, laws B-D [57].

It is possible that even the date carved on a gravestone can turn into the strap of a sandal, for the sake of which a Jew would give up his life …

5. First, I will examine the path this court took in a dispute over carving dates on gravestones in Jewish cemeteries. In CA 280/71 (Gideon [1]), heard more than a quarter of a century ago, Justice Etzioni called the matter a “Jewish war,” whose cause, in his opinion, was the “stubborn refusal” of the Jewish burial society to allow the only son of the deceased to inscribe Gregorian birth and death dates alongside the Hebrew dates. In his ruling, which Justice Berenson joined, Justice Etzioni wrote the following regarding the stance of the Jewish burial society:

This decree is a serious breach of the natural, elementary and acknowledged right of everyone in Israel to run his or her life according to the standard calendar, the very same calendar according to which our legal rights are set. The Interpretation Ordinance (New Version) clearly establishes that “a year” and “a month” are calculated according to the Gregorian calendar, and the fiscal year consists of twelve months ending on March 31 every year (sec. 1). A person lives his or her whole life within the framework of this calendar: on birth and death certificates the standard date is always listed in addition to the Hebrew date; official identity cards record the standard birth date; in every kind of transaction, whether in the realm of private or public law, the relevant documents always bear the standard date, not to mention statutes and ordinances. As has been noted, even the official documents of the rabbinate do not lack a space for the standard date. Is this not a case of discrimination? It is the arbitrary negation of a person’s right to use the standard calendar to record his or her dates of birth and death, though all the events of his or her life were marked by this calendar!

Gideon [1] at 23.

 

Of course, in that case, the Jewish burial society relied on the ruling of Rabbi Ovadia Yosef, who wrote that:

It is absolutely forbidden to erect a gravestone with a non-Hebrew date because there is a Biblical prohibition that says: “Make no mention of the name of other gods”, and the Gregorian calendar recalls the number of years since the Christian birth.

Id.at 19.

 

To this Justice Etzioni responded that “it is difficult … to treat this opinion as the final word on the matter” for the following reason:

As has been proven, standard dates appear in many cemeteries which are managed by Jewish burial societies. Suffice to mention the cemetery on Trumpeldor Street in Tel Aviv and the Haifa and Tzfat cemeteries. Additionally, the leaders of the Torah world and the nation who are buried in the Diaspora were buried in cemeteries where it was acceptable practice to erect gravestones carved with standard birth and death dates. If this is not enough, the visitor to the Mount Herzl cemetery in Jerusalem, where the great soldiers and luminaries of Israel are interred, will see with his or her own eyes that birth and death dates are carved according to the standard calendar. Among them: the graves of the family of the visionary of the state, Theodor Herzl, and the graves of the Zionist leaders Wolfson, Sokolow and others.

Id.

 

This was Justice Etzioni’s conclusion:

It is clear, therefore, that the claim that recording of standard dates in Jewish cemeteries would cause a transgression of Jewish Law or harm to the religious sensibilities of Jews is without basis and utterly unfounded.

Id.

 

6. Cited above are Justice Etzioni’s remarks regarding what he saw as “the letter of the law,” and below are his words regarding what lies “beyond the letter of the law”:

It would have been nice, had the respondent granted the appellant’s request and foregone this entirely unjust restriction. Indeed, I believe this “Jewish war” is absolutely unnecessary. Unfortunately such wars often come before the Court, and their source is the opposing ideologies regarding the ideal structure and content of our national life. Of course we cannot forbid these wars, as long as they are related to matters of substance, and are not just petty issues, mostly secondary to a primary principle. We are not the only ones in the world in this situation; similar arguments are fought elsewhere. See Basil Mitchell, Law, Morality and Religion in a Secular Society at 134. But obviously, it is always appropriate to differentiate between the main principle and that which is secondary, between the heart of the matter and the peripheral trivialities. It seems to me that if we wish to safeguard our uniqueness and unity as a nation, there is no fleeing from mutual compromise, at least when it does not affect fundamentals. The war that the respondent is fighting is not a war over fundamentals but rather over secondary issues which are needlessly propagating strife and contention in the country.

Id. at 24.

 

7. As mentioned, Justice Witkon held the minority opinion in Gideon [1]. Disagreeing with the above approach, he said:

It seems to me that when faced with the respondent, the appellant has nothing to say. The Jewish burial society runs its affairs in the spirit of its ideology and sets the rules for gravestones as it sees fit in cemeteries under its management. It is immaterial if we agree or disagree with its views. It is not our place to argue if they are well-anchored in law or in Jewish Law or the spirit of the Jewish religion in our times. It is true that the ban on the standard calendar is not one of the 613 commandments of the Torah, and it is possible that the respondent is being too rigid. It is also true that even the document bearing the ruling of the honorable Chief Rabbi, Rabbi Ovadia Yosef, upon which the respondent relies, displays the Gregorian date. Not only are these dates used on every official and ceremonial document issued in the State of Israel, but they are often found even on documents issued by the Rabbinate. Similarly, it has been determined that in the past, Jewish burial societies allowed Gregorian dates on gravestones, and it seems that they did not then consider it an affront to the sensibilities of religious Jews. Today, we consider testimony offered on the respondent’s behalf, that in the public domain of which it is in charge – and we are referring to a public domain and not a private domain (see HM 545/67 (Jer) Arnon v. Israel Lands Administration, IsrDC 67 284) – there must be one standard custom, and that is to carve birth and death dates on gravestones according to the Hebrew calendar only. In this sensitive issue, who can tell us if one approach is ‘reasonable’ or not?

Id. at 15-16.

 

8. In CA 294/91 (Kestenbaum [6]), the issue arose again, again the justices’ opinions were divided, and again the dispute was to a large extent ideological. The central questions are: What are the sensibilities that need to be defended? Who has the burden of being tolerant? And who must give in? Of course, for the sake of finding a solution to the problem, the Court uses legal principles and conceptual tools through which it can adjudicate the opposing demands of the litigants. Here, briefly, is a list of those tools: public law that overrules the general Contracts Law; a discriminatory condition in a standard contract; human dignity and freedom; and public policy. But these conceptual tools cannot succeed in getting to the root of this ideological dispute.

9. President Shamgar aspires to be objective, and he says it beautifully in his judgment in Kestenbaum [6]: 

As long as the issue is the essential nature of the harm, which would make it a legitimate reason to limit personal liberty, its extent will be measured from the viewpoint of the average rational person, that is using objective criteria and not subjective sensibilities and reactions.

Id. at 482.

 

President Shamgar goes on to apply his “objective” test in the following way:

We can’t conclude from what has been said above that someone who erects a gravestone should be allowed to do whatever he or she likes. Supervision is necessary so that the character of the cemetery and the sensibilities of others will not be harmed. Nevertheless, as mentioned above in a general way, when evaluating the harm to others, the appropriate path is to establish criteria based on logic and tolerance and not extremism. The right of the individual to erect a monument which will allow him to commune with his loved one, and record upon it whatever is significant in his eyes or, in his opinion, the eyes of deceased, must retreat before the sensibilities of another only if it is clearly inevitable that the inscription will arouse the strong and justified opposition of a reasonable person. One who erects a gravestone and another who comes to visit a different grave in the cemetery do not occupy the same position. The general model needs to be that one who enters the space of a neighbor may not interfere needlessly with the neighbor’s life and sensibilities. Everyone must allow others the right and the freedom to do as they please, according to their own feelings and sensibilities, and tolerance is mandatory. People should not meddle in others’ business which does not pertain to them, though of course this does not refer to terms that a reasonable person could not accept … This raises a question in our case: Is what the appellant is requesting so extreme and unusual that it has the ability to harm the sensibilities of others in an essential way? My answer to that question is no.

Id.

 

10. In the same spirit, my colleague, Justice Barak, also balanced the opposing interests, deciding that at the center of the Jewish burial society’s concern was the social value of the exclusivity of the Hebrew language. To his thinking, the test case in the “balance of sensibilities” should not be the sensibilities of an unusual and exceptional person, but rather – as per the definition of Justice Etzioni in Gideon [1] – “the opinions and sensibilities of the majority or significant portion of the public and not the polarized views of people who make up an extremist minority.’” Supra [6] at 502. My colleague, Justice Barak, concluded, regarding Kestenbaum [6]:

Permitting non-Hebrew writing (alongside the Hebrew writing) does not constitute a serious violation of the human dignity of those who object to this writing. This sense of violation is the product of unusual and extraordinary sensitivity. On the other hand, insisting on the exclusive use of Hebrew writing causes a serious violation of the human dignity of those who object. This sense of violation is the product of natural and normal feelings in a person who is sensitive to human dignity (his or her own dignity or that of another person.

Id. at 523.

 

11. Is this comparison of sensibilities based on an objective test, or perhaps, does it simply express a subjective worldview? Deputy President Elon, in his minority opinion in Kestenbaum [6], addressed this question:

“It is not at all clear to me what in the prohibition of non-Hebrew writing constitutes serious and severe harm to the principle of human dignity. And as to the differentiation my colleagues make between those whose sensibilities are natural and normal and those whose sensibilities are abnormal and extraordinary, if I were to adopt this kind of test, my conclusion would be different from that of my colleagues. It is also difficult for me to accept that the myriads who have only Hebrew writing on their gravestones and who are interred in cemeteries where there is no non-Hebrew writing, and who followed this path knowingly and with the knowledge of their families, believing this to be dignified for both the dead and the living – that all these people are not “regular people” but rather “abnormally and extraordinarily sensitive” people.

Id. at 513.

 

Deputy President Elon concludes his opinion as follows:

The Jewish burial society considers Hebrew inscriptions one of its basic principles, and an essential value to the thousands of deceased who have found their eternal rest in the cemetery for over fifty years. It espoused this principle in the past and continues to stand by it today. It has been weighed on the scales of public norms which bind the Jewish burial society, and it is valid according to the principles of private law through the contract signed by the Jewish burial society and the appellant.  That is how the heads of the Jewish burial society and the cemetery’s board see the matter, and that is how it should be viewed from legal, social, Jewish and democratic standpoints. Perhaps the appellant, the husband of the deceased, who has no doubt as to the rightness of his cause, will reconsider, and give up his request for the sake of the dignity of all those who have found eternal rest in this burial place, secure in the knowledge that Hebrew is the only script found on the gravestones located there, and for the dignity of the cemetery, which must be managed with caution so as to not open a new era in which the gravestones located there will display all the foreign scripts that the dead brought home from the lands of the Diaspora in their lifetimes – Latin, Cyrillic, Chinese, Amharic, Japanese letters – lest the cemetery become a Tower of Babel of languages and scripts. It is fitting and desirable that this superior valuation of the Hebrew language, acceptable to all those buried in this cemetery, will continue to unite all those who have found and will find dignified rest there. Like the dignity of the dead, the dignity of the living and the dignity of Israel, as well as the dignity of his late wife, also obligate the appellant to willingly take upon himself this “burden” of the language of the Jewish state.

Id. at 515-16.

 

This is what is meant by “the letter of the law” and “beyond the letter of the law,” and it is completely different from the opinion of Justice Etzioni.

12. Since this is an ideological dispute, is it really surprising that district court judges have also failed to reach consensus? For example, Judge Dr. G. Kling in Burgman [42] maintains the following:

From the outset, the harm done to the relatives of the deceased whose gravestone will be carved in Hebrew only is not as serious and severe as that done to those other people who live by their religion and who, when they visit the graves of their loved ones, will have to encounter foreign writing.

On the other hand, Judge Goren in HM (TA) 1275/93 Kagan v. Rishon Lezion Jewish Burial Society [43] reaches the conclusion that:

With all due respect to the rabbis of the city of Rishon Lezion, and I say that with sincerity and humility, it seems to me that the plea of the plaintiffs does not diverge from that which is acceptable in other cemeteries in the country, where the rabbis are not as strict as the rabbis [of the Jewish burial society of Rishon Lezion – I.E.].

Before making these remarks, Judge Goren noted that he had been very impressed by Rabbi Tarovitz’s testimony, offered by the Jewish burial society, that he had no doubt that his words reflected real pain that would be caused, and yet still the Court granted the request.

13. Everyone agrees that there is a threshold of sensitivity among the religiously observant public that should not be crossed. Even my colleague, Justice M. Cheshin, recognized such a threshold when he noted that “in the future, we might encounter a case of someone who wishes to carve on a gravestone a symbol of a cross, for example,” and he continues, “a cross should not be carved on a Jewish grave, since a cross can harm – to intolerable degree – the dignity of the dead neighbor and the feelings of his family.” I question if it is the role of the Court to establish the “legitimate” boundaries of the sensibilities of believers in general, and of the religiously observant public in particular. In addition, the definition of the boundaries of “reasonable” sensitivity is based largely on subjective views, as illustrated by the differences of opinions among the judges themselves.

14. I will return to the judgment of this court. In both Gideon [1] and Kestenbaum [6], the assumption was that carving standard dates is not against Jewish Law. Justice Etzioni did not hesitate to conclude this through his own interpretation of Jewish Law, as part of his rejection of the ruling of Rabbi Ovadia Yosef that it is forbidden by the Bible. The conclusion that it is permissible according to Jewish Law also guided the Court in Kestenbaum [6]. This assumption arose even Deputy President Elon’s opinion:

Regarding the aforementioned ruling on the use of non-Hebrew dates, and the reasons it is allowed, see Responsa Yabia Omer (by Rabbi Ovadia Yosef), part three, Yoreh Deah, 9, and Responsa Tzitz Eliezer (by Rabbi Eliezer Veldinberg) part nine – two of the most important Jewish legal authorities of our time.

Kestenbaum [6] at 489 (emphasis mine – I.E.).

 

However, he obviously did not examine the matter very thoroughly, since he failed differentiate between the use of Christian dates on everyday letters and business correspondence and their inscription on gravestones. In Responsa Tzitz Eliezer, part nine, chapter 100B [58], on which Justice Elon supposedly relied, the writer rules explicitly that, regarding gravestones, “… this borders on a desecration of God’s name.” Despite the assumption that guided this Court in Gideon and Kestenbaum, no dispensation to carve Christian dates on gravestones is found in Jewish legal literature. All the authorities who were asked forbade the inscribing of Christian dates, as the rabbi of Rishon Lezion ruled in the case at bar.

15. In order to clarify the Jewish legal problem, I will cite in full the response of the Chief Rabbi, Rabbi Ovadia Yosef, in Responsa Yabia Omer, part seven, Yoreh Deah, 32 ch. 100B [59]:

Regarding the question of the permissibility of carving on a gravestone the name of the deceased in foreign letters and the date of death, Rabbi Moshe Shick (Choshen Hamishpat, ch. 56) was asked about this in a case where someone went against the local custom and erected a gravestone for a family member on which he carved the name of the deceased in the Hungarian script. Rabbi Shick condemned this act for several reasons. Firstly, a cemetery has the legal status of a ‘shared courtyard’, and even in the most mundane matter one of the partners is not allowed to change anything without the agreement of all those who share the courtyard, as was established for us in Choshen Hamishpat (ch. 154). This is all the more true regarding a custom that our forebears have followed from time immemorial. In such a case, not even the management of the Jewish burial society is licensed to make a change without the agreement of the local rabbi and the majority of the community. Even if the custom is changed for sake of the dignity of one particular deceased person, that person may end up causing disgrace and harm to the dignity of other deceased … The rule is that the customs of Israel are like Biblical laws, and it is forbidden to change them in any way.

Secondly, a cemetery is a holy and pure place, as it is written in Elia Raba (ch. 581) in the name of Rabbi Yaakov Molin. We need to treat a cemetery with respect, as it is written in Yoreh Deah (ch. 368) that it is forbidden to engage in frivolous behavior there, that one may not eat or drink there, or stroll there for leisure. Even the group that looks after the dead is called the hevra kadisha [Jewish burial society, lit: the holy brotherhood – trans.], because the world of the dead is the world of truth, and it is called the world of clarity where the righteous are exalted and the wicked cast down, as it is written in Tractate Baba Batra (10). Therefore, the custom in the Diaspora is that gravestones are inscribed only in the Holy Tongue, the language with which the world was created, in which the Torah and all the Holy Writings were given and in which God spoke to all the prophets of Israel. An inscription on a grave in another language causes disgrace to the dead, and indicates that he belongs to the world of falsehood.

There is also a concern lest the law against acting like non-Jews be transgressed, and thus the Jewish burial society must be on guard not to allow any change in the holy customs of the Jews. Responsa Shaare Tzedek (Yoreh Deah ch. 199) was asked about this and answered that it is simple and clear that there is a serious prohibition against changing the ancient Jewish custom of carving the name and the epitaph on a gravestone in the Holy Tongue alone. One who changes this custom and carves in non-Jewish writing transgresses the law ‘you shall not erect for yourselves a stone pillar [modern Hebrew: gravestone – trans.] which the Lord, your God, hates.” Such a gravestone is hateful in God’s eyes, it falls into the category of accoutrements of the non-Jews, and it is an abomination.

It is a Jewish custom to pray at the graves of the dead on behalf of the living, as is written in Tractate Ta’anit (16) and in the Shulchan Aruch (ch. 591). Also, as it says in the Holy Zohar (Parshat Shmot), were it not for the prayers of the dead on behalf of the living, the living could not continue to exist even half a day. If this important prohibition regarding gravestones is transgressed, how will the dead stand up to pray for the living who brought about this disgrace to the Holy Tongue in which the Bible was given? Thus there is no doubt that there is a very important and serious prohibition against doing so, and in no case should gravestone inscriptions in languages other than the Holy Tongue be allowed. I have seen that the illustrious Rabbi Shlomo Kluger forbade this, and this is an eternal prohibition. The same conclusion was reached in Responsa Pri Hasadeh part one (ch. 3) and in that author’s book Dudai Hasadeh (ch. 19).

Also, Rabbi Moshe Shick (Yoreh Deah ch. 171), after he wrote a prohibition of substituting the Holy Tongue with a foreign language, also prohibited recording the year according to foreign calculations. This is a far greater transgression, and in my opinion, the Bible itself prohibits it, as it says “Make no mention of the name of other gods.” The use of their calendar is a transgression of this prohibition because the calendar brings to mind the birth of Jesus. Thus, if it were possible to get rid of this kind of gravestone completely, it would be best, but if that is impossible, at the very least clay or plaster should be smeared over the writing and dates so that no hint of the foreign writing and dates remains.

The Rabbi Moshe ben Haviv in Gat Pashut (ch. 127, subsection 130) cautions against using the Christian date even on everyday letters, saying you should use only the date commemorating the creation of the world, and not as some people behave, people who lived in foreign lands who dated their letters with Christian years and names of the months. It is improper to do so. Responsa Pri Hasadeh part one (end of ch. 3) quotes the book Imrei Yosher by the illustrious Rabbi Meir Arik, may his name be as a righteous person, who wrote a response on this issue, and mentioned in his conclusion that you should only inscribe a gravestone in the Holy Tongue and record the year from the creation of the world, and this should be changed in no way. This is written very concisely in Responsa Dudai Hasadeh (ch. 19).

Despite this, in my book Yabia Omer part 3 (Yoreh Deah ch. 9), I tried to be lenient about writing the year according to their calendar on everyday letters, because in truth, the calendar does not accurately count from the birth of Jesus, as Rabbi Shimon ben Tzemach proved in his book Keshet U’Magen (p. 11), showing that the calculations of the Christians do not fit the real birth of Jesus. See also the book Kol Bo of Rabbi Greenwald part 2 at 147. When the Chatam Sofer [Rabbi Moshe Schreiber] cautioned against this in Torat Moshe it was only because he thought at the time that this date was connected to the birth of Jesus, while in truth, it has no connection whatsoever, as it is written in Otzer Yisrael. Later, he also retracted his ruling, and wrote his responsa using their dates several times. This was also the position of Rabbi Yosef Yozpa and the illustrious Rabbi Akiva Eiger.

This was also the position of the illustrious and righteous Rabbi Joshua Freund in Responsa Meor Joshua. He quoted the words of Rabbi Shick, who was insistent in this matter, and he disputed that position on several grounds, including because it nullifies all business and banking transactions in our time, since all banknotes and checks are dated according to their calendar, and almost no one refrains from doing so. It was brought down thus in the book Az Nidberu (part 12, ch. 38). One rabbi did dispute my abovementioned response in Yabia Omer, and my brother rabbi, the illustrious Rabbi Eliezer Veldinberg in Responsa Tzitz Eliezer part 9 (ch. 14, subsection 3), correctly refuted his words. Later, I saw that Responsa Be’er Moshe part 8 (ch. 18) also criticizes our position. However his comments are not at all clear. 

In any case I acknowledge that when it comes to gravestones in cemeteries, we must be stringent, and carve only the year calculated from the creation of the world. There is absolutely no changing the custom followed by all the dispersed of Israel. A gravestone is a testimony to the remains of the soul, as it is written by Rabbi Shmuel Vital in Sha’ar Hamitzvot (Parshat Veyehi) and in Responsa Hayim Sheal part 1 ( ch. 71 subsection 6). The soul is recognized only by the true date, and the true expression is fitting for the world of truth. Responsa Tzitz Eliezer part 9 (ch. 14 subsection 2) also differentiates between dating everyday letters and the carving on gravestones in a cemetery.  Thus, the Jewish burial society must steel itself in order to stand its guard and not change the custom of Israel from time immemorial, and so God should be with them to overcome all encroachments, to magnify the Torah and make it exalted (emphasis mine – I.E.).

16. Certainly, it not this court’s place to draw a conclusion on a matter of Jewish Law that is different from the ruling of the Chief Rabbi of Israel and the local rabbi of Rishon Lezion. The question here is different in one central point from that which this court adjudicated in earlier cases.  This time, we must decide whether to force the Jewish burial society to permit inscriptions on gravestones that have been prohibited by the ruling of the local rabbinic authority, whose rulings the Jewish burial society must follow to qualify for its license. This problem did not come before the Court in previous cases, since the Court then made the (erroneous) assumption that the prohibition is not based in Jewish Law. Now we find that the clash is between the appellant and the religiously observant who abide by Jewish legal rulings. The Court noted the fact that other Jewish burial societies behave differently and that in printed matter, old and new, and also on letters, the standard date appears – these facts are irrelevant. The important principle in Jewish Law is that the public is bound by the rulings of the local rabbinic authority, in this case the rabbi of Rishon Lezion. This principle is set out in explicitly in the license of the Jewish burial society. Since it is based in religious sources, this Jewish legal ruling cannot simply be dismissed.

17. It is not up to the Court to gauge feelings that are impossible to measure objectively. My colleague, Justice M. Cheshin, complains that the Jewish burial society has made itself “caretaker” of those buried in Rishon Lezion, without hearing from the relatives of those dead people it claims to represent.  Do my colleagues really have any doubt that they could find many fine God-fearing Jews who wish with all their hearts for the Jewish burial society to follow the orders of the rabbi of the city, and who believe that there are grounds to a religious prohibition originating in the ruling of the chief rabbi of Israel?! Is it “never-ending conjecture” to assume this? I wonder!

18. The major question at issue now is the relationship between the basic freedom of religion of the Jewish burial society and the religiously observant relatives of the dead, on one hand, and, on the other hand, the basic freedom of other relatives of the dead to behave according to their ideology. All these must be addressed within the bounds of the definition of a cemetery, which all agree is a sacred place under Jewish law (if only in the framework of King’s Order in Council on the Land of Israel (Holy Places), 1924). Far be it from me to belittle the values and feelings of either group. To my mind, we have no right to measure the emotional or essential weight of the opposing demands, using a hierarchy of values that is personal in nature. To a religiously observant Jew, transgressing a religious prohibition can be as serious as carving a real cross, while the prohibition of standard dates is, for the appellant, a grave violation of her fundamental values. The real struggle is outside the boundaries of the cemetery; behind this dispute, forces are warring for the character of Judaism and the State of Israel. This is the real issue that stands before this Court, and there is no ignoring it.

19. I have said that a judicial ruling cannot, and even should not pretend to be able to decide an ideological dispute. It would be nice if the litigants could come to a mutual compromise and prevent this clash from further splintering this already divided society. It would be nice if those Jews buried beneath the ground could rest in peace together in a Jewish state that is not afflicted with strife and contention among the living. But this is not the situation. The Alternative Burial Law shows the future path chosen by the legislature: the dead will be separated from each other; everyone will be buried according to the ideology that he or she espoused in his or her lifetime. The new arrangement brings a solution to the problem for individuals, but I fear that it will create new problems for society.

20. What, therefore, is the legal solution to the case we discuss? The two principles mentioned – the freedom of religion of the Jewish burial society and the freedom of the relatives of the dead – are both important. The problem is that when the litigants can’t reach an agreement, one principle must be overruled. This is the problem of true justice: in a situation where, unfortunately, it is impossible to safeguard all the legitimate interests, there is a need give preference to one over the other. It is great in theory to talk about balancing opposing interests. I am not convinced that this metaphor accurately describes the judicial process under which we are bound, at the end of the day, to reject the right of one in favor of the right of another.

Be that as it may, I am of the opinion that in the matter at hand, the right of the relatives of the deceased to carve the gravestones as they like must retreat in the face of the right of the Jewish burial society to act in accordance with the local rabbinic authority’s ruling. Why is this so? The Jewish burial society is, as its name reveals, holy. It is an institution performing a religious function that is known in the Jewish tradition as “the true kindness.” The Jewish burial society must act according to Jewish law as ruled by the local rabbinic authority; this takes precedence. This is laid down in the terms of its license, this was the expectation of many of the deceased of the city, and this is demanded many of the relatives of the deceased.

21. In my opinion, this court is not authorized to force a religious body – be it public or private – to act in contravention of religious law. This coercion seriously violates freedom of religion. Such a violation is allowed only by the express order of the legislature, as in cases where the religious body transgresses the penal code or where the legislature forbids the body to act according to religious precepts for important reasons. In the absence of an express order, a person cannot be forced to transgress a religious precept, be it minor or serious.

Furthermore, this Court is not authorized to question the legitimacy of the Jewish legal ruling of an authorized institution. The Court is not a Jewish legal authority, and the personal view of a justice on the worth of the religion as a whole and a religious ruling in particular is irrelevant, as was justly noted by Justice Witkon in Gideon [1]. If a Jewish legal ruling infringes on the ideology of people who need the services of a religious body, it is appropriate to find a solution that satisfies all parties. But forcing the body to transgress religious law cannot be the correct solution in a democratic country that respects freedom of religion. The solution of coercion is especially problematic when the Court assumes the task of evaluating the importance of a certain religious precept and the degree of damage that its transgression will cause to the sensibilities of the religious public.

Thus, if my opinion were heard, this Court would refrain from forcing the Jewish burial society to transgress the ruling of the authorized local rabbi. Therefore, the appeal must be denied.

 

President A. Barak

I concur in the opinion of my colleague, Justice M. Cheshin. His reasoning and conclusion are acceptable to me. I wish to add several comments.

1. Under the district court’s rationale, the precedent of CA 294/91 (Kestenbaum [6]) is no longer applicable in light of the Alternative Burial Law. As my colleague, Justice M. Cheshin, noted, nothing in this law detracts from the rationale of Kestenbaum [6]. The obligations of the Jewish burial society – as a “dual-character body” – did not change with the passage of the Alternative Burial Law. This law did not create a new balance between the conflicting considerations and values. Therefore, I do not find a need to decide whether, in constitutional terms, the Alternative Burial Law changes the balance between the Hebrew language as a value and the values of human dignity, freedom of conscience, thought and expression, and tolerance. That is to say, we have no need to decide this question. All we can say is that it is an open question, and we leave it at that. In any case, on the interpretative plane – a plane on which we seek, to the extent possible, to avoid an interpretation that risks rendering a provision illegal – the conclusion at which my colleague, Justice M. Cheshin, arrived is a necessary conclusion. That conclusion is that the appropriate balance between the Hebrew language as a public value and human dignity (of the deceased and his relatives), as was ruled in Kestenbaum [6], remains unchanged.

            2. My colleague Justice Englard introduced the value (and liberty) of freedom of religion into the pool of values requiring attention. Kestenbaum [6] did not address this issue. The assumption in that case was that “the ruling of the Jerusalem Community Jewish Burial Society not to allow foreign writing was not done for reasons of a Jewish legal prohibition.” See Deputy President Elon’s comments in Kestenbaum [6] at 499. My colleague, Justice Englard, noted that the prohibition against writing in foreign letters has a Jewish legal basis of which Deputy President Elon was unaware. This basis is the issue of the religious obligation of the Jewish burial society and the God-fearing people of Rishon Lezion to follow the rulings of the local rabbinic authority. No arguments on this matter submitted in this case. I assume, for the purposes of this judgment, that the ruling of the local rabbinic authority creates a religious obligation to be borne by the members of the Jewish burial society and the religious community alone. What influence does this new factor have?

3. In Kestenbaum [6], we ruled that a Jewish burial society – every Jewish burial society – is a body of “dual character.” In addition to its private law obligations, it bears the burden of public law. Given this framework, the Jewish burial society must act fairly and reasonably. It must act as the faithful servant of the public. It may not take external considerations into account. It may not discriminate. It must realize the sense of purpose that lies at the foundation of public status. This sense includes, among other things, the principle that it must carry out its role for the good of the whole community, and not just for the good of the religious populace. When the values and principles of these two groups clash, it must act in a way that realizes its purpose and reflects an appropriate balance. What are these values and principles, and how do we evaluate the clash between them?

4. In Kestenbaum [6], the Court ruled – and this aspect of the ruling was acceptable to all the justices of the panel – that the values and principles coming into conflict were these: on one hand, the Hebrew language as a value; on the other hand, human dignity as a value. The Court weighed these opposing values and principles. It ruled, by majority opinion, that human dignity takes precedence. I wrote there:

A government authority in Israel is not licensed to deal a serious and severe blow to human dignity in order to advance the value of the Hebrew language. In this clash between considerations of the Hebrew language and human dignity, human dignity has the upper hand. Of course, a government agency in Israel which provides burial services to Jews is authorized to consider the need to safeguard and promote the Hebrew language. It has this authority even if doing so will cause serious and severe harm to individuals of abnormal and extreme sensitivity. It is not authorized to cause serious and severe harm to the human dignity of an “ordinary” and “average” individual in Israel. This conclusion is drawn from the central importance the value of human dignity holds in Israel.

Kestenbaum [6] at 523-24.

 

Yet now my colleague Justice Englard comes and enlightens us that in the case at bar, we must consider an additional factor: the ruling of the local rabbinic authority of Rishon Lezion. How does the picture change with the introduction of this “factor”?

5. The ruling of the local rabbinic authority obviously adds complexity to a situation that was never simple. My colleague, Justice Englard, holds that to the overall picture, we must add the “…basic freedom of religion of the Jewish burial society and the religiously observant among the relatives of the dead …” Para. 18. But I doubt that the harm done is to freedom of religion. No one is forcing the members of the Jewish burial society to carve foreign writing on a gravestone. They personally will not act contrary to the order of the local rabbinic authority. The inscriptions will be done by professionals and not members of the Jewish burial society. Similarly, no one is saying that foreign writing will be inscribed on the gravestone of a religiously observant person, against his will or that of his family. A non-Hebrew inscription will be made only on the gravestone of a person who requests it (in his or her lifetime) or if his or her relatives request it (after his or her death). Thus, it seems to me that freedom of religion is not violated.

Nevertheless, I accept that even if there is violation of freedom of religion, harm is done to the religious sensibilities of the members of the Jewish burial society and to religiously observant relatives of the dead. I made this differentiation in HCJ 5016/96 (Bar-Ilan Street [15]), at 58 {212}, when I said:

The desecration of the Sabbath on Bar-Ilan Street is offensive [to the religious population residing close to Bar-Ilan Street] and infringes on their observant lifestyle. Indeed, from their perspective, the offense is both bitter and severe. This is the interest in question on one side of the issue. This having been said, let it be emphasized that I am not convinced that Sabbath traffic on Bar-Ilan Street violates the freedom of religion of the residents. These residents are free to observe the religious commandments. Sabbath traffic does not serve to deny them this freedom … Even so, traffic on the Sabbath does harm the residents’ religious sensibilities and their observant lifestyle.

One can obviously claim that the order of the local rabbinic authority is to remove all non-Hebrew writing. In this case, preventing a religiously observant person – who sees himself or herself as bound by the rulings of the local rabbinic authority – from removing the writing would violate that person’s religious freedom. This is the way my colleague, Justice Englard, views the case at bar. He asks, if we “force the Jewish burial society to permit inscriptions on gravestones that have been prohibited by the ruling of the local rabbinic authority …” Para. 16. As I noted, this issue was not raised in this case at all. However, I will assume that we are indeed concerned with the value (and liberty) of freedom of religion, in the context of the non-fulfillment of the order of the local rabbinic authority.

6. In Kestenbaum [6], on one side of the scales of justice, weighed the value of safeguarding the Hebrew language, and on the other side weighed the value (and liberty) of human dignity. Now we must add to one side, the value of safeguarding the Hebrew language, and the value (and liberty) of freedom of religion, which to my mind is really an aspect of human dignity (see HCJ 3261/93 Manning v. Minister of Justice [21] at 286). Simultaneously we must add, on the other side, an additional aspect of harm to human dignity, specifically the harm which occurs when human dignity is violated for religious reasons. Actually, in my view, freedom from religion is also an aspect of human dignity. Therefore, one person enjoys freedom of religion, but another has the freedom to act according to the autonomy of his personal desires. This is the freedom of an individual not to be bound by a religious prohibition in which he or she does not believe. This is the freedom of the individual to choose his or her own path – in life and in death – according to his or her ideology.  Indeed, just as the considerations in favor of exclusively Hebrew writing include language and freedom of religion, so the opposing considerations include free will and preventing religious coercion. Yet my colleague, Justice Englard, completely abandoned the consideration of the Hebrew language in his judgment. This is how he describes the dilemma in the instant case:

The major question at issue now is the relationship between the basic freedom of religion of the Jewish burial society and the religiously observant relatives of the dead, on one hand, and, on the other hand, the basic freedom of other relatives of the dead to behave according to their ideology.

            This framework assigns consideration of the Hebrew language no role. Indeed, if the case against non-Hebrew writing is religious, then anyone who seeks to engrave this writing and is forcibly prevented from doing so is a victim of religious coercion. Therefore, we face a case of conflicting values. Freedom of religion is clashing with freedom from religion. Human dignity provides the conceptual bounds for this clash. How can the Court resolve the conflict?

            7. The answer that has been given to this question since the founding of the State is that the Court must weigh the opposing considerations on the scales of justice. It must balance the conflicting values and principles. It must reach a balance according to the weight of the opposing considerations at the point of decision. This is how the Court has behaved from its inception until this very day. This is “the balancing doctrine as practiced in our public law.” Bar-Ilan Street [15] at 37 {187}. To the best of my knowledge, only once did this Court refuse (in a majority opinion) practice the “balancing doctrine.” This was when the state’s very existence was placed on the scales. EA 1/65 Yardor v. the Chairman of the Central Elections Committee of the Sixth Knesset [22]. When we were asked to apply this approach to the democratic character of the state, we refused to do so. See EA 2/84 Neiman v. the Chairman of the Central Elections Committee of the Eleventh Knesset [23]. Thus, since the founding of the State, the Court has engaged in balancing opposing values and interests. This is “… a process of placing competing values on the scales and deciding, under the circumstance, which one to prefer.” See Justice Agranat's opinion in HCJ 73/53 Kol Ha’am v. Minister of the Interior [24] at 879. The common denominator throughout our constitutional jurisprudential theory is that:

In the organized life of society there is no “all or nothing.” There is “give and take” and balancing different interests.

HCJ 148/79 Sa’ar v. Minister of the Interior and the Police [25] at 178.

 

            At the basis of this view stands the recognition that values and principles – and the liberties that are derived from them – are not absolute in nature. Values, principles and liberties have no “absolute” weight. Their weight is always relative. Their status is determined in relation to other values, principles and freedoms with which they conflict. CA 105/92 Re’em Engineers v. Municipality of Upper Nazereth [26] at 205.

            8. This court applies the balancing doctrine where one of the values or principles is linked to freedom of religion or religious sensibilities. See Bar-Ilan Street [15] at 38. Thus, for example, in every case where religious sensibilities clashed with freedom of expression, we balanced the conflicting values. HCJ 351/72 Keinan v. Film and Play Review Board [27]; HCJ 806/88 Universal City Studios Inc. v. Film and Play Review Board [28]. Similarly, when religious sensibilities (regarding the Sabbath) clashed with the public interest (the supply of gas or freedom of movement), we balanced these conflicting values. CrimA 217/68 Izramax Ltd. v. The State of Israel [29] at 364; Bar-Ilan Street [15].

            Religious sensibilities and freedom of religion are, of course, values and liberties of great importance but they are not absolute. We must always attempt to balance them with any conflicting values and liberties. Bar-Ilan Street [15] at 38. Justice Zamir established this principle:

Religious sensibilities do not enjoy absolute protection. There is no law that provides absolute protection to any right or value. All rights and values, whatever they may be, are relative. Necessarily, the protection they are offered is also relative. This applies equally to the protection extended to religious sensibilities …

 

HCJ 7128/96 Temple Mount Faithful Movement v. The Government of Israel [30] at 521.

 

Freedom of conscience, beliefs, religion, and religious rituals, as much as they flow from belief to action, are not absolute liberties … Freedom of conscience, faith, religion, and religious ritual are relative liberties. They must be balanced with other rights and interests which are also worthy of protection…

HCJ 292/83 Temple Mount Faithful Association v. Jerusalem District Police Commander [31] at 455.

 

            This approach was adopted by Deputy President Elon when he balanced the conflicting demands for the prayer arrangements at the Western Wall plaza. HCJ 257/89 Hoffman v. Western Wall Superintendent [32] at 274. Justice Tal adopted a similar approach in Bar-Ilan Street [15].

            9. Against this background, we must decide the appropriate balance in the case before us. Regarding the balance between the Hebrew language as a value and human dignity as a value, I can only refer to what was said in Kestenbaum [6]. All that is left for me to do is to decide if that conclusion is altered in light of the new values and principles introduced into the equation by my colleague Justice Englard. From one point of view I assume that the value (or liberty) of freedom of religion is an aspect of human dignity; from the other point of view there is the value (or liberty) of freedom from religion, which is also an aspect of human dignity. How will the balance be struck in this case? Is it possible to find a balance between conflicting values and principles that are within the boundaries of the same liberty? The answer is in the affirmative.

            This is not the first time we have weighed different aspects of the same liberty. We did so, for example, when freedom of expression clashed with religious sensibilities – both of which are protected under the right to human dignity, in my view. See HCJ 243/81 Yeki Yosha v. The Film and Play Review Board [33]; HCJ 806/88 supra [28] at 38. Similarly, we sought a balance when freedom of expression clashed with freedom of movement within the country – both of which are aspects of human dignity in my view as well. See HCJ 148/79 supra [25]. In this example, the conflict was, at root, between two aspects of freedom of expression. Thus we also behaved when the right to one's good name (which is part of human dignity) clashed with the right to freedom of expression (which, in my view, is another aspect of human dignity). Cf. CA 214/89 Avner v. Shapira [34].

            Thus, in cases of clashing values and principles that fall within the bounds of the same liberty – just as in cases of clashes between different liberties – the way to solve the problem is not the “all or nothing” approach, but rather by finding a balance between the conflicting values and principles. Therefore, we cannot say that, in a conflict between freedom of religion and freedom from religion, one always has the upper hand. If we said that, we would be undermining the constitutional standing of one of these freedoms.

            The appropriate practice is to balance conflicting values and principles that fall within the bounds of the same liberty. In the framework of this balancing, we must aim to preserve the “core” of each of these liberties so that any damage will only affect the “shell.” Compare clause 19(2) of the German constitution which establishes that “the essence of a basic right should never be violated." We must contemplate the seriousness of the violation and its essence. The decision itself needs to be made from considerations of reasonableness, fairness and tolerance.

            10. We will return, therefore, to the case before us. On one side of the scales rests the human dignity of the deceased and her family, who seek to inscribe Latin lettering on her gravestone. This liberty protects them from harm to their sensibilities. It protects them from religious coercion. This liberty is damaged in a serious, severe and essential way if they are not allowed to carve the deceased’s name or birth date in the writing they choose. I took this view in Kestenbaum [6], when I said:

The “ordinary person,” who does not have special sensibilities is seriously harmed if he or she has no power to engrave a loved one’s gravestone with the language that he or she decides memorializes the deceased in an appropriate way … The negation of this freedom and the insistence on the exclusive use of Hebrew writing is a serious and severe violation of the fundamental value of human dignity.

Id. at 523; see also HCJ 5688/92 supra [7] at 827.

 

This violation is exacerbated when the restrictions are perceived as religious coercion.

            11. On the other side of the scales, we find the freedom of religion of the members of the Jewish burial society to follow the ruling of the local rabbinic authority. Also weighing on this side is the dignity of the dead and the feelings of their relatives, which are harmed by the presence of foreign languages on gravestones in the cemetery – even though not on the gravestones of their loved ones. This harm must also be taken into account. It is a part of the human dignity of the deceased and their relatives.

            12. How do we balance these conflicting considerations? It seems to me that in the present circumstances, the deceased and her relatives who wish to carve Latin lettering on the gravestone must be given the upper hand. The reasons for my approach are twofold: First, the harm to the deceased and the relatives – who are prevented from having writing in the language they choose – is direct and serious. On the other hand, the harm to the other deceased and their relatives when others are allowed non-Hebrew writing is indirect and not serious. The latter are not harmed by writing on the gravestones of their loved ones. They are harmed by writing that is on the gravestone of others – writing that has existed in this cemetery for many years. The harm to the first group is certainly not the same as the harm to the second group, if we weigh these violations on the scales of tolerance. President Shamgar ruled thus in Kestenbaum [6], where he remarked:

One who erects a gravestone and another who comes to visit a different grave in the cemetery do not stand on the same plane. The general model needs to be that one who enters the space of his neighbor may not interfere needlessly with his life and sensibilities. Everyone must allow others the right and the freedom to do as they please, according to their own feelings and sensibilities, and tolerance is mandatory. People should not meddle in others’ business which is not relevant to them, though of course this does not refer to conditions that a reasonable person cannot accept.

Id. at 482

 

My colleague, Justice M. Cheshin, made the same ruling when he differentiated between the “private domain” of the gravestone of the deceased and the “public domain” of the other graves. Para. 22 of his opinion.

            13. Second, the prohibition against foreign writing for religious reasons – to differentiate from the prohibition for the sake of the Hebrew language – constitutes religious coercion. It violates the free will of the deceased and her relatives. It violates their autonomy of personal choice on one of the most sensitive points – the relationship with a loved one who has passed away. It damages the bond connecting the living with the dead. This violation is serious and severe. It is exacerbated by the fact that the cause is religious coercion. On the other hand, the harm to the religiously observant populace – harm which I acknowledge and take into consideration – in that they are not able to fulfill the ruling of the local rabbinic authority is not as serious or severe.

            We should recall that the issue here is “local” Jewish Law, as every local rabbinic authority makes its own rulings. We have been presented with the fact – and my colleague, Justice M. Cheshin, developed this extensively – that many other cemeteries in Israel allow foreign writing on gravestones. The local rabbinic authorities of these cemeteries do not see fit to ban this writing. Even in the Rishon Lezion cemetery – the cemetery at issue here – there are many gravestones inscribed with foreign writing. The local rabbinic authority of that time did not see fit to prevent it. These same members of the Jewish burial society, who in the past did not object to the writing, have suddenly changed their minds because of the change in identity of the local rabbinic authority. Furthermore, they are not being required to actively do anything – such as make an inscription that goes against the ruling of the local rabbinic authority. All that is asked of them is to refrain from actively doing anything – such as the erasing of inscriptions – as the local rabbinic authority demands.

            In the final analysis, it seems to me that the issue of Hebrew writing on gravestones, with all its importance from the Jewish legal aspect, is not at the “core” of Jewish Law but on its margins. It is assumed that, on core issues, all local rabbinic authorities rule in a similar fashion. The plethora of opinions on this issue indicates that it is a “local” matter, not one of the central tenets of Judaism. In any case, we have not gotten to the bottom of this claim, because it was not raised in the instant case. Cf. HCJ 465/89 Ruskin v. Jerusalem Religious Council [35]; CrimA 217/68 supra [29] at 356 (raising similar evaluations). 

            14. I have therefore reached the conclusion that in the clash between freedom of religion – of the members of the Jewish burial society, the dead, and their relatives who seek exclusively Hebrew writing on the gravestones of others as per the ruling of the local rabbinic authority – and the freedom from religion of the dead and their relatives who seek to carve a foreign script on the gravestones of their loved ones – the latter's freedom is to be preferred. If we add this to the decision in Kestenbaum [6], in which the court arrived at a similar conclusion regarding a clash between the Hebrew language as a value and human dignity as a value, the final conclusion is that non-Hebrew writing must be allowed on gravestones in the Rishon Lezion Cemetery.

            15. Some may claim that the viewpoint which gives preference to values and principles allowing foreign writing on gravestones is a secular viewpoint. They may claim that if we conducted the balancing from a religious viewpoint, the outcome would differ. I cannot accept this claim. Balancing is neither secular nor religious. It weighs the conflict between values and principles from the appropriate perspective of the state’s general values as a democratic and Jewish state. This is an integrative viewpoint, based on a synthesis between Jewish and democratic values. The Court is neither secular nor religious. The Court considers the feelings of everyone; the Court takes into the account the liberties of everyone; the Court expresses the values of everyone – Jewish values and democratic values. To the best of its ability, it balances the conflicting feelings, liberties and values.

            16. One might claim, of course, that the balance that I have conducted reached the wrong conclusion. It could be maintained – as Deputy President Elon ruled in Kestenbaum [6] – that in the appropriate balance, the ruling of the local rabbinic authority is to be preferred. This is a legitimate position, and it finds expression in many judgments of this court, with which the majority opinion agrees. Note that in this appeal, my colleague Justice Englard adopts a completely different stance. In his view, even if it wields public authority, a religious body that operates according to the norms of Jewish Law must be allowed – based on its freedom of religion – to follow religious directives. My colleague writes:

As a matter of principle, this court is not authorized to force a religious body – be it public or private – to act in violation of the religious law which it believes in. Such coercion seriously violates the principle of freedom of religion. Such violation is permitted only by express order of the legislature ... In the absence of an express order, the body cannot be forced to transgress a religious precept, be it minor or serious.

Para. 21.

 

            In my colleague’s view, the “balancing doctrine” does not apply to a case where the liberty in question is freedom of religion. In my colleague’s opinion, “in the matter at hand, the right of the relatives of the deceased to carve the gravestones as they like must retreat in the face of the right of the Jewish burial society to act in accordance with the local rabbinic authority’s ruling.” Para. 20. At the basis of my colleague’s stance lies the view that the balancing doctrine does not necessarily apply in a case when the dispute is “to a large extent ideological.” Para. 8. My colleague writes:

The central questions are: What are the sensibilities that need to be defended? Who has the burden of being tolerant? And who must give in? Of course, for the sake of finding a solution to the problem, the Court uses legal principles and conceptual tools through which it can adjudicate the opposing demands of the litigants … But these conceptual tools cannot succeed in getting to the root of this ideological dispute.

Para.8.

 

In my colleague’s view, comparisons between feelings are inappropriate, since they are not based on an objective test. Subjective points of view differ from judge to judge. My colleague writes:

I question if it is the role of the Court to establish the 'legitimate' boundaries of the sensibilities of believers in general, and of the religiously observant public in particular. In addition, the definition of the boundaries of “reasonable” sensitivity is based largely on subjective views, as illustrated by the differences of opinions among the judges themselves.

Para. 13.

 

He adds:

It is not up to the Court to gauge feelings that are impossible to measure objectively…

… we have no right to measure the emotional or essential weight of the opposing demands, using a hierarchy of values that is personal in nature …

… a judicial ruling cannot, and even should not, pretend to be able to decide an ideological dispute.

Paras. 17, 18, and 19.

 

I cannot agree with this approach. It constitutes a grave violation of the liberties of individuals in general, and freedom of religion and freedom from religion in particular.

            17. My colleague, Justice Englard, holds that in cases such as this, when we are dealing with a religious body or a religious law, the Court has no authority – in the absence of an express order of the legislature – to enforce behavior that contravenes any religious precept, be it serious or minor. This approach is worth considering in a case where the religious body imposes its religious authority on a group of believers who accept its instructions. Yet even in that situation we must take into consideration – as Kestenbaum [6] teaches us – general principles, such as public policy and good faith. 

            This approach is certainly not acceptable – and becomes religious coercion – when we find that a religious body imposes its public authority on a group of the population that does not subscribe to its beliefs but is subject to the body’s authority only because it has no other choice. In a long line of rulings we have made regarding such bodies, including the rabbinate, the religious councils, and the rabbinical courts, which all have statutory authority, the scope of the applicability of religious law depends on the purpose of each individual statute. This purpose is decided through the appropriate balance of the values and principles related to the case. See e.g. HCJ 465/89 supra [35]; HCJ 47/82 Movement for Progressive Judaism in Israel v. Minister of Religious Affairs [36]; HCJ 3944/92 Marbek Slaughterhouses v. Chief Rabbinate of Netanya [37]; HCJ 1000/92 Bavli v. The Great Rabbinical Court [38].

            This case concerns the Jewish burial society, so our point of departure is not that the Jewish burial society is a private body that may impose its authority with the consent (explicit and implicit) of the religiously observant. Our point of departure – as was ruled in Kestenbaum [6] – is that the Jewish burial society is a public body that operates in the realm of public law. The obligations of public law are incumbent upon it.

            18. The approach of this court, since the day of its inception, has been based on the need to balance conflicting values and principles. This has been true in cases of clashes between values and principles in general (see paragraph 7); and particularly in clashes between values and principles concerning freedom of religion and freedom from religion (see paragraph 8). This balancing is rooted in the values of the State of Israel as a Jewish and democratic state. See Para. 1a of the Basic Law: Human Dignity and Liberty. Only this balancing can allow our country – which is not run by Jewish Law – to fulfill the values of the State of Israel as a Jewish and democratic state.

            19. Negating the power of the Court to set appropriate boundaries to protect religious sensibilities will ultimately lead us – in a State of Israel that is not a theocracy (HCJ 3872/93 supra [19] at 506) – to fail to consider these sensibilities. The end result will be damage to freedom of religion itself. Thus, it is actually the need to protect religious sensibilities and freedom of religion that necessitates balancing different values and principles.

            These balances – which are based on the relative weight of the principles and values – entail assessing the varying degrees of harm to sensibilities. This assessment is also necessary to ensure tolerance. Only through tolerance can we maintain communal life. A healthy society is based, in essence, on mutual compromise and tolerance. CA 105/92 supra [26] at 211. Tolerance is essentially the rejection of the “all or nothing” approach, and the promotion of mutual compromise by assessing varying degrees of harm to sensibilities. See HCJ 257/89, supra [32] at 354; HCJ 806/88, supra [28] at 30. Indeed, a democratic society that seeks to recognize and protect the human rights of all its citizens must acknowledge people’s sensibilities and balance them by considering degrees of harm to sensibilities. Only harm that crosses the “threshold of tolerance” will warrant protection. I remarked on this in an earlier case:

[It is] our duty to recognize a certain “threshold of tolerance” regarding harm to sensibilities, which every member of a democratic society accepts as part of the social contract upon which democracy is predicated.  This being the case, only when an offense exceeds this “threshold of tolerance” will restricting human rights in a democratic society be justified.

Clearly, the “threshold of tolerance” is not uniform, but rather a function of the right and infringement in question

It is possible to infringe on human rights for the purpose of protecting feelings – particularly religious sensibilities and lifestyle – in a society with democratic values, provided that the harm exceeds the “threshold of tolerance” accepted in that society.

Bar-Ilan Street [15] at 47-48 {200-201}.

 

A different approach will not only fail to safeguard the freedom of religion that my colleague Justice Englard bases himself on, but it will also seriously damage it.

            20. Granted, the balancing doctrine is not simple to implement. We have no “scientific instruments” to do so. The expressions “balancing” and “weighing” are no more than metaphors. Behind them lies the perception that the values, principles and liberties do not have absolute significance. See 3 A. Barak, Parshanut Bimishpat [Interpretation in Law] Parshanut Chukatit [Constitutiona] [46] at 215. Establishing the relative societal significance of values and principles is a complex process. See HCJ 6163/92 Eisenberg v. Minister of Construction and Housing [39]. However, it is wrong to draw the conclusion that, because of the difficulties, we should abstain from this process. There are many legal principles that are based on the need for balancing. It would never occur to us to abstain from them on account of the difficulties that they carry. Take principles like reasonableness, fairness, good faith, proportionality, and public policy. All these and many other principles reflect the balance between conflicting values and principles. See HCJ 935/89 Ganor v. Attorney-General [40] at 513-14. Should we abstain from working with these principles simply because of the difficulties they entail?

21. My colleague, Justice Englard, complained that using balancing to measure the degree of harm to sensibilities is subjective for every judge. He dismisses the consideration and evaluation of the different sensibilities because of their personal and subjective nature and because the dispute at hand is a matter of “personal ideology.” I do not argue with the conclusion that, at a certain stage, subjective perspectives become considerations. See Aharon Barak, Judicial Discretion [47] at 124-25. I do not ignore the personal nature of the decision. Nevertheless, it is important to remember that only a small proportion of the considerations are subjective. The principle work of a judge is dictated by a stratified system of objective considerations. These are required by the foundation documents; these were used in previous judgments; these are shared by each and every judge.

In truth, a ruling is always value-based, but this does not mean that it is subjective. Most value-based judgments are objective, and they are mandated by the values of the system. A competent judge is able to implement this system by differentiating between objective considerations and his or her personal, subjective views.  That is how it has always been done.

            The many difficulties bound up with the personal perspective versus the occasional need for a subjective decision do not diminish the standing of legal values and principles and the need to balance them at the point of friction. We do not want to regress to a jurisprudence of concepts (Begriffsjurisprudenz) in which the conclusion supposedly arises, as if on its own, from objective considerations. We prefer the jurisprudence of interests (Interessenjurisprudenz) and the jurisprudence of values (Wertungsjuerisprudenze) in which an “ideological” decision is required. See HCJFH 4601/95 Saroussy v. National Labor Court [41]. We prefer substance over form. All these allow us to arrive at an objective decision, which is not personal to each and every judge, even if it is based in “ideology.” In any case, this needs to be the model, while at the same time we acknowledge that sometimes there is no avoiding a subjective ruling. This is the “price” – it is worthwhile to pay it in order to ensure justice.

22. At the beginning of his opinion, my colleague lamented that the litigants in the instant appeal – and the litigants in similar petitions that have been brought in the past – could not reach an agreement. I share my colleague's sense of regret. Everything must be done to broker understandings and agreements based on give and take, on compromise and tolerance. Even we, in the framework of this hearing, have proposed different suggestions to the sides, in order to promote a mutually acceptable solution. Unfortunately, our efforts have failed. We have no choice, then, but to issue a court ruling. It is appropriate that the legal ruling should reflect, as much as possible, the spirit of compromise and tolerance, since only through these principles can the unity of society be preserved. Indeed, in a societal framework like ours, in which a significant sector of the public does not hold by the rulings of the local rabbinic authority, there is no escaping a standard framework based on tolerance and compromise.

            In a legal reality such as ours, in which people who are not religious sometimes need religious services provided for the most part by religious people, there is no avoiding the search for criteria which are not just “all or nothing” and which draw distinctions between major laws and minor ones. Indeed, the balancing doctrine, which relates to all aspects of law, is especially applicable to the relationship between religion and state, between the values of Israel as a Jewish state and its values as a democratic state. Only the attempt to find a synthesis between the conflicting values will allow society to function. Emphasizing the conflicts and the differences will divide and sunder our society. Therefore, a rigid ruling that leaves no room for compromise, which allows the members of the Jewish burial society to act according to the ruling of the local rabbinic authority in minor matters as in major ones, regardless of the sensibilities of the non-religious, is a recipe for societal division and disintegration. Those who seek compromise and understanding need to continue to try and find balances between conflicting values and principles.

            23. For these reasons, I cannot agree with the position of my colleague, Justice Englard. These are not subjective reasons. These are objective reasons. They are drawn from our legal system, from its Jewish and democratic values, from many years of this court's rulings and from the need to ensure mutual patience and tolerance. For these reasons, I concur in the judgment of my colleague Justice M. Cheshin.

            It is decided, by the majority opinion of President Barak and Justice M. Cheshin, with Justice Englard dissenting, to accept the appeal, as per the judgment of Justice M. Cheshin.

July 6, 1999.

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